robert w gettleman financial disclosure report for 2010

8/3/2019 Robert W Gettleman Financial Disclosure Report for 2010

1/12

AO 10Rev. 1 /2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. .6 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Get t leman , Rober t W .

4 . T i t l e ( A r t i c l e I ll j u d g e s i n d i c a t e a c t P , e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)

2. Court o r O r g a n i z a t io nU. $. Dis t r i c t , N.D. l l l inois

5a. Report Type (check appropriate type)] N o m i n a t i o n , DateU. S. District Judge (a ctive)

7. Chamber~ or Office Add ress219 S. Dearborn St .Chambers 1788Chicago, IL 60604

[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e v ie w i n g O f f i c e r D a t e

3. Date of Report07/I 2/201 I

6. Report ing PeHod01/01/2010

to12/31/2010

IMPORTA NT NOTES: The inst ruct ions accompanying th is form must be fo llowed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing indiv idual only; seepp. 9 -13 of f i l ing instruct ions.)[~] NONE (No reportable positions.)

POSITION N A M E O F O RG A N I ZA TIO N / EN TITY

2.3.

4.5.

I I . A G R E E M E N T S . m e p o r t i . g individual only; seepp. 14-16 of filing instructions.)D N O N E (No reportable agreements.)

DATE PARTIES AND TERM S1.2010 G eneral P artner: Bob Jo Inves tm ents (p as s ive inves tm ent p artnersh ip with Joel R u bin in s ing le real es tate ventu re; w eeach own 50%


2/12

FINANCIAL DISCLOSURE REPORTP a g e 2 o f 1 2

N a m e o f P e r s o n R e p o r t in gGet t l eman , Rober t ~V.

D a t e o f R e p o r t07/12/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Fi| er s Non-Investm ent Incom e~ (No reportable income.)O NE non-investment

DA T E SO UR C E A ND T Y P E INCOME(yours, not spouses)I. 2010 North w es tern Univers i ty Sc hool o f L aw ; tau g ht c ou rs es $4000.002.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were ma rrled during any portion of the reportlng year, complete this section.(Dollar amount not required except for honoraria.)~ (No reportable income.)ONE non-investment

1 .20102 .20103.4.

DA T E SOURCE AND TYPELCSW , Pr iva te Soc ia l Work Prac t iveTeachers Retirement Pension

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en t er ta inment .(Includes those to spouse and dependent children; see pp. 25-27 o fi lling instructions.)D (No reportable reimbursements.)ONE

SO UR C E DA T E S LO C A T IO N PURPOSE ITEMS PAID OR PROVIDED

2. American Bar Association 06/17/10-06/19/10 Whistler, British Columbia, Litigation Magazine food, lodging, transportationCA Editorial Board Meeting3.4.5.


3/12


N a m e o f P e r s o n R e p o r t i n gGet t l ema n , R ober t W .

D a t e o f R e p o r t0 7 1 1 2 1 2 0 1 1

V . G I F T S . a n d u d e s those to spouse and dependen t children; see pp. 28-31 of filing instructions.)NO NE ( N o reportable gifts.)

SOURCEI.

2.

3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a . e lu d e s t h o s e o S s p o u s e u . d d e p e . d e . , children; see p p . 3 2 - 3 3 of f i l ing instructions. )N O N E ( N o repor table l iabili t ies.)

CREDITOR DESCRIPTION1.

2.

3.

4.

5.

VALUECODE


4/12


N a m e o f P e r s o n R e p o r ti n gGet t l ema n , R ober t W .

D a t e o f R e p o r t07/I 2/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ...... t i ons (Includes those of spouse and dependent ch i ldren; se e pp . 34-60 of f i l ing ins t ruct ions . )N O N E (No reportable income, assets, or transactions.)

D e sc r i p t io n o f As se t s I n c o m e d u r i n g( inc lud ing t ru s t asse ts ) repor t ing per iod

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div., ren t ,( A - H ) or i n t . )

Gross value at en do f r e p o r t i n g p e r i o d(t) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

(Q-W)

Type (e.g. ,buy, sell,

redemption)

Transact ions during report ing pe r iod

(2) (3) (4)D a t e V a l u e G a i n

mm/dd/yy C od e2 Code 1( J - P ) (A -H )

(5 )Id en t i t y of

buyer / se l ler( i f pr iva te

t ransac l ion)

I. Citibank (Chicago ) A I n t e r e s t2. Bob Jo Investm ents (Real Estate) None

3. M orga n Stanley Liq. Asset Fund A I n t e r e s t4. MS Natural Resours es A Dividend

J T

J U

J T

K T

5. M orga n Stanley Act ive Assets Money Trust6, IlL St, Civic CTR REF-SPL (B ond )7. Illinois St . Gen. Oblig . (Bo nd)

8. I11. Hea lth Facs. Auth. (Bond)9. S a c r e d S i lk s

C I n t e r e s t

A I n t e r e s tA I n t e r e s tA I n t e r e s tA Dividend

L

JJJ

J

T

T

T

T

T

1 0 . Eldorado Gold CP A Dividend J11 . Pa l a t ine G O A I n t e r e s t J1 2 . Schering Plough Corp

1 3 . Bristol M yers Squibb Co.1 4 . ING Plus

A

A

A

I n t e r e s t

DividendDividend

J

J

J

T

TT

1 5 . GE Money B K

1 6 . MS Bank CD

A

A

Dividend

Dividend

J

J

T

T1 7 . Bravo Restaurants, Inc . A Dividend Sold 12/30/10 J A

I. Income Gain Codes:(S~e Columns B I an d D 4 )

2. Value Codes(See Columns CI and D3)

3.Value Method Codc~(S~e Column C2)

A =$1,000 or lessF =$50,001 - $100.000J -$15,1)00 or lessN =$250.001 - $500.000P3 =$25.000.0~1 - $50.000.000Q =A p p ra i salU =Book Value

B =$1 ,001- $2,500G =$100.001-K =$15,001- $50,000O-$500.001- $1.000,00~R -Cost(Real Estate Only)V =Other

C =$2,501 - $5,000H I = $ 1.0~l .001 - $ 5 .000.000L =$50,001 - $100.000P I =$1,000.001 - $5,000.0~0P4 =More Ihan $50,000,000S =Asscs~nlcntW =Estimated

D =$5,001 - $15,000H2 =More than $5.000.000M = $100.001 - $250.000P2 =$5.000.001 - $25.000.000T Cash M a r kc t

E =$ 15.001 - $50.000


5/12


: N a m e o f P e r s o n R e p o r t in gGet t l ema n , R ober t W .

D a t e o f R e p o r t07/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ,alue, transac tions (Includes those of spouse and dependent children; seepp . 34-60 of filing instructionxSN O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d is c l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)Value ValueC o d e 2 M e t h o d

(J-P) C o d e 3( Q - W )

Type (e.g.,b u y , s e l l ,r e d e m p t i o n )


(2) (3) (4)Date V a lu e Ga i n

m m ! d d / y y C o d e 2 Code I(J-P) ( A - H )

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

1 8 . Morgan Stanley Liq. Asset Fund A Dividend1 9 . Morgan Stanley Act ive Asset Trust A Dividend20 . Morgan Stanley Dev. Growth Fund A Dividend21 . Morgan Stanley Div. Growth Fund A Dividend/Ca p22 . Giga Tronics A Dividend23 . HDFC Bank Lid ADR A Dividend

Sold 12/30/10 J ASold 12/30/10 J ASold 12/30/10 J ASold 1 2 / 3 0 1 1 0 1 J ASold 1 2 1 3 0 1 1 0 J ASold 12130/10 J A

24 . Banro Corp A Dividend2 5 . C h i n a U n ic o m L t d A D S A Dividend

Sold 12130/10 J ASold 12/30/10 J A

26 . Is i s Pharm Inc A Dividend Sold 12/30/I 0 J A27 . C h ina M edi ca l Tech ADS A Dividend Sold 12/30/10 J A28. Echel o n CP A Dividend So ld 12/30/10 J A

29 . Si lver Wheaton Corp . A Dividend30. Boston Sc ien t i f ic Corp A Dividend31 . A SA L t d (B e rm u d a ) A Distr ibution

Sold 12/30/10 J ASold 12/30/10 .I ASold 12/30/10 J A

32. Sequenom Inc New A Distr ibution

33. SAIC, Inc . A Distr ibution34. Tenet H eal thcare A Distr ibution

So ld 12/30/10 J A

So ld 12/30/10 J ASo ld 12/30/I0 J A

1. Incom e Gain Codes: A -$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000(Se e Co lumn s B I a n d IM) F =$50.001 - S 100.000 G = $ 1 0 0 . 0 0 1 - $ 1 . 0 O O . 0 O O HI =$1,0OO,001 - $5.000.000 H2 -Morc than

2. Value Codes J =$15.000 or less K -$15,001 - $50,000 L =$50,001 - $100,000 M -$100.001 - $250.000(See Columns CI and D3) N =$250.0OI - $500.00~ O =$500,0~1 - $1o000,000 Pl =$1,000.001 - $5,000,000 P2 =$5,0~),001 - $25.000.000

P3 -$25.0~0.1Y01 - $50.000.000 P4 =More than3. Value Mcthod Codes Q =A p p ra i sal R =C ost (Real Estate Only) S =Assessment T =Cash M arke t

( ,See Column C2) U =Book Valu,.: V O t h e r W =Estimated

E =$15.001 - $50.000


6/12


N a m e o f P e r s o n R e p o r t in gGet t l eman, Rober t W.

D a t e o f R e p o r t07/I 2/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

D esc rip tion o f A s se ts In c o m e d u rin g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)Place "(X)" after each asset A m o u n t T y p e (e.g.,

exempt from prior disclosure Code I div . , ren t ,( A - H ) or int . )

G ro s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

( 1 ~T y p e ( e . g .,b u y , s ~ l l ,

r e d e m p t i o n )


(2) (3) (4)D a t e V a l u e G a in

m m / d d / y y C od e 2 C od e I(J-P) ( A - H )

(5 )I d e n t i l y o f


t ransac t ion)

35. US Gold Corp New3 6. Star t o f IRA A mer i can Mutual Fund

A Distribution So ld 12/30/10 J A

3 7. Amer. FDS Cap. BIdrs. C Div idend3 8 . M o r g a n St a nl ey Gr o w th F un d o f Am e r . C Dividend3 9 . U .S. Tr e as . B o nd s A I n t e r e s t

K

K

L

TTT

40 . Morg an S tanleyU.S . Govt . Sec . C41 . Morgan Stanley Liq. Asset Fund B42 . Morgan Stan ley European G rowth A43 . Morgan Stan ley Pac i f i c Growth B A44 . Financ ing Corp CPN S t r ips Ser I INT PM T A10.000201845 . Microvi s ion lnc (Wash) A46. P u tn a m H e a l th Sc i e n ce T r u s t A

DividendDividendDividendDividendDividendDividendDiv idend

M

K

K

J

K

J

J

TTTTTTT

47 . Sacramento Cnty Ca l i fGo Pens FDG-A ATaxable OY 7 .53 BE48 . Tenn VY Auth 6 .75% 6-1 -28 SR D A

Div idendDividend

J

J

TT

49 . Bristol M yers Squibb Co. A

50 . Coeur D. Alene Mns Cp A5 1. Su n M i c ro s ys te m s , In c . A

Dividend

Div idendDiv idend

J

J

J

T

TT

I . Income Gain Codes: A =$1,000 or less B =$1,001 - $2.500 C =$2,501 - S5.000 D =$5,001 - S 15,000(See Columns BI and D4) F =$50.001 - $100.00~ G =$100.001 - $1.000.000 H I = SI.000,001 - $5.0~ 0.000 H2 =More than $5,000.000

2. Value Codes J -$15,000 or less K =$15,001 - $50,000 L =$50.001 - $10~.000 M =$100,001 - $250,000(See Columns C I and D3) N =$250.091 - $500.000 O =$500.001 - $1,000.000 PI =$1.000.001 - $5.000,000 P2 =$5,000.001 - $25,0~0,000

P3 =$25.000,001 - $50.000.000 P4 More than $50,000.0003. Value Method C odes Q =A p p ra i sal R =C osl (Real Estate Only) S =Assessment T =Cash M arke tIScc Co lun m C2 ) U =Book Value V =Other W =Estimated

E =$15,001 - $50,000


7/12


N a m e o f P e r s o n R e p o r t i n gGet t l ema n , R ober t W .

D a t e o f R e p o r t07/12/:201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i nc o m e , , a~ . o . transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D (No reportable assets, orONE incom e, tra nsa c tio ns.)

A. B. C.D e s c r i p t i o n o f A s s e t s Income during Gross value at e n d( inc lud ing t ru s t asse ts ) repor t ing per iod o f r e p o r t i n g p e r i o d

(1) (2) (1) (2)Place "(X)" after e~ch asset A m o u n t Type (e.g., V a lu e Valu e

exempt from prior disclosure Code I div . , ren t , C o d e 2 M e t h o d( A - H ) or int . ) (J-P) C o d e 3( Q - W )

52 . SLM Corp Ser C Pl /F loate r A Dividend J T53. Int l Bk for Recon & Dev A Dividend J T

5 4 . Novartis AG ADR A Dividend J T5 5 . Raytheon Co (New) A Div id end J T5 6 . Freesca le Semilnc. CLA A Dividend J T5 7 . GM AC BankCD A I n t e r e s t J T5 8 . Deutsch e TelekonORD ABS AGI A Div id end J T5 9 . Devon Energy Corp Ne w A Dividend J T60 . El i L i l ly & Co. A Dividend .I T61 . lntel Corp A Dividend J T62 . Isis Pharm Inc . A Dividend J T63. Sanofi Aventis Ads A Dividend J T

64. Se a b r i d g e G o ld In c A Dividend J T65 . Streetracks DJ GIobalTitans A Dividend J T66. Tibco Software Inc. A Dividend J T

67. Bank Hapoalim Fid A Dividend J T

68. American Mutual A A Interest J T


O) (2) (3)T y p o ( e . g . , D a t e Value

buy, sell, m m/d d/y y C od e 2redemption) ( J - P )

( 4 ) ( 5 )Gain Identity of

C ode I buyer/seller(A-H) (if private

t r a n s a c t i o n )

I . Income Gain Codes: A =$1,000 or less B $1 ,001 - $2 ,500 C -$2,501 - $5,000 D =$5,001 - $15,000( ,S ee Co lu mn s B I a nd 13,4 ) F =$5 0.0 01 - $ I0 0.0 OO G =$100,001 - $1,000.000 HI =$1,0~).001 - $5,000,000 H2 =M ore than $5,000.00(I

2. Value Codes J = $15.000 or less K =$15,001 - $50,000 L =$50.0~ I - $ 100,000 M =$ 100.001 - $250.000(See Columns C I and D3) N =$250.001 - $500.0~0 O -$500.001 - $1,00~,00~ PI =$1,000,001 - $5,000,000 P2 =$5,0~),001 - $25,0~).000

P3 =$25.00~.001 - $50.000.000 P4 =More than $50,000,0003. Value Method C odes Q =A p p ra i sal R -Cost (Real Estale Only) S =Assessment T -Cash Marke t(See Colunm C2) U =Book Value V =Olher W =Estimated

E ~$15,001 - $50,000


8/12

FINANCIAL DISCLOSURE REPORTPage 8 o f 12

N a m e o f P e r s o n R e p o r t in gG e t t le m a n , R o b e r t W .

D a t e o f R e p o r t07/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, v a ~ u e ~ t r a n s a c t i ~ n ~ ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u ~ e a n d d e p e n d e n t c h i l d r e n ; s e e p p ~ 3 4 ~ 6 ~ f ~ i n g i n s t r u c t i ~ n ~ - )N O N E (No reportable income, assets, or transactions.)

D e sc r i p t io n o f As se t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dO) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r int.)

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value Value

C o d e 2 M e t h o d( J -P ) C o d e 3( Q - W )

(] )T y p e ( e . g .,b u y , s e l l ,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value Gainm m/d d/y y C od e 2 Code I

(J-P) (A-H)

( 5 )Iden t i ty o f

buyer/seller( i f p r i v a t et r a n s a c t i o n )

69 . Columbia GlobalValue B A Dividend J T70 . Agnico Eagle Mines A Dividend71 . Anglo American PLC ADR New A Dividend72 . Banro Corp A Dividend73 . Barrick Gold A Dividend

J

J

J

J

T

T

T

T

74 . Dresser Rand A Divid end J T75 . Eche lon A Dividend J T76 . Elderado Gold A Dividend J T77 . Novagold A Dividend78 . Si lver Wheaton Corp A Dividend79 . Symyx Technologie s A Dividend80 . Goldman Sachs GRP Inc A Dividend

JJJ

J

T

T

T

T

81 . Kinross Gold Corp New A Dividend82 . Market Vectors Gold M ines A Dividend

JJ

TT

83 . Royal Gold Inc . A Dividend

84 . S e q ue nom I nc Ne w A Dividend85 . Tenet Heal thcare Corp A Dividend

J

J

J

T

TT

I. Incom e G ain C od es : A =$1,000 or less B :$1.001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(S~e Columns BI and D4) F =$50,001 - $100,00~ G =$100,001 - $1.000,0~0 HI =$1,000,001 - $5.00~.000 H2 =~.torc than $5,000.0~O

2. Value Codes l =$15.000 or Jess K =$15.001 - $50,000 L =$50.001 - $100.000 M $I00,001 - $250,000(See Columns CI and D3) N ~$250,001 - $509,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,0~0,000 P2 =$5.0~0,001 - $25.000,000

P3 =$25,000.001 - $50.000,000 P4 =More than $50,009.0003. Value Mclhod Codes Q =A p p ra i sal R =C ost (Real Estate Only) S =Assessment T =Ca s h M a r ket(See Colunm C2) U =Book Value V =O ther W =Estim ated

E =$15,001 - $50,000


9/12

FINANCIAL DISCLOSURE REPORTPa g e 9 o f 1 2

N a m e o f P e r s o n R e p o r t in gGet t l em an , Ro b e r t \V.

D a t e o f R e p o r t07/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , .a t u e , , e a n s o e t io n s a n e l u d e s t h o s e of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

86 . Morga n S TI l l Cum A Dividend87 . Yarnana Gold Inc . A Dividend88 . Ch i c a go G o - E3D BE A Dividend89 . Duke Energy Corp A Dividend90 . Windst ream Corp A Dividend91 . B P P L C A D S A Dividend92 . Genuine Par t s Co A Dividend93 . Bunge L t d A Dividend94 . l amgold Corp. A Dividend95 . Idacorp, Inc. A Dividend96 . IM B A Dividend97 . Kinross Gold Corp A Dividend98 . L-I Identi ty Solutions A Dividend99 . Proc te r & Gamble A Dividend100. Protective Life A Dividend

101. Royal Dutch Shel l A Dividend102. Rubicon M inerals A Dividend

G r o s s v a l u e at en do f r e p o r t i n g p e r i o d(i) (2)Value Value

C o d e 2 M e t h o d(J -P ) C od e 3

( Q - W )

J TJ TJ TJ TJ TJ TJ TJ T

J T

J TJ TJ TJ TJ T

J TJ T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(I) (2) (3) i (4) (5 )

Type(e.g., D a t e Value i Gain Identityofbuy, sell, mm/dd/yy C od e 2 i C od e I buyer/seller

redemption) ( J -P ) i ( A - H ) (if privatei transaction)

I. Incom e G ain Cod es: A =$1,000 or less 13 =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(S~e Columns B I and D4) F =$50,001 - $ 100,00~ G = $1 00.0 ~1 - $1,0~ 0.0~ 0 H I =$ 1.0 (~ .0 ~1 - $5 ,0 00 .0 ~0 H2 -Mo r e t ha n

2. Value Codes J = $15,0~O or less K =$15,001 - $50.0~0 L =$50,001 - $100.000 M -$100.001 - $250.0~(See Columns CI and D3) N =$250,001 - $500.000 O -$500.001 - $1,000.000 PI =$1,000.001 - $5,090,000 P2 =$5,00~),001 - $25,000,090

P3 =$25.0(~.0~1 - $50.000.000 P4 =More than $50,000.0003. Value Method C odes Q =A p p ra i sal R Cost (Rcal Estate Only) S =Assessment T -Cash Marke t(See Column C2) U =Book Value V =Other W =Estimated

E = $ 1 5 . 0 OI - $ 5 0 , 0 0 0


10/12

FINANCIAL DISCLOSURE REPORTP a g e ! 0 o f 1 2

N a m e o f P e r s o n R e p o r t in gGet t l eman , Rober t W.

D a t e o f R e p o r t07/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co,.e, ,.aluo, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[~] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a s se ts ) rep o rtin g p er io d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div . , ren t ,( A - H ) or int . )

Gross va lue a t endof repor l ing per iodO) (2)

Valu e Valu eC o d e 2 M e t h o d

( J -P ) C o d e 3( Q - W )

(0Type (e.g.,buy, se l l ,


Transact ions during reporl ing pe r iod

(2) (3) (4)Date V a lu e Ga i n

m m / d d / y y C o d e 2 Code I(J-P) (A-H)

( 5 )Iden t i ty of


t ransac t ion)

1 0 3 . Was t e Ma nagem ent104. Aqua Amer Inc105. Echelon (ELON)106. Front i e r Commun Corp107. Kans as City Life Ins .108 . Verizon Comm109. CalifSt . Genl Oblig

110 . Invesco Com m StratI I I. Thornbu rg Inv . Inc .

A DividendA Dividend

A Dividend

A DividendA DividendA DividendA I n t e r e s t

A DividendA Dividend

JJ

J

JJ

JJ

J

J

TT B uy 04/01110 I

T B uy 04/01/10T B u y 04/01/10T B u y 04/01/10T B uy 04/01/10T B uy 04/01/10T B uy 04/01/10T B u y 04/01/10

JJ

J

JJ

J

JJ

1. Income Gain Codes:(See Columns BI and

2. Value Codes[See Columns CI and D3)

3.Value klcthod Codes( see Column C2)

A =$1,000 or lessF :$50.0~ I - $ 100.0~0J = $15.0~0 or lessN :$250.001 - $500,000P3 =$25.000,0OI - $50.000.000Q =A p p ra i salU =Bc:~k Value

B =$1,001 - $2,500G =$100.001 - $1.000.0~0K = SI5.001 - $50.000O $500.001-$1,000.000R =Cost IRcal E~lalc Only)V O l h e r

C =$2,501 - $5,000H I =$1,000.0~ I - $5.000.000L -$50.001 - SI0~.000P I =$ 1,000,001 - $5,00~.090P4 =More thanS =As s cs s mcn lW =Eslimatcd

=$5,001 - $15,000H2 =More thanM = $ 100,001 - $250.000P2 =$5,090.001 - $25,00~,000

=Cash Market

E =$15.001 - $50,0~


11/12

FINANCIAL DISCLOSURE REPORTPa g e 11 o f 12

Name of Person Rep ort ingG e t t le m a n , R o b e r t W .

Date of Report07/12/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.Part II Agreements.No. I : of one l imited partnership interest).


12/12

FINANCIAL DISCLOSURE REPORTPage 12 of 12

Name of Person Rep ort ingGet t i em an , Ro b er t \V.

Date of Report07/12/2011

IX. CERT IFICATION.I c e r t i f y t h a t a l l in fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t ch i l d r e n , i f a n y ) i s

accu ra te , t rue , and comp le te to the bes t o f my kno~vled ge and bel ie f , and tha t any in fo rmat ion no t repor ted was wi thh eld becaus e i t met app l icab le s ta tu to ryprovis ions permi t t ing non-d isc losure .1 f u r t h e r ce r t if y t h a t e a r n e d i n co m e f r o m o u t s i d e e m p lo y m e n t a n d h o n o r a r i a a n d t h e a cce p t a n ce o f g i f t s ~ v h i ch h a v e b e e n r e p o r t e d a r e i ncomp l iance ~v i th the p rov is ions o f 5 U .S.C. app . 501 e t . seq. , 5 U.S.C. 7353, and Jud ic ia l Conference reg u la t ions .

Signa ture: $1 Robert W . Gett leman

N O T E : A N Y I N D IV ID U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I VI LAND CR IMINAL SANC TIONS (5 U.S .C. app. 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-30 lOne Columbus Circle, N.E.Washington, D.C. 20544

robert w gettleman financial disclosure report for 2010

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