return r f or ani72tinn exam t from incometax 2016...2016 d employer identification number...

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93493135057638

Return r%f Or ani72tinn Exam t From Income Tax OMB No 1545-0047

Form990 W 11-Under section 501(c ), 527, or 4947 ( a)(1) of the Internal Revenue Code (except privatefoundations)

Department ► Do not enter social security numbers on this form as it may be made public

Internal Revenue 5er.ice ► Information about Form 990 and its instructions is at www IRS gov/form990

A For the 2016 calendar year, or tax year

B Check if applicableC Name of organization

q Address changeGEORGETOWN UNIVERSITY

q Name change

q Initial return Doing business as

Final- I II/ - I n naLeu

Number and street (or P O box if mail is not delivered to street address) Room/suite L I eiepnune nurnuer

q Am ended return 37TH AND 0 STREETS NW(202) 687-0100

q Application pendingCity or town, state or province, country, and ZIP or foreign postal codeWASHINGTON, DC 20057

G Gross receipts $ 2,24 3,823,107

F Name and address of principal officer H(a) Is this a group return forDAVID R RUBENSTEIN

subordinates? No2121 WISCONSIN AVE NW SUITE 400WASHINGTON, DC 20007 H(b) Are all subordinates

q Yincluded? es oI Tax-exempt status R 501(c)(3) q 501(c) ( ) A (insert no 4947(a)(1)q or El 527 ( )If "No," attach a list see instructions

J Website WWW GEORGETOWN EDU H(c) Group exemption number ►

K Form of organization 9 Corporation q Trust q Association q Other ► L Year of formation 1789 M State of legal domicile DC

NLi^ Summary

1 Briefly describe the organization's mission or most significant activitiesGEORGETOWN UNIVERSITY IS ONE OF THE WORLDS LEADING ACADEMIC AND RES EARCH INSTITUTIONS ESTABLISHED IN 1789,GEORGETOWN IS THE NATION'S OLDEST CATHOLIC AND JESUIT UNIVERSITY

U

ti

2 Check this box ► q if the organization discontinued its operations or disposed of more than 25% of its net assets3 Number of voting members of the governing body (Part VI, line 1a) . . . . . . . 3 40

4 Number of independent voting members of the governing body (Part VI, line 1b) 4 38

5 Total number of individuals employed in calendar year 2016 (Part V, line 2a) 5 15,066

Q 6 Total number of volunteers (estimate if necessary) . . . 6 18,000

7a Total unrelated business revenue from Part VIII, column (C), line 12 . . . . . . 7a 4,263,236

b Net unrelated business taxable income from Form 990-T, line 34 . . . . . . . . 7b -442,202

Prior Year Current Year

8 Contributions and grants (Part VIII, line 1h) . . . . . . . . 340,968,886 352,553,768

9 Program service revenue (Part VIII, line 2g) . . . 980,515,790 983,681,972

10 Investment income (Part VIII, column (A), lines 3, 4, and 7d . . . . 127,092,554 186,604,209

11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 23,820,314 34,870,722

12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line 12) 1,472,397,544 1,557,710,671

13 Grants and similar amounts paid (Part IX, column (A), lines 1-3 . 177,356,394 193,722,621

14 Benefits paid to or for members (Part IX, column (A), line 4) . 0 0

15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) 661,982,611 702,374,105

16a Professional fundraising fees (Part IX, column (A), line 11e) 158,510 142,728

b Total fundraising expenses (Part IX, column (D), line 25) 0,24,413,896

17 Other expenses (Part IX, column (A), lines 11a-11d, llf-24e) . 522,385,040 515,141,216

18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 1,361,882,555 1,411,380,670

19 Revenue less expenses Subtract line 18 from line 12 110,514,989 146,330,001

T Beginning of Current Year End of Year

'M 20 Total assets (Part X, line 16) . 2,991,235,580 3,147,613,004

21 Total liabilities (Part X, line 26) . . . . . . . . . . . . 1,506,337,695 1,476,938,143

Z1 22 Net assets or fund balances Subtract line 21 from line 20 1,484,897,885 1,670,674,861

Si g nature BlockUnder penalties of perjury, I declare that I have examined this return, incluknowl edge and belief, it is true, correct, and complete Declaration of prepaan y knowled g e

SignSignature of officer

Here David R Rubenstein VP for Finance and Treasurer

Type or print name and title

Print/Type preparer's name Preparer's signature

PaidTravis L Patton Travis L Patton

Preparer Firm's name ► Pricewaterhousecoopers LLP

Use OnlyFirm's address ► 600 13th Street NW Suite 1000

Washington, DC 20005

May the IRS discuss this return with the preparer shown above? (see instrui

inning 07-01-2016 . and endina 06-30-2017

2016

D Employer identification number

53-0196603

For Paperwork Reduction Act Notice, see the separate instructions.

Form 990 (2016)

Statement of Program Service Accomplishments

Check if Schedule 0 contains a response or note to any line in this Part III . . . . . . . . . . . . . .

1 Briefly describe the organization's mission

GEORGETOWN IS A CATHOLIC AND JESUIT, STUDENT-CENTERED RESEARCH UNIVERSITY ESTABLISHED IN 1789 IN THE SPIRIT OF THE NEWREPUBLIC, THE UNIVERSITY WAS FOUNDED ON THE PRINCIPLE THAT SERIOUS AND SUSTAINED DISCOURSE AMONG PEOPLE OF DIFFERENTFAITHS, CULTURES AND BELIEFS PROMOTES INTELLECTUAL, ETHICAL AND SPIRITUAL UNDERSTANDING WE EMBODY THIS PRINCIPLE IN THEDIVERSITY OF OUR STUDENTS, FACULTY AND STAFF, OUR COMMITMENT TO JUSTICE AND THE COMMON GOOD, OUR INTELLECTUAL OPENNESSAND OUR INTERNATIONAL CHARACTER AN ACADEMIC COMMUNITY DEDICATED TO CREATING AND COMMUNICATING KNOWLEDGE, GEORGETOWNPROVIDES EXCELLENT UNDERGRADUATE, GRADUATE AND PROFESSIONAL EDUCATION IN THE JESUIT TRADITION FOR THE GLORY OF GOD ANDTHE WELL-BEING OF HUMANKIND GEORGETOWN EDUCATES WOMEN AND MEN TO BE REFLECTIVE LIFELONG LEARNERS, TO BE RESPONSIBLE ANDACTIVE PARTICIPANTS IN CIVIC LIFE AND TO LIVE GENEROUSLY IN SERVICE TO OTHERS

Did the organization undertake any significant program services during the year which were not listed on

the prior Form 990 or 990-EZ? . . . . . . . . . . . . . . . . . . . . . q Yes 9 No

If "Yes," describe these new services on Schedule 0

Did the organization cease conducting, or make significant changes in how it conducts, any program

services? . . . . . . . . . . . . . . . . . . . . . . . . . . . q Yes 9 No

If "Yes," describe these changes on Schedule 0

Describe the organization's program service accomplishments for each of its three largest program services, as measured by expensesSection 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the totalexpenses, and revenue, if any, for each program service reported

4a (Code ) (Expenses $

See Additional Data

4b (Code ) (Expenses $

See Additional Data

4c (Code ) (Expenses $

See Additional Data

See Additional Data Table

489,022,086 including grants of $



189,916,613 )(Revenue $ 775,162,115 )

2,818,186 ) ( Revenue $ 49,871,694 )

0 ) (Revenue $ 11,285,178 )

4d Other program services (Describe in Schedule 0 )

(Expenses $ 170,110,050 including grants of $ 987,822 ) (Revenue $ 151,553,995

4e Total program service expenses 11o, 1,169,230,233

Form 990 (2016)

Form 990 (2016)

FTTITTM Checklist of Req uired Schedules

Yes No

1 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Yes

Schedule A . . . . . . . . . . . . . . . . . . . . . 1

2 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? 2 Yes

3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates Nofor public office? If "Yes," complete Schedule C, Part I . . . . . . . . . . . . 3

4 Section 501(c )( 3) organizations.Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year?

If "Yes, " complete Schedule C, Part II . . . . . . . . . . . . . . 4 Yes

5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues,assessments, or similar amounts as defined in Revenue Procedure 98-197If "Yes, " complete Schedule C, Part III . . . . . . . . . . . . . . . . 5 No

6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the rightto provide advice on the distribution or investment of amounts in such funds or accounts?If "Yes, " complete Schedule D, Part I . . . . . . . . . . . . . . . . . 6 No

7 Did the organization receive or hold a conservation easement, including easements to preserve open space,the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II 7 No

8 Did the organization maintain collections of works of art, historical treasures, or other similar assets?

. . . . . . . . . . . .If "Yes, " complete Schedule D, Part III . . . . . . . . . . . . . . 88 Yes

9 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as a custodianfor amounts not listed in Part X, or provide credit counseling, debt management, credit repair, or debt negotiationservices7If "Yes, " complete Schedule D, Part IV . . . . . . . . . . . . . g

.

No

10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 Yespermanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V 1i . .

11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX,or X as applicable

a Did the organization report an amount for land, buildings, and equipment in Part X, line 10?

If "Yes, " complete Schedule D, Part VI . . . . . . . . . . . . . . . . . . . I la Yes

b Did the organization report an amount for investments-other securities in Part X, line 12 that is 5% or more of its total

assets reported in Part X, line 167 If "Yes," complete Schedule D, Part VII 1i . llb Yes

c Did the organization report an amount for investments-program related in Part X, line 13 that is 5% or more of itstotal assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII . lic

d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reportedin Part X, line 16? If "Yes," complete Schedule D, Part IX . . . . . . . . . . . lld

e Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, PartXIle Yes

f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addressesllf Yes

the organization's liability for uncertain tax positions under FIN 48 (ASC 740)' If "Yes," complete Schedule D, Part X ^

12a Did the organization obtain separate, independent audited financial statements for the tax year?

If "Yes," complete Schedule D, Parts XI and XII Ij . .

b Was the organization included in consolidated, independent audited financial statements for the tax year?If "Yes, " and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional

13 Is the organization a school described in section 170(b)(1)(A)(ii)7 If "Yes," complete Schedule E Ij

14a Did the organization maintain an office, employees, or agents outside of the United States?

b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising,business, investment, and program service activities outside the United States, or aggregate foreign investments

valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV . . . . . . . . . Ij

15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any

foreign organization? If "Yes, " complete Schedule F, Parts II and IV . . . . . Ij

16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to

or for foreign individuals? If "Yes, " complete Schedule F, Parts III and IV . . . Ij

17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX,

column (A), lines 6 and lie? If "Yes, " complete Schedule G, PartI (see instructions) . . . . ij

18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII,

lines 1c and 8a' If "Yes," complete Schedule G, Part II . . . . . . . . . . . . Ij

19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes,"

complete Schedule G, Part III . . . . . . . . . . . . . . . . . . . ij

No

No

12a Yes

12b I No

13 Yes

14a Yes

14b Yes

15 Yes

16 Yes

17 Yes

18 Yes

19 Yes

Form 990 (2016)

Form 990 (2016)

Checklist of Required Schedules (continued)

Yes No

20a Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H . 20a No

b If "Yes " to line 20a , did the organization attach a copy of its audited financial statements to this return?20b

21 Did the organization report more than $5 , 000 of grants or other assistance to any domestic organization or domestic 21 Yes

government on Part IX, column (A), line 1' If " Yes, " complete Schedule I, Parts I and II . . . . . Ij

22 Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, 22column ( A), line 27 If " Yes, " complete Schedule I, Parts I and III . . . . . . . . °^ Yes

23 Did the organization answer "Yes" to Part VII, Section A , line 3, 4 , or 5 about compensation of the organization'scurrent and former officers , directors , trustees , key employees , and highest compensated employees? If "Yes," 23 Yes

complete Schedule J . . . . . . . . . . . . . . . . . . . . . . . Ij

24a Did the organization have a tax - exempt bond issue with an outstanding principal amount of more than $ 100,000 as ofthe last day of the year , that was issued after December 31, 20027 If "Yes, "answer lines 24b through 24d and

complete Schedule K If "No," go to line 25a . . . . . . . . . . . . . . . 24aYes

b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?24b No

c Did the organization maintain an escrow account other than a refunding escrow at any time during the yearto defease any tax-exempt bonds? . . . . . . . . . . . . . . 24c No

d Did the organization act as an " on behalf of" issuer for bonds outstanding at any time during the year? . 24d No

25a Section 501(c )( 3), 501 ( c)(4), and 501(c)(29) organizations.Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes,"complete Schedule L, Part I . 25a No

b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, andthat the transaction has not been reported on any of the organization ' s prior Forms 990 or 990-EZ7 25b NoIf "Yes, " complete Schedule L, Part I . . . . . . . . . . . . . . . . . . .

26 Did the organization report any amount on Part X , line 5, 6 , or 22 for receivables from or payables to any current orformer officers , directors , trustees , key employees , highest compensated employees , or disqualified persons? 26 NoIf "Yes, " complete Schedule L, Part II . . . . . . . . . . . . . . . .

27 Did the organization provide a grant or other assistance to an officer, director, trustee , key employee , substantialcontributor or employee thereof , a grant selection committee member, or to a 35% controlled entity or family member 27 Noof any of these persons? If "Yes," complete Schedule L , Part III . . . . . . . . .

28 Was the organization a party to a business transaction with one of the following parties ( see Schedule L, Part IVinstructions for applicable filing thresholds , conditions , and exceptions)

a A current or former officer , director , trustee , or key employee? If "Yes," complete Schedule L,Part IV . . . . . . . . . . . . . . . . . . . . . . . .

28a No

b A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part

IV . . . . . . . . . . . . . . 28b Yes

c An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was anofficer, director, trustee, or direct or indirect owner? If "Yes, " complete Schedule L, Part IV . . . 28c No

29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M 29 Yes

30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation

contributions? If "Yes," complete Schedule M . . . . . . . . . . . . . . 30 Yes

31 Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I31 No

32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?If "Yes, " complete Schedule N, Part II . 32 No

33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections

301 7701-2 and 301 7701-3' If "Yes," complete Schedule R, Part I . Ij 33 Yes

34 Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV and

Part V, line 1 . . . . . . . . . . . . . . . . . . . . . . . . *j 34 Yes

35a Did the organization have a controlled entity within the meaning of section 512(b)(13)' 35a Yes

b If'Yes' to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity

within the meaning of section 512(b)(13)' If "Yes," complete Schedule R, Part V, line 2 . °^ 35b Yes

36 Section 501(c )( 3) organizations . Did the organization make any transfers to an exempt non-charitable relatedorganization? If "Yes," complete Schedule R, Part V, line 2 . . . . . . . . . . . . 36 No

37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and thatis treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI 37 No

38 Did the organization complete Schedule 0 and provide explanations in Schedule 0 for Part VI, lines 11b and 197 Note.All Form 990 filers are required to complete Schedule 0 . . . . . . . . . . 38 Yes

Form 990 (2016)

Form 990 (2016)

MQU Statements Regarding Other IRS Filings and Tax Compliance

Check if Schedule 0 contains a response or note to any line in this Part V . q

Yes No

la Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable . la 26,859

b Enter the number of Forms W-2G included in line la Enter -0- if not applicable lb 1

c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming(gambling) winnings to prize winners? . . . . . . . . . . . . . . . . . lc Yes

2a Enter the number of employees reported on Form W-3, Transmittal of Wage andTax Statements, filed for the calendar year ending with or within the year covered bythis return . . . . . . . . . . . . . . . . . 2a 15,066

b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? 2b Yes

Note .If the sum of lines la and 2a is greater than 250, you may be required to e-file (see instructions)

3a Did the organization have unrelated business gross income of $1,000 or more during the year? . . . 3a Yes

b If "Yes," has it filed a Form 990-T for this year7If "No" to line 3b, provide an explanation in Schedule 0 . . . 3b Yes

4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, afinancial account in a foreign country (such as a bank account, securities account, or other financial account)?

4a Yes

b CJ , DR , ES , FR , GM , GT, HA, HO , IN , IT, MX , NU ,If "Yes," enter the name of the foreign country ►QA , SP , UK , TU

See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR)

5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . . 5a No

b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b No

c If "Yes," to line 5a or 5b, did the organization file Form 8886-T7 .Sc

6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization 6a Nosolicit any contributions that were not tax deductible as charitable contributions? . .

b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts werenot tax deductible? . . . . . . . . . . . . . . . . . . . . . 6b

7 Organizations that may receive deductible contributions under section 170(c).

a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services 7a Yesprovided to the payor7 . .

b If "Yes," did the organization notify the donor of the value of the goods or services provided? . 7b Yes

c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to fileForm 82827 . . . . . . . . . . . . . . . . . . . . . . . . 7c No

d If "Yes," indicate the number of Forms 8282 filed during the year . . . 7d

e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?7e No

f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . 7f No

g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 asrequired? . . . . . . . . . . . . . . . . . . . . . 7g

h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form1098-C7 . . . . . . . . . . . . . . . . . . . . . . . . 7h Yes

8 Sponsoring organizations maintaining donor advised funds.Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time duringthe year? . . . . . . . . . . . . . . . . . . . . . . .

8

9a Did the sponsoring organization make any taxable distributions under section 49667 . . . 9a

b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? . . . 9b

10 Section 501(c )( 7) organizations. Enter

a Initiation fees and capital contributions included on Part VIII, line 12 . 10a

b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities 10b

11 Section 501(c )( 12) organizations. Enter

a Gross income from members or shareholders . . . . . . . . Ila

b Gross income from other sources (Do not net amounts due or paid to other sourcesagainst amounts due or received from them ) . . . . . . . . . ilb

12a Section 4947 ( a)(1) non -exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041' 12a

b If "Yes," enter the amount of tax-exempt interest received or accrued during the year12b

13 Section 501(c )( 29) qualified nonprofit health insurance issuers.

a Is the organization licensed to issue qualified health plans in more than one state7Note . See the instructions foradditional information the organization must report on Schedule 0 13a

b Enter the amount of reserves the organization is required to maintain by the states inwhich the organization is licensed to issue qualified health plans . . . . 13b

c Enter the amount of reserves on hand . 13c

14a Did the organization receive any payments for indoor tanning services during the tax year? . 14a No

b If "Yes," has it filed a Form 720 to report these payments7If "No," provide an explanation in Schedule 0 14b

Form 990 (2016)

Form 990 ( 2016)

Kim=Governance , Management , and DisclosureFor each "Yes" response to lines 2 through 7b below, and for a "No" response to lines8a, 8b, or IOb below, describe the circumstances, processes, or changes in Schedule 0 See instructions

Check if Schedule 0 contains a response or note to any line in this Part VI . . . . . . . . . . . . .

Section A. Governinci Bodv and Management

Yes No

is Enter the number of voting members of the governing body at the end of the tax yearla 40

If there are material differences in voting rights among members of the governingbody, or if the governing body delegated broad authority to an executive committee orsimilar committee, explain in Schedule 0

b Enter the number of voting members included in line la, above, who are independentlb 38

2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any otherofficer, director, trustee, or key employee? . . . . . . . . . . 2 No

3 Did the organization delegate control over management duties customarily performed by or under the direct supervision3 No

of officers, directors or trustees, or key employees to a management company or other person? .

4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?. 4 No

5 Did the organization become aware during the year of a significant diversion of the organization's assets? 5 No

6 Did the organization have members or stockholders? . . . . . . . . . . . . . . 6 Yes

7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or moremembers of the governing body? . . . . . . . . . . . . . . . . . . . 7a No

b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or 7b Nopersons other than the governing body? .

8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year bythe following

a The governing body? . . . . . . . . . . . . . . . . . . . . . . 8a Yes

b Each committee with authority to act on behalf of the governing body? . . . . . . . . . . . 8b Yes

9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at theorganization's mailing address? If "Yes," provide the names and addresses in Schedule 0 . . . . . . 9 No

Section B. Policies (This Section B requests Information about policies not required by the Internal Revenue Code.)

Yes

10a Did the organization have local chapters, branches, or affiliates? . .

b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,and branches to ensure their operations are consistent with the organization's exempt purposes?

Ila Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing theform? . .

b Describe in Schedule 0 the process, if any, used by the organization to review this Form 990 .

12a Did the organization have a written conflict of interest policy? If "No,"go to line 13 . .

b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise toconflicts? . .

c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe inSchedule 0 how this was done . . . . . . . . . . . . . . . . . . .

13 Did the organization have a written whistleblower policy? . .

14 Did the organization have a written document retention and destruction policy?

15 Did the process for determining compensation of the following persons include a review and approval by independentpersons, comparability data, and contemporaneous substantiation of the deliberation and decision?

a The organization's CEO, Executive Director, or top management official . .

b Other officers or key employees of the organization . .

If "Yes" to line 15a or 15b, describe the process in Schedule 0 (see instructions)

16a Did the organization invest in, contribute assets to, or participate in a Joint venture or similar arrangement with ataxable entity during the year? . .

b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participationin joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exemptstatus with respect to such arrangements?

Section C. Disclosure

10a

10b

Ila Yes

12a Yes

12b Yes

12c Yes

13 Yes

14 Yes

15a Yes

15b Yes

16a Yes

16b Yes

No

No

17 List the States with which a copy of this Form 990 is required to beMD , MI , NH , OR, SC , WI , MA, NJ , NY, PA

18 Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only)available for public inspection Indicate how you made these available Check all that apply

q Own website q Another's website 9 Upon request q Other (explain in Schedule 0)

19 Describe in Schedule 0 whether (and if so, how) the organization made its governing documents, conflict of interestpolicy, and financial statements available to the public during the tax year

20 State the name, address, and telephone number of the person who possesses the organization's books and recordsR RUBENSTEIN 2121 WISCONSIN AVE NW STE 400 WASHINGTON, DC 20007 (202) 687-0100

Form 990 (2016)

Form 990 (2016)

Compensation of Officers , Directors,Trustees, Key Employees, Highest Compensated Employees,

and Independent Contractors

Check if Schedule 0 contains a response or note to any line in this Part VII q. . . . . . . . . . . . . .

Section A. Officers, Directors, Trustees , Key Employees, and Highest Compensated Employees

la Complete this table for all persons required to be listed Report compensation for the calendar year ending with or within the organization's taxyear

• List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amountof compensation Enter -0- in columns (D), (E), and (F) if no compensation was paid

• List all of the organization's current key employees, if any See instructions for definition of "key employee

• List the organization's five current highest compensated employees (other than an officer, director, trustee or key employee)who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from theorganization and any related organizations

• List all of the organization's former officers, key employees, or highest compensated employees who received more than $100,000of reportable compensation from the organization and any related organizations

• List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of theorganization, more than $10,000 of reportable compensation from the organization and any related organizations

List persons in the following order individual trustees or directors, institutional trustees, officers, key employees, highestcompensated employees, and former such persons

q Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee

(A)Name and Title

(B)Averagehours perweek (listany hours

(C)Position (do not check morethan one box, unless person

is both an officer and adirector/trustee)

(D )Reportable

compensationfrom the

organization (W-

( E)Reportable

compensationfrom relatedorganizations

(F)Estimated

amount of othercompensation

from thefor related

organizationsbelow dotted

line)

1_

I•

-t-

,v

D

2 =

^

T

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2/1099-MISC) (W- 2/1099-MISC)

organization andrelated

organizations


Form 990 (2016)

Form 990 (2016)

Section A . Officers , Directors , Trustees , Kev Employees , and Highest Compensated Employees (continued)

(A) (B) (C) (D ) ( E) (F)Name and Title Average Position (do not check more Reportable Reportable Estimated

hours per than one box, unless person compensation compensation amount of otherweek (list is both an officer and a from the from related compensationany hours director/trustee) organization (W- organizations (W- from thefor related W = 2/1099-MISC) 2/1099-MISC) organization and

organizations 1 E I ?,LT- related

below dotted R, n ,I, organizationsline) c: D L_

In 2

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Co D

'I• co

L


lb Sub -Total . . . . . . . . . . . . . . . . ►c Total from continuation sheets to Part VII, Section A . . . ►d Total ( add lines lb and 1c ) ► 14,077,604 0 1,005,669

2 Total number of individuals (including but not limited to those listed above) who received more than $100,000of reportable compensation from the organization ► 1,318

Yes I No

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on

line la? If "Yes," complete Schedule J for such individual . . . . . . . . . . . . 3 Yes

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from theorganization and related organizations greater than $150,000? If "Yes," complete Schedule J for such

individual . . . . . . . . . . . . . . . . . . . . . . . . . 4 Yes

Did any person listed on line la receive or accrue compensation from any unrelated organization or individual for

services rendered to the organization?lf "Yes," complete Schedule J for such person . 5 Yes

Section B. Independent Contractors

1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensationfrom the organization Report compensation for the calendar year ending with or within the organization's tax year

(A) (B) (C)Name and business address Description of services Compensation

WHITING-TURNER CONTRACTING CO CONSTRUCTION 29,217,833

300 EAST JOPPA ROADBALTIMORE, MD 21286

MEDSTAR GEORGETOWN UNIVERSITY HOSPITAL PROF TEACHING SERVC 24,276,458

3800 RESERVOIR ROAD NWWASHINGTON, DC 20007

ARAMARK EDUCATIONAL SERVICES INC MANAGEMENT SERVICES 21,487,808

1101 MARKET STREETPHILADELPHIA, PA 19107

2U PROGRAM SERVICES 13,294,223

60 CHELSEA PIERSNEW YORK, NY 10011

Gilbane Building Company CONSTRUCTION 13,098,381

7901 Sandy Spring RoadSuite 500Laurel, MD 20707

2 Total number of independent contractors ( including but not limited to those listed above ) who received more than $ 100,000 ofcompensation from the organization ► 343

Form 990 (2016)

Form 990 (2016) Page

Statement of Revenue

Check if Schedule 0 contains a response or note to any line in this Part VIII

(A) (B) (C) (D)Total revenue Related or Unrelated Revenue

exempt business excluded fromfunction revenue tax under sectionsrevenue 512-514

la Federated campaigns . la 0

b Membership dues . lb 0

^j E c Fundraising events . lc 1,728,306

a d Related organizations Id 0tC

e Government grants (contributions) le 119,789,532

f All other contributions , gifts, grants,p and similar amounts not included

If 231,035,93061 above

g Noncash contributions includedin lines la - 1f $ 19 ,416,741

U o h Total .Add lines la -1f ► 352,553,768

Business Code

ti 2a Instruction 611310 775,162,115 775,162,115 0 0

b Auxiliary Services 721310 121,085,336 101,915,933 4,497,861 14,671,542

C Academic Support 611710 49,871,694 49,871,694 0 0

d Research 541700 11,285,178 11,285,178 0 0

e Other 611310 26,277,649 26,277,649 0 0

M 0 0 0 0f All other program service revenue

0 983 , 681,972gTotal . Add lines 2a -2f . . . ►

3 Investment income ( including dividends , interest , and othersimilar amounts ) ► 87,660,560 0 -785,321 88,445,881

4 Income from investment of tax-exempt bond proceeds ► 0 0 0 0

5 Royalties ► 5,167,599 0 0 5,167,599

(i) Real (ii) Personal

6a Gross rents

4,499, 515 0

b Less rental expenses 1,188,826 0

c Rental income or 3,310,689 0(loss)

d Net rental income o r ( loss) ► 3,310,689 0 0 3,310,689

(i) Securities (ii) Other

7a Gross amountfrom sales of 779,689,435 0assets otherthan inventory

b Less cost orother basis and 680 ,745,786 0sales expenses

C Gain or ( loss) 98 ,943,649 0

d Net gain or ( loss) ► 98 ,943,649 0 0 98,943,649

8a Gross income from fundraising eventsy (not including $ 1,728,306 of

contributions reported on line 1c)See Part IV, line 18 . a 2,095,659

cc b Less direct expenses . b 3,062,429

c Net income or (loss ) from fundraising ev ents . -966,770 0 -966,770►

9a Gross income from gaming activitiesO See Part IV, line 19 . .

a 169,322

b Less direct expenses . b 64,675

c Net income or (loss ) from gaming activit ies . ► 104,647 0 0 104,647

10aGross sales of inventory, lessreturns and allowances

a 1,560,115

b Less cost of goods sold . b 1,050,720

c Net income or (loss ) from sales of inventory . ► 61,402 0 61,402 0

Miscellaneous Revenue Business Code

11aSponsorship Revenue 611310 3,306,791 331,000 2,975,791

b Service Contract Revenue 541700 18,903,288 142,355 18,760,933

c Medical Illustrations 611310 792,066 15,939 776,127

d All other revenue . 4,191,010 4,191,010 0 0

eTotal . Add lines 11a-11d ►27,193,155

12 Total revenue . See Instructions ►1,557,710,671 968,703,579 4,263,236 232, 190,088

Form 990 (2016)

Form 990 (2016)

Statement of Functional ExpensesSection 501(c)(3) and 501(c)(4) organizations must complete all columns All other organizations must complete column (A)

Check iF Schedule n contains a res onse or note to , line in this Part IXV Y

Do not include amounts reported on lines 6b,7b, 8b , 9b, and 10b of Part VIII .

(A)Total expenses

. . . . . .

(B)Program serviceexpenses

. . . . .

(C)Management andgeneral expenses

. . .

(D)Fundraisingexpenses

1 Grants and other assistance to domestic organizations anddomestic governments See Part IV, line 21

945,317 945,317

2 Grants and other assistance to domestic individuals See Part

IV, line 22

187,019,622 187,019,622

3 Grants and other assistance to foreign organizations , foreign

governments , and foreign individuals See Part IV, line 15

and 16

5 ,757,682 5,757,682

4 Benefits paid to or for members 0 0

5 Compensation of current officers , directors , trustees , andkey employees . .

8,450,271 433,716 6,926,243 1,090,312

6 Compensation not included above , to disqualified persons ( as

defined under section 4958 ( f)(1)) and persons described in

section 4958 ( c)(3)(B) . .

386,495 181,081 205,414 0

7 Other salaries and wages 555,570,724 460,874,701 83,590,609 11,105,414

8 Pension plan accruals and contributions ( include section 401(k) and 403(b) employer contributions) .

43,789,861 34,593,990 8,320,074 875,797

9 Other employee benefits . 60,602,231 47,875,762 11,514,424 1,212,045

10 Payroll taxes . 33,574,523 26,523,874 6,379,159 671,490

11 Fees for services ( non-employees)

a Management 4,234,578 4,234,578 0 0

b Legal 3,134,878 2,056,479 1,065,859 12,540

c Accounting . 3,634,186 1,355,552 2,253,195 25,439

d Lobbying . . . . . . . . . 10,084 10,084 0 0

e Professional fundraising services See Part IV, line 17 142,728 142,728

f Investment management fees 0 0 0 0

g Other ( If line 11g amount exceeds 10% of line 25 , column(A) amount, list line 11g expenses on Schedule 0)

181,898,071 156,796,137 21,827,769 3,274,165

12 Advertising and promotion . 6,872,840 5,443,289 1,305,840 123,711

13 Office expenses 29,790,072 20,919,251 8,275,020 595,801

14 Information technology 10,889,847 6,425,010 4,355,939 108,898

15 Royalties . 563,039 563,039 0 0

16 Occupancy . 75,346,377 70,728,996 3,863,917 753,464

17 Travel 34,075,209 29,833,433 1,175,007 3,066,769

18 Payments of travel or entertainment expenses for anyfederal , state , or local public officials .

0 0 0 0

19 Conferences , conventions , and meetings . 22,216,366 14,366,584 7,405,455 444,327

20 Interest . 39,673,152 7,505,731 32,167,421 0

21 Payments to affiliates 0 0 0 0

22 Depreciation , depletion, and amortization 55,257,400 51,333,798 3,923,602 0

23 Insurance . . 19,662,545 6,480,951 13,181,594 0

24 Other expenses Itemize expenses not covered above (Listmiscellaneous expenses in line 24e If line 24e amountexceeds 10% of line 25 , column ( A) amount , list line 24eexpenses on Schedule 0

a Book and Periodicals 12,475,939 12,475,939 0 0

b

c

d

e All other expenses 15,406,633 14,495,637 0 910,996

25 Total functional expenses . Add lines 1 through 24e 1,411,380,670 1,169,230,233 217,736,541 24,413,896

26 Joint costs . Complete this line only if the organizationreported in column ( B) joint costs from a combinededucational campaign and fundraising solicitation

Check here ► q if following SOP 98-2 (ASC 958-720)

Form 990 (2016)

Form 990 (2016)

Balance Sheet

Check if Schedule 0 contains a response or note to any line in this Part IX

(A) (B)Beginning of year End of year

1 Cash-non-interest-bearing . 83,448 1 83,904

2 Savings and temporary cash investments . 74,455,162 2 114,861,099

3 Pledges and grants receivable, net . 153,523,638 3 157,645,505

4 Accounts receivable, net . . . . . . . . . . . 113,205,741 4 98,325,958

5 Loans and other receivables from current and former officers, directors,trustees, key employees, and highest compensated employees Complete Part 0 5 0II of Schedule L

6 Loans and other receivables from other disqualified persons (as defined undersection 4958(f)(1)), persons described in section 4958(c)(3)(B), andcontributing employers and sponsoring organizations of section 501(c)(9) 0 6voluntary employees' beneficiary organizations (see instructions) CompletePart II of Schedule L

7 Notes and loans receivable, net . . . . 43,933,526 7 39,691,066

8 Inventories for sale or use . 1,447,568 8 1,252,574

9 Prepaid expenses and deferred charges 46,526,529 9 46,969,242

10a Land, buildings, and equipment cost or otherbasis Complete Part VI of Schedule D 10a 1,889,375,431

b Less accumulated depreciation 10b 874,718,800 1,020,154,955 10c 1,014,656,631

11 Investments-publicly traded securities 565,038,665 11 574,176,222

12 Investments-other securities See Part IV, line 11 972,866,348 12 1,099,950,803

13 Investments-program-related See Part IV, line 11 . 0 13

14 Intangible assets . . . . . . . . . . . . . 0 14 0

15 Other assets See Part IV, line 11 . . . . . . . . . 0 15 0

16 Total assets.Add lines 1 through 15 (must equal line 34) . 2,991,235,580 16 3,147,613,004

17 Accounts payable and accrued expenses 151,703,906 17 152,497,321

18 Grants payable . . 39,554,770 18 32,959,978

19 Deferred revenue 49,317,599 19 61,231,989

20 Tax-exempt bond liabilities 746,503,947 20 776,148,969

21 Escrow or custodial account liability Complete Part IV of Schedule D 0 21 0

A 22 Loans and other payables to current and former officers, directors, trustees,

0 key employees, highest compensated employees, and disqualified

cZ persons Complete Part II of Schedule L . 0 22

23 Secured mortgages and notes payable to unrelated third parties 6,585,571 23 5,531,177

24 Unsecured notes and loans payable to unrelated third parties . 289,122,829 24 263,942,544

25 Other liabilities (including federal income tax, payables to related third parties, 223,549,073 25 184,626,165and other liabilities not included on lines 17-24)Complete Part X of Schedule D

26 Total liabilities .Add lines 17 through 25 . 1,506,337,695 26 1,476,938,143

Organizations that follow SFAS 117 (ASC 958), check here ► and

complete lines 27 through 29, and lines 33 and 34.27 Unrestricted net assets -164,353,423 27 -135,537,355

C3 28 Temporarily restricted net assets . . . . . . . . . 466,558,749 28 561,560,340

29 Permanently restricted net assets 1,182,692,559 29 1,244,651,876

LL_ Organizations that do not follow SFAS 117 (ASC 958),

0 check here ► q and complete lines 30 through 34.30 Capital stock or trust principal or current funds 0 30 0,

0s

31 Paid-in or capital surplus, or land, building or equipment fund . . . 0 31 0

Q 32 Retained earnings, endowment, accumulated income, or other funds 0 32 0

y 33 Total net assets or fund balances . . . . . . . . . . 1,484,897,885 33 1,670,674,861

Z 34 Total liabilities and net assets/fund balances . . . . . . 2,991,235,580 34 3,147,613,004

Form 990 (2016)

Form 990 (2016)

Reconcilliation of Net Assets

Check if Schedule 0 contains a response or note to any line in this Part XI . . . . . . . . . . . . . .

1 Total revenue (must equal Part VIII, column (A), line 12) . . . . . . . . . . . 1 1,557,710,671

2 Total expenses (must equal Part IX, column (A), line 25) . . . . . . . . . . . 2 1,411,380,670

3 Revenue less expenses Subtract line 2 from line 1 . . . . . . . . . . . . 3 146,330,001

4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . 4 1,484,897,885

5 Net unrealized gains (losses) on investments . . . . . . . . . . . . . . 5 106,449,319

6 Donated services and use of facilities . 6 0

7 Investment expenses . . . . . . . . . . . . . . . . . . . . 7 0

8 Prior period adjustments . . . . . . . . . . . . . . . . . . . . 8 0

9 Other changes in net assets or fund balances (explain in Schedule 0) . . . . . . 9 -67,002,344

10 Net assets or fund balances at end of year Combine lines 3 through 9 (must equal Part X, line 33, column (B)) 10 1,670,674,861

1:M.Wfillid Financial Statements and Reporting

Check if Schedule 0 contains a response or note to any line in this Part XII q

Yes No

1

2a

Accounting method used to prepare the Form 990 q Cash 2 Accrual q Other

If the organization changed its method of accounting from a prior year or checked "Other," explain inSchedule 0

Were the organization's financial statements compiled or reviewed by an independent accountant? a o

b

If'Yes,' check a box below to indicate whether the financial statements for the year were compiled or reviewedseparate basis, consolidated basis, or both

q Separate basis q Consolidated basis q Both consolidated and separate basis

Were the organization's financial statements audited by an independent accountant?

on a

b es

If'Yes,' check a box below to indicate whether the financial statements for the year were audited on a separateconsolidated basis, or both

9 Separate basis q Consolidated basis q Both consolidated and separate basis

basis,

c If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversightof the audit, review, or compilation of its financial statements and selection of an independent accountant? 2c Yes

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule 0

3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the SingleAudit Act and OMB Circular A-133? 3a Yes

b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the requiredaudit or audits, explain why in Schedule 0 and describe any steps taken to undergo such audits 3b Yes

Form 990 (2016)

Additional Data

Software ID: 16000421

Software Version : 2016v3.0

EIN: 53-0196603

Name : GEORGETOWN UNIVERSITY

Form 990 (2016)

Form 990, Part III , Line 4a:Instruction THE UNIVERSITY CONSISTS OF GEORGETOWN COLLEGE, Georgetown Law, Robert E McDonough School of Business, School of Continuing Studies, School ofMedicine, School of Nursing and Health Studies, THE EDMUND A WALSH SCHOOL OF FOREIGN SERVICE, the Graduate School of Arts and Sciences, and The McCourt Schoolof Public Policy THESE SCHOOLS OFFER undergraduate AND GRADUATE DEGREES, EXECUTIVE EDUCATION, ADVANCED PROFESSIONAL CERTIFICATES, CUSTOMEDUCATION, AND SPECIAL PROGRAMS DURING THE YEAR ENDED JUNE 30, 2017, GEORGETOWN UNIVERSITY ENROLLED APPROXIMATELY 18,500 STUDENTS ANDAWARDED 6,551 DEGREES

Form 990, Part III , Line 4b:ACADEMIC SUPPORT THIS INCLUDES ACTIVITIES THAT SUPPORT THE UNIVERSITY'S PRIMARY EDUCATIONAL AND RESEARCH MISSIONS THESE ACTIVITIES INCLUDEACADEMIC ADMINISTRATION, ACADEMIC COMPUTING SUPPORT, ACADEMIC PERSONNEL DEVELOPMENT, COURSE AND CURRICULUM DEVELOPMENT, DEPARTMENTALADMINISTRATION, EDUCATIONAL MEDIA SERVICES, and LIBRARIES

Form 990, Part III , Line 4c:RESEARCH ONE OF THE PRIMARY OBJECTIVES OF THE University IS THE DEVELOPMENT OF KNOWLEDGE THROUGH BASIC SCIENCE, CLINICAL RESEARCH and otherRESEARCH DURING THE YEAR ENDED JUNE 30, 2017, FACULTY AND STUDENTS Participated IN OVER 2,200 RESEARCH PROJECTS IN SCIENCE AND OTHER AREAS

Form 990, Part III - 4 Program Service Accomplishments ( See the Instructions)

(Code ) (Expenses $ 108,146,365 including grants of $ 0 ) (Revenue $ 17,772,400 )

OTHER PROGRAM SERVICES Including student services expenditures for activities whose primary purpose is to contribute to the emotional and

physical well-being of students and to intellectual, cultural, and social development outside the context of the formal instruction program

(Code ) (Expenses $ 49,182,510 including grants of $ 0 ) (Revenue $ 121,085,336

AUXILIARY SERVICES VARIOUS GOODS AND SERVICES ARE PROVIDED FOR THE BENEFIT OF STUDENTS, FACULTY AND STAFF THE PRIMARY

CATEGORIES INCLUDED ARE BANKING SERVICES, BOOKSTORES, CONFERENCE CENTER AND HOTEL, FOOD AND VENDING SERVICES, MAIL

SERVICES, PARKING FACILITIES, PRINTING AND GRAPHICS SERVICES, AND TRANSPORTATION SERVICES

Form 990, Part III - 4 Program Service Accomplishments ( See the Instructions)

(Code ) (Expenses $ 12,781,175 including grants of $ 987,822 ) ( Revenue $ 12,696,259

PUBLIC SERVICE PRIMARILY THROUGH THE RECEIPT OF GOVERNMENT AND PRIVATE GRANTS AND CONTRACTS, GEORGETOWN UNIVERSITY IS

ABLE TO PROVIDE COMMUNITY SERVICE PROGRAMS AND NON-INSTRUCTIONAL SERVICES THAT ARE INTENDED TO BENEFIT INDIVIDUALS AND

GROUPS EXTERNAL TO THE UNIVERSITY

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees , HighestCompensated ployees, and In d epenAent Contractors

Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box, unless person compensation compensation amount of otherweek (list is both an officer and a from the from related compensationany hours director/trustee) organization (W- organizations from thefor related

7^ Z'I' T2/1099-MISC) (W- 2/1099- organization and

organizations 1 ?,L MISC) relatedbelow dotted L organizations

line)

D^o

'I• ^^

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John J DeGioia PhD (C79 G95) 40 0

""""""""' X X 1,251,169 0 209,061President and Board Member

Abdulla bin Ali Al-Thane PhD 2 0................. X 0 0 0

Board Member

Joseph P Baratta (B93) 2 0................. X 0 0 0

Board Member

Alberto L Beeck 2 0................. X 0 0 0

Board Member

George W Casey Jr (F70) 2 0................. X 0 0 0

Board Member

Rev Ernesto Cavassa SJ 2 0................. X 0 0 0

Board Member

Jeffrey Chapski (C91) 2 0................. X 0 0 0

Board Member

Michael L Chasen (MBA95) 2 0................. X 0 0 0

Board Member

Peter J Clare (B87) 4 0................. x 0 0 0

Board Member

Anthony R Coscia (F81) 2 0................. X 0 0 0

Board Member

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees , HighestCompensated loyees , and In d epenAent Contractors

Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box, unless person compensation compensation amount of otherweek (list is both an officer and a from the from related compensationany hours director/trustee) organization (W- organizations from thefor related _ 2, = 2/1099-MISC) (W- 2/1099- organization and

organizations 1T

MISC) relatedbelow dotted organizations

line) 11I

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Suzanne 0 Donohoe (C92) 2 0................. x 0 0 0

Board Member

William J Doyle (C72) 6 0................. x 0 0 0

Board Chair

Rev Franois-Xavier Dumortier SJ 2 0................. x 0 0 0

Board Member

Henry A Fernandez (C79) 2 0................. x 0 0 0

Board Member

Antoine M Garibaldi PhD 2 0................. x 0 0 0

Board Member

Kaya K Henderson (F92 EML 07 H12) 2 0................. X 0 0 0

Board Member

Kathleen M Hugin (C82) 2 0................. X 0 0 0

Board Member

John D Idol 2 0................. X 0 0 0

Board Member

Susan B Karches (C74) 2 0................. x 0 0 0

Board Member

Sr Carol Keehan DC 4 0

x 0 0 0Board Member

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees , HighestCompensated Figployees , and Ind e pendent Contractors

Name and Title Average Position ( do not check more Reportable Reportable Estimatedhours per than one box , unless person compensation compensation amount of otherweek ( list is both an officer and a from the from related compensationany hours director/ trustee ) organization ( W- organizations from thefor related _ - 2/1099-MISC) ( W- 2/1099- organization and

organizations 1 ?,L MISC) relatedbelow dotted organizations

line)

n

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'I• co

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Laurie H Lapeyre (B83) 4 0................. x 0 0 0

Board Member

Rev James McCann SJ 2 0................. x 0 0 0

Board Member

Frank H McCourt Jr (C75) 4 0................. x 0 0 0

Board Member

Rev Bienvenido Nebres SJ 4 0................. x 0 0 0

Board Member

Aline OConnor (C77) 2 0................. x 0 0 0

Board Member

Timothy J ONeill (L77) 4 0................. x 0 0 0

Board Member

Rev Agbonkhianmeghe E Orobator SJ (GEMBA16) 2 0................. x 0 0 0

Board Member

Rev Joseph P Parkes SJ 4 0................. x 0 0 0

Board Vice Chair

Claire Perry PhD (F83) 2 0................. x 0 0 0

Board Member

Antony P Ressler (F82) 2 0................. x 0 0 0

Board Member

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees , HighestCompensated loyees , and Ind ependent Contractors


organizations 1 MISC) relatedbelow dotted organizations

line)71 1E

aD

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Thomas A Reynolds III (B74) 40................. x 0 0 0

Board Member

Kenneth A Samet 2 0................. x 0 0 0

Board Member

Ann M Sarnoff (B83) 2 0................. x 0 0 0

Board Member

Sheherazade Semsar-de Boisseson (F90 G90) 2 0................. x 0 0 0

Board Member

Justin B Smith (F91) 2 0................. x 0 0 0

Board Member

Rev Stephen V Sundborg SJ 2 0................. x 0 0 0

Board Member

Paul Tagliabue (C62) 40................. x 0 0 0

Board Vice Chair

Laurence A Tosi (C90 MBA94 L94) 2 0................. x 0 0 0

Board Member

Rev Daniel Villanueva SJ (GEMBA15) 2 0................. x 0 0 0

Board Member

Kevin M Warren (C84) 40................. x 0 0 0

Board Member

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees , HighestCompensated loyees , and Ind ependent Contractors


organizations 1 I• ?,LT•_ MISC ) related

below dotted organizationsline) 11

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Robert M Groves 40 0

••"•••"'•••"'• X 555,356 0 122,816Provost

David R Rubenstein 40 0

••"•••"'•••"'• X 409,051 0 31,483VP for Finance and University Treasurer

Edward M Quinn 40 0

••"•••"'•••"'• X 281,787 0 34,145Secretary

Christopher L Augostini 40 0

••"•••"'•••"'• X 796,557 0 43,214Chief Operating Officer

Lisa Brown 40 0

••"•••"'•••"'• X 432,959 0 25,699VP and General Counsel

Spiros Dimolitsas 40 0

••"•••"'•••"'• X 587,160 0 42,670Sr VP for Research and CTO

Edward B Healton 40 0

••"•••"'•••"'• X 710,587 0 23,040Exec VP Health Sciences

Rosemary E Kilkenny 40 0

••"•••"'•••"'• X 254,315 0 64,061VP Diversity and Equity

R Bartley Moore 40 0

••"•••"'•••"'• X 651,451 0 30,431VP of Advancement

Erik M Smulson 40 0

••"•••"'•••"'• X 276,173 0 62,466VP for Public Affairs

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees , HighestCompensated loyees , and In d epenAent Contractors

Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box, unless person compensation compensation amount of otherweek ( list is both an officer and a from the from related compensationany hours director/trustee ) organization ( W- organizations from thefor related _ 2, = 2/1099-MISC) ( W- 2/1099- organization and

organizations 1 MISC) relatedbelow dotted organizations

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_ P

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;T

William M Treanor 40 0

""""""""' X 576,380 0 78,149Exec VP for Law Center

John R Thompson III 40 0

""""""""' X 3,936,857 0 33,970Men's Basketball Coach

Michael K Barry 40 0

""""""""' X 1,336,244 0 28,168Chief Investment Officer

Louis M Weiner 40 0

""""""""' X 617,202 0 46,901Director, Lombardi Cancer Center

Ricardo Ernst 40 0

""""""""' X 615,331 0 51,776Professor, McDonough School of Business

Reena Aggarwal 40 0

""""""""' X 592,538 0 49,896Professor, McDonough School of Business

Lisa Krim 40 0

""""""""' X 196,487 0 27,723Former Interim General Counsel


SCHEDULE A Public Charity Status and Public SupportOMB No 1545-0047

(Form 990 or Complete if the organization is a section 501(c )( 3) organization or a section2016990EZ) 4947( a)(1) nonexempt charitable trust.

► Attach to Form 990 or Form 990-EZ.

Department of the Trea^un 10, Information about Schedule A (Form 990 or 990- EZ) and its instructions is at • '

Name of the organizationGEORGETOWN UNIVERSITY

Employer identification number

X53-0196603

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is (For lines 1 through 12, check only one box )

1 A church, convention of churches, or association of churches described in section 170 ( b)(1)(A)(i).

2 A school described in section 170 (b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ))

3 A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

4 A medical research organization operated in conjunction with a hospital described in section 170 (b)(1)(A)(iii). Enter the hospital'sname. city. and state

5 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv ). (Complete Part II )

6 A federal, state, or local government or governmental unit described in section 170(b )( 1)(A)(v).

7 An organization that normally receives a substantial part of its support from a governmental unit or from the general public described insection 170 ( b)(1)(A)(vi ). (Complete Part II )

8 A community trust described in section 170 ( b)(1)(A)(vi ) (Complete Part II )

9 An agricultural research organization described in 170 ( b)(1)(A)(ix ) operated in conjunction with a land-grant college or university or anon-land grant college of agriculture See instructions Enter the name, city, and state of the college or university

10 An organization that normally receives (1) more than 331/3% of its support from contributions, membership fees, and gross receiptsfrom activities related to its exempt functions-subject to certain exceptions, and (2) no more than 331/3% of its support from grossinvestment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June30, 1975 See section 509 (a)(2). (Complete Part III )

11 An organization organized and operated exclusively to test for public safety See section 509(a)(4).

12 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one ormore publicly supported organizations described in section 509(a )( 1) or section 509(a )(2). See section 509(a )(3). Check the boxin lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g

a Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supportedorganization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization You mustcomplete Part IV, Sections A and B.

b Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control ormanagement of the supporting organization vested in the same persons that control or manage the supported organization(s) Youmust complete Part IV, Sections A and C.

c Type III functionally integrated . A supporting organization operated in connection with, and functionally integrated with, itssupported organization(s) (see instructions ) You must complete Part IV, Sections A, D, and E.

d Type III non -functionally integrated . A supporting organization operated in connection with its supported organization(s) that is notfunctionally integrated The organization generally must satisfy a distribution requirement and an attentiveness requirement (seeinstructions) You must complete Part IV, Sections A and D, and Part V.

e Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionallyintegrated, or Type III non-functionally integrated supporting organization

f Enter the number of supported organizations

g Provide the following information about the supported organization(s)

(i)Name of supported organization (ii)EIN (iii) Type oforganization

(described on lines1- 10 above (seeinstructions))

( iv)Is the organization listed inyour governing document?

(v)Amount of

monetary support(see instructions)

(vi)Amount of othersupport (seeinstructions)

Yes No

Tota

For Paperwork Reduction Act Notice, see the Instructions for Cat No 11285F Schedule A (Form 990 or 990- EZ) 2016Form 990 or 990-EZ.

Schedule A (Form 990 or 990-EZ) 2016 Page 2

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)

(Complete only if you checked the box on line 5, 7, 8, or 9 of Part I or if the organization failed to qualify under Part

III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Su pportCalendar year

(or fiscal year beginning in) ►(a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Total

1 Gifts, grants, contributions, andmembership fees received (Do not 353,097,370 420,702,357 412,699,426 340,968,886 352,553,768 1,880,021,807

include any "unusual grant ")2 Tax revenues levied for the

organization's benefit and either 0 0 0 0 0paid to or expended on its behalf

3 The value of services or facilitiesfurnished by a governmental unit to 0 0 0 0 0the organization without charge

4 Total . Add lines 1 through 3 353,097,370 420,702,357 412,699,426 340,968,886 352,553,768 1,880,021,807

5 The portion of total contributions byeach person (other than agovernmental unit or publiclysupported organization) included on 30,268,660

line 1 that exceeds 2% of theamount shown on line 11, column(f)

6 Public support . Subtract line 51 849 753 147

from line 4, , ,

Section B. Total SunnortCalendar year

(or fiscal year beginning in) ►7 Amounts from line 4

8 Gross income from interest,dividends, payments received onsecurities loans, rents, royaltiesand income from similar sources

Net income from unrelatedbusiness activities, whether or notthe business is regularly carried on

Other income Do not include gainor loss from the sale of capitalassets (Explain in Part VI )Total support . Add lines 7through 10

(a)2012 (b)2013 (c)2014 ( d)2015 ( e)2016 (f)Total

353,097,370 420,702,357 412,699,426 340,968,886 352,553,768 1,880,021,807

93,974,479 97,743,577 84,331,870 89,310,222 97,912,689 463,272,837

0 0 0 0 0 0

0 0 0 0 0 0

2,343,294,644

Gross receipts from related activities, etc (see instructions) 12 4,715,699,916

First five years . If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,

check this box and stop here . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► q

Section C . Computation of Public Support Percentage

14 Public support percentage for 2016 (line 6, column (f) divided by line 11, column (f)) 14 78 94

15 Public support percentage for 2015 Schedule A, Part II, line 14 15 79 23 %

16a 33 1 / 3% support test-2016 . If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box

and stop here . The organization qualifies as a publicly supported organization ► 9b 33 1 /3% support test-2015 . If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this

box and stop here . The organization qualifies as a publicly supported organization ► q

17a 10%-facts -and-circumstances test-2016 . If the organization did not check a box on line 13, 16a, or 16b, and line 14is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here . Explainin Part VI how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly supported

organization ► q

b 10%-facts-and-circumstances test-2015 . If the organization did not check a box on line 13, 16a, 16b, or 17a, and line15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.Explain in Part VI how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly

supported organization ► q

18 Private foundation . If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see

instructions ► q


INOMW Support Schedule for Organizations Described in Section 509(a)(2)

(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. Ifthe organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Su pportCalendar year

(or fiscal year beginning in) ►(a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Total

1 Gifts, grants, contributions, andmembership fees received (Do notinclude any "unusual grants ")

2 Gross receipts from admissions,merchandise sold or servicesperformed, or facilities furnished inany activity that is related to theorganization's tax-exempt purpose

3 Gross receipts from activities that arenot an unrelated trade or businessunder section 513

4 Tax revenues levied for theorganization's benefit and either paidto or expended on its behalf

5 The value of services or facilitiesfurnished by a governmental unit tothe organization without charge

6 Total . Add lines 1 through 5

7a Amounts included on lines 1, 2, and3 received from disqualified persons

b Amounts included on lines 2 and 3received from other than disqualifiedpersons that exceed the greater of$5,000 or 1% of the amount on line13 for the year

c Add lines 7a and 7b

8 Public support . (Subtract line 7cfrom line 6 )

Section B. Total Support

Calendar year (a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Total(or fiscal year beginning in) ►

9 Amounts from line 6

10a Gross income from interest,dividends, payments received onsecurities loans, rents, royalties andincome from similar sources

b Unrelated business taxable income(less section 511 taxes) frombusinesses acquired after June 30,1975

c Add lines 10a and 10b

11 Net income from unrelated businessactivities not included in line 10b,whether or not the business isregularly carried on

12 Other income Do not include gain orloss from the sale of capital assets(Explain in Part VI )

13 Total support. (Add lines 9, 10c,11, and 12)

14 First five years . If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,

check this box and stop here ► q

Section C . Com p utation of Public Su pport Percenta g e

15 Public support percentage for 2016 (line 8, column (f) divided by line 13, column (f)) 15

16 Public support percentage from 2015 Schedule A, Part III, line 15 16

Section D. Com p utation of Investment Income Percenta ge

17 Investment income percentage for 2016 (line 10c, column (f) divided by line 13, column (f)) 17

18 Investment income percentage from 2015 Schedule A, Part III, line 17 18

19a 331/3% support tests-2016 . If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not

more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ► q

b 33 1 /3% support tests-2015 . If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is

not more than 33 1/3%, check this box and stop here . The organization qualifies as a publicly supported organization ► q

20 Private foundation . If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ► q

Schedule A (Form 990 or 990-EZ) 2016


Supporting Organizations(Complete only if you checked a box on line 12 of Part I If you checked 12a of Part I, complete Sections A and B If you checked 12b ofPart I, complete Sections A and C If you checked 12c of Part I, complete Sections A, D, and E If you checked 12d of Part I, completeSections A and D, and complete Part V

Section A. All SuoDortina Oraanizations

Yes No

1 Are all of the organization's supported organizations listed by name in the organization's governing documents?If "No, " describe in Part VI how the supported organizations are designated If designated by class or purpose,describe the designation If historic and continuing relationship, explain

2 Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes, " explain in Part VI how the organization determined that the supported organization was describedin section 509(a)(1) or (2) 2

3a Did the organization have a supported organization described in section 501(c)(4), (5), or (6)7 If "Yes," answer (b) and (c)below

3a

b Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfiedthe public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made thedetermination

3b

c Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes?" "If Yes, explain in Part VI what controls the organization put in place to ensure such use

3c

4a Was any supported organization not organized in the United States ("foreign supported organization")? If "Yes" and if youchecked 12a or 12b in Part I, answer (b) and (c) below

4a

b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supportedorganization? If "Yes, " describe in Part VI how the organization had such control and discretion despite being controlled orsu ervised b or in connection with its su orted or anizations

4bp y pp g

c Did the organization support any foreign supported organization that does not have an IRS determination under sections501(c)(3) and 509(a)(1) or (2)7 If "Yes, " explain in Part VI what controls the organization used to ensure that all supportto the foreign supported organization was used exclusively for section 170(c)(2)(8) purposes

4c

5a Did the organization add, substitute, or remove any supported organizations during the tax year? If "Yes," answer (b) and(c) below (if applicable) Also, provide detail in Part VI, including (I) the names and EIN numbers of the supportedorganizations added, substituted, or removed, (u) the reasons for each such action, (Ili) the authority under the

'organization s organizing document authorizing such action, and (iv) how the action was accomplished (such as byamendment to the or anizin document)

5ag g

b Type I or Type II only . Was any added or substituted supported organization part of a class already designated in theorganization's organizing document? 5b

c Substitutions only. Was the substitution the result of an event beyond the organization's control? 5c

6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone otherthan (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of itssupported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing

' " "organization s supported organizations? If provide detail in Part VI.Yes, 6

7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined insection 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to asubstantial contributor? If "Yes, " complete Part I of Schedule L (Form 990 or 990-EZ) 7

8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 77 If "Yes,"complete Part I of Schedule L (Form 990 or 990-EZ) 8

9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons asdefined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))' If "Yes,"provide detail in Part VI. 9a

b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supportingorganization had an interest? If "Yes, " provide detail in Part VI. 9b

c Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in" "which the supporting organization also had an interest? If provide detail in Part VI.Yes, 9c

10a Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regardingcertain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If "Yes,"answer line IOb below

10a

b Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whetherthe organization had excess business holdings)

10b


Supporting Organizations (continued)

11 Has the organization accepted a gift or contribution from any of the following persons?

a A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, thegoverning body of a supported organization?

b A family member of a person described in (a) above?

c A 35% controlled entity of a person described in (a) or (b) above? If "Yes" to a, b, or c, provide detail in Part VI

No

Section B. Type I Supporting Organizations

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint orelect at least a majority of the organization's directors or trustees at all times during the tax year? If "No, " describe in PartVI how the supported organization(s) effectively operated, supervised, or controlled the organization's activities If theorganization had more than one supported organization, describe how the powers to appoint and/or remove directors ortrustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to suchpowers during the tax year

Did the organization operate for the benefit of any supported organization other than the supported organization(s) thatoperated, supervised, or controlled the supporting organization? If "Yes, " explain in Part VI how providing such benefitcarried out the purposes of the supported organization(s) that operated, supervised or controlled the supportingorganization

No

Section C. Type II Supporting Organizations

Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees ofeach of the organization's supported organization(s)? If "No, " describe in Part VI how control or management of thesupporting organization was vested in the same persons that controlled or managed the supported organization(s)

No

Section D. All Type III Supporting Organizations

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization'stax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of theForm 990 that was most recently filed as of the date of notification, and (iii) copies of the organization's governingdocuments in effect on the date of notification, to the extent not previously provided?

Were any of the organization's officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organizationmaintained a close and continuous working relationship with the supported organization(s)

By reason of the relationship described in (2), did the organization's supported organizations have a significant voice in theorganization's investment policies and in directing the use of the organization's income or assets at all times during the taxyear? If "Yes," describe in Part VI the role the organization's supported organizations played in this regard

No

Section E . Type III Functionally - Integrated Supporting Organizations

1 Check the box next to the method that the organization used to satisfy the Integral Part Test during the year ( see instructions)

a The organization satisfied the Activities Test Complete line 2 below

b The organization is the parent of each of its supported organizations Complete line 3 below

c The organization supported a governmental entity Describe in Part VI how you supported a government entity (see instructions)

Activities Test Answer ( a) and ( b) below.

a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of thesupported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supportedorganizations and explain how these activities directly furthered their exempt purposes, how the organization wasresponsive to those supported organizations, and how the organization determined that these activities constitutedsubstantially all of its activities

b Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more of theorganization's supported organization (s) would have been engaged in? If "Yes," explain in Part VI the reasons for theorganization's position that its supported organization(s) would have engaged in these activities but for the organization'sinvolvement

Parent of Supported Organizations Answer ( a) and ( b) below.

a Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each ofthe supported organizations? Provide details in Part VI.

b Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of itssupported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard

Yes I No



nj^ Type III Non-Functionally Integrated 509(a )( 3) Supporting Organizations

Page 6

1 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov 20, 1970 See instructions . All otherType III non-functionally integrated supporting organizations must complete Sections A through E

Section A - Adjusted Net Income (A) Prior Year (B) Current Year(optional)

1 Net short-term capital gain 1

2 Recoveries of prior-year distributions 2

3 Other gross income (see instructions) 3

4 Add lines 1 through 3 4

5 Depreciation and depletion 5

6 Portion of operating expenses paid or incurred for production or collection of grossincome or for management, conservation, or maintenance of property held forproduction of income (see instructions)

6

7 Other expenses (see instructions) 7

8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8

Section B - Minimum Asset Amount (A) Prior Year (B) Current Year(optional)

1 Aggregate fair market value of all non-exempt-use assets (see instructions for shorttax year or assets held for part of year) 1

a Average monthly value of securities la

b Average monthly cash balances lb

c Fair market value of other non-exempt-use assets Ic

d Total (add lines la, 1b, and 1c) id

e Discount claimed for blockage or other factors(explain in detail in Part VI)

2 Acquisition indebtedness applicable to non-exempt use assets 2

3 Subtract line 2 from line ld 3

4 Cash deemed held for exempt use Enter 1-1/2% of line 3 (for greater amount, seeinstructions) 4

5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5

6 Multiply line 5 by 035 6

7 Recoveries of prior-year distributions 7

8 Minimum Asset Amount (add line 7 to line 6) 8

Section C - Distributable Amount Current Year

1 Adjusted net income for prior year (from Section A, line 8, Column A) 1

2 Enter 85% of line 1 2

3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3

4 Enter greater of line 2 or line 3 4

5 Income tax imposed in prior year 5

6 Distributable Amount . Subtract line 5 from line 4, unless subject to emergencytemporary reduction (see instructions)

6

7 R Check here if the current year is the organization's first as a non-functionally-ininstructions)

tegrat ed Type III supporting org anization (see

SChPd uIe A (Fnrm 990 nr 990-F7) 707 s

Schedule A (Form 990 or 990-EZ) 2016 Page

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)

Section D - Distributions Current Year

1 Amounts paid to supported organizations to accomplish exempt purposes

2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, inexcess of income from activity

3 Administrative expenses paid to accomplish exempt purposes of supported organizations

4 Amounts paid to acquire exempt-use assets

5 Qualified set-aside amounts (prior IRS approval required)

6 Other distributions (describe in Part VI) See instructions

7 Total annual distributions . Add lines 1 through 6

8 Distributions to attentive supported organizations to which the organization is responsive (providedetails in Part VI) See instructions

9 Distributable amount for 2016 from Section C, line 6

10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations ( see

instructions )M

Excess Distributions

(ii)Underdistributions

Pre-2016

(iii)Distributable

Amount for 2016

1 Distributable amount for 2016 from Section C, line6

2 Underdistributions, if any, for years prior to 2016(reasonable cause required--see instructions)

3 Excess distributions carryover, if any, to 2016

a

b

c From 2013.

d From 2014.

e From 2015.

f Total of lines 3a through e

g Applied to underdistributions of prior years

h Applied to 2016 distributable amount

i Carryover from 2011 not applied (seeinstructions)

j Remainder Subtract lines 3g, 3h, and 3i from 3f

4 Distributions for 2016 from Section D, line 7

a Applied to underdistributions of prior years

b Applied to 2016 distributable amount

c Remainder Subtract lines 4a and 4b from 4

5 Remaining underdistributions for years prior to2016, if any Subtract lines 3g and 4a from line 2

(if amount greater than zero, see instructions)

6 Remaining underdistributions for 2016 Subtractlines 3h and 4b from line 1 (if amount greater thanzero, see instructions)

7 Excess distributions carryover to 2017 . Add lines3j and 4c

8 Breakdown of line 7

a

b Excess from 2013. . . . . . .

c Excess from 2014.

d Excess from 2015. . . . . . .

e Excess from 2016. . . . . . .

Schedule A (Form 990 or 990-EZ) (2016)


Supplemental Information.

Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A,lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C,line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V,Section B, line le; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete thispart for any additional information. (See instructions).

Facts And Circumstances Test

l efile GRAPHIC print - DO NOT PROCESS As Filed Data -

SCHEDULE C(Form 990 or 990-EZ)

Department of the Trea^un

Internal Rev enue Ser ice

Political Campaign and Lobbying ActivitiesDLN:93493135057638

OMB No 1545-0047

For Organizations Exempt From Income Tax Under section 501(c) and section 527 2016'Complete if the organization is described below. 'Attach to Form 990 or Form 990-EZ.

'Information about Schedule C ( Form 990 or 990 - EZ) and its instructions is at • . -www.irs.gov/form990 . . -

If the organization answered "Yes" on Form 990, Part IV , Line 3 , or Form 990 -EZ, Part V, line 46 ( Political Campaign Activities), then. Section 501 ( c)(3) organizations Complete Parts I-A and B Do not complete Part I-C• Section 501(c) (other than section 501 ( c)(3)) organizations Complete Parts I-A and C below Do not complete Part I-B• Section 527 organizations Complete Part I-A only

If the organization answered "Yes" on Form 990, Part IV , Line 4, or Form 990 -EZ, Part VI, line 47 (Lobbying Activities), then• Section 501 ( c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A Do not complete Part I1-B• Section 501( c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)) Complete Part II-B Do not complete Part II-A

If the organization answered "Yes" on Form 990, Part IV , Line 5 (Proxy Tax ) ( see separate instructions ) or Form 990-EZ, Part V, line 35c(Proxy Tax) (see separate instructions), then• Section 501 (c)(4), (5), or ( 6) organizations Complete Part IIIName of the organization Employer identification numberGEORGETOWN UNIVERSITY

53-0196603

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1 Provide a description of the organization's direct and indirect political campaign activities in Part IV2 Political expenditures ► $

3 Volunteer hours

Li^j Complete if the organization is exempt under section 501 (c)(3).

1 Enter the amount of any excise tax incurred by the organization under section 4955 ► $

2 Enter the amount of any excise tax incurred by organization managers under section 4955 ► $

3 If the organization incurred a section 4955 tax, did it file Form 4720 for this year? q Yes q No

4a Was a correction made?q Yes q No

b If "Yes," describe in Part IV

Complete if the organization is exempt under section 501 ( c), except section 501 (c)(3).

1 Enter the amount directly expended by the filing organization for section 527 exempt function activities ► $

2 Enter the amount of the filing organization's funds contributed to other organizations for section 527 exemptfunction activities ► $

3 Total exempt function expenditures Add lines 1 and 2 Enter here and on Form 1120-POL, line 17b ► $

4 Did the filing organization fileForm 1120-POL for this year? q Yes q No

5 Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filingorganization made payments For each organization listed, enter the amount paid from the filing organization's funds Also enter the amountof political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregatedfund or a political action committee (PAC) If additional space is needed, provide information in Part IV

(a) Name (b) Address (c) EIN (d) Amount paid from (e) Amount of politicalfiling organization's contributions receivedfunds If none, enter and promptly and

-0- directly delivered to aseparate political

organization If none,enter -0-

2

3

4

5

6

For Paperwork Reduction Act Notice , see the instructions for Form 990 or 990 -EZ. Cat No 50084S Schedule C (Form 990 or 990-EZ) 2016

Schedule C (Form 990 or 990-EZ) 2016 Page 2

Complete if the organization is exempt under section 501 ( c)(3) and filed Form 5768 ( election undersection 501(h)).

A Check ► q if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN,expenses, and share of excess lobbying expenditures)

B Check ► q if the filing organization checked box A and "limited control" provisions apply

(a) Filing (b) AffiliatedLimits on Lobbying Expenditures organization's group totals

(The term " expenditures " means amounts paid or incurred .) totals

la Total lobbying expenditures to influence public opinion (grass roots lobbying) 0

b Total lobbying expenditures to influence a legislative body (direct lobbying) 87,172

c Total lobbying expenditures (add lines la and 1b) 87,172

d Other exempt purpose expenditures 1,409,946,486

e Total exempt purpose expenditures (add lines 1c and 1d) 1,410,033,658

f Lobbying nontaxable amount Enter the amount from the following table in both 1,000,000 0columns

If the amount on line le, column ( a) or (b ) is: he lobbying nontaxable amount is:

Not over $500,000 I20% of the amount on line le

Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000

Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000

Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000

Over $17,000,000 $1,000,000

Grassroots nontaxable amount (enter 25% of line 1f)

Subtract line 1g from line la If zero or less, enter -0-

Subtract line if from line 1c If zero or less, enter -0-

If there is an amount other than zero on either line 1h or line ii, did the organization file Form 4720 reportingsection 4911 tax for this year?

250,

q Yes q No

4-Year Averaging Period Under section 501(h)(Some organizations that made a section 501(h) election do not have to complete all of the five

columns below. See the separate instructions for lines 2a through 2f.)

Lobbvina Expenditures During 4-Year Averaaina Period

Calendar year (or fiscal year(a) 2013 (b) 2014 (c) 2015 (d) 2016 (e) Total

beginning in)

2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000

b Lobbying ceiling amount150% of line 2a, column a

6,000,000

c Total lobbying expenditures 66,601 80,873 72,522 87,172 307,168

d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000

e Grassroots ceiling amount(150% of line 2d, column (e))

1,500,000

f Grassroots lobbying expenditures 0 0 0 0 0

Schedule C (Form 990 or 990-EL) 2016

Schedule C (Form 990 or 990-EZ) 2016 Page 3

Complete if the organization is exempt under section 501 ( c)(3) and has NOT filed

Form 5768 ( election under section 501(h)).

" "a ( b )

For each Yes response on lines la through 1i below, provide in Part IV a detailed description of the lobbyingactivity Yes No Amount

1 During the year, did the filing organization attempt to influence foreign, national, state or local legislation,including any attempt to influence public opinion on a legislative matter or referendum, through the use of

a Volunteers?

b Paid staff or management (include compensation in expenses reported on lines 1c through 1i)?

c Media advertisements?

d Mailings to members, legislators, or the public?

e Publications, or published or broadcast statements?

f Grants to other organizations for lobbying purposes?

g Direct contact with legislators, their staffs, government officials, or a legislative body?

h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means?

i Other activities?

j Total Add lines 1c through 1i

2a Did the activities in line 1 cause the organization to be not described in section 501(c)(3)?

b If "Yes," enter the amount of any tax incurred under section 4912

c If "Yes," enter the amount of any tax incurred by organization managers under section 4912

d If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year?

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)( 6 ) .

Yes No

Were substantially all (90% or more) dues received nondeductible by members?

Did the organization make only in-house lobbying expenditures of $2,000 or less?

Did the organization agree to carry over lobbying and political expenditures from the prior year?

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6)and if either (a) BOTH Part 111-A, lines 1 and 2, are answered "No" OR (b) Part 111-A, line 3, isanswered "Yes."

1 Dues, assessments and similar amounts from members 1

2 Section 162(e) nondeductible lobbying and political expenditures ( do not include amounts of politicalexpenses for which the section 527(f ) tax was paid).

a Current year 2a

b Carryover from last year 2b

c Total 2c

3 Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues 3

4 If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess doesthe organization agree to carryover to the reasonable estimate of nondeductible lobbying and politicalexpenditure next year? 4

5 Taxable amount of lobbying and political expenditures (see instructions) 5

Supplemental Information

Provide the descriptions required for Part I-A, line 1, Part I-B, line 4, Part I-C, line 5, Part II-A (affiliated group list), Part II-A, lines 1 and 2 (seeinstructions , and Part II-B, line 1 Also, com p lete this p art for an y additional information

Return Reference Explanation

Schedule C (Form 990 or 990EZ) 2016

l efile GRAPHIC print - DO NOT PROCESS As Filed Data -

SCHEDULED Supplemental Financial Statements(Form 990)

DLN:93493135057638

OMB No 1545-0047

► Complete if the organization answered " Yes," on Form 990,Part IV, line 6 , 7, 8, 9, 10 , Ila, Ilb, 11c, lld , Ile, hlf, 12a, or 12b.

Department of the Trea"un ► Attach to Form 990.

Internal Revenue 5er. ice Information about Schedule D (Form 990 ) and its instructions is at www. irs.gov/forni990 .


2016


53-0196603

JL^ Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts.Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

Total number at end of year

Aggregate value of contributions to (duringyear)

Aggregate value of grants from (during year)

Aggregate value at end of year

Did the organization inform all donors and donor advisors in writing that the assets held in donor advisedfunds are the organization's property, subject to the organization's exclusive legal control? q Yes q No

6 Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can beused only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purposeconferring impermissible private benefit?

q Yes q No

Conservation Easements . Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

1 Purpose(s) of conservation easements held by the organization (check all that apply)

q Preservation of land for public use (e g , recreation or education) q Preservation of an historically important land area

q Protection of natural habitat

q Preservation of open space

q Preservation of a certified historic structure

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservationeasement on the last day of the tax year Held at the End of the Year

Total number of conservation easements 2a

Total acreage restricted by conservation easements 2b

Number of conservation easements on a certified historic structure included in (a) 2c

Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic 2dstructure listed in the National Register

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the

tax year ►

Number of states where property subject to conservation easement is located ►

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations,and enforcement of the conservation easements it holds? q Yes q No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year

00,

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)and section 170(h)( 4)(B)(ii)?

q Yes q No

9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, andbalance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describesthe organization's accounting for conservation easements

Organizations Maintaining Collections of Art, Historical Treasures , or Other Similar Assets.Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

la If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works ofart, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,provide, in Part XIII, the text of the footnote to its financial statements that describes these items

b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide thefollowing amounts relating to these items

(i) Revenue included on Form 990, Part VIII, line 1

(ii)Assets included in Form 990, Part X

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide thefollowing amounts required to be reported under SFAS 116 (ASC 958) relating to these items

a Revenue included on Form 990, Part VIII, line 1

b Assets included in Form 990, Part X ► $ 0

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 52283D Schedule D (Form 990) 2016

Schedule D (Form 990) 2016 Page 2

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (contnued)

3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collectionitems (check all that apply)

a W Public exhibition d Loan or exchange programs

bR Scholarly research

c 2 Preservation for future generations

e q Other

Provide a description of the organization's collections and explain how they further the organization's exempt purpose inPart XIII

5 During the year, did the organization solicit or receive donations of art, historical treasures or other similarassets to be sold to raise funds rather than to be maintained as part of the organization's collection? q Yes W No

Escrow and Custodial Arrangements.

Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, PartX, line 21.

la Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets notincluded on Form 990, Part X?

q Yes q No

b If "Yes," explain the arrangement in Part XIII and complete the following table Amount

c Beginning balance lc

d Additions during the year id

e Distributions during the year le

f Ending balance if

2a Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? q Yes q No

b If "Yes," explain the arrangement in Part XIII Check here if the explanation has been provided in Part XIII . . . . . . . . q

MUM Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

la Beginning of year balance .

b Contributions . .

c Net investment earnings, gains, and losses

d Grants or scholarships . .

e Other expenditures for facilitiesand programs . .

f Administrative expenses

g End of year balance .

(a)Current year (b)Prior year (c)Two years back (d)Three years back (e)Four years back

1,483,502,000 1,528,868,601 1,461,276,352 1,286,321,977 1,140,486,026

38,261,345 88,817,292 86,243,156 60,563,873 82,828,430

226,311,282 -55,373,872 54,226,881 185,489,687 133,821,567

19,098,185 17,268,099 15,429,949 16,321,197 15,442,365

63,089,152 58,848,971 54,547,547 52,212,391 53,521,273

4,141,860 2,692,951 2,900,292 2,565,597 1,850,408

1, 661, 745, 430 1,483, 502, 000 1, 528, 868, 601 1,461,276,352 1, 286, 321, 977

2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as

a Board designated or quasi-endowment ► 16 %

b Permanent endowment ► 71 O/o

c Temporarily restricted endowment ► 13

The percentages on lines 2a, 2b, and 2c should equal 100%

3a Are there endowment funds not in the possession of the organization that are held and administered for theorganization by Yes No

(i) unrelated organizations . . . . . . . . . . . . . . . . 3a(i) No

(ii) related organizations . . . . . . . . . . . . . . . . 3a(ii) No

b If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? . . . . . . 3b

4 Describe in Part XIII the intended uses of the organization's endowment funds

LQLW Land , Buildings, and Equipment.

Description of property ( a) Cost or other basis(investment)

( b)Cost or other basis (other) ( c)Accumulated depreciation ( d)Book value

la Land . 51,183,932 51,183,932

b Buildings 1,642,045,541 747,585,450 894,460,091

c Leasehold improvements 20,156,518 13,606,571 6,549,947

d Equipment . 151,352,373 113,526,779 37,825,594

e Other . 24,637,067 0 24,637,067

Total . Add lines la through le (Column (d) must equal Form 990, Part X, column (B), line 10(c)) . ► 1,014,656,631

Schedule D (Form 990) 2016


Investments-Other Securities . Complete if the organization answered 'Yes' on Form 990, Part IV, line 11b.

See Form 990. Part X. line 12.(a) Description of security or category

(including name of security )( b)Book value ( c)Method of valuation

Cost or end-of-year market value

(1)Financlal derivatives . . . . . . . . .

(2)Closely-held equity interests .

(3)Other(A) Private Fund Investments 1,099,950,803 F

(A)

(B)

(C)

(D)

(E)

(F)

(G)

(H)

Total . (Column (b) must equal Fo m 990, Part X, col (B) l ne 12 ) ► 1,099,950,803

Investments- Program Related . Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c.

cZo Pnrm QQl D.rh Y lint 12

(a) Description of investment ( b) Book value ( c) Method of valuationCost or end - of-year market value

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Total . (Column (b) must equal Fo m 990, Part X, col (B) l ne 13) ►

Other Assets. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d See Form 990, Part X, line 15

(a) Descriotlon ( b) Book value

Total . (Column (b) must equal Form 990, Part X, col (B) line 15) ►

Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f.

See Form 990, Part X, line 25.

1. (a) Description of liability (b) Book value

(1) Federal income taxes

POSTRETIREMENT LIABILITY 59, 218,000

PENSION LIABILITY 33,671,000

OTHER LIABILITIES 27,206,212

ASSET RETIREMENT OBLIGATION 19,723,554

Refundable Advances 44,807,399

(6)

(7)

(8)

(9)

Total . (Column (b) must equal Fo m 990, Part X, col (B) l ne 25) ► I 184,626,165

2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the

organization's liability for uncertain tax positions under FIN 48 (ASC 740) Check here if the text of the footnote has been provided in Part XIII



Reconciliation of Revenue per Audited Financial Statements With Revenue per ReturnCom p lete if the org anization answered 'Yes' on Form 990, Part IV, line 12a.

1 Total revenue, gains , and other support per audited financial statements . . . 1 1,203,746,238

2 Amounts included on line 1 but not on Form 990, Part VIII, line 12

a Net unrealized gains ( losses ) on investments 2a 0

b Donated services and use of facilities . . . . . . 2b 0

c Recoveries of prior year grants . . . . . . . . . 2c 0

d Other (Describe in Part XIII ) . . . . . . . . . . 2d -183,777,665

e Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . . 2e -183,777,665

3 Subtract line 2e from line 1 . . . . . . . . . . . . . . . . . 3 1,387,523,903

4 Amounts included on Form 990, Part VIII, line 12, but not on line 1

a Investment expenses not included on Form 990, Part VIII, line 7b 4a 0

b Other (Describe in Part XIII ) . . . . . . . . . . 4b 170,186,768

c Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . c 70,186,768

5 Total revenue Add lines 3 and 4c. (This must equal Form 990, Part I, line 12 . 5 1,557,710,671

Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.Com p lete if the org anization answered 'Yes' on Form 990, Part IV, line 12a.

1 Total expenses and losses per audited financial statements . 1 1,224,441,093

2 Amounts included on line 1 but not on Form 990, Part IX, line 25

a Donated services and use of facilities . . . . . . 2a 0

b Prior year adjustments . . . . . . . . . 2b 0

c Other losses . . . . . . . . . . . . . . . 2c 0

d Other (Describe in Part XIII . . . . . . . . . 2d 0

e Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . 2e 0

3 Subtract line 2e from line 1 . . . . . . . . . . . . . . . . . . 3 1,224,441,093

4 Amounts included on Form 990, Part IX, line 25, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b 4a 0

b Other (Describe in Part XIII ) . . . . . . . . . . 4b 186,939,577

c Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . . c 86,939,577

5 Total expenses Add lines 3 and 4c. (This must equal Form 990, Part I, line 18 . 5 1,411,380,670

Supplemental information

Provide the descriptions required for Part II, lines 3, 5, and 9, Part III, lines la and 4, Part IV, lines lb and 2b,Part V, line 4, Part X, line 2, Part XI, lines 2d and 4b, and Part XII, lines 2d and 4b Also complete this part to provide any additional information




Schedule D (Form 990) 2015 Page

n 1:$ IU Supplemental Information (continued)

I Return Reference I Explanation


Additional Data



EIN: 53-0196603


Sunnlemental Information


Schedule D, Part III, Line la The University has elected not to capitalize the cost or value of its collection of worksCollections of art - financial of art, historical treasures, and similar assets on the statements of financial positionstatement footnote Items that the University purchases for its collection are recorded as decreases in unrest

ricted net assets in the year in which the items are acquired or as decreases in temporarily or permanently net assets if the assets used to purchase the items are restricted by the donors Items contributed by donors for the collection are not reflected on the financiaI statements The University's collections includes artifacts of historical significance and art objects that are held for education, research, scientific, and curatorial purposesEach of the items is cataloged and preserved, and the University verifies the items in its collection and assesses their condition on a regular basis There was no deaccessions from the University's collection during the years ended June 30, 2017 or June 30, 2016

Su pp lemental Information


Schedule D, Part III, Line 4 THE UNIVERSITY MAINTAINS A COLLECTION OF BOOKS, JOURNALS, ART, UNIVERSITY ARCHIVAL MATERIACollections of art - description of LS, MANUSCRIPTS AND ELECTRONIC RESOURCES THIS COLLECTION IS HOUSED AND MADE AVAILABLE PRIcollections MARILY THROUGH LAUINGER, BLOMMER, DAHLGREN, RIGGS, woodstock AND THE E B WILLIAMS LIBRARI

ES These materials are ESSENTIAL RESOURCES FOR THE EDUCATIONAL and research Experiences 0F OUR STUDENTS AND RESEARCH NEEDS OF OUR FACULTY AND SCHOLARS

emental Information

I Return Reference Explanation

ent I MISSIONPRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT THE UNIVERSITY'S EDUCATIONAL AND RESEARCH

Intended Duses of,Part

endowmentLine

funds



Schedule D, Part X, Line 2 FIN Under provisions of the Internal Revenue Code and the applicable income tax regulations of48 (ASC 740) footnote the District of Columbia, the University is exempt from taxes on income, other than unrel

ated business income, under code Section 501(c)(3) The University had no material net unrelated business income during the years ended June 30, 2017 and 2016, and therefore no provision for income taxes has been made



Schedule D , Part XI, Line 2(d) Tuition Discount (University- Sponsored) Netted with Revenue on AFS - -152065460 Tuition DiOther revenues in audited scount ( Donor-Sponsored ) Netted with Revenue on AFS - -31712205financial statements not in form990



Schedule D, Part XI, Line 4(b) Hotel Conference Center Expense Revenue Gross Up - 3988308 Bookstore Expense Revenue GrossOther revenues in form 990 not Up - 3232867 Law Center Fitness Center Expense Revenue Gross Up - 383165 Non Operating Cain audited financial statements petal Contributions - 68081208 Non Operating Net Realized Gains - 98943648 Rental Expenses

- -1188826 Fundraising Expenses - -3062429 Gaming Expenses - -64675 Sales of Inventory Cost of Sold Expense - -126498



Schedule D, Part XII, Line 4(b) Tuition Discount (University-Sponsored) Netted with Revenue on Audited Financial StatementOther expenses in form 990 not s - 152065460 Tuition Discount (Donor-Sponsored) Netted with Revenue on Audited Financialin audited financial statements Statements - 31712205 Hotel Conference Center Expense Revenue Gross Up - 3988308 Bookstore

Expense Revenue Gross Up - 3232867 Law Center Fitness Center Expense Revenue Gross Up - 383165 Rental Expenses - -1188826 Fundraising Expenses - -3062429 Gaming Expenses - -64675Sales of Inventory Cost of Goods Sold Expense - -126498


SCHEDULE E SchoolsOMB No 1545-0047

(Form 990 or 990-

^.j016EZ)if the organization answered " Yes" on Form 990,

Part IV, line 13 , or Form 990 - EZ, Part VI, line 48.

► Attach to Form 990 or Form 990-EZ.Open to Public

► Information about Schedule E (Form 990 or 990 - EZ) and its instructions is at www.irs.gov/form990. InspectionDep artment of the Trea^un

Naieldfethieio8genuzation Employer identification numberGEORGETOWN UNIVERSITY

53-0196603

YES NO

1 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,other governing instrument, or in a resolution of its governing body? 1 Yes

2 Does the organization include a statement of its racially nondiscriminatory policy toward students in all itsbrochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? 2 Yes

3 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe If "No,"

please explain If you need more space use Part II 3 Yes

4 Does the organization maintain the following?

a Records indicating the racial composition of the student body, faculty, and administrative staff 4a Yes

b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? 4b Yes

c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? 4c Yes

d Copies of all material used by the organization or on its behalf to solicit contributions? 4d Yes

If you answered "No" to any of the above, please explain If you need more space, use Part II

5 Does the organization discriminate by race in any way with respect to

a Students' rights or privileges? 5a No

b Admissions policies? 5b No

c Employment of faculty or administrative staff 5c No

d Scholarships or other financial assistance? 5d No

e Educational policies? 5e No

f Use of facilities? 5f No

g Athletic programs? 5g No

h Other extracurricular activities? 5h No

If you answered "Yes" to any of the above, please explain If you need more space, use Part II

6a Does the organization receive any financial aid or assistance from a governmental agency? 6a Yes

b Has the organization's right to such aid ever been revoked or suspended? 6b No

If you answered "Yes" to either line 6a or line 6b, explain on Part II

7 Does the organization certify that it has complied with the applicable requirements of sections 4 01 through 4 05

of Rev Proc 75-50, 1975-2 C B 587, covering racial nondiscrimination? If "No," explain on Part II 7 Yes

Paperwork Reduction Act Notice , see the Instructions for Form 990 or Form 990-EZ. Cat No 50085D Schedule E ( Form 990 or 990-EZ) (2016)

Schedule E (Form 990 or 990EZ) (2016) Page 2

Supplemental Information . Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable Also provideany other additional information (see instructions)


Schedule E , Part I, Line 3 RACIALLY UNIVERSITY ADVERTISEMENTS, BROCHURES, CATALOGUES AND OTHERNONDISCRIMINATORY POLICY WRITTEN COMMUNICATIONS STATE THAT GEORGETOWN UNIVERSITY

PROVIDES EQUAL OPPORTUNITIES IN EMPLOYMENT AND EDUCATIONWITHOUT REGARD TO, AND DOES NOT DISCRIMINATE ON THE BASIS OF,AGE, COLOR, DISABILITY, FAMILY RESPONSIBILITIES, FAMILIAL STATUS,GENDER IDENTITY OR EXPRESSION, MARITAL STATUS, NATIONAL ORIGIN,PERSONAL APPEARANCE, POLITICAL AFFILIATION, RACE, RELIGION, SEX,SEXUAL ORIENTATION, SOURCE OF INCOME OR ANY OTHER FACTORPROHIBITED BY LAW THESE NONDISCRIMINATION POLICIES ALSO AREPOSTED ON THE UNIVERSITY'S WEBSITE

Schedule E , Part I, Line 6(a) FINANCIAL AID OR The University received financial assistance from the Federal Government andASSISTANCE FROM A GOVERNMENT various local jurisdictions The government grants and contracts support certain

research projects and student financial aid


SCHEDULE F Statement of Activities Outside the United StatesOMB No 1545-0047

(Form 990)Complete if the organization answered "Yes" to Form 990,I- 2016

Part IV , line 14b , 15, or 16.

► Attach to Form 990 . ► See separate instructions. Open to PublicDepartment of the Trea^un ► Information about Schedule F (Form 990) and its instructions is at www. irs.gov/form990. InspectionInternal Rey enue Sen ice



53-0196603

IL^ General Information on Activities Outside the United States . Complete if the organization answered "Yes" toForm 990, Part IV, line 14b.

For grantmakers .Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance's 9 Yes q No

For grantmakers . Describe in Part V the organization's procedures for monitoring the use of its grants and other assistanceoutside the United States

Activites per Region (The following Part I, line 3 table can be duplicated if additional space is needed )

(a) Region (b) Number ofoffices in the

region

(c) Number ofemployees, agents,and independentcontractors in

region

(d) Activities conducted inregion (by type) (e g ,fundraising, program

services, investments, grantsto recipients located in the

re g ion )

(e) If activity listed in (d) is aprogram service, describe

specific type ofservice(s) in region

(f) Total expendituresfor and investments

in region

See Add'l Data

3a Sub-total 7 275 759,713,190

b Total from continuation sheets toPart I

0 0 0

c Totals (add lines 3a and 3b) 7 275 759,713,190

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50082W Schedule F ( Form 990) 2016

Schedule F (Form 990) 2016 Page 2

Grants and Other Assistance to Organizations or Entities Outside the United States . Complete if the organization answered "Yes" to Form 990, PartIV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name oforganization

(b) IRS codesection

and EIN (ifa licable

(c) Region (d) Purpose ofgrant

(e) Amount ofcash grant

(f) Manner ofcash

disbursement

(g) Amountof non-cashassistance

(h) Descriptionof non-cashassistance

(i) Method ofvaluation

(book, FMV,a pp raisal, other

Europe (IncludingIceland and Greenland)

GENERAL SUPPORT 10,000 WIRE O N/A N/A

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter . . . . . . . ►

Enter total number of other organizations or entities 11111.

Schedule F (Form 9901 2016


Grants and Other Assistance to Individuals Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 16.

(a) Type of grant or asst

See Add'I Data

(b) Region ( c) Number of ( d) Amount of (e) Manner of cash ( f) Amount of ( g) Description (h) Method ofrecipients cash grant disbursement non-cash of non-cash valuation

assistance assistance (book, FMV,

Schedule F (Form 990) 2016


Foreign Forms

1 Was the organization a U S transferor of property to a foreign corporation during the tax year? If "Yes, "theorganization may be required to file Form 926, Return by a U S Transferor of Property to a Foreign Corporation (seeInstructions for Form 926) 2 Yes q No

2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may berequired to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt ofCertain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U S Owner (seeInstructions for Forms 3520 and 3520-A)

q Yes No

3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," theorganization may be required to file Form 5471, Information Return of U S Persons with Respect to Certain ForeignCorporations (see Instructions for Form 5471)

9 Yes q No

4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electingfund during the tax year? If "Yes,"the organization may be required to file Form 8621, Information Return by aShareholder of a Passive Foreign Investment Company or Qualified Electing Fund (see Instructions for Form 8621) 0 Yes q No

5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," theorganization may be required to file Form 8865, Return of U S Persons with Respect to Certain Foreign Partnerships(see Instructions for Form 8865)

D Yes q No

6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," theorganization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form5713) 9 Yes q No

Schedule F (Form 990) 2016



Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method;amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accountingmethod); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provideany additional information (see instructions).

ReturnReference

Explanation

Schedule F, Part GEORGETOWN UNIVERSITY IS NOT A "GRANTMAKER" PER SE IN THAT ITS FUNDAMENTAL MISSION RELATES TOI, Line 2 EDUCATION AND RESEARCH HOWEVER, IN THE COURSE OF THESE MISSION- related ACTIVITIES, THE UNIVERSITYProcedures for DOES MAKE PAYMENTS THAT MEET THE CRITERIA FOR "GRANTMAKING" AS DEFINED BY THE INSTRUCTIONS TOmonitoring use of SCHEDULE F OF THE FORM 990 THESE PAYMENTS FALL INTO TWO CATEGORIES (1) STUDENT FINANCIAL AID -grant funds THE UNIVERSITY'S FINANCIAL AID IS AWARDED BASED EITHER ON FINANCIAL NEED OR ACADEMIC MERIT, THE

OFFICE OF STUDENT FINANCIAL SERVICES (THE FINANCIAL AID OFFICE) DETERMINES STUDENTS' ELIGIBILITYFOR NEED-BASED AID VARIOUS ACADEMIC DEPARTMENTS DETERMINE ELIGIBILITY FOR MERIT-BASED AID, and(2) CHARITABLE CONTRIBUTIONS - CHARITABLE CONTRIBUTIONS ARE MADE IN ACCORDANCE WITH UNIVERSITYPOLICY


Schedule F, Part I, GEORGETOWN UNIVERSITY IS NOT A "GRANTMAKER" PER SE IN THAT ITS FUNDAMENTAL MISSION RELATESLine 2 PROCEDURES TO EDUCATION AND RESEARCH HOWEVER, IN THE COURSE OF THESE MISSION-related ACTIVITIES, THEFOR MONITORING UNIVERSITY DOES MAKE PAYMENTS THAT MEET THE CRITERIA FOR "GRANTMAKING" AS DEFINED BY THEUSE OF GRANT INSTRUCTIONS TO SCHEDULE F OF THE FORM 990 THESE PAYMENTS FALL INTO TWO CATEGORIES (1)FUNDS STUDENT FINANCIAL AID - THE UNIVERSITY'S FINANCIAL AID IS AWARDED BASED EITHER ON FINANCIAL

NEED OR ACADEMIC MERIT, THE OFFICE OF STUDENT FINANCIAL SERVICES (THE FINANCIAL AID OFFICE)DETERMINES STUDENTS' ELIGIBILITY FOR NEED-BASED AID VARIOUS ACADEMIC DEPARTMENTSDETERMINE ELIGIBILITY FOR MERIT-BASED AID, and (2) CHARITABLE CONTRIBUTIONS - CHARITABLECONTRIBUTIONS ARE MADE IN ACCORDANCE WITH UNIVERSITY POLICY

Additional Data



EIN: 53-0196603


Form 990 Schedule F Part I - Activities Outside The United States

(a) Region (b) Number of (c) Number of (d) Activities conducted (e) If activity listed in (d) (f) Total expendituresoffices in the employees or in region (by type) (i e , is a program service, for region

region agents in fundraising, program describe specific type ofregion services, grants to service(s) in region

recipients located in theregion)

Central America and the 0 0 Program Services EDUCATIONAL SERVICES 637,713Caribbean

East Asia and the Pacific 0 0 Program Services EDUCATIONAL SERVICES 2,317,273

Europe (Including Iceland and 5 69 Program Services EDUCATIONAL SERVICES 7,284,288Greenland)





Middle East and North Africa 1 200 Program Services EDUCATIONAL SERVICES 60,940,951

North America (Canada & 0 0 Program Services EDUCATIONAL SERVICES 834,744Mexico only)

Russia and Neighboring States 0 0 Program Services EDUCATIONAL SERVICES 133,878





South America 0 4 Program Services EDUCATIONAL SERVICES 994,523

South Asia 0 0 Program Services EDUCATIONAL SERVICES 488,810

Sub-Saharan Africa 1 2 Program Services EDUCATIONAL SERVICES 3,015,251





Central America and the 0 0 Investments 634,328,820Caribbean

Europe (Including Iceland and 0 0 Investments 48,726,939Greenland)

Europe (Including Iceland and 0 0 Grantmaking 10,000Greenland)

Form 990 Schedule F Part III - Grants and Assistance to Individuals Outside The U S

(a) Type of grant or (b) Region (c)Number (d) Amount of (e) Manner of cash (f) Amount of (g) Description of (h) Method ofassistance of cash grant disbursement non-cash non-cash valuation (book,

recipients assistance assistance FMV, appraisal,other)

STUDY ABROAD Central America 1 19,194 Other 0 N/A N/ASCHOLARSHIPS and the

Caribbean

STUDY ABROAD East Asia and 49 1,061,250 Other 0 N/A N/ASCHOLARSHIPS the Pacific


(a) Type of grant or (b) Region (c)Number (d) Amount of (e) Manner of (f) Amount of ( g) Description of (h) Method ofassistance of cash grant cash disbursement non-cash non -cash valuation (book,


STUDY ABROAD Europe 211 3,430,310 Other 0 N/A N/ASCHOLARSHIPS ( Including

Iceland andGreenland)

STUDY ABROAD Middle East and 13 261,246 Other 0 N/A N/ASCHOLARSHIPS North Africa


(a) Type of grant or (b) Region (c)Number (d) Amount of (e) Manner of cash (f) Amount of (g) Description of (h) Method ofassistance of cash grant disbursement non-cash non-cash valuation (book,


STUDY ABROAD South America 29 433,917 Other 0 N/A N/ASCHOLARSHIPS

STUDY ABROAD South Asia 3 61,613 Other 0 N/A N/ASCHOLARSHIPS


(a) Type of grant or (b) Region (c)Number (d) Amount of ( e) Manner of cash (f) Amount of ( g) Description of (h) Method ofassistance of cash grant disbursement non-cash non -cash valuation (book,


STUDY ABROAD Sub-Saharan 20 375,791 Other 0 N/A N/ASCHOLARSHIPS Africa

STUDY ABROAD North America 1 9,136 Other 0 N/A N/ASCHOLARSHIPS ( Canada &

Mexico only)


(a) Type of grant or (b) Region (c)Number (d) Amount of (e) Manner of (f) Amount of (g) Description of (h) Method ofassistance of cash grant cash disbursement non-cash non-cash valuation (book,


STUDY ABROAD Russia and 7 95,225 Other 0 N/A N/ASCHOLARSHIPS Neighboring

States


SCHEDULE G Supplemental Information Regarding OMB No 1545-0047

(Form 990 or 990 -EZ)

2016Fundraising or Gaming ActivitiesComplete if the organization answered " Yes" on Form 990, Part IV, lines 17 , 18, or 19, or if the

organization entered more than $15 , 000 on Form 990-EZ , line 6aOpen to Public

Department of the Trea^un 'Attach to Form 990 or Form 990-EZ.InspectionInternal Revenue Service 'Information about Schedule G (Form 990 or 990 - EZ) and its instructions is at www ors gov/form990.

Name of the organization Employer identification numberGEORGETOWN UNIVERSITY

53-0196603

Fundraising Activities . Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

1 Indicate whether the organization raised funds through any of the following activities Check all that apply

a ./ Mail solicitations e ./ Solicitation of non-government grants

b ./ Internet and email solicitations f q Solicitation of government grants

c ./ Phone solicitations g ./ Special fundraising events

d R-/ In-person solicitations

2a Did the organization have a written or oral agreement with any individual (including officers, directors, trusteesor key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? 0 Yes El No

b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser isto be compensated at least $5,000 by the organization

(i) Name and address ofindividual

or entity ( fundraiser )

(ii) Activity (iii) Didfundraiser have

custody orcontrol of

contributions?

(iv) Gross receiptsfrom activity

(v) Amount paid to(or retained by)

fundraiser listed incol (i)

(vi) Amount paid to(or retained by)organization

Yes No

NEWPORT CREATIVECOMMUNICATIONS INC33 RAILROAD AVENUE

DUXBURY, MA 02332

DIRECT MAIL &FUNDRAISING

No 0 2,800 -2,800

The Donlon Agency LLC1100 N Cass Street 401N

Milwaukee , WI 53202

MULTICHANNELMARKETING

No 0 139,928 -139,928

Total ► 0 142,728 -142,728

3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration orlicensing

AL, AK, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA , MI, MS, MO , NJ, NH , NM, NY , NC, ND, OH , OR, PA, RI, SC, TN, UT, VA, WA, WV,WI--------------------------- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

For

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

Paperwork Reduction Act Notice . see the Instructions for Form 990 or 990 -EZ. Cat No 50083H Schedule G ( Form 990 or 990-EZ) 2016

Schedule G (Form 990 or 990-EZ) 2016 Page 2

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported morethan $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events withgross receipts greater than $5,000.

(a)Event #1 (b) Event #2 (c)Other events (d)Total events

Lombardi Gala John Carroll Awards 16 (add col (a) through(event type) Weekend (total number) col (c))

(event type)

1 Gross receipts . 1,163,650 533,592 2,126,723 3,823,965

2 Less Contributions . 904,450 220,029 603,827 1,728,306

3 Gross income (line 1 minusline 2) 259,200 , 313,563 , 1,522,896 , 2,095,659

4 Cash prizes 0 0 0 0

uy5 Noncash prizes 0 0 19,446 19,446

6 Rent/facility costs . 36,148 416,168 221,867 674,183

C 7 Food and beverages 211,472 198,595 1,147,582 1,557,649

8 Entertainment 9,762 21,725 17,959 49,446

9 Other direct expenses . 160,271 184,286 417,148 761,705

10 Direct expense summary Add lines 4 through 9 in column (d) ► 3,062,429

11 Net income summary Subtract line 10 from line 3, column (d) ► -966,770

Gaming . Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000on Form 990-EZ, line 6a.

(a) Bingo (b) Pull tabs/Instant(c) Other gaming (d) Total gaming (add

bingo/progressive bingo col (a) through col (c))0)

C-,

1 Gross revenue 0 0 169,322 169,322

uy2 Cash prizes 0 0 10,000 10,000

ti

3 Noncash prizes 0 0 52,828 52,828l1J

ry 4 Rent/facility costs . 0 0 0 0

5 Other direct expenses 0 0 1,847 1,847

q Yes % q Yes % 0 Yes 85

6 Volunteer labor q No q No q No

7 Direct expense summary Add lines 2 through 5 in column (d) ► 64,675

8 Net gaming income summary Subtract line 7 from line 1, column (d). ► 104,647

9 Enter the state (s) in which the organization conducts gaming activities DC , VA

a Is the organization licensed to conduct gaming activities in each of these states? q Yes R No

b If "No ," explainTHE UNIVERSITY IS NOT REGISTERED TO CONDUCT GAMING ACTIVITIES IN THE STATE OF VIRGINIA PER SECTION 18 2-340 23(A) OF THECODE OF VIRGINIA, THE UNIVERSITY WAS NOT REQUIRED TO NOTIFY VIRGINIA OF THE FUNDRAISING EVENT OR COMPLY WITH VIRGINIAREGULATIONS, BECAUSE THE UNIVERSITY DID NOT REASONABLY EXPECT TO REALIZE GROSS RECEIPTS GREATER THAN $40,000 FOR THE12-MONTH PERIOD ENDED JUNE 30, 2017- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

10a Were any of the organization ' s gaming licenses revoked , suspended or terminated during the tax year 's q Yes 9 Nob If "Yes ," explain

Schedule G (Form 990 or 990-EZ) 2016

Schedule G (Form 990 or 990-EZ) 2016 Page 3

11 Does the organization conduct gaming activities with nonmembers? q Yes 0 No

12 Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entityformed to administer charitable gaming?

q Yes 0 No13 Indicate the percentage of gaming activity conducted in

a The organization's facility 13a 0 %

b An outside facility 13b 100 %

14 Enter the name and address of the person who prepares the organization's gaming/special events books and records

Name ► Relevant University Staff--------------------------------------------------------------------

Address ► 37th 0 Streets NWWashington, DC 20057

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -15a Does the organization have a contract with a third party from whom the organization receives gaming

revenue?q Yes q No

b If "Yes ," enter the amount of gaming revenue received by the organization ► $

amount of gaming revenue retained by the third party ► $

c If "Yes," enter name and address of the third party

Name ►

Address ►

16 Gaming manager information

Name ►Gaming manager compensation ► $ 0

Description of services provided ►

q Director/officer q Employee q Independent contractor

and the

17 Mandatory distributions

a Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license?q Yes 9 No

b Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year 10, $ 0

Supplemental Information . Provide the explanations required by Part I, line 2b, columns (iii) and (v); and PartIII, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additionalinformation (see instructions).


Schedule G (Form 990 or 990-EZ) 2016

l efile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93493135057638

Schedule I OMB No 1545-0047

(Form 990) Grants and Other Assistance to Organizations,2016Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990 , Part IV, line 21 or 22.

Department of the ► Attach to Form 990.Treasury ► Information about Schedule I (Form 990 ) and its instructions is at www.irs.gov/form990 .

Internal Revenue Service

Name of the organization Employer identification number

GEORGETOWN UNIVERSITY53-0196603

General Information on Grants and Assistance

1 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, andthe selection criteria used to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . 9 Yes q No

2 Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States

IL^l Grants and Other Assistance to Domestic Organizations and Domestic Governments . Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than 15.000 Part II can he duplicated if additional space is needed

(a) Name and address of ( b) EIN (c ) IRC section ( d) Amount of cash (e) Amount of non- (f ) Method of valuation ( g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal , non-cash assistance or assistance

or government assistance other)


For Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat No 50055P Schedule I ( Form 990) 2016

2 Enter total number of section 501(c)(3) and government organizations listed in the line 1 table . ► 33

3 Enter total number of other organizations listed in the line 1 table . . . . . . ► 1

Schedule I (Form 990) 2016 Page 2

Grants and Other Assistance to Domestic Individuals . Complete if the organization answered "Yes" on Form 990, Part IV, line 22Part III can be du p licated if additional s pace is needed

(a) Type of grant or assistance ( b) Number ofrecipients

( c) Amount ofcash grant

( d) Amount ofnon-cash assistance

( e) Method of valuation (book ,FMV, appraisal, other)

( f) Description of non-cash assistance

(1)UNIVERSITY-SPONSORED SCHOLARSHIPS

7169 147 ,309,583 N/A N/A

( 2) DONOR-SPONSORED SCHOLARSHIPS 1759 30 , 720,400 N/A N/A

( 3) FAMILY EMERGENCY FUND GRANTS 42 32,505 N/A N/A

( 4) NON-SERVICE STIPENDS 1032 6,138,948 N/A N/A

( 5) ACADEMIC PRIZES & AWARDS 1031 2 , 818,186 N/A N/A

(5)

(6)

(7)

Supplemental Information . Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.

Return Reference I Explanation

Schedule I, Part I, Line 2 GEORGETOWN UNIVERSITY IS NOT A 'GRANTMAKER" PER SE IN THAT ITS FUNDAMENTAL MISSION RELATES TO EDUCATION AND RESEARCH HOWEVER, IN THEProcedures for monitoring use of COURSE OF THESE MISSION-related ACTIVITIES, THE UNIVERSITY DOES MAKE PAYMENTS THAT MEET THE CRITERIA FOR "GRANTMAKING" AS DEFINED BY THEgrant funds INSTRUCTIONS TO SCHEDULE I OF THE FORM 990 THESE PAYMENTS FALL INTO TWO CATEGORIES (1) STUDENT FINANCIAL AID - THE UNIVERSITY'S FINANCIAL

AID IS AWARDED BASED EITHER ON FINANCIAL NEED OR ACADEMIC MERIT, THE OFFICE OF STUDENT FINANCIAL SERVICES (THE FINANCIAL AID OFFICE)DETERMINES STUDENTS' ELIGIBILITY FOR NEED-BASED AID VARIOUS ACADEMIC DEPARTMENTS DETERMINE ELIGIBILITY FOR MERIT-BASED AID, and (2)CHARITABLE CONTRIBUTIONS - CHARITABLE CONTRIBUTIONS ARE MADE IN ACCORDANCE WITH UNIVERSITY POLICY

Schedule I (Form 990) 2016

Additional Data



EIN: 53-0196603


Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments.

(a) Name and address of (b) EIN (c) IRC section (d) Amount of cash (e) Amount of non- (f) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal, non-cash assistance or assistance


American Council on Education 53-0196573 501(c)(3) 5,000 0 N/A N/A General SupportPO 418762Boston, MA 022418762

Avera McKennan Hospital 46-0224743 501(c)(3) 7,500 0 N/A N/A General SupportPO Box 5660Rapid City, SD 57709




Camp Pals 35-2334489 501(c)(3) 30,000 0 N/A N/A General Support12 Dow DriveHillsborough, NJ 08844

Catholic Theological Society of 13-6129429 501(c)(3) 7,500 0 N/A N/A General SupportAmerica1 John Carroll BlvdUniversity Heights, OH 44118




Frank Frost Productions of 26-9429286 N/A 18,260 0 N/A N/A General SupportVirginia LLC6872 Chelsea RoadMcLean, VA 22101

Harvey Mudd College 95-1911219 501(c)(3) 80,000 0 N/A N/A General Support301 Platt BlvdClaremont, CA 91711




New Venture Fund 20-5806345 501(c)(3) 10,000 0 N/A N/A General Support1201 Connecticut AvenueSuite 300Washington, DC 20036

Smithsonian Institution 53-0206027 501(c)(3) 37,500 0 N/A N/A General SupportMRC 970 PO Box 37012Washington, DC 200137012


(a) Name and address of ( b) EIN (c ) IRC section (d) Amount of cash ( e) Amount of non- (f ) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal , non-cash assistance or assistance


The Next Purpose 81-0732523 501(c )( 3) 15,000 0 N/A N/A General Support618 High Meadows DriveSugar Land , TX 77479

The Pregnancy Foundation 41-2103331 501(c )( 3) 8,000 0 N/A N/A General Support409 12th Street SWWashington , DC 20024




Campaign Legal Center Inc 04-3608387 501(c)(3) 40,000 0 N/A N/A GENERAL SUPPORT1411 K Street NW 1400Washington, DC 20005

Catholic Charities of the 74-1109733 501(c)(3) 20,000 0 N/A N/A General SupportArchdiocese of Galveston-Houston2900 Louisiana StHouston, TX 77006




Center on Budget and Policy 52-1234565 501(c)(3) 20,000 0 N/A N/A General SupportPriorities820 First Street NE Suite 510Washington, DC 20002

City of New York Law N/A 60,000 0 N/A N/A General SupportDepartmentOne Hogan Place Rm 760New York, NY 10013




Cook County N/A 20,000 0 N/A N/A General Support69 W Washington Suite 1410Chicago, IL 60602

District of Columbia N/A 165,108 0 N/A N/A General SupportGovernment441 4th Street NW Suite1130NWashington, DC 20001




District of Columbia Public N/A 20,000 0 N/A N/A General SupportCharter School Board3333 14th Street NW Suite210Washington, DC 20010

Electronic Privacy Information 52-2225921 501(c)(3) 20,000 0 N/A N/A General SupportCenter1718 Connecticut Ave NWSuite 200Washington, DC 20009




Environmental Defense Fund 11-6107128 501(c)(3) 20,000 0 N/A N/A General SupportIncorporated257 Park Avenue SouthNew York, NY 10010

Foundation for Self 58-1943726 501(c)(3) 20,000 0 N/A N/A General SupportGovernment5209 Sea Chase Dr 5Amelia Island, FL 32034




FPF Education and Innovation 45-3763097 501(c)(3) 20,000 0 N/A N/A General SupportFoundation1400 Eye Street Suite 450Washington, DC 20005

Lawyers Committee For Civil 52-0799246 501(c)(3) 20,000 0 N/A N/A General SupportRights Under Law1401 New York Avenue NWSuite 400Washington, DC 20005




Lawyers Without Borders Inc 06-1584889 501(c)(3) 20,000 0 N/A N/A General Support59 Elm Street Suite 105New Haven, CT 06510

Legal Aid of Arkansas Inc 71-0439977 501(c)(3) 20,000 0 N/A N/A General Support714 South MainJonesboro, AR 72401




National Student 27-1255674 501(c)(3) 20,000 0 N/A N/A General SupportClearinghouse Research Center2300 Dulles Station Blvd 300Herndon, VA 20171

National Women's Law Center 52-1213010 501(c)(3) 20,000 0 N/A N/A General Support11 Dupont Circle NW Suite 800Washington, DC 20036




Public Justice Foundation 59-1730478 501(C)(3) 20,000 0 N/A N/A General Support1620 L Street NW Suite 630Washington, DC 20036

State of Alaska Department of N/A 20,000 0 N/A N/A General SupportAdministrationPO Box 110204Juneau,AK 99811




The Leadership Conference 23-7026895 501(c)(3) 20,000 0 N/A N/A General SupportEducation Fund1620 L Street NW 11th FloorWashington, DC 20036

Tuolumne River Preservation 94-2834151 501(c)(3) 20,000 0 N/A N/A General SupportTrust829 Thirteenth StreetModesto, CA 95354




University Legal Services 52-0902922 501(c)(3) 22,000 0 N/A N/A General Support220 I Street NE Suite 130Washington, DC 20002

Western Resource Advocates 84-1113831 501(c)(3) 20,000 0 N/A N/A General Support2260 Baseline Road Suite 200Boulder, CO 80302




Youthworks Inc 85-0480524 501(c)(3) 20,000 0 N/A N/A General Support100 Cordava PI 415Santa Fe, NM 87505

World Faiths Development 43-2084191 501(c)(3) 0 20,112 N/A N/A GENERAL SUPPORTDialogue International Inc3307 M StreetWashington, DC 20007


Schedule J Compensation Information OMB No 1545-0047

(Form 990)For certain Officers, Directors , Trustees, Key Employees, and Highest

Compensated EmployeesComplete if the organization answered "Yes" on Form 990, Part IV, line 23.00, 20 15

► Attach to Form 990.

Department of the ► Information about Schedule ] ( Form 990 ) and its instructions is at www. irs.gov /form990 . Ope n to Public

Treasury Inspection

Internal RevenueService



53-0196603

JL^ Questions Regarding Compensation

la Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form990, Part VII, Section A, line la Complete Part III to provide any relevant information regarding these items

- First-class or charter travel r Housing allowance or residence for personal use

r- Travel for companions r- Payments for business use of personal residence

r Tax idemnification and gross-up payments r Health or social club dues or initiation fees

r Discretionary spending account r Personal services (e g , maid, chauffeur, chef)

b Ifany of the boxes in line la are checked, did the organization follow a written policy regarding payment orreimbursement or provision of all of the expenses described above? If "No," complete Part III to explain

2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by alldirectors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line la?

3 Indicate which, if any, of the following the filing organization used to establish the compensation of theorganization's CEO/Executive Director Check all that apply Do not check any boxes for methodsused by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III

r Compensation committee r Written employment contract

r Independent compensation consultant r Compensation survey or study

r Form 990 of other organizations - Approval by the board or compensation committee

4 During the year, did any person listed on Form 990, Part VII, Section A, line la with respect to the filing organizationor a related organization

a Receive a severance payment or change-of-control payment?

b Participate in, or receive payment from, a supplemental nonqualified retirement plan?

c Participate in, or receive payment from, an equity-based compensation arrangement?

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III

Only 501 ( c)(3), 501(c)(4), and 501 ( c)(29) organizations must complete lines 5-9.

5 For persons listed on Form 990, Part VII, Section A, line la, did the organization pay or accrue anycompensation contingent on the revenues of

a The organization?

b Any related organization?

If "Yes," on line 5a or 5b, describe in Part III

6 For persons listed on Form 990, Part VII, Section A, line la, did the organization pay or accrue anycompensation contingent on the net earnings of

a The organization?

b Any related organization?

If "Yes," on line 6a or 6b, describe in Part III

7 For persons listed on Form 990, Part VII, Section A, line la, did the organization provide any non-fixedpayments not described in lines 5 and 6? If "Yes," describe in Part III

8 Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that wassubject to the initial contract exception described in Regulations section 53 4958-4(a)(3)? If "Yes," describein Part III

lb

2 1 Yes

No

4a N o

4b Yes

4c N o

5a N o

5b N o

6a N o

6b N o

7 Yes

8 No

Yes I No

9 If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulationssection 53 4958-6(c)? 9

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat N o 50053T Schedule 3 (Form 990) 2015

Schedule J (Form 990) 2015 Page 2

Officers , Directors , Trustees , Key Employees , and Highest Compensated Employees . Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule 1, report compensation from the organization on row (i) and from related organizations, described in theinstructions, on row (ii) Do not list any individuals that are not listed on Form 990, Part VIINote . The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line la, applicable column (D) and (E) amounts for that individual

(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation in(ii) (iii) other deferred benefits (B)(i)-(D) column(B) reported

Base(1) compensation

Bonus & incentive Other reportable compensation as deferred on prior

compensation compensation Form 990


Schedule 3 ( Form 990) 2015

Schedule J (Form 990) 2015 Page 3


Provide the information, explanation, or descriptions reouired for Part I, lines la, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II Also complete this Dart for any additional information


See Additional Data ^

Schedule 3 ( Form 990) 2015

Additional Data



EIN: 53-0196603


Part III, Supplemental Information


Schedule J, Part II, Column (B) JOHN$200,000, NET OF TAXES, WAS DEPOSITED INTO A RETIREMENT ANNUITY ACCOUNT

J DEGIOIA


Schedule J, Part II, Column (D)1THE AMOUNT REPORTED FOR THE PRESIDENT INCLUDES UNIVERSITY-PROVIDED HOUSING

JOHN J DEGIOIA


Schedule J, Part II, Column (D)1THE AMOUNT REPORTED FOR THE PROVOST INCLUDES UNIVERSITY-PROVIDED HOUSING

ROBERT M GROVES


Schedule J, Part II, Column (8)(111)JOHN R THOMPSON III RECEIVED A CONTRACTUAL PAYMENT OF $75,000 IN 2016 FROM THE COCA-COLA COMPANY THIS

John R Thompson IIIAMOUNT IS REFLECTED IN PART VII, SECTION A, COLUMN (D)AS REPORTABLE COMPENSATION AND IN PART II, COLUMN (B)(III) OF SCHEDULE J AS OTHER REPORTABLE COMPENSATION


The University paid for first-class travel for four listed persons (two officers, one key employee and one of the most highly compensated

Schedule J, Part I, Line la First-employees) In all cases, the first-class travel was for business purposes, and, accordingly, the cost of the first-class travel was not

class or charter traveltreated as taxable compensation The University paid for charter travel for one officer and one of the most highly compensated employeesIn all cases, the charter travel was for business purposes, and, accordingly, the cost of the charter travel was not treated as taxablecompensation


THE UNIVERSITY'S BUSINESS TRAVEL POLICY REQUIRES ANY SPOUSE ACCOMPANYING A UNIVERSITY EMPLOYEE ONBUSINESS TRAVEL TO PAY FOR HIS OR HER OWN TRAVEL EXPENSES UNLESS UNIVERSITY PAYMENTS FOR SPOUSAL TRAVELARE PERMITTED IN THE EMPLOYEE'S EMPLOYMENT CONTRACT, WHICH HAS BEEN REVIEWED AND APPROVED BY THE

Schedule J, Part I, Line la Travel BOARD'S SUBCOMMITTEE ON COMPENSATION The University paid for spousal travel forthree listed persons (one officer, one keyfor companions employee and one of the most highly compensated employees) In all cases, the spousal travel was permitted under the listed person's

employment contract The travel expense for the officer's spouse and key employee's spouse was not treated as taxable compensationbecause the travel was for business purposes The travel expense for the spouse of the other listed person was treated as taxablecompensation


Schedule J, Part I, Line la HousingTHE UNIVERSITY'S POLICY REGARDING UNIVERSITY-PROVIDED HOUSING complies with THE RULES UNDER SECTION 119 OF

allowance or residence for personalTHE Internal Revenue CODE AND SECTION 1 119-1 OF THE TREASURY REGULATIONS

use


Schedule J, Part I, Line la Health THE UNIVERSITY MAINTAINS A SOCIAL CLUB MEMBERSHIP THAT IS USED EXCLUSIVELY FOR BUSINESS PURPOSES THEor social club dues or initiation UNIVERSITY REIMBURSED A LISTED PERSON FOR A SOCIAL CLUB MEMBERSHIP, WHICH WAS USED EXCLUSIVELY FORfees BUSINESS PURPOSES AND, ACCORDINGLY, WAS NOT TREATED AS TAXABLE COMPENSATION OF THE LISTED PERSON


Schedule J, Part I, Line lb WrittenThe U niversity does not follow a written policy regarding payment, reimbursement or provision of all of the expenses described above The

policy regarding payment ormanner in which the payments are handled is described in line la

reimbursement of expenses


Schedule J, Part I, Line 4bThe Chief Investment Officer participates in a supplemental nonqualified plan based on the investment performance of the pooled

Supplemental nonqualifiedendowment The 2016 payment is reflected in Part II, Column B (ii) as bonus & incentive compensation

retirement plan

Form 990, Schedule J, Part II - Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation

(i) (ii) (iii)Base Bonus & Other

Compensation incentive reportablecompensation compensation

(C) Retirement and (D ) Nontaxable (E) Total of columns (F) Compensation inother deferred benefits (B)(i)-(D) column (B)compensation reported as deferred

on prior Form 990

John J DeGioia PhD (C79 (I) 601,169 450,000 200,000 24,000 185,061 1,460,230 01695)

-------------PresldentandBoardMember

(II) 0- - - - - - - - - -- - - - - - - -- - - - - - - - - - - - - - - - - - -- - - - - - - - -- - - - - - - - - - -

0 0 0 - - 00 0

1Robert M Groves (I) 555,356 0 0 20,040 102,776 678,172 0Provost

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

2Davld R Rubenstein (I) 409,051 0 0 20,040 11,443 440,534 0

VPforFlnanceandUnlverslty(II)

-------------0

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -------------

Treasurer 0 0 0 - - 0

0 0

3Edward M Quinn (I) 281,787 0 0 24,000 10,145 315,932 0Secretary - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - -------------(II) 0 0 0 0 - - 0

0 0

4ChrlstopherLAugostlnl (I) 610,547 0 186,010 20,040 23,174 839,771 0Chief Operating Officer - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - ------------

(II) 0 0 0 0 - - 00 0

5Lisa Brown (I) 432,959 0 0 20,040 5,659 458,658 0VP and General Counsel

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

6Splros Dlmolltsas (I) 587,160 0 0 20,040 22,630 629,830 0Sr VP for Research and CTO

------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

7Edward B Healton (I) 710,587 0 0 20,040 3,000 733,627 0Exec VP Health Sciences

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

BRosemary E Kilkenny (I) 254,315 0 0 24,000 40,061 318,376 0VP Diversity and Equity - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -------------

(II) 0 0 0 0 - - 00 0

9R Bartley Moore (I) 401,451 250,000 0 20,040 10,391 681,882 0VP of Advancement

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

10Erlk M Smulson (I) 276,173 0 0 20,040 42,426 338,639 0VP for Public Affairs

------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

11William M Treanor (I) 576,380 0 0 20,040 58,109 654,529 0Exec VP for Law Center

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

12John R Thompson III'

(I) 1,621,504 0 2,315,353 2,839 31,131 3,970,827 0Men s Basketball Coach

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

13Mlchael K Barry (I) 514,964 821,280 0 20,040 8,128 1,364,412 0Chief Investment Officer

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

141-ows M Weiner (I) 617,202 0 0 20,040 26,861 664,103 0Director, Lombardi Cancer

-------------Center

(II) 0- - - - - - - - - - - - - - - - - - - -

0 0 0 - - 00 0

15Rlcardo Ernst (I) 341,906 0 273,425 24,000 27,776 667,107 0

Professor,McDonoughSchool(II)

-------------0 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - -------------

of Business 0 0 0 - - 0

0 0

16Reena Aggarwal (1) 498,704 0 93,834 24,000 25,896 642,434 0

Professor,McDonoughSchool(II)

-------------0

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -------------

of Business 0 0 0 - - 0

0 0

171-Isa Krim (I) 196,487 0 0 20 040 7 683 224 210 0Former Interim General

-------------, , ,

Counsel(II) 0

--- --- --- -- --- --- -- --- ---- --- - --- --- -- --- ---- -- --- --- --- -

0 0 0 - - 00 0


Schedule KSupplemental Information on Tax Exempt Bonds

OMB No 1545-0047

(Form 990)00, 2016Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,

explanations , and any additional information in Part VI.

Department of the Treasury ► Attach to Form 990. Open Pu b lic

Internal Revenue Service ►Information about Schedule K (Form 990) and its instructions is at www. irs.gov/forn7990 . , , ,



Bond Issues

(a) Issuer name ( b) Issuer EIN (c) CUSIP # ( d) Date issued (e) Issue price (f) Description of purpose ( g) Defeased (h) On (i) Poolbehalf of financingissuer

Yes No Yes No Yes No

A DISTRICT OF COLUMBIA 53-6001131 254839N90 04-11-2007 185,814,145 2007A Series Construction of X X Xfacilities and refunding

B DISTRICT OF COLUMBIA 53-6001131 25484JAC4 04-11-2007 57,875,000 2007B Series Construction of X X Xfacilities and refunding

C DISTRICT OF COLUMBIA 53-6001131 25484JAF1 07-10-2007 57,450,000 2007C Series Construction of X X Xfacilities and refunding

D District of Columbia 53-6001131 25484JBB5 08-06-2009 75,749,235 2009AB Series Refunding of a X X Xprior issue

Proceeds

A B C D

1 Amount of bonds retired . . . . . . . . . 65,835,000 0 0 34,200,000

2 Amount of bonds legally defeased . . . . . . . . . . . . 0 0 0 0

3 Total proceeds of issue . . . . . . . . . . . . . . . . . 211,503,723 58,871,781 58,853,597 75,749,235

4 Gross proceeds in reserve funds . . . . . . . . 0 0 0 0

5 Capitalized interest from proceeds . . . . . . . . . . . . 0 0 0 0

6 Proceeds in refunding escrows . . . . . . . . . . . . . 0 0 0 0

7 Issuance costs from proceeds . . . . . . . 3,473,255 554,170 755,041 0

8 Credit enhancement from proceeds . . . . . . . . . . . 2,631,355 704,234 694,192 0

9 Working capital expenditures from proceeds . . . . . . . . . . 0 0 0 0

10 Capital expenditures from proceeds . . . . . . . . . . . . 59,588,518 12,615,555 12,952,789 0

11 Other spent proceeds. . . . . . . . . . . . 146,810,595 45,997,822 44,451,575 75,749,235

12 Other unspent proceeds . 0 0 0 0

13 Year of substantial completion . . . . . . . . 2012 2009 2010

Yes No Yes No Yes No Yes No

14 Were the bonds issued as part of a current refunding issue? . X X X X

15 Were the bonds issued as part of an advance refunding issue? . X X X X

16 Has the final allocation of proceeds been made? . . . . . . X X X X

17 Does the organization maintain adequate books and records to support the final allocation ofproceeds

X X X X

Private Business Use

A B C D


1 Was the organization a partner in a partnership, or a member of an LLC, which owned propertyX X X X

financed by tax-exempt bonds? .

2 Are there any lease arrangements that may result in private business use of bond-financedX X X

property?

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50193E Schedule K (Form 990) 2016

Schedule K (Form 990) 2016 Page 2

Private Business Use (Continued)

A B C D


3a Are there any management or service contracts that may result in private business use ofX X X

bond-financed property? .

b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outsideX X X

counsel to review any management or service contracts relating to the financed property?

c Are there any research agreements that may result in private business use of bond-financedproperty? . . . . . . . . . . . . X X X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X X X X

4 Enter the percentage of financed property used in a private business use by entities other thana section 501(c)(3) organization or a state or local government . . . . ► 0 % 0 % 0 0/0

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 501(c)(3) 0 % 0 % 0 0/0organization, or a state or local government . 1101

6 Total of lines 4and5. 0% 0% 0% 0%

7 Does the bond issue meet the private security or payment test? . .

8a Has there been a sale or disposition of any of the bond-financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were X X Xissued?.

b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of

c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1 141-12and 1 145-2?

9 Has the organization established written procedures to ensure that all nonqualified bonds ofthe issue are remediated in accordance with the requirements under X X XRegulations sections 1 141-12 and 1 145-27.

Arbitrage

A B C D


1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction andPenalty in Lieu of Arbitrage Rebate? .

X X X X

2 If "No" to line 1, did the following apply?

a Rebate not due yet? X X X X

b Exception to rebate? . X X X X

c No rebate due? . X X X X

If "Yes" to line 2c, provide in Part VI the date the rebatecomputation was performed .

3 Is the bond issue a variable rate issue? . X X X X

4a Has the organization or the governmental issuer entered into a qualifiedhedge with respect to the bond issue?

X X X X

b Name of provider . goldman sachs

o Term of hedge . 3300 %

d Was the hedge superintegrated? . X

e Was the hedge terminated? . X

Schedule K (Form 9901 2016


Arbitrage (Continued)

A B C D


5a Were gross proceeds invested in a guaranteed investment contractX X X X

(GIC)?

b Name of provider . . . . . . . . . .

c Term of GIC . . . . . . . . .

d Was the regulatory safe harbor for establishing the fair market value ofthe GIC satisfied? .

6 Were any gross proceeds invested beyond an available temporaryX X X X

period?

7 Has the organization established written procedures to monitor theX X X X

requirements of section 148' .

Procedures To Undertake Corrective Action

A B C D


Has the organization established written procedures to ensure that violations offederal tax requirements are timely identified and corrected through the

X X X Xvoluntary closing agreement program if self-remediation is not available underapplicable regulations?

Supplemental Information . Provide additional information for responses to questions on Schedule K (see instructions).

I Return Reference I Explanation

Schedule K, Part I, Column (f) Construction of facilities and refunding of prior issues The Bonds refund the Borrower's Series 2001A (issued2007A Series 04/06/2001) and Series 1988C-E (issued 12/29/1988)


Schedule K, Part I, Column (f) Construction of facilities and refunding of prior issues The Bonds refund the Borrower's Series 1998A (issued2007B Series 01/07/1998) and Series 1988A-C (issued 12/29/1988)


Schedule K, Part I, Column (f) Construction of facilities and refunding of prior issues The Bonds refund the Borrower's Series 1988C-E (issued2007C Series 12/29/1988)


Schedule K, Part I, Column (f) The Bonds refund the Borrower's Series 1999A (issued 04/01/1999), which refunds the Series 1990B (issued2009AB Series 12/27/1990), Series 1990A (issued 03/29/1990), and Series 1989A (issued 02/16/1989)


Schedule K, Part II, Line 32007A , 2007B, 2007C, 2010 The difference between Part I (e) and Part II, Line 3 is due to interest earnings on bond proceedsand 2017 Series


Schedule K, Part III 2009AB 1Because proceeds of the Bonds were used to refund bonds issued before January 1, 2003, the Borrower has notcompleted Part III with respect to the Bonds


As provided in Treasury Regulation Section 1 141-4(c)(2)(i)(B), the amount of private payments taken into account

Schedule K, Part III, Line 7under the private payment test may not exceed the amount of private business use and/or unrelated trade or

2007A , 200713, 2007C, 2010business use Accordingly, the amount of private payments for the reporting period does not exceed the amount

and 2017 Seriesstated in Part III, Line 6 The organization has not undertaken an analysis of the private security test with respect to

I

the bonds, as the level of private business use and/or unrelated trade or business report in Part III, Line 6, is not inexcess of amounts permitted under Section 15 of the Code


Schedule K, Part IV, Line 2b2007A , 2007B, 2067C,

The current refunding portion of the bond issue has met the 6-month exception to rebate2009AB, 2009C and 2017Series


Schedule K, Part IV, Line 2cThe most recent rebate computation was performed as of April 11, 2017

2007A Series


Schedule K, Part IV, Line 2cThe most recent rebate computation was performed as of April 1, 2017

2007B Series


Schedule K, Part IV, Line 2cThe most recent rebate computation was performed as of July 10, 2017

2007C Series


Schedule K, Part IV, Line 2cThe most recent rebate computation was performed as of August 6, 2014

2009AB Series


Schedule K, Part I, Column (f) The Bonds refund the Borrower's Series 1999A (issued 04/01/1999), which refunds the Series 1990B (issued2009C Series 12/27/1990), and Series 1989 (issued 02/16/1989)


Schedule K, Part I, Column (f) The Bonds refund the Borrower's Series 2011 (issued 04/07/2011), Series 2007A (issued 04/11/2007), and Series2017 Series 2001A (issued 04/06/2001)


Schedule K, Part II 2009C Because proceeds of the Bonds were used to refund bonds issued before January 1, 2003, the Borrower has notSeries completed Part III with respect to the Bonds


Schedule K, Part IV, Line 2cThe most recent rebate computation was performed as of August 6, 2014

2009C Series


Schedule KSupplemental Information on Tax Exempt Bonds

OMB No 1545-0047

(Form 990)00, 2016Complete if the organization answered "Yes" to Form 990 , Part IV, line 24a . Provide descriptions,

explanations , and any additional information in Part VI.

Department of the Treasury ► Attach to Form 990. Open Pu b lic

Internal Revenue Service ►Information about Schedule K (Form 990 ) and its instructions is at www.irs.gov/forn7990 . , , ,



Bond Issues

(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On (i) Poolbehalf of financingissuer

Yes No Yes No Yes No

A District of Columbia 53-6001131 25484JBA7 08-06-2009 45,650,000 2009C Series Refunding of a prior X X Xissue

B DISTRICT OF COLUMBIA 53-6001131 25484JBH2 12-29-2010 45,000,000 2010 Series Construction and X X Xrenovation of campus facility

C DISTRICT OF COLUMBIA 53-6001131 254843DD9 01-18-2017 347,923,490 2017 Series Refunding of prior X X Xissues

Proceeds

A B C D

1 Amount of bonds retired . . . . . . . . . 0 0 0

2 Amount of bonds legally defeased . . . . . . . . . . . . 0 0 0

3 Total proceeds of issue . . . . . . . . . . . . . . . . . 45,650,000 45,003,881 349,091,233

4 Gross proceeds in reserve funds . . . . . . . . 0 0 0

5 Capitalized interest from proceeds . . . . . . . . . . . . 0 0 0

6 Proceeds in refunding escrows . . . . . . . . . . . . . 0 0 277,697,005

7 Issuance costs from proceeds . . . . . . . 0 0 1,824,929

8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 459,100

9 Working capital expenditures from proceeds . . . . . . . . . . 0 0 0

10 Capital expenditures from proceeds . . . . . . . . . . . . 0 45,003,881

11 Other spent proceeds. . . . . . . . . . . . 45,650,000 0 69,110,199

12 Other unspent proceeds . 0 0 0

13 Year of substantial completion . 2012


14 Were the bonds issued as part of a current refunding issue? . X X X

15 Were the bonds issued as part of an advance refunding issue? . X X X

16 Has the final allocation of proceeds been made? . . . . . . X X X

17 Does the organization maintain adequate books and records to support the final allocation ofproceeds . . . . . . . . . . . . . . . . . .

X X X

Private Business Use

A B C D


1 Was the organization a partner in a partnership, or a member of an LLC, which owned propertyX X X

financed by tax-exempt bonds? .

2 Are there any lease arrangements that may result in private business use of bond-financedX X

property?

For Paperwork Reduction Act Notice . see the Instructions for Form 990 . Cat No 50193E Schedule K (Form 990) 2016


Private Business Use (Continued)

A B C D


3a Are there any management or service contracts that may result in private business use ofX X

bond-financed property? .

b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outsideX X

counsel to review any management or service contracts relating to the financed property?

c Are there any research agreements that may result in private business use of bond-financedproperty? . X X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X X X

4 Enter the percentage of financed property used in a private business use by entities other thana section 501(c)(3) organization or a state or local government . . . . ► 0 % 0 0/0

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 501(c)(3) 0 % 0 0/0organization, or a state or local government . ►

6 Total of lines 4 and 5. 0% 0% 0 0/0

7 Does the bond issue meet the private security or payment test? . .

8a Has there been a sale or disposition of any of the bond-financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were X Xissued?.

b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of

c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1 141-12and 1 145-2?

9 Has the organization established written procedures to ensure that all nonqualified bonds ofthe issue are remediated in accordance with the requirements under X XRegulations sections 1 141-12 and 1 145-27.

Arbitrage

A B C D


1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction andPenalty in Lieu of Arbitrage Rebate? .

X X X

2 If "No" to line 1, did the following apply? . .

a Rebate not due yet? X X X

b Exception to rebate? . X X X

c No rebate due? . X X X

If "Yes" to line 2c, provide in Part VI the date the rebatecomputation was performed .

3 Is the bond issue a variable rate issue? . X X X

4a Has the organization or the governmental issuer entered into a qualifiedhedge with respect to the bond issue?

X X X


C Term of hedge . . . . . . . . .

d Was the hedge superintegrated? . . . . . .

e Was the hedge terminated? . . . . . . . .

Schedule K (Form 9901 2016


Arbitrage (Continued)

A B C D


5a Were gross proceeds invested in a guaranteed investment contractX X X

(GIC)?


c Term of GIC . . . . . . . . .

d Was the regulatory safe harbor for establishing the fair market value ofthe GIC satisfied? .

6 Were any gross proceeds invested beyond an available temporaryX X X

period?

7 Has the organization established written procedures to monitor theX X X

requirements of section 148' .

JL^ Procedures To Undertake Corrective Action

A B C D


Has the organization established written procedures to ensure that violations offederal tax requirements are timely identified and corrected through the

X X Xvoluntary closing agreement program if self-remediation is not available underapplicable regulations?

Supplemental Information . Provide additional information for responses to questions on Schedule K (see instructi ons).

Schedule K (Form 990) 2015


Schedule L Transactions with Interested Persons OMB No 1545-0047

(Form 990 or 990-EZ) ► Complete if the organization answered"Yes" on Form 990 , Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, 2016or Form 990-EZ, Part V, line 38a or 40b.

► Attach to Form 990 or Form 990-EZ.

Department of the ►Information about Schedule L (Form 990 or 990-EZ) and its instructions is at O pen Pu b lic

Internal Revenue Servicewww.irs . gov/form990 .

Inspection



53-0196603

Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only)

Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b

(a) Name of disqualified person (b) Relationship between disqualified person and (c) Description of (d) Corrected?organization transaction Yes No

2 Enter the amount of tax incurred by organization managers or disqualified persons during the year under section4958 . . . ► $

3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization . ► $

Loans to and / or From Interested Persons.Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26, or if the organizationreported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name ofinterested person

(b) Relationshipwith organization

(c) Purposeof loan

(d) Loan to or from theorganization?

(e)Originalprincipalamount

(f)Balancedue

(g) Indefault?

(h)Approved by

board orcommittee?

(i)Writtenagreement?

To From Yes No Yes No Yes No

Total ► $

Grants or Assistance Benefiting Interested Persons.

Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person (b) Relationship between (c) Amount of assistance (d) Type of assistance (e) Purpose of assistanceinterested person and the

organization

For Paperwork Reduction Act Notice , see the Instructions for Form 990 or 990 -EZ. Cat No 50056A Schedule L (Form 990 or 990-EZ 2016

Schedule L (Form 990 or 990-EZ) 2016 Page 2

Business Transactions Involving Interested Persons.

Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.(a) Name of interested person (b) Relationship

between interestedperson and theorganization

(c) Amount oftransaction

(d) Description of transaction (e) Sharingof

organization'srevenues?

Yes No

(1) Rachael Augostini Family member ofChristopher LAugostini, a keyemployee

40,719 Compensation No

(2) Teresa Mcenroe Clare Family member of PeterJ Clare, member of theboard of directors

44,500 Compensation No

Supplemental InformationProvide additional information for responses to questions on Schedule L (see instructions)


Schedule L (Form 990 or 990-EZ) 2016

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I

SCHEDULE MNoncash Contributions(Form 990)

DLN:93493135057638

OMB No 1545-0047

►Complete if the organizations answered " Yes" on Form 990, Part IV, lines 29 or 30.

► Attach to Form 990.

Department► Information about Schedule M (Form 990 ) and its instructions is at www. irs.gov/fc

Internal Revenue Ser ice

2016


53-0196603

Ej^ Types of Property

(a) (b) (c) (d)Check if Number of contributions or Noncash contribution Method of determining

applicable items contributed amounts reported on noncash contribution amountsForm 990, Part VIII, line

1g

1 Art-Works of art . . . . X 30

2 Art-Historical treasures

3 Art-Fractional interests

4 Books and publications

5 Clothing and householdgoods . . . . . . .

6 Cars and other vehicles . .

7 Boats and planes . . . .

8 Intellectual property . . .

9 Securities-Publicly traded . X 710

10 Securities-Closely held stock

11 Securities-Partnership, LLC,or trust interests

12 Securities-Miscellaneous

13 Qualified conservationcontribution-Historicstructures

14 Qualified conservationcontribution-Other . . .

15 Real estate-Residential

16 Real estate-Commercial

17 Real estate-Other . . .

18 Collectibles . . . . .

19 Food inventory . . .

20 Drugs and medical supplies

21 Taxidermy . . . . . .

22 Historical artifacts . . . .

23 Scientific specimens . .

24 Archeological artifacts . . .

25 Other ► ( X 177Auction Items

26 Other ► ( X 116Other Gifts in Kind

27 Other ► ( )

28 Other ► ( )

29 Number of Forms 8283 received by the organization during the tax year for contributionsfor which the organization completed Form 8283, Part IV, Donee Acknowledgement

1,924,356 Other - APPRAISAL (FMV)

17,214 ,747 Other - MEAN VALUE

116,447 Market value

161,191 Market value

29 10

Yes No

30a No

31 Yes

32a

30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that

it must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? . . . . . . . . . . . . . . . . .

b If "Yes," describe the arrangement in Part II

31 Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?

32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncashcontributions? . . . . . . . . . . . . . . . . . . . . . . . . . .

b If "Yes," describe in Part II

33 If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 512273 Schedule M (Form 990) (2016)

Schedule M ( Form 990 ) ( 2016 ) Page 2

Supplemental Information.

Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in PartI, column (b), the number of contributions, the number of items received, or a combination of both. Also completethis part for any additional information.


Schedule M, Part I Column B

I

The amounts shown in Part I, Column B "Number of Contributions" represent the total number of itemscontributed and not the total number of donors

Schedule M (Form 990 (2016)


SCHEDULE 0 Supplemental Information to Form 990 or 990-EZOMB No 1545-0047

(Form 990 or 990- Complete to provide information for responses to specific questions on

2016EZ)Form 990 or 990- EZ or to provide any additional information.

► Attach to Form 990 or 990-EZ.► Information about Schedule 0 (Form 990 or 990 - EZ) and its instructions is at • '

Department of the www.irs.gov /form990.



53-0196603

990 Schedule 0, Supplemental Information

ReturnReference

Explanation

Form 990, (Expenses $ 108,146,365 including grants of $ 0)(Revenue $ 17,772,400) OTHER PROGRAM SERVIPart III, Line CES Including student services expenditures for activities whose primary purpose is to co4d ntribute to the emotional and physical well-being of students and to intellectual, culturaDescription I, and social development outside the context of the formal instruction programof otherprogramservices


ReturnReference

Explanation

Form 990 , ( Expenses $ 49,182, 510 including grants of $ 0 )( Revenue $ 121 ,085,336) AUXILIARY SERVICESPart III, Line VARIOUS GOODS AND SERVICES ARE PROVIDED FOR THE BENEFIT OF STUDENTS, FACULTY AND STAFF T4d HE PRIMARY CATEGORIES INCLUDED ARE BANKING SERVICES, BOOKSTORES, CONFERENCE CENTER AND HOTDescription EL, FOOD AND VENDING SERVICES, MAIL SERVICES, PARKING FACILITIES, PRINTING AND GRAPHICS SEof other RVICES, AND TRANSPORTATION SERVICESprogramservices


ReturnReference

Explanation

Form 990 , (Expenses $ 12,781,175 including grants of $ 987,822)( Revenue $ 12,696,259) PUBLIC SERVICEPart III, Line PRIMARILY THROUGH THE RECEIPT OF GOVERNMENT AND PRIVATE GRANTS AND CONTRACTS, GEORGETOWN4d UNIVERSITY IS ABLE TO PROVIDE COMMUNITY SERVICE PROGRAMS AND NON-INSTRUCTIONAL SERVICES TDescription HAT ARE INTENDED TO BENEFIT INDIVIDUALS AND GROUPS EXTERNAL TO THE UNIVERSITYof otherprogramservices


ReturnReference

Explanation

Form 990, Part THE UNIVERSITY'S BYLAWS PROVIDE THAT THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS ISVI, Line 1a AUTHORIZED TO TAKE ALL ACTIONS THAT THE FULL BOARD OF DIRECTORS IS AUTHORIZED TO TAKE, EXCNUMBER OF EPT THAT THE EXECUTIVE COMMITTEE MAY NOT REMOVE OR ELECT THE PRESIDENT IN ADDITION, THE CVOTING ONCURRENCE OF THE FULL BOARD IS NECESSARY IN THE EVENT THAT THE EXECUTIVE COMMITTEE TAKESMEMBERS ACTION WITH RESPECT TO A MATTER THAT, UNDER THE BYLAWS, IS EXPRESSLY PLACED UNDER THE DIREEXPLANATION CT SUPERVISION OF THE BOARD THE MEMBERS OF THE EXECUTIVE COMMITTEE ARE NOMINATED BY THE C

HAIRMAN OF THE BOARD AND ARE ELECTED BY THE BOARD FOR ONE-YEAR TERMS ONLY DIRECTORS MAY SERVE ON THE EXECUTIVE COMMITTEE


ReturnReference

Explanation

Form 990, THE UNIVERSITY IS ORGANIZED AS A NON-STOCK CORPORATION (THE "CORPORATION") UNDER a CONGRESPart VI, Line SIONAL CHARTER THE CORPORATION CONSISTS OF FIVE MEMBERS, WHO MEET ANNUALLY JOHN J DEGIO6 Classes of IA, PRESIDENT OF THE UNIVERSITY, IS AN EX-OFFICIO MEMBER OF THE CORPORATION THE OTHER MEMmembers or BERS OF THE CORPORATION ARE ELECTED FOR THREE-YEAR TERMS THEIR TERMS ARE STAGGERED, SO THstockholders AT EACH YEAR ONE OR MORE MEMBERS IS ELECTED AT ANY TIME THAT A VACANCY EXISTS, THE REMAIN

ING MEMBERS, BY A MAJORITY VOTE AT A REGULAR OR SPECIAL MEETING, MAY ELECT A SUCCESSOR TOFILL THE VACANCY


ReturnReference

Explanation

Form 990 , THE GEORGETOWN UNIVERSITY FORM 990 IS REVIEWED INTERNALLY BY SENIOR MANAGEMENT AND EXTERNAPart VI, Line LLY BY AN INDEPENDENT TAX SERVICE FIRM, PRICEWATERHOUSECOOPERS LLP, AFTER WHICH IT IS SUBM11b Review ITTED BY THE VICE PRESIDENT for FINANCE AND UNIVERSITY TREASURER TO THE AUDIT COMMITTEE OFof form 990 THE UNIVERSITY'S BOARD OF DIRECTORS FOR REVIEW AND DISCUSSION THE FINAL FORM 990 IS SENTby governing TO EACH BOARD MEMBER BEFORE FILING WITH THE INTERNAL REVENUE SERVICEbody


ReturnReference

Explanation

Form 990, THE UNIVERSITY HAS WRITTEN CONFLICT OF INTEREST POLICIES THAT APPLY TO ALL EMPLOYEES, INCLPart VI, Line UDING OFFICERS AND SENIOR ADMINISTRATORS, AND TO MEMBERS OF THE BOARD OF DIRECTORS THESE12c Conflict POLICIES REQUIRE DISCLOSURE OF INTERESTS THAT COULD GIVE RISE TO CONFLICTS AND ARE INTENDEof interest D TO AVOID ACTUAL CONFLICTS AND THE APPEARANCE OF CONFLICTS THE UNIVERSITY'S FINANCIAL COpolicy NFLICTS OF INTEREST POLICY, WHICH APPLIES TO ALL EMPLOYEES, REQUIRES EMPLOYEES WHO ARE IN

ROLES WHERE CONFLICTS COULD REASONABLY ARISE TO MAKE INITIAL, AS WELL AS ANNUAL AND UPDATED, DISCLOSURES OF "SIGNIFICANT FINANCIAL INTERESTS" AND OTHER RELATIONSHIPS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST AND REQUIRES "INVESTIGATORS" WHO ARE INVOLVED IN SPONSOREDRESEARCH TO MAKE SPECIAL DISCLOSURES CONFLICT OF INTEREST OFFICERS ON EACH CAMPUS (AND ASPECIAL CONFLICT OF INTEREST OFFICER FOR SENIOR OFFICERS AND ADMINISTRATORS) REVIEW DISCLOSURES, OBTAIN ADDITIONAL INFORMATION WHERE NECESSARY, AND MAKE DETERMINATIONS ABOUT THE APPROPRIATE MANAGEMENT OF ACTUAL OR POTENTIAL CONFLICTS WHEN THEY ARISE CONFLICT MANAGEMENT TECHNIQUES MAY INCLUDE RECUSAL FROM PARTICIPATION IN DECISION MAKING, DIVESTMENT OF FINANCIAL INTERESTS, MONITORING, OR OTHER MEASURES A UNIVERSITY-WIDE FINANCIAL CONFLICTS OF INTEREST COMMITTEE OVERSEES THE IMPLEMENTATION OF THE POLICY AND PERIODICALLY REVIEWS CAMPUS OFFICER DETERMINATIONS THIS POLICY REQUIRES ANNUAL CERTIFICATIONS AND DISCLOSURES OF ANY CIRCUMSTANCES THAT MIGHT GIVE RISE TO AN ACTUAL OR APPARENT CONFLICT OF INTEREST AND PROHIBITS INVOLVEMENT IN DECISION MAKING BY ANY OFFICER OR SENIOR ADMINISTRATOR WHO HAS A CONFLICT IN ADDITION, THE UNIVERSITY MONITORS POTENTIAL CONFLICTS RELATING TO RESEARCH PROJECTS THROUGH A REQUIRED STUDY-SPECIFIC DISCLOSURE AND REVIEW PROCESS VIOLATIONS OF THE UNIVERSITY'S CONFLICT OF INTEREST POLICIES MAY RESULT IN SANCTIONS UP TO AND INCLUDING TERMINATION OF EMPLOYMENT THE BOARD OF DIRECTORS CONFLICT OF INTEREST POLICY REQUIRES THAT EACHDIRECTOR AVOID ANY ACTUAL, POTENTIAL OR APPARENT CONFLICT OF INTEREST BETWEEN THE DIRECTOR'S PERSONAL INTERESTS AND THE INTERESTS OF THE UNIVERSITY DIRECTORS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST CERTIFICATION AND DISCLOSURE FORM AND DISCLOSE ON A CONTINUING BASIS ANY UPDATES TO THE ANNUAL FORM THE SECRETARY OF THE UNIVERSITY, ALONG WITHTHE GENERAL COUNSEL OF THE UNIVERSITY, REVIEW THE ANNUAL DISCLOSURE FORMS AND CONSIDER AND DETERMINE APPROPRIATE REMEDIAL ACTIONS OR PROCEDURES as necessary


ReturnReference

Explanation

Form 990, The Subcommittee on Compensation of the Executive Committee of the Board of Directors (thePart VI, Line "Compensation Subcommittee") reviews the philosophy behind, and strategies to implement,15a Process the University's compensation structure The Compensation Subcommittee is also responsibleto establish for evaluating the President and determining his compensation Compensation information fcompensation or similarly qualified individuals in functionally comparable positions at similar higherof top education institutions is obtained from several sources, including independent third-partymanagement consultants, and is taken into consideration as part of the compensation assessment proceofficial ss The University maintains contemporaneous documentation and recordkeeping relating to d

eliberations and decisions regarding the President's compensation arrangement All membersof the Compensation Subcommittee are independent board members The last review of the President's compensation was in 2017


ReturnReference

Explanation

Form 990, The Compensation Subcommittee reviews the philosophy behind, and strategies to implement,Part VI, Line the University's compensation structure, including the compensation of officers and key em15b Process ployees Compensation information for similarly qualified individuals in functionally compto establish arable positions at similar higher education institutions is obtained from several sourcescompensation , including independent third-party consultants, and is taken into consideration as part oof other f the compensation assessment process The University maintains contemporaneous documentatemployees ion and recordkeeping relating to deliberations and decisions regarding the compensation a

rrangements of officers and key employees All members of the Compensation Subcommittee are independent board members The last compensation review for officers and key employees was in 2017


ReturnReference

Explanation

Form 990 , GEORGETOWN UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FIPart VI, Line NANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AT WWW GEORGETOWN EDU19 Requireddocumentsavailable tothe public


ReturnReference

Explanation

Form 990, Other - Total Revenue 4191010 , Related or Exempt Function Revenue 4191010, Unrelated BusPart VIII, Line mess Revenue 0 , Revenue Excluded from Tax Under Sections 512, 513, or 514 0,11d OtherMiscellaneousRevenue


ReturnReference

Explanation

Form 990, Other Services - Total Expense 133392688, Program Service Expense 109406456, ManagementPart IX, Line and General Expenses 20824670, Fundraising Expenses 3161562, Laboratory - Total Expense11g Other 2431050, Program Service Expense 2431050, Management and General Expenses , FundraisingFees Expenses , Subaward Services - Total Expense 23566694, Program Service Expense 2356669

4, Management and General Expenses , Fundraising Expenses , Teaching Services - Total Expense 15997976, Program Service Expense 15997976, Management and General Expenses , Fundraising Expenses , Printing - Total Expense 6509663, Program Service Expense 5393961,Management and General Expenses 1003099, Fundraising Expenses 112603,


ReturnReference

Explanation

Form 990, Spending Rate Allocated to Operations - -71591843, Pension and Postretirement Gain - 27527Part XI, Line 899, Other Non Operating Activity - -20990998, Change in Value of Split Interest Agreement9 Other s--1947402,changes innet assets orfundbalances


Return ExplanationReference

Schedule J, The Chief Investment Officer's bonus historically has been based on endowment performancePart I, Line 7 However, the bonus is not calculated as a percentage of revenueNon-fixedpayments

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I

SCHEDULE R Related Organizations and Unrelated Partnerships(Form 990 ) ► Complete if the organization answered "Yes" on Form 990, Part IV, line 33 , 34, 35b, 36, or 37.

Department of the ► Attach to Form 990 . ► Information about Schedule R (Form 990 ) and its instructions is at www. irs.gov/form990 .

Internal Revenue Ser ice

DLN:93493135057638

OMB No 1545-0047

2016


53-0196603

Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) (b) (c) (d ) ( e) (f)Name, address, and EIN (if applicable) of disregarded entity Primary activity Legal domicile (state Total income End-of-year assets Direct controlling

or foreign country) entity

(1) HOYA LLC EDUCATION DC 0 3,972 GU37TH AND 0 STREETS NW202 Healy HallWASHINGTON, DC 2005726-1564991

(2) GEORGETOWN DRUG DISCOVERY ACCELERATOR DRUG DSCVRY DE 0 0 GU160 GREENTREE DRIVE SUITE 101DOVER, DE 19904

(3) Georgetown Dogu Akdeniz Egitim Hizmetleri Ticaret Limited Sirketi EDUCATION TU 0 294,345 GU12 Kale Yolu 7411Alanya/AntalyaTU

(4) THE UK FRIENDS OF GEORGETOWN LIMITED FUNDRAISING UK 234,032 7,357 GU16 OLD BAILEYLONDON EC4M7EGUK 98-1028410

(5) Georgetown East Africa LLC Research DE 541,501 161,047 GU2711 Centerville Road Suite 400Wilmington, DE 19808

R^ll Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or moreralatari tax-axamnt nrnani7atinnc rlurinn tha tax vaar

(a) (b) (c) (d) (e) (f) (g)Name, address, and EIN of related organization Primary activity Legal domicile (state Exempt Code section Public charity status Direct controlling Section 512(b)

or foreign country) (if section 501(c)(3)) entity (13) controlledentity?

Yes No

(1)GEORGETOWN UNIVERSITY ALUMNI ASSOCIATION ALUMNI RLTNS DE 501(c)(3) Type II NA No3604 0 STREET NW

WASHINGTON, DC 2005752-1170825

(2)WASHINGTON RESEARCH LIBRARY CONSORTIUM LIBRARY SVCS DC 501(c)(3) Type II NA No901 COMMERCE DRIVE

UPPER MARLBORO, MD 2077452-1559828

(3)Georgetown University (USA) UK Initiatives Organisation EDUCATION UK GU Yes16 Old BaileyLONDON EC4M7EGUK

(4)HOYA FEDERAL CREDIT UNION BANKING DC 501(c)(1) GU Yes3700 RESERVOIR ROAD NW RM B7


(5)THE ALLBRITTON BRASENOSE SCHOLARSHIP FUND Scholarships DC 501(c)(3) Type II GU Yes37TH AND 0 STREETS NW


For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50135Y Schedule R (Form 990) 2016

Schedule R (Form 990) 2016 Page 2

Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it hadone or more related organizations treated as a partnership during the tax year.

(a)Name, address, and EIN of

related organization

(b)Primary activity

(c)Legal

domicile(stateor

foreigncountry)

(d )Direct

controllingentity

( e)Predominant

income(related,unrelated,

excluded fromtax under

sections 512-514)

(f)Share of

total income

(g)Share of

end-of-yearassets

(h )Disproprtionateallocations?

( 1)Code V-UBIamount inbox 20 of

Schedule K-1(Form 1065)

(J)General ormanagingpartner?

(k)Percentageownership

Yes N. Yes No

(1) CROSSROADS 1997 LP

325 N PAUL STDALLAS, TX 7520106-1506073

INVESTING DE GU Excluded 5,441 286,717 No No 54 45 %

Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) (b) (c) (d ) ( e) (f) (g) (h) (i)Name, address , and EIN of Primary activity Legal Direct controlling Type of entity Share of total Share of end-of- Percentage Section 512

related organization domicile entity (C corp, S corp , income year ownership (b)(13)(state or foreign or trust) assets controlled

country) entity?

Yes N.

(1)HOYA RISK INDEMNITY INSURANCE CJ GU C Corporation 24,480 761,147 100 % Yes

PO BOX 10GRAND CAYMAN, Cayman Islands KY11102CJ

(2)CHARITABLE REMAINDER TRUSTS (20) CRT GU 0 0 No

(3)Flour Mill Fund Ltd Investment CJ GU C Corporation 1,465,708 43,737,961 100 % Yes

89 Nexus WayCamara Bay , Grand Cayman KY19007CJ

(4)Waterbuck Fund LTD Investment CJ GU C Corporation 5,136,007 257,060,291 100 % Yes

89 Nexus Way 2nd Floor Camana BayPO Box 31106Grand Cayman KY11205CJ

(5)Sutton Square Partners (Offshore) Fund Ltd Investment CJ GU C Corporation 124,833 26,359,337 68 77 % Yes

PO Box 309 Ugland HouseSouth Church StreetGrand Cayman KY11104CJ

Schedule R (Form 990) 2016


Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note . Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule Yes No

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii)annuities, (iii) royalties, or(iv) rent from a controlled entity . la No

b Gift, grant, or capital contribution to related organization( s) . ib No

c Gift, grant, or capital contribution from related organization( s) . . . . . . . . . . . . . . . . . . lc No

d Loans or loan guarantees to or for related organization( s) id Yes

e Loans or loan guarantees by related organization( s) . . . . . . . . . . . le No

f Dividends from related organization( s) . . . . . . . . . . . . . . . . . . . . . . . . . . . if No

g Sale of assets to related organization( s) . . . . . . . . . . . . . . . . . . . . . . . . . . . ig No

h Purchase of assets from related organization( s) . . . . . . . . . . . . . . . . . . . . . lh No

i Exchange of assets with related organization (s) . . . . . . . . . . . . . . . . . . . . . . . . . . . Ii No

j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . Sj Yes

k Lease of facilities, equipment, or other assets from related organization( s) . . . . . . . . . . . . . . . . . . . . . 1k No

I Performance of services or membership or fundraising solicitations for related organization (s) . . . . . . . . . . . . . . . . . . . 11 No

m Performance of services or membership or fundraising solicitations by related organization (s) . lm Yes

in Sharing of facilities, equipment, mailing lists, or other assets with related organization (s) . . . . . . . . . . In Yes

o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . lo Yes

p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . 1 1 P I I No

q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . Iq No

r Other transfer of cash or property to related organization(s) .

s Other transfer of cash or property from related organization(s) .

2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds

SPa Arlrlifinnal hats Tahla

(a)Name of related organization

(b)Transactiontype (a-s)

(c)Amount involved

(d)Method of determining amount involved



Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) thatwas not a related organization See instructions regarding exclusion for certain investment partnerships

(a)Name, address, and EIN of entity

(b)Primary activity

(c)Legal

domicile(state orforeigncountry)

(d )Predominant

income(related,unrelated,

excluded fromtax under

sections 512-

( e)Are all partners

section501(c)(3)

organizations?

(f)Share of

totalincome

(g)Share of

end-of-yearassets

(h )Disproprtionateallocations?

( 1)Code V-UBI

amount in box20

of ScheduleK-1

(Form 1065)

(J)General ormanagingpartner?

(k)Percentageownership

514)Yes No Yes No Yes No


Schedule R (Form 990 ) 2016 Page 5


Provide additional information for responses to questions on Schedule R (see instructions)

arhPrinia 12 (Form oani'ime

Additional Data



EIN: 53-0196603


Form 990, Schedule R, Part V - Transactions With Related Organizations(a)

Name of related organization(b)

Transactiontype(a-s)

(c)Amount Involved (d)

Method of determining amount involved

(1) GEORGETOWN UNIVERSITY (USA) UK INITIATIVES LIMITED 0 363,269 COST

(1) GEORGETOWN UNIVERSITY ALUMNI ASSOCIATION 0 3,790,037 COST

(2) GEORGETOWN UNIVERSITY ALUMNI ASSOCIATION 3 53,120 COST

(3) GEORGETOWN UNIVERSITY ALUMNI ASSOCIATION N 1,984,562 COST

(4) GEORGETOWN UNIVERSITY ALUMNI ASSOCIATION D 799,000 FMV

(5) THE ALLBRITTON BRASENOSE SCHOLARSHIP FUND S 57,392 CASH

(6) WATERBUCK FUND LTD R 10,000,000 CASH

(7) SUTTON SQUARE PARTNERS (OFFSHORE) FUND LTD R 10,000,000 CASH

(8) FLOUR MILL FUND LTD R 10,000,000 CASH

(9) HOYA RISK INDEMNITY R 416,894 CASH

return r f or ani72tinn exam t from incometax 2016...2016 d employer identification number...

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