report on strategic planning: priorities assessment and ...€¦ · report on strategic planning:...
TRANSCRIPT
Fusion Energy Sciences Advisory Committee
U.S. Department of EnergyOffice of Science
DRAFT FOR APPROVAL
OCTOBER 8, 2014
Report On Strategic Planning: Priorities Assessment And Budget Scenarios
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Preface Fusion, the energy source that powers our sun and the
stars, offers the promise of a nearly limitless high-density
energy source that does not emit greenhouse gases. Fusion
energy could therefore fulfill one of the basic needs of
modern civilization: abundant energy with excellent safety
features and modest environmental impact that is available
to all nations.
The quest for controlled fusion energy—replicating on
earth the energy of the Sun—is a noble scientific chal-
lenge. After six decades of research, magnetic fusion sci-
ence has successfully progressed to the threshold of the
magnetic fusion energy era. This is an era characterized by
burning plasma, steady-state operation, advanced materi-
als that can withstand the harsh environment inside a
fusion reactor, and safe regeneration of the fusion fuel from
within the reactor.
Throughout its history, the quest for fusion has been a
global effort with strong U.S. leadership, especially in diag-
nostics, experimental research, theory, simulation, and
computation. Now the world is engaged in a unique interna-
tional burning plasma experiment, ITER, to demonstrate the
net production of controlled fusion power. ITER is expected
to establish the scientific feasibility of magnetic fusion ener-
gy by resolving fusion nuclear science issues associated
with demonstrating practical fusion energy.
As the ITER construction project proceeds, internation-
al colleagues are building other large-scale facilities with
capabilities that complement those in the U.S. Their particu-
lar choices in developing these new international facilities
provide two opportunities for the U.S. The first is for the U.S.
to initiate and grow a new program in fusion nuclear sci-
ence, including the design of a new world-class facility, an
area not being addressed internationally. The second is for
the U.S. to selectively engage in international collaborations
to access parameter regimes not otherwise available in the
U.S. in preparation for the design of this new facility.
This strategic plan has been formulated to enhance
and direct areas of U.S. scientific and engineering leader-
ship in coordination with the rapidly expanding international
capabilities to realize the prospect of a global fusion energy
future at the earliest realistic date. This report provides the
basis of that plan with a 10-year vision with priority research
recommendations to position the U.S. to make decisive con-
tributions to fusion science in this new era.
The Panel members are indebted to the research com-
munity for its thoughtful previous studies and its broad input
to this report. The Panel considered this input, leaving no
options off the table and resolving conflicts when they
occurred, to reach a consensus. The U.S. fusion community
looks forward to this transformative era in fusion research,
which will lay the foundations for a world-leading subpro-
gram and facility in fusion nuclear science. The challenges
would be daunting for a single nation, but with renewed
commitment, investment, innovation, and collaboration, a
technological advance of immense benefit to the U.S. and
to the world will be at hand.
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Table of Contents
Preface i
Executive Summary v
Chapter 1. Introduction and Background 1
Chapter 2: Burning Plasma Physics: Foundations 7
Chapter 3: Burning Plasma Science: Long Pulse 17
Chapter 4: Discovery Plasma Science 25
Chapter 5: Partnerships with Other Federal and International Research Programs 31
Chapter 6. Budgetary considerations 39
Appendices
Appendix A: Summary of Initiatives and Recommendations 45
Appendix B: Charge Letter 48
Appendix C: Panel Roster 50
Appendix D: Panel Process and Meetings 51
Appendix E: Community White Papers received for Status and Priorities, and Initiatives 52
Appendix F: Community Workshops and Presentations 61
Appendix G: Leveraging and Partnership Opportunities with DOE, other Federal and International Partners 65
Appendix H: References 71
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Executive SummaryThe Strategic Planning Panel of the Fusion Energy Sciences
Advisory Committee (FESAC) was charged by the Department
of Energy’s Office of Science to assess priorities within the
DOE Fusion Energy Science domestic fusion program for
the next 10 fiscal years (2015 through 2024). In answering
the Charge, the Panel acknowledges the quality and value
of previous FESAC reports and Research Needs Work-
shops (Appendix H) and the outstanding input of the fusion
community.
The Panel concludes that with a bold 10-year strategy
the U.S. will continue as a world leader in fusion research.
This strategy includes resolving prioritized scientific and
technical gaps to allow the pursuit of the most promising
scientific opportunities leading to fusion energy develop-
ment and strengthening international partnerships. The
strategy also transitions the U.S. to a fusion energy program
bounded by realistic budgets and guided by a “2025
Vision.” The 2025 Vision, developed by this Panel, is the
starting point for this Strategic Plan and consists of the fol-
lowing elements:
• Enable US leadership in burning plasma science and
fusion power production research, including programs
planned for ITER—the world’s premier upcoming fusion
facility;
• Provide the scientific and technological basis for a U.S.
Fusion Nuclear Science Facility (FNSF)—a critical next
step towards commercial fusion power;
• Continue U.S. leadership in discovery plasma science,
fusion-related technology, and other areas needed to
realize the promise of fusion energy and develop the
future fusion workforce.
With this vision, the U.S. can participate significantly in the
successful operation of ITER, initiate a broad fusion nuclear
science program with the intent to construct, operate, and
host researchers at a U.S. Fusion Nuclear Science Facility
(FNSF), and create a pioneering research atmosphere for a
U.S. “Generation ITER-FNSF” workforce that is leading glob-
al scientific discoveries and technological innovation.
To realize Vision 2025, the Panel makes four primary
recommendations:
Control of Burning Plasmas
The FES experimental program needs an integrated and
prioritized approach to achieve significant participation by
the U.S. on ITER. Specifically, new proposed solutions will
be applied to two long-standing and ubiquitous issues rel-
evant to tokamak-based burning fusion plasma: dealing
with unwanted transients and dealing with the interaction
between the plasma boundary and material walls.
Fusion Predictive Modeling
The FES theory and simulation subprogram should develop
the modeling capability to understand, predict, and control
both burning, long pulse fusion plasmas, and plasma fac-
ing components. Such a capability, when combined with
experimental operational experience, will maximize the U.S.
operational contribution and the interpretation of ITER
results for long pulse, burning plasmas, as well as the
design requirements for future fusion facilities. This endeav-
or must encompass the regions from the plasma core
through surrounding materials and requires coupling non-
linear, multi-scale, multi-disciplinary phenomena in experi-
mentally validated, theory-based models.
Fusion Nuclear Science
A fusion nuclear science subprogram should be created to
provide the science and technology understanding for
informing decisions on the preferred plasma confinement,
materials, and tritium fuel-cycle concepts for a Fusion
Nuclear Science Facility (FNSF), a proposed U.S.-based
international centerpiece beyond 2025. FNSF’s mission
would be to utilize an experimental plasma platform having
a long-duration pulse (up to one million seconds) for the
complex integration and convergence of fusion plasma sci-
ence and fusion nuclear science.
Discovery Plasma Science
FES stewardship of basic plasma research should be
accomplished through peer-reviewed university, national
laboratory, and industry collaborations. In order to achieve
the broadest range of plasma science discoveries, the
research should be enhanced through federal agency
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par tnerships that include cost sharing of intermediate,
collaborative facilities.
These four recommendations are detailed in Chapters 2
through 5.
The experimental facilities available to implement
these recommendations are located in the U.S. and at
major international experiment sites. The international
experiments provide both access to unique magnetic
geometries and extended operating regimes unavailable
in the U.S. Those experiments should provide information
required to design an FNSF and, ultimately, a fusion dem-
onstration power plant.
The Panel collected information from the U.S. fusion
community over five months, including two three-day pub-
lic meetings. The community responded impressively with
innovative scientific and technical plans. The report will be
reviewed by FESAC and then submitted to the DOE’s
Office of Science. A finalized FES strategic plan will be
submitted to Congress by the January 2015 deadline.
As directed in the Charge Letter, the report assumes
U.S. participation in ITER, assesses priorities for the U.S.
domestic fusion program, and ranks these priorities based
on three funding scenarios with the FY14 enacted budget
level ($305M) as the baseline, and a fourth cost of living
budget scenario based on the FY15 President’s budget
request ($266M):
• Scenario 1: Modest growth (defined as 2.0% above
cost of living)
• Scenario 2: Cost of living
• Scenario 3: Flat funding
• Scenario 4: Cost-of-living (FY15 request)
The Panel worked in four subpanels:
1. Burning Plasma Foundations: the science of prediction
and control of burning plasmas ranging from the
strongly-driven to the self-heated state;
2. Burning Plasma Long Pulse: the science of fusion
plasmas and materials approaching and beyond
ITER-relevant heat fluxes, neutron fluences, and
pulse lengths;
3. Discovery Plasma Science: the science frontiers of fun-
damental plasma behavior; and
4. Partnerships with other U.S. and international programs.
The 2009 Magnetic Fusion Energy (MFE) ReNeW Report, a
capstone document based on workshops by the fusion
community, identified 18 science and technology “Thrusts”
defined as needing “concerted research actions.” Those
Thrusts were considered in this report, along with commu-
nity input to the Panel in 2014 through presentations, Q&As,
and white papers (Appendix E). Closely-related Thrusts
were combined, and the prioritization of the Thrusts in met-
rics based on their importance to Vision 2025 led to the
formulation of four overarching Initiatives. These highest-
priority Initiatives are:
Tier 1
Control of deleterious transient events: This Initiative com-
bines experimental, theoretical, and simulation research to
understand highly damaging transients and minimize their
occurrence in ITER-scale systems.
Taming the plasma-material interface: This Initiative com-
bines experimental, theoretical, and simulation research to
understand and address the plasma-materials interaction
(PMI) challenges associated with long-pulse burning plas-
ma operation.
Tier 2
Experimentally validated integrated predictive capabilities:
This Initiative develops an integrated “whole-device” predic-
tive capability, and will rely on data from existing and
planned facilities for validation.
A fusion nuclear science subprogram and facility: This Initia-
tive will take an integrated approach to address the key sci-
entific and technological issues for harnessing fusion power.
Tier 1 Initiatives are higher priority than Tier 2 Initiatives.
Within a tier, the priorities are equal.
In concert with the above Initiatives, Discovery Plasma
Science will advance the frontiers of plasma knowledge to
ensure continued U.S. leadership.
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The U.S. fusion program is a critical piece of the world
effort to develop fusion power. These Initiatives represent
areas in which U.S. leadership is needed to assure world
progress toward this goal.
Descriptions of the Initiatives
Control deleterious transient events: Undesirable transients
in plasmas are ubiquitous but tolerable occurrences in
most present tokamak experiments, but could prevent regu-
lar operation of a burning plasma experiment on the scale
of ITER without frequent shutdown for repairs. To reduce
the threat of disruptions to tolerable levels in upcoming nu-
clear experiments, both passive and active control tech-
niques, as well as preemptive plasma shut down, will be
employed. The resolution of this long-standing challenge
within this ten-year period would open up the pathway to
robust pursuit of fusion energy development in the tokamak
configuration, the leading option for performing fusion nu-
clear science research.
Taming the plasma-material interface: The critically impor-
tant boundary region of a fusion plasma involves the transi-
t ion from the high-temperature plasma core to the
surrounding material. Understanding the specific proper-
ties of this boundary region that determine the overall plas-
ma confinement is a priority. At the same time, the
properties of this boundary region control the heat and
particle fluxes to material surfaces. The response of the
material surfaces influences the boundary and core plasma
characteristics. Understanding, accommodating, and con-
trolling this complex interaction—including selecting materi-
als to withstand this harsh environment while maintaining
high confinement—is a prerequisite for ITER success and
designing FNSF.
The Panel concluded that a cost-effective path to the
plasma-materials-interface challenge requires a new high-
power, high-fluence linear divertor simulator. Results from
this facility will be iterated with experimental results on suit-
ably equipped domestic and international tokamaks and
stellarators, as well as in numerical simulations.
Experimentally validated integrated predictive capabilities: The
coming decade provides an opportunity to break ground in
integrated predictive understanding that is urgently required
as the ITER era begins and plans are developed for the next
generation of facilities. Traditionally, plasma theory/computa-
tion provides models for isolated phenomena based on
mathematical formulations that have restricted validity
regimes. However, there are a growing number of situations
where coupling between the validity regime and the phe-
nomena is required in order to account for all relevant phe-
nomena. To understand and predict these situations
requires expanded computing capabilities strongly coupled
to enhancements in analytic theory and the use of applied
mathematics. This effort must be strongly connected to a
spectrum of plasma experimental facilities supported by a
vigorous diagnostics subprogram in order to provide crucial
tests of theory and allow for validation.
Fusion Nuclear Science: Several important near-term deci-
sions will shape the pathway toward practical fusion energy.
The selection of the plasma magnetic configuration (an
advanced tokamak, spherical torus, or stellarator) and plas-
ma operational regimes needs to be established based on
focused domestic and international collaborative long-
pulse, high-power research. Another need is the identifica-
tion of a viable approach to a robust plasma materials
interface that provides acceptably high heat flux capability
and low net erosion rates without impairing plasma perfor-
mance or resulting in excessive tritium entrapment. Materi-
als science research needs to be expanded to comprehend
and mitigate neutron-irradiation effects, and fundamental
fuel-cycle research is needed to develop a feasible tritium
generation and power-conversion blanket/first-wall concept.
A new fusion materials neutron-irradiation facility that lever-
ages an existing MW-level neutron spallation source is envi-
sioned as an attractive cost-effective option.
In concert with the above description of the Initia-
tives, Discovery Plasma Science subprogram elements can
provide transformational new ideas for plasma topics. DPS
research seeks to address a wide range of fundamental
science, including fusion, as outlined by the NRC Plasma
2010 report [Appendix H]. DPS activities are synergistic
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with the research mission of other federal agencies, and
significant opportunities exist to broaden the impact of DPS
through the development and expansion of strategic part-
nerships between FES and other agencies. Addressing fun-
damental science questions at the frontier of plasma
science requires a spectrum of laboratory experimental
facilities, from small-scale facilities with a single principal
investigator to intermediate-scale highly collaborative facili-
ties. Interactions between larger facilities found at national
laboratories and small and intermediate facilities will play
an important role in advancing DPS frontiers and in training
the next generation of plasma scientists. Universities train
the next generation of fusion researchers and support
graduate-student-scale experiments, and thus play a criti-
cal role in the DPS subprogram.
The Panel’s vision, recommendations, and Initiatives
motivate redirection of resources over the next ten years.
Investments in plasma technology and materials, fusion
nuclear science, modeling and simulation, and DIII-D and/
or NSTX-U upgrades will lead to advances in the high-prior-
ity areas listed in this report and will position the U.S. fusion
research program to be influential in emerging areas of
importance in fusion nuclear science beyond the ten-year
purview of the charge. Construction of two new facilities is
recommended: a prototypic high-power and high-fluence
linear divertor simulator; and an intense, neutron-irradiation
source for which leveraging an existing megawatt-level neu-
tron spallation source is cost effective. Under the budget
scenarios tasked to the Panel, resources for these invest-
ments should derive from a major facility or facilities being
closed, mothballed, and/or reduced in “run” weeks, and
reconsideration of DPS funding allocations. For all budget
scenarios the Panel recommends:
• increased international collaborations in targeted areas
of importance to the U.S. fusion program goals,
• the operation of at least one major domestic plasma
machine,
• the simultaneous operation of DIII-D and NSTX-U for 5
years, and
• C-Mod operations end.
C-MOD should close as soon as possible, consistent
with orderly transition of the staff and graduate students to
other efforts, including experiments at other facilities where
appropriate. The associated C-MOD research funds should
be maintained in full for research on other facilities, while
the operations funding should be redirected to the pro-
posed Initiatives. Prompt closure of C-MOD is necessary to
fund as quickly as possible the installation of necessary
upgrades at DIII-D, to build the linear divertor simulator, and
for the whole-plasma-domain modeling effort in the Predic-
tive Initiative. DIII-D experiments using these upgrades are
essential to achieve the Vision 2025 goals. The linear diver-
tor simulator and tokamak-divertor experiments should be
started as soon as feasible.
The Panel recognizes the intellectual leadership and
contributions from the MIT Plasma Science and Fusion Cen-
ter. Scientists and engineers from this center should take
leadership roles in the proposed Initiatives. The five-year
operation of NSTX-U enables consideration of a spherical
torus magnetic geometry for FNSF. The five-year operation
of DIII-D provides optimal investigation of transient mitiga-
tion and plasma control for ITER. Below the Panel summa-
rizes timelines for facilities and Initiatives.
Phase I
• Alcator C-Mod operations ends;
• DIII-D is operating and information on transient mitiga-
tion, boundary physics, plasma control, and other ITER-
related research is being provided;
• NSTX-U is operating and information on a potential
path to a FNSR-ST, boundary physics, and ITER-related
research is being provided;
• Linear divertor simulator is under construction;
• Predictive Initiative is launched and grown;
• FNS subprogram is initiated;
• International par tnerships on leading international
superconducting advanced tokamaks and stellarators
are increased with the intention of supporting a long-
term engagement;
• Expanded integration of DPS elements facilitates the
effective stewardship of plasma science.
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Phase II
• Partnerships centered on current international super-
conducting advanced tokamaks and stellarators. Mini-
mum of one domestic faci l i ty (DIII-D, NSTX-U)
operating and providing information for the Interface
Initiative;
• Linear divertor simulator operating and providing infor-
mation for Interface Initiative;
• Predictive Initiative fully underway and providing infor-
mation in support of all Initiatives;
• FNS Initiative underway and expanding science and
technology for fusion materials, including a new neu-
tron-irradiation capability;
• DPS par tnerships advancing the frontiers of DPS
knowledge, enhanced by cost sharing on intermediate-
scale collaborative facilities.
Vision 2025 achieved depending on budget scenario (see
timeline in Chapter 6) with either DIII-D or NSTX-U, operat-
ing both for programmatic objectives and as a national user
facility for discovery science.
Implementation of the Initiatives is inherently tied to the four
budget scenario assumptions (FY2015–FY2024). The fund-
ing is bound on the high end by Budget Scenario 1 ($305M
with modest growth of 4.1% per year) and on the low end
by Budget Scenario 4 (FY2015 President’s Budget Request
of $266M with cost of living increase of 2.1% per year). As
an example of the variation for these two funding models,
Budget Scenario 4 starts out with $52M less than Budget
Scenario 1 in FY2015 and ends up with $135M per year
less in FY2024. From FY2015 through FY2024, the total inte-
grated amount differs by approximately $900M between the
low- and high-end budget scenarios.
The Panel explored a variety of funding scenarios for
the ReNeW Thrusts in order to derive credible funding pro-
files for the highest priority research activities. The Panel
projects the following probable consequences:
Scenario 1: 2014 Modest Growth
Modest growth of appropriated FY2014 ($305M) at 4.1%.
This has the highest integrated funding. Vision 2025 has an
acceptable probability of being achieved. Both NSTX-U
and DIII-D facilities operate for 5 years and possibly for 10
years (possibly at reduced availability in Phase II). If fund-
ing only one of the facilities is possible, it is not yet clear
which is optimal. After 10 years, it is expected that only one
facility is required, but at this time it is not clear which one.
One linear divertor simulator, one upgraded tokamak-divertor,
and a neutron-irradiation facility are operating. All four Ini-
tiatives go forward, including informing the design of
FNSF, and DPS funding adheres approximately to the
500
450
400
350
300
250
200
Mill
ion
s o
f D
olla
rs
FES Domestic Program Budgets in As-Spent Dollars
Scenario 1: Modest Growth @ 4.1%
Scenario 2: C-O-L ($305M) @ 2.1%
Scenario 3: Flat Funding
Scenario 4: C-O-L ($266M) @ 2.1%
FY2015
FY2016
FY2017
FY2018
FY2019
FY2020
FY2021
FY2022
FY2023
FY2024
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
modest growth intention. Both the divertor simulator and
neutron-irradiation capability are providing data. The U.S.
Fusion Program features prominently in four areas: Tran-
sients, Interface, Predictive, and importantly, FNS.
Scenario 2: 2014 Cost of Living
This has the second highest integrated funding, but at the
end of FY2024 these integrated funds are approximately
$400M less than in Budget Scenario 1. There is a lower
probability that Vision 2025 can be met. One of the two
remaining major tokamak facilities, DIII-D or NSTX-U, will be
closed or mothballed between 2020 and 2025. One linear
divertor simulator, one tokamak-divertor upgrade, and the
neutron-irradiation facility are available. Compared to Sce-
nario 1, DPS funds may be affected in addition to a further
effect on Foundations. Only one major tokamak facility is
required beyond 2025. All four Initiatives go forward, with
three (Transients, Interface, Predictive) being emphasized.
If necessary the Tier 2 Initiative FNS is slowed down. The
U.S. Fusion Program features prominently in at least three
Initiative areas: Transients, Interface, and Predictions, While
the U.S. program will remain influential in niche areas, the
prospect for U.S. leadership in the frontiers of fusion nucle-
ar science leading to energy development beyond the ten-
year vision is diminished, and progressively so as the
budget is reduced.
Scenario 3: 2014 Flat
This has the third highest integrated funding, but at the end
of FY2024 these integrated funds are approximately $780M
less than the highest budget, Budget Scenario 1. Vision
2025 will be only partially met. One of the two remaining
facilities, DIII-D or NSTX-U, will be closed or mothballed
between 2020 and 2025, earlier than in the Budget Scenario
2. DPS funds may be reduced slightly in addition to a small
further reduction in Foundations funds, e.g., the linear diver-
tor simulator and the upgraded tokamak-divertor are operat-
ing, but the neutron-irradiation facility may not be possible.
The two Tier 1 Initiatives (Transients, Interface) and one Tier
2 Initiative (Predictive) go forward, but the Tier 2 Initiative
FNS is slowed further. The U.S. Fusion Program features
prominently in two, Transients, Interface, or possibly three,
the third being the Predictive Initiative. Maintaining U.S.
leadership in any broad emerging area by the end of the
ten-year plan would be compromised, as the fusion nuclear
science component represents the key new element of U.S.
entry into fusion science development near the end of the
ten-year plan, even as the challenges addressed by the
Transients and Interface Initiatives would be pursued.
Scenario 4: 2015 Cost of Living
Integrated funding over the 10-year period is about $900M
less than Budget Scenario 1. Vision 2025 will be only par-
tially met and the second (Predictive) of the two Tier 2 Ini-
tiatives is lost. One of the two remaining facilities, DIII-D or
NSTX-U, will be closed or mothballed around 2020, which
may be earlier than in the Budget Scenario 3. DPS funds
will be reduced slightly in addition to a small further reduc-
tion in Foundations funds, e.g., one or both of the linear
divertor simulator, the upgraded tokamak-divertor may not
be possible in spite of closing a second major facility
around 2020. It is expected that the U.S. will be influential in
the research fields encompassed by the two Tier-1 Initia-
tives, specifically Transients and Interface. The necessary
delay to the FNS and Predictive Initiatives will leave signifi-
cant obstacles in the path to fusion power precisely where
the U.S. is best situated to lead the way. While the U.S.
could maintain a significant role in resolving the two Tier I
Initiatives, the delay to the other two Initiatives cedes the
leading role in these areas to the international programs.
The U.S. would be in a weak position to proceed as an inno-
vative center of fusion science beyond 2025.
Focused effort on the four proposed highest-priority Initia-
tives, together with existing strengths in diagnostics, exper-
imental research, theory, simulation, and computation, will
promulgate a vibrant U.S. fusion energy sciences program
that can lead in emerging fusion nuclear science research.
Chapter 1
Introduction and Background
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Fusion Science: A Forward Look
Harnessing fusion energy offers enormous potential for
improving the global quality of life by providing an abun-
dant, inherently safe, and environmentally benign supply of
energy. Seven governmental agencies representing more
than half of the world’s population (China, the European
Union, India, Korea, Japan, Russia, and the U.S.) have unit-
ed in an unprecedented collaboration to build ITER, a mag-
netic confinement fusion reactor experiment that is
expected to be a major step forward in the quest for com-
mercial fusion energy. Scientists anticipate that ITER, under
construction in Saint Paul-lez-Durance, France, will produce
500 megawatts of fusion thermal power, demonstrating the
feasibility of large-scale fusion energy.
In addition to its engagement in the ITER project and
collaborations on other international fusion projects, the
U.S. operates mature domestic fusion facilities. The overall
U.S. fusion program is categorized into three “Burning Plas-
ma” thematic areas that focus on conditions relevant to:
Burning Plasma High Power (not considered here per spec-
ification in the charge); Foundations; and Long Pulse. An
essential fourth component comprises an impressive range
of basic and applied plasma science that is not directly
part of the burning plasma subprograms: Discovery Plas-
ma Science (DPS). This component is open, innovative, and
contributing to industry, health, space science, and funda-
mental plasma science.
Research on U.S. fusion facilities encompasses numer-
ous activities highly regarded for their scientific excellence
and innovative nature. For example, the U.S. has been a
major par ticipant in the International Tokamak Physics
Activity (ITPA) as a result of the technical contributions from
its three major toroidal confinement facilities and related
U.S. theory and simulation activities. Although the U.S. facil-
ities undergo routine upgrades to better address areas of
strong scientific interest as they develop in importance, in
recent years international collaborators have made far more
significant investments in their fusion research programs
and, as a result, are developing experimental capabilities
that soon will far exceed those in the U.S. These include,
but are not limited to, large toroidal confinement devices
(tokamaks and stellarators) outfitted with superconducting-
magnet coils that enable high-performance plasmas to be
created and confined for the extended durations ultimately
required to develop the scientific and technical bases of
continuous fusion energy production.
While the U.S. is not currently poised for a major fusion
investment in a new toroidal fusion facility comparable to
those abroad, opportunities are available to advance the
domestic fusion program in areas of current U.S. strength
and to invest in important emerging high-priority areas of
fusion research. To do so, the U.S. should arrange to con-
duct some research activities on the international facilities
in order to pursue its objectives in more relevant fusion con-
ditions. The U.S. should also extend its research vision into
the area of fusion nuclear science that is a necessary pre-
cursor to fusion energy development. The relevant elements
of fusion nuclear science are described in later chapters,
but broadly speaking, mastery of fusion nuclear science
will bridge the gap between demonstrating the confinement
of high-performance plasmas and the development of
practical fusion energy. In addition to developing solutions
for plasma-facing materials that are tolerant of neutron irra-
diation, tritium recovery and breeding, and other challeng-
es, there will be a need for a Fusion Nuclear Science
Facility (FNSF). The FNSF is presently conceived to be a
long-pulse plasma-confinement facility that will be a bridge
between ITER and an eventual demonstration reactor.
Developing the scientific and technical basis for the step to
such a facility is challenging, but necessary. If the U.S. seiz-
es this opportunity to pursue development of an FNSF, it will
exert leadership in fusion nuclear science. Taking advan-
tage of these two opportunities, together with our existing
strengths in diagnostics, experimental research, theory,
simulation, and computation, would result in a vibrant U.S.
fusion energy program that has a new focus and contributes
in unique and critical ways to global fusion energy needs.
The U.S. suppor ts highly visible and productive
research programs in the area of fundamental discovery
plasma science and engineering. Knowledge generated by
these subprograms advances our understanding of natural
phenomena such as space weather, solar dynamics, and
supernova explosions. The discoveries are often used in
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
technological devices—ranging from etching and deposi-
tion of materials in microelectronics fabrication to surgical
instruments—that benefit everyday life. Fundamental plas-
ma science research has laid the groundwork for the mag-
netic fusion plasma science effort that has brought us to
the brink of the fusion energy era. Stewardship of this vital
research subprogram will result in continued fundamental
science discovery and application innovation.
The Discovery Plasma Science subprogram is a major
source of support for university programs that play the key
role in developing the future fusion workforce through
recruiting and training students in experiment, theory, and
computation from the undergraduate to the postdoctoral
level. Universities can help improve the diversity of the
workforce, which is a critical issue. University training and
the university environment can also help develop the skills
and perspectives necessary for effective teamwork.
The discussion above frames the Panel’s vision for the
U.S. fusion energy sciences program for the next ten years,
referred to as Vision 2025, to participate significantly in the
successful operation of ITER, initiate a broad fusion nuclear
science program with the intent to construct, operate, and
host researchesr at a Fusion Nuclear Science Facility
(FNSF), and create a pioneering research atmosphere for a
“Generation ITER-FNSF” workforce that is leading global
scientific discoveries and technological innovation.
• Enable US leadership in burning plasma science and
fusion power production research, including programs
planned for ITER.
• Provide the scientific and technological basis for a U.S.
Fusion Nuclear Science Facility (FNSF) —a critical next
step towards commercial fusion power.
• Continue US leadership in discovery plasma science,
fusion-related technology, and other areas necessary to
realizing the promise of fusion energy and developing
the future fusion workforce.
Meeting the Charge
In April 2014, FESAC was given a Charge by DOE to assess
the priorities among continuing and new scientific, engi-
neering, and technical research subprogram investments
within and between each of three FES subprograms:
1. The science of prediction and control of burning plas-
ma ranging from the strongly-driven state to the self-
heated state. This subprogram is labeled Burning
Plasma Science: Foundations (referred to in this report
as Foundations).
2. The science of fusion plasmas, plasma-material inter-
actions, engineering and materials physics modeling
and experimental validation, and fusion nuclear science
approaching and beyond ITER-relevant heat fluxes,
neutron fluences, and pulse lengths. This subprogram
is labeled Burning Plasma Science: Long Pulse
(referred to as Long Pulse).
3. The study of laboratory plasmas and the high-energy-
density state relevant to astrophysical phenomena, the
development of advanced measurement validation,
and the science of plasma control important to indus-
trial applications. This subprogram is labeled Discovery
Plasma Science (referred to as DPS).
In order for FES to provide Congress with a Strategic Plan by
January 2015 as requested in the Fiscal Year 2014 Omnibus
Appropriations Act, the DOE-SC asked FESAC:
• to prioritize the FES defined subprograms,
• to include FESAC views on new facilities, new research
initiatives, and facility closures,
• to establish a scientific basis for advancing fusion
nuclear science, and
• to assess the potential for strengthened or new partner-
ships with other federal agencies and international
research programs that foster opportunities otherwise
unavailable to U.S. fusion scientists.
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A 19-member FESAC Strategic Planning Panel, consisting of
FESAC members and outside experts, was convened in May
2014 to respond to the Charge in a report that the Panel pre-
sented during the FESAC September 22–23, 2014 meeting.
Although the Panel was aware of the subprogram ele-
ments of the fusion program described and prioritized by pre-
vious FESAC reports, the Panel understood the need for
additional U.S. fusion community input as a basis for a report
that would address the Charge’s specific budget scenarios
for advancing FES subprograms. Community input on initia-
tives for FES for the next ten years relevant to Foundations,
Long Pulse, and DPS were presented during two public meet-
ings (June 3–5 and July 8–10, 2014). The U.S. and interna-
tional fusion communities were encouraged to submit white
papers that were posted for public viewing on the Panel web-
site found at https://www.burningplasma.org/activities.
The Panel was organized into four subpanels, three
representing the three FES subprograms (Foundations,
Long Pulse, DPS), and one representing leverage and part-
nership opportunities with other federal programs and inter-
national programs. These subpanels considered key FESAC
and community reports, including:
• Priorities, Gaps and Opportunities: Towards A Long-
Range Strategic Plan For Magnetic Fusion Energy (2007);
• Research Needs for Magnetic Fusion Energy Sciences
(2009);
• Report of the FESAC Subcommittee on the Priorities of
the Magnetic Fusion Energy Science Program (2013);
• Opportunities for and Modes of International Collabora-
tion in Fusion Energy Sciences Research during the
ITER Era (2012);
• Opportunities for Fusion Materials Science and Tech-
nology Research Now and During the ITER Era (2012);
• Low Temperature Plasma Science Workshop (2008);
Plasma Science: Advancing Knowledge in the National
Interest (2007);
• Basic Research Needs for High Energy Density Labora-
tory Physics (2010);
• Workshop on Opportunities in Plasma Astrophysics
(2010); and Prioritization of Proposed Scientific User Facil-
ities in the Office of Science report (2013) [Appendix H].
Each subpanel, following the 10-year approached established
in Vision 2025, identified candidate initiatives, primary and
supporting recommendations, and minimum funding require-
ments. The Panel integrated and iterated these findings (see
Appendix A), resulting in four high priority Initiatives that would
be pursued over ten years under a majority of the budget
scenarios. These Initiatives were further ranked into upper and
lower tiers, with an understanding that those in the lower tier
would be delayed under the lower budget scenarios.
Initiatives and Recommendations
In Chapters 2 and 3, the Thrusts relevant to Foundations and
Long Pulse will be individually discussed. In those sections the
eighteen science and technology Thrusts from the 2009
ReNeW Report are considered, along with valuable community
input to the Panel in 2014 through presentations, question and
answer sessions, and white papers (c.f., Appendix X). Closely
related Thrusts that addressed an overarching topic were com-
bined into an overarching Initiative. Prioritization of the Thrusts
in terms of metrics that included their importance to Vision
2025 directly led to formulation of four overarching Initiatives.
The four highest priority Initiatives, categorized in two tiers, are:
Tier 1: Transients, Interface
Control of deleterious transient event: This Initiative com-
bines experimental, theoretical, and simulation research to
understand highly damaging transients and minimize their
occurrence in ITER-scale systems.
Taming the plasma-material interface: This Initiative com-
bines experimental, theoretical, and simulation research to
understand and address the plasma-materials interaction
(PMI) challenges associated with long-pulse burning plas-
ma operation.
Tier 2: Predictive, FNS
Experimentally-validated integrated predictive capabilities:
This Initiative develops an integrated “whole-device” predic-
tive capability, and will rely on data from existing and
planned facilities for validation.
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A fusion nuclear science subprogram and facility: This Ini-
tiative will take an integrated experimental, theoretical, and
computational approach to address the key scientific and
technological issues for harnessing fusion power.
Tier 1 Initiatives are higher priority than Tier 2 Initiatives.
Within a tier, the priorities are equal.
In concert with the above Initiatives, Discovery Plasma
Science will advance the frontiers of plasma knowledge to
ensure continued U.S. leadership.
The U.S. Fusion program is a critical piece of the world
effort to develop fusion power. These Initiatives represent
areas in which U.S. leadership is needed to assure world
progress toward this goal.
Descriptions of the Initiatives
Transients: Control deleterious transient events
Undesirable transients in plasmas are ubiquitous but toler-
able occurrences in most present tokamak experiments,
but could prevent regular operation of a burning plasma
experiment of the scale of ITER and future devices without
frequent shutdown for repairs. To reduce the threat of dis-
ruptions, the Panel recommends a robust multi-level strate-
gy evolving from present experiments and improving
predictive modeling.
Interface: Taming the plasma-material interface
The critically important boundary region of a fusion reactor
includes the transition from the high-temperature, confined
plasma core to the low-temperature material structure that
surrounds the plasma. The fusion power generated in the
core plasma is directly impacted by the structure and
behavior of the boundary region. Steep plasma-pressure
profiles having large gradients at the edge of the core plas-
ma (termed the H-mode pedestal) are essential to support
a sustained high-pressure (and therefore high-fusion-pow-
er) core plasma. Understanding the processes that allow
these large gradients to form and affect plasma stability is
a priority. Heat and particle exhaust from the high-power
fusion-power core flows through the pedestal region into a
thin layer termed the scrape-off layer (SOL) that surrounds
the core plasma. This exhaust is conducted through this
thin layer to material structures surrounding the plasma.
The properties of the thin surrounding layer (its width in
particular) ultimately determine the intensity of the heat and
particle fluxes that become established. The engineering
solution for these material structures is strongly constrained
by this intensity.
Understanding the physics of the thin surrounding lay-
er and seeking solutions to control how this flux impinges
on material surfaces is therefore a high priority. Materials
must be engineered to withstand this harsh environment.
Predictive: Experimentally validated integrated predic-
tive capabilities
The coming decade provides an oppor tunity to break
ground in the integrated predictive understanding that is
required as the ITER era begins and plans are developed
for the next generation of facilities. Traditionally, plasma the-
ory and simulation provide models for isolated phenomena
based on mathematical formulations that are only strictly
valid over a limited region of the plasma or restricted to
particular spatial and temporal scales. Hence, DOE has his-
torically organized its funded theory and simulation enter-
prises by topical element (e.g., radio-frequency heating,
extended MHD, turbulent transpor t, etc.). While gaps
remain in these elements, the U.S. theory and simulation
subprogram has provided many contributions to improved
predictive understanding and has spearheaded validation
efforts on a variety of experimental configurations. However,
there are crucial areas of fusion science for which coupling
of topical elements is required to further understand and
attain predictive capability. Examples include active control/
mitigation modeling of deleterious MHD instabilities, core-
edge coupling, plasma-surface interaction, 3D-field effects
on edge/pedestal properties, etc. The strong coupling of
physics phenomena implies that new phenomena mecha-
nisms can appear that cannot generally be predicted with
theory tools that rely on single-component phenomenon
models. This kind of transformational change in our under-
standing of the overall behavior, physics, and processes is
critical if we are to aim for true predictive modeling. These
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advances can be made with expanded computing capa-
bilities strongly coupled to enhancements in analytic theory
and applied mathematics understanding. This effort must
be strongly connected to a spectrum of plasma experimen-
tal facilities supported by a vigorous diagnostics subpro-
gram in order to provide a platform for validating theory with
experiment.
FNS: A fusion nuclear science subprogram and facility
Several near-term decisions will shape the pathway toward
practical fusion energy. The selection of the plasma con-
figuration (AT vs. ST, tokamak vs. stellarator) and plasma
operational regimes need to be established on the basis of
focused domestic and international collaborative long-
pulse, high-power research. There is also a need for the
identification of a viable approach to a robust plasma mate-
rials interface that tolerates acceptably high heat flux capa-
bility and provides low net erosion rates without impairing
plasma performance or tritium entrapment. Materials sci-
ence research must be expanded to comprehend intense
fusion neutron-irradiation effects on property degradation
of structural materials and to design potential materials sci-
ence approaches to mitigate these degradation phenome-
na. A new fusion materials neutron-irradiation facility that
takes advantage of an existing magawatt-level neutron
spallation source is envisioned as a cost-effective option.
Fundamental research is needed to identify a feasible triti-
um fuel-cycle and power-conversion concept, including
improved understanding of the permeation and trapping of
tritium inside candidate coolants and fusion materials,
exploration of viable methods for efficiently extracting triti-
um from hot flowing media, and improved understanding of
complex magneto-hydrodynamic (MHD) effects on the flow
of electrically conductive coolants in confined channels.
Acquisition of new knowledge in all of these fusion nuclear
science research areas is needed in order to provide the
scientific basis for the conceptual design of a Fusion
Nuclear Science Facility.
In concert with the above Initiatives, effective DPS subpro-
gram elements can provide transformational ideas for plas-
ma topics. DPS research addresses a wide range of
fundamental science, including fusion, as outlined by the
NRC Plasma 2010 report. DPS activities are synergistic with
the research mission of other federal agencies, and oppor-
tunities exist to broaden the impact of DPS through the
expansion of strategic partnerships between FES and other
agencies. Addressing fundamental science questions at the
frontier of plasma science requires a spectrum of labora-
tory experimental facilities from small-scale facilities led by
a single investigator to intermediate-scale, highly collabora-
tive facilities. The development of intermediate-scale and
multi-investigator facilities would be prioritized to address a
wider range of scientific questions with comprehensive
diagnostic suites. Mutual interactions between larger facili-
ties found at national laboratories and smaller facilities will
play an important role in advancing DPS frontiers and in
training the next generation of plasma scientists. These Ini-
tiatives, together with the findings of the DPS subpanel, are
transposed into four primary recommendations listed in the
Executive Summary.
Chapter 2
Burning Plasma Physics: Foundations
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Foundations: Definition and status
The Foundations subprogram encompasses fundamental
and applied research pertaining to the magnetic confine-
ment of plasmas with emphasis on ITER and future burning
plasmas. Both experimental and theoretical contributions
are included in Foundations. The key objectives are to
establish the scientific basis for the optimization of
approaches to magnetic confinement fusion based on the
tokamak (including the spherical torus), increase the pre-
dictive understanding of burning plasma behavior, and
develop technologies that enhance the performance of
both existing and next-step machines.
The elements of the subprogram are:
• The research and operations of three major U.S.
machines, the DIII-D tokamak located at General Atom-
ics, the National Spherical Torus Experiment Upgrade
(NSTX-U) at Princeton Plasma Physics Laboratory
(PPPL), and the C-MOD tokamak at the Massachusetts
Institute of Technology (MIT). Infrastructure improve-
ments to these facilities are included, but activities per-
taining to steady-state operation and fusion nuclear
science are part of the Long Pulse category.
• Theory and Scientific Discovery Through Advanced
Computing (SciDAC) activities.
• Smaller tokamak projects.
• Heating, fueling and transient mitigation research.
The DIII-D research goal is to establish the scientific basis for
the optimization of the tokamak approach (Advanced Toka-
mak) to magnetic confinement. DIII-D research activities also
address near-term scientific issues critical to the successful
construction of ITER, including tests of the feasibility of dis-
ruption mitigation and ELM reduction on ITER and develop-
ing the scientific basis for both the standard operating
scenario to achieve high-gain fusion and the more advanced
long-pulse operating scenario. These issues are also perti-
nent to the mission of a future FNFS. Present activities also
include experimental validation of transport theoretical models
and testing the simultaneous achievement of high-performance
core plasmas with fusion-relevant edge scenarios.
The primary mission of the NSTX-U subprogram ele-
ment is to evaluate the potential of the low-aspect ratio
tokamak, or spherical torus, to achieve the sustained high
performance required for a Fusion Nuclear Science Facility.
ITER-relevant research on NSTX-U includes energetic par-
ticle behavior and high-beta disruption control. Innovative
plasma-material-interaction (PMI) solutions are another
impor tant element of this program. The ITER-relevant
research will also address energetic particle behavior and
high-b disruption control.
The C-Mod research mission is to help establish the
plasma physics and engineering requirements for a burning
plasma tokamak experiment, with FY 2015 research focus-
ing on experiments that address issues of ITER-relevant
boundary and divertor physics, as well as disruption-mitiga-
tion studies.
Theory and simulation research advances the scientific
understanding of fundamental physical processes govern-
ing the behavior of magnetically confined plasmas and
develops predictive capability by exploiting leadership-
class computing resources.
Smaller tokamak projects center on innovative niche
issues of the AT and ST configurations. These projects
include the spherical torus LTX at the Princeton Plasma
Physics Lab to study liquid-metal PFC solutions, Pegasus at
the University of Wisconsin with the mission to study non-
solenoidal startup and edge stability, and the HBT-EP toka-
mak at Columbia University to develop MHD mode control
in high-ß plasmas.
Thrusts
The Panel has selected the priorities of the 10-year pro-
gram from the key science and engineering topics identi-
fied in FESAC’s Priorities, Gaps, and Opportunities report
of 2007 and the Research Needs for Magnetic Fusion Ener-
gy ReNeW report of 2009. For example, the ReNeW report
surveyed the range of scientific and technological research
frontiers of fusion science and identified eighteen Thrusts
determined by specific research needs. Many of the
Thrusts are interrelated, some in ways not fully understood
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at the present time. Most must be addressed to move to a
program in fusion energy. The subset of the Thrusts select-
ed in this report as the highest priorities are evaluated
according to the metrics described in Appendix A. The
research drivers for the Thrusts are:
Thrust 1: Develop measurement techniques to understand
and control burning plasmas.
Thrust 2: Control transient events in burning plasmas.
Thrust 3: Understand the role of alpha particles in burning
plasmas.
Thrust 4: Qualify operational scenarios and the supporting
physics basis for ITER.
Thrust 5: Expand the limits for controlling and sustaining
fusion plasmas.
Thrust 6: Develop predictive models for fusion plasmas,
supported by theory and challenged with experimental
measurement.
Thrust 7: Exploit high-temperature superconductors and
other magnet innovations.
Thrust 8: Understand the highly integrated dynamics of
dominantly self-heated and self-sustained burning plasmas.
Thrust 9: Unfold the physics of boundary layer plasmas.
Thrust 10: Decode and advance the science and technology
of plasma-surface interactions.
Thrust 11: Improve power handling through engineering
innovation.
Thrust 12: Demonstrate an integrated solution for plasma-
material interface compatible with an optimized core plasma.
Thrust 13: Establish the science and technology for fusion
power extraction and tritium sustainability.
Thrust 14: Develop the material science and technology
needed to harness fusion power.
Thrust 15: Create integrated designs and models for
attractive fusion power systems.
Thrust 16: Develop the spherical torus to advance fusion
nuclear science
Thrust 17: Optimize steady-state, disruption-free toroidal
confinement using 3-D magnetic shaping.
Thrust 18: Achieve high-performance toroidal confinement
using minimal externally applied magnetic field.
According to the Charge’s guideline to separate research
issues into the categories provided by FES, eight of these
Thrusts (1–6, 9, and 16) pertain to the category of Founda-
tions and are relevant for this chapter, which focuses on
fusion science carried out in tokamaks and spherical toka-
maks. Most of the remaining Thrusts (7, 10–15, and 17) are
discussed in the next chapter on Long Pulse, and Thrust 18
is discussed in Ch. 4 on DPS. Several Thrusts overlap with
each other and are important across FES subprograms.
Priorities
The Panel concludes that three subprogram elements within
Foundations should have high priority over the next ten
years. The Transients Initiative and the Interface Initiative
are accorded the highest priority and the Predictive Initia-
tive has the next highest priority. Close coupling between
theory/simulation and experimental research is optimal for
making advances in the proposed activities.
Transients
Avoiding the consequences of deleterious transients is
essential in a fusion power plant. The two primary concerns
for large tokamaks, including ITER, are disruptions (sudden
loss of plasma confinement, followed by a rapid decline of
the plasma current) and edge-localized modes (ELMs) that
result in periodic bursts of heat and particles from the outer
region of a high-confinement plasma (so-called pedestal of
density and temperature) to the plasma-facing material of
the divertor and wall. While they are tolerable phenomena
in present tokamak experiments, they are forecast to be too
destructive in a facility of the scale of ITER or DEMO, the
demonstration fusion plant
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that would build upon the experimental success of ITER.
Disruptions can have the following consequences:
• Enhanced energy flux to the divertor and wall;
• Large electromagnetic loads on the vacuum vessel due
to halo currents;
• Localized energy/particle flux due to runaway electrons.
While ELMs have the beneficial effect of reducing the influx
of impurities to the core of the plasma, they can also deliver
large transient heat fluxes to the divertor. In plasmas of the
scale of ITER, FNSF, and DEMO, the impulsive heat flux is
predicted to exceed the safe thermal power thresholds of the
plasma-facing material in the divertor unless it is mitigated.
The urgency of this Transients Thrust is driven by the
necessity to operate ITER with as few disruptive events as
possible in order to meet the facility’s objective of sustained
fusion power production. Demonstrated control of disrup-
tions is considered even more impor tant for either an
advanced or spherical tokamak as the confinement config-
uration of an FNSF. Mitigation of disruptions is becoming a
standard protective technique in large tokamaks, and the
U.S. is responsible for providing the appropriate hardware
for ITER. Furthermore, several successful techniques for
reducing the pulsed heat loads from ELMs are under inves-
tigation around the world. U.S. scientists are in the forefront
of all of these research areas.
Interface
Developing boundary solutions (Interface Initiative) is the
other priority in Foundations. The boundary region of a fusion
reactor comprises the transition from the high-temperature,
magnetically confined plasma core to the lower-temperature
material that surrounds the plasma. Heat and par ticle
exhaust from the hot plasma core flows through the mag-
netic separatrix into the thin scrape-off-layer (SOL) sur-
rounding the plasma in which the magnetic field lines termi-
nate on the material surroundings. Magnetic divertors near
the wall disperse the exhausted power over a broad area
and neutral gas in the divertor and SOL can convert much
of the incident heat flux to radiation, which also serves to
disperse the exhaust heat over a large surface area.
Understanding the phenomena taking place within the
boundary region is important because the density and tem-
perature of the core plasma (and hence the fusion power
generated in a burning plasma) is remarkably dependent
on the behavior of the boundary region. A steep plasma-
pressure profile having a large gradient at the edge of the
core plasma constitutes a local barrier (reduction) to the
transport of heat and particles into the scrape-off layer.
This barrier is essential to maintaining a sufficiently high
temperature core plasma in the burning plasma regime.
The edge-localized modes, mentioned above, periodically
collapse this pedestal. Understanding the processes that
allow this pedestal to form, regulate its magnitude, and
impact its stability is critical.
The magnetic geometry of the scrape-off layer and the
plasma and atomic processes taking place within it ulti-
mately determine the intensity of the heat and particle flux-
es to the walls and divertor. The engineering solution for
these material structures is strongly constrained by this
magnitude of the intensity of the fluxes that get established.
Materials must be engineered to withstand this harsh envi-
ronment; challenges include potentially unacceptable mate-
rial erosion and redeposition from intense particle fluxes,
excessive tritium entrainment in redeposited layers, and
high heat flux melting of plasma facing armor and associ-
ated thermal fatigue damage to underlying structures.
Recent scaling studies from a variety of tokamaks indicate
that the heat flux to the ITER divertor is predicted to be sev-
eral times higher than the previously accepted values. The-
ory and simulation applied to the edge region to provide
predictive understanding for ITER and beyond is not as
developed as for other plasma phenomena. Understanding
the physics of the scrape-off layer and developing solu-
tions that control how this flux impinges on material surfac-
es is a high priority. Several potential approaches for
mitigating some of these plasma-materials interaction
effects have been proposed but need to be explored theo-
retically and on appropriate linear plasma-materials-interaction
facilities and tokamaks.
In summary, edge plasma physics is an area in which
the level of technical readiness needs to be raised to pre-
pare for ITER research and the development of FNSF.
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Predictive
Integrated predictive capability (Predictive Initiative) is the
next priority in the Foundations area. The essence of scien-
tific understanding is the development of predictive models
based on foundational theory that is validated against
experimental measurements. This Thrust combines analytic
theory, computational modeling, and experimental valida-
tion to establish predictive capability that links the science
of different regions in the plasma and topical areas of plas-
ma physics. This capability is necessary for reliable extrap-
olation to the operating regimes, i.e., that integrates the
diverse physics of multiple phenomena occurring within the
different regions of the whole plasma device that will take
place in ITER and successor devices. The combination of
increasing computational power and the cost of future
experiments make this Thrust extremely timely; advances in
integrated modeling are considered essential when it comes
to designing a device of the scale and scope of FNSF.
At present, the U.S. is the leader in theory and simula-
tion in several areas of fusion energy science. That success
is mostly due to the close coordination with the experimen-
tal facilities that allow examination of a broad range of plas-
ma parameters and focus.
In a number of topical areas, relatively mature develop-
ment in the U.S. theory and simulation subprogram element
exists. These areas include core transport, extended mag-
netohydrodynamics, energetic particles, radio-frequency
heating, and 3D-field effects, with support provided by both
base theory and DOE’s Scientific Discovery through
Advanced Computing (SCIDAC) programs that target indi-
vidual topical areas. However, there are other areas in
which substantial development is required. These areas
include pedestal physics, scrape-off-layer/divertor, plasma-
surface interaction, and material science. While gaps
remain in these areas, the U.S. theory and simulation sub-
program has provided many contributions that successfully
predict experimental phenomena.
Initiatives
The scientific priorities identified above and in succeeding
chapters motivate a high-priority set of research activities,
or Initiatives, that should occupy a central role in the U.S.
program over the next ten years. While the Initiatives do not
capture the full scope of fusion research that should be
carried out, they reflect the Panel’s judgment on where the
research could take intelligent advantage of U.S. capabili-
ties, where the research is likely to have a major impact in
fusion science, and where the research positions the U.S.
for leading roles in fusion energy development within and
beyond the scope of the ten-year plan.
Controlling transient events
The major domestic experimental subprogram elements will
focus on U.S. scientists playing influential roles on ITER. As
part of its strategy of playing influential roles on ITER, the
U.S. program will sustain its attack on controlling edge
localized modes and disruptions. The Panel believes that
the favorable and timely resolution of these challenges ben-
efits from a distinct strategic Thrust that is coupled with
boundary physics research and predictive modeling.
Although there have been notable advances over the years
of experience with tokamaks, there remains a strong moti-
vation to gain a deeper scientific understanding of the tran-
sient events and of the actuators proposed to control them
under a variety of plasma conditions. The Transients Initia-
tive seeks to reduce the effects of ELMs and disruptions in
ITER and simultaneously develop more reliable predictive
models to employ in the design of future burning plasma
experiments in which the plasma is less tolerant to transient
events, the control actuators less accessible, and the con-
sequences to reliable operation more severe. The success-
ful resolution of these challenges within the next ten years
would open a path to the steady-state tokamak as a pro-
spective facility for fusion nuclear science and DEMO.
Strategic international partnerships are required over
the next decade to investigate key scientific issues, specifi-
cally collaborations that exploit the unique capabilities of
superconducting long pulse tokamaks such as EAST,
KSTAR, the JET-sized superconducting tokamak JT-60SA,
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which will start operation in 2019, and stellarators including
LHD and W7-X.
ELMs commonly occur in the pedestal region near the
boundary of high-performance tokamak plasmas. Several
promising techniques for mitigating the pulsed heat loads
from ELMs have been developed from U.S.-led efforts. That
knowledge is critical as the U.S. has prime responsibility for
implementing such mitigation methods on ITER. Because of
this responsibility, the U.S. program should emphasize the
Transients Initiative to actively modify the edge plasma con-
ditions to mitigate large ELMs using a variety of techniques,
including applied 3D magnetic-field per turbations and
timed injection of pellets into the edge plasma. It should
further explore plasma regimes that are suitable for burning
plasma scenarios in which deleterious ELMs do not arise.
To negate the consequences of disruptions in large
tokamak plasmas beyond simple avoidance of unstable
operating conditions, U.S. researchers will employ a multi-
level strategy informed by ongoing experiments and
improved theoretical understanding. Actuators and associ-
ated diagnostic tools employing state-of-the art control the-
ory will maintain passive stability by steering plasmas away
from disruptive states, actively stabilize disruptive precur-
sors when they arise, and pre-emptively shut down the
plasma as a last resort to avoid the worst consequences of
disruptions.
Continued development of the stellarator, in which toka-
mak-like disruptions do not occur, will also be pursued. The
U.S. should maintain its collaborations with the large foreign
stellarators as its primary means of engaging in stellarator-
centered fusion science, and on W7-X in particular, where a
collaborative agreement already exists.
Experiments conducted on international facilities that
have the requisite diagnostic capability will provide the nec-
essary data for model validation. Collaborations with inter-
national theorists through individual exchanges and through
formal projects (such as verification exercises coordinated
by the International Tokamak Physics Activity) will spur
development of key computer simulation modules. Ulti-
mately, a mature predictive model can provide advance
information needed to safely plan experiments on large
international devices.
Transients Initiative research plan
The U.S. program will conduct research on domestic facili-
ties to fur ther improve the prediction and avoidance of
major disruptions in tokamaks, and to reduce the potential
for divertor and first-wall damage to tolerable levels through
robust mitigation. Similar research will be maintained to
improve the suppression of ELMs.
Initially, the experimental research should be carried
out using the short-pulse, well diagnosed DIII-D and NSTX-
U devices. Because of the rapid growth rates of transient
events, they can best be investigated on existing facilities.
The Panel envisions much of the work to take place on DIII-
D, which already conducts active research in both disrup-
tions and ELMs and is well suited for this work. An upgrade
of the hardware for the 3D magnetic-field perturbation coils
is recommended.
The research could be transitioned to the longer pulse
EAST in China and KSTAR in South Korea, which are devic-
es that have fully stationary current and pressure profiles,
but this should be staged late in the 10-year period.
Research teams from EAST and KSTAR should be included
in collaborative research activity to facilitate this subse-
quent transition. The most impor tant transition for this
research will be operating ITER Baseline and subsequently
Advanced Tokamak discharges in ITER with minimal tran-
sient events, but this will occur beyond the 10-year horizon
of this plan.
Recommendation: Maintain the strong experimental U.S. fo-
cus on eliminating and/or mitigating destructive transient
events to enable the high-performance operation of ITER.
Develop improved predictive modeling of plasma behavior
during controlled transient events to explore the basis for
the disruption-free sustained tokamak scenario for FNSF
and DEMO.
Taming the plasma-material interface
The primary goal of the Interface Initiative is to develop the
physics understanding and engineering solutions for the
boundary plasma and plasma-facing components that will
enable the operation of a high-power fusion core with
acceptable material lifetimes.
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Interface Initiative research plan
• Develop first-principles understanding and predictive
capability for the structure of the edge pedestal, in par-
ticular the pedestal height.
• Understand the physics of the heat flux width in the
scrape-off-layer structure, including a predictive capa-
bility for the heat flux incident on divertor materials and
other in-vessel components such as RF antennas.
• Explore solutions to mitigate heat f lux such as
advanced divertor solutions.
• Evaluate impact of PMI on boundary and core
performance.
This Initiative will engage improved theoretical modeling
with experiments conducted on toroidal confinement facili-
ties with a research focus on the boundary, scrape-off layer,
and divertor (both tokamak and stellarator experiments are
expected to contribute). The Panel advocates that one
major U.S. facility be made available as part of this Initiative
for innovative boundary studies with advanced divertor sce-
narios as an upgrade during the latter half of the 10-year
period. This effort will use the fundamental studies of plas-
ma-materials interaction in the Long Pulse subprogram and
will transition to steady-state boundary research on long-
pulse international superconducting tokamaks,.
Recommendation: Undertake a technical assessment to as-
certain which existing facility could most effectively address
the key boundary physics issues.
Experimentally Validated Integrated Predictive Capabilities
In general, fusion science benefits from experimentally vali-
dated modeling. Predicting behavior in future plasma
experiments and devices, specifically, requires this
approach to modeling. Crucial areas of fusion science
require coupling of topical subprogram elements to under-
stand and attain predictive capability that integrates numer-
ous effects at multiple temporal and spatial scales with the
whole plasma domain. Examples include active control and
mitigation of disruption events, core-edge coupling, plas-
ma-surface interaction, and 3D-field effects on edge and
pedestal properties. The strong coupling of physics implies
that new phenomena can appear that cannot generally be
predicted with theory tools that rely on single-phenomenon
models. The envisioned integrated predictive modeling sub-
program element will produce a transformational change in
the overall understanding of fusion plasma science that is
critical to achieve true predictive capability.
Predictive Initiative research plan
The new Initiative in integrated predictive capability should
start with the binary integration of single-topic elements in
which both of the individual elements are well developed
and integration is required to expand predictive capability to
address research priorities. The Panel envisions projects by
teams that include analytical theorists, computational plasma
physicists, computer scientists, applied mathematicians, and
experimentalists. In order to proceed to integrated, predictive
understanding, continued development in the existing topical
areas is required. The success of this integration activity is
contingent upon the validation of the individual-element
components. The need for continued development is particu-
larly important to topical areas with lower maturity level. Addi-
tionally, theory and simulation efforts should be expanded
and coordinated with experimental work in support of the
previously articulated Transients and Interface Initiatives.
As coupling of computational elements leads to new
technical issues not present in single-element enterprises,
the plasma theory and simulation program should seek
assistance from the broader computational science and
applied mathematics communities. High quality simulation
capabilities require researchers who have experience inter-
acting between the areas of experimental operation, theo-
retical modeling, numerical discretization, software
engineering, and computing hardware.
A robust analytic theory subprogram element is essential
to the success of the computational science effort. Analytic
theory has played a decisive role in the development of
fusion plasma physics by providing rigorous foundations for
plasma modeling, elucidating fundamental processes in
plasmas, and providing frameworks for interpreting results
from both experimental results and simulation results.
Increased analytic understanding is needed to achieve inte-
grated predictive capability in comprehensive modeling.
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With a long-term vision of the complete integration of
all topical areas, the Panel recommends that community-
wide planning be initiated for the eventual integration of
program elements. Additionally, there is a need to identify
areas where substantial advances can be made with
increased computational power. The introduction of exas-
cale computing enables well-resolved simulations for single-
topic computational tools and allows for the possibility of
integrated predictive understanding through code coupling.
The Predictive Initiative must be closely connected to a
spectrum of plasma experimental facilities supported by
a vigorous diagnostics subprogram in order to provide cru-
cial tests of theory and provide a platform for validation.
Recommendation: Maintain and strengthen existing base
theory and SCIDAC subprograms to maintain world leader-
ship and leverage activities with the broader applied math-
ematics and computer science communities.
Recommendation: Ensure excellence in the experimentally
validated integrated Predictive Initiative with a peer-
reviewed, competitive proposal process to define the scope
and implementation strategy for realizing a whole-device
predictive model.
Contributions to FNS Initiative and Vision 2025
While not specified as high priorities within the three Initiatives
described above, a number of the other Thrusts are important
in their contribution to U.S. engagement in ITER, the definition
of a science facility for the emerging fusion nuclear science
program, and to the Thrusts that motivate the selected Initia-
tives. The development of new plasma diagnostics is cross
cutting and crucial to all of the Initiatives. Successful comple-
tion of the Predictive Initiative, will require new diagnostics
that target key validation efforts. For Long Pulse, new diag-
nostics that can function in the harsh reactor environment will
be needed in ITER and beyond. For DPS, innovative diagnos-
tics techniques can unlock new areas of discovery.
The success of ITER is best ensured by the strategic
progress outlined in the 10-year plan. Specifically, the
Predictive Initiative will benefit from linking work on operat-
ing scenarios and the observations associated with control
techniques. Fusion-product effects (Thrust 3) and the self-
consistent interplay between alpha-particle heating and the
thermal plasma (Thrust 8) are major, novel elements empha-
sized in ITER’s immediate and long-term research pro-
grams. Understanding these effects is necessary for a
successful FNSF. Within this strategic plan, ongoing
research in the FNS Initative is an important contributor to
the Predictive Initiative. Using its domestic facilities, the U.S.
has the opportunity to develop operating scenarios for ITER
(Thrust 4). These activities prepare U.S. researchers for
active participation in ITER’s baseline operation.
Advancing the tokamak concept to true steady-state
capability motivates the development of effective strategies
and actuators for controlling the plasma, specifically its cur-
rent and its stable radial current profile for as long as
required, on short time scales on which discharge-terminat-
ing instabilities must be suppressed and on longer time
scales for maintaining the plasma equilibrium. (Thrust 5).
Achieving the former is captured to some extent in the Tran-
sients Initiative. The latter aspect emphasizes achieving
adequate control and sustainment of the steady-state plas-
ma equilibrium, which is a prerequisite for tokamak scenar-
ios of FNSF and will also be explored in extended-pulse
experiments on ITER.
The FNS Initiative to pursue the FNSF as an aspect of a
broader fusion nuclear science subprogram is described in
the next chapter. Much of the long pulse plasma control
research for FNSF and ITER, however, should be initially
performed in the Foundations category on existing U.S.
facilities where the appropriate pioneering research is
already taking place. Both DIII-D and NSTX-U have pro-
grammatic plans to advance the scientific basis of sus-
tained plasma control of the AT and ST, respectively. In the
case of the AT, the maturing knowledge and capability will
be transitioned to the Asian long pulse devices (EAST,
KSTAR, and ultimately JT-60SA). A DOE-funded internation-
al collaboration on plasma control on EAST and KSTAR has
recently been initiated, and should be expanded later in the
10-year plan to exploit other benefits of long-pulse facilities,
e.g., assessing asymptotic PMI in stationary, long pulse dis-
charges. The outcome of control and sustainment work on
the ST is discussed below. In both cases, the work is
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
intended to enable a decision on the preferred configura-
tion of FNSF that is expected to run continuously for weeks.
The Spherical Torus program has a special role in the
U.S. program. The ST is envisioned to be a potential lower-
cost experimental platform for carrying out a fusion nucle-
ar science subprogram beyond the 10-year scope of the
Panel Report. NSTX-U, when complete, will be one of two
major STs in the world that can develop the scientific basis
for the ST as a configuration for FNSF. A goal of the U.S.
plan is to provide an informed decision within ten years on
whether the preferred magnetic geometry of the FNSF
should be AT, ST, or stellarator. To this end, NSTX-U should
primarily focus on resolving the technical issues underpin-
ning the FNSF-ST design. The key issues more or less
specific to the ST have been identified to be non-solenoidal
startup, sustainment of the plasma current, and scaling of
confinement with collisionality. Additionally, LTX and Pega-
sus, as the suppor ting STs, play impor tant suppor ting
research in the areas of PMI and current initiation studies,
respectively.
Recommendation: Focus research efforts on studies crucial
to deciding the viability of the ST for FNSF.
Foundations, 2025 and beyond
ITER is expected to be in operation at the end of the
10-year timeframe of this report and will be the beneficiary
of all of the Initiatives described in this section. Substantial
advances in the theory and practice of the control of ELMs
and disruptions will allow ITER to proceed with its multiple
missions with reasonable confidence that transient events
are technically manageable. Increased fundamental under-
standing of boundary physics will allow accurate prediction
of average heat loads to the divertor and pedestal height.
Experimentally validated theory will be prepared to model ini-
tial ITER discharge behavior to provide essential predictive
capability for future alpha-heated burning ITER plasmas that
lie at the heart of that facility’s goals. Looking beyond
2025, the advanced control and sustainment techniques
developed on DIII-D and extended to tests on the Asian
superconducting tokamaks directly contribute to the ITER
mission’s long-pulse discharges.
These Initiatives will also make important contributions
to next-step experiments and will provide strategies for
DEMO as the world moves into the burning plasma era.
Developing solutions for the plasma-materials interface are
essential for any approach to fusion energy development.
Successful control of disruptions is required if FNSF is
based on a tokamak core. Finally, while the step to ITER has
relied largely on empirically derived knowledge, experimen-
tally validated integrated predictive modeling will provide a
firm basis for FES’s ambitious next step in the pursuit of
practical fusion energy.
Chapter 3
Burning Plasma Science: Long Pulse
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Long Pulse: Definition and status
Fusion power plants based on magnetically confined plasmas
are envisioned to essentially run continuously under stationary
conditions of plasma density and temperature, and fusion
power production, i.e., steady-state, with only short shutdown
intervals for maintenance. While significant fusion output from
tokamak plasmas has been achieved for periods of up to sev-
eral seconds, no current experimental device can operate
continuously at high plasma-confinement performance.
The plasma performance achievable in current or
recent tokamak and stellarator experiments, characterized
by the fusion figure-of-merit nτET incorporating the plasma
density n, plasma temperature T, and overall energy con-
tainment time τE, generally decreases as the duration of the
plasma increases, (c.f., Fig. 4.1 in FESAC’s 2012 report on
Opportunities in International Collaboration). The category
of Long Pulse research encompasses the extension of
high-performance plasmas to discharge durations that pro-
gressively satisfy the goals of extended-pulse discharges in
ITER and the expectation of what is required of FNSF. The
findings, achieved in concert with corresponding theoreti-
cal understanding, project to DEMO and ultimately steady-
state fusion power plants.
Superconducting magnets, radio-frequency waves, and
neutral beams must be capable of confining and heating
the plasma for long durations. The power provided by the
heating systems, and fusion-generated alpha particles in
burning plasmas, are removed from the plasma at its
boundary, leading to intense interaction with the plasma-
facing materials in the divertor and wall that must be better
understood. As tokamak plasmas require plasma current
for confinement, the current must be sustained at a predict-
able magnitude and controlled against instability for extend-
ed durations. In all burning plasma devices, however, the
most pressing overarching issue is the performance of the
plasma-facing materials over time. The durations defined by
the term “long pulse” in this chapter are set by the time
scales of equilibration of the wall material with respect to
impurity evolution and recycling of the incident plasma,
thermal equilibration of the plasma-facing components, and
material erosion and migration. Additional Long Pulse
issues involve exploratory research on the materials, fuel
regeneration, and power conversion concepts that would
be later pursued in and integrated manner in an (FNSF).
The facility is viewed as the final precursor of a demonstra-
tion fusion power plant (DEMO).
The Burning Plasma Science Long Pulse subprogram
consists of five general research elements. In a coordinated
activity with the Foundations subprogram, plasma physics
research will open and explore the new and unique scien-
tific regimes that emerge during extended plasma confine-
ment (including regimes achieved in stellarators and
long-duration superconducting international tokamaks). In a
second element also coordinated with the Foundations sub-
program, a variety of plasma technology research activities
on heating, fueling, and transient mitigation that enable
advanced plasma physics operations are being explored.
Plasma technology activities related to short-pulse opera-
tions are located in the Foundations subprogram, whereas
plasma technology research focusing on long pulse opera-
tions, including divertor solutions for extended operations,
are organized within the Long Pulse subprogram.
A third element is devoted to materials research to
understand and ultimately design high-performance materi-
als that can withstand the harsh conditions associated with
a burning plasma environment. Blanket engineering sci-
ence, the fourth element, is focused on research approach-
es to replenish the tritium fuel and extract the fusion heat
from next-step fusion burning plasma devices. The fifth ele-
ment is dedicated to exploratory design studies of attrac-
tive steady-state fusion power concepts.
This subprogram currently consists of the following
elements:
• The research and operations of both major U.S. machines,
the DIII-D National Fusion Facility located at General Atom-
ics and the National Spherical Torus Experiment Upgrade
(NSTX-U) at PPPL,
• Long-pulse plasma physics research using stellarators
and international superconducting tokamaks,
• Activities in the theory and simulation and the Scientific
Discovery Through Advanced Computing (SciDAC) sub-
programs related to long-pulse plasma operations, plasma
material interactions, and fusion nuclear science issues,
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
• Plasma-material interaction (PMI) and high heat flux
(HHF) research for plasma-facing components during
long pulse operation,
• Materials science research to understand and mitigate
proper ty degradation phenomena associated with
intense D-T fusion neutron-irradiation and to design
new high-performance materials to enable practical
fusion energy,
• Blanket engineering and science to devise solutions for
creating and reprocessing the tritium fuel and efficiently
utilizing the deposited heat for electricity production, and
• Development of integrated designs and models for
attractive fusion power concepts.
At present, the U.S. does not have a long-pulse facility on
which long-pulse research can be carried out, although the
domestic program has well-diagnosed short-pulse toka-
maks that address crucial plasma physics issues for the
Long Pulse subprogram. Unlike the tokamak, the stellarator
operates instrinsically in steady state and, to date, has
proven to be disruption-free. The U.S. remains active in stel-
larator research through a small but vibrant theory and sim-
ulation subprogram, small university-scale domestic
experimental facilities, collaborations with Japan’s Large
Helical Device (LHD), and a growing partnership with Ger-
many’s new Wendelstein 7-X project.
The U.S. operates a number of single effect and few
effects plasma simulators and test stands to study plasma-
surface interactions (PSI) for candidate plasma-facing
materials.
The major plasma simulators (PISCES, TPE) address
basic PMI science topics such as sputtering, surface mor-
phology modifications (fuzz, blisters, etc.), retention of fuel
(including tritium) in various materials (including neutron-irra-
diated tungsten), the synergistic effects of mixed materials,
and the effect of simulated ELMs. The intense plasma source
for an advanced linear multi-effects plasma simulator that
would simulate conditions in the divertor of an FNSF-class
facility is under development. High-heat-flux test stands are
currently being used to study the effects on materials prop-
erties in neutron-irradiated materials samples and to study,
on a small scale, various helium jet-impingement cooling
concepts proposed for PFCs. The U.S., in its theory and
simulation subprogram, maintains a comprehensive model-
ing and validation effort in the areas of boundary physics;
material erosion, migration of and redeposition; and plasma
instability-induced materials damage.
Structural materials, blanket development, and tritium
handling are key elements of the FNS Initiative. The U.S. is a
leader in the area of reduced-activation structural materials ,
with the leading international reduced-activation structural
material candidates all derived from U.S. concepts. Broad
materials science expertise and advanced neutron irradiation
and characterization facilities are currently available due to
leveraging of other DOE programs, and a near-term high-
intensity irradiation facility that provides fusion-relevant neu-
tron irradiation spectra based on existing spallation (high
energy accelerator) concepts is under development. The U.S.
also has significant capabilities in fusion blanket development
(modeling and experiments); surface heat flux handling; triti-
um processing, permeation and control; safety/accident event
analysis; and power plant design and modeling.
Thrusts
Of the eighteen MFE-ReNeW Thrusts, ten are relevant to the
Long Pulse theme. A listing of those Thrusts—4, 5, 7, 10,
11, 12, 13,14,15, and 17—can be found in Chapter 2.
There are eight Thrusts unique to Long Pulse, along
with the two Thrusts led by Foundations that involve some
Long Pulse aspects. In addition, Thrust 9, allocated to Foun-
dations, is so closely related to Thrusts 10-12 that they were
considered together in the ReNEW report under the MFE-
ReNeW theme, “Taming the plasma-material interface.”
Within the Foundations and Long Pulse subprograms,
the Interface Inititative emerged as a Tier 1 Initiative. It
should be noted that Thrust 9 deals with the interaction
between core plasma, scrape-off layer, and wall. Thrust 12
includes a focus on PMI-core integration, while Thrusts 10
and 11 address high plasma erosion, heat-flux challenges,
and potential innovative design solutions. Within the Inter-
face Initiative, the focus of the Long Pulse subprogram is
on Thrusts 10 and 11.
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Similarly, the MFE-ReNeW report collectively consid-
ered Thrusts 13-15 under the MFE-ReNeW theme, “har-
nessing fusion power.” These areas together comprise the
Tier 2 FNS Initiative recommended by the Panel. The Panel
report emphasizes Thrusts 13 and 14 in the first phase,
while Thrust 15 becomes more important in the second
phase (nominally the last five years) of the FNS Initiative.
Priorities
The Long Pulse subpanel determined that Thrust 10 was
the highest priority activity because of the urgency of
addressing the threats posed by the combined high heat
and particle fluxes on PFCs, relevance to ITER, and the
opportunity for U.S. leadership. Thrust 14 was considered
to be the next highest priority because multiple materials
issues were viewed as crucial to the advancement of fusion
nuclear science, the strong opportunity for U.S. leadership,
and opportunities for leveraging with other Federal Pro-
grams as noted in Chapter 5 and Appendix G. Finally,
Thrusts 5 and 17 were considered to be important to Long
Pulse because of their relevance to fusion nuclear science,
the maintenance of U.S. leadership, its utilization of U.S.
strengths and the potential to address unique interface
issues (Thrust 10) associated with three-dimensional con-
figurations. The research of Thrust 17 and the advanced
tokamak development of Thrust 5 together constitute an
important aspect of long pulse research: how to create a
high performance plasma that has the sufficiently long
duration that is needed for future fusion-relevant facilities
and, ultimately, for power plants.
To help in ranking these Thrusts, the Long Pulse sub-
panel identified a number of basic science questions to be
addressed within each Thrust. Those identified for Decod-
ing and advancing the science and technology of PSI
[Thrust 10] were:
• How does neutron irradiation influence erosion yields,
dust production and tritium retention in PFCs?
• How do PFCs evolve under fusion prototypic fluxes, flu-
ences and temperatures?
• What determines the lifetime of a PFC? For example, is
net erosion yield due to physical sputtering, macro-
scopic erosion leading to dust (e.g. delamination of
surface films, unipolar arcing of nano-structures, burst-
ing blisters, whole grain ejection) or melt layer loss?
• Is there a viable option for a robust helium-cooled tung-
sten PFC capable of withstanding steady-state and
transient high heat fluxes?
• Are PMI solutions for low net divertor erosion during
long pulse plasma exposure compatible with an opti-
mized core plasma? How do the resulting thick rede-
posited surface layers evolve and what are their thermal
and mechanical properties?
The basic science questions for developing the materials
science and technology needed to harness fusion energy
[Thrust 14] were:
• Is there a viable structural material option that might
survive the DT fusion irradiation environment for at least
5 MW-yr/m2 (50 displacements per atom)?
• What are the roles of fusion-relevant transmutant H and
He on modifying the microstructural evolution of irradi-
ated materials?
• What is an appropriate science-based structural design
criterion for irradiated structural materials at elevated
temperatures?
• The science questions for optimizing steady-state, dis-
ruption-free toroidal confinement [Thrust 17] were:
• What tokamak heating and control solutions are most
ef fective in realizing stable long pulse tokamak
discharges?
• What stellarator divertor solutions are capable of high
power handling and power control in long-pulse opera-
tional scenarios?
• Can PMI solutions be integrated with high performance,
steady-state core stellarator and advanced tokamak
plasmas?
The generation of long pulse toroidal plasmas that serve as
the target of this work will take place in tokamaks and stel-
larators. The U.S. program places a priority on developing
the scientific basis for extending the pulsed tokamak to
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operate continuously, or at least for the duration required for
FNS-relevant PMI studies. This research engages control
theory and modeling coupled with the implementation of
plasma actuators in the form of radio frequency current
drive and tangentially-oriented neutral beams to maintain
and control the plasma current profile necessary for stable
confinement of a tokamak plasma. U.S. researchers are
leaders in this novel approach and should continue to make
progress for several years on the well-diagnosed DIII-D and
NSTX-U facilities.
Initiatives
The research priorities identified above motivate a multi-
faceted initiative in fusion nuclear science (FNS Initiative).
Of the four highest-priority Initiatives identified by the Panel,
the Interface Initiative introduced in the previous chapter
and the FNS Initiatives are the most relevant to Long Pulse,
in addition to the cross-cutting Predictive Initiative.
As highlighted in prior community evaluations, includ-
ing the MFE-ReNeW assessment of 2009 and the 2007 and
2012 FESAC panel reports (ref. Greenwald, Zinkle), the
most daunting challenge to establishing the technological
feasibility of magnetic fusion energy is finding a solution for
the plasma-materials interaction (PMI) challenges. These
challenges for long-pulse burning-plasma operation include
• potentially unacceptable material erosion and redepo-
sition from intense particle fluxes,
• undesirable tritium entrainment in redeposited layers, and
• high heat-flux melting of plasma facing armor and asso-
ciated thermal fatigue damage to underlying structures.
All of these challenges could lead to unacceptable failures
and require frequent replacement of PFCs. In all cases, the
solution to the PMI challenges needs to be compatible with
an optimized core plasma. Several potential approaches for
mitigating some of these PMI effects have been proposed
(e.g., plasma-based configuration changes, material modifi-
cations), but they all need to be vigorously explored and
eventually validated on appropriate PMI facilities.
Over the next ten years, studying plasma control will
be an important research activity in both U.S. and interna-
tional facilities. State-of-the-art plasma control techniques
with various current and profile actuators, required for
long-pulse advanced tokamak plasmas, are being pio-
neered on the DIII-D tokamak and also will be carried out
on the upgraded NSTX-U. The continuation of these stud-
ies is an essential component of this Initiative. Because
the U.S. has no long-pulse facility on which true steady-
state research can be carried out, the Panel expects that
after about five years these efforts will increasingly transi-
tion from the domestic facilities with plasma durations of
several seconds, to superconducting long-pulse tokamaks
in China, South Korea, and Japan with plasma pulse
lengths of 100 seconds or more, depending on the techni-
cal readiness of those facilities to accommodate such
studies. Collaborations in control and sustainment are
already underway with EAST and KSTAR. Those collabora-
tions should ultimately expand to ones based on solving
long-pulse PMI issues.
The overarching limitation in any magnetic confine-
ment configuration is the intolerably high power loading/
PMI at the first wall and divertor. ITER-level power fluences
in reactor-relevant divertors have been studied in the Alca-
tor C-Mod tokamak. Several other toroidal PMI devices
have been proposed, as documented in the community
input to the FESAC SP panel (Appendices E and F). At a
much smaller scale, preparatory work on three-dimension-
al edge transpor t will be performed on U.S. university
short-pulse stellarators in support of evaluating boundary
transport models in preparation for collaborative work on
the large international stellarators. The partnership with
the German W7-X project allows the U.S. to play an impor-
tant role, with leadership potential in some areas, in high-
performance stellarator research with an emphasis on
divertor power handling and control of power exhaust in
novel divertor configurations.
The Panel concluded that the most cost-effective path
to finding a self-consistent solution to the daunting PMI
challenge was to construct an advanced multi-effects lin-
ear divertor simulator that can test PFC materials at proto-
typical powers and fluences. One of the new classes of
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
advanced linear PSI facilities called for in Thrust 10, a lin-
ear divertor simulator, is defined here to be a facility that
operates at the very high fluence conditions expected at
the divertor target in DEMO (or FNSF). This facility would
explore PMI for long-duration pulses (up to one million
seconds) in the low net erosion regime and perform
accelerated end-of-life testing of candidate PFCs. The
facility will operate at thermal plasma parameters (ion
flux, temperature, and density) that will allow investigation
of prompt redeposition of sputtered atoms to dramatically
reduce net erosion rates. It should also test neutron-irra-
diated materials to explore synergistic ef fects due to
material thermo-physical properties changes and trap-
ping of fuel on damage sites. Results from this facility,
along with those from numerical simulations, will inform
PFC development for and operations on long-pulse
tokamaks.
The FNS Initiative will establish a fusion nuclear sci-
ences subprogram, which is required to address key sci-
entific and technological issues for harnessing fusion
power (materials behavior, tritium science, chamber tech-
nology, and power extraction). Determining how the mate-
rials in contact with the fusion plasma and the underlying
structure are affected by extreme heat and particle fluxes
while simultaneously suffering neutron radiation damage,
and developing practical approaches to managing the tri-
tium fuel cycle are both required for practical fusion ener-
gy. The unique changes to materials and components due
to exposure to the fusion reactor environment (ranging
from PFCs to structural materials to breeding blankets
and tritium extraction systems) need to be understood in
order to provide the scientific basis for fusion energy.
The ultimate goal of the FNS Initiative is to provide the
scientific basis to design and operate an integrated FNSF.
When completed, it would be a research facility that
incorporates most of the technical components within the
core of a future DEMO power plant, but is built at mini-
mum fusion power in order to enable fusion component
testing and optimization at minimum tritium consumption
and overall cost [Goldston, FESAC, 2003]. There are sev-
eral crucial near-term decisions that will shape the FNSF
design. The plasma configuration (AT, vs. ST tokamak, vs.
stellarator) and operational regimes need to be estab-
lished on the basis of focused domestic and international
collaborative long-pulse, high-power research. Materials
science research needs to be expanded to comprehend
intense fusion neutron irradiation effects on property deg-
radation of structural materials and to design potential
materials science approaches to mitigate these degrada-
tion phenomena. The Panel concluded that building a new
fusion materials neutron-irradiation facility that leverages
an existing MW-level neutron spallation source would be a
highly cost-effective option for this purpose.
Fundamental research is also needed to develop a
practical tritium fuel and power conversion blanket sys-
tem, including improved understanding of tritium perme-
ation and trapping in candidate coolants and fusion
materials, exploration of viable methods for efficiently
extracting tritium from hot flowing media, and improved
understanding of complex magnetohydrodynamic effects
on the flow of electrically conductive coolants in confined
channels. Diagnostics appropriate for FNSF conditions
will also need to be developed by leveraging the experi-
ence and diagnostics development that comes from ITER.
Axisymmetric (tokamak and ST) configurations are the
best understood options for a next-step facility. The non-
axisymmetric optimized stellarator is less well developed
in absolute level of plasma-confinement performance but
avoids some of the tokamak’s challenges in that stellara-
tors are inherently steady-state, operate at relatively high
plasma density, provide greater design flexibility in their
magnetic configuration, and do not suffer from disrup-
tions or large ELMs. Depending on progress resolving
crucial long pulse science issues with regard to ATs and
STs, the U.S. should consider expanding the stellarator
subprogram in Phase 2 by constructing an experiment
with sufficient performance to establish the confinement
of an optimized stellarator based on quasi-symmetry prin-
ciples. This activity could eventually lead to a steady-state
nuclear facility based upon the stellarator, if needed.
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Long Pulse, 2025 and beyond
The subprogram elements of the Long Pulse highest-priority
research are guided by a 2025 Vision that will enable suc-
cessful operation of ITER with U.S. participation; provide the
scientific basis for a U.S. Fusion Nuclear Science Facility
(FNSF); and create a U.S. “Generation ITER-FNSF” work-
force that can lead scientific discoveries and technological
innovation. The Interface Initiative contributes to the suc-
cessful operation of ITER; the Interface and FNS Initiatives
will together establish the scientific basis of FNSF. Finally,
the research suppor ted by these Initiatives will train a
significant por tion of the Generation ITER-FNSF fusion
workforce.
Ten years after Vision 2025 is initiated, the specific
deliverables of the Long Pulse subprogram are:
• The Interface and FNS Initiatives have identified scien-
tifically robust solutions for long pulse DT burning
plasma machines.
• The advanced linear divertor simulator is operating at
full capability and is a world-leading user facility pro-
viding scientific insight on PMI mechanisms and
potential solutions.
• The preliminary science basis for viable structural
materials for FNSF and DEMO has been established
using a fusion materials neutron-irradiation test stand.
• The basic plasma configuration and geometry of
FNSF has been decided, and design is underway
based on new scientific knowledge of highly stable
long pulse plasma configurations, high performance
materials systems, innovative fusion blanket systems,
and proven tritium extraction techniques.
• Optimized stellarator plasmas suitable for long-pulse
operation, with the capability to handle appropriate
wall and divertor loads, have been demonstrated in
integrated tests.
• The scientific principles of long-pulse advanced toka-
mak operation are established.
In ten years, the Panel envisions that ITER will have
achieved first plasma. Although this subprogram focuses
upon confinement configurations with pulse durations of at
least one million seconds, ITER first plasma effectively
marks the beginning of the magnetic fusion energy era.
With the Interface and Fusion Nuclear Science Initiatives,
the U.S. will be ready to lead in the following areas of
fusion nuclear sciences:
• plasma boundary and plasma-material interactions
• advanced high-heat-flux plasma-facing components
innovative blanket concepts including reduced-activation
structural materials
• optimized three-dimensional plasma geometries.
By investing in these areas, the U.S. will be ready to design
and build a world-leading fusion nuclear sciences facility
that will be the bridge required to go from ITER to a reactor
that will demonstrate practical magnetic fusion energy.
Supporting Recommendations
The specific recommendations for Long Pulse are:
Design and build the advanced multi-effects linear divertor
simulator described above to support the Interface Initiative.
Design and build a new fusion materials neutron-irradiation
facility that leverages an existing MW-level neutron spallation
source to support the Fusion Nuclear Sciences Initiative.
Invest in a research subprogram element and associated
facilities on blanket technologies and tritium sustainability
that will advance studies from single to multiple effects and
interactions.
Chapter 4
Discovery Plasma Science
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Discovery Plasma Science: Definition and Status
The purpose of Discovery Plasma Science (DPS), as
described by the Fusion Energy Science program, is to
“increase the fundamental understanding of basic plasma
science, including both burning plasma and low tempera-
ture plasma science and engineering, to enhance econom-
ic competiveness and to create opportunities for a broader
range of science-based applications.”
The DPS description in the April 2014 Charge Letter to
FESAC is “the study of laboratory plasmas and the HED
state relevant to astrophysical phenomena, the develop-
ment of advanced measurement for validation, the science
of plasma control important to industrial applications.”
The NRC Plasma 2010 Plasma Science Committee
report [Ref. 1, Appendix H] provided descriptions of plas-
ma science and engineering research, opportunities, and
applications for the following plasma science fields: Low-
Temperature Plasma Science and Engineering, Plasma
Physics at High Energy Density, The Plasma Science of
Magnetic Fusion, Space and Astrophysical Plasmas, and
Basic Plasma Science.
With the aid of all three descriptions above, the definition
the Panel used to guide subsequent DPS discussions is:
• Discovery Plasma Science stewards plasma innovation
and applications by expanding the understanding of
plasma behavior in concert with training the next gen-
eration of plasma scientists to help ensure the continu-
ation of U.S. leadership.
In FY14, the DPS subprogram had a total funding of $45.7M
that supported about 90 university grants and 45 DOE
national laboratory projects. The FY14 DPS subprogram
elements had the following funding levels:
• General Plasma Science $15.0M
• HED Laboratory Plasmas $17.3M
• Experimental Plasma Research (EPR) $4.2M
• Madison Symmetric Torus $5.7M
• Diagnostic Measurement Innovation $3.5M
Recently, EPR and Madison Symmetric Torus subprogram ele-
ments were combined under the description Self-Organized
Systems (SO-Systems). A brief summary of the research
being explored within the individual DPS subprogram
elements is:
General Plasma Science (GPS) covers a broad set of top-
ics in plasma science, including research into fundamental
plasma properties driven primarily through discovery-based
investigations. In addition to FES funding, GPS is also sup-
ported through the NSF-DOE Partnership in Basic Plasma
Science and Engineering [Ref. 2, Appendix H]. The breadth
of GPS research topics can be represented in par t by
workshops involving the plasma research community that
explored opportunities in low temperature plasma science
[Ref. 3, Appendix H] and plasma astrophysics [Ref. 4,
Appendix H]. The GPS portfolio includes research teams
that are best described as Single Investigator, Centers/Col-
laborations, and User Facilities. As a representative exam-
ple of GPS plasma research, the list of publications
associated with the Basic Plasma Science Facility at UCLA
[Ref. 5, Appendix H], and the list of research highlights
associated with the Center for Predictive Control of Plasma
Kinetics: Multi-phase and Bounded Systems at the Univer-
sity of Michigan [Ref. 6, Appendix H] are referenced.
High Energy Density Laboratory Plasmas (HEDLP) refers
to the study of plasmas at extremely high density and tem-
perature corresponding to pressures near one million
atmospheres. The FES HEDLP research is focused on
HED science topics without any implied specific applica-
tions. As a HEDLP partnership between BES and FES, the
Matter at Extreme Conditions (MEC) end station of the
Linac Coherent Light Source (LCLS) user facility at SLAC
provides scientific users with access to HED regimes
uniquely coupled with a high-brightness x-ray source [Ref.
7, Appendix H]. HEDLP research is also carried out within
the NSF-DOE Partnership and the NNSA SC HEDLP Joint
Program. As a representative example of HEDLP research,
the list of publications associated with the LCLS MEC is
referenced [Ref. 8, Appendix H].
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Self-Organized Systems Activities Include plasma physics
and technology activities germane to the understanding of
magnetic confinement and to improving the basis for future
burning plasma experiments (see the 2008 FESAC Toroidal
Alternates Panel, Ref. 9, Appendix H). SO-Systems has a
great deal of overlap with GPS research given that GPS
research is performed on many of the SO-Systems experi-
ments with direct and indirect application both to non-fusion
GPS plasmas, as well as fusion relevant plasma topics such
as magnetic configurations, stability, electrostatic and mag-
netic turbulence and transport, current drive, and many oth-
ers. The Madison Symmetric Torus experimental facility at
the University of Wisconsin supports both Reversed Field
Pinch investigations and basic plasma physics research
[Ref. 10, Appendix H]. The facility engages a large number
of postdoctoral researchers, graduate students, and under-
graduate students in both fusion science and plasma phys-
ics research. The list of publications associated with the
Madison Symmetric Torus exemplifies the productivity of the
SO-Systems subprogram element [Ref. 11, Appendix H].
Diagnostic Measurement Innovation (DMI) supports valida-
tion-related diagnostic development that couples experi-
ments, theory, and simulation to improve models of plasma
behavior in fusion research devices, and to monitor plasma
properties and act upon feedback control signals in order
to improve device operations. Every two years, the High-
Temperature Plasma Diagnostic (HTPD) conference brings
together diagnosticians representing all three FES subpro-
grams who then publish findings in the journal Review of
Scientific Instruments [Ref. 12, Appendix H]. The European
Physical Society Conference on Plasma Diagnostics series
is modeled on the U.S. conference and takes place in years
alternate to HTPD.
Prioritization and Recommendations
Within the DPS program elements (GPS, HEDLP, Self-Orga-
nized Systems, and Diagnostic Innovation), there is a broad
spectrum of plasma regimes with a correspondingly wide
range of plasma parameters. References include previous
reports (e.g. FESAC) and workshops (e.g. ReNeW) relevant
to DPS, the NRC Plasma 2010 report, and the 2014 DPS
community presentations and white papers. The DPS sub-
panel provides a Primary Recommendation for all of DPS
and a Supporting Recommendation for each DPS subpro-
gram element.
A finding from the Plasma 2010 report is especially
germane to the prioritization process and worth noting here:
“The vitality of plasma science in the past decade testi-
fies to the success of some of the individual federally
supported plasma-science programs. However, the
emergence of new research directions necessitates a
concomitant evolution in the structure and portfolio of
programs at the federal agencies that support plasma
science. The committee has identified four significant
research challenges that federal plasma science port-
folio as currently organized is not equipped to exploit
optimally. These are fundamental low-temperature plas-
ma science, discovery-driven high energy density plas-
ma science, intermediate-scale plasma science, and
cross-cutting plasma research.”
The DPS subpanel sorted the DPS white papers into their
respective DPS program elements and evaluated the contri-
butions using the following set of prioritization metrics:
Prioritization
Advancing Plasma Science Frontiers
Whether the DPS research priority proposed would advance
the frontiers of plasma innovation and plasma applications.
Strengthening Collaborations
Whether the DPS proposed investment could lead to col-
laborations between universities, national laboratories and
industry, and across federal agencies.
Providing Cross Cutting Benefits
Whether the DPS investment would provide cross cutting
benefits to all FES programs especially in training the next
generation of plasma scientists.
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Based on these prioritization metrics, the Panel arrived at
the DPS primary recommendation:
Primary Recommendation
FES stewardship of basic plasma research should be ac-
complished through strengthening of peer-reviewed univer-
sity, national laboratory, and industry collaborations. In or-
der to realize the broadest range of plasma science
discoveries, the research should be enhanced through
federal-agency partnerships that include cost sharing of
intermediate-scale, collaborative facilities
In addition to the Foundations and Long Pulse Tier I and
Tier II Initiatives, the following expands on “Advancing the
frontiers of DPS knowledge through highly leveraged, col-
laborative facilities” as the DPS Primary Recommendation:
• Effective DPS program elements can provide transfor-
mational and sometimes disruptive new ideas for plas-
ma topics. DPS research seeks to address a wide
range of fundamental science, including fusion, but the
topics selected are those outlined by the NRC Plasma
2010 report. DPS activities are synergistic with the
research mission of other federal agencies and signifi-
cant opportunities exist to broaden the impact of DPS
through the development and expansion of strategic
par tnerships between FES and other agencies.
Addressing fundamental science questions at the fron-
tier of plasma science requires a spectrum of labora-
tory experimental facilities from small-scale, single-PI
facilities to intermediate-scale, highly collaborative
facilities. The development of each intermediate-scale
and multi-investigator facility with world-leading capa-
bilities will address a range of cutting-edge scientific
questions with a comprehensive diagnostic suite. Mutu-
al interactions between larger facilities found at national
laboratories and small and intermediate facilities will
facilitate the advancement of DPS frontiers, conducted
on the smallest appropriate scale, and in training the
next generation of plasma scientists. The absence of
DPS-specific Initiatives is intentional in order to avoid
any potential misinterpretations of the paradigm that
was used to map the Foundations and Long Pulse Ini-
tiatives with the full set of 18 ReNeW MFE Thrusts. The
one outlier is Thrust 18, “Achieve high performance
toroidal confinement using minimal externally applied
magnetic field,” which represents a portion of projects
in the SO-Systems element of the DPS subprogram.
The Primary Recommendation above and the following Sup-
porting Recommendations are envisioned aggregately as
supporting the DPS definition. The DPS prioritization pro-
cess also included Supporting Recommendations.
Supporting Recommendations
General Plasma Science (GPS) Supporting Recommendation:
FES should take the lead in exploring multi-agency part-
nering for GPS activities. This effort should include funding
for intermediate-scale facilities (as discussed in the NRC
Plasma 2010 report) with funding for construction, opera-
tions, facility-staff research, and the corresponding user
research program.
The intermediate-scale facilities should be either: strongly
collaborative in nature, involving researchers from multiple
institutions working on experiment, theory and simulation, or
operate as open user facilities, offering research opportuni-
ties to researchers from a broad range of institutions. At the
same time, the investment strategy aimed at increasing the
number of intermediate-scale facilities should not lose sight
of noteworthy contributions coming from small-scale facili-
ties and plasma centers. The natural partnering opportuni-
ties for FES to explore are between the DOE Office of
Science (SC) and the National Nuclear Security Administra-
tion (NNSA), as well as other relevant federal agencies. Two
current partnership models are the National Science Foun-
dation-DOE Partnership in Basic Plasma Science and Engi-
neering, and the NNSA-SC Joint Program in HED
Laboratory Plasmas. One resource to use for leverage is the
NSF Major Research Instrumentation Program for facility
construction funding [Ref. 13, Appendix H]. That source
was used to partially fund the construction of the BaPSF
[Ref. 14, Appendix H] and more recently for the advanced
reconnection facility FLARE [Ref. 15, Appendix H], the plasma
28
DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
dynamo facility MPDX [Ref. 16, Appendix H], and the mag-
netized dusty plasma facility MDPX [Ref. 17, Appendix H].
High Energy Density Laboratory Plasmas (HEDLP) Support-
ing Recommendation
FES should avail itself of levering opportunities at both SC
and NNSA high-energy-density-physics user facilities, within
the context of the NNSA-SC Joint Program in HEDLP. This is
especially true for the FES HEDLP community researchers
who have been awarded experimental shot time, much as
FES avails itself of the levering opportunities within the high-
ly successful SciDAC partnership between ASCR and FES.
The Panel’s recommendation is consistent with the opportu-
nities outlined in both the HEDLP Basic Needs Workshop
repor t (November 2009, Ref. 18, Appendix H) and the
FESAC HEDLP Panel report (January 2009, Ref. 19, Appendix
H), and warrants appropriate funding for proposal-driven
competitive HEDLP research.
Self-Organized Systems Supporting Recommendation
FES should manage the elements of SO-Systems using
subprogram-wide metrics with peer reviews occurring ev-
ery three to five years to provide a suite of capabilities that
explore an intellectually broad set of scientific questions
related to self-organized systems.
The experimental flexibility and diagnostic sets on SO-Systems
experiments makes these facilities valuable for predictive-
model validation test beds. FES should take the lead for
exploring multi-agency partnering for SO-Systems activities.
Diagnost ic Measurement Innovat ions Suppor t ing
Recommendation
FES should manage diagnostic development and measure-
ment innovation in order to have a coordinated cross-cutting
set of predictive model validation activities across all DPS
subprogram elements: GPS, HEDLP, and SO-Systems.
Diagnostic development and measurement innovation should
be a shared, crosscutting program with easy transitions
between subprogram elements to allow rapid development,
sometimes starting on small to intermediate-scale devices
and, when appropriate, further development of the innova-
tive measurement techniques on BPS Foundations and
Long Pulse facilities.
DPS and Budget Scenarios
Because of the FES’s stewardship of DPS subprogram ele-
ments across year-to-year variations in funding in the series
of presidential budget requests and Congress-enacted
budgets, the Panel’s recommendations for DPS funding lev-
els associated with the Charge Letter’s four budget scenar-
ios were done for the DPS subprogram as a whole, rather
than for individual DPS subprogram elements (GPS, HEDLP,
SO-Systems, and Diagnostic Development and Measure-
ment Innovation).
For the funding associated with the highest-level bud-
get of the Charge Letter’s four scenarios [FY14 ($305M)
with Modest Growth], funding is envisioned for the DPS
Supporting Recommendations, as well as the DPS Primary
Recommendation. The intermediate-scale investments dur-
ing the Phase I and Phase II (see Executive Summary)
should include funding for construction, yearly operations,
facility-staff research, and research program user support.
Even with the advantage of multi-agency cost sharing, the
need will arise for significant investments from FES to pro-
vide a suite of intermediate scale facilities as proposed by
different plasma subfields within DPS. The addition of new,
intermediate-scale facilities should be managed by a peer-
reviewed process cognizant of the strategic directions for
FES, and by a staged construction approach consistent
with the mortgage that each facility will create.
For the funding associated with the lowest-level budget
scenario (FY15 President’s request [$266M] with cost of liv-
ing increases), the Panel recommends reducing the num-
ber of DPS plasma subfields in order to maintain the
world-class quality of the remaining subfields. The process
for restricting which subfields would and would not remain
in the DPS portfolio could include criteria that are identified
in the NRC Plasma 2010 report, and/or that consider which
subfields have a strong focus in other federal agencies. To
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
establish the criteria that would best serve the FES steward-
ship of plasma science, SC should consider a FESAC
review of the wide breadth of plasma subfields and facili-
ties within the DPS portfolio using the criteria of being iden-
tified in the NRC Plasma report, of having a strong focus in
other federal agencies, and of earning a reputation for
excellence. A future FESAC DPS portfolio review will pro-
vide an additional and complementary perspective to activ-
ities associated with the FESAC Committee of Visitors with
the FESAC goal to examine the optimization of a balanced
DPS portfolio with leveraged, high-impact discovery sci-
ence through collaborations on state-of-the-art facilities
[Ref. 20, Appendix H].
For the funding associated with the middle-level bud-
gets of the Charge Letter’s scenarios [(2)-FY14 ($305M)
with cost of living, and (3)-FY14 ($305M) flat funding], the
Panel recommends a compromise between the high- and
low-budget scenarios above.
DPS, 2025 and Beyond
Leading up to 2025, FES workforce development needs
should be integral to all DPS recommendations because of
the large percent of DPS projects that involve graduate stu-
dent PhD thesis research, which directly benefits DPS
research. Workforce development also provides the training
and experience necessary to develop the next generation
of plasma and fusion researchers for all FES subprograms.
By 2025, the major FES facilities should have a DPS
User Community role per the SC description of User Facili-
ties and User Programs [Ref. 21, Appendix H]. This 2025
DPS strategy was not an explicit DPS recommendation
because such a strategy would need to be fully integrated
into the Foundations and Long Pulse research plans for the
major FES facilities.
Chapter 5
Partnerships with Other Federal and International Research Programs
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Introduction
The DOE Office of Fusion Energy Sciences has a longstand-
ing practice of reaching out to other federal and international
research programs to establish partnerships. For example,
FES was responsible for the conception and implementation
of leadership-class high-performance computing national
user facilities, begun 40 years ago with the creation of the
National Magnetic Fusion Energy Computer Center, the fore-
runner to the National Energy Research Scientific Computing
Center. In addition to their work on domestic experiments, sci-
entists from the FES program participate in scientific experi-
ments on fusion facilities abroad. International partnerships
are needed more than ever today as new state-of-the-art
fusion facilities are at a scale that requires capital and opera-
tional resources beyond what a single nation can afford.
The Panel was tasked to provide an “assessment of the
potential for strengthened or new partnerships with other fed-
eral and international research programs that may foster
important opportunities otherwise unavailable to U.S. fusion
scientists….” Such strategic partnerships will be critical to
accomplishing the report recommendations, delivering on the
full potential of the Initiatives, and realizing Vision 2025.
Prioritization Criteria
The Panel examined a wide range of potential partnerships
against the following four criteria:
• Importance and urgency, consistent with Vision 2025.
• Return on FES investment, including cost share, cost
avoidance through in-kind contributions, risk reduction,
and accelerated progress to meet Vision 2025.
• Sustained and expanded U.S. leadership in strategic
areas associated with the four priority Initiatives and
Discovery Plasma Science.
• Clear mutual benefit, which we define as both parties
receiving value that they would normally be unable to
produce on their own; bringing complementary strengths
to the partnership; having a stake in the other’s facilities
and program; and respecting each other’s cultural
differences in how the partnership is justified.
The Panel’s findings are summarized below in two tables:
Partnership and levering opportunities within other DOE
and federal programs (Table 1); and opportunities for U.S.
participation in international facilities (Table 2). Detailed
descriptions of the partnerships with DOE and federal pro-
grams can be found in Appendix G.
Federal Partnership Opportunities
Numerous federal agencies, covering a wide range, were
considered for possible partnerships by the Panel (Table I).
Extended comments are provided for the most promising
opportunities relevant to the proposed 10-year plan.
ITER Partnership
While the ITER project is not part of the DOE Charge, the
Panel recognizes the important partnership between the
U.S. and ITER, which includes:
Supporting ITER design and successful completion: In
addition to its direct contributions and procurements to
ITER, the U.S. is expected to continue being a strong con-
tributor in some areas of ongoing research in support of
ITER’s design during construction, including deployment
and demonstration of the efficacy of scaled prototypes of
U.S. deliverables. Some of these areas are: disruption pre-
diction, avoidance, and mitigation, ELM control and ELM-
free operating scenarios, developing ITER-like operating
scenarios, and demonstrating heating, fueling, current drive
and plasma control schemes, simulations and modeling.
Preparing for leading roles in the ITER research program:
The U.S. has traditionally been among the leaders in ongo-
ing fusion science research, which serves to prepare scien-
tists to play leading roles in the scientific productivity on
ITER. The U.S. has been a major participant in the Interna-
tional Tokamak Physics Activity (ITPA) due in large part to
technical contributions from C-Mod, DIII-D, NSTX, and the
U.S. theory and simulation subprogram. The US has also
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
1 “F” stands for Foundations, “LP” for Long Pulse, and “DPS” for Discovery Plasma Science. A “low” opportunity corresponds to meeting one or fewer of the four Panel prioritization criteria,
a “medium” meets two or three criteria, while a “high” meets all four criteria.
Federal Program
DOE Office of Science
Advanced Scientific Computing Research (ASCR)
Basic Energy Sciences (BES)
High Energy Physics (HEP)
Nuclear Physics (NP)
Other DOE Programs
Advanced Research Projects Agency–Energy (ARPA-E) Energy Efficiency and Renewable Energy (EERE)
Fossil Energy (FE)
Nuclear Energy (NE)
Nat. Nuclear Security Administration (NNSA)
Other Federal Programs Dept. Of Defense (DOD)
Nat. Aeronautics & Space Administration (NASA)
Nat. Inst. of Standards & Technology (NIST)
Nat. Science Foundation (NSF)
FES Themes Benefitting
F,LP, DPS LP
LP,DPS
LP
DPS
LP
LP
LP
DPS
DPS
DPS
DPS
DPS
Current Partnership Status
Moderate-Strong
Moderate
Minimal
None
Minimal
None
Minimal
Moderate
Moderate
Minimal
None
None
Strong
Comments
Exemplary relationship resulting in U.S. leadership in fusion theory, simulation, and computation. Future SciDAC opportuni-ties for DPS are also evident (cf. Ch. 4) Joint operations of the LCLS MEC Station and long- standing fusion materials irradiation programs using BES reactor neutron sources. Materials Science PI-to-PI interactions evident in core FES programs and BES Energy Frontier Research Centers. Mutual benefits of spallation-neutron-sources use for fusion materials irradiation studies need to be evaluated.
Modest overlap in plasma science (advanced accelerator and HEDLP) and fusion technology (high-temperature superconduct-ing magnets).
New Nuclear Physics Program identifies Nuclear Engineering and Applications as a primary client for nuclear data.
New program announced in Aug. 2014.
Supports fundamental investigations of additive manufacturing for producing high-performance components that would be difficult or impossible to fabricate using conventional means.
Supports leading approach for developing new steels in both fossil and fusion energy systems based on computational thermodynamics and thermomechanical treatments. Provides infrastructure, materials programs, and nuclear regulatory expertise that should be of significant value to FES as it moves toward an FNS Program.
NNSA-ASCR partnership to develop the next generation computing platforms enables fusion scientists to maintain world-leading capability. Significant HEDLP discovery science opportunities exist on world leading NNSA-operated laser and pulsed-power facilities.
DOE supports individual HEDLP and ICF projects on DOD facilities. Otherwise, missions are non-overlapping.
Non-overlapping missions but shared interest in high-heat flux technologies and high-temperature structural materials.
Complementary materials R&D spanning nanoscience materials to advanced manufacturing.
Exemplary relationship, with further opportunities for new Joint programs for research and intermediate-scale facilities.
New or Expanded Opportunity Level
High
Medium to High
Medium
Medium
Unknown at this time
Medium
Medium
High
Medium to High
Low
Low
Low
High
Table 1: Federal Agencies with complementary programs relevant to FES1
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
33
had a major impact on the ITER Test Blanket Module (TBM)
Program through leadership in the Test Blanket Working
Group and its successor the TBM Program Committee.
Nevertheless, research leading toward and beyond ITER
could take advantage of the new capabilities under con-
struction or already in operation in the international land-
scape. U.S. capabilities over the next decade, together with
international collaborations in areas where the U.S. can
have a partnering role, will allow the domestic program to
advance the Foundations-related and Long-Pulse-related
Thrusts while preparing and maintaining the workforce that
will play a key role in ITER productivity.
Positioning the U.S. to benefit from the results of the ITER
research program: A successful ITER research program,
along with parallel progress in the FNS Initiative, will pro-
vide much of the basis needed to proceed to a fusion
DEMO. To position the U.S. to benefit from ITER results
and proceed toward energy development requires grow-
ing a strong domestic program in fusion nuclear science.
At the same time, the U.S. must maintain leadership in the
areas of theory and simulation, in materials science, and
in technology.
International Partnership Opportunities (Non-ITER)
Two thorough assessments of international collaboration
opportunities were conducted by a community task force
commissioned by the U.S. Burning Plasma Organization in
2011, and by FESAC in 2012 [Appendix H]. Although nei-
ther of these studies considered trade-of fs between
domestic and international programs in the context of con-
strained FES budgets, their recommended modes of col-
laboration, research priorities, and evaluation criteria served
as a basis for the Panel’s strategic planning.
Building upon the 2012 FESAC report, the Panel spent
considerable time comparing and contrasting FES international
collaborations with those supported by the DOE High Energy
Physics (HEP) Program. A majority of high energy physicists in
the U.S. perform research at international facilities. In contrast,
FES participation in international experiments is an order of
magnitude lower.
International collaborations have been useful for the
design of fusion neutron sources such as the proposed
International Fusion Materials Irradiation Facility (IFMIF),
based on an earlier U.S. design. There are potential opportu-
nities for U.S. fusion researchers to gain access to unique
foreign facilities, such as: (1) large scale corrosion and ther-
momechanical test loop facilities; (2) high heat flux and plas-
ma material interaction facilities, tokamak diverter exposure
facilities (WEST, EAST, ASDEX, etc; (3) future possible fusion
neutron irradiation facilities such as IFMIF: (4) tritium facili-
ties; and (5) collaborations with operational, safety and regu-
latory experts on how to best develop a performance-based
regulatory basis for fusion power (Canada, IAEA, JET, ITER).
The Max Planck-Princeton Center for Plasma Physics,
which has the mission of making greater use of the synergies
between fusion research and astrophysics, is a formal partner-
ship supported by FES that cuts across Foundations and DPS.
The table on the adjacent page shows summary and
status of partnerships with large international devices.
Initiative-Relevant Partnerships
The Panel acknowledges the informal efforts of fusion sci-
entists who, on their own initiative, collaborate with intellec-
tual leaders from complementary disciplines supported by
other federal programs, international facilities, or as part of
their own FES funded research. Such interactions provide
important indications of opportunities that could evolve into
formal federal strategic partnerships.
For Vision 2025 to be accomplished, strategic federal
and international par tnerships need to be formed and
maintained at a level that optimizes the execution of the
Initiatives. For the FES Discovery Science subprogram,
partnerships with other DOE offices or federal programs
will be impor tant in order for DPS scientists to access
relevant existing or new machines in the fur therance of
their research.
34
DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
2 A “major upgrade” is defined as a significant capital project that required at least a one year downtime in user program operations. A “minimal” partnership corresponds to fewer than two
scientist and engineer FTEs, “moderate” being between two and five FTEs, and “strong” greater than five FTEs
Transients Initiative
For this Initiative to be successful, it will be important for
U.S. researchers to collaborate in the second half of the
10-year plan on long pulse tokamak devices such as EAST
and KSTAR and, when operational, JT60-SA. The collabo-
rations should cover long pulse plasma control and sus-
tainment as well as work solely on the elimination of
transient events. The Panel views this as a mutually benefi-
cial par tnership in that research teams from EAST and
KSTAR can be included in ELM, disruption, and plasma
control research on short-pulse devices in the U.S.. The
par tnership between EAST and DIII-D appears to be
mature, productive, and mutually beneficial. It will be
important for FES to continue to support particularly the
EAST partnership through maintenance of the appropriate
partnership agreements. JT60-SA presents a particularly
promising future par tnership oppor tunity due to its
increased size relative to EAST and KSTAR, and at the
appropriate point in the decade partnership agreements
should be established as dictated by strategic need for
this and the other Initiatives.
Supporting Recommendation
Develop a mutually beneficial partnership agreement with
JT60-SA, similar to those already established on EAST and
KSTAR, that will allow U.S. fusion researchers access to this
larger-scale, long-pulse device in support of the report
Initiatives.
The major challenges for Fusion Nuclear Science are to
understand the ability of the first wall and diver tor to
accommodate reactor-level power and particle fluences
while allowing the toroidal plasma to be controlled and
sustained in a stationary, high pressure state. In addition,
increasing research is needed to explore credible
options for the structural materials, blanket and tritium
production and extraction approaches for a long pulse
fusion nuclear science facility that would be capable of
Major Foreign Facilities
First Plasma or Beam on Target
First Plasma after last major upgrade
Current Partnership Status
Initiative Contribution
Comments
ASDEX Upgrade Tokamak (Germany)
1991 Minimal Predictive Excellent diagnostics
EAST Tokamak (China)
2007 2014 Strong Interface, Transients Superconducting long pulse tokamak; hot W divertor
JET Tokamak (UK) 1983 2012(ITER-like Wall)
Minimal Fusion Nuclear Science
D-T experiments with Be/W wall
JT60 Tokamak (Japan)
1985 2019 JT60-SA Minimal Predictive Advanced superconducting tokamak, size scaling
KSTAR Tokamak (S.Korea)
2008 Moderate Interface, Transients Superconducting long pulse tokamak
LHD Stellarator 1998 2013Helical divertor
Minimal Interface Superconducting long pulse stellarator with helical divertor
MAST Spherical Torus (UK)
1999 2015 Moderate Interface Super-X divertor
Tore Supra Tokamak (France)
1988 2015 (WEST)
None Interface Superconducting long pulse tokamak
W7-X Stellarator (Germany)
2015 Strong Interface, Predictive
Superconducting long pulse stellarator with island divertor
Table 2: International partnership opportunities2
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
high temperature (reactor relevant) operation at moder-
ate duty cycles.
Strategic international par tnerships are therefore
required over the next decade to investigate key scientific
issues, specifically collaborations that exploit the unique
capabilities of superconducting long pulse tokamaks such
as EAST, KSTAR, the JET-sized superconducting tokamak
JT-60SA, which will start operation in 2019, and stellarators
including LHD and W7-X. A partnership that exploits the
divertor studies planned for the smaller-scale supercon-
ducting tokamak WEST could also be valuable for resolving
critical scientific issues in PMI. Reference to these interna-
tional facilities can be found in Appendix G.
As mentioned above, a highly collaborative relationship
already exists with EAST that can be capitalized on for
investigation of divertor issues and other PMI challenges.
There is also a formal agreement between the U.S. and
W7-X that will be valuable for developing PMI solutions.
These partnerships will produce the critical data needed for
the next step in designing a Fusion Nuclear Science Facility.
Experimentally Validated Integrated Predictive Capabili-
ties Initiative
International partnerships also have an important role to play
in this Initiative. Experiments conducted on international facil-
ities that have the requisite diagnostic capability will provide
the necessary data for model validation. Collaborations with
international theorists through individual exchanges and
through formal projects (such as verification exercises coor-
dinated by the International Tokamak Physics Activity) will
spur development of key modules. Ultimately, a mature pre-
dictive model can provide advance information needed to
plan productive experiments on large international devices.
Fusion Nuclear Science Initiative
An important need for the success of the fusion nuclear sci-
ence Initiative is the ability to understand the behavior of
materials in an intense neutron field. To achieve that under-
standing, a new fusion materials neutron-irradiation facility
that levers an existing MW-level neutron spallation source is
envisioned as a highly cost-effective option. Such a facility
exists in the BES program (Spallation Neutron Source). This
rises to such high importance that the following partnership
recommendation is made to FES.
Supporting Recommendation:
Develop a mutually beneficial partnership with BES that
would enable fusion materials scientists access to the
Spallation Neutron Source for irradiation studies. Such a
partnership will require frequent and effective FES-BES
communication, strong FES project management that ad-
heres to Office of Science Project Management best prac-
tices, and acceptable mitigation of operational risks.
Collaboration with ITER’s test blanket module (TBM) pro-
gram is an important aspect of supporting the FNS Initiative
by establishing the science and technology for blanket
development, tritium breeding, extraction and fuel-cycle
sustainability.
An area that has received little attention is the safety
and associated regulations required to operate nuclear
fusion devices. However, expertise exists in federal and
international programs that FES can leverage to develop the
appropriate regulatory approach. These programs include
NE, NRC, IAEA, ITER, and JET.
Discovery Plasma Science
There are mutually beneficial, multi-agency partnership
opportunities for DPS research activities. FES could explore
an expansion of partnership opportunities between SC and
NNSA, as well as across other federal agencies (e.g., NSF,
NASA, DOD, NIST, EPA).
Within DOE SC, the highly productive Scientific Discov-
ery through Advanced Computing (SciDAC) partnership is
an example of strengths across all six SC offices. SciDAC
partnerships between ASCR and FES are directed toward
the development and application of computer simulation
codes for advancing the science of magnetically confined
plasmas. Predictive modeling codes have a pivotal role in
all three thematic areas: BPS Foundation, BPS Long Pulse,
and Discovery Plasma Science. In addition, there is the
Matter at Extreme Conditions (MEC) end station of the Lin-
ac Coherent Light Source (LCLS) user facility at the SLAC
National Accelerator Laboratory that serves as an example
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
of a successful BES-FES partnership that provides users
with access to HED regimes uniquely coupled with a high-
brightness x-ray source.
Partnerships also exist within DPS across federal agen-
cies. One is the NSF/DOE Partnership in Basic Plasma Sci-
ence and Engineering that provides funding opportunities
for small-group and single-investigator research activities
unrelated to fusion. Although underfunded in the FY2015
President’s Budget Request (Budget Scenario 4), there is
also the NNSA-SC Joint Program in High Energy Density
Laboratory Plasmas (HEDLP). The NNSA component of the
HEDLP partnership still remains as the Stewardship Sci-
ence Academic Alliances for academic research in the
areas of materials under extreme conditions, low energy
nuclear science, radiochemistry, and high energy density
physics.
Although the description found in Appendix D of the
NRC Plasma 2010 report “Federal Support for Plasma Sci-
ence and Engineering” points out that plasma research
across the various government agencies did not lend itself
to a comprehensive view of federal investments, the report
listed the following plasma research areas funded by agen-
cies in addition to DOE SC:
• NSF investments in low-temperature plasma science as
well as space and astrophysical plasmas,
• NNSA as the primary funding agency for HED physics,
and
• NASA support of space and astrophysical plasmas.
One partnership goal that could be fruitful would be in the
area of mutually beneficial, intermediate-scale facilities for
expanding research into new plasma regimes (also dis-
cussed in the NRC Plasma 2010 report), with the option of
co-funding for construction, operations, and the corre-
sponding user research program.
Chapter 6
Budgetary considerations
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Budgetary considerations: Introduction
Here the Panel considers the actionable items recommended
by this report, namely the four Initiatives, and how their imple-
mentation is tied to the four budget scenarios specified in the
Charge. The Initiatives have been given short titles for conve-
nience: Transients, Interface, Predictions, and Fusion Nuclear
Science (FNS). The Initiatives are described in non-scientific
terms in the Executive Summary, in integrated form and more
detail in Chapter 1, and in scientific detail specific to either
Foundations or Long Pulse in Chapters 2 and 3. The four bud-
get scenarios are bounded on the high end by Budget Sce-
nario 1 ($305M in FY14 with modest growth of 4.1% per year)
and on the low end by Budget Scenario 4 (FY15 President’s
Budget Request of $266M with cost of living increase of
2.1% per year). Over the 10 years considered here, from
FY15 through FY24, the total integrated amount between the
two bounding cases differs by approximately $900 million.
The key question is how should the U.S. FES program
be optimized under the different budget scenarios so that
as much as possible of Vision 2025 is achieved, as many of
the four Initiatives are completed, and the U.S. fusion ener-
gy community maintains its leadership roles in as many
areas as possible?
The approach the Panel took for each budget scenario
was to maximize the number of Initiatives undertaken within
the constraints outlined below. Note that the Panel did not
perform a detailed budget analysis of the budget options pre-
scribed in the Charge. Further analysis by DOE is required to
develop a credible, budget-consistent 10-year Plan.
Facilities
Based on community input, the Long Pulse and Foundations
subpanels estimated the requirements for each of their contri-
butions to the four Initiatives. Two new experimental facilities
and associated operations are implied. One, for the FNS Initia-
tive, is a neutron-irradiation capability. The other, for the Inter-
face Initiative, is a facility or facilities for investigating boundary
plasma-materials interactions and their consequences. Cost
considerations determined that this aspect of the Interface Ini-
tiative was best explored using an iterative process involving
data from a new linear divertor simulator, data from one or more
of NSTX-U and DIII-D with upgraded tokamak-divertor(s), and
results from modeling and simulation. The Panel expects that
one U.S. facility for innovative boundary studies with advanced
divertor scenarios will be upgraded during the latter half of the
10-year period. This effort will make use of the fundamental
studies of plasma-materials interaction in the Long Pulse sub-
program, and will transition to steady-state boundary research
on long-pulse international superconducting tokamaks, also in
the Long Pulse subprogram.
The Panel assumed the funding required for each of the
four Initiatives would be obtained by reallocating funds from
the budget category Foundations Operations, or possibly
from Discovery Plasma Science. Concerning the operation of
the existing major tokamak facilities, the Panel reached the
following decisions:
• Propose the closure of C-MOD as soon as possible, con-
sistent with orderly transition of the staff and graduate
students to other efforts, including experiments at other
facilities where appropriate At the same time, the Panel
agreed that the associated C-MOD research funds would
be maintained in full for research on other facilities, while
the operations funding will be redirected to the proposed
Initiatives. Prompt closure of C-MOD is necessary to fund
as quickly as possible the necessary upgrades at DIII-D,
to build the linear divertor simulator, and for the whole-
plasma-domain modeling effort in the Predictive Initiative.
DIII-D experiments using these upgrades are essential to
achieve the Vision 2025 goals. The linear divertor simula-
tor and tokamak-divertor experiments should be started
as soon as feasible.
It is imperative for the U.S. Fusion Program that the
knowledge, excellence, and leadership of the scientists
from the MIT Plasma Science and Fusion Center be
maintained and applied to the Initiatives to assure suc-
cess. In particular, graduate students currently pursuing
thesis research on C-MOD need a path to thesis comple-
tion. To this end, the Panel recognizes that is the respon-
sibility of DOE to develop a “C-MOD Transition Plan”
which describes the plan (including timeline) for shut-
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
down of C-MOD and reassignment of the workforce to
other activities described in this report.
• Beyond the cessation of C-MOD, the Panel reached the
following conclusions on facilities:
Between ~2015 and ~2020, both NSTX-U and DIII-D
should be available for ITER-related research, for as-
sessing FNSF magnetic geometry (in particular NSTX-U),
and for the Transients Initiative (in particular DIII-D).
The Panel expects expanded and new international
partnerships to develop.
Between ~2020 and ~2025, at least one or the other of
NSTX-U and DIII-D is required, including for ITER-related
research, and for the Interface and Predictions Initiatives.
The Panel expects new international partnerships on su-
perconducting tokamaks and stellarators to flourish.
After 2025, one facility is required both for a user facil-
ity for DPS and for programmatic fusion research. The
best facility for the period beyond 2025 is not necessar-
ily the same as the best facility for the 5 years prior to
2025. If this is the case, then cold storage, i.e., moth-
balling, should be considered.
Between 2015 and 2025 the DPS program is strength-
ened by peer-reviewed university, national laboratory, and
industry collaborations. These collaborations would be
enhanced by federal partnerships involving cost sharing
of collaborative, intermediate-scale facilities in order to re-
alize the broadest range of plasma science discoveries.
With such collaborations in place, the DPS program will be
able to train the next generation of plasma scientists to
ensure continuing U.S. leadership in plasma science.
Implementation
For each of the budget scenarios, it was assumed that the sci-
entific workforce was retained in the event of a facility closure.
In reallocating funds to the Initiatives there were obvious prob-
lems with time histories as facility closures result in sudden
funding reductions and adoption of new Initiatives require a
more gradual funding increase. Again, a more detailed analysis
by DOE is required to generate an accurate 10-year budget.
For the first 5 years (2015 to 2020) the number of run
weeks of the two operating facilities (NSTX-U and DIII-D)
should be kept high (significantly higher than in the recent
past). Between 2020 and 2025, the number of facilities would
be at least one, with the date of any shut down (or cold storage
/ mothball) being budget-dependent. In addition, if two facili-
ties were maintained (perhaps possible only in Budget Sce-
nario 1), the operational availability of one but not both could
be reduced.
500
450
400
350
300
250
200
Mill
ion
s o
f D
olla
rs
FES Domestic Program Budgets in As-Spent Dollars
Scenario 1: Modest Growth @ 4.1%
Scenario 2: C-O-L ($305M) @ 2.1%
Scenario 3: Flat Funding
Scenario 4: C-O-L ($266M) @ 2.1%
FY2015
FY2016
FY2017
FY2018
FY2019
FY2020
FY2021
FY2022
FY2023
FY2024
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Findings
The Panel performed a preliminary examination of funding
scenarios for the MFE-ReNeW Thrusts, based on the com-
munity input, in order to derive approximate funding
requirements for the highest priority research activities. Key
points from this examination and the Panel’s analysis are
the following:
• The Panel developed notional budget breakouts
between Foundations, Long Pulse and Discovery Plas-
ma Science (DPS) for the modest growth case (Sce-
nario 1)). For this case, the Panel recommends a
significant shift in resources from Foundations to Long
Pulse over the next ten years, with escalation but no
shift applied to DPS. For context, a significant fraction
of the FES program devoted to Foundations is transi-
tioned to Long Pulse. This shift is the major strategic
budget recommendation of this panel.
• The panel estimated the needed funds for BP-Long
Pulse for all scenarios, and believes the 10-year total
should range from approximately $1.3B (for the modest
growth case) to approximately $1B (in Scenario 4).
• It must be emphasized again the Panel did not perform a
detailed budget analysis, including facility “ramp-downs”
and “ramp-ups,” etc. This would be the responsibility
of FES in generating a credible, budget-consistent 10
year plan.
• Impacts of the various scenarios are discussed below.
Note that the Panel only considered the impact of the
scenarios on the four Initiatives, major tokamak availabil-
ity, and operations of the divertor and neutron-irradiation
capability. The Panel did not consider the overall sustain-
ability of the FES Program and the degree to which the
U.S. maintains world leadership. The Panel strongly
believes the strategic changes in the Program direction,
discussed above and elsewhere in the report, will ensure
the U.S. is in a position to exert long-term leadership
roles within and among each of the three Fusion Energy
Sciences subprograms specified in the charge.
Panel members developed the conclusions/budget impacts
shown below, organized by the highest to lowest budget
scenarios. All dates are to be taken as approximate:
Budget Scenario 1: Modest growth of appropriated
FY2014 ($305M) at 4.1%
This has the highest integrated funding. Vision 2025 has an
acceptable probability of being achieved. Both NSTX-U and
DIII-D facilities operate for 5 years and possibly 10 years with
reduced availability possible in Phase II, with one upgraded
divertor and a neutron-irradiation capability. If funding only
one of the facilities is possible, it is not yet clear which is
optimal. After 10 years, it is expected that only one facility will
be required, but it is not clear, at this time, which one. All four
Initiatives go forward, informing the design of FNSF. The lin-
ear divertor simulator, the upgraded tokamak-divertor, and
the neutron-irradiation facility are providing data. The U.S.
Fusion Program features prominently in four areas: Tran-
sients, Interface, Predictions, and, importantly, FNS.
Budget Scenario 2: FY2014 with 2.1% cost of living
This has the second highest integrated funding, but at the
end of FY2024 these integrated funds are approximately
$400M less than in Budget Scenario 1. There is a lower prob-
ability that Vision 2025 can be met. One of the two remaining
major tokamak facilities, DIII-D or NSTX-U, will be closed or
mothballed between 2020 and 2025. One linear divertor sim-
ulator, the upgrade tokamak-divertor, the neutron-irradiation
facility, and/or DPS funds may be affected. Only one major
tokamak facility is required beyond 2025. One of the two
remaining major tokamak facilities, DIII-D and NSTX-U, will
be closed or mothballed between 2020 and 2025. All four
Initiatives go forward, with three (Transients, Interface, Pre-
dictions) being emphasized. If necessary the Tier 2 Initiative
FNS is slowed down. The U.S. Fusion Program features
prominently in at least three Initiative areas (Transients, Inter-
face, Predictions), with the possibility of featuring prominent-
ly in the FNS Initiative. While the U.S. program will remain
influential in niche areas, the prospect for U.S. leadership in
the frontiers of fusion nuclear science leading to energy
development beyond the ten-year vision is diminished, and
progressively so as the budget is reduced.
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Budget Scenario 3: FY2014 flat
This has the third highest integrated funding, but at the end
of FY2024 these integrated funds are approximately $780M
less than the highest budget, Budget Scenario 1. Vision
2025 will be only partially met. One of the two remaining
facilities, DIII-D or NSTX-U, will be closed or mothballed
between 2020 and 2025, earlier than in the Budget Sce-
nario 2. DPS funds will be reduced slightly in addition to a
small further reduction in Foundations funds, e.g., the linear
divertor simulator and the upgraded tokamak-divertor are
operating, but the neutron-irradiation facility may not be
possible in spite of closing a second major facility sooner.
The two Tier 1 Initiatives (Transients, Interface) and one Tier
2 Initiative (Predictions) go forward, but the Tier 2 Initiative
FNS is slowed further. The U.S. Fusion Program features
prominently in two areas, Transients and Interface, or possi-
bly three, the third being the Predictive Initiative. Maintaining
U.S. leadership in any broad emerging area by the end of
the ten-year plan would be compromised, as the fusion
nuclear science component represents the key new element
of U.S. entry into fusion science development near the end
of the ten-year plan, even as the challenges addressed by
the Transients and Interface Initiatives would be pursued.
Budget Scenario 4: FY2015 request with 2.1% cost
of living
Integrated funding over the 10 year period is approximately
$900M less that Budget Scenario 1. Vision 2025 will be par-
tially met, but a second Initiative is lost. One of the two
remaining facilities, DIII-D or NSTX-U, will be closed or moth-
balled around 2020, which may be earlier than in the Budget
Scenario 3. DPS funds will be reduced slightly in addition to
a small further reduction in Foundations funds, e.g., one or
both of the linear divertor simulatior and the upgraded toka-
mak-divertor may not be possible in spite of closing a sec-
ond major facility around 2020. The neutron-irradiation
facility cannot be funded. It is expected that the U.S. will be
influential in the research fields encompassed by the two
Tier-1 Initiatives, specifically Transients and Interface. The
necessary delay to the FNS and Predictive Initiatives will
leave significant obstacles in the path to fusion power pre-
cisely where the U.S. is best situated to lead the way. While
the U.S. could maintain a significant role in resolving the two
Tier I Initiatives, the delay to the other two Initiatives cedes
the leading role in these areas to the international programs.
The U.S. would be in a weak position to proceed as an inno-
vative center of fusion science beyond 2025.
An additional consideration in the lower budget scenarios is
how to best utilize any mid-year augmentation that might be
appropriated in a single fiscal year. For a small one-time
increase, priority should be given to making whole any reduc-
tions to the Tier 2 Predictive Initiative. For a larger increase,
both Tier 2 Initiatives, Predictive and FNS, should be aug-
mented. Any increase large enough to beneficially influence
FNS would simultaneously extend benefits to the Predictive
Initiative, which is less expensive overall than the FNS Initia-
tive. The Panel concluded that, under the circumstances of
an even larger one-time increase, building and operating the
neutron-irradiation facility would be strategically important for
exerting long-term world leadership in FNS.
Appendices
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
Appendix A: Summary of Initiatives and Recommendations
Each subpanel identified candidate initiatives, primary and
suppor ting recommendations, and minimum funding
requirements to meet Vision 2025.
For Foundations and Long Pulse, priorities were deter-
mined by considering the following set of metrics:
• Importance: Necessity of the activity for ensuring that
the U.S. is in a position to exert long-term leadership
roles within the fusion energy mission as extrapolated
from present knowledge.
• Urgency: Necessity of the activity that is required
immediately and in the near future.
• Generality: Breadth of activity across FES subprograms
and subprogram elements and necessity of the activity
for resolving generic issues across different designs or
approaches for ITER, FNSF, or DEMO, the demonstra-
tion fusion reactor facility.
• Leadership Sustainment: Necessity of investment in
order to sustain leading U.S. influence on progress of
the field.
• Leadership-Loss Mitigation: Necessity of investment in
order to mitigate loss of U.S. leadership (short and long
term) where the U.S. now leads.
• Opportunity Reaching: Necessity of investment in order
to turn a gap-opportunity pair into U.S. leadership for
the long term.
• ITER/FNS Need: Necessity of investment in order to
address the need to establish the scientific basis for
advancing fusion nuclear science.
• Leverage and Partnering: Necessity of investment in
order to strengthen or create a new partnership with
other federal and international research programs that
may foster important scientific opportunities otherwise
unavailable to U.S. fusion scientists.
• Efficiency: All criteria above, normalized by required
magnitude of additional emphasis or investment.
For DPS, priorities were determined by considering the fol-
lowing set of metrics (further details in Chapter 4):
• Advancing the frontiers of plasma innovation and plas-
ma applications.
• Forming collaborations between universities, national
laboratories and industry, and across federal agencies.
• Achieving cross cutting benefits to all FES subpro-
grams, especially in training the next generation of
plasma scientists.
The Partnership and Leverage subpanel determined priori-
ties using the following four criteria (further details are in
Chapter 5):
1. Importance and urgency consistent with Vision 2025;
2. Return on FES investment;
3. Sustained & expanded U.S. leadership; and
4. Clear mutual benefit.
The Panel integrated and iterated these findings, resulting
in four high priority Initiatives that could be accommodated
over ten years under a majority of the budget scenarios.
These Initiatives were further ranked into upper and lower
tiers, with an understanding that those in the lower tier
would be delayed under the lower budget scenarios.
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
2025 Vision: (1) Enable successful operation of ITER with a significant leading participation by the U.S. (2) Provide the scientific basis for a U.S. Fusion Nuclear Science Facility (FNSF) and (3) Create a U.S. “Generation ITER-FNSF” workforce that is leading scientific discoveries and technological innovation.
Tier 1 Initiatives: Four Primary Recommend
Control deleterious transient events in burning plasmas: Undesirable transients in tokamak plasmas are ubiquitous but tolerable occurrences in most present-day experiments, but will prove too destructive in larger tokamaks. To either avoid these or negate their consequences, both passive and active control techniques, as well as preemptive plasma-shut-down measures, will be employed.
Taming the plasma-material interface: The critically important boundary region of a fusion plasma involves the transition from the high-temperature plasma core to the surrounding material. Understanding the specific properties of this boundary region that determine the overall plasma confinement is a priority. At the same time, the properties of this boundary region control the heat and particle fluxes incident on material surface. The response of the material surfaces influences the boundary region itself. Understanding, accommodating, and controlling this complex interaction, including materials selection to withstand this harsh environment while maintaining high confinement, is a prerequisite for ITER success and for designing FNSF. The panel concluded that the most cost-effective path to a self-consistent solution requires the construction of a prototypic high-power and high-fluence linear divertor simulator. Results from this facility will be iterated with experimental results on suitably equipped domestic and international tokamaks and stellarators, as well as in numerical simulations.
Control of Burning Plasmas: The FES experimental program needs an integrated and prioritized approach to achieve significant leading participation by the U.S. on ITER. Specifically, new proposed solutions will be applied to two long-standing and ubiquitous show-stop-ping issues, relevant for tokamak-based burning fusion plasma. The issues are: (1) dealing with unwanted transients, and (2) dealing the interaction between the plasma boundary and material walls.
Tier 2 Initiatives:
Experimentally Validated Integrated Predictive Capabilities: The coming decade provides an opportunity to break ground in integrated predictive understanding that is urgently required as the ITER era begins and plan are developed for the next generation of facilities. Traditionally, plasma theory and simulation provide models for isolated phenomena based on mathematical formulations that have restricted validity regimes. However, there are crucial situations where the coupling between the validity regime and the phenomena is required, which implies that new phenomena can appear. To understand and predict these situations requires expanded computing capabilities strongly coupled to enhancements in analytic theory and the use of applied mathematics. This effort must be strongly connected to a spectrum of plasma experimental facilities supported by a vigorous diagnostics subprogram in order to provide crucial tests of theory and allow for validation.
Fusion Predictive Modeling: The FES theory and simulation subprogram should develop the modeling capability to understand, predict, and control (a) burning, long pulse fusion plasmas and (b) plasma facing components. Such a capability when combined with experimental operational experience will maximize the U.S. operation and interpretation of ITER results for long pulse, burning plasmas, and decide the necessary requirements for future fusion facilities. This endeavor must encompass the regions from plasma core through to the edge and into the surrounding materials, and requires coupling nonlinear, multi-scale, multi-disciplin-ary phenomena, in experimentally validated, theoretically based models.
Fusion Nuclear Science: Several important near-term decisions will shape the pathway toward practical fusion energy. The selection of the plasma magnetic configuration (an advanced tokamak, spherical torus, or stellarator) and plasma operational regimes needs to be established based on focused domestic and international collaborative long-pulse, high-power research. Another need is the identification of a viable approach to a robust plasma-materials interface that provides acceptably high heat flux capability and low net erosion rates without impairing plasma performance or tritium entrapment. Materials science research needs to be expanded to comprehend and mitigate fusion neutron-irradiation effects and fundamental research is needed to identify a feasible tritium fuel-cycle and power-conversion concept. A new fusion materials neutron-irradiation facility that leverages an existing MW-level neutron spallation source is envisioned as a highly cost-effective option.
Fusion Nuclear Science: A fusion nuclear science subprogram should be created to provide the science and technology understanding for informing decisions on the preferred plasma confinement, materials, and tritium fuel-cycle concepts for a Fusion Nuclear Science Facility (FNSF), a proposed U.S.-based international centerpiece beyond 2025. FNSF’s mission is to utilize an experimental long-pulse (one million second duration) plasma platform for the complex integration and for the convergence of fusion plasma science and fusion nuclear science.
In concert with the above Initiatives, Discovery Plasma Science will advance the frontiers of plasma knowledge to continue U.S. leadership.
Discovery Plasma Science: FES stewardship of basic plasma research should be accomplished through strengthening of peer-reviewed university, national laboratory, and industry collaborations. In order to realize the broadest range of plasma science discoveries, the research should be enhanced through federal-agency partnerships that include cost-sharing of intermediate-scale collaborative facilities.
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BPS Foundations Supporting Recommendations BPS Long Pulse Supporting Recommendations Partnerships Supporting Recommendations
Supporting Recommendation: Maintain the strong experimental U.S. focus on eliminating and/or mitigating destructive transient events to enable the high-performance operation of ITER. Develop improved predictive modeling of plasma behavior during controlled transient events to explore the basis for the disruption-free sus-tained tokamak scenario for FNSF and DEMO.
Supporting Recommendation: Develop a mutually beneficial partnership agreement with JT60-SA, similar to those already established on EAST and KSTAR, that will allow U.S. fusion researchers access to this larger-scale, long-pulse device in support of the Report's initiatives.
Supporting Recommendation: Undertake a technical assessment with community experts to ascertain which existing facility could most effectively address the key boundary physics issues.
Supporting Recommendation: To design and build an advanced multi-effects linear divertor simulator to support the "interface" initiative.
Supporting Recommendation: Maintain and strengthen existing base theory and SCIDAC subprograms to maintain world leadership and leverage activities with the broader applied mathematics and computer science communities Supporting Recommendation: Ensure excel-lence in the Experimentally Validated Integrated Predictive Capabilities Initiative with a peer-reviewed, competitive proposal process. A community-wide process is needed to precisely define the scope and implementation strategy for ultimately realizing a whole-device predictive model.
Supporting Recommendation: To design and build a new fusion materials neutron-irradiation facility that leverages an existing MW-level neutron spallation source to support the Fusion Nuclear Sciences Initiative. Supporting Recommendation: To invest in a research subprogram element on blanket technologies and tritium sustainability that will advance studies from single to multiple effects and interactions.
Supporting Recommendation: Develop a mutually beneficial partnership with BES that would enable fusion materials scientist access to the Spallation Neutron Source for irradiation studies. Such a partnership will require frequent and effective FES-BES communication, strong FES project management that adheres to Office of Science Project Management best practices, and acceptable mitigation of operational risks.
Discovery Plasma Science (DPS) Supporting Recommendations for GPS, HEDLP, SO-systems, and Diagnostic Innovation
DPS HEDLP Supporting Recommendation: FES should avail itself of levering opportunities at both SC and NNSA high-energy-density-physics user facilities, within the context of the NNSA-SC Joint Program in HEDLP, especially for the FES HEDLP community researchers who have been awarded experimental shot time.DPS Self-Organized Systems Supporting Recommendation: FES should manage the elements of SO-Systems using subprogram-wide metrics with peer reviews occurring every 3 to 5 years to provide a suite of capabilities that is more than sum of the individual parts and that explore a broader set scientific questions. DPS Diagnostic Measurement Innovations Supporting Recommendation: FES should manage diagnostic development and measurement innovation to have a coordinated cross-cutting set of predictive model validation activities across all DPS subprogram elements: GPS, HEDLP, and SO-Systems.
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Appendix B: Charge Letter
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Appendix C: Panel Roster
Kevin Bowers Los Alamos National Laboratory (guest scientist)
Troy Carter University of California, Los Angeles
Don Correll Lawrence Livermore National Laboratory
Arati Dasgupta Naval Research Laboratory
Chris Hegna University of Wisconsin, Madison
William “Bill” Heidbrink University of California, Irvine
Stephen Knowlton Auburn University (retired)
Mark Koepke Panel Chair: West Virginia University
Douglas Kothe Oak Ridge National Laboratory
Stan Milora Oak Ridge National Lab (retired)
David E. Newman University of Alaska
Gert Patello Pacific Northwest National Laboratory
Don Rej Los Alamos National Laboratory
Susana Reyes Lawrence Livermore National Laboratory
John Steadman University of South Alabama
Karl A. Van Bibber University of California, Berkeley
Alan Wootton University of Texas, Austin (retired)
Minami Yoda Georgia Institute of Technology
Steve Zinkle Panel Vice Chair: University of Tennessee, Knoxville
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Appendix D: Panel Process and Meetings
Week 1 14–18 April Finalize SP panel membership,
initiate invitation process
Week 3 28 April–2 May 1st SP Teleconference:
Plans for Process and Gathering Input
Week 6 19–23 May 2nd SP Telecon:
Gathered Input-relevant reports
Week 8 2–6 June 1st SP Meeting:
Mon 1830 to Friday 1330 with 3-days of talks
Week 13 7–11 July 2nd SP Meeting:
Mon 0900 to Friday 1330 with 3-days of talks
Week 19 18–22 August 3rd SP Telecon:
Priority Assessment
Week 20 25–29 August 4th SP Telecon:
Budget Scenarios
Week 21 2–5 September 3rd SP Meeting:
Tues 1830 to Friday 1700 with no talks
Week 24 22–26 September Monday, Tuesday,
FESAC SP Panel Report Approval Meeting
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Author(s) Title or Subject
Mohamed Abdou, Alice Ying, Sergey Smolentsev, and Neil
B. Morley of UCLA
Scientific Framework for Advancing Blanket/FW/Tritium Fuel
Cycle Systems towards FNSF & DEMO Readiness—Input to
FESAC Strategic Plan Panel on Blanket/FW Research
Initiatives
Ed Barnat, Sandia National Laboratories, Albuquerque
N.M.
Dynamic exploratory clusters: Facilitating inter-disciplinary
discovery driven research
L.R. Baylor, G.L. Bell, T. S. Bigeloww, J. B. Caughman, R.
H. Goulding, G.R. Hanson, and D.A. Rasmussen, ORNL, J.
C. Hosea, G. Taylor, and R. Perkins, PPPL, J. M. Lohr, P. B.
Parks, and R. I. Pinsker, GA, G. Nusinovich, U. of Mary-
land, M. A. Shapiro and R. J. Temkin, MIT
Plasma Controlling and Actuation Technologies that
Enable Long Pulse Burning Plasma Science—Status and
Priorities
R. Boivin (GA), M. Austin (UT), T. Biewer (ORNL), D. Brower
(UCLA), E. Doyle (UCLA), G. McKee (UW), P. Snyder (GA)
Enhanced Validation of Performance-Defining Physics
through Measurement Innovation
Dylan Brennan, President, UFA, Phil Ferguson, ORNL,
Raymond Fonck, UWISC, Miklos Porkolab, MIT, Stewart
Prager, PPPL, Ned Sauthoff US ITER, Tony Taylor, GA
Perspectives on Ten-Year Planning for the Fusion Energy
Sciences Program
USBPO Diagnostics Topical Group: David L. Brower,
Leader. Theodore M. Biewer, Deputy, with R. Boivin, R.
Moyer, C. Skinner, D. Thomas, K. Tritz, and K. Young
A Burning Plasma Diagnostic Initiative for the US
Magnetic Fusion Energy Science Program
M. R. Brown, representing P. M. Bellan, S. A. Cohen, D.
Hwang, E. V. Belova. Swarthmore College
The role of compact torus research in fusion energy
science
Tom Brown, PPPL, A Personal View, U.S. Next Step Strategy for Magnetic Fusion
C. Denise Caldwell, NSF MPS-PHY NSF'S Plasma Physics Program
R.W. Callis, A. Garofalo, V. Chan, H. Guo, GA Applied Scientific Research to Prepare the Technology for
Blanket and Nuclear Components to Enable Design of the
Next-Step Burning Plasma Device (Status)
R.W. Callis, A. Garofalo, V. Chan, H. Guo, GA Applied Scientific Research to Prepare the Technology for
Blanket and Nuclear Components to Enable Design of the
Next-Step Burning Plasma Device (Initiative)
Appendix E: Community White Papers received for Status and Priorities, and Initiatives
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C.S. Chang, Princeton Plasma Physics Laboratory First-Principles Simulation of the Whole Fusion Physics on
Leadership Class Computers, in collaboration with ASCR
scientists
B. Coppi, MIT Physics The High Field Compact Line of Experiment: From Alcator
to Ignitor and Beyond
R Paul Drake, University of Michigan Opportunities and Challenges in High-Energy-Density
Laboratory Plasmas
Philip C. Efthimion, PPPL OFES Stewardship of Plasma Science and its Partnering and
Leveraging Discovery Science
R. Fonck, UWISC, G. McKee, GA, D. Smith, PPPL Revitalizing university and national facility integration in
Fusion Energy Science
W. Fox, A. Bhattacharjee, H. Ji, K. Hill, I. Kaganovich, and
R. Davidson, PPPL, A. Spitkovsky, Princeton U., D.D.
Meyerhofer, R. Betti, D. Froula, and P. Nilson, U. Rochester,
D. Uzdensky and C. Kuranz, UMICH, R. Petrasso and C.K.
Li, MIT PSFC, S. Glenzer, SLAC
Laboratory astrophysics and basic plasma physics with
high-energy-density, laser-produced plasmas
E. Fredrickson, PPPL Some Recent Advances in Understanding of Energetic
Particle Driven Instabilities and Fast-ion Confinement
Andrea M. Garofalo and Tony S. Taylor, GA Leveraging International Collaborations to Accelerate
Development of the Fusion Nuclear Science Facility
(FNSF)
S. H. Glenzer, SLAC National Accelerator Laboratory US leadership in Discovery Plasma & Fusion Science
R. Goldston, PPPL, B. LaBombard, D. Whyte, M. Zarnstorff,
MIT PSFC
A Strategy for Resolving the Problems of Plasma-Material
Interaction for FNSF
C.M. Greenfield for the U.S. Burning Plasma Organization Positioning the U.S. to Play a Leading Role in and Benefit
from a Successful ITER Research Program
Martin Greenwald, a personal view Implications and Lessons from 2007 Strategic Planning
Activity and Subsequent Events
H.Y. Guo, E.A. Unterberg, S.L. Allen, D.N. Hill, A.W. Leonard,
P.C. Stangeby, D.M. Thomas and DIII-D BPMIC Team
Developing Heat Flux and Advanced Material Solutions for
Next-Step Fusion Devices
Author(s) Title or Subject
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W. Guttenfelder, E. Belova, N.N. Gorelenkov, S.M. Kaye, J.E.
Menard, M. Podesta, Y. Ren, and W.X. Wang, PPPL, D.L.
Brower, N. Crocker, W.A. Peebles, T.L. Rhodes, and L.
Schmitz, UCLA, J. Candy, G.M. Staebler, and R.E. Waltz,
GA, J. Hillesheim, CCFE, C. Holland, UCSD, J.H. Irby and
A.E. White, MIT, J.E. Kinsey, CompX, F.M. Levinton and H.
Yuh, Nova Photonics, M.J. Pueschel, UWisc
Validating electromagnetic turbulence and transpor t
effects for burning plasmas
G.W. Hammett, PPPL, with input from C.S. Chang, S. Kaye,
and A. H. Hakim, PPPL, A. Pletzer and J. Cary, Tech-X
An Advanced Computing Initiative To Study Methods of
Improving Fusion
R. J. Hawryluk PPPL, H. Berk UTEXAS, B. Breizman, UTEX-
AS, D. Darrow, PPPL, R. Granetz, MIT, D. Hillis, ORNL, A.
Kritz, LEHIGH, G. Navrati, COLUMBIA U., T. Rafiq, LEHIGH,
S. Sabbagh, COLUMBIA U, G. Wurden, LANL, and M. C.
Zarnstorff, PPPL
US Collaboration on JET D-T Experiments
David N. Hill, LLNL Develop the basis for PMI solutions for FNSF and DEMO
Matthew M. Hopkins, Sandia National Laboratories Overcoming Cultural Challenges to Increasing Reliance on
Predictive Simulation
W. Horton, H. L. Berk, C. Michoski, and D. Meyerson, UTEX-
AS Austin, I. Alvarado and L. Wenzel, National Instruments,
Austin, Texas, A. Molvik, D. Ryutov, T. Simonen, and B.
Hooper, LLNL, J. F. Santarius, UWISC
Fusion Science Facility to Evaluate Materials for Fusion
Reactors
P. W. Humrickhouse, M. Shimada, B. J. Merrill, L. C. Cadwal-
lader, and C. N. Taylor, Idaho National Laboratory
Tritium research needs in support of long-pulse burning
plasmas: gaps, status, and priorities
Author(s) Title or Subject
P. W. Humrickhouse, M. Shimada, B. J. Merrill, L. C.
Cadwallader, and C. N. Taylor, Idaho National Laboratory
Tritium research needs in support of long-pulse burning
plasmas: new initiatives
T. R. Jarboe, C. J. Hansen, A. C. Hossack, G. J. Marklin, K.
D. Morgan, B. A. Nelson, D. A. Sutherland, and B. S. Victor
Helicity Injected Torus (HIT) Current Drive Program
Thomas R. Jarboe PI, Richard Milroy Co-PI, Brian Nelson
Co-PI, and Uri Shumlak Co-PI, University of Washington,
Carl Sovinec PI, University of Wisconsin, Eric Held, Utah
State, Vyacheslav Lukin, NRL
Plasma Science and Innovation Center (PSI-Center) at
Washington, Wisconsin, Utah State, and NRL
Author(s) Title or Subject
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T. R. Jarboe, C. J. Hansen, A. C. Hossack, G. J. Marklin, K.
D. Morgan, B. A. Nelson, R. Raman, D. A. Sutherland, B. S.
Victor, and S. You
An Imposed Dynamo Current Drive experiment: studying
and developing efficient current drive with sufficient
confinement at high temperature
For SCIDAC: S. Jardin, PPPL, N. Ferraro, GA, A. Glasser,
UWash, V. Izzo, UCSD, S. Kruger TechX, C. Sovinec, HRS
Fusion, H. Strauss, UWISC
Increased Understanding and Predictive Modeling of
Tokamak Disruptions
H. Ji for the WOPA Team Initiative for Major Opportunities in Plasma Astrophysics
in Discovery Plasma Science in Fusion Energy Sciences
H. Ji, PPPL, C. Forest, UWISC, M. Mauel, Columbia U., S.
Prager, PPPL, J. Sarff, PPPL, and E. Thomas, Auburn U.
Initiative for a New Program Component for Intermediate-
scale Experiments in Discovery Plasma Science in Fusion
Energy Sciences
C. E. Kessel, P. W. Humrickhouse, N. Morley, S. Smolentsev,
M. E. Rensink, T. D. Rognlien
Critical Fusion Nuclear Material Science Activities
Required Over the Next Decade to Establish the Scientific
Basis for a Fusion Nuclear Science Facility
C. E. Kessel, J. P. Blanchard, A. Davis, L. El-Guebaly, N.
Ghoniem, P. W. Humrickhouse, A. Khodak, S. Malang, B.
Merrill, N. Morley, G. H. Neilson, F. M. Poli, M. E. Rensink, T. D.
Rognlien, A. Rowcliffe, S. Smolentsev, L. Snead, M. S. Tillack,
P. Titus, L. Waganer, A. Ying, K. Young, Y. Zhai Critica
Fusion Nuclear Material Science Activities Required Over
the Next Decade to Establish the Scientific Basis for a
Fusion Nuclear Science Facility
Mike Kotschenreuther, Swadesh Mahajan, Prashant Valanju,
Brent Covele, and Francois Waelbroeck, IFS, University of
Texas; Steve Cowley UKAEA, John Canik ORNL, Brian
LaBombard MIT, Houyang Guo, GA
Taming the Heat Flux Problem, Advanced Diver tors
towards Fusion Power
Predrag Krstić, Institute for Advanced Computational Sci-
ence, SBU, Igor Kaganovich, Daren Stotler, Bruce Koel,
PPPL
Priorities: Integrated Multi-Scale Divertor Simulation Project
Predrag Krstić, Institute for Advanced Computational Sci-
ence, SBU, Igor Kaganovich, Daren Stotler, Bruce Koel
PPPL
Initiatives: Integrated Multi-Scale Divertor Simulation Project
Mark J. Kushner, UMICH, EECS, Co-submitted by 28 other
scientists, at 22 other locations
A Low Temperature Plasma Science Program: Discovery
Science for Societal Benefit
Brian LaBombard, MIT PSFC High priority divertor and PMI research on the pathway to
FNSF/DEMO.
Author(s) Title or Subject
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B. LaBombard, E. Marmar, J. Irby, J. Terry, R. Vieira, D.G.
Whyte, S. Wolfe, S. Wukitch, N. Asakura, W. Beck, P. Bonoli,
D. Brower, J. Doody, L. Delgado-Aparicio, R. Ellis, D. Ernst,
C. Fiore, R. Granetz, M. Greenwald, Z.S. Hartwig, A.
Hubbard, J.W. Hughes, I.H. Hutchinson, C. Kessel, M.
Kotschenreuther, S. Krasheninnikiov, R. Leccacorvi, Y. Lin,
B. Lipschultz, S. Mahajan, J. Minervini, R. Nygren, R.
Parker, F. Poli, M. Porkolab, M.L. Reinke, J. Rice, T. Rogn-
lien, W. Rowan, D. Ryutov, S. Scott, S. Shiraiwa, D. Terry, C.
Theiler, P. Titus, G. Tynan, M. Umansky, P. Valanju, F.
Waelbroeck, G. Wallace, A. White, J.R. Wilson, S.J. Zweben
ADX: a high field, high power density advanced divertor
tokamak experiment.
Mission: Develop and demonstrate plasma exhaust and
PMI physics solutions that scale to long pulse at FNSF/
DEMO divertor parameters.
T.C. Luce, R.J. Buttery, C.C. Petty, M.R. Wade, GA Preparing the Foundations for Burning Plasmas and
Steady-state Tokamak Operation
T.C. Luce, GA Missions and Priorities for the US Fusion Program—the Role
of Burning Plasma and Steady-State Tokamak Physics
N.C. Luhmann, Jr., A.V. Pham (UC Davis), T. Munsat
(U. Colorado)
Advanced Electronics Development for Fusion Diagnostics
R. Maingi, M.A. Jaworski, R. Kaita, R. Majeski, C.H. Skinner,
and D.P. Stotler, PPPL, J.P. Allain, D. Andruczyk, D. Currelli,
and D.N. Ruzic, Princeton University, B.E. Koel, UIUC
A Liquid Metal PFC Initiative
E. S. Marmar, on behalf of the MIT Alcator Team Priorities and Opportunities, White Paper for MIT/PSFC 10
Year Research Plan
E. S. Marmar, on behalf of the MIT Alcator Team
Initiatives led by the MIT Plasma Science and Fusion Cen-
ter: Successful Completion of Alcator C-Mod and Transition
to a New, Advanced Divertor High-Field Tokamak Facility
M. Mauel, D. Garnier, J. Kesner, P. Michael, M. Porkolab, T.
Roberts, P. Woskov, Dept of Applied Physics and Applied
Math, Columbia U., MIT PSFC
Multi-University Research to Advance Discovery Fusion
Energy Science using a Superconducting Laboratory
Magnetosphere
J. Menard, R. Fonck, R. Majeski for the NSTX-U, Pegasus,
and LTX research teams
U.S. Spherical Tokamak Program Initiatives for the Next
Decade
T. Munsat (U. Colorado), N.C. Luhmann, Jr. (UC Davis), B.
Tobias (PPPL)
Center for Imaging and Visualization in Tokamak Plasmas
Author(s) Title or Subject
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R. R. Parker, G-S. Baek, P. T. Bonoli, B. LaBombard, Y. Lin,
M. Porkolab, S. Shiraiwa, G. M. Wallace, S. J. Wukitch, D.
Whyte, MIT PSFC
RF Actuators for Steady-State Tokamak Development
R.D. Petrasso, R.P. Drake, and R.C. Mancini, members of
the Omega Laser Facility User Group (OLUG)
Oppositely directed laser beams at the OMEGE- EP Facility
for advancing HED Physics: A Finding and Recommenda-
tion of the Omega Laser Facility Users Group to FESAC
C. K. Phillips PPPL and P. T. Bonoli MIT, L. A. Berry, XCEL, N.
Bertelli, PPPL, D. D’Ippolito, Lodestar, D. L. Green, ORNL,
R.W. Harvey, CompX, E. F. Jaeger, XCEL, J. Myra, Lodestar,
Y. Petrov, CompX, M. Porkolab, S. Shiraiwa, MIT, D.N. Smithe,
TechX, E. J. Valeo, PPPL, and J. C. Wright, MIT
International Collaborative Initiative for RF Simulation Mod-
els in support of ITER and the ITER Integrated Modeling
Program: Status and Priorities
C. K. Phillips PPPL and P. T. Bonoli MIT, L. A. Berry, XCEL, N.
Bertelli, PPPL, D. D’Ippolito, Lodestar, D. L. Green, ORNL,
R.W. Harvey, CompX, E. F. Jaeger, XCEL, J. Myra, Lodestar,
Y. Petrov, CompX, M. Porkolab, S. Shiraiwa, MIT, D.N. Smithe,
TechX, E. J. Valeo, PPPL, and J. C. Wright, MIT
International Collaborative Initiative for RF Simulation Models
in support of ITER and the ITER Integrated Modeling Pro-
gram: Proposed Initiative
Leanne Pitchford, LAPLACE, CNRS and University of Tou-
louse III, France
The Plasma Data Exchange Project and the LXCat Platform
Leanne Pitchford, LAPLACE, CNRS and University of Tou-
louse, France
Resource request for the Plasma Data Exchange Project
and the LXCat platform
M. Podesta, D. Darrow, E. Fredrickson, G.-Y. Fu1, N. Gore-
lenkov, J. Menard, and R. White, PPPL, J. K. Anderson,
UWisc, W. Boeglin, FIU, B. Breizman, UTexas, D. Brennan,
Princeton U., A. Fasoli, CRPP/EPFL, Z. Lin, UCLA Irvine, S.
D. Pinches and J. Snipes, ITER, S. Tripathi, UCLA LA, M.
Van Zeeland, GA
Development of tools for understanding, predicting and
controlling fast ion driven instabilities in fusion plasmas
S. Prager, Princeton Plasma Physics Laboratory The PPPL Perspective on Ten Year Planning in Magnetic
Fusion
R. Prater, R.I. Pinsker, V. Chan, A. Garofalo, C. Petty, M.
Wade, GA
Optimize Current Drive Techniques Enabling Steady-State
Operation of Burning Plasma Tokamaks
R. Raman, UWash, T.R. Jarboe, UWash, J.E. Menard, S.P.
Gerhardt and M. Ono, PPPL
Development of a Fast Time Response Electromagnetic
Disruption Mitigation System
Author(s) Title or Subject
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R. Raman, UWash, T.R. Jarboe, and B.A. Nelson, UWash, T.
Brown, J.E. Menard, D. Mueller, and M. Ono, PPPL
Simplifying the ST and AT Concepts
J. Rapp, D.L. Hillis, J.P. Allain, J.N. Brooks, H.Y. Guo, A. Has-
sanein, D. Hill, R. Maingi, D. Ruzic, O Schmitz, E. Scime, G.
Tynan
Material Facilities Initiative: MPEX and FMITS
S.A. Sabbagh and J.M. Hanson, Columbia U., N. Commaux,
ORNL, N. Eidietis, R. La Haye, and M. Walker, GAVE, S.P.
Gerhardt, E. Kolemen. J.E. Menard, PPPL, B. Granetz, MIT,
V. Izzo, UCSD, R. Raman, U. WASHINGTON, S. Woodruff,
Woodruff Scientific
Critical Need for Disruption Prediction, Avoidance, and
Mitigation in Tokamaks
Alla Safronova, Physics Department, University of Nevada Significance of Atomic Physics for Magnetically Confined
Fusion and High-Energy-Density Laboratory Plasmas, Sta-
tus, priorities, and initiatives white paper
J.S. Sarff, A.F. Almagri, J.K. Anderson, D.L. Brower, B.E.
Chapman, D. Craig, D.R. Demers, D.J. Den Hartog, W. Ding,
C.B. Forest, J.A. Goetz, K.J. McCollam, M.D. Nornberg, C.R.
Sovinec, P.W. Terry, and Collaborators
Oppor tunities and Context for Reversed Field Pinch
Research
Ann Satsangi, OFES DOE Discovery Plasma Science: A question on Facilities
T. Schenkel, P. Seidl, W. Waldron, A. Persaud, LBNL, John
Barnard and Alex Friedman, LLNL, E. Gilson, I. Kaganovich,
and R. Davidson, PPPL, A. Minor and P. Hosemann, Univer-
sity of California, Berkeley
Discovery Science with Intense, Pulsed Ion Beams
Peter Seidl, Thomas Schenkel, Arun Persaud, and W.L. Wal-
dron, LBNL, John Barnard and Alex Friedman, LLNL, Erik
Gilson, Igor Kaganovich, and Ronald Davidson, PPPL
Heavy-Ion-Driven Inertial Fusion Energy
David R. Smith, UWISC Data science and data accessibility at national fusion facilities
E.J. Strait, GA Establishing the Basis for Sustained Tokamak Fusion
through Stability Control and Disruption Avoidance: (I)
Present Status
E.J. Strait, GA Establishing the Basis for Sustained Tokamak Fusion
through Stability Control and Disruption Avoidance: (II)
Proposed Research
Author(s) Title or Subject
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
William Tang, PPPL Validated Integrated Fusion Simulations Enabled by
Extreme Scale Computing
P.W. Terry UWISC, Peter Catto MIT, Nikolai Gorelenkov PPPL,
Jim Myra LODESTAR, Dmitri Ryutov LLNL, Phil Snyder GA,
and F. Waelbroeck UTEXAS
Role of Analytic Theory in the US Magnetic Fusion Program
The University Fusion Association The Role of Universities in Discovery Science
Mickey R. Wade, GA, for the DIII-D Team Developing the Scientific Basis for the Burning Plasma Era
and Fusion Energy Development, (A 10-Year Vision for DIII-D)
Anne White, Paul Bonoli, Bob Granetz, Martin Greenwald,
Zach Hartwig, Jerry Hughes, Jim Irby, Brian LaBombard,
Earl Marmar, Miklos Porkolab, Syun’ichi Shiraiwa, Rui Vieira,
Greg Wallace, and Graham Wright, MIT, David Brower, Neal
Crocker, and Terry Rhodes, UCLA, Walter Guttenfelder,
PPPL, Chris Holland, UCSD, Nathan Howard, ORISE,
George McKee, UWISC
A new research initiative for “Validation Teams”
G. Wurden, S. Hsu, T. Intrator, C. Grabowski, J. Degnan, M.
Domonkos, P. Turchi, M. Herrmann, D. Sinars, M. Campbell
, R. Betti , D. Ryutov, B. Bauer, I. Lindemuth, R. Siemon, R.
Miller, M. Laberge, M. Delage
Magneto-Inertial Fusion
D. Whyte, MIT Plasma Science and Fusion Center Exploiting high magnetic fields from new superconductors
will provide a faster and more attractive fusion develop-
ment path
X. Q. Xu, LLNL International collaboration on theory, validation, and inte-
grated simulation
J. Freidberg, E. Marmar, MIT, H. Neilson , M. Zarnstorff,
PPPL
The Case for QUASAR (NCSX)
Thomas Klinger, Hans-Stephan Bosch, Per Helander, Thomas
Sunn Pedersen, Rober t Wolf Max-Planck Institute for
Plasma Physics
A Perspective on QUASAR
Thomas Klinger, Hans-Stephan Bosch, Per Helander, Thomas
Sunn Pedersen, Rober t Wolf Max-Planck Institute For
Plasma Physics
Status And Prospects Of The U.S. Collaboration With The
Max-Planck Institute For Plasma Physics On Stellarator
Research On The Wendelstein 7-X Device
Author(s) Title or Subject
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H. Neilson, D. Gates, M. Zarnstorff, S. Prager, PPPL Management Strategy for QUASAR
Members of the National Stellarator Coordinating Committee Control of High-Performance Steady-State Plasmas: Status
of Gaps and Stellarator Solutions
Oliver Schmitz, UWISC, on behalf of U.S. stellarator collab-
orators
Development of 3-D diver tor solutions for stellarators
through coordinated domestic and international research
Matt Landreman, University of Maryland, on behalf of the
US Stellarator Coordinating Committee
3D theory and computation: A cost-effective means to
address “long-pulse” and “control” gaps
Author(s) Title or Subject
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Appendix F: Community Workshops and Presentations
Week 8 (2–6 June):
1st Panel Meeting – Mon 1830 to Friday 1300 with 3-days of talks
Week 13 (7–11 July):
2nd Panel Meeting – Mon 1830 to Friday 1300 with 3-days of talks
3–5 June
Gaithersburg Marriott Washingtonian Center, 301-590-0044
9751 Washingtonian Boulevard, Gaithersburg, MD. 20878
“Heat Fluxes, Neutron Fluences, Long Pulse Length” [i.e., Burning Plasma: Long Pulse]
Tuesday (12 talks):
08:30 Fonck, Perspectives on 10-Year Planning for the Fusion Energy Sciences Program
09:00 Kessel, Critical Fusion Nuclear Material Science Activities Required Over the Next Decade to Establish
the Scientific Basis for a Fusion Nuclear Science Facility
09:30 Abdou, Scientific Framework for Advancing Blanket/FW/Tritium Fuel Cycle Systems towards
FNSF & DEMO Readiness
10:00 Wirth An Integrated, Component-level Approach to Fusion Materials Development
10:30 Break
10:45 Hill, Develop the Basis for PMI Solutions for FNSF
11:15 Callis, Applied Scientific Research for Blanket and Nuclear Components to Enable Design of the Next-Step
BP Device
11:45 Lunch
13:45 Zarnstorff, U.S. strategies for an innovative stellarator-based FNSF
14:15 Buttery, Establishing the Physics Basis for Sustaining a High b BP in Steady-State
14:45 Prater, Optimize Current Drive Techniques Enabling S-S Operation of BP Tokamaks
15:15 Break
15:35 Garofalo, Leveraging International Collaborations to Accelerate FNSF Development
16:05 Harris, Alternatives and prospects for development of the U.S. stellarator program
16:35 Landreman, 3D theory & computation as a major driver for advances in stellarators
“Astrophysical Phenomena, Plasma Control Important for Industrial Applications” [i.e., Discovery Science]
Wednesday (12 talks):
08:40 Glenzer, High-Energy Density science at 4th generation Light Sources
09:10 Seidl, Heavy-Ion-Driven Inertial Fusion Energy
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09:40 Schenkel, Discovery Science with Intense, Pulsed Ion Beams
10:10 Break
10:30 Jarboe, A pre-Proof-of-Principle experiment of a spheromak formed and sustained by Imposed Dynamo
Current-Drive (IDCD)
11:00 Ji, Major Opportunities in Plasma Astrophysics
11:30 Lunch
13:15 Petrasso, Oppositely directed laser beams at OMEGA-EP for advancing HED Physics: A Finding & Recommendation
of the Omega Laser Users Group
13:45 Fox, Lab astrophysics & basic plasma physics with HED, laser-produced plasmas
14:15 Drake, R. P, Challenges and Opportunities in High-Energy-Density Lab Plasmas
14:45 Break
15:05 Kushner, Science Issues in Low Temperature Plasmas: Overview, Progress, Needs
15:35 Raitses, Plasma Science Associated with Modern Nanotechnology
16:05 Donnelly, Ignition Delays in Pulsed Tandem Inductively Coupled Plasmas System
16:35 Kaganovich, DoD’s Multi-Institution Collaborations for Discovery Science
“Discovery Science, Advanced Measurement for Validation,” [i.e., Discovery Science]
Thursday (12 talks):
08:40 Wurden, Long-pulse physics via international stellarator collaboration
09:10 Schmitz, Development of 3-D divertor solutions for stellarators through coordinated domestic and
international research
09:40 Krstic, Multiscale, integrated divertor plasma-material simulation
10:10 Break
10:30 Sarff, Opportunities and Context for Reversed Field Pinch Research
11:00 Mauel, Multi-University Research to Advance Discovery Fusion Energy Science using a Superconducting
Laboratory Magnetosphere
11:30 Lunch
13:15 Ji, Importance of Intermediate-scale Experiments in Discovery Plasma Science
13:45 Efthimion, Office of Science Partnerships and Leveraging of Discovery Science
14:15 Brennan, The Role of Universities in Discovery Science in the FES Program
14:45 Break
15:05 Whyte, Exploiting high magnetic fields from new superconductors will provide a faster and more attractive fusion
development path
15:35 Minervini, Superconducting Magnets Research for a Viable U.S. Fusion Program
16:05 Parker, RF Actuators for Steady-State Tokamak Development
16:35 LaBombard, A nationally organized, advanced divertor tokamak test facility is needed to demonstrate plasma
exhaust and PMI solutions for FNSF/DEMO
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8–10 July
Gaithersburg Marriott Washingtonian Center, 301-590-0044
9751 Washingtonian Boulevard, Gaithersburg, MD. 20878
Tuesday July 8 Meeting (16 talks)
08:30 Zohm, ASDEX-Upgrade
09:05 Horton, JET
09:40 Guo, EAST
10:15 Break
10:45 Kwak, KSTAR
11:20 Kamada, The JT-60SA research regimes for ITER and DEMO
11:55 Litaudon, EUROfusion Roadmap
12:25 Litaudon, WEST facility
13:00 Lunch
14:15 Menard, NSTX-U: ST research to accelerate fusion development
14:45 Majeski, LTX: Exploring the advantages of liquid lithium walls
15:15 Fonck, Initiatives in non-solenoidal startup and edge stability dynamics at near-unity aspect ratio in the
PEGASUS experiment
15:45 Break
16:00 Marmar, Successful completion of Alcator C-Mod, and transition to a new, advanced divertor facility (ADX)
to solve key challenges in PMI and development of the steady-state tokamak: Maintaining world-leadership
on the high magnetic field path to fusion
16:30 Wade, DIII-D 10-year vision: Develop the scientific basis for burning plasma experiments and fusion
energy development
17:00 Raman, Simplifying the ST and AT concepts
17:30 Guo, Developing plasma-based divertor solutions for next step devices
18:00 Coppi, The high-field compact line of experiments: From Alcator to Ignitor & beyond
18:30 Freidberg, MIT-PSFC makes the case for QUASAR
19:00 Public Meeting Adjourns for the day
Wednesday July 9 Meeting (15 talks)
08:30 Greenwald, Implications and lessons from 2007 strategic planning activity and subsequent events:
A personal view
09:00 Meade, U.S. road map activity
09:30 Taylor, A U.S. domestic program in the ITER era
10:00 Greenfield, USBPO high priority research in support of ITER
10:30 Break
11:00 Boivin, Enhanced Validation of Performance-Defining Physics through Measurement Innovation
11:30 White, Advanced diagnostics for validation in high-performance toroidal confinement experiments
12:00 Crocker, Validating electromagnetic turbulence and transport effects for burning plasmas
12:30 Brower, A burning plasma diagnostic technology initiative for the U.S. magnetic fusion energy science program
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13:00 Lunch
14:45 Petty, Preparing for burning plasma operation and exploitation in ITER
15:15 Sabbagh, Critical need for disruption prediction, avoidance, and mitigation in tokamaks
15:45 Strait, Stability control, disruption avoidance, and mitigation
16:15 Jardin, Increased understanding and predictive modeling of tokamak disrupttions
16:45 Break
17:00 Podesta, Development of tools for understanding, predicting and controlling fast-ion-driven instabilities in
burning plasmas
17:30 Fu, Integrated simulation of performance-limiting MHD and energetic particle instabilities with
micro-turbulence
18:00 Goldston, A strategy for resolving problems of plasma-material interaction for FNSF
18:30 Public Meeting Adjourns for the day
Thursday July 10 Meeting (16 talks)
08:30 Tang, Validated integrated fusion simulations enabled by extreme scale computing
09:00 Snyder, Crossing the threshold to prediction-driven research and device design
09:30 Hammett, Integrated computing initiative to predict fusion device performance and study possible improvements
10:00 Chang, First-principles simulation of whole fusion device on leadership class high-performance computers
in collaboration with ASCR scientists
10:30 Break
11:00 Xu, International collaboration on theory, validation, and integrated simulation
11:30 Phillips, International collaborative initiative for RF simulation models in support of ITER and the ITER integrated
modeling program
12:00 Catto, Unique opportunities to advance theory and simulations of RF heating & current drive and core & pedestal
physics at reactor relevant regimes in the Advanced Divertor Experiment
12:30 Terry, Role of analytic theory in the U.S. magnetic fusion program
13:00 Lunch
14:15 Hillis, Materials facilities initiative
14:45 Unterberg, Advanced Materials Validation in Toroidal Systems for Next-Step Devices
15:15 Maingi, A liquid-metal plasma-facing-component initiative
15:45 Jaworski, Liquid metal plasma-material interaction science and component development toward integrated
demonstration
16:15 Allain, Establishing the surface science and engineering of liquid-metal plasma-facing components
16:45 Break
17:00 Baylor, Plasma controlling and sustainment technologies that enable long-pulse burning plasma science
17:30 Gekelman, The Basic Plasma Science Facility – Upgrade for the next decade & beyond
18:00 Prager, The PPPL perspective on the charge to the FESAC strategic planning panel
18:30 Public Meeting Adjourns for the day
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Appendix G: Leveraging and Partnership Opportunities with DOE, other Federal and International Partners
Narratives
Chapter 5, concerning leveraging and partnership opportu-
nities, summarized opportunities for the U.S. fusion energy
program by means of two tables, relegating more detailed
discussion to this appendix. Below are descriptions of each
of these opportunities, organized by the Office within DOE
Science (ASCR, HEP, NP, BES), other DOE programs (FE,
EERE, NE, NNSA), other non-DOE federal programs (NSF,
NIST, DOD, NASA), and international partnerships.
DOE Office of Science Programs
Advanced Scientific Computing Research (ASCR)
The U.S. is recognized as the world leader in magnetic
fusion theory, simulation, and computation. This capability
would not be as strong without the FES-ASCR partnership,
which is exemplary within the Office of Science. The part-
nership of vibrant collaborations is enabled by the jointly-
sponsored Scient i f ic Discover y through Advance
Computing (SciDAC) Program and the use of ASCR high-
performance computer facilities at Oak Ridge, Argonne,
and Berkeley. SciDAC contributes to the FES goal of devel-
oping the predictive capability needed for a sustainable
fusion energy source by exploiting the emerging capabili-
ties of petascale computing and associated progress in
software and algorithm development. The partnership has
resulted in projects that develop applications of high phys-
ics fidelity simulation codes to advance the fundamental
science of magnetically confined plasmas. Potential new
partner include the ASCR Applied Mathematics, Computer
Science, and Uncertainty and Quantification (UQ) Pro-
grams, and their Exascale Co-Design Centers (e.g., the
Center for Exascale Simulation of Advanced Reactors led
by Argonne National Laboratory).
Basic Energy Sciences (BES)
FES and BES have established a successful partnership
with the construction and operation of the Materials in
Extreme Conditions (MEC) end station at the Linac Coherent
Light Source, a BES National User Facility at SLAC. Despite
HEDLP program reductions within Discovery Plasmas Sci-
ence, FES has maintained this partnership.
In addition, there has been a 30-year fusion materials
irradiation program, in collaboration with Japan, which uses
the HFIR Reactor, a BES National User Facility. Accomplish-
ments include studies of low activation ferritic steels irradi-
ated up 120 displacements per atom, and advanced
radiation resistant silicon carbide composites and ODS
steels that have high resistance to high temperature creep.
The silicon carbide and ODS steels also benefit advanced
fission reactors.
Important new opportunities include high fidelity char-
acterization of irradiated materials and in-situ corrosion
mechanisms using BES materials characterization user
facilities. There are potentially important synergies between
fusion materials research and fundamental BES research
programs on defects in materials and mechanical proper-
ties. Fusion-specific conditions (relevant He/dpa irradia-
tions, etc.) will generally only be supported by FES, but
important fundamental radiation effects information may be
gleaned from some BES projects. Other oppor tunities
include access to characterize irradiated materials at syn-
chrotron beam lines (including neutron irradiated and pos-
sible in situ ion ir radiation), and world class electron
microscopy characterization facilities have also been heav-
ily utilized by fusion materials researchers over the years.
The most cost-effective approach to develop a fusion
materials irradiation facility is to use one of the existing MW-
level spallation sources. FES has supported an engineering
design study for a Fusion Materials Irradiation Test Stand
(FMITS) at the Spallation Neutron Source at Oak Ridge that
is operated by BES. The benefits to FES are substantial,
while the benefits to BES are not apparent. Acceptable risk
levels for SNS operations must be achieved.
High Energy Physics (HEP)
Superconducting magnets are a critical technology for
long-pulse experiments and will determine the freedom in
design parameters, manufacturability, and cost of an actual
fusion plant. Currently the magnet program within the Office
of Fusion Energy Sciences (FES) is modest but has benefit-
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ed from a collaborative relationship with the Office of High
Energy Physics (HEP) for many years, which has a deeper
and better funded magnet effor t as part of its General
Accelerator R&D program. Historically, the coordination on
Nb3Sn-based magnets has been strong, where FES and
HEP have exchanged expertise in reviews, and jointly fund-
ed Small Business Innovative Research solicitations. One
driver for HEP's magnet development in recent years has
been the Muon Ionization Cooling Experiment (MICE), which
the recent P5 report has recommended for early termina-
tion. Nevertheless, the US LHC Accelerator Research Pro-
gram (US LARP) continues to support magnet development
at BNL, FNAL and LBNL.
In regard to High Temperature Superconductor (HTS)
research, FES and HEP have collaborated fruitfully in the
past, but their fundamental interests in HTS are diverging
(higher field ring magnets for HEP, lower cryopower require-
ments for FES) and consequently so are their specific pur-
suits in conductors. Never theless, there is interest in
sharing of conductor testing and testing facilities. In light of
the LHC upgrade, CERN represents a potentially interesting
partner for FES. The National High Magnetic Field Labora-
tory (NHMFL), supported by the NSF, performs research on
very high field HTS magnets and some of that work is
strongly congruent with the interests of FES. In fact, the Mag-
net Lab has adopted the cable-in-conduit conductor (CICC)
for the design of all their large bore high field magnets.
Nuclear Physics (NP)
Improved fast-neutron cross sections are a pressing need
for fusion reactor materials. As an example, it is important to
reduce the error bars in the fast neutron cross sections for
tungsten, the material chosen for the ITER diverter. Recently
the DOE Office of Nuclear Physics Nuclear Data Program
undertook a program-wide review and a radical updating of
their mission and modus operandi, the end of which repre-
sents a significant opportunity for the Fusion Energy Pro-
gram. In contrast to how the Nuclear Data Program
operated in the past (curation and archiving of published
data largely by A-chain [mass number]), the new program
identifies Nuclear Engineering and Applications as a pri-
mary client for nuclear data, prioritizes the evaluation of
nuclear data according to community needs, and supports
experimentation to fill in critical missing data. The new mis-
sion includes the support of education and training of stu-
dents and will ensure the continuity of nuclear data
expertise for coming generations. This is a welcome devel-
opment and the fusion community should take advantage
of the opportunity by doing an internal prioritization of their
nuclear data needs and communicate with the Nuclear
Data Office.
Other DOE Programs
Fossil Energy (FE)
Fusion materials systems based on advanced ferritic/mar-
tensitic steels share several of the high performance struc-
tural materials issues encountered in recent supercritical
Rankine cycle and proposed ultra-supercritical Rankine
cycle fossil energy plants. These issues include develop-
ment of new steels that are resistant to aging and thermal
creep degradation at high temperatures, as well as some
aspects of thermal creep-fatigue structural design criteria.
Indeed, the current leading approach for developing new
high performance steels in both fossil and fusion energy
systems is based on computational thermodynamics to
identify promising new compositions and thermomechani-
cal treatments that will produce ultra-fine scale, highly sta-
ble precipitates. Much of the steel production, joining, and
mechanical testing infrastructure, as well as some of the
corrosion test equipment, are directly relevant for fusion.
The FE Carbon Capture Simulation Initiative at NETL is a
hub-like entity that should have some synergies with FES,
such as the linear and nonlinear partial differential equation
solvers, parallel communication constructs and libraries,
verification and validation and uncertainty quantification
tools and methodologies, build and testing tools, and data
analytics.
Energy Efficiency & Renewable Energy (EERE)
Advanced materials processing studies performed for EERE
programs are directly relevant to fusion structural materials
applications. These studies include fundamental investiga-
tions on the utility of additive manufacturing for producing
high-performance components that would be difficult or
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impossible to fabricate using conventional means, and
explorations of incorporating embedded sensors and other
"smart material" systems. The EERE studies are complemen-
tary to BES materials research in that they typically focus
on industrial-scale practical issues, similar to the case for
FE programs.
The EERE Critical Materials Institute (CMI) Hub, led by
the Ames Laboratory, is focused on searching for replace-
ment materials for rare earth magnets that are less relevant
to fusion. However, the Hub construct could offer a better
way to manage future FES large and complex programs.
The CMI brings together scientists and engineers from
diverse disciplines to address challenges in critical materi-
als, including mineral processing, manufacture, substitu-
tion, efficient use, and end-of-life recycling. The institute
also integrates scientific research, engineering innovation,
manufacturing and process improvements in order to find a
holistic solution to the materials challenges facing the nation.
Nuclear Energy (NE)
NE investments in the past several decades in infrastructure
and materials research will be of significant value to FES as
it moves toward a Fusion Nuclear Science (FNS) Program.
These investments include hot cell facilities across the DOE
complex, modeling and simulation, fast reactor materials
development, and waste management.
Several leveraging opportunities exist between fusion
and fission technologies. In particular, many of the struc-
tural materials and coolant systems for fusion and Genera-
tion IV fission reactor concepts are common to both (e.g.,
ferritic/martensitic steels, oxide dispersion strengthened
steels, ceramic matrix composites, liquid lead alloy and
alkali metal coolants, and helium-cooled systems). The
structural materials for fusion and Generation IV fission con-
cepts share qualitatively similar requirements to withstand
high displacement damage and high operating temperature
environments and require comparably high performance
specifications. Valuable information on operating large nucle-
ar reactors is also of practical importance for fusion designs.
Additional opportunities exist with NE development and
application of advanced modeling and simulation tools for
nuclear fuel, nuclear reactors, fuel cycle, etc. The most
prominent are the Consortium for Advanced Simulation of
Light Water Reactors (CASL) Hub, led by Oak Ridge Nation-
al Laboratory, and the Nuclear Energy Advanced Modeling
and Simulation (NEAMS) program led by Argonne National
Laboratory. Additionally, there are the Light Water Reactor
Sustainability and Fuel Cycle R&D Programs. FES connec-
tions would include infrastructure, multi-physics coupling,
V&V/UQ, material science, and radiation transport.
Finally, NE could be a useful interface with the NRC in
managing fusion nuclear safety and regulatory require-
ments. Future fusion power plants will offer a fundamentally
different safety paradigm compared with fission reactors
and should follow a tailored licensing approach very differ-
ent from fission; otherwise this could be a barrier to fusion
energy development. At present, no country has fusion-
specific regulatory framework for power plant construction
and operation, although DOE has safety guidelines for U.S.
experimental fusion facilities, as does France for the ITER
facility. Consultation with regulatory experts (NRC, DOE, util-
ities, foreign regulatory bodies) is needed to understand
options for a U.S. fusion regulatory approach.
National Nuclear Security Administration (NNSA)
NNSA has two significant partnerships with the Office of
Science relevant to FES mission: Advanced Scientific Com-
puting (ASC) and High Energy Density Laboratory Plasmas
(HEDLP). High performance computer (HPC) platforms have
been developed for visualization and data analytics, multi-
physics coupling, MHD, plasma physics, turbulence,
charged particle transport, and radiation transport. The
NNSA-ASCR partnership to develop the next generation HPC
(TRINITY – NERSC-8) will enable fusion scientists to maintain
world-leading performance. There is also the NNSA Predic-
tive Science Academic Alliance Program created to establish
validated, large-scale, multidisciplinary, simulation-based
“Predictive Science” as major academic and applied
research programs.
An important element of the FES HEDLP program is the
Joint NNSA-SC program, which supports discovery plasma
science research addressing critical issues in inertial fusion
energy sciences and non-mission-driven high energy
density plasmas. The program also explores ways to create,
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probe, and control new states of matter at very high energy
densities. However, this partnership has suffered in recent
years from reduced FES support. Remaining FES program
resources are focused on their LCLS MEC Station. Signifi-
cant HEDLP discovery science oppor tunities exist on
several world leading NNSA-operated laser and pulsed-
power facilities. FES support of academic research teams
to use NNSA-supported facilities represents a cost-effec-
tive option for FES discovery science. FES potential funding
of the users of these facilities would go a long way toward
building FES’s reputation and engaging NNSA in HEDLP
science workforce development.
Non-DOE Federal Programs
National Science Foundation (NSF)
The NSF/DOE Partnership in Basic Plasma Science and
Engineering was developed in part in response to the 1995
National Research Council report, Plasma Science, that
reaffirmed plasma science as a fundamental discipline cov-
ering broad set of scientific and technological areas. The
purpose of the partnership is to: encourage synergy and
complementarity between the research programs support-
ed by the two agencies; provide enhanced opportunities
for university-based research in fundamental processes
in plasma science and engineering; stimulate plasma sci-
ence and engineering education in U.S. universities, and;
avoid duplication of effort. Research activities directly relat-
ed to fusion energy are excluded.
Support by both agencies is excellent as evidenced
by joint program announcements, and reviews of proposals
and project performances. The agencies also share over-
sight and support for the operation of the world’s only basic
plasma physics user facility, the Large Area Plasma
Device at UCLA. This facility enables a broad group of
plasma researchers to carry out experiments that would not
be possible on smaller facilities at their respective institu-
tions. Mutual benefits include credibility in basic plasma
science pursuits and stewardship, synergistic budget
elasticity, and the ability to conduct joint General Plasma
Science programs between DOE Laboratories and univer-
sity Plasma Science Centers.
National Institute Of Standards & Technology (NIST)
In general, NIST offers the potential for complementary
materials R&D that spans everything from nanoscience to
advanced manufacturing. Currently there are efforts being
made to establish a strong collaboration with NIST, but the
opportunity should be pursued.
Since the early 1960s, NIST has been a leading center
in plasma spectroscopy. Critical compilations of energy lev-
els, wavelengths, and atomic transition probabilities, as well
as benchmark experimental measurements of atomic data,
have set a standard that is now embodied in the online
Atomic Spectra Database and associated bibliographic
databases. This resource serves in excess of 70,000 sepa-
rate requests for data every month. Many of the requests
come from researchers who use the data for fusion plasma
diagnostics or simulations related to fusion energy. The data-
base has been supported by NIST and DOE since 1975.
NIST plasma-relevant programs are miniscule com-
pared to FES, so NIST could significantly increase its efforts
on plasma-related atomic spectroscopy with a small DOE-
FES investment (less than $1M/year). This investment could
have high impact on specific research problems for discov-
ery plasma science, specifically low-temperature plasmas.
Department Of Defense (DOD)
FES-DOD partnerships have been challenging because of
the defense agency’s mission approach to funding
research. Several DOD branches have capabilities and
infrastructure complementary to those of FES. For example,
the Computational Research and Engineering Acquisition
Tools and Environments (CREATE) program, started by a
former FES principal investigator, is designed to improve
DOD acquisition with advanced computational engineering
design tools. Synergy with FES includes infrastructure,
multi-physics, and V&V/UQ.
The Air Force Office of Scientific Research has been a
strong supporter of applied plasma science, most notably
high-power microwaves, novel acceleration mechanisms,
and electrodynamics through their Plasma and Electro-
Energetic Physics Program. Infrastructure at the Air Force
Research Laboratory (AFRL) has been used by the FES
HEDLP program.
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The Naval Research Laboratory (NRL) is involved in
activities related to the understanding of HEDLP produced
by pulsed power generators or high intensity, short pulse
lasers. It has made significant contributions to the design,
development, prediction, and analysis of intense plasma
x-ray radiation sources by employing state-of-the-art atomic
physics, radiation physics and magneto-hydrodynamics
modeling. NRL is also working on interactions of an ultra-
intense short pulse laser with a solid and cluster targets. NRL
also has research efforts in the science and technologies of
inertial confinement fusion (supported by NNSA), the devel-
opment and applications of high-power pulsed electron
beams and high-energy lasers pumped by such beams.
The Defense Threat Reduction Agency (DTRA) also
supports individual grants to FES PIs in HED Physics.
National Aeronautics & Space Administration (NASA)
FES and NASA share an interest in high-heat flux technolo-
gies and high-temperature structural materials. Currently
there are no active FES-NASA collaborations, but there has
been some limited mutually beneficial research on develop-
ment of ceramic matrix composites such as SiC/SiC.
NASA also represents an opportunity for advancing
discovery in plasma science. Taking advantage of this
opportunity does not require a partnership because NASA
issues funding opportunity announcements of its own.
While the plasma-relevant programs of NASA outweigh
DOE-FES in terms of strength, the Panel was informed that
FES outreach to NASA has not been successful, possibly
because of different missions, cultures, and the lack of
mutual benefit.
International Partnership Opportunities
Thorough assessments of international collaboration oppor-
tunities were performed by a community task force commis-
sioned by the U.S. Burning Plasma Organization in 2011 and
by FESAC in 2012 [Appendix H]. Although these studies did
not consider trade-offs between domestic and international
programs in the context of constrained FES budgets, their
evaluation criteria, recommended modes of collaboration,
and research priorities (extending high-performance regimes
to long pulse, development and integration of plasma wall
solutions for fusion, and burning plasma research in
advance of ITER) remain valid.
Building on the 2012 FESAC report, the Panel also
spent considerable time comparing FES international col-
laborations with those supported by the DOE HEP program.
Analogies can be drawn between large FES and HEP facili-
ties, e.g., a particle physics detector and a fusion diagnos-
tic, and particle physics accelerator systems (e.g., vacuum,
cavities, magnets, RF, instrumentation and controls, targets
and beam stops, modeling and simulation) and tokamak
systems (e.g., vacuum, neutral beam injectors, fueling,
magnets, RF, instrumentation and controls, first walls and
divertors, modeling and simulation). While mutually benefi-
cial international opportunities to produce fusion science
on leading edge fusion facilities were apparent, the Panel
noted some reluctance from the fusion community to seize
those opportunities. A similar reaction occurred with the
HEP community physicists several years ago, but those
international collaborations are now welcomed, with a sig-
nificant fraction of personnel time and effort occurring at
home institutions designing, building, testing, and calibrat-
ing detector and accelerator systems and sub-systems,
and performing remote shifts, modeling, and analysis of
international facility data.
While a majority of high energy physicists in the U.S.
perform research at various global facilities, FES participa-
tion in international experiments is an order of magnitude
lower. Moreover, non-ITER international partnership trends
over the past several years reveal a reduction in FES sup-
port at a time when there have been no new MFE U.S. facil-
ities and only one major upgrade in the last 15 years. At the
same time, several new and upgraded fusion facilities have,
or will, become available in Asia and Europe (Table II). Les-
sons and practices reported in the 2012 International Col-
laborations FESAC Report provide a good starting point.
The Panel insists, however that a good strategic plan should
not stipulate “our” machine or “their” machine, but the
“right” machine – the U.S. should engage in international exper-
iments where there is a compelling need for specific data.
In addition to the large fusion plasma experimental
facilities, there have been numerous long-standing effective
international collaborations, ranging from information sharing
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DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT
via IEA working groups that has accelerated the develop-
ment of several high performance fusion materials, to cost-
sharing formal bilateral collaborations with JAEA and MEXT
researchers that utilize unique U.S. facilities such as the
RTNS-II D-T fusion neutron facility, the Tritium Science Test
Assembly, and high flux fission reactors and advanced hot
cell facilities.
Similar international collaborations have been useful for
the design of fusion neutron sources such as the proposed
International Fusion Materials Irradiation Facility (IFMIF),
based on an earlier U.S. design. There are potential oppor-
tunities for U.S. fusion researchers to gain access to unique
foreign facilities such as large scale corrosion and thermo-
mechanical test loop facilities, high heat flux and plasma
material interaction facilities, tokamak diverter exposure
facilities (WEST, EAST, ASDEX, etc.), tritium facilities, and
with operational, safety, and regulatory experts on how to
best develop a performance-based regulatory basis for
fusion power (Canada, IAEA, JET, ITER).
Finally, the Panel recognizes FES partnerships enabled
by the International Energy Agency (IEA) and by the Inter-
national Atomic Energy Agency (IAEA) which facilitates
international communication via its biannual Nuclear Fusion
conference, its journal, and other relevant activities.. As a
member of the IAEA, the U.S. benefits from information col-
lected and shared at the IAEA fusion biannual Nuclear
Fusion Conference and Journal, workshops, committees,
and coordinated research projects (CRPs). Leveraging this
type of international coordinated research with domestic
programs would enable greater impact for FES investments.
Some fusion science CRPs have been performed on several
topics relevant to next-step fusion devices, ODS steels and
irradiation facilities. In addition to the materials working
group, the IEA has a large number of working groups in
nearly all areas of fusion science, including the fusion tech-
nology and environment, safety and economics. The work-
ing groups typically meet at least annually.
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Appendix H: References
In Chapter 4: Discovery Plasma Science, 20 citations to
prior reports, prior studies, and various websites are made,
which are listed here.
1. NRC Plasma 2010 Plasma Science Committee report
[National Research Council. Plasma Science: Advanc-
ing Knowledge in the National Interest. Washington,
DC: The National Academies Press, 2007, Copyright ©
National Academy of Sciences]
2. For a description of NSF/DOE Partnership in Basic
Plasma Science and Engineering, see http://www.nsf.
gov/funding/pgm_summ.jsp?pims_id=5602
3. Low Temperature Plasma Science Workshop report
(2007) details available at http://science.energy.gov/fes/
news-and-resources/workshop-reports/
4. Research Opportunities in Plasma Astrophysics report
(2011) details available at http://w3.pppl.gov/confer-
ences/2010/WOPA/index.html
5. See BaPSF publication list at http://plasma.physics.
ucla.edu/page/publications.html
6. See Center for Predictive Control of Plasma Kinetics:
Multi-phase and Bounded Systems at the University of
Michigan Research Highlights at http://doeplasma.
eecs.umich.edu/research
7. For more information about the LCLS MEC, see https://
portal.slac.stanford.edu/sites/lcls_public/Instruments/
mec/Pages/default.aspx
8. See the LCLS MEC publication list at https://portal.slac.
stanford.edu/sites/lcls_public/Pages/Publications_
MEC.aspx
9. FESAC Toroidal Alternates Panel report (2008) details
available at http://science.energy.gov/fes/fesac/reports
and at https://fusion.gat.com/tap/
10. For background information about MST, see http://plas
ma.physics.wisc.edu/viewpage.php?id=mst
11. See MST publication list at http://plasma.physics.wisc.
edu/publications/publications-for-experiment.
php?experiment=MST
12. The most recent HTPD conference website with links to
papers presented can be viewed at http://web.ornl.gov/
sci/fed/HTPD2014/
13. Details about the NSF’s Major Research Instrumenta-
tion Program can be found at http://www.nsf.gov/fund-
ing/pgm_summ.jsp?pims_id=5260
14. For background information on BAPSF, see http://plas-
ma.physics.ucla.edu/index.html
15. For background information on FLARE, see http://mrx.
pppl.gov
16. For background information on MPDX, see http://plas-
ma.physics.wisc.edu/mpdx
17. For background information on MDPX, see http://psl.
physics.auburn.edu/research/magnetized-dusty-plas-
mas.html
18. The HEDLP Basic Research ReNeW repor t can be
found at http://science.energy.gov/fes/news-and-
resources/workshop-reports/
19. FESAC Panel on HEDLP Report (January 2009) details
available at http://science.energy.gov/fes/fesac/reports/
20. For details about the “Committee of Visitors” see http://
science.energy.gov/sc-2/committees-of-visitors/
21. For the SC description of User Facilities and User Pro-
grams see http://science.energy.gov/user-facilities
A major reference for the Panel is the 2009 Report of the
Research Needs Workshop (ReNeW) for Magnetic Fusion
Energy Sciences, which identified the research frontiers of
the fusion program and outlined eighteen Thrust activities
that will most effectively advance those frontiers.
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References used are listed here, with website links avail-
able on the FESAC Strategic Planning Panel website and
elsewhere:
https://www.burningplasma.org/activities/?article=2014%20
FESAC%20Strategic%20Planning%20Panel
FESAC Report on Magnetic Fusion Energy Program Priori-
ties (2012)
FESAC Prioritization of Scientific User Facilities during
2014-2024 (2013)
China CFETR Plan (2013)
Fusion Electricity: A roadmap to the realisation of fusion
energy (EU, November 2012)
Annexes to Fusion Electricity: A roadmap to the realisation
of fusion energy (EU, 2012)
FESAC Fusion Materials Sciences and Technology Oppor-
tunities in the ITER Era (2012)
FESAC Opportunities and Modes of International Collabo-
ration During the ITER Era (2012)
Fusion Nuclear Science Pathways Assessment (2011)
Workshop on Opportunities for Plasma Astrophysics report.
(2010)
High-Energy-Density Laboratory Plasmas (HEDLP) Basic
Needs Workshop Report (2009)
Magnetic Fusion Energy Sciences Research Needs Work-
shop (ReNeW) Study (2009)
Low Temperature Plasma Science Workshop Report (2008)
FESAC 'Priorities, Gaps and Opportunities' Report (2007)
The National Academics report "Plasma Science: Advanc-
ing Knowledge in the National Interest" (2007)
Fusion Simulation Project Research Needs Workshop
Report (2007)
Strategic Program Plan for Fusion Energy Sciences (2004)
FESAC A Plan for the Development of Fusion Energy (2003)
Fusion Electricity: A roadmap to the realisation of fusion
energy (EU, November 2012)
Annexes to Fusion Electricity: A roadmap to the realisation
of fusion energy (EU, 2012)
FESAC Fusion Materials Sciences and Technology Oppor-
tunities in the ITER Era (2012)
FESAC Opportunities and Modes of International Collabo-
ration During the ITER Era (2012)
Fusion Nuclear Science Pathways Assessment (2011)
Workshop on Opportunities for Plasma Astrophysics report.
(2010)
High-Energy-Density Laboratory Plasmas (HEDLP) Basic
Needs Workshop Report (2009)
Magnetic Fusion Energy Sciences Research Needs Work-
shop (ReNeW) Study (2009)
Low Temperature Plasma Science Workshop Report (2008)
FESAC 'Priorities, Gaps and Opportunities' Report (2007)
The National Academics report "Plasma Science: Advanc-
ing Knowledge in the National Interest" (2007)
Fusion Simulation Project Research Needs Workshop
Report (2007)
Strategic Program Plan for Fusion Energy Sciences (2004)
FESAC A Plan for the Development of Fusion Energy (2003)
DRAFT FOR APPROVAL 2014 FESAC STRATEGIC PLANNING REPORT