robert b kugler financial disclosure report for 2009

8/3/2019 Robert B Kugler Financial Disclosure Report for 2009

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A O 1 0 [ FINANCIAL DISCLOSURE REPORT R w o r t R e q . ir e a b y t h ~ E t h i c sin Government Act of 1978~,. 1 / 2 ~ 4 o [ FOR CALENDAR YEAR 2009 ( 5 u . s . c . ~ p p . l o i - l ] OPerson Report ing ( la s t nam e , f i rs t , midd le in i t ia l) 2 , C o u r t o r O rg a n iz a t io n 3 . D a t e o f R e p o r t "

K U G L E R , R O B E R T B . U ni t ed S t a t e s D i s t r i ct C ou r t - D i s t r i c t o f N ew J c r s ey 4/2 9 /2 0104 . T it l e (A rt i c l e II I j u dg es in di c a le a c t i v e o r s e n io r s t a t u s; 5 a . R e p or t T yp e (c h e c k a p pr o pr i a t e ty pe ) 6. Report ing Pe riodmag is t ra te judges indicate fu l l - or pan- t ime)

[ ] N o m i n a t i o n , D a t e 1/01/2009U ni t ed S t a t e s D i s t r i c t J u dge - Ac t i v e ]-"l i n i t i a l V~l A n n u a l [~ Final to12/31/20095 b. [ ] A m e n d e d R e p o r t7 . C h a m b e r s o r Of f i c e A d d r e s s 8 , O n the bas i s of the informat ion c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t" i s , in m y o p i n i o n , i n c o m p l i a n c eMi t c he l ! C ohen U , S . C ou r t hou s e with appl icable l aws and regula t ions .t J ohn F . G er r y P l az a , Box 889C a m d e n , N e w J e r s e y 0 8 1 01 R e v i e w i n g Ol]Icer D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Comple te al l parts ,checking the NONE box for eac h part where you have no rep ortable informa~iot~ Sign on last pag~

1 . P O S I T IO N S . ~s,,oni.~ i~ai,aoo~ o.tr; ~,,,~,. ~-~ oz, ti~ instructions.)--] N O N E (No reportable positions.)

IPOSITION NAME OF ORGANIZATION/ENTITYI. Trustee Trus t #1

N O N E (No reportable agreements.) ~ ~ " ~ [:~ PARTIES AND TE~S ~


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FINANCIAL DISCLOSURE REPORT ~..e of Person Reporting Dale of ReportPage 2 of 8 KUGLER, R O B E R T B . 4 / 2 9 / 2 0 1 0

l I I . N O N - I N V E S T M E N T I N C O M E . ~R ,po, ing i .di~i~,~l ~.d ~o~ ; ~, , ~. ~Z-2~ o~i .~ i~,~,~, io~.~A. Fliers Non-Investm ent Incom e

N O N g (No.reportable non-im,estment income.)

~ SOURCE AND TYPE ~COME(you~, hal spouses)

1.

2.

3.

4.

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - J/~,ou were married during any partion of the reporting year, complete this section.(Dol lar amount no t required except for honorar ia .)

N O N E (N o r ep or t a b l e non - i nve s t m en t i ncom e . )D A T E SOURCE ANDT Y P E

2.

3.

4.

IV . REIMBURSEMENTS -( Inc ludes those to spouse und depend en t chi ldren: see pp . 25-27 o f f i l ing ins truc tions .)

[] N O N E (N o r ep or t a b l e r e i r a bur s em em s . )SOURCE DATES LOCAT1ON PURPOSE 1TEMS PAID QR PROVIDED

1 .2.

3,4.

5.


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Name of Person Reporting Date of ReportP a g e F I N A N C I A L , 3 o f 8 D I S C L O S U R E R E P O R T K U G L E R , R O B E R T B . 4 / 2 9 / 2 0 1 0

V . G ! F T S . (Intrudes those to spo~ and dependent children; see pp. 2S-3 t of )qfing instructiort~.)[~ NONE (No reportable gifts.)

SOURCE DESCRIPTIQN VALUEI.2 .3.4.5.

V I . L I A B I L I T I E S . a ~ ~ h o s ~ o r s , o ~ i ~ ~ e r ~ n d e n , ~ h ~ , ~ ; ~ e ~ p . ~ 2 - ~ of filing instructions.)[] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODEI.2.3.4.

5.


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Ia m e o [ P e r so n R e p o r t in g D a t e o f R e p o r tFINANC, IAL -DISCLOSURE REPORT [ KUGLER, ROBERT B. 4 / 2 9 n 0 1 0a g e 4 o f 8V !I. I NVESTMEN TS and TRUSTS-i.~o~.., ,,.~., t .....i o ~ a ~ a ~ 1 ~ o ~ o / ~ o ~ ~ ~, ~u,~ ~, ~. ~ 4 - ~ o

~ NONE (No reportable income, ~sets, or transactions.)Z ....... ~ ~ . c.~sc~pt ion of Asse t s ~ In co m e d u rin g Gro ss va lue a t en d T ~ s ac t l ons d u r in g re~ing( i n c lu d i n g t ~ s t a s s e t s ) ~ p o ~ i n g p e r i o d o f r e p o s i n g,, ...........

Place "{X)" a~er each ~ t ~Amo~t [ Ty~ (e.g.. Value ] V~lue I T~(e.g., [Date :Value Gain I d e m i t y o fexempt f rom pr ior di~ losure C ~ e ! di~ . . . .. t, ~ C o d e 2 ! bieth~ [ buy, sell, ~ m ~ d g ~~ C~e 2 C ~ e I{ (A-H) o r im , ) ~ ( J - P ) } C~e3 ~ r e d e m p t i o n ) ; { (J-P) (A -H ) ~ (ifp fivm e

I. W a c h o v i a B ~ k A In te re s t J T2. G a ~ l l i A s s e t F u n d A D i v i d e n d J T3. M u r a l Q u a l i f i e d F u n d A D i v i d e n d l T4. S c h w a b 1 0 0 F u n d A D i v i dend J T5. A m e r i c a n E x p r e s s C o . A D i v i d e n d K T S o l d 02/23/09 B6. F or d A D i v i d e M J T S o l d 02 /2 3 /09 A7. Exxon A D i vi d e n d J T S o l d 0 2 / 2 3 / ~ A8 . Newell~ubb~aid A D i v i d e n d J T S o l d 0 ~ 2 3 / 0 9 A9. V i s t eon "A D i vi d e n d J T S o l d 02 /2 3 /09 A1 0 . P e s o H o l d i n g s A D i v i d e n d J T S o l d 02 /2 3 09 AI I. Am ef i p f i s e F i nanc i a l A D i v i d e n d J T S o l d 02/23/~ D1 2 . T ~ s t ( l n c o m e B e n e f i c i a l) C D i v i d e n d M T1 3 . P a ~ n e ~ h i p , C o i n s N o n e J W

1 4 . C o m m ~ c e B a n k ( n o w T D B ~ k ) . A In te re s t J T1 5 . A I G S u n A m e r i ca A In te re s t J T

1 6 . T ~ s l ( T r u s t ee )1 7 . -R oy a l D u t c h S he l l B D i v i d e n d K T

(See Colu~ C2) U -B~k Vnlue V ~ W =~timat~


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FINANC, IAL DISCLOSURE REPOR T N~me of Person Reporting [ Date of ReportPage 5 of 8 KUGLER, ROBERT B.

[4i29/2010

VII. INVESTMENTS and TRUSTS -i .... ,, value, t ......tions (Includes those o f spo .....d depend~nt children; see pp. 34-60 of flllng instructions.)N O N E (No reportable income, assets or transactions.)

Description of Assets i Income during Gross value at end Transactions during reporting period(including trust assets) reporting period of reporting period

Place "~X)" a fter each asset . ~ A m o u n t Type (e.g. Value Value Type (e g Da~e i Va ue Ga n i Idemir,, ofexempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm,:dd/yy ! Code 2 Code 1 buyer/~ller: ( A - H ) i - ~ .o r m e . ) (JP) / Code 3 redemption) i (J-P) [ (A-H) (ffprivate/ ( Q - W ) ] transaction)

1 8 . - V a n g u a r d B o n d F u n d B D i vi d e n d L T1 9 . - V a n g u a r d N J T a x E x e r o p t B D i vi d e n d L T20. -Vanguard D iv i den d Growth B Dividend K T21. - V a n g u a r d H e a lt h C a r e F u n d A Dividend K T2 2. - Van gu ard 5 00 In d ex F u nd B Dividend L T23 . -Mortgage NJ Property D I n t e r e s t N T2 , 1 . -W achovia Bank A I n t e r e s t K T25 . - O n e C e n t e n n i a l S q u a r e E D i v i d e n d M W26 , R ea l E s t a t e - C o l l i e r C ou n t y F L ( 2 0 0 9 - N T$255,000)27 . S c h w a b I R A D D i vi d e n d N T28 . - A m e r i c a n C e n t u r y G r o w t h F u n d29 . -Blackroek Equi ty Div.30 . - D a v i s N Y V e n t u r e F u n d

31 . - - Ea t o n V a n c e La r g e Ca p

32 . - T h o r n bu r g V a l u e F u n d

3 3 . -Wadd ell & Reed Fund3 4 . - W e l ls F a r g o A d v a n t a g e F u n d


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P a g e F I N A I N C I A L , 6 . o f 8 D I S C L O S U R E R E P O R T I Nanle of Person ReporttngK UGLER, ROBERT B. I)ate of Repor~4/2912010

N O N E (No repo rtab le ~n come, assets , or tran sact ions . )D e s c 6 p t i o n o f A s s e t s ~ I n c o m e d u ~ n g ~iG r o s s v a l u e a t e n d

( i n c l u d i n g t ~ s ~ a s s e t s ) ~ing ~fi~ of reporting ~a~ [

Place "(X)" after ~ch ~I iAmount [ Ty~ (e.g., ~ Value [ Value T~ (e.g., Date ~ Value [ Gain ] Identi~ ofexempt from prior di~losure Code ~ / div., rent, I Code 2 ~ Meth~ buy, ~11 m~d~ Code 2 ~ C~ I ~ buyer/seller

~ ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .35. - F i rs t A m e r ic a n S m a l l C a p

36 . -Na~hem Small Cap Val~e37 . -A~io In~l ~qui~ Fun d

3 8 -H~or ln~mafional Fund

39 . -M~ning & Napier World

40 . - S S G A I n ~ e m a t io n a l

4 t. -FMe~ted Total Ream Bond

42 . -Loomis Sayles Bond F~d

43 . -Metropolitan W est Total Ret~

~. -P im~oTotal Re~ Fun d4 5. - Tra ns am e ri ca Eq u iq F u od

4 6 -SchwabC~h Fund

(~e Colmm C2) U =~ V~lue V ~c~ W=Esti~


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N a m e o f P e r s o n R e p o r t in g D a ~ e o f R e p o r tFINANC, IAL DISCLOSURE REPOR T Iage .7 of 8 KUGLER, aOBERT B. 4 / 2 9 / 2 0 1 0Viii. ADDITIONAL INFORMATION OR EX PLANATIONS. anaic a~,~,~ a~Repo,~)

A s t o P a r t VI I , p a r a g ra p h 13 , t h e p a r t n e r sh i p i s w i t h a i ~ { i i ~ ~ I a n d i s i n ve s t e d i n g o l d c o i n s .A s t o P a r t V I I , p a r a g r a p h 1 7 , w i t h a n o t h e r i n d i v i d u a l I p u r c h a s e d . u n i m pr ov ed r ea l e s t a t e i n C o l l i e r C ou n t y , F L , i n J u ne . T he pu r c has e . p r i c e w as $ 2 5 5 , 0 O O .As t o P a r t V I I , pa r ag r aph 1 2 , t am an i nc om e b ene f i c i a r y o f a T r u s t and hav e a c on t i ngen t i n t e r e s t i n t he c o r pu s b u t hav e no pow er t o d i r ec t , b u y o r s e l l o ro t he r ~ v i s e d i s po s e o f any a s s e t s . T he T r u s t a s o f 1 2 , ; 3 1 /0 9 , i nv es t ed i n t he f o l l ow i ng f u nds a nd s ec u r i t i e s : Am er i c an C e n t u r y E q u i t y I nc om e F u nd , H a r b or C ap i t a lA p p r e c i a t io n F u n d , I N G R e a l E s t a t e F u n d , R u s s e ! l 2 0 0 0 I n d e x F u n d , M u n d e r M i d C a p G r o w t h F u n d , P i m c o C o m m o d i t y R e a l R e t u r n S t ra t e g y F u n d , T o u c h s to n eMi d C ap F u nd , D e l aw ar e P oo l ed T r u s t - I n t e r na t i ona l E q u i t y P or t f o l i o , H a r b or I n t e r na t i ona l F u nd , L az a r d E m er g i ng Mar k e t s P or t t b l i o . Mor gan S t an l eyI ns t i t u t i ona l F u nd - I n t e r na t i ona l R ea l E s t a t e , E xxon Mob i l C or p . , BP P L C S pons or ed AD R , G ene r a l E l ec t r i c C o . , D u P on t , V e r i z on C om m u ni c a t i ons , P u b l i cS e r v ic e E n t e r p r i se G r o u p , F i d e l i t y A d v is o r E m e r g i n g M a r k e t s F u n d , P i m c o T o t a l R e t u r n F u n d , E v e r g r e e n I n t e r n a t i o n a l B o n d F u n d , V a n g u a r d I n t e r m e d i a t e T e r mTa x Ex e m p t Fu n d .As t o P a r t V I I , pa r ag r aph 1 6 , I ho l d t he s e i nv es t m en t s on l y a s T r u s t ee U i W . I do no t hav e an y i nc om e i n t e r e s t i n any ho l d i ng and hav e a c o n t i ngen t b ene f i c i a li n t e r e s t i n t he c o r pu s . [ hav e t he au t hor i t y t o bu y , s e l l , o r o t he r w i s e d i s po s e o f t he a s s e t s o f t he T r u s t .As t o P a r t V I I , pa r ag r aph 2 7 , t he S c hw ab I R A i nv es t m en t s a r e new t h i s y ea r and s u b s t i tu t e f o r l a s t y ea r s i nv es t m en t s w hi c h w er e ou t l i ned i n a l e t t e r da t ed Au g u s t6 , 2 0 0 9 , s u pp l em en t i ng t he 2 0 0 8 f i nanc i a l d i s c los u r e .


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FINANCIAL DISCLOSURE REPORT ~ of Person Reporting D a t e o f R e p o r tPage.8" of 8 ~ < U C L E R , R O B E R T B . 4 / 2 9 / 2 0 1 0

IX. CER TIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) isa c c u r a t e , tr u e . a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c lo s u r e .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e be e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U .S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

S i g n

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C ~ I IO N S ( 5 U . S . C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i ce o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 lO n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 44

robert b kugler financial disclosure report for 2009

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