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SIDE Products Release Overview

Version 1 - September 2005

SIDE Products Release Overview Version 1, September 2005

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Table of Contents

Introduction..........................................................................................................................................4 SIDE Reporting....................................................................................................................................5

Overview..........................................................................................................................................5 Software Structure............................................................................................................................6 Release Levels and System Requirements.......................................................................................6

Release 2.1 SR2 (current baseline release) ..................................................................................6 Post SR2 Fixes .............................................................................................................................7 Syntax 0505 Patch........................................................................................................................8 Archive/Restore Patch..................................................................................................................8 Service Release 3 (in preparation – target end-2005) ..................................................................8

Duplicate Detection Application (DDA) ...........................................................................................10 Overview........................................................................................................................................10 Software Structure..........................................................................................................................10 Release Levels and System Requirements.....................................................................................10

Release 2.3 SR1 (current baseline release) ................................................................................10 Syntax 0505 Upgrade.................................................................................................................11 Patch 2370..................................................................................................................................11 Patch 2375..................................................................................................................................11 Service Release 2 (in preparation – target Q1 2006) .................................................................12

SIDE Recovery ..................................................................................................................................13 Overview........................................................................................................................................13 Software Structure..........................................................................................................................13 Release Levels and System Requirements.....................................................................................13

Release 2.0 (current baseline release) ........................................................................................13 Release 2.1 (in preparation – target end-2005) ..........................................................................13

e-Messaging .......................................................................................................................................15 Overview........................................................................................................................................15 Software Structure..........................................................................................................................15 Release Levels and System Requirements.....................................................................................15

Release 1.1 (current baseline release) ........................................................................................15 SAA Monitoring ................................................................................................................................16

Overview........................................................................................................................................16 Software Structure..........................................................................................................................16 Release Levels and System Requirements.....................................................................................16

Release 1.1 (current baseline release) ........................................................................................16 Release 2.0 (in preparation – target Q4 2005) ...........................................................................16

SAG Stats...........................................................................................................................................17 Overview........................................................................................................................................17 Software Structure..........................................................................................................................17 Release Levels and System Requirements.....................................................................................17

Release 1.0.5 (current baseline release) .....................................................................................17 DB Connector ....................................................................................................................................19

Summary ........................................................................................................................................19 Software Structure..........................................................................................................................19 Release Levels and System Requirements.....................................................................................19

Release 1.0 (current baseline release) ........................................................................................19 SIDE SAA Connector ........................................................................................................................21

Overview........................................................................................................................................21


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Software Structure..........................................................................................................................21 Release Levels and System Requirements.....................................................................................21

Release 1.1 (current baseline release) ........................................................................................21 SafeWatch ..........................................................................................................................................22

Overview........................................................................................................................................22 SafeWatch Enterprise 3.0...................................................................................................................22


Release 3.0.5 (current baseline release) .....................................................................................22 Release 3.0.6 (in preparation – target Q4 2005) ........................................................................24

SafeWatch Standard 3.0.....................................................................................................................25 Software Structure..........................................................................................................................25 Release Levels and System Requirements.....................................................................................25

Release 3.0.5 (current baseline release) .....................................................................................25 OFAC Multi-List 2.5..........................................................................................................................27


Release 2.5.1 (current baseline release) .....................................................................................27


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Introduction This document outlines, for each of the major products developed and marketed by SIDE, key characteristics related to current release level, existing updates and planned improvements. It also describes the release level of the individual components of a given product, where applicable. Finally, it highlights the requirements in terms of operating system and ancillary software.

Confidentiality This publication may contain confidential information of SIDE. The recipient should not disclose this publication to third parties without the prior written permission of SIDE. Disclaimer Although SIDE has used reasonable efforts to ensure accuracy of its contents, SIDE assumes no liability for any inadvertent error or omission that may appear in this publication.


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SIDE Reporting

Overview The base release is SIDE Reporting 2.1 SR2. The table below provides a summary of the service releases and patches available for SIDE Reporting 2.1 Title Date Description Service Release 1 (SR1) First Service Release maintenance. Service Release 2 (SR2) Second Service Release maintenance. SR2 includes SR1

and is the base for new SIDE Reporting installations. Post SR2 fixes Specific Oracle fixes to apply to SR2 installations. It

incorporates: Support for multi-loader mode, performance improvement in event reconciliation, and fix to Oracle SRCL tool.

Syntax 0505 Patch Mar 18, 05 Support for Syntax 0505 on any of the above. Due to internal changes in syntax definition, it also requires an update of SIDE Loader and SIDE Viewer applications.

Archive/Restore Patch Aug 5, 05 Archive/Restore patch. Introduces performance fixes for SQL Server and Oracle.

Service Release 3 (SR3) Planned End 2005

See SIDE Reporting CRS 2.3

The following diagram summarizes the dependencies (and upgrade path) for these different releases.

Release Overview Notes:

1. The Syntax 0505 Upgrade can be applied on any release (including the original SR1 release) 2. The Archive/Restore Patch can be applied on any release (including the original SR1

release)


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3. Service Release 3 (SR3) is planned to incorporate all 2.2 fixes in a single fix and provide minor functional updates.

Software Structure SIDE Reporting consists of four groups of elements:

- Server Group Consists of the relational database (Oracle or SQL Server) and the Loader.

- Thick Client Group Consists of three user applications (Viewer, Watchdog, Reporting) and four administrative tools (Administration, Licensing, Archive/Restore, Journal Archive)

- Thin Client Group Consists of eSIDE, a browser based version of user applications (eViewer, eWatchdog, eReporting) similar to their thick client versions but with some functional limitations.

- SWIFTAlliance Group Consists of SAXS, an ADK server component installed in SWIFTAlliance Access

Each element has different system requirements as explained below

Release Levels and System Requirements

Release 2.1 SR2 (current baseline release)

Server Group Loader version 2.1.10 - Database

o Compatible with Oracle 8 (up to 8.1.7) and Oracle 9 (up to 9.2.0.6) o Compatible with SQL Server 2000 (Service Pack 4) o Compatible with SQL Server 7 (Upgrades only, new installs must be done on SQL

Server 2000) - Operating Systems

o Windows Server 2000 SP4 or Windows Server 2003 Compatible with SQL Server based installation only

o IBM AIX 5.1 or 5.2 (ML6) Compatible with Oracle based installation only

o Sun Solaris 8 or 9 Compatible with Oracle based installation only

Thick Client Group Viewer version 2.1 .5 Watchdog version 2.1.6 Reporting version 2.1.2 Administration version 2.1.5 Licensing version 2.1.2 Archive/Restore version 2.1.5 Journal Archive version 2.1.5 - Operating System: Windows 2000 Professional (Service Pack 4) or Windows XP

Professional (Service Pack 1)


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- Database Connectivity o SQL Server : Client Connectivity software installed o Oracle : Net8 client software installed on client PC.

Note that an Oracle client 8 can talk to an Oracle server 9. However, the following limitations are known for the Oracle client:

‘License Verification Error’ when starting a client application (although the license is correctly defined in the system). The problem appears when connecting a client with Oracle 9 (-m ORCL9) while Oracle 8i drivers are installed. Setting the switch to ‘-m ORCL’ solved the issue.

Failure to change an expired password at logon. This feature requires version 9.2.0.4. of Oracle drivers (available on SIDE Reporting Setup CD)

- Crystal Report Run-Time: Release 9 (Service Pack 3) Required for SIDE Reporting module only.

Thin Client Group eViewer version 2.1 eWatchdog version 2.1 eReporting version 2.1 - Web Server Requirements :

o Tomcat 4 or 5 o Server configured with pooling connection to the Database Server o IP Connection to Database Server (needed by JDBC for the pooling connection)

- Java Run-Time Environment 1.4.2 - System Requirements: any operating system supported by Tomcat 4 or 5 - Database Requirements: Same as for Server module.

SWIFTAlliance Group SAXS version 2.2, recommended with patch 2260 compatible with all Loader versions (SR1, SR2 and Post SR2): Available for all SAA 5.5 server platforms (Win32, AIX, Solaris).

Post SR2 Fixes This fix is available for Oracle installations only. It must be applied on SR2 release only. Includes the following corrections/enhancements:

Server Group - Loader version 2.1.18

o Optional support for multi-loader mode o Performance improvement in event reconciliation o Fix to Oracle SRCL tool (version 2.1.4)

SWIFTAlliance Group - SAXS version 2.2, where patch 2260 is mandatory to implement the multi-loader mode.

Thick Client Group Journal Archive tool version 2.1.6 (Fix to support an additional field column present in SAA 5.5 journal archive files).


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Syntax 0505 Patch This patch is provided to load the new syntax tables 0505 into SIDE database. This syntax information is needed for:

- The SIDE Loader to properly decompose 0505 based messages (when text block decomposition is activated)

- The SIDE Viewer (and eSIDE Viewer) to properly expand 0505 based messages. Normally, the syntax tables update only requires a database data update but no binary changes. However, the syntax 0505 has reached a built-in limitation (max 10 nested loops per level). The following binary fixes are also required to overcome that limitation:

Server Group New Loader (see table below)

Thick Client Group New Viewer (see table below)

Syntax 0505 can be applied on any version of SIDE Reporting. The following versions are installed, based on the release level: Base Release Loader Version Viewer Version SR1 2.1.9.1 unchanged SR2 2.1.10.1 2.1.13 Post SR2 2.1.15.1 2.1.13 Any higher version of Loader and Viewer is compatible with Syntax 0505.

Archive/Restore Patch This patch fixes known performance problems with the Message archiving part of the Archive/Restore tool, both on Oracle and SQL Server database. The patch is available for all versions of SIDE Reporting (SR1, SR2, Post SR2).

Thick Client Group Archive/Restore tool version 2.1.8

Service Release 3 (in preparation – target end-2005) The content of the release must still be finalized. This release is planned to incorporate all previous fixes (Post SR2 + Syntax 0505 + Archive/Restore). It will also incorporate the following features:

- Active Support Oracle 9 / Passive Support Oracle 10 – 32 bits only - End of Oracle 8 support - End of SQL Server 7 support (upgrade included)


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- Support for AIX 5.3 - Support for Solaris 10 - Support for Crystal Report 10 or 11 - Clients : End of NT 4.0 support - Support for SAA 5.9 (ML Safe !) - Oracle database partitioning


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Duplicate Detection Application (DDA)

Overview The base release is DDA 2.3 SR1. It is strongly recommended that all DDA 2.3 installations are upgraded to this service release level. The table below provides a summary of the service releases and patches available for DDA 2.3 Title Date Description Syntax 0505 Upgrade Mar 11, 05 Support for message syntax 0505. Service Release 1 (SR1) Mar 11, 05 First Service Release maintenance. SR1 is the base for

new DDA installations. DDAS Patch 2370 19/05/05 Patch to fix an error when setting the PDE flag on the

DDA server DDAA Patch 2370 19/05/05 Patch to fix an error when setting the PDE flag on the

DDA Verification Interface DDAS Patch 2375 04/07/05 Patch to fix socket communication errors.

Includes DDAS 2370 patch. Service Release 2 (SR2) Planned

Q1 2006 See section below

Software Structure DDA consists of three groups of elements:

- Server Group Consists of the relational database (Oracle or SQL Server) and the DDA Loader.

- Thick Client Group Consists of two administrative tools (Configuration, Licensing)

- SWIFTAlliance Group Consists of DDAS, ADK server component installed in SWIFTAlliance Access that performs the actual duplicate detection, and of DDAA, ADK client component installed on each SWIFTAlliance Workstation where the DDA Verification application is needed



Release 2.3 SR1 (current baseline release)

Server Group DDA Loader version 2.3.1.E - Database

o Compatible with Oracle 8 (up to 8.1.7) and Oracle 9 (up to 9.2.0.6) o Compatible with SQL Server 2000 (Service Pack 4) o Compatible with SQL Server 7 (Upgrades only, new installs must be done on SQL

Server 2000)


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- Operating Systems o Windows Server 2000 SP4 or Windows Server 2003

Compatible with SQL Server based installation only o IBM AIX 5.1 or 5.2 (ML6)

Compatible with Oracle based installation only o Sun Solaris 8 or 9

Compatible with Oracle based installation only

Thick Client Group Configuration version 2.3.2 Licensing version 2.3.0 - Operating System: Windows 2000 Professional (Service Pack 4) or Windows XP

Professional (Service Pack 1) - Database Connectivity

o SQL Server : Client Connectivity software installed o Oracle : Net8 client software installed on client PC.

SWIFTAlliance Group DDAS version 2.3, recommended with patch 2360, which implements important fixes: Available for all SAA 5.5 server platforms (Win32, AIX, Solaris). DDAA version 2.3.Available for all SAW 5.5 Win32 platforms.

Syntax 0505 Upgrade This upgrade loads the new syntax tables 0505 into DDA database. This syntax information is mandatory when duplicate detection, based on individual field selection must be done. The syntax upgrade consists only of a database upgrade. It does not include any binary changes. When applying the syntax 0505 upgrade, it is recommended to install DDA 2.3 SR1 (if not already done), as it fixes some issues with the messages types 502, 513, 514, 515, 564.

Patch 2370 This patch, available for DDAS and DDAA component, fixes an error when setting the PDE flag for an outgoing message, either automatically through the DDAS component, or interactively via the DDAA component within the DDA Verification Application available on the SWIFTAlliance Workstation.

SWIFTAlliance Group DDAS patch 2370 is available for all SAA 5.5 Server platforms (Win32, AIX, Solaris). DDAA patch 2370 is available for all SAA 5.5 Workstation Win32 platforms.

Patch 2375 This patch fixes a communication problem between the DDA Loader and the DDAS component. This error appears only under certain rare circumstances (heavy traffic to analyze simultaneously on the outgoing and incoming detection queues).


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Server Group Due to communication protocol changes, this patch requires to upgrade at the same time the DDAS component version 2375 (see below) and the DDA Loader version 2.3.1.F.

SWIFTAlliance Group The DDAS patch 2375 is cumulative, and thus incorporates the PDE correction provided in DDAS 2370. The DDAA patch 2370 must be applied when applying DDAS patch 2375..

Service Release 2 (in preparation – target Q1 2006) The content of the release must still be finalized. This release is planned to incorporate all previous fixes (SR1 + Syntax 0505 + DDAS 2375 + DDAA 2370). It will also incorporate the following features:

- Active Support Oracle 9 / Passive Support Oracle 10 – 32 bits only - End of Oracle 8 support - End of SQL Server 7 support (upgrade included) - Support for AIX 5.3 - Support for Solaris 10 - Clients : End of NT 4.0 support - Support for SAA 5.9 (ML Safe !) - Additional features for Recovery 2.1 (Emission in Recovery Mode) - New functionality

o ‘Not Configured’ -> ‘Not Checked’ in DDA Configuration GUI o Include Own BIC8 in duplicate detection logic (optional) o Include MUR in duplicate detection logic (optional) o Add routing information in events (for SAA Monitoring)

- Clear identification of database version.


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SIDE Recovery

Overview SIDE Recovery is a business continuity tool that assists customer restarting operations on a cold-backup SWIFTAlliance Access with no message loss (provided SIDE Reporting does not lag behind SAA in terms of traffic throughput) and no message duplication. The base release is Recovery 2.0.

Software Structure SIDE Recovery is based on two other SIDE products, Reporting and DDA, from which it uses the Server Groups. It consists of two groups of elements:

- Server Group Consists of the Server Group of SIDE Reporting 2.1 SR2 and the Server Group of DDA 2.3 SR1.

- Thick Client Group Consists of one user application (Retrieval Wizard)

- SWIFTAlliance Group Consists of RCVS, ADK server component installed in SWIFTAlliance Access that performs the actual message creation (MT020 retrieval requests, Message re-injection).


Release 2.0 (current baseline release)

Server Group Please refer to the relevant system requirements section of SIDE Reporting and DDA.

Thick Client Group Retrieval Wizard version 2.0 - Retrieval Wizard requires

o Java Run Time 1.4.2 o JDBC Compliant connection to SIDE Reporting and DDA Database (Native Oracle

JDBC driver (available on Recovery CD) / Native SQL Server JDBC driver (included with SQL Server client pack).

o Available on Windows Professional 2000 (Service Pack 4) and Windows XP (Service Pack 1)

SWIFTAlliance Group RCVS version 2.0, available for all SAA 5.5 server platforms (Win32, AIX, Solaris)

Release 2.1 (in preparation – target end-2005) Release 2.1 is a major release, which introduces the following major changes:

- Graphical Interface based on SIDE Station environment (Rich Java Interface)


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- 3-tier architecture (SAA RCVS Component + Intermediate Recovery Server + SIDE Station User Interface)

- Separation and re-design of the recovery activities o Recovery Database Verification o Message Injector Application o Message Retrieval Application

- Various functional improvements to the Recovery 2.0 logic Please refer to the Recovery 2.1 Customer Requirements Specification for a detailed description of Recovery 2.1 features. The architecture of Recovery 2.1 is based on a 3-tier model. This is different from the 2-tier model of Recovery 2.0. Recovery 2.1 consists of the following modules, each having their own system requirements:

Thick Client Group The SIDE Station based graphical user interface has the following requirements:

- Java Run Time 1.4.2 and above (not yet tested on JRE 1.5). - IP connection to the Recovery Server.

Server Group The Recovery Server version 2.1 main interfaces are the SIDE Reporting and DDA databases. The Recovery Server system requirements are aligned on the system requirements for the SIDE Reporting and DDA server modules.

- Database o Compatible with Oracle 8 (up to 8.1.7) and Oracle 9 (up to 9.2.0.6) o Compatible with SQL Server 2000 (Service Pack 4) o Compatible with SQL Server 7 (Upgrades only, new installs must be done on SQL

Server 2000) - Operating Systems

o Windows Server 2000 SP4 or Windows Server 2003 Compatible with SQL Server based installation only

o IBM AIX 5.1 or 5.2 (ML6) Compatible with Oracle based installation only

o Sun Solaris 8 or 9 Compatible with Oracle based installation only

SWIFTAlliance Group The RCVS version 2.1 component has the following requirements:

- Available for all SAA 5.5 server platforms (Win32, AIX, Solaris).


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e-Messaging

Overview eMessaging provides e-mail capability integrated directly into SWIFTAlliance Access. The base release is eMessaging 1.1 eMessaging supports two mail interfaces:

- MAPI based mail providers (for SAA Server on Windows only) This mail interface relies on 3rd party MAPI compliant software installed locally.

- SMTP protocol. Available for most Unix based mail servers and usually available for Windows based mail server (like Microsoft Exchange). This mail interface does not rely on local 3rd party software, it communicates directly with the SMTP mail server over a TCP/IP connection.

Software Structure eMessaging consists of one group of elements:

- SWIFTAlliance Group Consists of EMES, ADK server component installed in SWIFTAlliance Access that performs the interface with the mail system.



SWIFTAlliance Group EMES version 1.1 - Available on all SAA 5.5 server platforms (Win32, AIX and Solaris) - Mail Interface requirements (MAPI or SMTP interface)

o MAPI Compliant e-mail client. The product has been tested successfully with Outlook client. Note that e-Messaging does not work with Outlook Express client.

o Valid IP connection to an SMTP mail server


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SAA Monitoring

Overview SAA Monitoring provides the integration of SAA server into Network Monitoring Stations (NMS) like BMC Patrol, IBM Tivoli, TNG Unicenter, HP OpenView, etc. This integration is achieved by generating SNMP traps from specific SAA events. The base release is SAA Monitoring 1.1

Software Structure SAA Monitoring consists of one group of elements:

- SWIFTAlliance Group Consists of EMDS, ADK server component installed in SWIFTAlliance Access that performs the interface with the NMS station.



SWIFTAlliance Group EMDS version 1.1 - Available on all SAA 5.5 server platforms (Win32, AIX and Solaris) - IP connection to the NMS station that will receive the SNMP traps

Release 2.0 (in preparation – target Q4 2005) The release 2.0 adds e-mail notification capability to EMDS. The trap functionality of release 1.1 is unchanged. Additional configuration is provided to be able to send some SAA event to specific e-mail addresses (individuals or distribution lists). Mail addresses are associated to given SAA event types (individual value or range). The same event type can also have multiple e-mail addresses assigned. The selection of a given address is based on specific keyword information found in the event description.

SWIFTAlliance Group The system requirements for Release 2.0 are identical to 1.1. EMDS 2.0 uses the SMTP protocol to send e-mails. A TCP/IP connection to an SMTP compliant mail server is required.


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SAG Stats

Overview SAGStats is a tool that offers reports on the InterAct and FileAct traffic, aswell as distribution of SAG events to operators via SNMP traps or e-mail. The base Release is SagStats 1.0.4

Software Structure SAGStats consists of four groups of elements:

- SWIFTAlliance Group Consists of the SAG Reader, client/server application using RA to communicate with SWIFTAlliance Gateway

- Server Group Consists of the relational database (Oracle or SQL Server) and the DBLoader, the SAGEvent and SAGMonitoring. These modules communicate with the SAG Reader(s) and also interact with the SAG database. The Report Server provides the reporting services needed to display reports in SIDE Station

- Thick Client Group Consists of a SIDE Station based graphical user interface and the Viewer application to display large reports that exceed the limits of the SIDE Station



Release 1.0.5 (current baseline release)

Server Group SAG Reader version 1.0.5

- Fully compatible with SAG 5.0 - RA 5.0 software installed on the machine where SAG Reader is running - OS Requirements:

o Available on Windows Server 2000 SP4 or Windows Server 2003 o IBM AIX 5.2 o Sun Solaris 9

DBLoader version 1.0.5 SAGEvent version 1.0.5 SAGMonitoring version 1.0.5

- Oracle 9 Client software installed (up to 9.2.0.6) - TCP/IP connection to SAG Reader - OS Requirements:



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Report Server version 1.0.5 - IP Connection to Oracle Server database system (Report Server uses a JDBC connection

over IP to connect to Oracle database.) - Java Run-Time 1.4.2 and above (not tested on JRE 1.5) - OS Requirements:


Thick Client Group SIDE Station based GUI version 1.0.5

- Java Run Time 1.4.2 and above (not yet tested on JRE 1.5). - IP Connection to Oracle Server database system (SIDE Station uses a JDBC connection

over IP to connect to Oracle database) - IP Connection to Report Server system (to generate reports only) - OS Requirements:


Report Viewer version 1.0.5 - Operating System: Windows 2000 Professional (Service Pack 4) or Windows XP

Professional (Service Pack 1) - Oracle 9 Client software installed (up to 9.2.0.6) - TnsNames.ora modified with a link to SagStats DB - Crystal Report RDC installed


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DB Connector

Summary DB Connector is a simple way to link a back-office application to SWIFTAlliance Access. It fetches SWIFT Input messages directly from the database, updates the database with SWIFT Acknowledgement information and inserts SWIFT Output messages directly in the database. The base release is DB Connector 1.0

Software Structure DB Connector consists of three groups of elements:

- Server Group Consists of the DB Connector Module, Java based server application that interacts with the customer relational database and the ADK server component SCSS.

- Thick Client Group Consists of one administrative tool (<name>), Java based Graphical User Interface used to create and modify the DB Connector configuration file.

- SWIFTAlliance Group Consists of SCSS, ADK based server component installed in SWIFTAlliance Access that handles all interactions within this SAA to create the outgoing messages and to transmit the incoming messages and notifications, and of SCSA, ADK based graphical component installed on each SWIFTAlliance Workstation where the monitoring of SSCS is needed




SWIFTAlliance Group SCSS version 1.0. Available for all SAA 5.5 server platforms (Win32, AIX, Solaris). SCSA version 1.0.Available for all SAW 5.5 Win32 platforms.

Server Group DB Connector Module version 1.0 - IP Connection to the relational database system (the DB Connector modules uses a JDBC

connection over IP to connect to the database.) - The following relational database systems have already been validated:

o SQL Server 2000 o Oracle 8, 9 and 10 o Interbase 6.0 / Firebird 1.5 o MySQL 4.1 o DB2 8.1

- Java run-time environment 1.4.2 and above (not yet tested on JRE 1.5) - OS Requirements:

o Available on Windows Server 2000 SP4 or Windows Server 2003


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o IBM AIX 5.2 o Sun Solaris 9

Thick Client Group <name> version 1.0 - Java run-time environment 1.4.2 and above (not yet tested on JRE 1.5) - OS Requirements:



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SIDE SAA Connector

Overview SIDE SAA Connector enables a non-connected SWIFTAlliance Access system (called SAA Connect Client) to use the services of another SWIFTAlliance Access system connected to SWIFT (called SAA Connect Server), in order to send and receive these SWIFT messages on his behalf. The connection between SAA Connect Client and Server is based on TCP/IP protocol. SIDE SAA Connector supports permanent IP connections and dialup connections. For dialup connection, SIDE SAA Connector provides all the necessary logic to hide issues linked to non-reliable dialup lines (low speed, line drops, communication errors, etc). SIDE SAA Connector supports multiple SAA Connect Client connections to a single SAA Connect Server. The base release is SIDE SAA Connector 1.1

Software Structure DB Connector consists of one group of elements:

- SWIFTAlliance Group o SCSS, ADK server component, installed in the SAA Connect Server. It handles all

interactions within SAA to create outgoing messages and to transmit incoming messages and notifications.

o SCSA, ADK client component, installed on SAA Connect Server Workstation(s). It provides a graphical application interface to monitor the SCSS component (incoming / outgoing message flow per client, events, etc).

o SCCS, ADK server component, installed in each SAA Connect Client server system that needs to connect to the SAA Connect Server. It takes care of transmitting the outgoing messages over the IP connection to the SAA Connect Server, and of receiving the incoming messages and network transmission notification received on the SAA Connect Server.

o SCCA, ADK client component, installed on SAA Connect Client Workstation(s). It provides a graphical application interface to monitor message flow and events generated in SAA Connect Client.




SWIFTAlliance Group SCSS version 1.1. Available for all SAA 5.5 server platforms (Win32, AIX, Solaris). SCSA version 1.1.Available for all SAW 5.5 Win32 platforms. SCCS version 1.1. Available for all SAA 5.5 server platforms (Win32, AIX, Solaris). - Dialup connection mode is only supported for Windows based version. SCCA version 1.1.Available for all SAW 5.5 Win32 platforms.


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SafeWatch

Overview The base release is 3.0.5. It is strongly recommended for all installations to upgrade to this release. Release 3.0.5 contains the following new features:

- Support for large black lists (World-Check, Factiva) - Archive tool - Minor fixes (performance issues)

The SafeWatch product exists in two versions : STANDARD and ENTERPRISE

SafeWatch Enterprise 3.0

Software Structure SafeWatch consists of five groups of elements:

- Server Group Consists of the relational database (Oracle or SQL Server) and the SafeWatch Server

- Thick Client Group Consists of one client application (SIDEStation)

- Thin Client Group consist of the eNameChecker servlet application

- Tools support tools delivered with SafeWatch:

o WorldCheck Updater o Factiva Updater o Archive o List update

- SWIFTAlliance Group Consists of OFCS, ADK server component installed in SWIFTAlliance Access that performs the actual black list detection, and of OFCA, ADK client component installed on each SWIFTAlliance Workstation where the SafeWatch workstation for SAA application is needed.




Server Group SafeWatch Server version 3.0.5 - Database

o Compatible with Oracle 9 (up to 9.2.0.6) o Compatible with SQL Server 2000 (Service Pack 4)


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o Compatible with MSDE (SQLServer runtime engine) - Operating Systems

o Windows Server 2000 SP4 or Windows Server 2003 Compatible with SQL Server or Oracle installations

o IBM AIX 5.2 (ML6) Compatible with Oracle based installation only

o Sun Solaris 9 Compatible with Oracle based installation only

Thick Client Group SIDEStation for SafeWatch version 3.0.5 - Java Runtime required : 1.4.2 or higher - Operating System: any operating system supporting JRE 1.4.2 - Database Connectivity is not required (three-tier model) - Network : TCP/IP connectivity to the SafeWatch server is required

Thin Client Group e-NameChecker version 3.0.5 - Java Runtime required : 1.4.2 or higher - Apache/Tomcat version 5 - Internet Explorer 5.5 or higher

SWIFTAlliance Group OFCS version 3.0.5, Available for all SAA 5.5 server platforms (Win32, AIX, Solaris). It is mandatory to upgrade to this version if the SafeWatch server is upgraded to 3.0.5 OFCA version 3.0.4.Available for all SAW 5.5 Win32 platforms (not upgraded in 3.0.5)

Tools Group WorldCheck Updater - Operating System: Windows 2000 SP4, 2003, XP SP2, IBM AIX 5.3 ML6, Sun Solaris 9 - Database Connectivity is required - Network : TCP/IP connectivity to the SafeWatch server is required

Archive - Operating System: Windows 2000 SP4, 2003, XP SP2, IBM AIX 5.3 ML6, Sun Solaris 9 - Database Connectivity is required - Network : TCP/IP connectivity to the SafeWatch server is required

Factiva Updater - Operating System: Windows 2000 SP4, 2003, XP SP2, IBM AIX 5.3 ML6, Sun Solaris 9 - Database Connectivity is required - Network : TCP/IP connectivity to the SafeWatch server is required

Black List update - Operating System: Windows 2000 SP4, 2003, XP SP2, IBM AIX 5.3 ML6, Sun Solaris 9 - Database Connectivity is required - Network : TCP/IP connectivity to the SafeWatch server is required


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Database password change - Operating System: Windows 2000 SP4, 2003, XP SP2, IBM AIX 5.3 ML6, Sun Solaris 9 - Database Connectivity is required - Network : TCP/IP connectivity to the SafeWatch server is required

Release 3.0.6 (in preparation – target Q4 2005) The content of the release must still be finalized. This release is planned to incorporate the following features:

- Support for Service Bureaus (individual usage counters and reports) - Parallel SafeWatch Server (support for multi-threading, multi CPU server) - Problem fixes (list to be provided later)


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SafeWatch Standard 3.0

Software Structure SafeWatch consists of three groups of elements:

- Server Group Consists of the relational database (Oracle or SQL Server) and the SafeWatch Server

- Thick Client Group Consists of one client application (SIDEStation)





Server Group SafeWatch Server version 3.0.5 - Database

o Compatible with Oracle 9 (up to 9.2.0.6) o Compatible with SQL Server 2000 (Service Pack 4) o Compatible with MSDE (SQLServer runtime engine)

- Operating Systems o Windows Server 2000 SP4 or Windows Server 2003

Compatible with SQL Server or Oracle installations

Thick Client Group SIDEStation for SafeWatch version 3.0.5 - Java Runtime required : 1.4.2 or higher - Operating System: any operating system supporting JRE 1.4.2 - Database Connectivity is not required (three-tier model) - Network : TCP/IP connectivity to the SafeWatch server is required

Thin Client Group e-NameChecker version 3.0.5 - Java Runtime required : 1.4.2 or higher - Apache/Tomcat version 5 - Internet Explorer 5.5 or higher


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SWIFTAlliance Group OFCS version 3.0.5, Available for all SAA 5.5 server platforms (Win32, AIX, Solaris). It is mandatory to upgrade to this version if the SafeWatch server is upgraded to 3.0.5 OFCA version 3.0.4.Available for all SAW 5.5 Win32 platforms (not upgraded in 3.0.5)

Tools Group Archive - Operating System: Windows 2000 SP4, 2003, XP SP2, IBM AIX 5.3 ML6, Sun Solaris 9 - Database Connectivity is required - Network : TCP/IP connectivity to the SafeWatch server is required

Black List update - Operating System: Windows 2000 SP4, 2003, XP SP2, IBM AIX 5.3 ML6, Sun Solaris 9 - Database Connectivity is required - Network : TCP/IP connectivity to the SafeWatch server is required

Database password change - Operating System: Windows 2000 SP4, 2003, XP SP2, IBM AIX 5.3 ML6, Sun Solaris 9 - Database Connectivity is required - Network : TCP/IP connectivity to the SafeWatch server is required


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OFAC Multi-List 2.5

Software Structure OFAC Multi-Lists consists of four groups of elements:

- Server Group Consists of the relational database (Oracle or SQL Server) and the OFAC Multi-Lists Server (including the detection engine)

- Thick Client Group

Consists of five client applications o Black List Manager o File Scanner o Name Checker o Server Configuration o SIDE database scanner


- Tools group command line support applications

o World Check updater Each element has different system requirements as explained below



Server Group OFAC Multi-Lists Server version 2.5.1 - Operating Systems

o Windows Server 2000 SP4 or Windows Server 2003 o IBM AIX 5.2 (ML6) o Sun Solaris 9

- This release includes the « multi-GGL » patch that was distributed for 2.5.0.

In 2.5.1, the Multi-GGL feature can be activated by changing a value in the server configuration file.

Thick Client Group

Black List Manager 2.5.1


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- Operating System: Windows 2000 SP4, 2003, XP SP2 - Network : TCP/IP connectivity to the OFAC server is required

Name Checker 2.5.1 - Operating System: Windows 2000 SP4, 2003, XP SP2 - Network : TCP/IP connectivity to the OFAC server is required

File Scanner 2.5.1 - Operating System: Windows 2000 SP4, 2003, XP SP2 - Network : TCP/IP connectivity to the OFAC server is required

Server Configuration 2.5.1 - Operating System: Windows 2000 SP4, 2003, XP SP2 - Network : TCP/IP connectivity to the OFAC server is required

SIDE DB Scanner 2.5.1 - Operating System: Windows 2000 SP4, 2003, XP SP2 - Network : TCP/IP connectivity to the OFAC server is required

SWIFTAlliance Group OFCS version 2.5.1, Available for all SAA 5.5 server platforms (Win32, AIX, Solaris). OFCA version 2.5.1.Available for all SAW 5.5 Win32 platforms

Tools Group World Check Updater 2.5.1, Available for all SAA 5.5 server platforms (Win32, AIX, Solaris).

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