phd thesis
TRANSCRIPT
Osteoinductive and Antibacterial
Biomaterials
for Bone Tissue Engineering
Dongyun Wang
The following institutions generously funded the printing of this thesis:
Academic Centre for Dentistry Amsterdam (ACTA)
VU University Amsterdam
Devsoon Technology Testing Co., Ltd, Weihai, China
Dent-Med Materials B.V. (Geistlich Bio-Oss® and Geistlich Bio-Gide
®)
Straumann B.V.
Cover design: Dongyun Wang & Qiushi Zhu
ISBN: 978-90-825654-0-9
Copyright © 2016 by Dongyun Wang. All Rights Reserved.
No part of this book may be reproduced, stored in a retrievable system, or transmitted in
any form or by any means, mechanical, photo-copying, recording or otherwise, without
the prior written permission of the holder of copyright.
VRIJE UNIVERSITEIT
Osteoinductive and Antibacterial Biomaterials
for Bone Tissue Engineering
ACADEMISCH PROEFSCHRIFT
ter verkrijging van de graad Doctor aan
de Vrije Universiteit Amsterdam,
op gezag van de rector magnificus
prof.dr. V. Subramaniam,
in het openbaar te verdedigen
ten overstaan van de promotiecommissie
van de Faculteit der Tandheelkunde
op woensdag 21 september 2016 om 15.45 uur
in de aula van de universiteit,
De Boelelaan 1105
Door
Dongyun Wang
geboren te Taiyuan, China
promotor:
prof.dr. D. Wismeijer
copromotor: dr. Y. Liu
Contents
Chapter 1 General introduction 1
Chapter 2 Bone regeneration in critical-sized bone defect enhanced by
introducing osteoinductivity to biphasic calcium phosphate
granules
11
Chapter 3 A novel bone-defect-filling material with sequential
antibacterial and osteoinductive properties for repairing
infected bone defects
35
Chapter 4 Coatings for osseointegration of metallic biomaterials 57
Chapter 5 Accuracy of peri-implant bone thickness and validity of
assessing bone augmentation material
using cone beam computed tomography
77
93
Chapter 6 General discussion
Chapter 7 General summary 103
Samenvatting 109
Acknowledgements 113
Curriculum Vitae 119
Abbreviations
α-MEM Alpha-minimal essential medium
ACP Amorphous calcium phosphate
ALP Alkaline phosphatase
β-TCP β-tricalcium phosphate
BAM Bone augmentation materials
BCP Biphasic calcium phosphate
BIC Bone to implant contact
BMP2 Bone morphogenetic protein 2
BMP7 Bone morphogenetic protein 7
BMP2-cop.BioCaP BMP2-coprecipitated, layer-by-layer
assembled biomimetic calcium phosphate particle
BMP2-BioCaP BMP2-incorporated biomimetic calcium phosphate
CaP Calcium phosphate
CBCT Cone beam computered tomography
CFU Colony forming units
CLFM Laser scanning fluorescence microscopy
CSBC Critical-sized bone defect
ECM Extracellular matrix
ELISA Enzyme linked immunosorbent assay
FBS Fetal bovine serum
FDA Food and Drug Administration
HA Hydroxyapatite
HACC Hydroxypropyltrimethyl ammonium chloride chitosan
HU Hounsfield units
MIC Minimum inhibitory concentration
MBC Minimum bactericidal concentration
MRSA Methicillin-resistant staphylococcus aureus
OCN Osteocalcin
OCP Crystalline octacalcium phosphate
PCC Poly (methyl methacrylate)
P. gingvalis Porphyromonas gingivalis
PLLA poly L-lactic acid
PLGA poly D, L-lactide-co-gycolic acid
PMMA Pearson correlation coefficient
S. aureus Staphylococcus aureus
SEM Scanning electron microscopy
TRAP Tartrate resistant acid phosphatase
1
Chapter 1
General Introduction
Chapter 1
2
Critical-sized bone defect
Bone defects, resulting from trauma or tumor resections, are common clinical problems that
affect hundreds of thousands of patients worldwide. They are usually associated with pain,
stiffness of the surrounding joints and disability, which often prevents employment and
therefore imposes an economic burden on the patient and on society [1]. Thanks to self-
healing mechanism, humans and animals tend to spontaneously repair bone defects.
However, if the sizes of the defects are beyond the self-healing capacity, they cannot
repaire without medical intervention. Such defects are called critical-sized bone defects
(CSBD), which is defined as the smallest size intraosseous wound that will not
spontaneously heal completely with bone tissue, or the defects will heal by connective
tissue during the lifetime of the animal [2]. Although tremendous efforts have been made to
repair CSBD, current strategies encounter a variety of limitations. Further development of
effective repair of CSBD is therefore needed in the field of orthopedic, oral and
maxillofacial surgery.
Bone tissue engineering
Bone tissue engineering is an interdisciplinary field that combines the knowledge and
technology of material engineering and biological factors to regenerate damaged bone
tissues[3]. It is based on the understanding of bone structure, bone mechanics, and tissue
formation as it aims to induce new functional bone tissues. In other words, to successfully
regenerate or repair bone, knowledge of the process of bone defect healing is quite essential.
Bone defects heal by a process that recapitulates many of the events of both
intramembraneous and endochondral bone formation, and it uniquely heals without the
formation of scar tissue [4, 5]. Initially, hematoma formation is accompanied by an
inflammatory response and the recruitment of many of the signaling molecules involved in
the regulation of new bone formation (i.e., ILs, TNF-α, FGFs, BMPs, PDGF, VEGF, etc.).
At cortex and periosteum level, intramembranous bone formation immediately occurs. The
external soft tissues stabilize the fracture by the formation of a callus, which subsequently
undergoes chondrogenesis, and then a process highly similar to endochondral ossification.
More specifically, after the callus forms, chondrocyte proliferation decreases as the tissues
begin to mature (i.e., hypertrophy) and calcify the matrix. In-growing blood vessels carry
chondroclasts, which are responsible for resorbing the calcified cartilage and osteoblastic
progenitors, which begin the process of new bone formation. The mechanical continuity of
the cortex is achieved via subsequent remodeling of the newly formed bone. In the process
of repairing bone defects, several key factors are highlighted: (1) a biocompatible scaffold
that closely mimics the natural bone extracellular matrix niche, (2) osteogenic cells to lay
on the bone tissue matrix, (3) morphogenic signals that differentiate mesenchymal stem in
General introduction
3
cells into osteogenic cells, and (4) sufficient vascularization to meet the growing tissue
nutrient supply and clearance needs.
Bone grafts
Bone grafts must comply with some or all these factors to be able to facilitate bone
regeneration to various degrees. If the grafts have the ability to facilitate the migration and
proliferation of osteoblasts and progenitor cells [6], they are considered to be
osteoconductive material. A solo scaffold is usually an osteoconductive graft. When a
scaffold is constructed with osteogenic and/or vasculo-genic growth factors, they are
endowed with osteoinductivity─the ability to induce progenitor cells to differentiate down
osteogenic lineages [6]. Only when a biomaterial consists of a scaffold, osteogenic cells and
growth factors, it is considered to be osteogenic.
Autografts are osteogenic, because they can provide all the elements for bone regeneration
such as osteoconductive 3-dimensional scaffolds, osteogenic cells and osteoinductive
growth factors [7]. Autografts are therefore regarded as the “gold standard” for bone defect
repair. However, autografts need to be harvested from the iliac crest or other sites in
patients, and thus it requires a second operation at the site of the tissue harvest [8], which
makes patients in danger of significant donor site injury and morbidity, deformity and
scarring [9-11]. Another drawback of autografts is their uncontrollable and variable
spontaneous resorption, which may compromise the outcome of reconstructing the
curvature of the local sites [12].
Allografts represent the second most common bone-grafting technique. They are often from
a cadaver. Allogeneic bone is also biocompatible, and is available in various forms,
including demineralized bone matrix, morcellised and cancellous chips, cortico-cancellous
and cortical grafts, and whole-bone segments, depending on the host-site requirements. In
comparison to autografts, allografts are associated with risks of immunoreactions and
transmission of infections [13, 14]. Since donor grafts are devitalized via irradiation or
freeze-drying processing, they have reduced osteoinductive properties and no cellular
component [15, 16]. Furthermore, the bone grafting market is experiencing an unmet
supply and great demand; there is currently a shortage in allograft bone graft material [17].
Xenografts are composed of tissue taken from another species. The antigenic potential of
xenografts can be diminished or eliminated by chemical treatment. One of the most widely
used xenografts in clinical dentistry is deproteinized bovine bone (Bio-Oss®, Geistlich,
Switzerland). It is derived from a bovine source and is treated by a chemical extraction
process to remove all the organic components and pathogens [18].
Chapter 1
4
Thanks to technological evolution and better understanding of bone-healing mechanisms,
many synthetic calcium phosphate (CaP) grafts have been developed to mimic the content
and structure of natural bone for repairing bone defects. According to the chemical
compostition, CaP can be classified as either hydroxyapatite, beta-tricalcium phosphate,
biphasic calcium phosphate, carbonated apatite or calcium deficient hydroxyapatite [19].
Moreover, CaP can be fabricated into different application forms, such as pastes, granules,
blocks and composites, which can be classified as ceramic or cements. Ceramics are
defined as the inorganic, non-metallic solid materials prepared by sintering [20]. The
sintering process removes volatile chemicals and increases crystal size, resulting in a
porous and solid material. On the other hand, cements consist of a mixture of calcium
phosphates which can be applied as a paste and harden in situ due to a precipitation reaction.
Both xenograft and synthetic CaP have physical and chemical structure similar to that of
natural bone [21], which offers them excellent osteoconductivity. However, they lack
intrinsic osteoinductivity [22].
Acquiring and evaluating osteoinductivity
For most clinical cases, osteoconductive bone grafts can achieve excellent bone defect
reparation. However, there are still a significant number of eligible individuals with CSBD
suffering from diabetes, local osteoporosis and metabolic bone disorder which can
compromise bone healing. Bone grafts with enhanced ability to repair bone defects are
therefore needed. Although cell-based therapies are attracting increasing attention, they are
still in their infancy regarding the safety and efficacy for humans. In contrast, growth
factor-based therapy is more advantageous in safety, feasibility and practical potential for
clinical application in the immediate future. Therefore, we believe it is the safest and most
practical method to endow grafts with osteoinductivity by introducing growth factors. One
substantial group of growth factors to offer osteoinductivity to bone grafts is the bone
morphogenetic proteins (BMPs). BMPs have been found in the demineralized bone matrix
more than 40 years ago. They belong to the TGF-β superfamily and promote the
differentiation of osteoprogenic cells and induce osteogenesis [23]. The osteoinductive
properties of BMPs make them promising candidates to promote bone formation, which has
been confirmed in animal studies and clinical trials [24-26]. Some of them are therefore
approved by the food and drug administration (FDA) as a medical device [23]. These are
recombinant human bone morphogenetic protein-2 (rhBMP-2) and recombinant human
bone morphogenetic protein-7 (rhBMP-7).
To evaluate the osteoinductivity of biomaterials, we need to thoroughly understand
osteoinduction. It could be divided into 3 principles [27]:(1) mesenchymal cell
recruitment; (2) mesenchymal differentiation to bone-forming osteoblasts and (3) ectopic
bone formation in vivo. Based on this theory, the osteoinductivity in vitro can be
General introduction
5
determined by evaluating the effect of biomaterials on the differentiation of mesenchymal
stem cells. Their osteoinductivity is confirmed only when mesenchymal stem cells are
induced to osteogenic differentiation, which can be characterized by alkaline phosphatase
(ALP), osteocalcin (OCN) expression and mineralization. ALP [28] and OCN [29] are
involved in the process osteoid formation and bone mineralization. OCN is considered a
specific marker of osteoblast function [30]. Alizarin red-S is usually used to stain calcite
dolomite to show the mineralization [31], which is the reliable signal for osteogenic
differentiation. In vivo the osteoinductivity of a material is usually demonstrated by bone
formation after being implanted in CSBC [32] or ectopic sites such as subcutaneous pockets
and intramuscular sites [27].
Antibiotic delivery vehicles for treatment of infected bone defects
Reparation of bone defects can be challenging not only because of their sizes, but also
when they are combined with local infections. For example, in bone defects caused by
trauma, up to 50 % infectious complications have been reported [33, 34] with the tibia
being most often affected [35]. Furthermore, the subsequent chronic osteomyelitis and/or
non-union represent a major source of disability and decreased quality of life for the
individual patient, and a socio-economic problem for public health systems.
Thorough elimination of local infection is the prerequisite of repairing bone defects[36] and
therefore much focus has been put on infection control. Systematical administration of
antibiotics is not preferable for local infection control, because it is difficult for
systemically administered antibiotics to cross bone tissue with relatively avascular bone
surrounding it before reaching the infected defect site. This not only diminishes its
effectiveness, but also increases the chances for the induction of bacterial resistance [37].
Logically, these two central shortcomings could be ameliorated with the use of locally
delivered antibiotics. Various delivery modes have been developed for infection control. At
the clinical level, the mainly applied antibiotic delivery vehicle is in the form of poly
(methyl methacrylate) (PMMA) beads. After they had been first clinically applied in the
early 1970s [38], they gradually established themselves as a standard option for the local
delivery of antibiotics to bone cavities and this trend continues to this very day. Although
PMMA beads loaded with hydrophilic antibiotics were successfully applied in the past [39-
41], numerous clinical limitations are associated with their use. These include: (1) their
non-biodegradable nature and the need for a secondary surgery to remove them [42]; (2) an
often insubstantial amount of the released antibiotic following the initial, burst release
phase [43], which has led to the promotion of pathogenic resistance to such therapies in the
past [44]; (3) proneness to biofilm formation, which hinders the antimicrobial action [45];
and (4) moderate toxicity resulting from the absorption of MMA monomers and the
carboxylesterase-mediated conversion of MMA to methacrylic acid [46]. On top of this, a
Chapter 1
6
comprehensive clinical study has yet to prove that PMMA beads are more effective than the
systemic antibiotic delivery in treating orthopedic infections [47]. The major clinically
available alternative capable of sustained release are calcium sulfate cements, which suffer
from other weaknesses, mainly their rapid degradation, which is faster than the bone
ingrowth rate and can lead to mechanical failure of the implant [48].
We therefore believe that the ideal antibiotic delivery vehicle to repair infected bone defects
should possess the following properties: (1) biodegradable and its degradation rate should
match with the ingrowth rate of new bone; (2) can be adjusted to carry proper amount of
antibiotics and deliver antibiotics in appropriate mode; (3) the vehicle itself is also a
functional bone substitute.
Outline of the thesis:
BMP2 is well-known as an effective osteoinductive agent. This thesis is about introducing
BMP2 into different carriers to develop various osteoinductive biomaterials with different
properties to repair CSBD and infected CSBDs.
To enhance bone regeneration in CSBD, most bone-defect-filling materials in clinics need
to be mixed with autografts to obtain osteoinductivity. Due to the obvious limitation in
using autografts, we therefore developed a BMP2-coprecipitated, layer-by-layer assembled
biomimetic calcium phosphate particle (BMP2-cop.BioCaP) as a potential osteoinducer. In
chapter 2, we combined BMP2-cop.BioCaP with clinically often used biphasic calcium
phosphate (BCP) to repair an 8mm rat cranial defect. Our hypothesis was that BMP2-
cop.BioCaP could introduce osteoinductivity to BCP and so function as effectively as
autografts for the repair of CSBD.
BMP2-cop.BioCaP cannot be applied as an independent bone-defect-filling material due to
its rapid degradation. We therefore developed a BMP2-incorporated biomimetic calcium
phosphate granule (BMP2-BioCaP). In chapter 3, we combined it with a strong
antibacterial agent ─ hydroxypropyltrimethyl ammonium chloride chitosan (HACC) to
fabricate an osteoinductive and antibacterial biomaterial─BMP2-BioCaP/HACC complex
for repairing infected CSBD. It was designed with a sequential release system: burst release
of HACC and followed by a controlled release of BMP2. We hypothesized that this BMP2-
BioCaP/HACC complex could rapidly eliminate residual bacteria and thereafter induce new
bone formation in subcutaneous pockets in rats.
Osteoinductivity is essential not only for bone-defect-filling materials to repair CSBD, but
also for coatings on metallic biomaterials to improve their osseointegration in patients with
comprised surrounding bone tissue. In chapter 4, we reviewed that introducing BMP2 to
General introduction
7
calcium phosphate coatings endow metallic implant surfaces with osteoinductivity so as to
enhance and accelerate their osseointegration.
In clinical practice, unlike animal studies mentioned above, bone regeneration in defects
and osseointegration of implants can hardly be evaluated by histological analysis. However,
it is essential to have good validity and reliability of radiological evaluating system to
assess post-operative integration bone-defect-filling materials and osseointegration of
metallic implants. In chapter 5, we therefore evaluated the accuracy of cone beam
computed tomography (CBCT) by comparing the same measurements gained by CBCT
with those on their corresponding histological sections.
In chapter 6, the main conclusions of this thesis are discussed and placed in a broader
perspective. The limitations of this thesis are also addressed.
Objectives of the thesis
The aims of this thesis are as follows:
1. To introduce osteoinductivity to clinically used BCP by a novel osteoinducer and
evaluate if it can improve bone regeneration in CSBD. Furthermore, to explore the
mechanism of the osteoinducer enhancing bone regeneration.
2. To develop an antibacterial and osteoinductive biomaterial for treatment of
infected CSBDs and to evaluate its antibacterial activity and osteoinductivity in
vitro and in vivo.
3. To review the biological process of osseointegration and offer an overview of the
coatings designed for improving osseointegration of metallic biomaterials
4. To evaluate the accuracy of measuring bone thickness surrounding dental implants
and the reliability of assessing existence and completion of osseous integration of
augmentation material using CBCT.
Chapter 1
8
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Chapter 1
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11
Chapter 2
Bone regeneration in critical-sized bone defect
enhanced by introducing osteoinductivity to
biphasic calcium phosphate granules
Dongyun Wang, Afsheen Tabassum, Gang Wu, Liquan Deng,
Daniel Wismeijer, Yuelian Liu.
Clinical Oral Implants Research, 2015, 00: 1-10
Chapter 2
12
Abstract
Objectives: Biphasic calcium phosphate (BCP) is frequently used as bone substitute and
often needs to be combined with autologous bone to gain an osteoinductive property for
guided bone regeneration in implant dentistry. Given the limitations of using autologous
bone, a bone morphogenetic protein-2 (BMP2)-coprecipitated, layer-by-layer assembled
biomimetic calcium phosphate particles (BMP2-cop.BioCaP) has been developed as a
potential osteoinducer. In this study, we hypothesized that BMP2-cop.BioCaP could
introduce osteoinductivity to BCP and so could function as effectively as autologous bone
for the repair of a critical-sized bone defect.
Materials and methods: We prepared BMP2-cop.BioCaP and monitored the loading and
release kinetics of BMP2 from it in vitro. Seven groups (n=6 animals/group) were
established: 1)Empty defect; 2)BCP; 3) BCP mixed with biomimetic calcium phosphate
particles (BioCaP); 4) BCP mixed with BMP2-cop.BioCaP; 5) BioCaP;6)
BMP2-cop.BioCaP; 7) BCP mixed with autologous bone. They were implanted into 8mm
diameter rat cranial critical-sized bone defects for an in vivo evaluation. Autologous bone
served as a positive control. The osteoinductive efficacy and degradability of materials
were evaluated using micro-CT, histology and histomorphometry.
Results: The combined application of BCP and BMP2-cop.BioCaP resulted in significantly
more new bone formation than BCP alone. The osteoinductive efficacy of
BMP2-cop.BioCaP was comparable with the golden standard use autologous bone.
Compared with BCP alone, significantly more BCP degradation was found when mixed
with BMP2-cop.BioCaP.
Conclusion: The combination of BCP and BMP2-cop.BioCaP showed a promising
potential for guided bone regeneration clinically in the future.
Keywords: Animal experiments; Biomaterials; Guided bone regeneration; Growth factor
Introduce osteoinductivity to BCP by a new osteoinducer
13
1. Introduction
The major concern in oral implantology is often the presence of insufficient alveolar bone
to facilitate the insertion of dental implants according to planned prosthetic position. Recent
development in guided bone regeneration has made it possible to install dental implants in
regions which were previously considered unsuitable due to presence of insufficient bone.
Various grafting materials, including autografts, allografts, xenografts, and synthetic
materials, have been used in implant dentistry for guided bone regeneration, however with
varying degree of success [1]. Although autografts are regarded as the “gold standards” for
bone regeneration [2, 3], their application is limited due to the low availability as well as
pain and morbidity from the donor site [4]. Synthetic calcium phosphate (CaP)-based
materials are therefore used clinically for the repair of bone defects [5, 6]. Biphasic calcium
phosphate (BCP), a mixture of hydroxyapatite and β tricalcium phosphate, is one of the
most commonly used synthetic CaP materials due to its excellent osteoconductivity [7-9]-
the ability to facilitate the migration and proliferation of osteoblasts and progenitor cells
[10]. In the progress of bone regeneration, growth factors are further needed to differentiate
progenitor cell into osteoblasts and subsequently to form new bone. Basing on this theory,
there is an increasing interest in combining osteogenic and/or vasculogenic growth factors
with osteoconductive materials to enhance bone regeneration. This kind of materials are
considered to possessing osteoinductivity- the ability to induce progenitor cells to
differentiate down osteogenic lineages [10].
To endowing materials with osteoinductivity, bone morphogenetic protein-2 (BMP2) is an
often used osteogenic growth factor due to not only its powerful capacity of inducing
osteogenesis but also its saftey. Its application has been approved by the Food and Drug
Administration (FDA). The positive influence of BMP2 on bone regeneration has been
shown to induce bone formation in animal studies [11, 12] and clinical trials [13, 14].
However, the present way of delivering BMP2 clinically, the superficial adsorption of
BMP2 onto bone filling materials [15], causes burst release and consequently the transient
high local concentration of BMP2. This kind of delivery of BMP2 is often associated with
various potential side effects such as an excessive stimulation of bone resorption and the
induction of bone formation at unintentional sites [16]. To maximize its osteoinductivity,
BMP2 needs to be continuously delivered to target sites at a low concentration [17]. Our
research group has recently developed BMP2-coprecipitated layer-by-layer assembled
biomimetic calcium phosphate (BioCaP) particles (BMP2-cop.BioCaP). It could serve as an
independent osteoinducer when mixed with osteoconductive biomaterials [18]. BMP2 was
incorporated into the outermost layer of an inorganic crystalline latticework of
BMP2-cop.BioCaP. Very low doses of the incorporated BMP2 were released slowly and
steadily as the BMP2-cop.BioCaP particles underwent degradation at the site of the
implantation. These low doses (at μg level) were proved to induce bone formation
Chapter 2
14
efficiently in a pro-fibrotic environment and to suppress the foreign body reaction to a
clinically-used bone substitute in rat ectopic sites [18]. Compared with the high dose (at mg
level) of BMP2 used clinically (INFUSE® Bone Graft, 1.5mg BMP-2 per ml collagen
sponge), the BMP2-cop.BioCaP granules (about 150μg BMP2 per ml granule) achieved a
satisfactory bone regeneration with 10 times less BMP2. BMP2-cop.BioCaP was proved to
be not only an effective, but also an efficient method to deliver BMP2 for the repair of
critical-sized bone defects.
In the present study, we combined BMP2-cop.BioCaP with BCP to heal critical-sized
cranial defects in rats. The bone regeneration was evaluated 4 and 12 weeks after the
operation using micro-CT, histological and histomorphometrical analysis. Our hypothesis
was BMP2-cop.BioCaP could introduce osteoinductivity to BCP and it could function as
effectively as autologous bone for the repair of critical-sized bone defects.
2. Materials and Methods
2.1 Study design
Biomimetic calcium phosphate (BioCaP) and BMP2-coprecipitated layer-by-layer
assembled biomimetic calcium phosphate (BMP2-cop.BioCaP) granules were prepared and
evaluated both in vitro and in vivo. BioCaP and BMP2-cop.BioCaP were characterized in
vitro by using confocal laser scanning fluorescence microscopy (CLFM) and scanning
electron microscopy (SEM). The loading and release kinetics of BMP2 in each group was
also assessed. For the in vivo experiments, we adopted a rat critical-sized cranial defect
model for assessing the formation of bone tissue and degradation of the materials assessed
using micro-CT evaluation, histological and histomorphometrical analysis.
2.2. Fabrication of BioCaP and BMP2-cop.BioCaP granules
The BioCaP granules were prepared using the well-established protocol developed by our
group[18]. Briefly, 2000ml 5-fold-concentrated simulated body fluid (684mM NaCl,
12.5mM CaCl2·2H2O, 5mM Na2HPO4.2H2O, 21mM NaHCO3, 7.5mM MgCl2.6H2O
(Sigma, St. Louis, USA)) was incubated for 24 hours at 37°C to obtain amorphous calcium
phosphate (ACP) particles which served as a core of the particles. Subsequently, crystalline
octacalcium phosphate (OCP) was deposited on the core. This was produced by immersing
ACP granules into 1000 ml supersaturated calcium phosphate solution (40mM HCl, 4mM
CaCl2.2H2O, 2mM Na2HPO4·2H2O(Sigma, St. Louis, USA)), which was buffered to pH 7.4
with 50mM TRIS, for 48 hours at 37°C. ACP layer and OCP layer were obtained alternately
three times to obtain the final granules. To produce BMP2-cop.BioCaP, the final crystalline
layer was functionalized by the incorporation of BMP2 (INFUSE® Bone Graft, Medtronic,
Introduce osteoinductivity to BCP by a new osteoinducer
15
Minneapolis, MN, USA) into this solution at a concentration of 2 μg/ml. The entire
procedure was conducted under sterile conditions.
2.3 Characterization of BioCaP and BMP2-cop.BioCaP granules
Structure characterization of BioCaP using CLFM
To investigate the inner structure of BioCaP granules, bovine serum albumin (BSA)
labelled with fuorescei-isothiocyanate (FITC-BSA, siga, St. Louis MO, USA) (0.1mg/ml)
was coprecipitated into ACP layer and Rhodamine B (0.1mg/ml) was co-precipitated into
OCP layer. After freeze drying, the granules were embedded in methyl methacrylate.
600μm-thick sections were prepared and affixed to Plexiglas holders. These sections were
then ground down to a thickness of 80 mm for an inspection in a fluorescence microscope.
Surface characterization of BioCaP and BMP2-cop.BioCaP using scanning SEM
The morphology of BMP2-cop.BioCaP granules was evaluated using a scanning electron
microscope (XL 30, Philips, the Netherlands). For this purpose, samples of the material
were mounted on aluminum stubs and sputtered with gold particles to a thickness of
10-15nm.
2.4 Quantification of the amount of the incorporated BMP2
The amount of incorporated BMP2 was determined using a commercially available
enzyme-linked immunosorbent assay (ELISA) kit (PeproTech, London, UK). 0.05g of
BMP2-cop.BioCaP (n=6) was dissolved in 1ml 0.5M EDTA (pH 8.0) and vortexed twice
for 5 minutes. The supernatants were withdrawn for analysis of the total loading of BMP2.
2.5 Release kinetics of BMP2 from BMP2-cop.BioCaP
To study the release kinetics of BMP2 from BMP2-cop.BioCaPgranules, FITC-BSA was
used as cost effective alternative for BMP2. Previous studies have indicated the similarity
between the release kinetics of BSA and BMP2 [19-21]. Six samples of FITC-BSA-cop
BioCaP were incubated in a sealed 10ml glass tubes containing 2ml of phosphate-buffered
0.9% saline (pH 7.4). The tubes were incubated for up to 35 days in a shaking waterbath at
37°C (60agitations/min). The supernatant of each sample was withdrawn for
spectrophotometric analysis in a fluorimeter (Spectrama M2, Molecular Devices, CA,
USA).The temporal release of FITC-BSA was expressed as a percentage of the total
amount that had been coprecipitated into the crystalline layer of the BioCaP.
2.6 Experimental groups for animal study
Chapter 2
16
A rat cranial defect (8 mm in diameter), which was considered as a critical-sized bone
defect [22] was used for the experimental animal model in this study. Seven groups (n=6)
were established for treating critical-sized bone defects (Table 1).
A) Empty defect (Blank control)
B) BioCaP alone
C) BCP alone (Negative control for the effects of BMP2-cop.BioCaP)
D) BMP2-cop.BioCaP alone
E) BCP mixed with BioCaP (Negative control for the effects of BMP2)
F) BCP mixed with BMP2-cop.BioCaP (Experimental groups)
G) BCP mixed with autologous bone (Positive control)
Straumann® BoneCeramic™ (Straumann, Basel, Switzerland) was applied as BCP. In
group C and D, volume ratio of BCP to BioCaP/BMP2-cop.BioCaP was 4:1. 0.28ml of
BCP (size: 0.25-1.00mm) and 0.07ml of BioCaP/BMP2-cop.BioCaP (size: 0.25-1.00mm)
per sample were placed into 1ml Eppendorf tube and homogenously vortexed. Autologous
bone in group G was harvested from the cranial defects in rats, ground to chips and then
mixed with BCP under sterile conditions. The amount of the materials in each group and
the corresponding volume ratio was determined as in our previous study [18].
Table 1. Composition and BMP2 loading dose of groups
2.7 Surgical procedure
Fourty two male Sprague-Dawley rats (12 weeks and weighing~500g) were randomly
divided into 7 groups mentioned above at each time point. In total, 84 rats were used for
two time points in the animal experiments, 4 or 12 weeks after surgery. The animal care
was performed in accordance with the guidelines of the Ethical Committee of Zhejiang
Chinese Medical University. All animal experiments were carried out according to the ethic
laws and regulations of China. Critical-sized cranial defects (8 mm in diameter) were
created in these rats [22]. Briefly, the rats were anaesthetized with an intraperitoneal
injection of pentobarbital (Nembutal 3.5 mg/100 g). A subcutaneous injection of 0.5 ml of 1%
lidocaine as a local anesthetic was given along the sagittal midline of the skull. Following
this, a sagittal incision was made over the scalp from the nasal bone to the middle sagittal
Groups Abbreviation Volume of BCP(ml) Volume of BioCaP with/without BMP2(ml) BMP2 loading dose (μg)
Empty defect Empty defect - - -
BioCaP alone BioCaP - 0.35 -
BCP alone BCP 0.35 - -
BCP mixed with BioCaP BCP+BioCaP 0.28 0.07 -
BMP2-cop.BioCaP alone BMP2-cop.BioCaP - 0.35 51.13 ± 9.68
BCP mixed with BMP2-cop.BioCaP BCP+ BMP2-cop.BioCaP 0.28 0.07 10.29 ± 1.94
BCP mixed with autologous bone BCP+autologous bone 0.28 0.07* -
* 0.07ml autologous bone, instead of BioCaP
Introduce osteoinductivity to BCP by a new osteoinducer
17
crest and the periosteum was dissected (Fig. 1A). The 8mm defect was created using a
dental surgical drill with a trephine which was constantly cooled with sterile saline solution
(Fig. 1B and C). Subsequently, the calvarial disk was carefully removed to avoid tearing the
dura (Fig. 1D). After thoroughly rinsing with physiological saline to wash out any bone
fragments (Fig. 1E), samples from various groups were implanted randomly into these
defects (Fig.1F). Afterwards, a collagen membrane (Bio-Gide®, Geistlich Biomaterials,
Wolhusen, Switzerland) was used to cover the defect (Fig. 1G). The periosteum and the
scalp were closed in layers with interrupted 4-0 Vicryl resorbable sutures (Fig. 1H). The
rats were sacrificed with an overdose of Pentobarbital® (Merck, Darmstadt, Germany) 4
and 12 weeks after the operation, and samples with the surrounding tissues were taken.
Fig 1. Surgical procedure: 8mm cranial defect was created with intersection of sagittal suture and coronal suture as
center of round defect
2.8 Micro-CT evaluation
Samples with surrounding tissues were fixed chemically, and embedded in
methylmethacrylate (MMA) as previously reported [23]. After MMA got hardened, samples
were fixed in synthetic foam and placed vertically in a polyetherimide holder and scanned
at a 18μm isotropic voxel size, 70kV source voltage and 113μA current using a high
resolution micro-CT system (μCT 40, Scanco Medical AG, Bassersdorf, Switzerland). Grey
values, depending on radiopacity of the scanned material, were converted into the
corresponding degrees of mineralization by the analysis software (Scanco Medical AG)[24].
They were used to distinguish BCP, BioCaP/BMP2-cop.BioCaP and newly formed bone as
well as to measure their volumes.
2.9 Histological and histomorphometrical analysis
By applying a systematic random sampling strategy [25], samples were sawn vertically to
sagittal suture of rats into 6 or 7 slices of 600 μm thickness 1 mm apart. Slices of each
Chapter 2
18
sample were mounted on Plexiglas holders and polished. Subsequently, the surfaces of the
slices were stained with McNeal’s tetrachrome, basic fuchsine, and toluidine blue O.
Images were recorded in a stereo-microscope at a final magnification of 30 times and
printed in color for the histomorphometric analysis of various parameters. The volume of
the newly formed bone and the remaining material were determined stereologically from its
area density on tissue sections using the point counting technique [26]. The space within the
original bone defect was taken as the reference space [26]. The volume density of the newly
formed bone in each group was calculated as the new bone area in the defect divided by
corresponding reference area of each sample. There were two kinds of new bone observed
in the histological sections. The new bone found on the periphery of the bone defect in
contact with the host bone was named as osteoconductive bone, while the new bone found
in the center of the bone defect, without any contact with the host bone, was named as
osteoinductive bone (Fig. 2). Their volume density was again calculated as their area in the
defect divided by the corresponding reference area of each sample. The relative volume of
the remaining BCP granules was estimated by dividing the absolute volume of the
remaining BCP by the corresponding original volume of the BCP. The original volume of
BCP in group of pure BCP (0.35 ml) was considered as 1 unit, and the original volume of
BCP in other group (0.28ml) was considered as 0.8 unit.
Fig 2. Representative histological sections (A) of osteoconductive bone (Blue frame) and osteoinductive bone
(Yellow frame). The histological sections were stained with McNeal’s Tetrachrome, basic Fuchsine and Toluidine
Blue O. The schematic diagram is shown in B.
The volume density of the foreign body giant cell (FBGC) was determined to evaluate the
foreign body reaction to the BCP in the different groups. Due to small size of the FBGCs, a
higher magnification was needed for point counting strategy. About 20 images of each
sample were recorded at a final magnification of 320 times with a Leica DMRA microscope
(Leica, Wetzlar, Germany) and printed in color for the histomorphometric analysis.
Introduce osteoinductivity to BCP by a new osteoinducer
19
Multinucleated giant cells on surface of the BCP were counted as FBGC and its volume
density was normalized to the corresponding volume density of BCP.
2.10 Statistical analysis
All data were presented as the mean values with the standard deviation (median ± standard
deviation). Data were compared using the Kruskal-Wallis one-way analysis of variance
with significance level 0.05. Post hoc comparisons were made using Dunn’s test.
3 Results
3.1 Preparation and characterization of BioCaP and BMP2-cop.BioCaP granules
In this study, we produced BioCaP granules using biomimetic layer-by-layer assembling
technique and incorporate BMP2 into the most outer layer of BioCaP granules to obtain
BMP2-cop.BioCaP granules. The CLFM images of cross sections of BioCaP granules
confirmed the layer-by-layer structure in that an amorphous CaP layer (Fig. 3A) and a
crystalline CaP layer (Fig. 3B) were deposited alternately onto each other three times to
form the final granules─BioCaP (Fig. 3C). BMP2-cop.BioCaP granules were seen with a
scanning electron microscope as irregular clusters of microspheres ranging from 100 to
1000μm (Fig. 3D). The outermost of BMP2-cop.BioCaP granules exhibited a uniform
crystalline surface (Fig. 3E). In BMP2-cop.BioCaP granules, the total loading of BMP2 in
0.35cm3 (size of each sample) was 51.13±9.68μg with a co-precipitation rate of 30.1±5.7%.
Protein coprecipitated into BioCaP was released gradually and at a steady rate from the 3rd
day until 35th
day [18].
Fig 3. Laser-scanning fluorescence micrographs of cross-sections BioCaP granules depicting that amorphous (A,
green signal) and crystalline (B, red signal) calcium phosphate were layer-by-layer assembled. The images in A
and B are merged in image C. Scanning electron micrographs depicting the morphology of BMP2-cop. BioCaP
granules (D) and crystalline outer layer of BMP2-cop. BioCaP granule (E).
Chapter 2
20
3.2 Clinical and micro-CT observations
All 84 rats remained healthy and all the surgical sites healed without any complications. No
visual sign of inflammation or adverse tissue reaction was observed. All specimens were
retrieved after implantation periods of 4 and 12 weeks. BCP could be recognized in the
micro-CT examination because its mineralization was significantly higher than in the rest
of the material or tissue. Newly formed bone and BioCaP/BMP2-cop.BioCaP can hardly be
distinguished from one another because their grey values were too close (Fig. 4).
Fig 4. Micro-CT images and corresponding histological images of group containing only BioCaP (A, a) and group
containing BCP with BMP2-cop.BioCaP (B, b). In micro-CT image, BCP (white arrow) showed highest grey value
due to its strongest radiopacity; BioCaP(yellow arrow) and newly formed bone (blue arrow) showed quite similar
grey values which can hardly be distinguished the micro-CT machine.
3.3 Histological results
An empty defect was not completely healed even 12 weeks after implantation, which
proved that the 8mm diameter rat cranial defect was a critical-sized defect (Fig. 5 A, a).
In the groups with BCP alone or with BCP mixed with BioCaP, bone formation was found
along the borders of the bone defect, which was considered as osteoconductive bone. After
4 weeks, it showed as deep pink stained woven bone (Fig. 5B, 5C), while after 12 weeks,
the new bone had grown into lamellar bone and light pink stained. BCP granules were
distributed uniformly in the bone defect and no significant degradation of the granules was
seen after 12 weeks (Fig. 5b, 5c).
When BCP was mixed with BMP2-cop.BioCaP, a higher amount of new bone was
observed as compared to other groups. After 4 weeks, both osteoconductive and
osteoinductive bone were observed in the defect (Fig. 5D). After 12 weeks, these two kinds
of new bone had merged into bone bridge, which fulfilled most of the defect (Fig. 5d). In
the area of new bone, BCP granules were encapsulated by newly formed bone. The outline
of the embedded BCP granules was not as sharp as for the original granules. The granules
Introduce osteoinductivity to BCP by a new osteoinducer
21
were gradually degraded and replaced by new bone.
In group of BioCaP alone, the amount and distribution of new bone formation was found to
be similar to that of the empty defect. After 4 weeks, BioCaP granules were distributed
uniformly in the defect (Fig. 5E). After 12 weeks, no BioCaP granules were observed any
more (Fig. 5e).
In group of BMP2-cop.BioCaP alone, osteoconductive and osteoinductive bone were both
found after 4 (Fig. 5F) and 12 weeks (Fig. 5f). They were similar to those found the group
of BCP mixed with BMP2-cop.BioCaP, but with a relatively smaller volume.
BMP2-cop.BioCaP particles cannot be found any more 4 weeks after the operation.
In the group of BCP mixed with autologous bone, obvious osteoconductive bone and a
relatively small piece of osteoinductive bone were observed at 4 weeks. Pieces of
autologous bone cannot be found anymore (Fig. 5G). After 12 weeks, osteoinductive bone
had merged into a bigger block of new bone. It decreased dramatically after 12 weeks
compared the amount of BCP on the 4 week histological sections (Fig. 5g).
In summary, in all the groups without BMP2 or autologous bone, only osteoconductive
bone was observed. The amount of osteoconductive bone did not increase with time, but the
structure of it became more mature. In the groups with BMP2 or autologous bone, not only
osteoconductive bone but also osteoinductive bone were found in the defects and more
newly formed bone could be expected in comparison with groups without BMP2.
Chapter 2
22
Fig 5. Representative histological images of each group after 4 and 12 weeks at a low magnification (30×).The
sections were stained with McNeal’s Tetrachrome, basic Fuchsine and Toluidine Blue O.
3.4 Histolomorphometric results
New bone formation
The descriptive measurements of the total new bone, including osteoconductive bone and
osteoinductive bone, 4 and 12 weeks after implantation was shown in table 2. Itrevealed
that the volume density of the newly formed bone was significantly higher when BCP was
mixed with BMP2-cop.BioCaP compared with BCP alone after 4 weeks and 12 weeks. The
volume density of newly formed bone was the same when BCP was mixed with
BMP2-cop.BioCaP or with autologous bone. The volume density of the newly formed bone
in the group with BMP2-cop.BioCaP was significantly less at both 4 and 12 weeks
compared to group of BCP mixed with BMP2-cop.BioCaP (Fig. 6).
Introduce osteoinductivity to BCP by a new osteoinducer
23
Table 2. Descriptive measurements of volume density (mm3/mm3) of total newly formed bone, including
osteoconductive and osteoinductive bone, in all groups at 4 and 12 weeks after implantation (Median±Standard
deviation).
Fig 6. Histomorphometric measurements of volume density of total newly formed bone including osteoconductive
bone and osteoinductive bone at 4 (A) and 12 (B) weeks after implantation. Values are shown as median± standard
deviation. * p < 0.05, indicating significant difference between groups at the same time point; # p < 0.05,
indicating significant difference between 4 weeks and 12 weeks of the same group.
The amount of newly formed bone displayed different growth profiles with time. When the
bone defect was filled with BCP alone, the newly formed bone did not increase much from
4 weeks to 12 weeks. Whereas, BCP mixed with BMP2-cop.BioCaP induced a statistically
significant increase in bone formation after 12 weeks compared with after 4 weeks. A
similar phenomenon was also observed in positive control group of BCP mixed with
autologous bone. As mentioned above, the new bone was divided into two types namely
osteoconductive and osteoinductive bone. The amount of osteoconductive bone did not
increase with time (Fig. 7A). On the other hand, the amount of osteoinductive bone did
increase with time in the groups with BMP2-cop.BioCaP or with autologous bone (Fig. 7B).
To sum up, the amount of new bone in the group with BCP alone did not increase because
only osteoconductive bone formed, which did not show an obvious increase with time. In
contrast, when defects were implanted with BCP mixed with BMP2-copBioCaP, both
osteoconductive and osteoinductive bone were observed and a significant increase in
Osteoconductive bone Osteoinductive bone Total new bone Osteoconductive bone Osteoinductive bone Total new bone
Empty defect 0.04±0.01 - 0.04±0.01 0.04±0.01 - 0.04±0.01
BioCaP 0.05±0.02 - 0.05±0.02 0.06±0.02 - 0.06±0.02
BCP 0.23±0.04 - 0.23±0.04 0.25±0.05 - 0.25±0.05
BCP+BioCaP 0.24±0.04 - 0.24±0.04 0.27±0.06 - 0.27±0.06
BMP2-cop.BioCaP 0.18±0.03 0.08±0.02 0.26±0.07 0.19±0.03 0.15±0.06 0.38±0.04
BCP+BMP2-cop.BioCaP 0.30±0.02 0.17±0.03 0.43±0.04 0.30±0.04 0.28±0.04 0.58±0.05
BCP+autologous bone 0.30±0.02 0.15±0.03 0.44±0.04 0.30±0.04 0.26±0.04 0.59±0.02
4 weeks 12 weeks
Chapter 2
24
osteoinductive bone was observed from 4 weeks to12 weeks.
Fig 7. Histomorphometric measurements of volume density of osteoconductive bone (A) and osteoinductive bone
(B) at 4 and 12 weeks after implantation. Values are shown as median± standard deviation. * p <0.05.
Material degradation
The degradation of BCP was associated with the bone formation. BCP did not degrade
much when it was implanted alone or mixed with BioCaP. These were the groups with an
unfavorable new bone formation. When it was mixed with BMP2-cop.BioCaP or
autologous bone, more new bone formation and more BCP degradation were observed
simultaneously. This phenomenon was even more obvious after 12 weeks (Fig. 8A).
At 4 weeks, the volume density of BioCaP in the group containing BioCaP alone was
0.06±0.02 mm3/mm
3. Interestingly, BioCaP was hardly found in the group of BCP mixed
with BioCaP. Whereas, BMP2-cop.BioCaP degraded completely no matter if it was with or
without BCP. After 12 weeks, no BioCaP could be observed in groups with BioCaP alone or
with BCP mixed with BioCaP.
Foreign body reaction
The FBGCs at 12 weeks were too few to count. Therefore, only data at 4 weeks were
obtained (Fig. 8B). The volume density of FBGCs to BCP was significantly lower when
BCP was mixed with BMP2-cop.BioCaP than it was either alone or mixed with BioCaP. No
statistically significant differences were found between BCP mixed with
Introduce osteoinductivity to BCP by a new osteoinducer
25
BMP2-cop.BioCaP and autologous bone.
Fig 8. Histomorphometric measurements of remaining BCP granules at 4 and 12 weeks after implantation (A) and
volume density of FBGC at 4 weeks after implantation (B). Values are shown as median± standard deviation.
* p <0.05.
4 Discussion
The aim of this study was to investigate if BMP2-cop.BioCaP could replace autologous
bone by functioning as an effective osteoinducer for BCP and enhancing bone regeneration
in a critical-sized bone defect. Our results supported the positive effect of
BMP2-cop.BioCaP on bone formation. BCP mixed with BMP2-cop.BioCaP induced more
new bone in rat cranial critical-sized defects than BCP alone and it was as effective as BCP
mixed with autologous bone. It indicated that BMP2-cop.BioCaP could be considered as an
effective method of introducing osteoinductivity into bone substitutes. Doctors and dentists
would not have to rely on autologous bone and the complications caused by autologous
bone transplantation could be avoided. What’s more, the outstanding benefit of this
osteoinducer was that it could be mixed with any commercially available bone substitute
granules without altering their original property. Thus BMP2-cop.BioCaP could be made
into an off-the-shelf product. Compare to other approaches of conferring bone substitutes
with osteoinductivity, adding BMP2-cop.BioCaP to clinically available bone substitutes
should be easier for clinical application.
BMP2-cop.BioCaP is a kind of biomimetic calcium phosphate granule on which an
amorphous calcium phosphate layer and a crystalline calcium phosphate layer are deposited
alternately on the granule. When these two kinds of calcium phosphate layers were stained
with different fluorescent dyes, their emerged confocal images showed the two overlapping
Chapter 2
26
fluorescent colors (Fig. 3C), which confirmed the layer-by-layer structure of
BMP2-cop.BioCaP granules.
Rat cranial critical size defect (8mm in diameter) [22] was used as an implantation model to
evaluate the osteoinductive efficacy of materials. This kind of preclinical testing has been
widely used for large skeletally mature animals including dogs, goats, sheep and pigs.
Compared to rodents, these animals were considered to have more similar structure and
composition of bone tissue as humans. However, there was no substantiation that one
model was proved to be better than any other when it was used to address clinical
translation of assayed therapeutic approaches [27]. What is more, rats are inexpensive, easy
to house and to manipulate. In addition, the reduced lifespan of rats avoids the influence of
animals’ ageing on the bone metabolism and regeneration processes.
BMP2-cop.BioCaP improved bone formation because it could induce osteoinductive bone
that was new bone formed in the center of bone defect. The formation of osteoinductive
bone produced a new bone regenerating center besides the one at the periphery of host bone.
According to the understanding of bone defect healing process in animals, bone
regeneration starts from the borders of the defect, moves centripetally to fill the defect and
so tends to heal the defects finally [28]. This does not happen for critical sized bone defects
and the growth to the center stops at a certain point. This phenomenon could be observed in
the empty defect in our study. To some extent, BCP filled in the defect enhanced the healing
but it did not change the conventional healing pattern. Whereas, the addition of
BMP2-cop.BioCaP altered the healing by introducing a new center of regenerating
bone—osteoinductive bone. Consequently, the two centers of bone regeneration accelerated
and enhanced the healing of the defect.
The efficacy of BMP2-cop.BioCaP in improving bone formation was comparable with the
most often used osteoinducer in clinical practice─autologous bone. Although the
distribution, composition and the amount of new bone in these two groups were similar as
the histological sections showed, the mechanism of osteoinductive bone formation in these
two groups was quite different. Autologous bone is osteogenic, including hydroxyapatite
functioning as scaffold, osteogenic cells and a bunch of bioactive agents, which could form
new bone by itself. Therefore it can be applied to almost all bone defects independently or
combined with other bone grafting materials. Whereas, BMP2-cop.BioCaP needed an extra
resource of osteogenic cells and scaffold to heal the critical-sized bone defect. Therefore,
although our results support the use of BMP2-cop.BioCaP for replacing autologous bone,
further studies with other animal models and human beings are still needed to evaluate this
hypothesis.
Osteoinductive bone was able to grow on its own even in the absence of BMP2. According
Introduce osteoinductivity to BCP by a new osteoinducer
27
to our results, BMP2-cop.BioCaP stimulated new bone formation within 4 weeks. After 4
weeks, the BMP2-cop.BioCaP particles were completely degraded. Theoretically it could
not then stimulate bone formation any more. However, we found osteoinductive bone
growing bigger from 4 weeks to 12 weeks, indicating the ability of the osteoinductive bone
to grow by itself. But it could not heal the complete bone defect even after 12 weeks, which
contradicted other studies using the same animal model [29]. There could be two possible
explanations for the unhealed bone defects in the present study: one was that osteoinducer
(BMP2-cop.BioCaP) only needed to form osteoinductive bone at the early stage of bone
regeneration to stimulate bone regeneration. Even after the BMP2-cop.BioCaP was
degraded, the existence of osteoinductive bone was enough to completely heal the defect
since it could grow on its own. The incomplete healing was only because the observing
period was not long enough; the other one was that during the entire healing period the
existence of osteoinducer was needed, the BMP2-cop.BioCaP particles degraded too fast to
ensure a complete healing of the defect. To find the real reason we will need to study extra
groups of BMP2-cop.BioCaP with a slower degradation profile or groups of BioCaP loaded
with more BMP2 and to measure for a longer time to assess if the results will be different
from the current ones.
The sustained release of BMP2 guarantees that BMP2-cop.BioCaP functions as an effective
osteoinducer [30]. It has been proved in vitro that protein coprecipitated into BioCaP was
released gradually and at a steady rate after the 3rd
day until the 35th day, at which juncture
the initial depot had been depleted by no more than 50.1% [18]. Although there are no
direct in-vivo supporting experiments, it is logic to speculate that the release of BMP2 from
BMP2-cop.BioCaP in vivo would be slow and sustained, because BMP2-cop.BioCaP is
derived from biomimetic calcium phosphate coating and they used the same technique to
carry BMP2-incorporating BMP2 into the inorganic lattice network work of crystalline
calcium phosphate. Our previous experiment proved that calcium phosphate coating
degraded slowly in vivo and BMP2 was liberated as the crystalline calcium phosphate
degrades [23]. Titanium alloy discs with a biomimetic BMP2-incorporated calcium
phosphate coating were implanted subcutaneously in rats and retrieved for
histomorphomtrical analysis at 7 day intervals over a period of 5 weeks. From the first to
the fifth week, volume of coating remaining was 9.22, 9.21, 5.78, 5.54, 2.04 mm3. It proved
directly that the coating degraded slowly and supported indirectly the in vivo slow release
of BMP2 from BMP2-cop.BioCaP. Compared with the degradation profile in vitro, the
degradation of BMP2-cop.BioCaP in vivo was much faster due to the acceleration by many
types of cells (e.g. fibroblasts, monocytes/macrophages) through phagocytotic mechanism
[31].
A bone substitute should have proper degradation profile to match the bone growth rate
[32]. It cannot degraded too fast since it has to function as a scaffold for the osteoblast to
Chapter 2
28
attach, proliferate, differentiate and finally form new bone. Also it cannot degrade too
slowly since the newly formed bone needs finally to replace it. As a bone substitute, BCP
does not degrade easily. It was reported that 26.6% of BCP granules were still not degraded
after 6 to 8 months in a treated maxillary sinus in a clinical trial [33], which needed to be
accelerated. The present study showed that in the group with BCP alone, the volume of
BCP did not change much even after 12 weeks. Significantly more BCP granules degraded
in the groups containing BCP mixed with BMP2-cop.BioCaP or autologous bone than in
the group with BCP alone. This indicated that BMP2-cop.BioCaP stimulated the
degradation of BCP because in the process of osteogenesis, BCP served as a scaffold and a
resource of calcium and phosphate ions for the new bone formation. With osteogenesis
going on, BCP would be gradually degraded and replaced by new bone. The more actively
the bone regenerated, the more BCP granules were degraded [34].
One major concern of biomaterials is their biocompatibility. Unfavorable biocompatibility
is often characterized by a foreign body reaction to biomaterials [35, 36], which
histologically is seen by the local accumulation of macrophages, their fusion to form
FBGCs, and the deposition of dense fibrous connective tissue. Therefore, the FBGCs shown
in histological sections could be a reliable parameter to evaluate the foreign body reaction.
Some studies [23, 37] applied tartrate resistant acid phosphatase (TRAP) reaction to
recognize osteoclasts (TRAP-positive) and subtracted them from the total of multinucleated
giant cells found on the histological images to calculate the number of FBGCs. The
undecalcified sections we used in this study were not optimal for the histochemical
demonstration of TRAP reactivity. The poor staining reactivity could potentially raise the
possibility that the population of TRAP-negative cells included not only FBGCs but also
osteoclasts registering falsely negative. Therefore, TRAP staining was not applied for
evaluating foreign body reaction in the present study. Instead we counted multinucleated
giant cells on the surface of BCP as FBGC to evaluate the foreign body reaction caused by
different materials. This was based on the theory that FGBC should appear on the surface of
foreign material and that the other multinucleated giant cells on the newly formed bone are
osteoclasts for bone remodeling. In the present study, we recognized that the volume ratio
of FBGCs to BCP was significantly lower in the group with BCP mixed with
BMP2-cop.BioCaP as compared to that in the group of either BCP alone or BCP with
BioCaP. It showed that BMP2-cop.BioCaP was not only able to induce bone formation
efficiently but it could also inhibit the host foreign body reaction to BCP. The inhibition to
foreign body reaction was probably caused by the extensive osteogenesis [38]. During bone
regeneration the level of osteopontin increases. Furthermore, osteopontin was previously
shown to suppress the fusion of macrophages into FBGCs both in vitro and in vivo [39].
Therefore, it was reasonable to speculate that the extensive osteogenesis, stimulated by
BMP2-cop.BioCaP, helped to inhibit foreign body reaction.
Introduce osteoinductivity to BCP by a new osteoinducer
29
BMP2-cop.BioCaP could function as an effective osteoinducer to introduce
osteoinductivity to BCP, however it could hardly be applied alone as a bone substitute
material. The result of new bone formation in group with BMP2-cop.BioCaP confirmed this
speculation. This was because if the CaP-based materials degraded too quickly, it could not
function as scaffold long enough for the osteoblasts to form new bone. Apparently, 4 weeks
was too short for BMP2-cop.BioCaP to heal critical-sized bone defect. To optimize the
degradation rate of BMP2-cop.BioCaP, it may be helpful to understand the possible factors
involved: Firstly, the incorporation of BMP2 played a role in the on degradation of BioCaP
granules. We found that the degradation rate of BMP2-cop.BioCaP increased significantly
in comparison with BioCaP. Interestingly, the suppression of FBGCs to CaP coatings in the
presence of coprecipitated BMP2 could be found from 2 to 3 weeks [23]. Therefore, the
degradation of BMP2-cop.BioCaP could hardly be attributed to phagocytic activity. In
contrast, mineralization mediated by osteoblasts may possibly affect its degradation. This
mineralization process generated many protons [40]. Therefore, an extra cellular buffering
system was needed to neutralize them so as to prevent their accumulation, otherwise it
would influence the activity of osteoblasts negatively. Calcium and phosphate ions
dissolved from BMP2-cop.BioCaP and BioCaP granules could directly neutralized the
protons. The more osteogenesis there was, the more the protons were generated and the
more calcium and phosphate ions were needed to neutralize them. As we learnt from results,
BMP2-cop.BioCaP showed more osteogenic efficacy than BioCaP. It degraded faster to
release more calcium and phosphate ions to neutralize protons. Secondly, the mixture with
BCP did not affect significantly the degradation rate of either BioCaP or BMP2-cop.BioCaP,
which suggested that the degradation of BMP2-cop.BioCaP was not impacted by the
materials used for bone grafting. Thirdly, the impact of the environment on the degradation
rate of BMP2-cop.BioCaP and BioCaP granules should also considered. In the present
study, the BMP2-cop.BioCaP completely degraded after 4weeks in a rat cranial bone defect.
A previous study showed that BMP2-cop.BioCaP had not been completely degraded during
a 5 week period at an ectopic site[18]. The granules may result in a faster degradation in the
orthotopic site compared with the ectopic site. The possible reasons for this could be that
compared with a connective tissue environment, the osteogenic environment was more
suitable for bone formation. Enhanced bone formation needed more calcium and phosphate
ions from BioCaP degradation.
BMP2-cop.BioCaP was based on the technique of producing lay-by-layer assembled
calcium phosphate carrier loaded with BMP2. These BioCaP particles could also be
incorporated with other proteins to serve as a carrier for the slow release of those proteins.
Given this valuable property, we can add many specific functions by coprecipitating with
different agents, such as those against inflammation and cancer.
4 Conclusion
Chapter 2
30
With the limitation of the animal model and the timeframe used in this study, we conclude
that BMP2-cop.BioCaP successfully introduced osteoinductivity to BCP and function as
effective as the golden standard-autologous bone. Our findings further showed that the
excellent osteoinductivity of BMP2-cop.BioCaP resulted from its slow and sustained
delivery of BMP2, BCP combined with BMP2-cop.BioCaP has shown a promising
potential for guided bone regeneration clinically in the future.
5 Acknowledgements
We would like to thank Prof. Tony Hearn for his scientific input and English editing as a
native speaker for this publication. This project was supported by ITI Research Grant (No.
836_2012).
Introduce osteoinductivity to BCP by a new osteoinducer
31
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Chapter 2
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35
Chapter 3
A novel bone-defect-filling material with
sequential antibacterial and osteoinductive
properties for repairing infected bone defects
Dongyun Wang, Yuelian Liu, Yi Liu, Liquan Deng, Sebastian A.J. Zaat,
Daniel Wismeijer, Gang Wu
In preparation
Chapter 3
36
Abstract
Objectives: The repair of infected critical-sized bone defects is hindered by both active
infection of residual bacteria and compromised bone regenerative capacity. We recently
develop biomimetic calcium phosphate (BioCaP) granules that can internationally
incorporate and slowly release osteoinductive bone morphogenetic protein-2 (BMP2) to
efficiently induce new bone formation. To provide a viable treatment option for infected
bone defects, we hereby develop a novel bone-defect-filling material with a sequential
release system: burst release of a powerful antibacterial agent-
Hydroxypropyltrimethylammonium chloride chitosan (HACC) and followed by a
controlled release of BMP2. We hypothesize that BMP2-BioCaP/HACC complex can
rapidly kill residual bacteria and thereafter induce new bone formation so as to repair
infected bone defects.
Materials and methods: The minimum bactericidal concentration (MBC) of HACC against
infection-associated bacteria and cytotoxicity of HACC to pre-osteoblasts were both
evaluated to determine the optimal concentration of HACC. The influence of HACC at the
optimal concentration on the BMP2-induced differentiation of pre-osteoblasts was
evaluated by assessing alkaline phosphatase (ALP) activity, osteocalcin (OCN) expression
and mineral nodule formation. Corresponding amount of was then adsorbed on BMP2-
BioCaP granules and air-dried to obtain BMP2-BioCaP/HACC complex. The release
kinetics of HACC and BMP2 were determined using quantitative spectrophotometric
analysis. To evaluate osteoinductivity of BMP2-BioCaP/HACC complex and optimize the
HACC concentration in vivo, the following groups (n=6 samples, 100uL per sample) were
randomly implanted into subcutaneous pockets in rats: 1) BMP2-BioCaP/HACC complex
(BMP2-BioCaP/HACC complex carrying 20, 4 or 0.8μg HACC were respectively named
as BMP2-BioCaP/HACC-20, BMP2-BioCaP/HACC-4, BMP2-BioCaP/HACC-0.8); 2)
BMP2-BioCaP; 3) BioCaP/HACC; 4) BioCaP. Five weeks after implantation, samples were
retrieved for histological and histomorphometric analysis.
Results: The optimal HACC concentration is 40μg/mL, at which HACC can kill bacteria
without harming pre-osteoblasts. 40μg/mL HACC didn’t significantly influence the BMP2-
induced ALP, OCN and mineralization. The in-vitro release profile showed that HACC was
completely exhausted after 3 days, while BMP2 was gradually and slowly released with
about 20% depletion after 30 days. In the in-vivo pro-fibrotic environment (subcutaneous
sites), bone formation was observed only in the BMP2-containing groups. Furthermore, in
comparison with the positive control group (BMP2-BioCaP), BMP2-BioCaP/HACC-4 and
BMP2-BioCaP/HACC-0.8 complex resulted in similar amount of new bone formation,
while BMP2-BioCaP/HACC-20 was associated with significantly less new bone formation.
A novel osteoinductive and antibacterial material
37
Conclusion: BMP2-BioCaP/HACC complex could rapidly eliminate antibiotic-resistant
bacteria and efficiently promote new bone formation both in vitro and in vivo, which
conferred this novel material a promising application potential to repair infected bone
defects.
Keywords: Bone morphogenic protein-2, Hydroxypropyltrimethylammonium chloride
chitosan, Antibacterial activity, Osteoinductivity, Bone repair
1. Introduction
Achieving satisfactory bone regeneration in infected bone defects is a great challenge in the
field of orthopaedic, oral and maxillofacial surgery. The infected bone defects are often
caused by trauma combined with direct contamination. Such acute bone infections
sometimes progress to chronic infections (clinically referred to as osteomyelitis). Routine
systemic antimicrobial therapy is typically sufficient to clear an acute bone infection; but
chronic osteomyelitis can be extremely difficult to treat and requires radical surgical
debridement of the necrotic and infected tissues, followed by extensive systemic
application of antibiotics [1, 2]. This radical debridement process often results in a large
bone and soft tissue defect, where the dead space must be effectively managed to gain
tissue regeneration and so as to reduce the chance of reinfection [3, 4]. If the bone defect is
too large and beyond the intrinsic self-healing capacity, which is considered as critical-
sized bone defects, bone grafting is needed to facilitate bone regeneration. Although
autografts are regarded as “gold standards” for repairing bone defects [5, 6], their
application is limited because of its low availability and donor-site pain and morbidity [7].
Synthetic calcium phosphate (CaP)-based materials are therefore widely adopted to heal
bone defects clinically [8, 9]. This is due to its excellent osteoconductivity [10-12]-the
ability to facilitate the migration and proliferation of osteoblasts and progenitor cells [13].
However, they lack osteoinductivity-the ability to induce progenitor cells to differentiate
down osteogenic lineages [13], which is essential for satisfactory bone regeneration in
critical-sized bone defects. One approach to solving this problem is to introduce
osteoinductive agents into CaP materials, such as bone morphogenetic protein 2 (BMP2).
To maximize its osteoinductivity, BMP2 needs to be delivered to target sites at low
concentration in a sustained manner [14]. Our research group has recently developed
BMP2-incorporated biomimetic calcium phosphate (BMP2-BioCaP) which could slowly
and continuously deliver BMP2. The BMP2-BioCaP granules were proved to be an
osteoinductive bone substitute, which can induce bone formation efficiently in
subcutaneous pocket model in rats [15].
Despite the aggressive tissue debridement, the spatial heterogeneity of bacterial
Chapter 3
38
colonization in the bone and the surrounding tissue makes it impossible to ensure complete
elimination [16]. The residual bacteria release various inflammatory mediators and tissue-
destructive enzymes, which can compromise bone regeneration [17]. Therefore, to gain
favorable bone reconstruction, it is necessary to locally use bactericidal or bacteriostatic
antibiotics to stop bacteria from secreting inflammatory mediators. The most often used
antibiotics are vancomycin, gentamicin and tobramycin. However, their application is more
and more limited due to the emergence of resistance in bacteria in hospitals worldwide by
use and misuse of these conventional antibiotic [18]. On the other hand, a novel water-
soluble chitosan derivative (hydroxypropyltrimethyl ammonium chloride chitosan, HACC)
has attracted much attention due to its strong antibacterial activity, broad spectrum [19, 20]
and very few reported bacterial resistance [21], which made it a promising candidate
antibiotics for treatment of infected bone defects [22].
To optimize the local delivery of antibiotics, much focus has been put on developing
antibiotics-loaded biomaterial system to help eradicate an established bone infection.
Poly(methyl methacrylate) (PMMA) bone cement is the gold standard biomaterial for local
antibiotic therapy in orthopaedics and has been used for over 35 years for both prophylaxis
and therapy. Seminal studies conducted by Buchholz and Engelbrecht in 1970 [23] and
Klemm in 1979 [24] described the use of antibiotic-loaden PMMA to prevent infection and
treat chronic bone infections, respectively. However, PMMA lacks degradability, which is
troublesome due to unfavorable release patterns of the antibiotic as well as necessity of a
second surgery to remove it and to implant bone grafts. The ideal approach to solve this
problem is to develop a biodegradable local biomaterial system, functioning as both carrier
for antibiotics and bone grafts, to not only clear the infection but to also contribute to the
subsequent bone regeneration process [16].
In the present study, to develop a favorable local biomaterial system for the treatment of
infected critical-sized bone defects, we used our previously developed osteoinductive bone
substitute, BMP2-BioCaP granules, as antibiotic carrier. HACC solution was then adsorbed
on them and air-dried to obtain an antibacterial and osteoinductive biomaterial
system─BMP2-BioCaP/HACC complex. It can achieve sequential release of antibiotic and
osteoinductive agent- a burst release of HACC and following slow and sustained release
of BMP2. We hypothesized that the BMP2-BioCaP/HACC complex could rapidly eliminate
residual bacteria and thereafter induce new bone formation so as to repair infected critical-
sized bone defects.
2. Materials and methods
2.1 Antibacterial assay of HACC
A novel osteoinductive and antibacterial material
39
Minimum bactericidal concentration (MBC) against methicillin-resistant staphylococcus
aureus (MRSA) were evaluated. MBC of HACC were determined by standardized broth
microdilution techniques with inoculums of 5×105
CFU/mL according to Clinical
Laboratory Standards Institute guidelines and incubated at 35 °C for 24 h [25].
2.2 Cytotoxicity testing of HACC
MC3T3-E1 cells were cultured in alpha-minimal essential medium (α-MEM, Invitrogen
Co. CA) containing 10% fetal bovine serum (FBS) at 37°C in a CO2 incubator (5%
CO2/95% air). MC3T3-E1 cells were sub-cultured at approximately 80% confluence in
every 3 days in 75cm2 flasks.
The cytotoxicity of HACC to MC3T3-E1 cells was assessed using Alamar Blue Assay
(Invitrogen, CA, USA). MC3T3-E1 cells were seeded at 6×104 cells/well in 12-well plates.
After 24 hours of incubation, the culture medium was changed into α-MEM culture
medium containing 1000, 200, 40μg/mL of HACC. Alamar Blue was also added to each
well in an amount equal to 5% (v/v) of the culture medium volume. Cells treated with a-
MEM without HACC served as negative control. The supernatants of each well were
extracted after 6, 24, 48 and 72 hours, and their fluorescence was measured with excitation
at 530 nm and emission at 590 nm.
2.3 Effect of HACC on BMP2-induced differentiation of pre-osteoblasts
To investigate the influence of HACC on BMP2-induced differentiation of MC3T3-E1
cells, they were seeded at 1×105 cells/well in 12-well plates. The cells were firstly treated
with or without 40μg/mL HACC for three days. Subsequently, culture medium was
changed to a-MEM containing 1% FBS with or without 50ng/mL BMP2. Accordingly, four
groups were established as follows:
Alkaline phosphatase (ALP) activity and Osteocalcin (OCN) expression was assessed after
BMP2 treatment for 4 and 7 days. At each time point, supernatants of each well were
harvest to detect OCN level using the OCN enzyme linked immunosorbent assay (ELISA)
Chapter 3
40
kits (Cloud-clone, Houston, TX, USA). Subsequently, cells were rinsed three times with
PBS. 400μL of distilled water was then added to each well to obtain cell debris for ALP
activity by using a p-nitrophenyl-phosphate colorimetric assay. The total protein was
determined with a bicinchoninic acid assay (BCA assay) protein assay reagent kit (Pierce,
Rockford, IL, USA).
To assess mineralized modules formation, alizarin red S staining was used after BMP2
treatment for 28days. The substrates were washed three times with PBS, fixed in 4%
formaldehyde for 15 min and stained with 0.5 mL/well Alizarin Red Stain Solution for 20
min at room temperature. The cell monolayers were then washed with distilled water until
the runoff ran clear. The images were produced using an optical microscope.
2.4 Fabrication of BioCaP and BMP2-BioCaP granules
BioCaP was fabricated by refining a well-established biomimetic mineralization approach
[15]. A CaP solution (200 mM HCl, 20 mM CaCl2·2H2O, 680 mM NaCl, and 10 mM
Na2HPO4) buffered by TRIS (250 mM) to a pH of 7.4. The whole solution was incubated in
a shaking water bath (50agitations/min) at 37°C for 24 hours. Thereafter all precipitations
were retrieved and gently washed by PBS, strongly filtered and compressed to a block
using a vacuum exhaust filtering method with a vacuum filter (0.22-μm pore, Corning, NY,
USA) and an air pump. After drying in air circulation at room temperature overnight, the
hardened block was ground and filtered with metallic mesh filters to obtain granules with a
size of 0.25-0.5mm. The calcium phosphate solution was filtered with the vacuum filter
(0.22μm pore) before buffering for sterilization. All the following procedures were
performed under aseptic conditions.
BMP2 (INFUSE® Bone Graft, Medtronic, USA) can be introduced into the calcium
phosphate solution at a final concentration of 2μg/ml before buffering as mentioned above
and thereafter was co-precipitated into the interior of BioCaP to form BMP2-BioCaP.
2.5 Fabrication and characterization of BMP2-BioCaP/HACC complex
HACC powder was purchased from Lvshen Bioengineering Co., Ltd. (Jiangsu, China) and
sterilized by gamma rays from a cobalt-60 source (Synergy Health, Ede, the Netherlands).
HACC powder was dissolved into distilled water to prepare HACC solution, 30μL of which
was thoroughly adsorbed on the surface of 100uL BioCaP-BMP2 to obtain one sample of
the BMP2-BioCaP/HACC complex (60μg BMP2 for per sample). The BMP2-
BioCaP/HACC complex carrying various amounts of HACC was fabricated to optimize the
HACC content of each sample. The BMP2-BioCaP/HACC complex carrying 20μg, 4μg or
0.8μg was respectively named as BMP2-BioCaP/HACC-20, BMP2-BioCaP/HACC-4,
A novel osteoinductive and antibacterial material
41
BMP2-BioCaP/HACC-0.8.
The surface characterization of the BMP2-BioCaP and BMP2-BioCaP/HACC complex was
evaluated by scanning electron microscope (SEM) (XL30, Philips, the Netherlands). For
this purpose, samples of the material were mounted on aluminum stubs and sputtered with
gold particles to a thickness of 10-15nm.
2.6 Release kinetics of HACC and BMP2 from the BMP2-BioCaP/HACC complex
To monitor the release kinetics, six samples of fluorescence-labeled BMP2-BioCaP/HACC
complex (100uL/sample) were incubated in 1mL 0.9% phosphate-buffered saline (PBS) at
37°C, pH 7.4 for up to 30 days with mild shaking (50 agitations/min). At each time point
(hour 3, 6, day1, 2, 3, 5, 10, 15, 20, 25, 30), triplicate 100μl aliquots of the medium
(containing released FITC-BSA and rhodamine B) were collected and replaced with fresh
PBS. Fluorescence densities of FITC-BSA and rhodamine B were measured in a
spectrophometer (Spectramax M2 Molecular Devices, CA, USA) (FITC-BSA: excitation
wavelength at 485 nm and emission wavelength at 528 nm; rhodamine B: excitation
wavelength at 530 nm and emission wavelength at 590 nm). Fluorescence readings were
converted to amounts of protein using a standard curve, which was generated by preparing
a dilution series of FITC-BSA or rhodamine B in PBS. The temporal release of FITC-BSA
was expressed as a percentage of the total amount that had been incorporated into BioCaP
granules. Likewise, the temporal release of rhodamine B was expressed as a percentage of
the total amount that had been adsorbed on the surfaces of BioCaP granules.
2.7 Animal experiment
To evaluate osteoinductivity of BMP2-BioCaP/HACC complex and optimize the HACC
concentration in vivo, six groups were established (n=6 samples per group): 1) BMP2-
BioCaP; 2) BioCaP/HACC; 3) BioCaP; 4) BMP2-BioCaP/HACC-20; 5) BMP2-
BioCaP/HACC-4; 6) BMP2-BioCaP/HACC-0.8. Each sample contains 100uL BMP2-
BioCaP/HACC complex. We used dorsal subcutaneous pockets in Sprague-Dawley rats (12
weeks and weighing~500g) as the animal model. Two samples per rat were randomly
implanted into (one on the left side and one on the right) the subcutaneous pockets and be
trapped therein by suturing the incision site. The animal study adhered to the ethic laws and
regulations of China and was approved by the Ethical Committee of Zhejiang Chinese
Medical University.
2.8 Histological preparation and histolomorphometrical analysis
After 5 weeks, the samples with surrounding tissues were retrieved and fixed chemically,
Chapter 3
42
and embedded in methylmethacrylate (MMA) as previously reported [26]. By applying a
systematic random sampling strategy [27], samples were sawn into 6 or 7 slices of 600μm
thickness 400μm apart. Slices of each sample were mounted on Plexiglas holders and
polished. They were then stained with McNeal’s tetrachrome, basic fuchsine, and toluidine
blue O. Images of 10 random areas from each slide were recorded under a microscope
(Nikon-Eclipse) at final magnification of 200 times for histomorphometric analysis. The
volume density of tissues and materials were determined stereologically using the point
counting technique [28]. The volume density of newly formed bone was calculated as their
volume divided by the corresponding reference volume of each sample. The space under
the fibrous capsule that embraced the whole block of implants (subcupsullar space) was
taken as the reference volume. The volume density of the remaining BioCaP granules was
calculated as the absolute volume of the remaining BioCaP granules divided by the original
volume of the BioCaP granules (100μL).
2.9 Statistical analysis
All data were presented as the mean values with the standard deviation (mean ± standard
deviation). Data were compared using a one-way variance analysis (ANOVA) of with the
significance level being set at p < 0.05. Post hoc comparisons were made using Bonferroni
corrections.
3. Results
3.1 Determination of the optimal concentration of HACC
To determine the ideal point of balance between cellular biocompatibility an antibacterial
performance of HACC, the influence of HACC concentration on viability of MC3T3-E1
cells was evaluated. The results (Fig.1) revealed that HACC at 200μg/mL and above could
significantly suppress cell viability, whereas 40μg/mL HACC did not exhibited cytotoxicity
to cells. What’s more, the MBC of HACC against MRSA was 40μg/mL. 40μg/mL HACC
was therefore considered as the optimal concentration of HACC to kill bacteria without
harming osteoblasts, which was used for the following experiments.
A novel osteoinductive and antibacterial material
43
Fig 1. Cell viability of MC3T3-E1 after 6, 24, 48, 72h exposure to HACC at concentrations of 1000, 200, 40 and
0μg/mL. Mean values are presented together with the standard deviation. *p<0.05.
3.2 The influence of HACC on BMP2-induced cell differentiation
According to our pilot study, HACC was resorbed within 3 days in vivo. To mimic the in-
vivo situation, MC3T3-E1 cells were firstly treated with HACC at its optimal
concentration-40μg/mL for 3 days. After removal of HACC, cells were then exposed to
BMP2. ALP and OCN, markers of osteoid formation and bone mineralization, were used to
examine the influence of HACC on BMP2-induced cell differentiation. The ALP assay (Fig.
2A) and OCN assay (Fig. 2B) showed that when cells were not pre-treated with HACC,
BMP2 significantly improved ALP and OCN expression of cells at 4 days and 7 days.
When cells were pretreated with 40μg/mL HACC, the ALP and OCN expression of them
was also improved with exposure to BMP2. Moreover, the ALP and OCN expression
showed no significant difference between group +HACC+BMP2 and –HACC+BMP2.
Besides, mineralized modules formation was found in group +HACC+BMP2 and –
HACC+BMP2. These results indicate that the BMP2-induced cell differentiation were not
influence by pretreatment of HACC or not.
Chapter 3
44
Fig 2. The ALP activity (A) and OCN concentration (B) of MC3T3-E1 cells after treatment of HACC and/or
BMP2 for 4 and 7 days. Mean values are presented together with the standard deviation (* p<0.5; # p>0.5).
Alizarin red staining (C) on MC3T3-E1 cells with 3-days pre-treatment of HACC and following treatment of
BMP2 for 28 days. 100× magnification.
3.3 Fabrication and characterization of the BMP2-BioCaP/HACC complex
As 40μg/mL has been confirmed as the optimal concentration of HACC, we therefore need
to assure the in-vivo functioning concentration of HACC should be 40μg/mL. We assumed
that in vivo HACC would release from the BMP2-BioCaP/HACC complex and functioned
locally in a niche around the BMP2-BioCaP/HACC complex where HACC concentration
was 40μg/mL. Given that the volume of each BMP2-BioCaP/HACC complex is 100μL, we
speculated the niche around the BMP2-BioCaP/HACC complex should be around 100μL.
500, 100, 20μL were therefore taken. Accordingly, the HACC amount carried by each
BMP2-BioCaP/HACC complex sample was 20, 4 and 0.8μg, which were respectively
named as BMP2-BioCaP/HACC-20, BMP2-BioCaP/HACC-4, BMP2-BioCaP/HACC-0.8.
The size of BMP2-BioCaP granules ranged from 0.25- 0.50 mm. The SEM images of
A novel osteoinductive and antibacterial material
45
BMP2-BioCaP/HACC showed that BMP2-BioCaP granules were embedded into the
HACC network.
Fig 3. SEM micrographs of BMP2-BioCaP (A) and BMP2-BioCaP/HACC complex (B).
3.4 Release kinetics of HACC and BMP2 from the BMP2-BioCaP/HACC complex
The in-vitro release profile (Fig. 3) showed that HACC was therefore released rapidly and
completely exhausted after 3 days, while BMP2 revealed a low burst release and
subsequently a sustained release from the internally-incorporated depot in BioCaP granules.
About 10-14% of BMP2 released from BioCaP granules in an initial burst release stage
(within in the first 24 hours). It was then gradually released at a steady rate until 30 days.
Fig 4. Graph depicting the cumulative release kinetics of rhodamine B (HACC substitute) and FITC-BSA (BMP2
substitute) from BMP2-BioCaP/HACC complex. Mean values are presented together with the standard deviation.
Chapter 3
46
3.5 Ectopic bone formation of BMP2-BioCaP/HACC complex
After initial optimization on HACC content of each the BMP2-BioCaP/HACC complex
sample in vitro, the ectopic bone formation of the BMP2-BioCaP/HACC complex in dorsal
subcutaneous pockets of rats were used to evaluate the osteoinductivity of the BMP2-
BioCaP/HACC complex in vivo. The light microscope of representative histological
sections of each group at 5 weeks (Fig. 5) showed that newly formed bone was deposited
directly upon the surface of BioCaP granules, and was only found in BMP2-containing
groups. According to histomorphometrical analysis (Fig. 6), in comparison with the positive
control group (BMP2-BioCaP), BMP2-BioCaP/HACC-4 and BMP2-BioCaP/HACC-0.8
complex resulted in similar amount of new bone formation, while BMP2-BioCaP/HACC-
20 was found significantly less new bone formation and less mature bone structure (Fig.
5D). In group of BMP2-BioCaP/HACC-4, we observed that compact bone area in an active
phase with osteoblasts (Fig. 5E). On the other hand in groups without BMP2, no bone
tissue but fibrous capsular tissue was found around embracing the BioCaP granules (Fig.
5B&C).
HACC could not be observed on histological sections any more after 5 weeks (Fig. 5).
The degradation of BioCaP with or without BMP2 did not exhibit significant difference
among groups, indicating the existence of HACC did not influence BioCaP degradation in a
pro-fibrotic environment (Fig. 6B).
Fig 5. Light microscope of representative histological sections of each group at 5 weeks after subcutaneous
implantation in rats: A) BMP2-BioCaP; B) BioCaP/HACC; C) BioCaP; D) BMP2-BioCaP/HACC-20; E) BMP2-
A novel osteoinductive and antibacterial material
47
BioCaP/HACC-4; F) BMP2-BioCaP/HACC -0.8. The sections were stained with McNeal’s Tetrachrome, basic
Fushine and Toludine Blue O. Newly formed bone (white arrow head)was deposited directly upon the surface of
BioCaP granules (asterisks), and was only found in BMP2-containing groups (A,D, E and F). New bone tissue in
group D exhibited less mature structure and smaller quantities that in A. Compact bone area in an active phase
with osteoblasts (black arrow) was observed in groups E. In groups without BMP2 (B&C), no bone tissue but
fibrous capsular tissue (white arrow) was found around embracing the BioCaP granules. Scale bar=100μm.
Fig 6. Graphs depicting the volume of newly formed bone (A) and the volume of remaining BMP2-
BioCaP/BioCaP granules (B) 5 weeks after implantation. Mean values are presented together with the standard
deviation. *p<0.05.
4. Discussion
Treatment of infected critical-sized bone defects remains a great challenge of orthopedic
surgery, oral and maxillofacial surgery because of the local residual bacteria and beyond-
self-healing bone defects. To overcome these two difficulties and consequently repair the
infected critical-sized bone defects, we believe the ideal local biomaterial system should
meet the following requirements: 1) The biomaterial system can function as both antibiotic
carrier and bone substitute, to not only clear the infection but to also contribute to the
subsequent bone regeneration process; 2) The antibiotics used for local delivery should
have a broad spectrum of activity and a low rate of bacteria resistance; 3) The antibiotic
should also be delivered to its optimal concentration, at which it reaches the balance
between cellular toxicity and antibacterial activity; 4) Osteoinductive bone grafts are more
favorable for improving bone regeneration; 5) The release kinetics of antibiotic and
osteoinductive agents should meet their optimal delivery mode respectively.
Firstly, the application of current available local biomaterial system is limited due to their
Chapter 3
48
intrinsic drawbacks. PMMA bone cement is considered as the gold standard biomaterial for
local antibiotic therapy. PMMA bone cements containing either gentamicin or tobramycin
at low doses (0.5-1 g per 40 g cement), are sufficient products for prophylaxis, but not for
therapeutic applications in established osteomyelitis [29]. In addition to the limitations on
antibiotic choice and the elution kinetics and efficiency, the other major shortcoming of
PMMA is that it is non-biodegradable. Consequently, it must be removed after infection
management as it could impair healing of the debrided bone defect. To preclude the issue of
biodegradation, calcium sulfate is developed as the primary resorbable material that has
been used clinically for local antibiotic delivery. On average, calcium sulfate pellets take
approximately 2-3 months to radiographically resorb [30]. These calcium-based antibiotic-
delivery systems have advantages over PMMA in that they can carry a wider range of
antibiotics and do not need a second surgery to remove them. However, for critical-sized
bone defect cases, after the removal or resorption of these local antibiotic-delivery systems,
a second surgery is still needed for bone grafting. The drawback of this two-step surgical
approach, however, is that it requires considerable time and additional surgeries, which
increase treatment costs and patient burden. Therefore, development of novel local
biomaterial system has primarily focused on biodegradable materials which can function as
both antibiotic carrier and bone substitute. Based on this theory, we used our previously
developed osteoinductive bone substitute, BMP2-BioCaP granules, also as antibiotic carrier
to develop an antibacterial and osteoinductive biomaterial─the BMP2-BioCaP/HACC
complex. It could also rapidly kill site-infection associated bacteria, and then induce bone
formation in profibrous environment (Fig. 5), which is as challenging as in critical-sized
bone defects. The complex was observed being incorporated into newly formed bone and
showing the trend of being degraded eventually. Compared to two-step surgical approach,
the benefit of using the BMP2-BioCaP/HACC for treating infected critical-sized bone
defects is that it only needs one surgery, which can dramatically decrease treatment costs
and patient burden.
Secondly, the antibiotics used in the local biomaterial system plays a key role for the
infection control. Since a wide of Gram-positive (e.g. S. aureus and S. epidermidis) and
Gram-negative (e.g. Pseudomona aeruginosa and Escherichia coli) bacteria are found in
the infected defects [18], the biomaterial system should have a broad-spectrum antibiotic.
Vancomycin, one of the most commonly used antibiotics in local delivery system, is only
active against Gram-positive bacteria such as Staphylococci (including MRSA),
Streptococci and Enterococci [31]. It is therefore not an ideal choice for local infection
control. In contrast, another most commonly used antibiotic─gentamicin has a broad-
spectrum of activity, rapid concentration-dependent bactericidal effect and low cost [32]. It
is available for intramuscular and intravenous injection, in antibiotic impregnated PMMA
beads, in sponge-like collagen implants and as antibiotic component in a coating on
intramedullary nails for tibial fracture fixation [18]. However, it cannot be the perfect
A novel osteoinductive and antibacterial material
49
antibiotic for the local biomaterial system due to the more and more severe bacterial
resistance. As a result of indiscriminate use of these conventional antimicrobials, the spread
of antimicrobial resistance is now a global problem. The emergence of resistant strains has
increased the morbidity and mortality associated with wound infections [33]. Therefore,
research has also focused on encapsulating other novel antimicrobial compounds into
biomaterials, such as modified antibiotics, silver or antimicrobial peptides. HACC, a new
water-soluble quaternary ammonium salts from the reaction of chitosan with glycidyl
trimethylammonium chloride, have been reported as a chitosan derivative with a broad
spectrum of antibacterial ability [34]. The mechanism of antibacterial action of HACC may
explain its broad spectrum. Despite the distinction between Gram-positive and Gram-
negative bacterial cell walls, antibacterial modes both begin with interactions at the cell
surface and compromise the cell wall first. Gram-positive bacteria, lipoteichoic acids may
provide a molecular linkage for HACC at the cell surface, allowing it to disturb membrane
functions [35]. Lipopolysaccharides and proteins in the Gram-negative bacteria outer
membrane are held together by electrostatic interactions with divalent cations that are
required to stabilize the outer membrane. Polycations may compete with divalent metals,
such as Mg2+
and Ca2+
ions present in the cell wall, which will disrupt the integrity of the
cell wall or influence the activity of degradative enzymes [36]. Therefore, HACC shows
antibacterial activity to both Gram-positive and Gram-negative bacteria.
Furthermore, there is very few report of the bacteria resistance of HACC, which is perhaps
because it can inhibit biofilm formation. The presence of bacteria in a biofilm drastically
reduces their susceptibility to antimicrobial drugs and host defense cells. For this reason, it
is better to prevent biofilm formation rather than trying to kill bacteria after they are
shielded by biofilm. The first step of biofilm formation is bacterial adherence to orthopedic
implant surfaces [37]. Its adherence to the implanted surface is followed by an
accumulation process and the production of extracellular substances. Researchers found
that HACC could inhibit bacteria in expressing the intercellular adhesin, a kind of
extracellular substance, so as to inhibit biofilm formation.
Thirdly, many antibiotics are naturally associated with the issue of their cytotoxicity [38,
39], it was therefore of great importance to find the optimal HACC concentration to
effectively kill bacteria without harming cells and tissues so as to guarantee the two equally
important properties of the BMP2-BioCaP/HACC complex─antibacterial activity and
osteoinductivity in vitro and in vivo. In the present study, the proliferation of rat pre-
osteoblast MC3T3-E1 cells and antibacterial efficacy for different concentrations of HACC
were evaluated to strike a balance between cellular cytotoxicity and antibacterial efficacy
(Fig. 1). As 40μg/mL has been confirmed as the optimal concentration of HACC, we need
to assure the in-vivo functioning concentration of HACC is also 40μg/mL. We assumed that
in vivo HACC would release from the BMP2-BioCaP/HACC complex and functioned
Chapter 3
50
locally in a niche around it where HACC concentration was 40μg/mL. Given that the
volume of each BMP2-BioCaP/HACC complex is 100μL, we speculated the niche around
the BMP2-BioCaP/HACC complex should be around 100μL. Volume around 100μL, such
as 500, 100, 20μL, were therefore taken to verify how wide HACC can spread in vivo.
Accordingly, the HACC amount carried by each BMP2-BioCaP/HACC complex sample
was 20, 4 and 0.8μg, which were respectively named as BMP2-BioCaP/HACC-20, BMP2-
BioCaP/HACC-4, BMP2-BioCaP/HACC-0.8. The in-vivo results of osteoinductivity (Fig.
6A) revealed that in comparison with the positive control group (BMP2-BioCaP), BMP2-
BioCaP/HACC-4 and BMP2-BioCaP/HACC-0.8 complex resulted in similar amount of
new bone formation, while BMP2-BioCaP/HACC-20 was found significantly less newly
formed bone and less mature bone structure. It indicated that in the niche around
BioCaP/HACC-20, the concentration of HACC was higher than 40μg/mL, and
consequently showed certain bone formation suppression. This phenomenon suggested
HACC would not spread as widely as 5 times wider than its own volume and confirmed our
assumption that HACC released from the BMP2-BioCaP/HACC complex and functioned
locally in a niche around it.
Fourthly, in the progress of bone regeneration, growth factors are needed to differentiate
progenitor cell into osteoblasts and subsequently to form new bone. Based on this theory,
there is an increasing interest in combining osteogenic and/or vasculogenic growth factors
with osteoconductive materials to enhance bone regeneration. This kind of materials is
considered to possessing osteoinductivity, which is defined as the ability to induce
progenitor cells to differentiate down osteogenic lineages [13]. The golden proof of
osteoinductivity of certain biomaterial is that it form bone tissue in ectopic site, such as
subcutaneous pockets of rats [40]. As shown in figure 5 and 6A, compared to BMP2-free
BioCaP granules, the BMP2-BioCaP/HACC complex could form bone tissue in the ectopic
sites, which confirmed its osteoinductivity and its capacity of enhance new bone formation.
BMP2 is an effective, but expensive osteoinductive agent. An ideal BMP2-carrier should
consume BMP2 efficiently. In current study, 100μL BMP2-BioCaP/HACC complex,
carrying only 60μg BMP2, successfully gain bone tissue in a profibrous environment.
Compared to milligram of BMP2 used in previous study [22], only 60μg BMP2 can achieve
bone formation in the profibrous environment, which indicated that the BMP2-
BioCaP/HACC complex delivered BMP2 efficiently. Moreover, BMP2 is internally
incorporated into the BMP2-BioCaP/HACC complex. This could facilitate the retention of
BMP2 at the site of implantation for a prolonged period and protect the integrity of BMP-2
against interstitial proteases [41], eventually enhancing the osteoinductive capacity of the
complex.
Fifthly, sequential release of antibiotic and osteoinductive agent also guarantees the success
A novel osteoinductive and antibacterial material
51
of the BMP2-BioCaP/HACC complex in repairing infected bone defects. As shown in in-
vitro release kinetic assay (Fig. 4), the burst delivery of HACC was followed by slow and
sustained release of BMP2 at its low concentration, which was in line with the optimal
delivery mode of both HACC and BMP2 as mentioned above.
The burst release of HACC was designed to rapidly kill residual bacteria in infected bone
defects without resulting in bacterial resistance. Data emerging from in-vitro and in-vivo
studies suggested that inappropriately low antibiotic dosing may be contributing to the
increasing rate of antibiotic resistance [42]. We speculated that long-term, low-dosage of
antibiotics offered enough time for resistance strains being selected and significantly
proliferated, therefore it is reasonable to avoid resistance by burst release a strong antibiotic
to kill bacteria rapidly without giving bacteria time to proliferate. Since HACC, the strong
antibiotics, was absorbed on the surface of BMP2-BioCaP, once BMP2-BioCaP/HACC
complex was implant in vivo, it could rapidly dissolve into body fluid to achieve burst
release so as to kill bacteria. Moreover, as mentioned above, the ability of HACC in
inhibiting biofilm formation also contributed to avoid resistance.
To function as an effective osteoinductive agent, BMP2 needs to be released slowly and
continuously at its low concentration [14]. Based on this theory, we developed BMP2-
BioCaP granules [15] where BMP2 was internally incorporated into the BioCaP granules.
BMP2 was therefore released slowly and continuously with the undergoing degradation of
BioCaP granules in vivo. This has been indirectly proved by our previous study
(Unpublished data) revealing the parallel release kinetics of BMP2 and Ca2+
from BMP2-
BioCaP. The bone formation (Fig. 5) observed in the BMP2-BioCaP/HACC complex also
supports that it reached the optimal delivery mode of BMP2.
In the present study, the feasibility of the BMP2-BioCaP/HACC complex applied in bone
tissue engineering was assessed. The current results suggested that the BMP2-
BioCaP/HACC complex is particularly suitable to repair infected bone regeneration due to
rapid killing of residual bacteria and effective promotion of osteogenesis. However, the
present study has notable limitations. Because the pathogenesis of infections in infected
bone defects is complex process and involves interactions between the pathogen,
biomaterial, and host, the in-vitro assays discussed here do not account for host defense and
some other in-vivo factors. Moreover, although ectopic bone formation is the gold standard
to confirm the osteoinductivity of a material, the animal model used in the present study
cannot fully represent bone-defect model. In our ongoing studies, in-vivo infected-bone-
defect models will be utilized to evaluate the antibacterial efficacy of BMP2-
BioCaP/HACC complex.
Chapter 3
52
5. Conclusion
In this study, we developed a novel antibacterial and osteoinductive BMP2-BioCaP/HACC
complex with sequential release of antibiotic and osteoinductive agent-short-term delivery
of HACC and following slow and sustained release of BMP2. It could rapidly eliminate
antibiotic-resistant bacteria and efficiently promote new bone formation both in vitro and in
vivo, which conferred this novel material a promising application potential to repair
infected critical-sized bone defects. In our ongoing studies, in-vivo infected-bone-defect
models will be utilized to evaluate the antibacterial efficacy of BMP2-BioCaP/HACC
complex.
A novel osteoinductive and antibacterial material
53
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57
Chapter 4
Coatings for osseointegration of
metallic biomaterials
Dongyun Wang, Gang Wu, Xingnan Lin, Yuelian Liu
Coatings for osseointegration of metallic biomaterials.in: Cuie Wen. Surface coating and
modification of metallic biomaterials. Elsevier. 2015, 11: 345-358
Chapter 4
58
Abstract:
This chapter discusses the application of coatings for improving the osseointegration of
metallic implant materials. Firstly, the definition of osseointegration and the methods for
evaluating the osteointegaration are described. The chapter then reviews the biological
process of osseointegration; Secondly, the definition, preparation methods and mechanisms
to promote osseointegration of the coatings are discussed. At the end, the current clinical
application and the future trends of these coatings are reviewed.
Keywords:Osseointegration; coatings; metallic biomaterials; bone; biomimetic coating
Coatings for osseointegration of metallic biomaterials
59
Contents
1 Clinical background
2 Osseointegration
2.1 Definition of osseointegration
2.2 Biological process of osseointegration
2.3 Methods of evaluating osseointegration
3 Overview of coatings for osseointegration of metallic biomaterials
3.1 Improve recognition and adhesion of pre-osteoblasts
3.2 Enhance proliferation and differentiation of pre-osteoblasts
3.3 Promote mineralization of bone matrix
3.4 Regulate bone remodeling by inhibiting osteoclast function
4 Clinical application and future trends
4.1 Current clinical application
4.2 Potential modification of coatings for clinical use
Chapter 4
60
1. Clinical background
Medical metallic implants, such as dental implants as well as hip implants, have been
widely used in the past decades. Diseases or complications that are caused by disordered
bone tissue (such as trauma and inflammation) affect millions of patients every year [1].
The affected bone tissues often appear as a bone defect and its biological function is
impaired. They need to be repaired by the implantation of metallic biomaterials (dental
implants or hip implants) [2, 3]. Therefore, the function of surrounding tissues is regained
and the life quality of patients is improved.
The metallic implants that are currently used in clinic can achieve satisfactory efficacy for
most clinical cases. However, it is still a great challenge to gain proper osseointegration in
some circumstances, such as a low bone density. Patients with medical conditions, such as
diabetes, radiation treatment for cancer, xerostomia and osteoporosis, often exhibit
compromised bone conditions for placing metallic implants [4]. These conditions may
significantly decrease the survival rates of metallic implants. This situation has led
continuous efforts for improving the surface of implants in order to achieve proper
osseointegration. In addition, immediate and early loading of implants is needed to decrease
the waiting time for the functioning of implants. This needs an acceleration of
osseointegration process. Therefore various methods have been developed to prepare
coatings on the surface of implants to enhance and accelerate osseointegration [5].
2. Osseointegration
2.1 Definition of osseointegration
In 1952, Per-Ingvar Brånemark accidently found that the titanium chamber could
completely integrate into surrounding bone in rabbit. He named the phenomenon as
"osseointegration" and saw the possibilities for human use. Brånemark (1985) defined
osseointegration as "the direct structural and functional connection between the ordered,
living bone and the surface of a load-carrying implant." With the development of modern
medicine, the definition of osseointegration has been developed. The most widely accepted
definition of osseointegration is that it is the formation of a direct structural and functional
connection between the implant and surrounding bone tissues without any intervening
connective tissue [6]. This is a definition based on a histological view. In addition, a more
clinically oriented definition was advised for osseointegration as a process in which
clinically asymptomatic rigid fixation of alloplastic materials is achieved and maintained in
bone during functional loading [7].
2.2 Biological process of osseointegration
Coatings for osseointegration of metallic biomaterials
61
Biomaterials can trigger a biological reaction from the host after being implanted. Different
biological response happens according to the surface properties of metallic biomaterials. An
inappropriate metallic biomaterial surface can lead to an encapsulation of the material with
dense connective tissues and a consequent isolation from body fluid [8]. On the contrary,
the well-designed implant surface would form an interlock with the surrounding bone and
achieve osseointegration, which indicates the biocompatibility of the metallic biomaterial
[9].
The first step of body’s reaction to a biomaterial is the adsorption of the molecules onto the
surface of biomaterials from the surrounding fluid [10]. This is essential for the subsequent
cell adhesion since the protein film bridges the biomaterial and the cells to assure cell
adhesion. The cells are mainly considered to be mesenchymal stem cells [11]. The second
step is the proliferation of mesenchymal stem cells, which are in need of various growth
factors. In the third stage, the multipotent mesenchymal stem cells would differentiate into
osteoblasts [12] and produce cross-linked collagen, and several additional specialized
proteins in much smaller quantities (such as osteocalcin and osteopontin) to form the
organic matrix of bone. The organic matrix is subsequently calcified to form a mineralized
bone matrix [13]. Thereafter follows the remodeling process of the newly formed woven
bone [14]. In the remodeling phase, the woven bone is transformed into lamellar bone with
the trabecular being formed along the pressure trajectories. This remodeling phase
represents the most active period of osteogenesis with high levels of osteoblast and
osteoclast activity. Osteoblasts synthesize very dense and cross-linked collagen to form an
organic matrix of bone. Osteoclasts are responsible for remodeling newly formed bone
along press trajectories by demineralizing the matrix and degrading the organic components
with proteinases [15]. The outcome of the bone remodeling stage is the establishment of the
osseointegration of metallic implants. The construction of osseointegration is the biological
foundation of the secondary stability of dental implants.
2.3 Methods of evaluating osseointegration
The in-vitro parameters that are used to evaluate the osseointegration are the adhesion,
proliferation, differentiation and mineralization of osteogenic cells on the surface of an
implant.
Histomorphometric parameters and biomechanical testing are recommended as direct
measurable indicators for assessing osseointegration in vivo. The biomechanical tests
usually measure the force that is needed to break the the bone-implant interface. Bone to
implant contact (BIC) is the most widely used parameter in in-vivo studies to assess
osseointegration quantitatively (Fig. 1).
Chapter 4
62
Fig 1. Histological micrograph showing BIC. Dental implant implanted in a sheep femur (after 12 weeks
postoperative), retrieved together with the surrounding tissue and stained with McNeil’s Tetrachrome, basic
Fushine and Toluidine Blue O.
3 Overview of coatings for osseointegration of metallic biomaterials
As above mentioned the biological process of osseointegration of biocompatible implants
can be divided roughly into four phases: First, recognition and adhesion; Second,
proliferation and differentiation; Third, synthesis and mineralization of bone matrix; Fourth,
bone remodeling.
Various kinds of coatings on implant surfaces have been designed to regulate these four
phases either by improving the function of osteoblast lineage or by adjusting the function of
osteoclasts so as to promote osseointegration. The coatings mentioned in this chapter refer
to an additional layer that was biological functionalized on the surface of implant.
3.1 Improve recognition and adhesion of cells
Once implants are placed, the molecules from the surrounding environment adsorb on the
surface of biomaterials. These molecules are critical for the adhesion of cells, because they
recognize their favorable implant surfaces by detecting and binding to molecules adsorbed
on implant surface.
These molecules are mainly considered as extracellular matrix (ECM). The process of
recognition and adhesion is initiated by cell-to-ECM contact which is achieved by cells
Coatings for osseointegration of metallic biomaterials
63
binding to ECM through adhesion receptors on cells membranes, e.g. integrins [16]. ECM
consists of a variety of proteins, such as collagen type I, fibronectin, vitronectin,
osteopontin, and bone sialoprotein. These proteins all have the specific amino acid
sequences, Arg-Gly-Asp (Arginine-glycine-aspartic acid), which is known as RGD [17].
RGD has a high affinity for some proteins from the integrin family and it is of great
importance for the cell-to-ECM contacts. This has led to developing the coatings of RGD
peptides or proteins with RGD amino acid sequence for improving the osseointegration of
metallic implantss [18]. While the effect of RGD to improve osseointegration is still
controversial. On one hand, RGD peptides were found to significantly increase the
adhesion of MC3T3-E1 mouse osteoblasts to titanium surfaces [19]. In the same line of
research, RGD peptides were also found to improve the properties of their coatings on
biomaterials such as hydroxyapatite (HA) [17]. On the other hand, another in-vitro study
showed that the presence of the RGD sequence did not improve the adhesion onto titanium
[20]. These findings were in line with other in vivo animal studies that had been unable to
confirm any increased bone regeneration or BIC around titanium transplants treated with
RGD peptides [17, 21]. Another study suggested that the effects of RGD peptiedes can be
related to checking time points. In general, significantly different results between implants
coated with RGD or ECM and implants carrying no peptides are observed mainly in the
early stage, whereas in the later stage almost no difference can be detected any more.
Coating of titanium pins with collagen I showed that the cellular reaction on the implants
appeared more intense in the early stages of bone healing in a rat tibia model compared
with uncoated pins. Four days after implantation, Cathepsin D, osteopontin and
osteonectin-positive cells were detected in higher numbers around the collagen I-coated Ti
pins compared with the uncoated Ti pins. The early appearance of these proteins around
collagen I-coated Ti pins indicates an earlier onset of the bone remodeling process
compared with uncoated Ti pins. After 28 days, both the direct BIC and the amount of
newly formed bone showed no statistically significant influence in collagen I-coated pins
compared with Ti pins. A similar phenomenon has been observed in a different animal
model. In a sheep tibia model, the coating of Ti implants with collagen I under loaded
conditions (external fixator pins) was investigated [22]. The extraction torque of the pins
fixed externally was not altered by the collagen I coating 6 weeks after implantation.
However, a significantly increased activity of osteoblasts around pins suggested an
increased remodeling of the bone around the collagen I-coated implants. All the data
indicated that the faster remodeling by collagen I-coating affects primarily the earlier stages
of bone healing without altering the mechanical stability.
Not only do the positive results of the early stage lack credibility but also the results of the
later stage need further discussion. In some instances, RGD peptides either had no effect on
the synthesis of new bone [23], or they were actually detrimental [24]. Hennessy et al [25]
proposed that this can be explained by a competitive inhibition between the endogenous
Chapter 4
64
adhesive agents and the coated RGD. They found that coated RGD could disturb the
adsorption of fibronectin, vitronectin and fibrinogen from blood onto the implant surface.
Unlike RGD, which binds to integrins through RGD-dependent mechanisms, there are other
multiple domains within fibronectin, vitronectin and fibrinogen that bind to integrins and
stimulate either synergistically or additively the integrin signaling [26]. Hence, the RGD
sequence by itself elicits weaker integrin activation than the full-length adhesion proteins.
This results in poor cell adhesion and thus osseointegration. [25].
3.2 Enhance cell proliferation and differentiation
Adhesion of osteogenic cells on biomaterial surface is necessary for osseointegration, but it
is not sufficient to ensure osseointegration. More signals are needed for the proliferation
and differentiation of osteogenic cells.
Bone morphogenetic protein-2 (BMP-2) is the most intensively studied for this purpose.
BMP-2 has shown considerable potency for stimulating bone formation both in ectopic
sites [27] and in orthotopic sites in different species [28]. As BMP-2 possesses a high
osteoinductive potential, it was considered to be an interesting candidate for a growth factor
to coat titanium implants [18]. Over the past decade, recombinant human bone
morphogenetic protein-2 (rhBMP-2) has been studied as a bone-modulating agent for
applications in dentistry, oral and maxillofacial surgery, and other biomedical settings [29].
Animal model studies have corroborated its capacity in inducing bone formation [30]. The
induced bone has demonstrated a long term stability after the placement of loaded implants.
It was found that the success of BMP-2 functionalized coatings was strongly dependent on
the concentration [31] and delivery mode of BMP-2 [32].
In the critical-size, supra alveolar, peri-implant defect dog model, Wikesjö et al examined
the ability of rhBMP-2 coated onto a titanium porous oxide implant surface to stimulate the
formation of local bone including osseointegration and vertical augmentation of the
alveolar ridge [31]. Animals received either implants coated with 0.75, 1.5 or 3mg/ml
rhBMP-2, or uncoated control implants. After 8 weeks of healing, cortex formation was
observed in sites receiving implants coated with rhBMP-2 at 0.75 or 1.5 mg/ml. Sites
receiving implants coated with rhBMP-2 at 3.0 mg/ml exhibited more immature trabecular
bone formation, seroma formation, peri-implant bone remodeling and an undesirable
displacement of the implant. The authors concluded that higher concentrations of rhBMP-2
were associated with problematic effects. Similar dose-dependent bone remodeling and
seroma formation have been observed in the previous studies evaluating implants coated
with rhBMP-2 at 0.2 and 4.0mg/ml in the alveolar bone in dogs [33]. The mechanisms
accounting for the side effects of overdosed BMP-2 can be that BMPs stimulate the
recruitment, proliferation and differentiation of osteoclasts [34]. Hence, they may promote
Coatings for osseointegration of metallic biomaterials
65
the resorption of newly formed bone almost as soon as it has been laid down onto a
titanium implant surface [35]. Another possible mechanism is that the overdosed BMPs can
trigger the production of intrinsic BMP inhibitors, such as noggin [36]. Therefore, the
applied dose of BMP-2 is critical in gaining optimal bone regeneration. In contrast to the
enhancement desired of bone regeneration at the bone–implant interface, an excessive dose
of BMP-2 may possibly impair the osteoconductivity of the implant surface [32].
The delivery mode of BMP-2 can also have a dramatic influence on osseointegration. Liu et
al. assessed the effects of BMP-2 and its mode of delivery on the osteoconductivity of
dental implants in the maxillae of miniature pigs [32]. Six different types of surfaces were
evaluated: uncoated titanium surfaces (Ti), BMP-2 adsorbed to Ti (Ti/BMP-2 ads),
biomimetic calcium phosphate-coated surfaces (CaP), BMP-2 adsorbed to CaP
(CaP/BMP-2 ads), BMP-2 incorporated into CaP (CaP/BMP-2 inc), as well as BMP- 2
adsorbed to and incorporated into CaP (CaP/BMP-2 ads & inc). After 3 weeks, implants
bearing only adsorbed BMP-2 displayed the lowest volume of bone deposited within the
osteoconductive space and lowest bone-interface coverage among all the groups. The
authors concluded that the osteoconductivity of functionalized implant surfaces was
drastically impaired when BMP-2 was present as a superficially adsorbed depot upon
CaP-coated or uncoated surfaces. The phenomenon might be due to the burst release of
adsorbed BMP-2 to the sites of bone defect, which caused an excessive application of
BMP-2 and subsequently resulted in side effects of stimulating the degradation of the bone.
Therefore, the sustained delivery of a moderate amount of BMP-2 is essential for
maximizing its osteoinductivity. A biomimetic CaP coating can be a suitable carrier for the
sustained release of BMP-2. The composition of CaP is quite similar to the inorganic phase
of bone tissue. CaP coating is also widely considered as an osteogenic drug carrier. The
preparation of a CaP coating with a biomimetic method enables the co-precipitation
osteogenic drugs into the latticework of CaP coatings. Biomimetic deposition is a method
whereby a biologically active bone-like apatite layer is formed on a substrate surface by
immersing the substrate in simulated body fluid under physiological conditions of
temperature (37 °C) and pH (7.4) [37] instead of the exceedingly high temperatures that can
make osteogenic drugs inactive.
Liu et al [38] developed a biomimetic two layer CaP coating on a titanium alloy plate (Fig.
2). The first layer is the initial “Rainbow” coating made of a layer of calcium phosphate.
The second layer is then biomimetically prepared by co-precipitating protein and calcium
phosphate upon the first layer. Scanning electron microscope images suggested that protein
has been incorporated into the mineral latticework instead of being deposited upon its
surface. In order to assess the delivery mode of CaP coating as a carrier system, the coated
titanium alloy plates were dissolved in a simulated physiological solution to observe the
Chapter 4
66
release kinetics of the incorporated
Fig 2. Illustration of the biomimetic CaP coating technique. The coating was co-precipitated together with bone
growth factor of BMP-2 on the surface of titanium implant. The growth factor was incorporated into the crystal
layer of CaP without losing their bioactivities protein. Preformed calcium phosphate coatings that had been later
immersed in solutions containing protein lost about 3% of their associated protein during the first 2 h of incubation
at pH 7.3. The dissociation process was complete within 6h. This burst release is highly characteristic of
superficially adsorbed material, but coatings prepared by the co-precipitation of calcium phosphate and protein
released only 0.3% of their associated protein during the first 2 h of incubation and no more than 0.85% after 6
days. The small burst release component almost certainly represents superficially adsorbed protein. That a mere
0.85% of the protein was released after 6 days demonstrates that this protein formed an integral part of the mineral
matrix.
The biological property of the implant that are coated with BMP-2 was studied in vitro [39].
Titanium alloy implants were coated biomimetically with a layer of calcium phosphate in
the presence of different concentrations of rhBMP-2 (0.1–10 ug/mL). Protein blot staining
showed that rhBMP-2 was successfully incorporated into the crystal latticework. The
absorption of rhBMP-2 by the calcium phosphate coatings was dependent on the dose, as
determined by ELISA. Rat bone marrow stromal cells were grown directly on these
coatings for 8 days. Their osteogenicity was then assessed quantitatively by monitoring the
alkaline phosphatase activity, which increased as a function of rhBMP-2 concentrations
within the coating medium. The rhBMP-2 incorporated into calcium phosphate coatings
was more potent in stimulating the alkaline phosphatase activity of the adhering cell layer
compared with the stimulation of the cell layers grown on a plastic substratum using the
freely suspended drug. The osteoinductivity of BMP-2eincorporated implant coating was
also evaluated in an ectopic rat model. Bone formation along implants, which was used to
describe osteoinductivity of implant materials, was first observed 2 weeks after
implantation and thereafter continued unabated until 5 weeks. By the end of the fifth week,
implants with BMP-2eincorporated CaP coating were almost completely encapsulated by
woven bone (Fig. 3).
Coatings for osseointegration of metallic biomaterials
67
Fig 3. Light micrograph of titanium-alloy disc bearing a co-precipitated layer of calcium phosphate and BMP-2,
(subcutaneous place in rat) retrieved together with the surrounding tissue 5 weeks after implantation and stained
with McNeil’s Tetrachrome, basic Fushine and Toluidine Blue O.
3.3 Promoting mineralization of bone matrix
The organic matrix produced by osteoblasts needs to calcify to form the mineralized bone
matrix [13]. This can be modulated by drugs such as fluorine. The implants that are treated
with fluorine are currently available for the clinician to use. The mechanism relies upon the
property of fluoride, which interacts with HA that presents in bone tissue or teeth and
generates fluorapatite. This has better crystallinity and a lower dissolution rate compared
with HA [40]. Hence, a tight junction between bone and the implant was noted. The
incorporation of fluoride into CaP coating on implants is supposed to improve the bone
formation along implant surface.
Farley et al studied the effect of fluoride on osteoblasts in an in vitro model of avian cells
[41]. They reported that fluoride increases the proliferation and alkaline phosphatase
activity of osteoblasts. Based on the biomechanical and histomorphometric data,
the titanium implants modified with fluoride demonstrated a firmer bone anchorage than for
the unmodified titanium implants. These implants achieved a greater osseointegration after
a shorter healing time than unmodified titanium implants [42]. These findings were later
confirmed by others [43, 44]. Results from these studies suggest the application of fluoride
can facilitate a very specific stimulus on osteoblasts leading to an increase in the bone
apposition rate in the early phases of osteogenesis.
3.4 Regulation of bone remodeling by inhibiting the osteoclast function
A current clinical challenge in the field of orthopedics is to obtain a stably fixed implant in
weak osteoporotic bones. The fixation of orthopaedic implants in bone relies strongly upon
the initial stability of the implant [45]. For osteoporotic patients this early phase is
particularly delicate as the bone is already weak before the surgery. The resorption of a
Chapter 4
68
small amount of bone near the implant may induce a dramatic decrease in early fixation,
accelerating failure [45]. Bisphosphonates are a class of drugs that prevent the loss of bone
mass by inhibiting the osteoclast activity used to treat osteoporosis and similar
diseases. Therefore, bisphosphonates can be used to reduce periprosthetic osteolysis, which
allows orthopaedic implants to achieve a stronger primary fixation[46].
There are two classes of bisphosphonates: the N-containing and non-N-containing
bisphosphonates. The two types of bisphosphonates work differently in inhibiting
osteoclast cells. Zoledronate, one of N-containing bisphosphonates, was studied as a
coating agent for osteoporotic bone [45]. Four implants coated with zoledronate and two
control implants were inserted in the femoral condyle of ovariectomized sheep for 4 weeks.
The bone at the implant surface was 50% higher in the zoledronate-group than in the
control group. This was significant up to a distance of 400μm from the implant surface. The
results are similar to those observed in the osteoporotic rat model. This finding suggests
that the concept of releasing zoledronate locally from the implant to increase the implant
fixation is not species-specific. The results of this trial support the claim that local
zoledronate could increase the fixation of an implant in weak bone [45].
The mechanism of bisphosphonates for improving osseointegration can be explained by the
following study [47] where screws used for fracture fixation was coated with
bisphosphonate. Histological results showed that a shell of new bone had formed around
the screw, inside the marrow cavity. This was not seen in the control group [48, 49]. This
does not mean that bisphosphonates induce new bone formation in the way as BMPs. The
explanation appears to be that very scant, patchy loose bone or osteoid also formed around
the control screws after 1 week, but then disappeared when resorption was not suppressed.
When protected by the bisphosphonate, this early, scant bone served as a scaffold for
continued bone growth leading to the formation of a bony shell. It proves that
bisphosphonate coatings take effects by the inhibiting of bone resorption rather than the
promotion of bone formation.
4. Clinical application and future trends
4.1 Current clinical application
Although a variety of coatings have been developed for improving osseointegration in
preclinical studies, only a few of them have been evaluated in clinical applications, such as
HA and bisphosphonate coatings [50].
HA coating has been most extensively studied in clinical applications which are applied
mainly on hip implants and dental implants and in rare cases on knee prosthesis [51]. HA
Coatings for osseointegration of metallic biomaterials
69
coating could dramatically enhance the osseointegration and survival rate of implants when
placed in a compromised bone condition. Interestingly, HA-coated implants showed hardly
any statistically significant difference compared with non-coated implants as long as the
surrounding bone tissue exhibited sufficient quantity and quality of the bone to achieve
initial stability. The phenomenon was observed in dental [2, 52], hip [3, 53, 54] and knee
implants[51].
According to the classification of Lekholm and Zarb, bone was divided into four types (I, II,
III and IV). The bone quality is more and more challenging for the achievement of the
initial stability going from types I to type IV. Saadoun and LeGall [55] studied 673
Steri-Oss (Denar) implants (titanium screws, HA titanium screws, and HA-titanium
cylinders) during a 5-year period. They recommended that the choice of design should be
based on implant lengths, bone quality, and anatomic region. They recommended that the
closer the bone is to type IV, the greater the indication is for HA-titanium cylinders. The
coatings’ effect on the survival rate as a function of bone quality has been studied [56].
HA-coated implants had an overall failure rate of 3.9% over 36 months for all bone
qualities combined, while non-coated implants had a 13.4% failure rate for the same
parameters. The highest failure rates for non-coated implants were in bone qualities III and
IV (19.1% and 25.5%, respectively). Therefore, HA-coated implants are more appropriate
for patients with a compromised bone quality, whereas HA-coating implants should not be
recommended for cases with an acceptable bone quality.
Caution should also be taken to apply HA-coated to patients since HA coating was found to
have negative effects on bone formation. Reports in the literature [57, 58] have suggested
that HA coatings are unstable, more susceptible to bacterial infection, may be predisposed
to rapid osseous breakdown, and do not demonstrate any significant advantages over
titanium implants [56]. Furthermore it was discovered the HA is not able to improve the
long-term outcome of bipolar hemiarthroplasty. This is because in the initially well-fixed
HA-coated prostheses the sealing effect of a HA coating creates high concentrations of
polyethylene in the limited joint space resulting in massive proximal femoral osteolysis.
Consequently, a HA coating introduces a new failure mechanism and HA-coated implants
should only be recommended for patients with compromised bone quality.
Bisphosphonates-coated dental implants are also studied in clinical trials. Apart from the
conventional therapy for patients suffering from osteoporosis using systemic treatment with
bisphosphonates, bisphosphonates-coated dental implants were developed to release
bisphosphonate locally [50]. The promising results may lead to new possibilities for
orthopedic surgery in osteoporotic bone and for dental implants.
4.2 Potential modification of coatings for clinical use
Chapter 4
70
A variety of implants that are surface-treated with bioceramics or drugs, are commercially
available. They have been shown to accelerate and enhance osseointegration formation.
Nevertheless, take BMP-2 for example, there are other promising bioactive agents whose
true potential for application as biomimetic agents on implant coatings has yet to be
established [17]. RhBMP-2 has been approved by United States Food and Drug
Administration (FDA) to be used for spinal fusion and has been shown to induce bone
formation in animal studies and clinical trials [1, 59]. Moreover, CaP coatings have proved
to be an efficient carrier of BMP-2 so as to stimulate differentiation of rat bone marrow
stromal cells in vitro. It would be, therefore, worthwhile to perform clinical trials to
evaluate the osseointegration of implants bearing CaP coatings incorporated with BMP-2.
Coatings for osseointegration of metallic biomaterials
71
5. References
1. Govender, S., et al., Recombinant human bone morphogenetic protein-2 for treatment of open tibial
fractures: a prospective, controlled, randomized study of four hundred and fifty patients. J Bone Joint Surg
Am, 2002. 84-A(12): p. 2123-34.
2. Geurs, N.C., et al., Influence of implant geometry and surface characteristics on progressive
osseointegration. Int J Oral Maxillofac Implants, 2002. 17(6): p. 811-5.
3. Landor, I., et al., Hydroxyapatite porous coating and the osteointegration of the total hip replacement. Arch
Orthop Trauma Surg, 2007. 127(2): p. 81-9.
4. Diz, P., C. Scully, and M. Sanz, Dental implants in the medically compromised patient. J Dent, 2013. 41(3):
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77
Chapter 5
Accuracy of peri-implant bone thickness and
validity of assessing bone augmentation material
using cone beam computed tomography
Dongyun Wang, Andreas Künzel, Vladimir Golubovic, Ilya Mihatovic, Gordon John,
Zhuofan Chen, Jüngen Becker, Frank Schwartz.
Clinical Oral Investigations, 2013, 17: 1601-1609
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78
Abstract
Objectives: The aim of this study was to evaluate the accuracy of measuring bone
thickness surrounding dental implants and the reliability of assessing existence and
completion of osseous integration of augmentation material using a cone beam computed
tomography (CBCT) system.
Materials and methods: In jaws of foxhounds, artificial defects were regenerated by
guided bone regeneration and then dental implants were placed. After putting down the
dogs, the jaws were separated from the bodies and exposed in a CBCT system. The bone
thickness was measured on both buccal and oral sides of the implants at different levels.
Every examiner evaluated existence and integration of bone augmentation materials (BAM)
and the completeness of marginal implant covering. The same measurements and
evaluations were performed at digital images of the corresponding histological
sections.
Results: The mean and the standard deviation of the differences between radiological
and histological measurements of peri-implant bone thickness were −0.22 mm and
0.77 mm, respectively. Sensitivity and specificity were 0.77 and 0.60 for existence of
BAM, 0.59 and 0.74 for completed integration, and 0.39 and 0.71 for full covering of the
implant surface.
Conclusions: The present study indicates that the PaX Duo3D® CBCT system
allows measurements of peri-implant bone thickness at an accuracy of half a millimeter,
and—within limits—assessing the existence and integration of BAM. It is not possible to
evaluate whether the implant is covered completely by hard tissue.
Clinical relevance: Peri-implant bone thickness is a key factor for obtaining initial
implant stability. The accuracy of its measurement has clinical impact. Radiological
assessment of existence and integration of BAM would be of great benefit to the evaluation
of augmentation procedures.
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79
1. Introduction
The development of oral implantology partially depends on the improvement of oral
radiological techniques. Regardless of the pre-operative assessment of bone quantity and
quality in the region of interest, or postoperative evaluation of integration of bone
augmentation material (BAM), good validity and reliability of radiological evaluation are
essential. Cone beam computed tomography (CBCT) has been widely used in clinical
practice of oral and maxillofacial surgery, demonstrating the advantages of high resolution,
easy handling, easy accessibility, reduced costs, lower radiation dose, and possibly less
disturbance from metal artifacts [1] compared to CT imaging. Research has concentrated
around the accuracy of measurements in CBCT images, but only a few studies focus on the
accuracy of measurements of the peri-implant bone thickness next to implants [2–5]. This
topic is, however, of great clinical importance since obtaining initial stability is the key to
the overall success of dental implant surgery. Besides implant design and placement
technique, sufficient bone thickness is also an essential factor for assurance of initial
stability. Braut et al. investigated the radiological evaluation of the facial bone wall prior to
extraction [6]. In a finite element study of orthodontic mini-implants, Dalstra et al.
demonstrated that increasing cortical bone thickness drastically reduced the peak strain
development in the peri-implant bone tissue [7]. An inverse relationship between cortical
bone thickness and peak strain development suggests that cortical bone thickness is one of
the key determinants of initial stability, although two cortical bones could have the same
thickness but completely different bone mineral densities and different initial stability.
Razavi et al. [2] placed dental implants in bovine ribs and exposed these specimens in two
different CBCT scanners (i-CAT NG, Accuitomo 3D60 FPD). They found the accuracy of
measuring bone thickness near implants was different depending on the CBCT scanner
used and concluded the different scanner resolutions being the reason. Fienitz et al. [3] used
another CBCT (Galileos) to scan the jaws of dogs being treated with dental implants and
bone augmentation procedures. Fienitz concluded that the evaluation of peri-implant bone
defect regeneration by means of CBCT is not accurate for sites providing a bone width
below 0.5 mm and that a safe assessment of the success of the guided bone regeneration
technique is not possible after the application of a radiopaque bone substitute material.
Corpas et al. used the Accuitomo 3D (Morita, Kyoto, Japan) to investigate implants in
minipigs. They found the CBCT deviating 1.20 mm from the histology regarding bone
defects [5]. The present study was designed to reevaluate the accuracy of linear
measurements of the peri-implant bone thickness and the radiological evaluation of
boneaugmentation procedures using a different CBCT scanner.
In addition, assessment of BAM integration might be also a point of interest of CBCT
application in oral implantology. In cases of bone augmentation before implant placement,
integration of BAM is a prerequisite to implant surgery. Similarly, in cases of endosseous
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implants with simultaneous bone augmentation, radiological assessment of BAM
integration would be helpful for the evaluation of therapeutical outcome. An animal
experiment is supposed to be a very accurate method to investigate the accuracy of such a
radiological diagnostic procedure, although few directly related papers have been published
[3]. Hence, this study aims to assess the reliability of estimation of BAM existence and
integration using a CBCT system.
2. Materials and methods
2.1 Animal study
In 2009, Schwarz et al. and Mihatovic et al. made a foxhound experiment to investigate
bone augmentation procedures prior to implant surgery [8, 9]. The experiment was
approved by the Animal Care and Use Committee of the Heinrich Heine University and the
local government of Düsseldorf. The biopsies obtained at the end of the experimental
phases were used for a supplementary radiological assessment and therefore served as a
basis for the present study.
The animal study included a total of six foxhound dogs (age 18–22 months, weight 32–42
kg). It was performed in three surgical phases. In the first phase, the mandibular and
maxillary first, second, third, and fourth premolars as well as the first and second molars
(P1–M2) were extracted. After a healing period of 10 weeks, a total of 48 standardized
saddle-type defects (mesio-distal width=10 mm; height=8 mm) were randomly prepared in
both the upper and the lower jaw of each dog. The defects were filled using natural bone
mineral or biphasic calcium phosphate, halfway with added autogenous bone and with
random assignment of these treatment procedures to anterior and posterior sites,
respectively. Subsequently, the treated defects were randomly allocated in a split-mouth
design to the use of either a polyethylene glycol membrane or a collagen membrane. At 8
weeks, modSLA titanium implants were inserted at the respective treated defect sites and
left to heal in a submerged position for 2 weeks before the dogs were put down. All surgical
autopsy procedures were performed by two experienced operators (F.S. and I.M.). For
details, see Mihatovic et al. and Schwarz et al. [8, 9].
2.2 CBCT radiography
The complete oral tissues of the put down dogs were perfused with formalin; both maxilla
and the mandible including soft tissues were dissected from the bodies and packed tightly
in airtight bags. All of the jaws were scanned using a CBCT system (PaX Duo3D®; Vatech,
Seoul, Korea) within a few hours after dissection. A wooden scaffold served to place the
jaws in a reproducible position for scanning in the CBCT machine. The laser orientation
Accuracy evaluation of CBCT
81
beam was used to adjust the jaws accurately to the scanning volume. The exposure settings
were adjusted to 85 kV and 4.9 mA. The scanning parameters were set to a field of view
of 50-mm diameter and 50 mm height at a voxel size and a slice thickness of 0.08 mm
both. Following the exposures, the image data was saved to DICOM files by the Byzz
program version 5.7.2 (copyright 2009; Orangedental GmbH & Co. KG, Biberach,
Germany).
2.3 Image processing
The viewing software utilized to analyze the CBCT images was Ez3D 2009 Professional
(version 1.2.1.0; Vatech). For every single implant, the image display was standardized to
adjust the implant vertically and transversal to the alveolar bone in the multiplanar
reconstruction view at a slice thickness of 80 μm and at an image zoom of 250 %.
Following, these standardized views were saved as “projects” separately for every implant.
Two examiners with different levels of experience in 3D imaging and CBCT usage
participated in the first part of the study. One examiner was an oral surgeon (A.K.) having
many years’ experience in CBCT imaging. The other examiner was a dentist (D.W.). Both
of them were trained thoroughly on operating the CBCT machine used.
The examiners were instructed by a detailed step-by-step image processing protocol. Both
were given two individually randomized viewing lists to reload the saved projects and
carry out the measurements on identical slices twice in differently randomized orders to
produce the data for interand intra-examiner reproducibility. The interval between first
and second reading was 6 weeks at minimum.
In order to facilitate the measurement and save examiner time, a transparent plastic sheet
was printed which showed five black horizontal lines and one vertical line, following a
suggested method of Razavi et al. [2]. The distance between the first and last line was
exactly the whole length of the implants on the computer display from interface edge to
apex. These lines represent 0 %, 25 %, 50 %, 75 %, and 100 % of the implant length,
respectively. The sheet was fixed by adhesive tape on the display directly over the
radiographic images to indicate the levels where measurements were required from the
examiners and was readjusted for every image. The peri-implant bone thickness on both the
buccal and oral side of the implant was measured at the levels 0 %, 25 %, 50 %, and 75 %
(Fig. 1).
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Fig. 1 Schematic diagram: Measurement of the bone thickness at four levels
Three more observers joined to the second part of the study to provide a total of five
examiners. One of them was an examined oral surgeon and two of them dentists advanced
in postgraduate education of oral surgery, all of them trained and licensed for the use of
cone beam tomography. The assessment of integration of BAM was accomplished by the
examiners answering the three following questions:
– Is there any augmentation material?
– If yes, is the augmentation material completely integrated into the bone?
– Is the implant completely covered with bone and/or augmentation material?
The five observers repeated their readings after at least 4 weeks. In the end, there were 10
evaluations per implant of existence, completed BAM integration and completed bone
covering.
2.4 Histological reference
After exposure of CBCT, the specimens were processed in hard-tissue histology according
to Donath [10] with some modifications. The jaws were cut at every implant site in the
bucco-oral direction resulting in sections of approximately 40-μm thickness, as close as
possible to the implant axis. All sections were stained with toluidine blue. For details, see
Schwarz et al. [8, 9].
The histomorphometrical analysis was performed twice by both of the investigators (D.W.
and A.K.) in randomized order. For image acquisition, a color CCD camera (Color View III;
Olympus, Hamburg, Germany) was mounted on a binocular stereomicroscope (SZ61;
Olympus, Tokyo, Japan). The optical zoom was calibrated to a magnification factor of ×1.0.
The histological slices were repositioned for every microscopic photo.
The histological images were checked for conformity with the corresponding radiological
images. Seven out of the 48 implants were eliminated from the study due to nonconformity
of histological and radiological image planes leaving 41 implants for this investigation.
Accuracy evaluation of CBCT
83
The histological section measurements, corresponding to the levels examined on the CBCT
images, were then carried out using a microscopic imaging program (Cell D® v3.1;
Olympus Soft Imaging Solutions GmbH, Münster, Germany). The evaluators answered the
same questions regarding the augmentation materials as before in the radiological
evaluation. Complete integration of BAM was defined as completed osseous inclusion of
BAM granules with direct contact to living bone. To ensure a reliable reference, a number
of borderline cases were excluded from the second part of the study if the amount of BAM
was very small (e.g., only a few granules) or if the integration of the BAM was nearly but
not fully completed. Complete covering of the implant was rated if the top level of bone or
BAM being in contact to the implant was at or above the marginal edge of the interface at
both sides of the implant. Concluding 30 specimens with identical results in all repetitions
of the histological evaluations were selected for the evaluation of recognition and
integration of BAM and complete covering of the implants.
2.5 Statistical analysis
Statistical analysis was performed using a commercially available software program
(SPSS Statistics 20.0; SPSS Inc., Chicago, IL, USA). To provide a reliable reference, at
first the differences between the repeated histological readings were calculated. Wherever
the difference between two histological readings at the same site was above 0.5 mm—
usually because the bone surface was uneven or oblique to the measurement line—this
measurement point was eliminated from the investigation. Finally, the statistics were
based on 279 points measured eight times (twice radiology and twice histology by two
observers each) making a total of 1,116 radiological and of 1,116 histological
measurements both. The histological measurements were averaged for every site. The
differences between every radiographic measurement and the mean of the histological
measurements at the corresponding point were calculated. The correlation between
radiology and histology was calculated by using the Pearson correlation coefficient (PCC).
Then both intra-observer reliability and inter-observer reliability of the radiological
measurements were examined by PCC.
3. Results
The PCC for intra-observer correlation of the radiological readings was 0.937 (observer
D.W.) and 0.972 (observer A.K.), respectively. Figure 2 visualizes the correlation between
the first and second measurements of observer A.K. The PCC for the inter-observer
correlation was 0.936 (Fig. 3). Both demonstrated good reproducibility within and between
examiners. The Pearson correlation between radiological and histological readings was
0.912 (Fig. 4).
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84
Fig 2. Intra-observer correlation for CBCT
measurement (first and second measurement of
observer A.K.)
Fig 3. Inter-observer correlation for CBCT
measurement (first and second measurement of
observer A.K. to observer D.W.)
Fig 4. Correlation of radiological and
histological measurements
Accuracy evaluation of CBCT
85
The mean value and the standard deviation of the differences between radiological and
histological measurements at all measurement points were −0.22 mm and 0.77 mm,
respectively (complete table of measurements in Online Resource 1). The largest
underestimation of bone thickness was −3.31 mm for observer D.W. and −3.11 mm for
observer A.K; the largest overestimations were 3.47 mm and 2.47 mm, respectively.
According to the histological sections, BAM existed in 23 of 30 cases (76.7 %) at the time
of CBCT exposure (Table 1). Six out of the 23 cases with existing BAM (26.1 %) were
considered as completely integrated BAM. In 18 of the 30 specimens (60.0 %), the top
level of bone or BAM was at or above the marginal edge of the interface at both sides of the
implant, thus classifying these cases as full coverings of the implant surface.
Table 1 Qualitative assessment of peri-implant bone and BAM in CBCT and in histology
BAM existence BAM integration Implant covered
Histology 23/30(76,7%) 6/23(26.1%) 18/30 (60%)
CBCT 205/300 (68.3%) 60/177 (33.9%) 106/300 (35.3%)
CBCT sensitivity 0.77 0.59 0.39
CBCT specificity 0.60 0.74 0.71
In the CBCT images, the existence of BAM was diagnosed in 205 of 300 readings (68.3 %).
In 177 cases in which the existence of BAM was diagnosed correctly in radiology, the
observers rated 60 times (33.9 %) for completed integration. In 106 of 300 readings
(35.3 %), the viewers rated the implant being fully covered by bone or BAM (complete
table of measurements in Online Resources 2).
Sensitivity and specificity were 0.77 and 0.60 for evaluating the existence of BAM, 0.59
and 0.74 for evaluating its completed integration, and 0.39 and 0.71 for evaluating full
covering of the implant surface. Checking the differences with chi-square test did not show
statistical significance for any of the diagnostic questions (α=0.05).
Examples of partially integrated BAM on the oral side (left side of the figure) and non-
integrated bone on the buccal side in a CBCT image and in a histological section are shown
in Figure 5. The BAM which is almost completely integrated shows homogeneity in the
CBCT image whereas loose BAM material looks granular. In CBCT, new bone (dark blue
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in histology) looks fainter compared to elder bone. The implants appear thickened with an
increased diameter.
Figure 6 shows CBCT and histological images without BAM. One should note that it is
possible to distinguish the band of new woven bone from the compact bone at the lingual
side (right side of the figure) and to identify some but not all of the gaps between implant
and bone in CBCT, which show in histology. However, it is difficult to identify correctly in
CBCT the contour of the bone at the buccal side of the implant.
Fig 5. Histological and corresponding CBCT image: measurement of the bone thickness at four levels. The
radiopacity at the buccal side of the implant is granular and proves as non-ossified augmentation material in
histology.
Fig 6. Histological and corresponding CBCT image: a double contour line, a lingual band of new, not yet fully
mineralized bone (dark blue in histology) shows at the lingual side both in histology and CBCT. The BIC is less
than expected in the CBCT image. The implant contour is thickened in CBCT
Accuracy evaluation of CBCT
87
4. Discussion
Many papers related to the accuracy of linear measurements have been published [2, 11–
24]. Usually dry skulls [2, 11, 12, 14–16, 18–20, 22, 23, 25] were used as study model,
sometimes artificial specimens [17, 21]. Often measurement data obtained from these dry
skulls or mandibles by using a caliper were considered as objective standard. This is
sufficient to examine superficial anatomical sites and distances; however, measurements in
the sagittal plane are difficult and prone to bias in this way. Moreover, due to the lack of
soft tissue, dry skulls and mandibles show less blurring, compared to typical imaging
results in clinical cases, and therefore might show different results.
To overcome the limitations mentioned above, Suomalainen et al. exposed the mandible
immersed in sucrose solution isointense with soft tissue [20]. Razavi et al. used bovine ribs
embedded in a poly-ethylene mold with laboratory putty with implants planted in each rib
to measure the cortical bone thickness surrounding implants using CBCT [2]. Subsequently,
histological sections were prepared in buccal–oral direction along the long axis of the
implants, allowing an evaluation of the accuracy of measuring the cortical bone thickness
adjacent to the implants. Even though in vitro bovine rib is feasible to assess the accuracy of
linear measurements, this study does not give information to measurements of bone with
BAM. Fienitz [3] and Corpas [5] used animal experiments to evaluate the accuracy of CBCT
measurements at the peri-implant tissues with bone defects, and Fienitz included BAM.
An ongoing beagle study designed for the investigation of peri-implant bone augmentation
procedures gave chance to add a radiological investigation allowing to evaluate the
diagnostic accuracy of peri-implant bone and implant measurements and of the evaluation of
peri-implant bone regeneration in CBCT.
Compared to the golden standard of histological measurements, the linear measurement of
bone using CBCT provides values at an accuracy in a sub-millimeter range [16]. The
differences between CBCT and histology measured in this study seem similar to the results
of Fienitz and below the results of Corpas.
Even though the results demonstrate sufficient accuracy of linear measurements using this
CBCT system, it has to be kept in mind that the accuracy of metric measurements might be
limited by several factors. First of all, in a preliminary test some distortion was found in the
images obtained from the PaXDuo3D® CBCT system, which may result in different
magnifications at different positions in the volume. This might be a reason for the
limitations of the diagnostic accuracy found in this investigation. Furthermore, in this
investigation the voxel size setting of the CBCT machine was set to 80 μm. Any distance
measurement might contain an unavoidable error of at least this voxel size. In addition,
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usually low contrast range and low resolution of radiological images are charged as
potential sources for error, limiting the precision of measurements by blurring the
boundaries between bone and soft tissue and bone-to-implant interface [16]. It should be
noticed that high resolution images of perfect technical quality might be related to similar
measurement inaccuracies if the measured objects have irregular borderlines. The placing
of measurement lines on such borderlines gets a stochastic component giving it the property
of a more or less statistical sample. This might be a reason for the limits of intraand inter-
observer reliability seen in the histological measurements. The blurring in radiological
images compared to histological images seems to have a smoothing effect on the surfaces
under inspection, thus smoothing the stochastic variations in placing the measurement lines.
The existence of radiodense objects like implants causes beam hardening artifacts [26] and
might complicate the visualization of the bone–implant interface [2]. Although larger flat
panel detectors used in current CBCT scanners possibly lead to less beam hardening
artifacts [1], they might be affected by more scattered radiation because of an enlarged field
of view [27].
It might be of interest whether BAM could cause beam hardening artifacts. Our preliminary
tests showed the radiopacities of the BAM used in this investigation being only slightly or
not above the radiopacities of human bone or dog bone. This is no surprise as the BAM
used is of bone origin or is composed of the same chemical elements as bone. Therefore,
significant beam hardening artifacts by the BAM used in this investigation are unlikely.
The integration state of BAM on histological sections served as an objective standard in the
present study. Compared to it, the existence of BAM was seen less often in CBCT than in
histology. Vice versa, the observers more often stated a completed integration of existing
BAM in CBCT than in histology. However, rating existence and completed integration of
BAM in radiological images did not show a significant difference to the histology.
Sensitivity and specificity to evaluate the existence and integration of BAM with the CBCT
system at the experimental settings used are below expectations for a diagnostic procedure.
In clinical practice, the PaX Duo3D® CBCT system seems to provide some clue, at least,
whether BAM is completely integrated or not.
It would be of clinical impact to answer the diagnostic question whether the implant is
completely covered by bone or BAM. BAM shows as high-density radiopaque granule
structures. If these were in a homogenous contact to the adjacent bone, they were supposed
to represent BAM completely integrated into living bone in the present study. Often there is
some doubt or error because it is difficult to distinguish newly formed bone and bone
substitute granules in CBCT images. One should keep in mind that the implants were
placed 8 weeks after guided bone regeneration procedure. Unfortunately, the sensitivity of
Accuracy evaluation of CBCT
89
the CBCT system to answer such a question is poor and the specificity moderate, at least at
the exposure settings used.
For successful implantology, both bone quantity and bone quality are essential. This study
focused on the accuracy of assessment bone quantity by measuring peri-implant bone
thickness in CBCT. This study did not assess bone quality, which is mainly manifested as
bone density. However, a systematic review of the literature [1] demonstrated that present
CBCT machines can hardly be used for the estimation of bone density because of
inconstant gray levels not representing the Hounsfield units (HU). HU are CT values in the
measurement of CT images used to quantitatively describe tissue density. In other words, it
meant that scanned regions of the same density in the skull can have different gray scale
values in the reconstructed CBCT dataset. However, to the authors’ knowledge, no paper
has focused on the feasibility and validity of bone density measurements using the PaX
Duo3D® CBCT system, which might be a future study.
5. Conclusion
The present study indicates that the PaX Duo3D® CBCT system allows measurements of
peri-implant bone thickness at an accuracy of half a millimeter, and─within some
limits─assessing the existence of BAM and its integration into the bone, but not the
evaluation of complete hard-tissue covering of the implant surface.
6. Acknowledgments
The authors appreciate the contribution of Orange Dental, Biberach, Germany, for providing
the PaX Duo3D® CBCT system for the present study. Dongyun Wang was kindly
supported by grant number CF 51001 of the Camlog Foundation, Basel, Switzerland for her
research fellowship at the Department of Oral Surgery at the Heinrich Heine University
Düsseldorf.
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7. References
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oral and maxillofacial region: a systematic review of the literature. Int J Oral Maxill of a Surg 38(6):609 – 625.
2. Razavi T, Palmer RM, Davies J, Wilson R, Palmer PJ (2010) Accuracy of measuring the cortical bone
thickness adjacent to dental implants using cone beam computed tomography. Clin Oral Implants Res
21(7):718–725.
3. Fienitz T, Schwarz F, Ritter L, Dreiseidler T, Becker J, Rothamel D (2012) Accuracy of cone beam computed
tomography in assessing peri-implant bone defect regeneration: a histologically controlled study in dogs. Clin
Oral Implants Res 23(7):882-887
4. Miyamoto Y, Obama T (2011) Dental cone beam computed tomography analyses of postoperative labial bone
thickness in maxillary anterior implants: comparing immediate and delayed implant placement. Int J
Periodontics Restorative Dent 31(3):215–225
5. Corpas Ldos S, Jacobs R, Quirynen M, Huang Y, Naert I, Duyck J (2011) Peri-implant bone tissue assessment
by comparing the outcome of intra-oral radiograph and cone beam computed tomography analyses to the
histological standard. Clin Oral Implants Res 22(5):492–499
6. Braut V, Bornstein MM, Belser U, Buser D (2011) Thickness of the anterior maxillary facial bone wall—a
retrospective radiographic study using cone beam computed tomography. Int J Periodontics Restorative Dent
31(2):125–131
7. Dalstra M, Cattaneo PM, Melsen B (2004) Load transfer of miniscrews for orthodontic anchorage. J Orthod
1:53–62
8. Mihatovic I, Golubovic V, Hegewald A, Becker J, Schwarz F (2012) Influence of two barrier membranes on
staged guided bone regeneration and osseointegration of titanium implants in dogs. Part 2: augmentation using
bone graft substitutes. Clin Oral Implants Res 23:308–315
9. Schwarz F, Mihatovic I, Golubovic V, Hegewald A, Becker J (2012) Influence of two barrier membranes on
staged guided bone regeneration and osseointegration of titanium implants in dogs: part 1. Augmentation
using bone graft substitutes and autogenous bone. Clin Oral Implants Res 23(1):83-89
10. Donath K (1985) The diagnostic value of the new method for the study of undecalcified bones and teeth with
attached soft tissue (Sage–Schliff (sawing and grinding) technique). Pathol Res Pract 179(6):631–633
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14. Kobayashi K, Shimoda S, Nakagawa Y, Yamamoto A (2004) Accuracy in measurement of distance using
limited cone-beam computerized tomography. Int J Oral Maxillofac Implants 19(2):228–231
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beam computed tomography (CBCT-NewTom). Dentomaxillofac Radiol 33(5):291–294
16. Ludlow JB, Laster WS, See M, Bailey LJ, Hershey HG (2007) Accuracy of measurements of mandibular
anatomy in cone beam computed tomography images. Oral Surg Oral Med Oral Pathol Oral Radiol Endod
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computed tomography Accuitomo tomograms obtained with different reconstruction techniques. Dento-
maxillofac Radiol 38(6):379–386
18. Misch KA, Yi ES, Sarment DP (2006) Accuracy of cone beam computed tomography for periodontal defect
measurements. J Periodontol 77(7):1261–1266
19. Mischkowski RA, Pulsfort R, Ritter L, Neugebauer J, BrochhagenHG, Keeve E, Zoller JE (2007) Geometric
accuracy of a newly developed cone-beam device for maxillofacial imaging. Oral Surg Oral Med Oral Pathol
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26. Reitz I, Hesse BM, Nill S, Tucking T, Oelfke U (2009) Enhancement of image quality with a fast iterative
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Chapter 6
General Discussion
Chapter 6
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General Discussion
Currently, the world is experiencing an exceedingly high demand for functional bone grafts
to repair bone defects. It is perceived as a more promising approach to develop bone grafts
using the tissue engineering approach than harvesting autografts from patients. Through
tissue engineering bone grafts can be functionalized with specific properties so as to repair
bone defects with various complications, such as bone defects in patients with diabetes or
metabolic bone disorders, large bone defects beyond their self-healing capacity or locally
infected bone defects. Therefore, functionalized bone grafts, with osteoinductivity and/or
antibacterial activity, have been intensively studied and developed.
Many biomaterials with potential osteoinductivity have been reported and their
osteoinductivity was mainly evaluated by heterotopic bone formation in animal models.
Glass cylinders [1] and poly-hydroxyethylmethacrylate [2] were the first synthetic materials
associated with heterotopic bone formation. Composites, consisting of polylactide and HA
particles have however recently proven to be osteoinductive too [3, 4]. In the family of
metals, porous titanium has shown osteoinductivity alone [5], coated with a thin layer of
calcium phosphate [6] or in a construct with a calcium phosphate ceramic [7]. In contrast to
the limited number of reports on osteoinduction by polymers and metals, ceramics –
particularly CaP based biomaterials– have shown osteoinductive potential in a variety of
studies: HA [8, 9], β-TCP [10, 11] and BCP – the mixture of HA and TCP [12, 13]. This is
possibly because that the presence of a calcium phosphate source is a prerequisite for
heterotopic bone formation to occur. The liberation of Ca2+
, PO43-
, HPO42-
from the
material into the surroundings may cause precipitation of carbonated apatite that
incorporates calcium, phosphate and other ions (Mg2+
, Na+ , CO3
2-), as well as proteins,
and other organic compounds [14, 15], which are necessary for bone formation.
Apart from the chemical composition of the material, the geometry and macrostructural
properties have shown to play an important role in bone formation. In the case of
macrostructure, porosity is of great importance. Bone formation has never been observed
on a dense sintered ceramic, which does not degrade in vivo, whereas a ceramic with the
same chemical composition, but containing pores, induced bone formation [16, 17].
Generally, the importance of pores inside bone graft substitutes is related to the invasion of
the material by blood vessels, that bring along growth factors and oxygen as well as
osteogenic cells with the capacity to differentiate into osteoblasts [18]. Moreover, with the
presence of “protective areas” in the form of pores, heterotopic bone formation can occur
without being disturbed by high body fluid refreshments or mechanical forces due to
implant movement.
In addition to chemical composition and macrostructural properties, material surface
properties at micro- and nanoscale have shown to be of great importance for the
General discussion
95
osteoinductive potential of the material. Since the micropores (defined as pores with a
diameter smaller than 10 μm) [14, 16] enlarge the surface area, mineral deposition from the
body fluids are expected to be more pronounced – which may be beneficial for
osteoinduction to occur.
No matter what chemico-physical properties these potential osteoinductive materials
possess, all of them were designed to form new bone by recruiting more osteogenic cells
and/or growth factors. It is therefore logical to develop bone substitutes by directly adding
osteogenic cells and/or growth factors to them via tissue engineering. Bone grafts loaded
with osteogenic cells are regarded as materials with osteogenicity-the ability to produce
bone independently. In this thesis, we focus on osteoinductive bone grafts - the bone
substitutes loaded with growth factors.
Among all growth factors, BMPs are the most intensively studied. Both BMP2 and BMP7
are approved by the FDA to be used in the treatment of a variety of bone-related conditions
including spinal fusion and nonunion [19]. However, multiple questions regarding a
suitable carrier for BMPs, dosage, repeat exposure, carcinogenesis and long-term results
have hampered the potential benefits these molecules could offer for bone formation [20].
The present way of delivering BMP2 clinically, the superficial adsorption of BMP2 onto
bone filling materials [21], causes burst release and consequently the transient high local
concentration of BMP2. This kind of delivery of BMP2 is often associated with various
potential side effects such as an excessive stimulation of bone resorption and the induction
of bone formation at unintentional sites [22]. To maximize its osteoinductivity, BMP2
needs to be sustainedly delivered to target sites at a low concentration[23]. Guided by this
theory and given the necessity of a source of calcium and phosphate in the process of bone
formation, we used CaP as the carrier of BMP2 to developed CaP-based slow-delivery
system of BMP2, BMP2-cop.BioCaP (chapter 2) and BMP2-BioCaP (chapter 3). The
release kinetics of BMP2 in these materials showed a steady controlled release mode.
BMP2-cop.BioCaP proved to function as an effective osteoinducer to improve bone
regeneration in CSBDs, which are 8mm rat cranial defects in this thesis. Furthermore, as an
independent osteoinductive bone substitute, BMP2-BioCaP granules showed significant
ectopic bone formation in subcutaneous sites in rats.
Since BMPs are not bony tissue-specific [24], their localized (vs. systemic) and
release-controlled (vs. uncontrolled) delivery is necessary to prevent any undesired and
uncontrolled ectopic bone formation in non-bony tissues in the body [25]. Besides
BMP2-cop.BioCaP (chapter 2) and BMP2-BioCaP (chapter 3), there are therefore many
other systems developed to achieve a localized and release-controlled BMP2 delivery
system
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Alginate, is a non-immunogenic polysaccharide found abundantly in the surface of
seaweeds, have been used in a wide range of tissue engineering applications due to its
gel-forming properties [26]. BMPs can be encapsulated into alginate matrices and its
release mode can be modulated by different parameters such as particle size, viscosity and
chemical composition. Liew et al. [27] in a recent investigation found that particle size
affected the extent of burst release and the higher the viscosity the slower the encapsulant
release.
Unlike natural polymers and collagen, synthetic biodegradable polymers pose no danger of
immunogenicity or possibility of disease transmission. A number of synthetic
biodegradable polymeric delivery systems for BMPs were developed [28, 29]. Particularly,
Nano- and micro-particles from synthetic polymers have attracted much attention for the
localized and release-controlled delivery of growth factors due to their attractive tendency
to amass in sites of inflammation [30]. In a recent example of a combined localized and
release-controlled delivery system, poly D, L-lactide-co-gycolic acid (PLGA) nanospheres
immobilized onto prefabricated nanofibrous poly L-lactic acid (PLLA) scaffolds were used
to load and deliver rhBMP-7 [31, 32]. BMP7 delivered from nanospheres-scaffolds induced
significant ectopic bone formation while passive adsorption of the protein into the scaffold
resulted in failure of bone induction either due to the loss of protein bioactivity or its rapid
release from the scaffolds upon implantation in vivo.
We have to bear in mind that not only material properties themselves, but also other factors
have an great impact when studying osteoinduction: for instance the animal model and
implantation site. Yang and co-workers tested the performance of sintered BCP ceramics in
five different animal models at heterotopic locations in a single study. Until day 120, in rats,
rabbits and goats, only dense fibrous connective tissue encapsulating the ceramics and loose
connective tissue inside the pores were observed – without signs of bone formation.
However, in dogs and pigs, bone formation was found in implants retrieved as early as 45
days after implantation. Extensive amounts of bone were found at day 120 mainly in the
pores of the materials implanted in pigs [12]. This study showed that larger animals yielded
more bone than smaller ones, with exception of the goat where no bone formation was
observed.
Several studies have also investigated the osteoinductive capacity of a material, depending
on the implantation site. No obvious bone formation was found after four months of
subcutaneous implantation of a BCP ceramic in goats, whereas intramuscularly, bone was
induced in seven out of ten implants in the same animals [33]. These studies suggest that at
intramuscular locations, bone formation occurs more frequently – or at least at a higher rate.
In this thesis, although we used the more challenging animal model – the rat and the more
challenging implantation sites – subcutaneous implantation, we still gained satisfactory
General discussion
97
bone regeneration using our materials – BMP2-cop.BioCaP (chapter 2) and BMP2-BioCaP
(chapter 3). This supports our hypothesis on the osteoinductivity of our materials.
Although these models were chosen in such a way that they resembled the clinical situation
as closely as possible, only clinical trials will be able to provide the proof for the relevance
of osteoinductivity in human patients. Although ectopic bone formation in animals is used
to judge if a material is osteoinductive material, we need to further consider the influence of
the animal model and implantation sites when studying osteoinductive materials
To repair bone defects with local infection, it is necessary to produce bone-filling-materials
with both osteoinductivity and antibacterial properties. The most common way is to
encapsulate both osteoinductive agents and antibiotics into carrying materials. Mostly, both
the encapsulated osteoinductive agent and antibiotic are released simultaneously and are
largely dependent on the permeability and the degradability of the carrying materials.
Calcium sulfate, a widely used bone-defect-filling material, is also frequently adopted as an
antibiotic carrier for the treatment of infected bone defects [34]. It has many advantages
such as low price, a high level of biodegradability, good biocompatibility [35] and high
osteoconductivity. Wang et al. used calcium sulfate to carry BMP2 and vancomycin using
internal co-encapsulation [36]. In a bone defect in the proximal tibia, this material
significantly augmented new bone formation compared to the control [36]. Besides the
advantages of calcium sulfate, we should also bear in mind is that this kind of material
usually forms a solid block and lacks of porous structure, which may hinder the ingrowth of
bone tissues.
Compared to simultaneous release of osteoinductive agents and antibiotics, it is more
preferable to deliver the osteoinductive and antibacterial drugs from the bone-filling
materials according to the aim of the clinical application and optimal delivery mode of each
drug. For example, an antibacterial drug is encapsulated into a carrying material while in
the same system an osteoinductive drug superficially adsorbed onto its surface, or vice
versa. The two carrying modes can realize different aims: the former mode is mainly aimed
for promoting bone regeneration with a prevention of potential infection, while the latter
mode is mainly aimed for suppressing an existing bacterial activity and thereafter
promoting bone regeneration. Most of the current studies with a mixed carrying mode for
BMP2 and antibacterial drugs focused on bone regeneration with the prevention of
potential infection. Song et al. developed a pHEMA [(poly(2-hydroxyethyl
methacrylate)]/nHA (nanocrystalline hydroxyapatite) composite [37]. In this composite,
nHA was added to enhance the osteoconductivity of the composite. The encapsulated
vancomycin was released in a sustained manner over 2 weeks, which could significantly
inhibit the growth of Escherichia coli. The BMP2 preabsorbed onto the
pHEMA-nHA-vancomycin composite was continuously released over 8 days, which
induced osteogenic differentiation of C2C12 cells [38]. In critical rat femoral segmental
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98
defects, the authors showed that the pHEMA-nHA-vancomycin-BMP2 composites could
achieve full bridging with substantially mineralized callus and partial restoration of
torsional strength [39]. On the other hand, as abovementioned, the superficially adsorption
is less favorable for the osteoinductive efficiency of BMP2. In another study, the authors
tried to modify the carrying material to slow down the release of the superficially adsorbed
BMP2. Zhou et al. used zein, a major starch storage protein found in corn, as a carrying
material for antibacterial HACC and BMP2 [40]. 10% HACC was encapsulated into zein,
which showed a strong antibacterial effect without significantly compromising cell
proliferation. Different amounts of mesoporous silica SBA-15 nanoparticles were added
into zein in order to provide large and highly ordered pores and uniform tunable channels
[41]. The release of the superficially adsorbed BMP2 was significantly slowed down with
the higher ratio of mesoporous silica SBA-15 nanoparticles. In a radial bone defect model
(20 mm in length and 5 mm in diameter) in rabbits, zein-HACC-S20-BMP2 composite
almost fully repaired the bone marrow cavity after 12 weeks. The authors concluded that
Silica/HACC/zein scaffolds with both antibacterial and osteoinductive activities had an
immense potential in orthopedics and other biomedical applications [42].
Unlike the mode mentioned above, in chapter 3 we designed the BMP2-BioCaP/HACC
complex with an osteoinductive drug encapsulated into a carrying material and an
antibacterial drug superficially adsorbed onto its surface, aiming to suppress existing
bacterial activity and thereafter promoting bone regeneration. HACC, a strong antibacterial
drug was adsorbed on the BMP2-BioCaP granules so as to achieve a burst release, which
was designed to rapidly kill residual bacteria in infected bone defects without resulting in
bacterial resistance. On the other hand, to function as an effective osteoinductive agent,
BMP2 needs to be released slowly and continuously at a low concentration [23]. Based on
this theory, we developed BMP2-BioCaP granules [43] where BMP2 was internally
incorporated into the BioCaP granules. BMP2 was therefore released slowly and
continuously with the undergoing degradation of BioCaP granules in vivo. The bone
formation observed in the BMP2-BioCaP/HACC complex also supports the optimal
delivery mode of BMP2.We therefore conclude that BMP2-BioCaP/HACC complex is a
sequential release system with a burst release of a powerful antibacterial
agent-Hydroxypropyltrimethylammonium chloride chitosan (HACC) followed by a
controlled release of BMP2. This release system is in line with the optimal delivery mode
of both HACC and BMP2, which makes BMP2-BioCaP/HACC complex be able to rapidly
kill residual bacteria and thereafter induce new bone formation so as to repair infected bone
defects.
Limitations and future perspective
General discussion
99
At this point the question remains on how to progress growth factor-based bone tissue
engineering strategies into widespread adoption in clinical practice. For this to happen, a
number of limitations and further investigations need to be considered. Firstly, it is
important to bear in mind that our osteoinductive biomaterials (BMP2-cop.BioCaP and
BMP2-BioCaP) are available in the shape of granules. They can induce satisfactory bone
formation in defects with intact bony walls. However it is very difficult for them to induce
bone formation in an environment without supporting bony walls, such as alveolar ridge in
need of augmentation or bone nonunion. Their clinical application in bone tissue
engineering is therefore limited and further effort is needed to
produce defect-matching scaffolds, for example by applying 3-dimensional printing
technique.
Secondly, although bone formation in an ectopic model, such as subcutaneous pockets in
rats, is considered as golden standard to confirm the osteoinductivity of a biomaterial, it
fails to exam if the biomaterial can functionally repair bone defects. In other words, we also
need bone-defect models to evaluate if the repaired bone tissue can perform the original
function.
Thirdly, because the pathogenesis of infections in infected bone defects is a complex
process and involves interactions between the pathogen, biomaterial, and host, the in-vitro
assays do not account for host defense and some other in-vivo factors. In our ongoing
studies, in-vivo infected-bone-defect models will be utilized to evaluate the antibacterial
efficacy of BMP2-BioCaP/HACC complex.
Conclusion
In summary, it is clear that current strategies discussed in this thesis are less than ideal, but
they are useful explorations in the field of bone tissue engineering. Based on the discoveries
in this thesis, we have not only favorable preclinical outcomes for our osteoinducer, the
osteoinductive and antibacterial biomaterials, but also a reliable radiological method ─
CBCT to clinically evaluate bone regeneration. It builds a solid foundation for the
translation of our osteoinductive and antibacterial biomaterials into clinical practice.
Chapter 6
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composites in vitro and in vivo. Arch Orthop Trauma Surg, 2011. 131(7): p. 991-1001.
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Chapter 7
General Summary
Chapter 7
104
General Summary
Nowadays, many patients with missing teeth or bone defects have gained satisfactory
outcomes from the development of dental implants and bone substitutes. However, for
patients with well-recognized risk factors, such as diabetes, metabolic bone disorders, or
with bone defects that are too large to self-heal, or with locally infected bone defects, we
are in significant need to improve the properties of dental implants and bone substitutes to
achieve more satisfactory osseointegration and bone regeneration.
To some extent, osseointegration of dental implants and bone regeneration caused by bone
substitutes share the same essence, which is forming new bone along the material─either
dental implants or bone substitutes. Based on what we understand about the three key
factors (Osteogenic cells, scaffolds, growth factors) in bone tissue engineering, dental
implants and bone substitutes can function as scaffolds in the process of bone formation, we
believe that it can be an effective strategy to introduce growth factors to these scaffolds in
order to improve bone formation─either osseointegration or bone formation.
Based on this theory, our group has developed various osteoinductive materials by
introducing a well-known and effective growth factor─BMP2 to many kinds of calcium
phosphate materials. Firstly, we developed a BMP2-incorporated biomimetic calcium
phosphate coating which can be applied to functionalize biomaterials, such as dental
implants. The biomaterial is first immersed in a 5-fold-concentrated simulated body fluid
for 24 hours at 37°C to gain a fine, dense layer of amorphous calcium phosphate on it.
Serving as a seeding substratum for the following deposition, the biomaterial with the first
amorphous layer is then immersed in a supersaturated calcium phosphate solution with
BMP2 for 48 hours at 37°C to gain a more substantial crystalline layer with incorporated
BMP2. This biomimetic coating was proven by the success in introducing osteoinductivity
to a broad range of biomaterials, such as metallic, inorganic, polymeric materials that have
completely different geometries, topographies and surface chemistries. Albeit so, this type
of biomimetic coating on bone-defect-filling materials has the limitation that its growth
relies highly on the proper surface roughness and/or active surface chemistry of the bone-
defect-filling materials. We therefore modified the biomimetic coating technique and
developed a novel granule to break through these limitations. The process of preparing the
two-layer coating is repeated three times to obtain a novel 3-dimensional layer-by-layer
assembled BMP2-coprecipitated biomimetic calcium phosphate granules (BMP2-
cop.BioCaP). As an osteoinducer, it functions perfectly to introduce osteoinductivity to
osteoconductive bone substitutes, simply by being mixed with them, thus enhancing bone
regeneration. However, it cannot be used as an independent bone-defect-filling material
because it degrades so fast that it cannot function as scaffold for osteogenic cells to attach
and form new bone. For this reason, we modified the protocol for preparation of BMP2-
General Summary
105
cop.BioCaP and successfully developed a novel BMP2-incorporated biomimetic calcium
phosphate (BMP2-BioCaP). Compared to BMP2-cop.BioCaP, it showed a slower
degradation rate which matched better with the ingrowth of bone tissue in the process of
bone regeneration.
This thesis is built on the various applications of these three generations of biomimetic
materials. Firstly, we’ve already conducted intensive research on the BMP2-incorporated
biomimetic calcium phosphate coating in previous studies. In this thesis, besides this
coating, we also reviewed many other coatings to enhance and accelerate the
osseointegration of metallic implants. Secondly, we examined the function of BMP2-
cop.BioCaP as an osteoindcuer in a preclinical study. We combined BMP2-cop.BioCaP
with clinically often used osteoconductive bone substitute─biphasic calcium phosphate
(BCP) in order to introduce osteoinducivity to the bone substitutes and evaluate if it can
improve bone regeneration in critical-sized bone defects (CSBD). Thirdly, we modified the
BMP2-BioCaP as not only an osteoinductive bone substitute, but also an antibiotic carrier.
The hypothesis was that it can function as an osteoinductive and antibacterial biomaterial
system for treatment of infected critical-sized bone defects. Both in-vitro and in-vivo
experiments are performed to evaluate its osteoinductivity and antibacterial activity.
The aims described in the first chapter are addressed as follows:
1. To introduce osteoinductivity to clinically used BCP by a novel osteoinducer and
evaluate if it can improve bone regeneration in CSBD. Furthermore, to explore the
mechanism of the osteoinducer enhancing bone regeneration.
BCP is a clinically often used bone-defect-filling material with excellent osteoconductivity.
However, it may be not enough for some cases in clinical practice, such as patients
associated with diabetes, local osteoporosis and metabolic bone disorder which can
compromise bone healing. It is often mixed with autologous bone to gain osteoinductivity
for advanced bone regeneration. Due to the limitations of applying autologous bone, we
previously developed the BMP2-cop.BioCaP in aim to replace it, which can slowly release
BMP2 at a steady rate from the 3rd
day until 35th
day. In chapter 2, when repairing a CSBD
model─8mm rat cranial defect, BCP mixed with BMP2-cop.BioCaP or autologous bone
showed a comparable amount of newly formed bone at both 4 and 12 weeks, which was
significantly more than BCP alone. This confirmed that BMP2-cop.BioCaP, a potential
osteoinducer, can function as effectively as autologous bone to improve bone regeneration
in CSBD.
To better understand the mechanism of BMP2-cop.BioCaP improving bone regeneration,
we need to get deeper insights into the results. In group of BCP alone, the new bone was
only found on the periphery of the bone defect in contact with the host bone, which was
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106
named as osteoconductive bone. Whereas, in groups of BCP combined with BMP2-
cop.BioCaP or autologous bone, newly formed bone was found not only osteoconductive
bone, but also osteoinductive bone─the new bone in the center of the bone defect without
any contact with the host bone. What’s more, osteoinductive bone grew in time till 12
weeks as observed in this study, but osteoconductive bone stopped growing after 4 weeks.
Therefore, we believe that the mechanism of BMP2-cop.BioCaP improving bone
regeneration in CSBD was that (1) besides the bone-growing center along host bone lining
the defect, it brought a new bone-growing center in the middle of defect; (2) it prolonged
grow profile of newly formed bone thanks to the spontaneous growth of osteoinductive
bone.
2. To develop an antibacterial and osteoinductive biomaterial for treatment of infected
CSBD and to evaluate its antibacterial activity and osteoinductivity in vitro and in vivo.
Treatment of infected critical-sized bone defects remains a great challenge in orthopedic
and oral and maxillofacial surgery because of the residual bacteria that is impossible to
completely eliminate by debridement and beyond-self-healing bone defects. To overcome
these two difficulties and consequently repair the infected critical-sized bone defects, we
believe the ideal local biomaterial system should meet the following requirements: 1) The
biomaterial system can function as both antibiotic carrier and bone substitute, to not only
clear the infection but to also contribute to the subsequent bone regeneration process; 2)
The antibiotics used for local delivery should have a broad spectrum of activity and a low
rate of bacteria resistance; 3) The antibiotic should also be delivered to its optimal
concentration, at which it reaches the balance between cellular toxicity and antibacterial
activity; 4) Osteoinductive bone grafts are more favorable for improving bone regeneration;
5) The release kinetics of antibiotic and osteoinductive agents should meet their optimal
delivery mode respectively.
In chapter 3, we used the osteoinductive BMP2-BioCaP as the carrier of a powerful
antibacterial agent─hydroxypropyltrimethylammonium chloride chitosan (HACC) to
fabricate a BMP2-BioCaP/HACC complex. HACC showed strong antibacterial acitivity to
MRSA. Although many antibiotics are naturally associated with the issue of their
cytotoxicity, we could still determine the most balanced concentration of HACC─40μg/mL,
at which HACC can kill bacterial without harming pre-osteoblasts. At this concentration,
HACC also did not show negative influence on proliferation and BMP2-induced
differentiation of pre-osteoeblasts. The corresponding amount of HACC was therefore
loaded on the BMP2-BioCaP to fabricate an antibacterial and non-cytotoxic BMP2-
BioCaP/HACC complex. The release kinetic of this complex confirmed it as a sequential
release system: burst release of HACC and followed by controlled release of BMP2. Given
that long-term usage of low-dosage antibiotics is highly associated with bacterial resistance,
we logically speculate that burst release of a powerful antibiotic to kill possible site-
General Summary
107
infection related bacteria. What’s more, it is consensus that slow release BMP2 at a
relatively low concentration is best for its effectiveness. Therefore, it delivered both HACC
and BMP2 at their optimal delivery mode respectively, which guaranteed its antibacterial
activity and osteoinducvitity in vivo. We observed that new bone formation was induced by
the BMP2-BioCaP/HACC complex in a model of subcutaneous sites in rats.
3. To review the biological process of osseointegration and offer an overview of the
coatings designed for improving osseointegration of metallic biomaterials
Like introducing BMP2 into bone substitute materials is an efficient and effective way for
mateirals to gain osteoinductivity, osseointegration of metallic biomateirals can also be
improved by incorporating BMP2 into metallic biomaterials coating. In chapter 4, we
firstly reviewed the biological process of osseointegration at molecular level. The first step
of the body’s reaction to a biomaterial is the adsorption of the molecules onto the surface of
biomaterials from the surrounding fluid, which is followed by attachment and proliferation
of mesenchymal stem cells. Thanks to various growth factors, the multipotent mesenchymal
stem cells can differentiate into osteoblasts. Thirdly, osteoblasts produce cross-linked
collagen to form the organic matrix of bone, which is then calcified to form a mineralized
bone matrix. The fourth stage is the remodeling phase, in which the woven bone is
transformed into lamellar bone and osseointegration of metallic implants is finally
established. Various kinds of coatings on implant surfaces have been designed to regulate
these four phases to promote osseointegration, such as extracellular matrix for improving
recognition and adhesion of cells, BMP2 for enhancing proliferation and differentiation of
pre-osteoblasts fluoride for promoting mineralization and matrix, bisphosphonates for
regulating bone remodeling and so on. However, most of them are on the stage of
preclinical studies, only hydroxyapatite and bisphosphonate coatings have been evaluated
in clinical trials.
4. To evaluate the accuracy of measuring bone thickness surrounding dental implants
and the reliability of assessing existence and completion of osseous integration of
augmentation material using a Cone beam computered tomography (CBCT).
In clinical practice, CBCT is widely used for pre-operative assessment of bone quantity and
quality in the region of interest, and for post-operative evaluation of bone regeneration after
sinus lift augmentation and osseointegration of dental implants. In chapter 5, the accuracy
of CBCT was evaluated by comparing the same measurements with golden
standard─histological images. The results indicated that this CBCT system allows reliable
measurements of peri-implant bone thickness at an accuracy of half a millimeter and
assessing the existence and integration of bone augmentation materials. However, it is not
possible to evaluate whether the implant is covered completely by hard tissue.
Chapter 7
108
109
Hoofdstuk 7
Samenvatting
110
Samenvatting
Hoewel veel patiënten baat hebben bij de huidig beschikbare tand en bot vervangende
implantaten is er toch nog een vrij grote groep die vanwege medische problemen, zoals
diabetes, te grote (kaak)botdefecten, of ontstoken kaakbot, daarmee niet goed geholpen
kunnen worden. Er is dus behoefte aan implantaten, botvervangers en botregeneratie
materialen die zowel een betere integratie als herstel van botherstel (regeneratie) laten zien:
beide aspecten berusten overigens op eenzelfde eigenschap, namelijk het vormen van nieuw
bot op het grensvlak van bot – implantaat en bot - regeneratie materiaal.
Een van de methodes om nieuwvorming van bot te bevorderen is gelegen in de toepassing
van biologische groeifactoren zoals het reeds geruime tijd bekende en klinisch toegepaste
BMP-2. We hebben in onze groep een nieuwe methode ontwikkeld om een efficiënt
gebruik van dit BMP-2 in de tandheelkunde (orale implantologie) in bot regeneratie
mogelijk te maken door dit BMP-2 niet als stand-alone materiaal te gebruiken maar als
deklaag op voornoemde tandwortel en bot implantaten. In principe volgen we de natuur –
vandaar ook de naam “biomimetic coating” – zoals die ook in humaan bot (en zelfs door
schelpdieren, maar dan met carbonaat in plaats van fosfaat!) met veel succes wordt
toegepast. De deklaag bestaat in principe uit een dun (ca 1/20 ste millimeter) laagje
gemineraliseerd calcium fosfaat met ongeveer dezelfde minerale samenstelling als
menselijk tand en bot weefsel: in dit laagje bevindt zich de benodigde hoeveelheid BMP-2.
De methode is in principe eenvoudig: we brengen het te bedekken implantaat in een
waterige oplossing, bij kamertemperatuur, die zowel de benodigde calcium als fosfaat ionen
bevat als de vereiste concentratie aan BMP-2 moleculen. Na het te coaten implantaat in de
vloeistof te hebben ondergedompeld, manipuleren we deze oplossing zodanig, dat de
opgeloste componenten als een coating neerslaan op het implantaat oppervlak. We kunnen
de exacte eigenschappen van deze coating, zoals de dikte, de samenstelling, oplosbaarheid,
de hoeveelheid geïncorporeerd BMP2, zodanig regelen dat de coating na implantatie
gedurende een bij het implantaat en de patiënt behorende tijdsduur de gewenste
hoeveelheid BMP2 per tijdseenheid afgeven aan de weefsels rondom het implantaat.
In dit proefschrift noemen we deze methode de BMP2-BioCaP coating. In de praktijk bleek
daarnaast de behoefte te bestaan om een coating te hebben die niet alleen preciezer met de
tijd wisselende hoeveelheden BMP2 afgeeft maar daarnaast ook antibiotica kan vrijmaken
ter bestrijding van infecties rondom het implantaat. Dit bereiken we door meerdere (‘layer-
by-layer”) coatings aan te brengen, ieder met verschillende oplossnelheden, met
verschillende hoeveelheden BMP2, al of niet met antibiotica. De op deze wijze verkregen
“multipurpose” coating hebben we in dit proefschrift verder uitontwikkeld zodat we
uiteindelijk een geheel nieuwe deklaag tot onze beschikking hebben. Een coating die niet
alleen stevig genoeg was en goed hechtte aan het implantaat oppervlak, maar daarnaast ook
Samenvatting
111
nog in staat was na implantatie van het implantaat of botvervanger in een geprogrammeerd
tempo op te lossen zodat precies de goede hoeveelheid BMP-2 op de juiste tijd in de ruimte
tussen implantaat en omliggend (kaak)bot kan worden vrijgemaakt. Dit zet dan aan tot het
nieuw vormen van bot ter vervanging van de aangebrachte coating. Deze nieuwe
“multipurpose coating” hebben we de naam BMP2-BioCaP gegeven.
We vergelijken in dit proefschrift in een literatuurstudie onze beide coatings met andere,
soms klinisch al toegepaste implantaatoppervlaktes, waarvan geclaimd wordt dat ze
osseointegratie vertonen. Daarna bestuderen en vergelijken we onze beide (BMP2-BioCaP
en BMP2-cop.BioCaP) coatings met elkaar. Aangezien we ook geïnfecteerde botdefecten
willen herstellen door gebruik van deze botregeneratie materialen is ons in-vitro en in-
vivo onderzoek tevens gericht op de inbouw van antibiotica; en dit is alleen mogelijk met
onze nieuwe “layer-by-layer” BMP2-BioCap coating.
Hoofdstuk 1 en 2 bespreekt een specifiek botimplantaat, namelijk het BCP (het in het
lichaam oplosbare, ofwel resorbeerbare, biphasic calcium fosfaat), dat reeds geruime tijd in
de handel is en met redelijk succes klinische toepassing vindt. Ondanks deze goede
eigenschappen is BCP niet in staat zonder hulp van buitenaf – autoloog bot, ofwel bot van
de patiënt zelf – voldoende nieuw bot te regenereren. BCP wordt derhalve veelvuldig
gemengd met autologe botsnippers om vermogen heeft om (1) grotere defecten en (2)
defecten bij niet geheel gezonde patiënten (diabetes, osteoporose) te behandelen. Gebleken
is dat BCP korrels gemengd met BCP korrels met BMP2-cop.BioCaP hetzelfde resultaat
geeft als BCP gemengd met autologe botsnippers, en dat beide toevoegingen beter zijn dan
alleen BCP. Het essentiële verschil met alleen BCP is dat beide mengsels niet alleen
nieuwvorming van bot geven in contact met het eigen bot, maar ook osteoinductie vertonen,
dat wil zeggen dat er ook bot gevormd wordt in het centrum van het te vullen botdefect, een
plaats waar geen eigen bot aanwezig is – kortom een betere en snellere vulling van het
defect. En het essentiële voordeel van onze compositie is natuurlijk dat we geen autoloog
bot meer nodig hebben!
Echter, met een enkelvoudige met BMP2 geïncorporeerde CaP deklaag, het BMP2 BMP2-
cop.BioCaP, kunnen we het infectieprobleem niet aanpakken. Immers daarvoor moet er
behalve de botgroeifactor BMP2 een geschikt antibioticum bij. De vraag is nu hoe we
concentratie en afgifte kinetiek daarvan zorgvuldig kunnen definiëren.
Deze vraag behandelen we in Hoofdstuk 3: Het osteoinductieve BMP2-BioCaP voorzien
we opeenvolgend van deklagen met respectievelijk BMP2 en antibioticum als actieve
component. Daarvoor hebben we gekozen voor HACC (hydroxypropyltrimethylammonium
chloride chitosan) als model: HACC is een breed spectrum antibioticum tegen MRSA,
S.Aureus, en P.gingivalis. We slaagden er in om BMP2-BioCaP te laden met HACC
zodanig dat het resulterende BMP2-BioCaP/HACC complex enerzijds de activiteit van het
112
BMP2 niet beïnvloedde en dat anderzijds het afgifte patroon snel was voor het antibioticum
en langzaam voor BMP2, zodanig dat beide actieve componenten optimaal tot hun recht
kwamen. Een en ander bevestigden we in een dierproefmodel.
Waar we ons in het vorige Hoofdstuk 3 gericht hebben op BCP als een te verbeteren
botimplantaat is onze aandacht in Hoofdstuk 4 op de vraag hoe een metalen implantaat
kunnen voorzien van zo’n coating. We bespreken daartoe enkele essentiële aspecten van het
osseointegratie proces, waaruit we de conclusie trekken dat na een aantal tussenstappen -
adsorptie van biomoleculen uit de omringende vloeistof, gevolgd door aanhechting en
proliferatie van mesenchymale stamcellen, die differentiëren tot osteoblasten, waarna
uiteindelijk het nieuwe bot gevormd wordt. Coatings op het metaal die dit proces
ondersteunen zijn tot dusver op CaP gebaseerd, en in onze groep betreft dat het eerder
besproken BMP2-BioCaP. Echter, er zijn tot dusverre geen klinische studies verricht met
deze gecoate metaal implantaten. Voor zo’n klinische studie is vereist dat de bot ingroei
rondom een (tand)implantaat nauwkeurig kan worden gemeten. Omdat we zo’n
meetmethode ook nodig hebben voor het meten van het effect van onze botimplantaten (de
met BMP2-cop.BioCaP of BMP2-BioCaP gecoate korrels BCP) op de ingroei in
botdefecten, is het van groot belang zo’n meetmethode ter beschikking te hebben.
Dat doel is het onderwerp van Hoofdstuk 5. We toetsten of de zogeheten CBCT methode –
een afkorting van Cone Beam Computerized Tomography – daarvoor geschikt is. De reden
dat we voor deze methode kozen is dat CBCT in de tandheelkundige implantologie reeds
veelvuldig toegepast in de evaluatie van sinus lift chirurgie en osseointegratie van metalen
implantaten. We hebben deze methode onderworpen aan een zorgvuldige histologische
evaluatie, en onze conclusie is dat we met een nauwkeurigheid van een halve mm een goed
inzicht moeten kunnen krijgen in de effectiviteit van onze gecoate bot en tandimplantaten,
dat wil zeggen met BMP2 en al dan niet met antibioticum. De conclusie van dit hoofdstuk
is dan ook dat we alles in huis hebben om een goede klinische proef te beginnen.
Als we de algehele conclusie in enkele woorden willen samenvatten, zou dat kunnen
worden omschreven als volgt: ons onderzoek heeft een tweetal nieuwe strategieën
geformuleerd voor effectiever (kaak)bot vullers en sneller ingroeiende tandimplantaten,
namelijk door specifieke CaP coatings toe te passen met botgroei versnellende factoren
(BMP2) en ontstekingsremmende antibiotica (HACC). En van praktisch nut is dat we
beschikken over een getoetste CBCT methode om deze effecten te meten.
113
Acknowledgement
Dankwoord
114
The outcome of my four-year PhD project and this thesis could not have been accomplished
without the support of many individuals. Besides the honor of collaborating with them, I
would like to express my appreciation for their great support and help.
First and foremost, I would like to express my deepest gratitude to my promoter Prof.
Daniel Wismeijer. Dear Daniel, thank you for offering me the opportunity to do research
in ACTA. I am proud of being a member in your department, one of the top groups in the
field of implantology. Thank you for providing me opportunities to learn from various
conferences, training courses and lectures. I have learnt so much from you, not only from
your broad knowledge and solid expertise in implanology, but also from your critical
thinking and hard working attitude. Your extraordinary achievements as a worldwide
famous implantologist encouraged me and set a benchmark for my career.
I also deeply appreciate Dr. Yuelian Liu. Dear Maria, you have been supportive from the
first day since I began working in ACTA. Ever since, you have supported me not only
academically but also emotionally by guiding me through the rough road to finish this
thesis. You are a great mentor for work. Thank you for encouraging me to apply the IADR
award when I thought it was almost not possible, for inspiring me to be confident of writing
grant proposal, for offering me opportunity to attend various conferences, for preparing me
for the public presentations. During the most difficult times of writing this thesis, you gave
me the support and freedom I needed to move on. Apart from work, you are much more
than a supervisor to me. Instead, you are more like a caring parent. I am so happy that we
can share those important moments of my life: the first article accepted, my wedding, etc.
Whenever and wherever I have problems, you have always been supportive and trying your
best to help me. I really can not thank you enough for everything.
To Prof. Klass de Groot: Dear Klass, thank you for your contribution on the Dutch
Summary of this thesis. Moreover, I enjoyed the discussion we had in those group research
meetings, not only for the insight and knowledge, but also for the way you think. Although
we did not meet often, I have learnt so much from you.
To Prof. Ernst Hunziker: Dear Ernst, it was so inspiring to talk with you. Although your
questions were always sharp and critical, it helped to make me aware of the weakness in my
knowledge system. To answer your questions, I always had to struggle to think out of box,
which inspired me with many new ideas and gave me insights on how to understand, think
and solve the problems I had in research. I believe that the “torture” I had from your
questions is a catalyst to make my research more mature. Moreover, I really enjoyed our
conversation about philosophy, again it was inspiring, joyful and comforting.
To Dr. Gang Wu: Dear Gang, you led me to the field of science and research from the very
beginning of experiment design and even reading chemical labels. Your critical thinking in
Acknowledgement
115
research and writing helped me make enormous progress in the past years. You always
taught me all technical details very patiently, encouraged me to try more new experiments.
It was amazing when you help me analyze data and make it into an insightful and
interesting story. I sincerely appreciate it. Jing, thank you and Gang for giving me those
very useful tips of living in the Netherlands when I first arrived. You made my starting in a
new country much easier.
To Dr. Dongmei Deng. Dear Dongmei, thank you for offering me your support on my
antibacterial experiments without hesitation. By working together with you, I personally
experienced your rigorous attitude towards science. It is worthwhile to learn for the rest of
my life.
To Prof. Zhuofan Chen: Dear Prof. Chen, thank you for enlightening me the first glance
of research, especially for leading me into the thriving world of dental implantology. I owe
my most sincere gratitude to you. You helped me to correct my first English email, taught
to convert my thinking and behavior from a pre-mature student to an independent
researcher and always corrected my little misbehavior patiently. Thank you a lot for those
philosophy you taught me, such as the spirit of give and take to cooperate with people, to
put myself in other’s shoes. I still benefit from them every day.
To my nice supervisors in Germany: Dear Prof. Jürgen Becker, thank you for accepting as
a guest researcher and guiding me into the international research world. I would like to
express my deep appreciation to you and Mrs Becker for organizing everything for me
when I was in Düsseldorf, Germany. You created the chance for me to learn cell biopsy,
showed me complicated cases of implantology, supported me to join the course of animal
experiments and built up a project specially for me, which became my first scientific article.
Although that was my first time abroad, when you picked up from the airport and later I
saw Mrs Becker have already prepared bed linings and kitchenware for me in my dormitory,
I indeed felt like home. I really can not thank you enough for everything. Without you
opening an international research world for me, I would not have been encouraged to
pursue a PhD in Europe. Dear Prof. Frank Schwarz and Dr. Andreas Künzel, thank you
for helping me finish my first article published in an international journal. Your valuable
supervision, constant encouragement and constructive comments made me confident to
explore on the path of research.
I would like to express my deep gratitude to Prof. Vincent Everts, Prof. Jenneke Klein-
Nulend, Prof. Sue Gibbs, Dr. Cees Kleverlaan, Dr. Astrid Bakker, for support,
comments, suggestions and encouragements throughout my study
My warm gratitude to my professional support in the lab: Dear Cor, Jolanda, Dirk-Jan,
Teun, Ton (Schoenmaker), Ton (Bronckers) Ineke, Behrouz, Marion, Kamran, Leo,
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Arie, Thank you for all your professional support in the past years. Thanks for all the
shared coffee times, lunch and cake times. It is a pleasure to work around you. Special
thanks for Liquan to organize animal experiment in China. Without your help, my animal
study would not have gone so smoothly.
I would like to express my sincere gratitude to my colleague from clinical part: Dear
Kostas, you are always very supportive and willing to share your knowledge whenever I
have questions. I really appreciate it and enjoy talking with you. Dear Afsheen, thank you
for your insightful comments on my draft article and for improving my academic writing
skills. I still keep my first draft and your comments, which constantly reminded me how I
should be careful with the scientific descriptions, and your encouragement and comfort to
me.
To my lovely officemates: Ceylin and Nowal, we sat next to each other in one office for
almost four years, we had all kinds of chat about work, life, culture difference, religion and
of course babies. I enjoyed it and missed it. Especially Ceylin, your stories of raising two
babies during a PhD really encouraged me a lot. You are a role model for me to perfectly
balance work and life.
To my dearest senior fellows: Tie and Xingnan, you took care of me since the first day I
arrived, especially Tie even started to help me apply this PhD position before my arrival.
You shared your experience of work with me and listened to my complaints about
everything, just like two elder brothers to me.
Besides this PhD title, the most precious gain is the friendship from a group of fun girls.
Thank you, Francis, Ana, Alejandra, Yixuan and Yu for organizing the surprising
bachelor party. The day we spent in Den Bosch is one of my most unforgettable days. I will
keep the cup with our photo, and of course our precious friendship forever. Dear Francis,
thank you for even flying to China for my wedding and being my maid of honor. We had so
many to share, preparing the newsletters together for ACTApro, all those girls talks,
gossips and romantic stories….I am and will always be cherishing our friendship for my
lifetime.
I would like to thank all my PhD colleagues. Thank you for creating friendly and cozy
atmosphere in the past years. Thank you for help me with all kinds of problems in the lab
and sharing funny jokes in the coffee room. Thank you, Patrick,Hessam, Bas, Yixuan,
Sara, Angela, Yi, Fei, Ana (Milheiro), Mahshid, Beatric, Jenny, Janak, Marjolein,
Rozita, Ben, Thijs, Caroline, Xin(Zhang), Xiao (Zhang) for your company along this
PhD journey. Dear Patrick, thank you for being a close and reliable friend, listening to me
and always trying to help me. It is a great pleasure to know you. Dear Hui (Chen), you are
Acknowledgement
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not only a colleague, but also a sweet roomie. I enjoyed the one year when we shared an
apartment. You are such a lovely girl.
I also would like to express my gratitude to my teachers and friends in China. Although
from such a long distance, your constant support and encouragement made each step I took
more steady and confident.
亲爱的爸爸妈妈,我今年三十岁,博士毕业。二十多年来,一直在读书,从你们壮
年到退休。这些年来,无论我做什么决定,你们都相信我,支持我,祝福我。年纪
大一些,才能明白“世上只有父母的爱是无条件的”,无论我遇到任何难处要开口
请你们帮忙,你们总是毫不犹豫的应承下来,尽心尽力的为我做到最好,却从不对
我提任何要求。而今,我三十而立,有了小家庭,也将为人父母,更能明白你们的
付出和不易。从今后换我们来照顾你们,保护你们。
感谢公公婆婆对我们工作生活的关怀。你们不但是我们的精神导师,还给我们的生
活提供了切实的支持。感谢你们的帮助,让我们在异国他乡也生活的舒适惬意。不
管我们在哪,我们的家都是你们的家。
最后,感谢我的丈夫朱秋实。我常说在荷兰最大的收获除了读博士,就是与你相遇、
相识、相知,然后在异国他乡相濡以沫,相依为命。你总是在我沮丧的时候,安慰
鼓励我。在我遇到难处的时候帮我出谋划策。我常常任性,你总是宽容。难以想象,
如果没有你,我要如何才能熬过这四年,如何才能写到这论文的致谢部分。谢谢你
给了我一个家!
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Curriculum Vitae
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Personal information
Name: Dongyun Wang
Date of birth:1985. Dec. 22
Nationality: Chinese
Telephone: +31 616662749
E-mail: [email protected]
Education and professional experience
2012-2016: PhD candidate at Department of oral implantology and prosthetics, ACTA, UV
and UvA University, the Netherlands
2009-2012: Master student of clinical dentistry in implant dentistry at Guanghua school of
stomatology, Sun Yat-sen University, China
2010-2011: Guest researcher in Department of Oral Surgery, Westdeutsche Kieferklinik
Heinrich Heine University, Düsseldorf, Germany
2004-2009: Bachelor student of dentistry, Guanghua school of stomatology, Sun Yat-sen
University, China
Memberships of professional societies
Member of International Association for Dental Research
Member of global Osteology Community
Publication list
1. Dongyun Wang, Andreas Künzel, Vladimir Golubovic, Ilya Mihatovic, Gordon John,
Zhuofan Chen, Jüngen Becker, Frank Schwartz. Accuracy of peri-implant bone
thickness and validity of assessing bone augmentation material using cone beam
computed tomography. Clinical oral investigations. 2013, 17:1601-1609
2. Dongyun Wang, Andreas Künzel, Vladimir Golubovic, Ilya Mihatovic, Gordon John,
Zhuofan Chen, Jüngen Becker, Frank Schwartz. More about accuracy of peri-implant
bone thickness and validity of assessing bone augmentation material using cone beam
Gurriculum Vitae
121
computed tomography. Clinical oral investigations. 2013, 17:1787–1788 (Letter to the
editor)
3. Dongyun Wang, Gang Wu, Xingnan Lin, Yuelian Liu. Coatings for osseointegration of
metallic biomaterials. In: Cuie Wen. Surface coating and modification of metallic
biomaterials. Elsevier. 2015, 11, 345-358
4. Dongyun Wang, Afsheen Tabassum, Gang Wu, Liquan Deng, Daniel Wismeijer,
Yuelian Liu. Bone regeneration in critical-sized bone defect enhanced by introducing
osteoinductivity to biphasic calcium phosphate granules. Clinical oral implants
research. 2016, 00, 1-10
5. Dongyun Wang, Yuelian Liu, Yi Liu, Liquan Deng, Sebastian A.J. Zaat, Daniel
Wismeijer, Gang Wu. A novel bone-defect-filling material with sequential antibacterial
and osteoinductive properties for repairing infected bone defects. (In preparation)
6. Xingnan Lin, Klass de Groot, Dongyun Wang, Qingang Hu, Daniel Wismeijer,
Yuelian Liu. A Review Paper on Biomimetic Calcium Phosphate Coatings. The Open
Biomedical Engineering Journal. 2015, 9: (Suppl 1-M4) 40-48
7. Xin Zhang, Tie Liu, Xingnan Lin, Dongyun Wang, Yi Liu, Yuanliang Huang, Yuelian
Liu. Combination of icariin and BMP-2: a potential osteoinductive compound for bone
tissue engineering. (In preparation)
8. Xingnan Lin, Dongyun Wang, Arjen. J. van Wijk, William. G.M. Geraets, Yuelian Liu.
Comparison of the planimetry and point-counting method for the estimation the area of
interest: a gold standard study. (In preparation)
9. Dongyun Wang, Quan Liu, Zetao Chen, Zhuofan Chen. The effect of oorcine
hydroxyapatite on the behavior of MG63 osteoblast-like cell lines. Journal of Clinical
Stomatology. 2012, 5: 265-267 (Chinese)
Presentations and awards
1. Dongyun Wang, Afsheen Tabassum, Gang Wu, Liquan Deng, Daniel Wismeijer, and
Yuelian Liu. Osteoinducer improves osteogenic efficacy of calcium phosphate bone
substitute. 93rd General Session & Exhibition of the IADR, Boston, USA. March, 2015
(Poster presentation)
Heraeus Kulzer travel award (one of five awards worldwide)
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2. Dongyun Wang, Afsheen Tabassum, Gang Wu, Liquan Deng, Daniel Wismeijer, and
Yuelian Liu. Osteoinducer Improves Osteogenic Efficacy of Calcium Phosphate Bone
Substitute. 6th Annual MOVE Research Meeting, Amsterdam the Netherlands.
February 2015 (Poster presentation)
3. Dongyun Wang, Gang Wu, Afsheen Tabassum, Daniel Wismeijer and Yue Liu.
Biomimetic osteoinducer promotes bone regeneration in a rat cranial critical-sized
defect model. IADR/PER Congress, Dubrovnik, Croatia. September 2014 (Oral
presentation)
4. Dongyun Wang, Yuelian Liu, Yi Liu, Liquan Deng, Sebastian A.J. Zaat, Daniel
Wismeijer, Gang Wu. In-vitro and in-vivo characterization of a novel bone-defect-
filling BMP2-BioCaP/HACC complex with sequentially antibacterial and
osteoinductive properties. International Osteology Symposium, Monaco. April 2016
(Poster presentation)