New Plan Trading New Plan Trading CompanyCompany

Are you ready for a New Are you ready for a New Plan?Plan?

What New Plan Trading does:

• We help our Team make better returns on their capital by actively trading a very small group of stocks and Exchange Traded Funds (ETFs). We trade both long and short, which means our Team profits whether the Market moves up or down.

• We utilize price action, moving averages, Japanese candlestick charting, oscillators, MACD, volume, and other technical analysis tools to guide our decisions on market timing and direction.

• Our trading frequency varies depending on the technical indicators and price action. We typically utilize swing trades lasting from one to several days in duration.

• We concentrate most of our trading on two ETFs: the Direxion Small Cap Triple Bull Shares (TNA), and the Direxion Small Cap Triple Bear Shares (TZA). These ETFs are correlated to the IShares Small Cap Russell 2000 Index fund (IWM) such that when IWM goes up 1%, TNA goes up 3%, and TZA goes down 3%.

• We actively manage potential losses and lock-in potential profits by utilizing price stops for automatic exits when necessary.

• TNA and TZA are NOT long term investment vehicles, and should only be traded by active traders on a relative short term basis. Properly managed, however, they yield excellent returns.

Why become a part of our Team?

• We only make money if you make money!

– Chances are, your current Broker or Investment Advisor gets paid regardless of whether your account actually makes money, because they get paid as a percentage of assets under management (AUM). The more AUM, the more money they make, regardless of how your account performs.

• It is ludicrous to give your money to a broker who reviews your account every couple of months and gets paid regardless of whether your account goes up or down! When you buy a stock from your broker, are you buying on the open market, or are you buying shares that the broker’s firm previously purchased (at a much lower price), and then pushes onto clients at a higher price (leaving a nice profit for the broker)? Most people don’t even realize this practice occurs! Think of the last major market swing down, when you called your broker and asked their opinion on what to do…..they probably told you not to worry, the market will come back, and in fact, you should be buying more at these falling prices……sound familiar?

• The old “Buy and Hold” strategy of the past does not work in the highly technological, highly fluctuating market of the new millennium. An actively traded investment program, managed to take advantage of market swings both up and down, can yield substantially more. We trade exactly what the Market gives us, and we aggressively manage price action stops to minimize potential losses and lock in profits.

• If you do not make money, we do not make money! We have a vested interest in your success. We understand that we need outside funding, and we need to properly execute a well planned trading program to exist as a company. We value and appreciate our Team!

• Most investment companies strive to match the S&P 500 index in performance. NPTC pays our lenders the S&P 500 performance plus 6%, and only then does NPTC make money. Our lenders come first!

• For example, for the calendar year 2012, the S&P was up 13%. As a member of the New Plan Team, you would have made 19%! For Jan-Dec 2011, the S&P was flat, but members of NPTC would have made 6%.

• Our Team members make returns equal to the S&P 500 + 6% BEFORE New Plan declares a profit. We are only successful if YOU are successful!

How do the details work?

• As a part of our Team, your money comes in as a loan to New Plan Trading Company, and you execute a Loan Agreement which details the terms of the loan (S&P 500 performance plus 6%, 6% minimum, paid annually upon anniversary). New Plan then utilizes that loaned money as trading capital for daily trading decisions.

• As an lender, you do not have to worry about the day to day trading decisions of the Company, nor worry about how to classify yourself as a trader or how to treat any returns from equity investing. You will be issued an IRS 1099 form at the end of each year, detailing the amount of interest income you received for the year. The amount of interest income generated from your loan is treated as ordinary income for tax purposes.

You have a choice of three basic options for your financial investing future:

1. Give your money to a broker who doesn’t care whether you make profits or not, who follows up with you when the computer schedule tells him to do so, and who gets paid regardless of how your portfolio does.

2. Attempt to self-invest, go through a very expensive learning curve, learn the IRS trading rules (you can actually get penalized by trading TOO much and not being classified correctly!), educate yourself on investing rules, fundamental and technical analysis, stops, limits, pre- and post-market trading, and continuously define new trading programs while also maintaining balance in your already hectic day.

3. Become a part of the New Plan Trading Company Team. You are not just a numbered account with us. We purposely do NOT take on too many team members because we do not want to lose that personal relationship with our Team. We only make money if you make money! We manage risk-to-reward, and take what the market gives us. If the market is trending down, we are either flat or short (and NOT staying long, waiting and praying for a rebound)!

• The choice is clear: Become a part of the New Plan Trading Company Team and make a difference in your financial future!

• The definition of Insanity – Repeating the same thing, over and over again, hoping for different results.

• Those who fail to plan, plan to fail…….

How to become part of the Team:

Contact:

Jim Law

Home Office 813.681.9705

Mobile 941.650.7391

• We also have one of the best referral programs around, contact me for details!

Disclaimers:

• New Plan Trading Company (NPTC) is not a licensed or regulated financial services institution, broker (securities or otherwise), financial planning entity, or tax planning entity. NPTC is a for-profit Florida Corporation.

• Money loaned to NPTC will be utilized as trading capital, and all equity trading, as well as all investment, involves risk, including loss of principal. NPTC actively manages all company trading activities, and utilizes stops to ensure losses on any individual trade is controlled and managed.

• NPTC believes in risk-reward trading. Because of this risk to reward strategy, if any lender’s principal loan amount is reduced by 20% or more at any time during the year, the lender will be given the opportunity to terminate the loan and receive the remaining principal amount (Note, although theoretically possible, to date, NO lender’s principal has ever been reduced by 20% or more).

60 min Chart Example

(We make trading decisions based on primarily 60 min charts)

New Plan Trading Company

Loan Repayment Schedule Examples

• Notes:

1. Interest payments are made on annual anniversaries.

2. Minimum interest rate is 6%, even if performance of S&P 500 was negative for the term!

3. Different example dates are chosen at random for illustration purposes only.

LOAN START DATE: 1/3/2007

LOAN AMOUNT: 50,000.00$

EOY 1 2 3 4 5 6

EOY DATE 1/2/2008 1/2/2009 1/4/2010 1/3/2011 1/3/2012 1/2/2013

S&P CLOSE ON FIRST DAY OF LOAN CYCLE 1460.60 1447.16 931.80 1132.99 1271.89 1277.06

S&P CLOSE ON EOY DATE 1447.16 931.80 1132.99 1271.89 1277.06 1462.42

GAIN / LOSS FOR S&P -13.44 -515.36 201.19 138.90 5.17 185.36

GAIN / LOSS PERCENTAGE FOR S&P -0.92% -35.61% 21.59% 12.26% 0.41% 14.51%

PLUS PERCENTAGE 6.00% 6.00% 6.00% 6.00% 6.00% 6.00%

TOTAL PERCENTAGE DUE 5.08% -29.61% 27.59% 18.26% 6.41% 20.51%

MINIMUM PERCENTAGE DUE 6.00% 6.00% 6.00% 6.00% 6.00% 6.00%

ACTUAL PERCENTAGE DUE 6.00% 6.00% 27.59% 18.26% 6.41% 20.51%

INTEREST PAYMENT DUE 3,000.00$ 3,000.00$ 13,795.77$ 9,129.80$ 3,203.24$ 10,257.29$

TOTAL OF PAYMENTS MADE TO DATE 3,000.00$ 6,000.00$ 19,795.77$ 28,925.57$ 32,128.81$ 42,386.10$

PERCENTAGE RETURN TO DATE 6.00% 12.00% 39.59% 57.85% 64.26% 84.77%

AVERAGE PERCENTAGE RETURN PER YEAR 6.00% 6.00% 13.20% 14.46% 12.85% 14.13%

AVERAGE RETURN FOR S&P -0.92% -18.27% -4.98% -0.67% -0.45% 2.04%

NEW PLAN TRADING CO., INC.

LOAN REPAYMENT SCHEDULE EXAMPLE 1

LOAN START DATE: 3/23/2009

LOAN AMOUNT: 50,000.00$

EOY 1 2 3 4

EOY DATE 3/23/2010 3/23/2011 3/23/2012 3/25/2013

S&P CLOSE ON FIRST DAY OF LOAN CYCLE 822.92 1174.17 1297.54 1397.11

S&P CLOSE ON EOY DATE 1174.17 1297.54 1397.11 1551.69

GAIN / LOSS FOR S&P 351.25 123.37 99.57 154.58

GAIN / LOSS PERCENTAGE FOR S&P 42.68% 10.51% 7.67% 11.06%

PLUS PERCENTAGE 6.00% 6.00% 6.00% 6.00%

TOTAL PERCENTAGE DUE 48.68% 16.51% 13.67% 17.06%

MINIMUM PERCENTAGE DUE 6.00% 6.00% 6.00% 6.00%

ACTUAL PERCENTAGE DUE 48.68% 16.51% 13.67% 17.06%

INTEREST PAYMENT DUE 24,341.69$ 8,253.50$ 6,836.88$ 8,532.13$

TOTAL OF PAYMENTS MADE TO DATE 24,341.69$ 32,595.18$ 39,432.06$ 47,964.19$

PERCENTAGE RETURN TO DATE 48.68% 65.19% 78.86% 95.93%

AVERAGE PERCENTAGE RETURN PER YEAR 48.68% 32.60% 26.29% 23.98%

AVERAGE RETURN FOR S&P 42.68% 26.60% 20.29% 17.98%

NEW PLAN TRADING CO., INC.

LOAN REPAYMENT SCHEDULE EXAMPLE 2

LOAN START DATE: 8/5/2010

LOAN AMOUNT: 50,000.00$

EOY 1 2

EOY DATE 8/5/2011 8/6/2012

S&P CLOSE ON FIRST DAY OF LOAN CYCLE 1125.81 1199.38

S&P CLOSE ON EOY DATE 1199.38 1394.23

GAIN / LOSS FOR S&P 73.57 194.85

GAIN / LOSS PERCENTAGE FOR S&P 6.53% 16.25%

PLUS PERCENTAGE 6.00% 6.00%

TOTAL PERCENTAGE DUE 12.53% 22.25%

MINIMUM PERCENTAGE DUE 6.00% 6.00%

ACTUAL PERCENTAGE DUE 12.53% 22.25%

INTEREST PAYMENT DUE 6,267.43$ 11,122.95$

TOTAL OF PAYMENTS MADE TO DATE 6,267.43$ 17,390.37$

PERCENTAGE RETURN TO DATE 12.53% 34.78%

AVERAGE PERCENTAGE RETURN PER YEAR 12.53% 17.39%

AVERAGE RETURN FOR S&P 6.53% 11.39%

NEW PLAN TRADING CO., INC.

LOAN REPAYMENT SCHEDULE EXAMPLE 3

Example Loan Agreement

Loan Agreement This Loan Agreement serves as the terms of agreement between _____________________ (hereinafter referenced as Lender) and New Plan Trading Company (NPTC) in all matters regarding the loan described below. NPTC agrees to pay Lender an annual interest payment as computed as described below at the conclusion of the first full trading day following each annual anniversary of this loan. Lender acknowledges and accepts that this loan amount will be used as trading capital for NPTC, and further acknowledges and accepts that this loan involves risk, including the loss of principal. NPTC warrants that, and Lender acknowledges that, NPTC is not a licensed or regulated financial services institution, broker (securities or otherwise), financial planning entity, or tax planning entity, but rather a for-profit Florida Corporation, and the offering of this loan by Lender, and acceptance of same by NPTC, does not create a fudiciary relationship of any kind between Lender and NPTC. Lender acknowledges that this is a non-secured, non-recourse loan.

o Date : __________________________________

o Amount of loan : ________________________________________

o Interest rate : Yearly performance of the S&P 500 Index plus 6%, computed as follows:

(SP5end – SP5begin) / SP5begin *100 + 6%, where

SP5begin = value of S&P 500 index at market close on date above (or next applicable open day, if date listed above is a Stock Market Holiday or weekend)

SP5end = value of S&P 500 index at market close one year later (or next applicable day as described above)

Notes: 1. Interest rate is computed each yearly anniversary date of loan for the 12 month period

preceding.

2. If yearly performance for the S&P 500 index is negative, interest rate will be 6%.

3. If NPTC does not achieve annual trading results sufficient to cover the interest payment on the anniversary date, then this Agreement shall become void, and the remaining principal loan amount and any yearly profit to date generated from that principal amount shall be returned to the Lender.

o Interest Payment : Yearly amount to be paid to Investor, computed as: (Amount of loan * interest rate/100)

After an initial 90 day period, Lender may request any portion of the loan back at any time, and NPTC will initiate a check for the remaining principal loan amount. Any principal loan amount returned to Lender at Lender’s request will not be included in the calculation for the annual Interest Payment.

The terms of this Agreement are valid for three years from date of execution. This Agreement may be revoked at any time by either party upon 90 days written notice to the other party, after the initial 90 days.

Agreed to by:

Sign______________________________________ _______________________________

Print______________________________________ Jim Law, President, New Plan Trading Co

Date______________________________________ _________________________________