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Outcomes in Different Residential Settings for People With Intellectual Disability: A Systematic Review Agnes Kozma, Jim Mansell, and Julie Beadle-Brown University of Kent, Tizard Centre (Canterbury, Kent, United Kingdom) Abstract Large-scale reviews of research in deinstitutionalization and community living were last conducted about 10 years ago. Here we surveyed research from 1997 to 2007. Articles were included if the researchers based the study on original research, provided information on the participants and methodology, compared residential arrangements for adults with intellectual disability, and were published in English-language peer-reviewed journals. Sixty- eight articles were found. In 7 of 10 domains, the majority of studies show that community- based services are superior to congregate arrangements. These studies provide more evidence of the benefits of deinstitutionalization and community living and continue to indicate variability in results, suggesting that factors other than the basic model of care are important in determining outcomes. DOI: 10.1352/1944-7558-114.3.193 The replacement of large residential institu- tions by local, smaller services supporting people with intellectual disabilities in the community has been one of the most important shifts in adult social services in some Western countries in the past 30 years (Bigby & Fyffe, 2006; Mansell & Ericsson, 1996). Most progress has been made in Scandinavia, North America, Australasia, and the United King- dom (Mansell, 2006). Elsewhere, deinstitutionaliza- tion has only just started or is not yet taking place. For example, in recent research investigators estimated that there are over one million people with disabilities in institutions in the European Union (Freyhoff, Parker, Coue, & Greig, 2004; Mansell, Beadle-Brown, & Clegg, 2004; Mansell, Knapp, Beadle-Brown, & Beecham, 2007). The impact of different forms of residential supports on the quality of life of people with intellectual disabilities has attracted considerable attention. Emerson and Hatton (1994) reviewed 71 articles published in 1980–1994 in the United Kingdom. Young, Sigafoos, Suttie, Ashman, and Grevell (1998) reviewed 13 Australian studies published between 1980 and 1998. Kim (2001) reviewed the behavioral outcomes of deinstitu- tionalization for people with intellectual disabil- ities in studies published in the United States between 1980 and 1999. McConkey (2000), Heller (2002), and Beadle-Brown, Mansell, and Kozma (2007) reviewed papers reporting on any aspect of deinstitutionalization or community services for people with intellectual disabilities during periods of one year. A number of reviewers have focused on specific aspects of deinstitution- alization, such as engagement in activity and resident–staff interactions (Felce, 1998), commu- nity integration (Myers, Agers, Kerr, & Myles, 1998), and costs (Walsh, Kastner, & Green, 2003). These reviews suggest that the weight of research favored community-based services in most do- mains considered, although there were exceptions, and reviewers also frequently drew attention to the variability of results found in service models of the same type. In the present study we provide a compre- hensive review of more recent research on VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD E American Association on Intellectual and Developmental Disabilities 193

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Outcomes in Different Residential Settings for PeopleWith Intellectual Disability: A Systematic Review

Agnes Kozma, Jim Mansell, and Julie Beadle-BrownUniversity of Kent, Tizard Centre (Canterbury, Kent, United Kingdom)

AbstractLarge-scale reviews of research in deinstitutionalization and community living were lastconducted about 10 years ago. Here we surveyed research from 1997 to 2007. Articles wereincluded if the researchers based the study on original research, provided information onthe participants and methodology, compared residential arrangements for adults withintellectual disability, and were published in English-language peer-reviewed journals. Sixty-eight articles were found. In 7 of 10 domains, the majority of studies show that community-based services are superior to congregate arrangements. These studies provide moreevidence of the benefits of deinstitutionalization and community living and continue toindicate variability in results, suggesting that factors other than the basic model of care areimportant in determining outcomes.

DOI: 10.1352/1944-7558-114.3.193

The replacement of large residential institu-tions by local, smaller services supporting peoplewith intellectual disabilities in the community hasbeen one of the most important shifts in adult socialservices in some Western countries in the past 30years (Bigby & Fyffe, 2006; Mansell & Ericsson,1996). Most progress has been made in Scandinavia,North America, Australasia, and the United King-dom (Mansell, 2006). Elsewhere, deinstitutionaliza-tion has only just started or is not yet taking place.For example, in recent research investigatorsestimated that there are over one million peoplewith disabilities in institutions in the EuropeanUnion (Freyhoff, Parker, Coue, & Greig, 2004;Mansell, Beadle-Brown, & Clegg, 2004; Mansell,Knapp, Beadle-Brown, & Beecham, 2007).

The impact of different forms of residentialsupports on the quality of life of people withintellectual disabilities has attracted considerableattention. Emerson and Hatton (1994) reviewed71 articles published in 1980–1994 in the UnitedKingdom. Young, Sigafoos, Suttie, Ashman, andGrevell (1998) reviewed 13 Australian studies

published between 1980 and 1998. Kim (2001)reviewed the behavioral outcomes of deinstitu-tionalization for people with intellectual disabil-ities in studies published in the United Statesbetween 1980 and 1999. McConkey (2000),Heller (2002), and Beadle-Brown, Mansell, andKozma (2007) reviewed papers reporting on anyaspect of deinstitutionalization or communityservices for people with intellectual disabilitiesduring periods of one year. A number of reviewershave focused on specific aspects of deinstitution-alization, such as engagement in activity andresident–staff interactions (Felce, 1998), commu-nity integration (Myers, Agers, Kerr, & Myles,1998), and costs (Walsh, Kastner, & Green, 2003).These reviews suggest that the weight of researchfavored community-based services in most do-mains considered, although there were exceptions,and reviewers also frequently drew attention tothe variability of results found in service modelsof the same type.

In the present study we provide a compre-hensive review of more recent research on

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

E American Association on Intellectual and Developmental Disabilities 193

outcomes in residential settings for people withintellectual disabilities, including both deinstitu-tionalization and postdeinstitutionalization stud-ies. All research published in English fromdifferent countries since 1997 were considered.There are four main reasons why a new review ofthe literature is needed: (a) exploration of whethermore recent experiences in different countriescontinues to provide evidence on the benefits ofcommunity living for people with intellectualdisabilities; (b) deinstitutionalization, the expan-sion of community-based services, and thecontraction of institutions are still underway inmany countries, and research evidence remainsuseful to policymakers for deciding about theallocation of resources to different types of livingarrangements; (c) it is very likely that the lastdecade included the move of more people withmore severe disabilities to community servicesthan occurred in earlier stages of the process,making more recent studies of interest; (d) thesystem of community-based services in somecountries is now relatively well-established andnew forms of residential arrangements (e.g.,supported and independent living) are increasing-ly common, which challenge and provide alter-natives to more traditional models of communityliving. The outcomes of these arrangements arealso worth reviewing.

Method

Selection of StudiesWe used three methods to identify studies for

this review: (a) electronic search with a combina-tion of key terms (deinstitutionalisation/deinsti-tutionalization, learning/intellectual disabilities,mental retardation, living arrangements, commu-nity services, resettlement, transition to commu-nity care, relocation, hospital/institution closure,residential care institution) on academic searchengines (Web of Science, PsycINFO, and GoogleScholar); (b) search of selected journals (e.g.,Mental Retardation, American Journal on MentalRetardation, Journal of Applied Research in Intellec-tual Disabilities, Journal of Intellectual DisabilityResearch, British Journal of Learning Disabilities);and (c) follow-up of references in relevant papersand publications. We found 107 that werepotentially relevant and screened them morethoroughly using the following criteria: (a)published either in print or electronically between

1997 and 2007, (b) appeared in a peer-reviewedEnglish-language journal, (c) based on originalqualitative or quantitative research and containedinformation on the participants and methodolo-gy, and (d) compared two or more residentialarrangements for adults with an intellectual and/or developmental disability in terms of clearlydefined user outcomes.

For the final review, we selected 68 studiesthat met all the above criteria. These articles werealso checked with a recent unpublished review(Noonan Walsh et al., 2007). Investigators report-ing on the Hissom closure in Oklahoma (Conroy,Spreat, Yuskauskas, & Elks, 2003; Spreat &Conroy, 2002; Spreat, Conroy, & Fullerton,2005) that met all the inclusion criteria wereexcluded in the light of recent controversy (Walsh& Kastner, 2006).

Review ProcedureWe reviewed the 68 studies and coded them

according to country, research design, instru-ments, number of participants, settings, outcomedomains, and results. Studies mainly came fromEnglish-speaking countries, and only 9 articlesreported on experiences elsewhere (the Nether-lands, Finland, Taiwan, Norway). In the majorityof studies (49), researchers evaluated the impact ofdeinstitutionalization and compared institutionswith a variety of community-based settings. Inpostdeinstitutionalization studies (19) (Stancliffe,Emerson, & Lakin, 2004), researchers comparedoutcomes of different community-based residen-tial supports.

Definitions of institution and community-basedservices varied country by country. Commonfeatures of institutions typically included largesize, atypical architectural design, segregationfrom the local community, and highly regulatedrestrictive environments. Community-based set-tings included a variety of arrangements, such asdispersed or clustered, ordinary or purpose-builtgroup homes, and supported living. Researchersreported the size (range) of settings, but structuralor functional characteristics were rarely discussed(Stancliffe, Emerson, & Lakin, 2004).

Twenty-seven studies had a cross-sectionaldesign with matched samples and 23, a longitu-dinal design. In 18 studies investigators combinedboth and either compared ‘‘movers’’ and ‘‘stayers’’or people moving to different types of residentialarrangements.

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Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

194 E American Association on Intellectual and Developmental Disabilities

Researchers used different methods to controlfor the impact of participant characteristics on theindividual outcomes of residential arrangements.In longitudinal studies investigators relied on pre–post designs with or without comparison groups.For cross-sectional studies they used matchedgroups or statistical procedures.

The majority of studies (42 of 68) had asample size of 100 or more participants; however,in 11 studies researchers used a small sample withless than 50 participants. These studies might lackstatistical power and, therefore, their resultsshould be viewed with caution. Investigators didnot commonly report sampling strategies. Con-venience samples were relatively widespread. In afew, more recent studies (e.g., Emerson, 2004b),researchers used representative sampling tech-niques (Noonan Walsh et al., 2007).

In most studies (66 of 68) investigators took aquantitative approach, using a variety of instru-ments. People with intellectual disabilities hadvirtually no input into the design of studies.Researchers in only two papers (Emerson, 2004b;Emerson & McVilly, 2004) from the same studyreported some participation of people withintellectual disabilities, although there are goodexamples in recent research (Miller, Cooper,Cook, & Petch, 2008).

The outcome domains reported by theseresearchers were coded into 10 categories: (a)community presence and participation, (b) socialnetworks and friendships, (c) family contact, (d)self-determination and choice, (e) quality of life,(f) adaptive behavior, and (g) user and familyviews and satisfaction. Authors of 29 studiesreported on more than one domain.

We briefly summarized the results of eachstudy; the overall direction of change and magni-tude of outcomes are indicated in the summarytables (e.g., better, more, declined). For quantita-tive studies we used statistical significance and forqualitative studies employed the strength ofopinion as an arbiter in reporting outcomes. Unlessotherwise stated results reported in the summarytables are significant; we noted nonsignificant orinconclusive results. We also highlighted internalvariations of outcomes and the factors associatedwith internal variation.

The results are presented below by domain. Ineach section we provide a brief summary of thegeneral results, highlight the factors associatedwith variation, and present a summary table of thestudies.

Results

Community Presence and ParticipationThe presence of people with intellectual

disabilities in the community, their participationin community-based activities, and use of com-munity facilities are often seen as one of the coreindicators of their social integration (Emerson &Hatton, 1994). Authors of 14 publications report-ed on some aspect of community integration,most often measured as the use of mainstreamcommunity facilities (e.g., services, leisure) andparticipation in activities outside the home(Table 1).

Small-scale community arrangements werefound to offer more community involvement tousers than were larger settings (Ager, Myers, Kerr,Myles, & Green, 2001; Chou, Lin, Pu, Lee, &Chang, 2008; Felce et al., 1998). Researchersfound that semi-independent or supported livingarrangements provided more community integra-tion than did traditional residential services(Emerson et al., 2001; Howe, Horner, & Newton,1998; Stancliffe & Keane, 2000). Community-based services did not, however, guarantee betteroutcomes. Community participation was alsofound to be associated with adaptive behavior(Baker, 2007), level and complexity of needs(McConkey, Walsh-Gallagher, & Sinclair, 2005),and the individual’s social competence. It wasassociated with service factors, including thequality of supports. Results also suggest that thecommunity presence and participation of peoplewith intellectual disabilities was very limitedacross all settings. People with more severedisabilities in particular are at risk of havinglimited community experiences (Baker, 2007).

Social Networks and FriendshipsMeaningful friendships and social relation-

ships are important determinants of emotionaland physical well-being (Emerson & McVilly,2004). In 9 studies investigators reported on someaspects of social networks and friendships (Ta-ble 2). Researchers typically focused on the sizeand density of networks and friendships, findingthat friendships and social networks of peoplewith intellectual disabilities were associated withliving arrangements as well as personal character-istics. In terms of number of friends, people insmall settings with low staff turnover had morefriends. Those in supported living arrangementshad more friends outside the home, were more

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Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 195

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VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

196 E American Association on Intellectual and Developmental Disabilities

likely to be known by their neighbors, and havevisitors (Emerson & McVilly, 2004; Forrester-Jones et al., 2006; McConkey, 2007). Servicecharacteristics, such as the implementation ofactive support (Stancliffe, Jones, Mansell, & Lowe,2008), may moderate the effect of setting size andare associated with larger social networks (Robert-son, Emerson, Gregory et al., 2001). Friendshipand social network were also associated withindividual characteristics, such as adaptive skillsand (lack of) severe challenging behavior (Emer-son & McVilly, 2004).

Although more able people in dispersedsupported living were at relatively higher risk ofbeing isolated (McConkey, 2007), there was nostrong evidence of a relationship between loneli-ness and small setting size, including supportedliving. Loneliness was found to be associated withincompatibility between residents, which is morelikely to happen in larger settings, and feelingunsafe in the local community (Stancliffe et al.,2007). Friendship activities with other people whohave intellectual disabilities typically took place inthe public domain. These relationships werecharacterized by high stability and reciprocityand were highly valued by people themselves(Emerson & McVilly, 2004; Forrester-Jones et al.,2006; Robertson, Emerson, Gregory et al., 2001).

Family ContactFamily contact has been associated with social

and psychological well-being and social inclusionof people with intellectual disabilities (Robertson,Emerson, Gregory et al., 2001; Stancliffe & Lakin,2006). Investigators in 8 studies in the currentreview reported on some aspect of family contact,most often frequency and form (Table 3).

Resettlement in the community was shown tobe an opportunity to re-establish family contact,which tended to remain stable over time (Spreat,Conroy, & Rice, 1998; Stancliffe & Lakin, 2006).Very large size was associated with less familycontact (Chou et al., 2008); but, overall, form andfrequency of family contact were not related totype and size of living arrangement; rather theywere correlated to distance to the family homeand personal characteristics, such as ability andresident and parent age.

Self-Determination/ChoiceSelf-determination and choice are highly

valued in Western cultures and are importantTab

le1.

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VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 197

Tab

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and

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(28–1

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resi

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had

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er

soci

al

netw

ork

s

than

did

peo

ple

livi

ng

on

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pu

sse

ttin

gs

(94–1

44

resi

den

tso

nsi

te).

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ers

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bert

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(2000)

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mes

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did

peo

ple

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pu

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(94–1

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(2004)

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all

com

mu

nit

yh

om

es

(2–5

pla

ces)

,su

pp

ort

ed

an

d

ind

ep

en

den

tlivi

ng

arr

an

gem

en

tsan

dh

ost

els

(6+

resi

den

ts,va

riab

le

staff

sup

po

rt)

had

mo

rere

cip

roca

lre

lati

on

ship

sth

an

did

peo

ple

in

resi

den

tialan

dn

urs

ing

ho

mes

(6+

pla

ces,

con

tin

uo

us

staff

sup

po

rt).

Sup

po

rted

livi

ng

an

dh

ost

el

resi

den

tsre

po

rted

mo

rere

cip

roca

l

rela

tio

nsh

ips.

Heller,

Fact

or

et

al.

(1998)

USA

232

L(3

)b,

QN

Peo

ple

wh

om

ove

dfr

om

nu

rsin

gh

om

es

(mean

size

207

resi

den

ts)

to

com

mu

nit

yse

ttin

gs

(1–8

resi

den

ts)

an

dla

rger

ho

mes

(IC

F/M

R

sett

ing

sw

ith

20

+re

sid

en

ts)

visi

ted

mo

refr

ien

ds

an

dre

ceiv

ed

mo

re

visi

tsth

an

did

no

nm

ove

rs.

McC

on

key

(2007)

Irela

nd

,U

K620

CS,

QN

Peo

ple

incl

ust

ere

dan

dd

isp

ers

ed

sup

po

rted

livi

ng

(1–3

peo

ple

livi

ng

tog

eth

er)

were

mo

relikely

toh

ave

frie

nd

san

dvi

sito

rsfr

om

ou

tsid

e

the

ho

me

than

peo

ple

insm

all

ho

mes

(max.

6p

lace

s),

larg

eh

om

es

(avg

.20

resi

den

ts)

or

inca

mp

us

sett

ing

s(1

00

+re

sid

en

tso

nsi

te).

Ro

bert

son

,

Em

ers

on

,

Gre

go

ryet

al.

(2001)

UK

500

CS,

QN

,Q

LPeo

ple

livi

ng

insm

aller

com

mu

nit

y-b

ase

dse

ttin

gs

(1–8

resi

den

ts)

an

d

inte

nti

on

al

com

mu

nit

ies

(28–1

79

resi

den

tso

nsi

te)

had

larg

er

soci

al

netw

ork

sth

an

did

peo

ple

livi

ng

on

cam

pu

sse

ttin

gs

(94–1

44

resi

den

tso

nsi

te).

(Ta

ble

2co

nti

nu

ed)

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

198 E American Association on Intellectual and Developmental Disabilities

criteria of independent adult life. The opportunityto make choices is also associated with personaldevelopment (Heller, Miller, & Factor, 1998,1999; Heller, Miller, & Hsieh, 2002). In 21 studiesresearchers examined the choice-making opportu-nities available to people in different residentialarrangements (Table 4). Results show that smaller,more personalized community-based servicesgenerally offered more choice and opportunitiesfor self-determination than did larger, congregatefacilities (Emerson et al., 2000b; Kearney, Bergan,& McKnight, 1998; Robertson, Emerson, Hattonet al., 2001; Saloviita & Aberg, 2000; Stancliffe &Abery, 1997; Stancliffe, Abery, & Smith, 2000;Stancliffe & Lakin, 1998; Wehmeyer & Bolding,1999).

Community-based and small size homes,however, did not guarantee better outcomes: staffpractices and empowerment were found to becrucial in promoting choice. Self-determinationwas also associated with structural and proceduralaspects of the services, for example, active supportand home-like environment (Robertson, Emer-son, Hatton et al., 2001). However, the availabilityof resources (costs, staffing levels), within reason-able limits, was not associated with opportunitiesfor choice-making (Robertson, Emerson, Hattonet al., 2001; Young, 2006). Individual character-istics, particularly adaptive skills and level ofdisability, were associated with choice (Stancliffe& Abery, 1997). Most people with intellectualdisabilities have very limited choice-making op-portunities that are restricted to relatively minor,everyday decisions. They had no control over themost important aspects of their lives, such aswhere and with whom to live (Heller et al., 1999;Robertson, Emerson, Hatton et al., 2001; Stan-cliffe & Abery, 1997). Young and Ashman (2004a)highlighted that the increase in choice-makingafter resettlement in the community started toplateau after 2 years.

Quality of LifeQuality of life is a composite and multidi-

mensional concept that involves some of thedomains that are also discussed separately here.The most frequently referenced quality of lifedomains are Interpersonal Relations, Social In-clusion, Personal Development, Physical Well-Being, Self-Determination, Material Well-Being,Emotional Well-Being, Rights, Environment(Home/Residence/Living Situation), Family, Rec-T

ab

le2.

Co

nti

nu

ed

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Stan

clif

fe&

Kean

e

(2000)

Au

stra

lia

54

CS,

QN

No

dif

fere

nce

was

fou

nd

inth

ere

po

rted

lon

elin

ess

of

peo

ple

inse

mi-

ind

ep

en

den

tlivi

ng

arr

an

gem

en

ts(1

–4p

eo

ple

livi

ng

tog

eth

er)

an

d

peo

ple

livi

ng

ing

rou

ph

om

es

(3–7

resi

den

ts).

Stan

clif

feet

al.

(2007)

USA

1,0

02

CS,

QN

Peo

ple

inla

rger

sett

ing

s(7

–15

resi

den

ts)

rep

ort

ed

gre

ate

stlo

nelin

ess

.

Peo

ple

livi

ng

alo

ne

did

no

tre

po

rtm

ore

lon

elin

ess

than

tho

sein

small

(2–3

resi

den

ts)

sett

ing

s.aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 199

Tab

le3.

Fam

ily

Co

nta

ct

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Ch

ou

et

al.

(2008)

Taiw

an

248

CS,

QN

Peo

ple

insm

all

ho

mes

(max.

6re

sid

en

ts)

rece

ived

mo

refa

mily

visi

ts

than

did

tho

sein

gro

up

ho

mes

(max.

50

resi

den

ts)

an

din

stit

uti

on

s

(50

+re

sid

en

ts).

Em

ers

on

et

al.

(2000b

)

UK

500

CS,

QN

No

sig

nif

ican

td

iffe

ren

cew

as

fou

nd

inth

ele

vel

of

fam

ily

con

tact

in

com

mu

nit

yh

om

es

(1–8

resi

den

ts),

inte

nti

on

al

com

mu

nit

ies

(28–1

79

resi

den

tso

nsi

te)

an

dca

mp

us

sett

ing

s(9

4–1

44

resi

den

tso

nsi

te).

Em

ers

on

,

Ro

bert

son

,

Gre

go

ry,

Kess

isso

glo

uet

al.

(2000)

UK

40

CS,

QN

No

sig

nif

ican

td

iffe

ren

cew

as

fou

nd

betw

een

the

leve

lo

ffa

mily

visi

tsin

com

mu

nit

yh

om

es

(1–8

resi

den

ts)

an

din

cam

pu

sse

ttin

gs

(94–1

44

resi

den

tso

nsi

te).

Heller,

Fact

or

et

al.

(1998)

USA

232

L(3

)b,

QN

No

dif

fere

nce

was

fou

nd

inth

efr

eq

uen

cyan

dp

att

ern

of

fam

ily

con

tact

betw

een

peo

ple

wh

om

ove

dfr

om

nu

rsin

gh

om

es

(mean

size

207

resi

den

ts)

toco

mm

un

ity

sett

ing

s(1

–8re

sid

en

ts)

an

dla

rger

ho

mes

(IC

F/M

Rse

ttin

gs

wit

h20

or

mo

rere

sid

en

ts)

an

dth

ose

wh

ost

aye

d.

McC

on

key

et

al.

(2005)

Irela

nd

106

CS,

QN

No

dir

ect

an

dsi

gn

ific

an

tre

lati

on

ship

was

fou

nd

betw

een

typ

eo

f

acc

om

mo

dati

on

(cam

pu

sw

ith

55

resi

den

tso

nsi

tean

dh

om

es

wit

h5

resi

den

ts)

an

dfa

mily

con

tact

.

Spre

at

et

al.

(1998)

USA

80

L(5

),C

S,Q

NPeo

ple

wh

ore

loca

ted

fro

mn

urs

ing

ho

mes

(avg

.50

resi

den

ts)

to

com

mu

nit

y-b

ase

dsu

pp

ort

ed

livi

ng

arr

an

gem

en

ts(2

–3p

eo

ple

livi

ng

tog

eth

er)

had

incr

ease

dco

nta

ctw

ith

their

fam

ilie

s.Peo

ple

wh

o

rem

ain

ed

inn

urs

ing

ho

mes

exp

eri

en

ced

no

chan

ge.

Stan

clif

fe&

Lakin

(1998)

USA

187

CS,

QN

Peo

ple

inco

mm

un

ity

sett

ing

s(2

–15

resi

den

ts)

had

mo

reco

nta

ctw

ith

their

fam

ilie

sth

an

did

resi

den

tsin

inst

itu

tio

ns

(16

+re

sid

en

ts).

Stan

clif

fe&

Lakin

(2006)

USA

155

L(4

),C

S,Q

NPeo

ple

wh

om

ove

dfr

om

inst

itu

tio

ns

(16

+re

sid

en

ts)

toco

mm

un

ity

sett

ing

s(2

–15

resi

den

ts)

incr

ease

dfa

mily

con

tact

that

rem

ain

ed

stab

le.

Peo

ple

rem

ain

ing

inin

stit

uti

on

sexp

eri

en

ced

gre

ate

rlo

sso

f

con

tact

ove

rti

me.

aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

200 E American Association on Intellectual and Developmental Disabilities

Tab

le4.

Sel

f-D

eter

min

atio

n/C

ho

ice

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Ch

ou

et

al.

(2008)

Taiw

an

248

CS,

QN

Peo

ple

insm

all

ho

mes

(max.

6re

sid

en

ts)

an

dco

mm

un

ity

ho

mes

(max.

50

resi

den

ts)

had

mo

reo

pp

ort

un

ity

tom

ake

cho

ices

than

did

tho

sew

ho

live

din

inst

itu

tio

ns

(50

+re

sid

en

ts).

Em

ers

on

et

al.

(2000b

)U

K500

CS,

QN

Peo

ple

inco

mm

un

ity

ho

mes

(1–8

resi

den

ts)

had

gre

ate

rch

oic

e

than

peo

ple

inin

ten

tio

nal

com

mu

nit

ies

(28–1

79

resi

den

tso

n

site

)an

dp

eo

ple

inca

mp

us

sett

ing

s(9

4–1

44

resi

den

tso

nsi

te).

Em

ers

on

,R

ob

ert

son

,

Gre

go

ry,

Kess

isso

glo

u

et

al.

(2000)

UK

40

CS,

QN

Peo

ple

inco

mm

un

ity

ho

usi

ng

(1–8

resi

den

ts)

had

gre

ate

rch

oic

e

than

peo

ple

inca

mp

us

sett

ing

s(9

4–1

44

resi

den

tso

nsi

te).

Em

ers

on

et

al.

(2001)

UK

281

CS,

QN

Peo

ple

insu

pp

ort

ed

livi

ng

(1–3

peo

ple

livi

ng

tog

eth

er)

had

gre

ate

ro

vera

llch

oic

ean

dm

ore

cho

ice

ove

rw

ith

wh

om

an

d

wh

ere

they

live

dth

an

did

peo

ple

insm

all

gro

up

ho

mes

(1–3

resi

den

ts)

an

dla

rge

gro

up

ho

mes

(4–6

resi

den

ts).

Felc

e(1

998);

Felc

eet

al.

(2000)

UK

34,

34

CS,

QN

Peo

ple

wit

hse

vere

challen

gin

gb

eh

avi

or

inco

mm

un

ity

sett

ing

s

(1–9

resi

den

ts)

had

hig

her

au

ton

om

yth

an

peo

ple

inh

osp

itals

(10–1

88

resi

den

ts).

Heller,

Mille

ret

al.

(1999)

USA

58

L(3

)b,

QN

Peo

ple

wh

ore

loca

ted

fro

mn

urs

ing

ho

mes

(91–4

17

resi

den

ts)

to

com

mu

nit

y-b

ase

dse

ttin

gs

(1–9

2re

sid

en

ts,

mean

size

58)

incr

ease

dth

eir

au

ton

om

yan

dch

oic

e-m

akin

go

pp

ort

un

itie

s.

Heller

et

al.

(2002)

USA

186

L(8

),C

S,Q

NPeo

ple

wh

om

ove

dto

small

an

dm

ore

att

ract

ive

com

mu

nit

y

sett

ing

s(1

–18

resi

den

ts)

had

mo

reo

pp

ort

un

ity

for

cho

ice-

makin

g,th

an

did

peo

ple

wh

ore

main

ed

inn

urs

ing

ho

mes

(91–

417

resi

den

ts)

or

larg

er,

less

att

ract

ive

sett

ing

s(I

CF/

MR

ho

mes

wit

h20

+re

sid

en

ts).

Kearn

ey

et

al.

(1998)

USA

122,

67

CS,

L(1

.25),

QN

Peo

ple

wh

om

ove

dto

small

com

mu

nit

y-b

ase

dfa

ciliti

es

(6o

r

few

er

resi

den

ts)

fro

mla

rge

inst

itu

tio

ns

(99–2

70

resi

den

ts)

exp

eri

en

ced

an

incr

ease

inch

oic

e.

ava

ilab

ilit

y.

Ro

bert

son

,Em

ers

on

,

Hatt

on

et

al.

(2001)

UK

281

CS,

QN

Peo

ple

insm

aller

com

mu

nit

y-b

ase

dh

om

es

or

sup

po

rted

livi

ng

arr

an

gem

en

ts(1

–3p

eo

ple

livi

ng

tog

eth

er)

an

dw

ith

mo

re

ho

me-l

ike

arc

hit

ect

ura

ld

esi

gn

had

mo

reo

pp

ort

un

itie

sfo

r

self

-dete

rmin

ati

on

than

did

peo

ple

livi

ng

inla

rger

com

mu

nit

y

ho

mes

(4–8

resi

den

ts).

(Ta

ble

4co

nti

nu

ed)

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 201

Tab

le4.

Co

nti

nu

ed

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Salo

viit

a&

Ab

erg

(2000)

Fin

lan

d54

CS,

QN

Peo

ple

ing

rou

ph

om

es

(5–1

2re

sid

en

ts)

had

mo

rese

lf-

dete

rmin

ati

on

than

did

peo

ple

inin

stit

uti

on

s(9

9re

sid

en

ts).

Stan

clif

fe&

Ab

ery

(1997)

USA

127

L(3

),C

S,Q

NPeo

ple

wh

om

ove

dfr

om

an

inst

itu

tio

n(1

6+

resi

den

tso

nsi

te)

to

com

mu

nit

yse

ttin

gs

(2–1

6re

sid

en

ts)

had

gre

ate

rch

oic

e-

makin

go

pp

ort

un

itie

sth

an

did

tho

sew

ho

staye

din

the

inst

itu

tio

ns.

Stan

clif

fe&

Kean

e(2

000)

Au

stra

lia

54

CS,

QN

Peo

ple

inse

mi-

ind

ep

en

den

tlivi

ng

arr

an

gem

en

ts(1

–4p

eo

ple

livi

ng

tog

eth

er)

had

mo

rech

oic

eth

an

peo

ple

wh

olive

din

gro

up

ho

mes

(3–7

resi

den

ts).

Stan

clif

fe&

Lakin

(1998)

USA

187

CS,

QN

Peo

ple

insm

aller

com

mu

nit

yh

om

es

(2–4

an

d5–6

resi

den

ts)

had

mo

rech

oic

eth

an

did

resi

den

tsin

inst

itu

tio

ns

(16

+re

sid

en

ts)

an

dla

rger

com

mu

nit

yse

ttin

gs

(7–1

5re

sid

en

ts).

Stan

clif

fe,

Ab

ery

,&

Smit

h

(2000)

USA

74

CS,

QN

Peo

ple

inse

mi-

ind

ep

en

den

tlivi

ng

arr

an

gem

en

ts(u

pto

3p

eo

ple

livi

ng

tog

eth

er)

had

mo

rep

ers

on

al

con

tro

lan

dse

lf-

dete

rmin

ati

on

than

did

tho

sein

HC

BS

Waiv

er

ho

mes

(2–6

peo

ple

ino

ne

bu

ild

ing

)an

dIC

F/M

Rse

ttin

gs

(4–4

4re

sid

en

tsin

on

eb

uild

ing

).

Weh

meye

r&

Bo

ldin

g

(1999)

USA

273

CS,

QN

Peo

ple

wh

olive

din

no

nco

ng

reg

ate

(1–3

peo

ple

livi

ng

tog

eth

er)

an

dco

ng

reg

ate

(4–6

resi

den

ts)

com

mu

nit

yse

ttin

gs

had

gre

ate

ro

pp

ort

un

itie

sfo

rse

lf-d

ete

rmin

ati

on

than

did

peo

ple

inco

ng

reg

ate

no

nco

mm

un

ity

sett

ing

s(1

2o

rm

ore

resi

den

ts).

Yo

un

g(2

000,

2001);

Yo

un

g&

Ash

man

(2004a)

Au

stra

lia

32,

95,

104

L(1

.5;

1.5

;2.5

),

QN

Peo

ple

had

gre

ate

rch

oic

e-m

akin

go

pp

ort

un

itie

saft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

toco

mm

un

ity

sett

ing

s(2

–4re

sid

en

ts).

Yo

un

g(2

006)

Au

stra

lia

60

L(2

.5),

QN

Peo

ple

had

gre

ate

rch

oic

e-m

akin

go

pp

ort

un

itie

saft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

toco

mm

un

ity

sett

ing

s(2

–4re

sid

en

ts).

Peo

ple

wh

olive

din

dis

pers

ed

sett

ing

s

had

mo

rech

oic

e-m

akin

go

pp

ort

un

itie

sth

an

did

peo

ple

in

clu

stere

dg

rou

ph

om

es

(up

to20–2

5p

eo

ple

on

on

ep

urp

ose

-

bu

ilt

site

).

Yo

un

g&

Ash

man

(2004b

)A

ust

ralia

104

L(2

.5),

QN

Peo

ple

inall

ag

eg

rou

ps

had

gre

ate

rch

oic

e-m

akin

g

op

po

rtu

nit

ies

aft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

toco

mm

un

ity

ho

mes

(2–4

resi

den

ts).

aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

202 E American Association on Intellectual and Developmental Disabilities

Tab

le5.

Qu

alit

yo

fL

ife

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Ag

er

et

al

(2001)

UK

76

L(1

.6)b

,Q

NPeo

ple

exp

eri

en

ced

bett

er

qu

ality

of

life

aft

er

mo

vin

gfr

om

a

lon

g–s

tay

ho

spit

al

(95

+re

sid

en

ts)

toco

mm

un

ity

ho

mes

(1–

10

resi

den

ts).

Go

ldin

get

al.

(2005)

UK

12

L(1

),C

S,Q

NPeo

ple

had

bett

er

qu

ality

of

life

follo

win

gre

loca

tio

nfr

om

a

ho

spit

al

tosp

eci

alist

challen

gin

gb

eh

avi

or

com

mu

nit

y

sett

ing

s(6

resi

den

ts).

Jan

ssen

,V

reeke

et

al.

(1999)

Ho

llan

d199

CS,

QN

Peo

ple

livi

ng

ind

isp

ers

ed

com

mu

nit

yh

om

es

(1–1

8re

sid

en

ts,

mean

9)

an

din

gro

up

ho

mes

clu

stere

do

nth

esi

teo

fth

e

inst

itu

tio

n(1

–18

resi

den

ts,

mean

9)

had

sim

ilar

qu

ality

of

life

.

Yo

un

g(2

000,

2001)

Au

stra

lia

32,

95

L(1

.5;

1.5

),

QN

Peo

ple

had

bett

er

life

circ

um

stan

ces

aft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

toco

mm

un

ity

sett

ing

s(2

–4

resi

den

ts).

Yo

un

g(2

006)

Au

stra

lia

60

L(2

.5),

QN

Peo

ple

had

bett

er

life

circ

um

stan

ces

aft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

tod

isp

ers

ed

(2–4

resi

den

ts)

an

d

clu

stere

dco

mm

un

ity

sett

ing

s(2

–4re

sid

en

ts/s

ett

ing

,u

pto

20–2

5p

eo

ple

on

on

ep

urp

ose

-bu

ilt

site

).Peo

ple

in

dis

pers

ed

sett

ing

sh

ad

bett

er

qu

ality

of

life

than

tho

sein

clu

stere

dse

ttin

gs.

Yo

un

g&

Ash

man

(2004a,

2004b

)

Au

stra

lia

104,

104

L(2

.5;

2.5

),

QN

Peo

ple

had

bett

er

life

circ

um

stan

ces

aft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

toco

mm

un

ity

ho

mes

(2–4

resi

den

ts),

bu

tth

ere

are

con

sid

era

ble

vari

ati

on

sam

on

g

ind

ivid

uals

an

dse

ttin

gs.

aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 203

reation and Leisure, and Safety/Security (Ver-dugo, Schalock, Keith, & Stancliffe, 2005).Quality of life measures to evaluate residentialarrangements were used in 8 studies (Table 5).

Relocation to the community was generallyassociated with better quality of life (Ager et al.,2001; Young, 2000, 2001, 2006; Young & Ash-man, 2004a), but there were considerable varia-tions among people and settings in terms of gainsassociated with individual characteristics, staffpractices, and service procedures (Young & Ash-man, 2004b).

Adaptive BehaviorImproving the adaptive skills, abilities, and

competence of people with intellectual disabilitieswas one of the most important rationales duringthe early stages of deinstitutionalization (Emerson& Hatton, 1994). Level of adaptive behavior is animportant determinant of quality of life. Re-searchers in 15 studies used adaptive behavior asan outcome indicator using standardized mea-sures (Table 6).

Some investigators found no evidence ofincreases in adaptive behavior upon relocationto community housing. Others found improve-ments in certain areas but not in other domains(Heller, Factor, Hsieh, & Hahn, 1998; Macleod,Morrison, Swanston, & Lindsay, 2002; Young,2000, 2001). People who remained in institutionsor other congregate settings were more likely toexperience a decline, whereas movers maintainedor improved their abilities. Some evidence alsosuggests that as a result of resettlement peoplewith more severe and profound disabilities gainedmore in adaptive skills than did people with mild/moderate intellectual disability (Young & Ash-man, 2004b). Some researchers found thatgains in adaptive skills were associated withenvironmental and service factors, includingsmall size, attractiveness and stimulation of thephysical environment, opportunities for choice-making (Heller, Miller et al., 1998; Spreatet al., 1998; Stancliffe, Hayden, Larson, & Lakin,2002), teaching of skills and autonomy (Lerman,Apgar, & Jordan, 2005), and implementation ofactive support (Young, 2006; Young & Ashman,2004a).

Challenging BehaviorEmerson and Hatton (1994) noted that

challenging behaviors are

culturally unusual or unacceptable behaviors, such as self-injury or aggression, that place the health or safety of theperson or others in jeopardy or are likely to lead to the personbeing excluded or denied access to ordinary communitysettings. (p. 17)

Challenging behaviors are, therefore, an impor-tant determinant of quality of life. In 13 studiesresearchers looked at individual challengingbehavior and in 4 others compared responses tochallenging behavior in different residential ar-rangements (Tables 7 and 8).

Most investigators reported no significantchanges in challenging behaviors upon resettle-ment to different forms of community residences(Heller, Factor et al., 1998; Hundert, Walton-Allen, Vasdev, Cope, & Summers, 2003; Spreat etal., 1998; Stancliffe et al., 2002; Young &Ashman, 2004b); others, however, found adeterioration in certain behaviors, such as disrup-tive behavior and passivity (Nøttestad & Linaker,1999, 2002). Others noted that although the levelof challenging behavior as measured by standard-ized instruments remained the same, observationrevealed changes in the nature of challengingbehaviors and the reduction of certain problembehaviors after relocation (Golding, Emerson, &Thornton, 2005; Young, 2006; Young & Ashman,2004a).

The ecobehavioral relationship between staffattention and challenging behavior was found tobe similar in institutions and in the community:Problem behavior was associated with lack of staffattention, and staff tended to respond more tochallenging behavior than to appropriate behavioracross all setting-types (Hundert et al., 2003).

Treatment and management of challengingbehavior were found to be associated withcharacteristics of the residence: institution per-sonnel used more restrictive practices (Saloviita,2002), and workers in community-based serviceswere more likely to use sedation (Emerson et al.,2000a). People in community-based settingsreceived more informal interventions, whereasthose in institutions had more formal interven-tions and access to professional behavioralsupport (Stancliffe, Hayden, & Lakin, 1999).

Psychotropic MedicationPsychotropic medication is widely used to

manage and reduce challenging behaviors, al-though their efficacy is questionable (Matson etal., 2000). The use of psychotropic drugs isreceiving increased attention; researchers in 4

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

204 E American Association on Intellectual and Developmental Disabilities

Tab

le6.

Ad

apti

veB

ehav

ior

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Go

ldin

get

al.

(2005)

UK

12

L(1

)bC

S,Q

NPeo

ple

wh

ore

loca

ted

fro

ma

ho

spit

al

tosp

eci

alist

challen

gin

g

beh

avi

or

com

mu

nit

yse

ttin

gs

(6re

sid

en

ts)

gain

ed

do

mest

icsk

ills

.

Peo

ple

alr

ead

ylivi

ng

inco

mm

un

ity

ho

mes

(6re

sid

en

ts)

als

o

sho

wed

imp

rove

men

tsin

ad

ap

tive

skills

.

Heller,

Fact

or

et

al.

(1998)

USA

232

L(3

),Q

NPeo

ple

wh

om

ove

dfr

om

nu

rsin

gh

om

es

(mean

size

207

resi

den

ts)

to

com

mu

nit

yse

ttin

gs

(1–8

resi

den

ts)

an

dla

rger

ho

mes

(IC

F/M

R

sett

ing

sw

ith

20

or

mo

rere

sid

en

ts)

imp

rove

dad

ap

tive

beh

avi

ors

,

wh

ere

as

no

nm

ove

rsd

ecl

ined

.

Heller,

Mille

ret

al.

(2002)

USA

186

L(8

),C

S,Q

NPeo

ple

wh

om

ove

dto

com

mu

nit

yse

ttin

gs

(1–1

8re

sid

en

ts)

an

dIC

F/

MR

sett

ing

s(2

0o

rm

ore

resi

den

ts)

main

tain

ed

their

ad

ap

tive

skills

,

wh

ere

as

peo

ple

wh

ost

aye

din

nu

rsin

gh

om

es

(91–4

17

resi

den

ts)

decl

ined

.

Heller,

Mille

ret

al.

(1998)

USA

268

L(3

),Q

NPeo

ple

wh

ore

loca

ted

fro

mn

urs

ing

ho

mes

(82–4

85

resi

den

ts,

mean

285)

toco

mm

un

ity-b

ase

dse

ttin

gs

(2–4

8re

sid

en

ts,

mean

8)

sho

wed

gain

sin

ad

ap

tive

skills

,p

art

icu

larl

yth

ose

wh

om

ove

dto

smaller

ho

mes.

Kearn

ey

et

al.

(1998)

USA

67

L(1

.25),

QN

Peo

ple

wh

om

ove

dfr

om

ala

rge

inst

itu

tio

n(9

9–2

70

resi

den

ts)

to

com

mu

nit

y-b

ase

dh

om

es

(6o

rfe

wer

resi

den

ts)

exp

eri

en

ced

po

siti

vech

an

ges

inad

ap

tive

skills

.

Lerm

an

et

al.

(2005)

USA

220

(160)

L(7

),Q

NPeo

ple

wh

om

ove

dfr

om

an

inst

itu

tio

n(1

,190

resi

den

ts)

to

com

mu

nit

y-b

ase

dse

ttin

gs

exp

eri

en

ced

an

ove

rall

imp

rove

men

tin

ad

ap

tive

skills

wh

ile

staye

rsm

ain

tain

ed

or

decl

ined

their

ad

ap

tive

beh

avi

ors

.

Macl

eo

det

al.

(2002)

UK

4L

(3),

QN

Peo

ple

wh

om

ove

dfr

om

alo

ng

–sta

yh

osp

ital

toa

com

mu

nit

yh

om

e

sho

wed

an

incr

ease

inco

mm

un

icati

on

beh

avi

ors

an

dan

imp

rove

men

tin

daily

livi

ng

skills

as

measu

red

by

stan

dard

ized

inst

rum

en

ts.

Ho

weve

r,d

irect

ob

serv

ati

on

sho

wed

ad

ecr

ease

in

ad

ap

tive

beh

avi

ors

.

Spre

at

et

al.

(1998)

USA

80

L(5

),Q

NPeo

ple

wh

ore

loca

ted

fro

mn

urs

ing

ho

mes

(avg

.50

resi

den

ts)

to

com

mu

nit

y-b

ase

dsu

pp

ort

ed

livi

ng

arr

an

gem

en

ts(2

–3p

eo

ple

livi

ng

tog

eth

er)

sho

wed

no

chan

ges

inad

ap

tive

skills

,b

ut

tho

se

wh

ost

aye

din

nu

rsin

gh

om

es

exp

eri

en

ced

ad

ecl

ine.

(Ta

ble

6co

nti

nu

ed)

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 205

Tab

le6.

Co

nti

nu

ed

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Stan

clif

feet

al.

(2002)

USA

285,

148

L(3

),b

QN

Stu

dy

1:Peo

ple

wh

om

ove

dto

small

ho

mes

(1–5

resi

den

ts)

an

dth

ose

wh

ost

aye

din

the

inst

itu

tio

n(1

6+

resi

den

ts)

had

no

chan

ges

in

ad

ap

tive

beh

avi

ors

.Peo

ple

wh

om

ove

dto

larg

eh

om

es

(6–1

4

resi

den

ts)

sho

wed

ad

ecl

ine

inad

ap

tive

beh

avi

ors

.

Stu

dy

2:

Peo

ple

wh

om

ove

dto

small

com

mu

nit

yse

ttin

gs

(1–5

resi

den

ts)

wit

hm

ore

favo

rab

lest

aff

ing

rati

oexp

eri

en

ced

gre

ate

r

gain

sin

ad

ap

tive

beh

avi

ors

than

peo

ple

wh

om

ove

tola

rge

sett

ing

s(6

–14

resi

den

ts).

Yo

un

g(2

000)

Au

stra

lia

32

L(1

.5),

QN

Relo

cati

on

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

toco

mm

un

ity-b

ase

d

sett

ing

s(2

–4re

sid

en

ts)

had

no

imp

act

on

stan

dard

ized

ad

ap

tive

beh

avi

or

sco

res.

Dir

ect

ob

serv

ati

on

sho

wed

an

incr

ease

in

ad

ap

tive

beh

avi

ors

.

Yo

un

g(2

001)

Au

stra

lia

95

L(1

.5),

QN

Peo

ple

wh

ore

loca

ted

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

to

com

mu

nit

y-b

ase

dse

ttin

gs

(2–4

resi

den

ts)

imp

rove

dth

eir

ad

ap

tive

skills

,p

art

icu

larl

yin

self

–care

,eco

no

mic

act

ivit

y,an

dd

om

est

ic

skills

.

Yo

un

g(2

006)

Au

stra

lia

60

L(2

.5),

QN

Peo

ple

wh

om

ove

dfr

om

an

inst

itu

tio

n(1

60

resi

den

ts)

tod

isp

ers

ed

com

mu

nit

yse

ttin

gs

(2–4

resi

den

ts)

sho

wed

gre

ate

rim

pro

vem

en

ts

inad

ap

tive

skills

than

did

peo

ple

wh

om

ove

dto

clu

stere

d

com

mu

nit

y-b

ase

dse

ttin

gs

(2–4

resi

den

ts/s

ett

ing

,u

pto

20–2

5

peo

ple

on

on

ep

urp

ose

-bu

ilt

site

).

Yo

un

g&

Ash

man

(2004a)

Au

stra

lia

104

L(2

.5),

QN

Peo

ple

wh

ore

loca

ted

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

to

com

mu

nit

yse

ttin

gs

(2–4

resi

den

ts)

sho

wed

imp

rove

men

tsin

cert

ain

ad

ap

tive

skills

.

Yo

un

g&

Ash

man

(2004b

)

Au

stra

lia

104

L(5

),Q

NPeo

ple

wit

hm

ild

/mo

de

rate

inte

llect

ual

dis

ab

ilit

ies

(ID

)h

ad

few

an

d

no

nsi

gn

ific

an

tg

ain

sin

ad

ap

tive

skills

,p

eo

ple

wit

hse

vere

/

pro

fou

nd

IDfr

om

all

ag

eg

rou

ps

gain

ed

mo

stin

term

so

fad

ap

tive

beh

avi

or

aft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

to

com

mu

nit

yh

om

es

(2–4

resi

den

ts).

aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

206 E American Association on Intellectual and Developmental Disabilities

Tab

le7.

Ch

alle

ngi

ng

Beh

avio

r

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Go

ldin

get

al.

(2005)

UK

12

L(1

),b

CS,

QN

Peo

ple

wh

ore

loca

ted

fro

ma

ho

spit

al

tosp

eci

alist

challen

gin

g

beh

avi

or

com

mu

nit

yse

ttin

gs

(6re

sid

en

ts)

decr

ease

do

bse

rved

challen

gin

gb

eh

avi

ors

bu

th

ad

no

chan

ges

inst

an

dard

ize

dsc

ore

s.

Peo

ple

alr

ead

ylivi

ng

inco

mm

un

ity

sett

ing

s(6

resi

den

ts)

sho

wed

no

chan

ges.

Hu

nd

ert

et

al.

(2003)

Can

ad

a17

L(1

.3),

QN

Peo

ple

wh

ore

loca

ted

fro

man

inst

itu

tio

n(7

0re

sid

en

ts)

tod

isp

ers

ed

com

mu

nit

y-b

ase

dse

ttin

gs

(5re

sid

en

ts)

main

tain

ed

challen

gin

g

beh

avi

or

at

sim

ilar

leve

ls.

Macl

eo

det

al.

(2002)

UK

4L

(3),

QN

Peo

ple

wh

om

ove

dfr

om

ala

rge

ho

spit

al

toa

com

mu

nit

yh

om

e

sho

wed

an

incr

ease

inch

allen

gin

gb

eh

avi

or

alo

ng

wit

h

imp

rove

men

tin

ad

ap

tive

an

dco

mm

un

icati

on

skills

.

ttest

ad

&Li

naker

(1999)

No

rway

109

L(8

),Q

NPeo

ple

wh

ore

loca

ted

fro

man

inst

itu

tio

n(1

28

resi

den

ts)

to

com

mu

nit

yse

ttin

gs

sho

wed

incr

ease

dag

gre

ssio

nto

ward

so

thers

,

dis

rup

tive

beh

avi

or,

an

dp

ass

ivit

y,b

ut

no

chan

ges

inse

lf-i

nju

ry

an

dd

est

ruct

ion

of

ob

ject

s.

ttest

ad

&Li

naker

(2001)

No

rway

68

L(8

),Q

ND

eve

lop

men

to

fse

lf-i

nju

ryaft

er

rese

ttle

men

tfr

om

an

inst

itu

tio

n

(128

resi

den

ts)

toco

mm

un

ity-

base

dse

ttin

gs

was

no

tass

oci

ate

d

wit

hse

ttin

gsi

zean

dty

pe.

ttest

ad

&Li

naker

(2002)

No

rway

64

L(8

),C

S,Q

ND

eve

lop

men

to

fag

gre

ssiv

eb

eh

avi

or

aft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

28

resi

den

ts)

toco

mm

un

ity-b

ase

dse

ttin

gs

was

no

t

ass

oci

ate

dw

ith

sett

ing

size

an

dty

pe.

Spre

at

et

al.

(1998)

USA

80

L(5

),C

S,Q

NPeo

ple

wh

ore

loca

ted

fro

mn

urs

ing

ho

mes

(avg

.50

resi

den

ts)

to

com

mu

nit

y-b

ase

dsu

pp

ort

ed

livi

ng

arr

an

gem

en

ts(2

–3p

eo

ple

livi

ng

tog

eth

er)

an

dp

eo

ple

wh

ost

aye

din

nu

rsin

gh

om

es

sho

wed

no

chan

ges

inch

allen

gin

gb

eh

avi

ors

.

Stan

clif

feet

al.

(2002)

USA

285,

148

L(3

),C

S,Q

NSt

ud

y1:In

itia

ld

ete

rio

rati

on

inch

allen

gin

gb

eh

avi

or

aft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

6+

resi

den

ts)

toco

mm

un

ity

sett

ing

s(1

–14

resi

den

ts)

was

fou

nd

.O

nth

elo

ng

er

term

,n

od

iffe

ren

cefr

om

inst

itu

tio

nal

leve

lso

fp

rob

lem

beh

avi

or

occ

urr

ed

.

Stu

dy

2:

Ch

an

ges

inch

allen

gin

gb

eh

avi

or

were

no

tre

late

dto

com

mu

nit

yse

ttin

gty

pe

(IC

F/M

Ro

rH

CB

SW

aiv

er)

. (Ta

ble

7co

nti

nu

ed)

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 207

Tab

le7.

Co

nti

nu

ed

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Yo

un

g(2

000,

2001)

Au

stra

lia

32,

95

L(1

.5;

1.5

),Q

NPeo

ple

wh

om

ove

dfr

om

an

inst

itu

tio

n(1

60

resi

den

ts)

to

com

mu

nit

y-b

ase

dse

ttin

gs

(2–4

resi

den

ts)

sho

wed

no

imp

rove

men

tin

challen

gin

gb

eh

avi

or.

Yo

un

g(2

006)

Au

stra

lia

60

L(2

.5),

CS,

QN

Peo

ple

wh

om

ove

dfr

om

an

inst

itu

tio

n(1

60

resi

den

ts)

tod

isp

ers

ed

com

mu

nit

yse

ttin

gs

(2–4

resi

den

ts)

sho

wed

gre

ate

rre

du

ctio

nin

ob

serv

ed

pro

ble

mb

eh

avi

ors

than

peo

ple

wh

om

ove

dto

clu

stere

d

com

mu

nit

y-b

ase

dse

ttin

gs

(2–4

resi

den

ts/s

ett

ing

,u

pto

20–2

5

peo

ple

on

on

ep

urp

ose

-bu

ilt

site

).R

elo

cati

on

had

no

imp

act

on

stan

dard

ize

dch

allen

gin

gb

eh

avi

or

sco

res.

Yo

un

g&

Ash

man

(2004a)

Au

stra

lia

104

L(2

.5),

QN

Relo

cati

on

fro

man

inst

itu

tio

n(1

60

resi

den

ts)

toco

mm

un

ity-

base

d

sett

ing

s(2

–4re

sid

en

ts)

had

no

imp

act

on

stan

dard

ized

challen

gin

gb

eh

avi

or

sco

res,

bu

tch

an

ges

were

ob

serv

ed

inth

e

natu

reo

fb

eh

avi

ors

.

Yo

un

g&

Ash

man

(2004b

)

Au

stra

lia

104

L(5

),C

S,Q

NPeo

ple

wh

om

ove

dfr

om

an

inst

itu

tio

n(1

60

resi

den

ts)

to

com

mu

nit

y-b

ase

dse

ttin

gs

(2–4

resi

den

ts)

sho

wed

no

imp

rove

men

tin

challen

gin

gb

eh

avi

or.

aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

208 E American Association on Intellectual and Developmental Disabilities

studies addressed this issue (Table 9). Some founda decrease in the medication of people withintellectual disabilities moving to communitysettings (Spreat et al., 1998), others reportednonsignificant changes in the number of peopleon medication, dosage, and frequency (Nøttestad& Linaker, 2003).

McGillvray and McCabe (2005) showed asignificant increase in psychotropic medicationuse in Australian community settings in the1990s; the authors reported a similar percentageof people receiving drugs in the community andin institutions in 2000. However, polypharmacywas still more widespread in institutions (McGil-livray & McCabe, 2005; Robertson, Emerson,Gregory, Hatton, Kessissoglou, & Hallam, 2000).

Health, Risk Factors, and MortalityImproving health and reducing lifestyle-relat-

ed risks have been important in most countries.Not only are they central to the well-being ofindividuals, but poor health imposes significantcosts on health and social services. Despite itsrelevance, relatively little is known about thehealth-related outcomes of different residentialarrangements. Researchers in 6 studies surveyedhealth and lifestyle-related risk factors (Table 10).

Most researchers found no evidence oftransfer trauma or transition shock nor of anincrease in mental health problems among peoplemoving to community settings (Heller, Factor etal., 1998; Nøttestad & Linaker, 1999; Read, 2004);however in some mortality studies (e.g., Strauss,Shavelle, Baumeister, & Anderson, 1998), re-searchers claimed that the higher rate of mortalityshortly after relocation could possibly be attribut-ed to a relocation syndrome.

The prevalence of certain health risk factors,particularly inactivity and obesity among peoplewith intellectual disability, was high. Less restric-tive living arrangements decreased the likelihoodof inactivity but increased the probability ofsmoking, poor diet, and obesity. There weresignificant differences between men and women(Bryan, Allan, & Russell, 2000; Robertson et al.,2000).

A special aspect of community living is theexposure to crime and abuse, which has receivedlimited attention in the literature (see Table 11).Higher perceived exposure to crime and verbalabuse were thought to be associated with sup-ported, semi-independent, or independent living

arrangements (Emerson et al., 2001). People livingin intentional communities or other clusteredresidences were perceived to be at less risk(Emerson, Robertson, Gregory, Kessissoglou etal., 2000).

The issue of mortality in community settingshas received considerable attention mainly in theliterature in the United States. Ten studies on thisissue are included in the review (see Table 12).Some researchers found improvements (Conroy& Adler, 1998); others, no difference (O’Brien &Zaharia, 1998) or higher risk of mortality in thecommunity (Shavelle & Strauss, 1999; Shavelle,Strauss, & Day, 2005; Strauss, Anderson, Shavelle,Sheridan, & Trenkle, 1998; Strauss, Kastner, &Shavelle, 1998; Strauss, Shavelle, Anderson, &Baumeister, 1998; Strauss et al., 1998). Higher riskwas hypothesized to be the outcome of inade-quate access to health care. Some results suggestthat higher mortality was not related to relocationbut rather to the presence of specific risk variablesin the people selected for moving (Lerman, Apgar,& Jordan, 2003; Read, 2004).

User and Family Views and SatisfactionAn important aspect of service provision is

the satisfaction of its users. The utilization ofsubjective measures in evaluation has beencontested (Hatton, 1998; Perry & Felce, 2005;Verdugo et al., 2005), and it is not verywidespread. In 6 studies researchers surveyed theviews of service users and their families byemploying mainly quantitative techniques (Ta-ble 13).

Investigators found high satisfaction withcommunity-based arrangements among both ser-vice users and their families. Movers were criticalabout institutions and did not want to return—even if they missed certain things, such as peopleand some activities (Gregory, Robertson, Kessis-soglou, Emerson, & Hatton, 2001). Although ahigher number of parents and family membershad been critical of deinstitutionalization and theprospect of resettlement initially, the majoritywere positive once it happened (McConkey,McConaghie, Mezza, & Wilson, 2003; NoonanWalsh et al., 2001; O’Brien, 2001), and satisfac-tion remained stable over a period of 10 years(Tøssebro & Lundeby, 2006).

A limitation of these results should be kept inmind, however; researchers often used retrospec-tive methods that are likely to distort opinion in

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 209

favor of current arrangements. Most parentsreported high satisfaction with institutions (Lar-son & Lakin, 1991).

Discussion

In this review we have presented the out-comes of deinstitutionalization and a comparisonof different residential arrangements for peoplewith intellectual disabilities using studies pub-lished between 1997 and 2007. In these studiesresearchers have predominantly reported onmature service models from countries wheredeinstitutionalization has been unfolding fordecades and has made considerable progress. Fivemain conclusions emerge from this literature: (a)the overall picture is comparable to previousreviews, namely, small-scale arrangements aresuperior to large, congregate options in mostdomains; (b) there is considerable variability inindividual outcomes based on individual andservice characteristics; (c) there are three areaswhere community-based services do not providebetter outcomes; (d) experiences are similar indifferent countries; and (e) despite significantimprovements, people with intellectual disabili-ties are still one of the most disadvantaged groupsof society. Finally, some implications for futureresearch are highlighted.

Similar outcomes to earlier studies. In theevaluation literature, researchers have largelyfocused on objective components of quality oflife measurements (Verdugo et al., 2005) usingstandardized instruments. Community participa-tion, choice, and adaptive and challengingbehaviors are the most often used outcomemeasures, but new issues have also receivedattention, such as psychotropic drug use, risks,and lifestyle-related risk factors.

Results have confirmed the picture that hademerged from previous research: People in small-scale community-based residences or in semi-independent or supported living arrangementshave a better objective quality of life than dopeople in large, congregate settings. Particularly,they have more choice-making opportunities;larger social networks and more friends; accessmore mainstream facilities, and participate morein community life; have more chances to acquirenew skills and develop or maintain existing skills;and are more satisfied with their living arrange-ments. In a recent unpublished review, NoonanWalsh et al. (2007) found similar results.T

ab

le8.

Tre

atm

ent

of

Ch

alle

ngi

ng

Beh

avio

r

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Em

ers

on

et

al.

(2000a)

UK

500

CS,

QN

Co

mm

un

ity-

base

dh

om

es

(1–8

resi

den

ts)

were

mo

relikely

tou

sese

dati

on

;

cam

pu

sse

ttin

gs

(94–1

44

resi

den

tso

nsi

te)

use

dm

ore

ph

ysic

al

rest

rain

t.

Feld

man

et

al.

(2004)

Can

ad

a625

CS,

QN

Inst

itu

tio

ns

(300–7

00

resi

den

ts),

gro

up

ho

mes,

an

din

dep

en

den

t/se

mi-

ind

ep

en

den

tlivi

ng

arr

an

gem

en

tsare

no

td

iffe

ren

tin

term

so

ffo

rmality

of

inte

rven

tio

ns

tom

an

ag

ech

allen

gin

gb

eh

avi

ors

.

Salo

viit

a(2

002)

Fin

lan

d261

CS,

QN

Peo

ple

wh

olive

din

inst

itu

tio

ns

(159

resi

den

ts)

were

sub

ject

ed

tom

ore

rest

rict

ive

an

dn

eg

ati

vep

ract

ices

tom

an

ag

ech

allen

gin

gb

eh

avi

or

than

were

tho

sein

clu

stere

dco

mm

un

ity

ho

mes

(5re

sid

en

ts/s

ett

ing

,3

sett

ing

scl

ust

ere

d

tog

eth

er

inth

eco

mm

un

ity)

an

dg

rou

ph

om

es

(5–1

0re

sid

en

ts).

Stan

clif

fe,

Hayd

en

et

al.

(1999)

USA

151

L(3

)b,

QN

Peo

ple

wh

om

ove

dto

com

mu

nit

y-b

ase

dse

ttin

gs

(2–1

5re

sid

en

ts,m

ean

6.6

)h

ad

mo

rein

form

al

inte

rven

tio

ns

tom

an

ag

ech

allen

gin

gb

eh

avi

ors

.Part

icip

an

ts

wh

ost

aye

din

inst

itu

tio

ns

(16

+re

sid

en

ts)

were

mo

relikely

tore

ceiv

efo

rmal

inte

rven

tio

ns

an

dp

rofe

ssio

nal

beh

avi

or

sup

po

rtse

rvic

es.

aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

210 E American Association on Intellectual and Developmental Disabilities

Tab

le9.

Psy

cho

tro

pic

Med

icat

ion

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Spre

at

Co

nro

yet

al.

(1998)

USA

80

L(5

)b,

CS,

QN

Peo

ple

rece

ived

less

med

icati

on

aft

er

relo

cati

on

fro

mn

urs

ing

ho

mes

(avg

.50

resi

den

ts)

tosu

pp

ort

ed

livi

ng

arr

an

gem

en

ts(2

–3p

eo

ple

livi

ng

tog

eth

er)

than

tho

sew

ho

staye

din

nu

rsin

gh

om

es.

ttest

ad

&Li

naker

(2003)

No

rway

109

L(8

),Q

NN

um

be

ro

fp

eo

ple

rece

ivin

gm

ed

icati

on

befo

rean

daft

er

relo

cati

on

fro

man

inst

itu

tio

n(1

28

resi

den

ts)

toco

mm

un

ity

sett

ing

sd

ecl

ined

no

nsi

gn

ific

an

tly.

McG

illv

ray

&

McC

ab

e(2

005)

Au

stra

lia

762,

873

L(8

),C

S,Q

NN

od

iffe

ren

ceb

etw

een

pro

po

rtio

no

fp

eo

ple

inco

mm

un

ity

sett

ing

s

an

din

stit

uti

on

sw

ho

rece

ived

med

icati

on

tom

an

ag

ech

allen

gin

g

beh

avi

ors

.In

itia

ld

iffe

ren

ces

inle

vel

of

dru

gu

seb

etw

een

inst

itu

tio

ns

an

dco

mm

un

ity

sett

ing

sw

ere

red

uce

d.

Ro

bert

son

,

Em

ers

on

,

Gre

go

ry,

Hatt

on

,

Kess

isso

glo

u,

&

Hallam

(2000)

UK

500

CS,

QN

Peo

ple

wh

olive

din

cam

pu

sse

ttin

gs

(94–1

44

resi

den

tso

nsi

te)

were

mo

relikely

tore

ceiv

ep

sych

otr

op

icm

ed

icati

on

an

dm

ore

than

on

e

typ

eo

fp

sych

otr

op

icm

ed

icati

on

than

were

peo

ple

inin

ten

tio

nal

com

mu

nit

ies

(28–1

79

resi

den

tso

nsi

te)

an

dco

mm

un

ity

sett

ing

s(1

8re

sid

en

ts).

aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 211

Tab

le10.

Hea

lth

and

Ris

kFac

tors

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Bry

an

et

al.

(2000)

UK

118

L(1

)b,

QN

Peo

ple

rese

ttlin

gfr

om

alo

ng

–sta

yh

osp

ital

into

small

com

mu

nit

y

ho

mes

incr

ease

dth

elikelih

oo

do

fexp

eri

en

cin

gu

nin

ten

tio

nal

weig

ht

chan

ges.

Heller,

Mille

ret

al.

(2002)

USA

186

L(8

),C

S,Q

NM

ovi

ng

toco

mm

un

ity

sett

ing

s(1

–18

resi

den

ts)

an

dIC

F/M

Rse

ttin

gs

(20

+)fr

om

nu

rsin

gh

om

es

(91–4

17

resi

den

ts)

was

no

tass

oci

ate

d

wit

hch

an

ges

inh

ealt

hst

atu

s.

Heller,

Fact

or

et

al.

(1998)

USA

232

L(3

),Q

NPeo

ple

wh

om

ove

dfr

om

nu

rsin

gh

om

es

(mean

size

207

resi

den

ts)

to

com

mu

nit

yse

ttin

gs

(1–8

resi

den

ts)

an

dla

rger

ho

mes

(IC

F/M

R

sett

ing

sw

ith

20

+re

sid

en

ts)

ben

efi

ted

fro

mim

pro

ved

ph

ysic

al

healt

han

dm

ob

ilit

y.St

aye

rsh

ad

no

sim

ilar

gain

s.

Heller,

Mille

ret

al.

(1998)

USA

268

L(3

),C

S,Q

NPeo

ple

wh

ore

loca

ted

fro

mn

urs

ing

ho

mes

(siz

era

ng

e82–4

85

resi

den

ts,

mean

285)

toco

mm

un

ity

sett

ing

s(2

–48

resi

den

ts,

mean

8)

had

bett

er

healt

hth

an

did

no

nm

ove

rs.

ttest

ad

&

Lin

aker

(1999)

No

rway

109

L(8

),Q

NPeo

ple

wh

om

ove

dfr

om

an

inst

itu

tio

n(1

28

resi

den

ts)

toco

mm

un

ity

sett

ing

sh

ad

hig

hp

reva

len

ceo

fp

sych

iatr

ich

ealt

hp

rob

lem

sb

efo

re

an

daft

er

relo

cati

on

;n

och

an

ges

were

ass

oci

ate

dw

ith

the

mo

ve.

Ro

bert

son

,

Em

ers

on

et

al.

(2000)

UK

500

CS,

QN

Peo

ple

wh

olive

din

cam

pu

sse

ttin

gs

(94–1

44

resi

den

tso

nsi

te)

were

mo

relikely

tob

ein

act

ive.

Peo

ple

inle

ssre

stri

ctiv

eco

mm

un

ity

sett

ing

s(1

–8re

sid

en

ts)

were

mo

relikely

tob

eo

bese

,sm

oke,

an

d

have

ap

oo

rd

iet

an

dle

sslikely

toacc

ess

reg

ula

rh

ealt

hch

eck

s.aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

212 E American Association on Intellectual and Developmental Disabilities

Variability of outcomes. Although people gen-erally have a better life in the community,research continues to highlight disparities withinthe same type of living arrangement. These areparticularly salient in the domains of CommunityParticipation, Social Networks, and Self-Determi-nation. There are two main patterns of variability:variations in the outcomes associated with thecharacteristics of service users, and those associ-ated with the characteristics of the services.

Positive outcomes are generally associatedwith better adaptive skills and abilities, and peoplewith high or complex support needs, includingchallenging behaviors, are at greater risk ofexperiencing poorer outcomes in communityservices. The provision of ordinary environmentsis not enough to achieve quality and positiveoutcomes in community services (Mansell, Felce,Jenkins, de Kock, & Toogood, 1987). Felce (1998)argued that three factors are necessary to createreal opportunities for people with more severedisabilities in community settings: available activ-ity, available personal support, and effective assis-tance. Mansell et al. (2003) found that, among arange of organizational and staff variables, adap-tive behavior and care practices were the onlyfactors predictive of engagement in meaningfulactivities in community settings.

The variability of outcomes in communityservices might threaten the consensus supportingdeinstitutionalization and community living pol-icies by removing the evidence that communityservices are better for everyone (Mansell, 2006).Recent debates on the worth of clustered arrange-ments seem to be evidence of this (Bigby, 2004;Cummins & Lau, 2004; Emerson, 2004a).

Countries that implemented deinstitutional-ization now face the challenge of strengtheningthe implementation of community living. Thisrequires more than the adoption of certainresidential arrangements (Bigby, 2004). Evaluationresearch in these countries can be used to identifyfactors associated with positive outcomes andgood practices in community living.

Three domains where community services do notperform better. Results also show that there arethree outcome domains where community servic-es might not do better than institutions: Chal-lenging Behavior, Psychotropic Medication, andMortality. Challenging behavior has long beenshown not to be directly linked to communityliving (Emerson & Hatton, 1994; Kim, 2001).Many challenging behaviors are a response toT

ab

le11.

Ris

ksin

the

Com

mun

ity

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Em

ers

on

et

al.

(2000b

)

UK

500

CS,

QN

Peo

ple

inin

ten

tio

nalco

mm

un

itie

s(2

8–1

79

resi

den

tso

nsi

te)

were

rela

tive

lyle

ss

exp

ose

dto

crim

ean

d(v

erb

al)

ab

use

than

were

peo

ple

inco

mm

un

ity

(1–8

resi

den

ts)

or

cam

pu

sse

ttin

gs

(94–1

44

resi

den

tso

nsi

te).

Co

mm

un

ity

sett

ing

s

were

safe

rin

term

so

facc

iden

ts.

Em

ers

on

et

al.

(2001)

UK

281

CS,

QN

Peo

ple

insu

pp

ort

ed

livi

ng

(1–3

resi

den

ts)

arr

an

gem

en

tsw

ere

perc

eiv

ed

tob

eat

hig

her

risk

of

ab

use

than

were

peo

ple

insm

all

gro

up

ho

mes

(1–3

resi

den

ts)

or

larg

er

gro

up

ho

mes

(4–6

resi

den

ts).

Stan

clif

fe&

Kean

e(2

000)

Au

stra

lia

54

CS,

QN

No

dif

fere

nce

inth

ep

erc

eiv

ed

safe

tyo

fp

eo

ple

inse

mi-

ind

ep

en

den

tlivi

ng

arr

an

gem

en

ts(1

–4p

eo

ple

livi

ng

tog

eth

er)

an

dp

eo

ple

livi

ng

ing

rou

ph

om

es

(3–7

resi

den

ts).

aC

S5

cro

ss–s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 213

Tab

le12.

Mo

rtal

ity

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Co

nro

y&

Ad

ler

(1998)

USA

1,1

54

L(8

)b,

QN

Decr

ease

dm

ort

ality

was

ass

oci

ate

dw

ith

the

rese

ttle

men

to

fth

e

resi

den

ts(1

,154)

of

an

inst

itu

tio

n(1

,154

resi

den

ts)

inco

mm

un

ity

sett

ing

s.

Lerm

an

et

al.

(2003)

USA

300

L(7

),Q

NR

ese

ttle

men

tfr

om

inst

itu

tio

ns

toco

mm

un

ity

sett

ing

sw

as

no

t

ass

oci

ate

dw

ith

incr

ease

dri

sko

fm

ort

ality

.

O’B

rien

&Zah

ari

a

(1998)

USA

6,8

10

L(5

),C

S,Q

NR

ese

ttle

men

tfr

om

inst

itu

tio

ns

toco

mm

un

ity

sett

ing

sw

as

no

t

ass

oci

ate

dw

ith

incr

ease

dri

sko

fm

ort

ality

.M

ort

ality

rate

sin

com

mu

nit

yfa

ciliti

es

were

decl

inin

g.

Read

(2004)

UK

111

L(1

.5),

QN

Hig

her

mo

rtali

tyaft

er

relo

cati

on

fro

mh

osp

ital

toco

mm

un

ity

sett

ing

s

was

no

tass

oci

ate

dw

ith

serv

ice

fact

ors

.

Shave

lle

&St

rau

ss

(1999)

USA

1,8

12

L(1

),C

S,Q

NU

pd

ate

of

the

1998

stu

dy

by

Stra

uss

,Sh

ave

lle

et

al.

Ag

ain

fou

nd

gre

ate

r

risk

of

mo

rtality

for

tho

sem

ovi

ng

toco

mm

un

ity

sett

ing

sfr

om

an

inst

itu

tio

nth

an

tho

sest

ayi

ng

.

Shave

lle,

Stra

uss

&

Day

(2005)

USA

1,7

76

L(3

),C

S,Q

NG

reate

rri

sko

fm

ort

ality

was

fou

nd

inco

mm

un

ity

sett

ing

sth

an

in

inst

itu

tio

ns.

Stra

uss

,A

nd

ers

on

et

al.

(1998)

USA

48

CS,

QN

Sim

ilar

cau

ses

of

death

am

on

gin

stit

uti

on

al

an

dco

mm

un

ity

resi

den

ts.

Stra

uss

,K

ast

ner

et

al.

(1998)

USA

22,5

76

L(1

0),

CS,

QN

Ris

k–f

act

or

ad

just

ed

mo

rtality

was

fou

nd

tob

eh

igh

er

inco

mm

un

ity

sett

ing

sth

an

inin

stit

uti

on

s.

Stra

uss

,Sh

ave

lle,

Bau

meis

ter

&

An

ders

on

(1998)

USA

1,8

78

L(3

),C

S,Q

NG

reate

rri

sko

fm

ort

ality

was

ass

oci

ate

dw

ith

rese

ttle

men

tfr

om

inst

itu

tio

ns

inco

mm

un

ity

sett

ing

s.Th

eri

skw

as

hig

her

sho

rtly

aft

er

the

mo

ve.

Stra

uss

,Sh

ave

lle,

An

ders

on

&

Bau

meis

ter

(1998)

USA

520

L(1

4),

CS,

QN

Cert

ain

ext

ern

al

cau

ses

of

death

are

mo

reco

mm

on

inco

mm

un

ity

sett

ing

sth

an

inin

stit

uti

on

san

dvi

ceve

rsa.

aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

214 E American Association on Intellectual and Developmental Disabilities

Tab

le13.

Use

ran

dFam

ily

Sat

isfa

ctio

n

Stu

dy

Co

un

try

ND

esi

gn

aR

esu

lts

Gre

go

ryet

al.

(2001)

UK

96

CS,

QL

Serv

ice

use

rsexp

ress

ed

hig

ho

vera

llsa

tisf

act

ion

inco

mm

un

ity

ho

mes

(1–8

resi

den

ts),

inte

nti

on

alco

mm

un

itie

s(2

8–1

79

resi

den

ts

on

site

),an

dca

mp

us

sett

ing

s(9

4–1

44

resi

den

tso

nsi

te).

Resi

den

ts

of

inte

nti

on

al

com

mu

nit

ies

were

mo

resa

tisf

ied

wit

hce

rtain

asp

ect

so

fth

eir

live

s.

Heller,

Fact

or

et

al.

(1998)

USA

232

L(3

)b,

QN

Peo

ple

wh

om

ove

dfr

om

nu

rsin

gh

om

es

(mean

size

207

resi

den

ts)

toco

mm

un

ity

sett

ing

s(1

–8re

sid

en

ts)

an

dla

rger

ho

mes

(IC

F/M

R

sett

ing

sw

ith

20

+re

sid

en

ts)

were

mo

resa

tisf

ied

wit

hth

eir

livi

ng

arr

an

gem

en

tan

dlife

styl

eth

an

were

no

nm

ove

rs.

McC

on

key

et

al

(2003)

UK

39,

34

L(5

),Q

L,Q

NSe

rvic

eu

sers

an

dth

eir

fam

ilie

sw

ere

mo

resa

tisf

ied

wit

hco

mm

un

ity

sett

ing

s(2

–36

resi

den

ts)

than

wit

hh

osp

ita

ls.

O’B

rien

(2001)

New

Zeala

nd

46

staff

,22

pare

nts

,9

serv

ice

use

rs

L(9

),Q

LSe

rvic

eu

sers

,fa

milie

s,an

dst

aff

view

ed

relo

cati

on

fro

man

inst

itu

tio

n(6

1re

sid

en

ts)

toco

mm

un

ity

sett

ing

s(5

resi

den

ts)

as

clearl

yp

osi

tive

.

sseb

ro&

Lun

deb

y(2

006)

No

rway

222,

176

L(1

2),

QN

Fam

ilie

sexp

ress

ed

mo

resa

tisf

act

ion

wit

hco

mm

un

ity

care

than

wit

hin

stit

uti

on

s.Po

siti

veo

pin

ion

rem

ain

ed

stab

le

lon

git

ud

inall

y.

Wals

h,

Lin

eh

an

et

al.

(2001)

UK

,Ir

ela

nd

291

CS,

QN

Fam

ilie

sw

ere

mo

resa

tisf

ied

wit

hcu

rren

tlivi

ng

arr

an

gem

en

ts,

com

mu

nit

yh

om

es

(1–8

resi

den

ts),

inte

nti

on

al

com

mu

nit

ies

(28–

179

resi

den

tso

nsi

te),

an

dca

mp

us

sett

ing

s(9

4–1

44

resi

den

tso

n

site

)th

an

wit

hp

revi

ou

slivi

ng

arr

an

gem

en

ts,

incl

ud

ing

ho

spit

al

pro

visi

on

.aC

S5

cro

ss-s

ecti

on

al,

L5

lon

gitu

din

al,

QN

5q

uan

tita

tive

,Q

L5

qu

alit

ativ

e.bT

he

nu

mb

erin

par

enth

eses

ind

icat

esth

ele

ngt

ho

fth

est

ud

yin

year

s.

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

E American Association on Intellectual and Developmental Disabilities 215

demands in the environment. Although institu-tions often are a low-demand environment,community services provide more stimulationand demands. Certain challenging behaviors area predictable response to these environments.There is a wealth of research on interventions forchallenging behavior, but now priority should begiven to put this into practice in services(Emerson, 2001).

Psychotropic medication is closely related tochallenging behaviors. The most common reasonfor the use of such drugs for people withintellectual disabilities is the management ofchallenging behaviors, even though effectivenessis questionable (Matson et al., 2000). Investigatorshave suggested that community service providersare not well equipped to deal with individualswho have challenging behaviors that then leads tothe overuse of medication. Research has alsoshown that medication can be substantiallyreduced if adequate clinical and environmentalconditions are put in place in services (Ahmed etal., 2000).

Mortality is generally considered to be anobjective, quantifiable, and comparable measure ofhealth status. Institutions had very high mortalityrates (see, e.g., Rothman & Rothman, 2005). In thelate 1990s, an extensive debate developed in theUnited States as to whether community placementwas associated with higher mortality. Evidence isinconclusive because a large number of studieswere focused on one geographical area (California)and on the same period (1993–1999). This issue hasreceived less attention elsewhere, and in thosestudies that were conducted, researchers founddifferent results. Sutherland et al. suggested thatincreased mortality might be confounded byparticipant characteristics and is not, therefore,necessarily the outcome of the residential setting(Sutherland, Couch, & Iacono, 2002).

Similar experiences across countries. Similarresults were reported from countries with differentwelfare arrangements, socioeconomic context,and service structures, suggesting that the modelof community living for adults with intellectualdisabilities is not bound to certain countries andcan successfully be implemented in differentsituations. The fact that studies come from onlya handful of countries, however, suggests thatthere is a gap in our understanding of residentialsupports for people with intellectual disabilities inother geographical areas and sociocultural, polit-ical, and economic contexts.

Many countries still rely on large institutionsin the provision of services for people withdisabilities (Freyhoff et al., 2004; Mansell et al.,2007). There is resistance towards deinstitutional-ization and community living; policies andpractices change slowly (Freyhoff et al., 2004;Vann & Siska, 2006). The recent ratification of theUnited Nations Convention on the Rights ofPersons With Disabilities by many of thesecountries (for details see http://www.un.org/disabilities/default.asp?id5257), however, mightbring about a new wave of deinstitutionalization.The Convention declares the right of people withdisabilities to live in the community.

For countries that consider implementingdeinstitutionalization and community-living pol-icies, published research provides a strong foun-dation for small-scale community-based arrange-ments. However, there is a need for more researchon the living conditions, including the outcomesof different residential supports in other parts ofthe world.

The importance of normative evaluations. Betteroutcomes found in community services in com-parison to congregate settings are not necessarily‘‘good enough.’’ The evidence suggests that manypeople with intellectual disabilities have poorerlife experiences compared with individuals in thegeneral population. They have limited communi-ty experience, social networks, and choice-makingopportunities. This should encourage researchersto make comparisons with the general population,including gender differences, and uncover thedisadvantages and discrimination people withintellectual disabilities face in our societies.

The process of deinstitutionalization is farfrom complete; institutions still exist in manycountries, and community-based alternatives faceserious challenges of implementation in thecontext of societal and economic changes (Bigby,2004; Emerson, 2004a; Fujiura & Parish, 2007;Mansell, 2006). Continued evidence of therelative merits of small, local services is likely tocontinue to be important. However, In this reviewwe also identify how research is moving beyondsimple structural characteristics of services and isturning to exploration of variations in outcomes,understanding the organizational determinants ofquality services. As large institutions disappear,the policy problem will become one of sustaininggood outcomes for everyone in the community,which will require understanding of the relativecontribution of different factors in different

VOLUME 114, NUMBER 3: 193–222 | MAY 2009 AJIDD

Outcomes in residential settings A. V. Kozma, J. Mansell, and J. D. Beadle-Brown

216 E American Association on Intellectual and Developmental Disabilities

circumstances. A further trend is the shift fromcomparison with the past to comparison with thelife experience of individuals in the generalpopulation, including the impact of recent trendsin our societies upon the lives of people withintellectual disabilities. Increasingly, researchersneed to focus on issues and use methods thatapply to the whole population, including peoplewith intellectual disabilities.

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Received 11/21/2008, accepted 12/8/2008.Editor-in-charge: Eric Emerson

Correspondence regarding this article should besent to Agnes Kozma, University of Kent, TizardCentre, Canterbury, Kent CT2 7LZ, UnitedKingdom. E-mail: [email protected]

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