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  • CopyNo._____

    NCHRPProject03115ProductionofaMajorUpdatetothe

    HighwayCapacityManual2010

    UninterruptedFlowWorkingPaper#4FreewayMethodologyIntegrationPlan

    Preparedby:

    BastianSchroeder,NaguiRouphail,BehzadAghdashi,andAliHajbabaieITREatN.C.StateUniversity

    Preparedfor:NationalCooperativeHighwayResearchProgram

    TransportationResearchBoardNationalResearchCouncil

    TransportationResearchBoard

    NASNRCLIMITEDUSEDOCUMENT

    Thisreport,notreleasedforpublication,isfurnishedonlyfortomembersof,orparticipantsintheworkof,theNational

    CooperativeHighwayResearchProgram.Itistoberegardedasfullyprivileged,anddisseminationoftheinformationincludedhereinmustbeapprovedbytheNCHRP.

    April2014

    Kittelson&Associates,Inc.

    ITREatNorthCarolinaStateUniversityMcTransCenterUniversityofFlorida

    Dr.RogerRoessStrongConceptsWriteRhetoric

  • NCHRP03115:ProductionofaMajorUpdatetotheHighwayCapacityManual2010UninterruptedFlowWorkingPaper#4:FreewayMethodologyIntegrationPlan TableofContents

    ii

    TableofContents

    TableofContents.......................................................................................................................................ii1. Introduction...................................................................................................................................................12. ReviewofExistingMethodologies.......................................................................................................13. MethodologyFramework.........................................................................................................................24. ProposedMethodologyFlowCharts....................................................................................................35. PartA:CoreFreewayFacilityAnalysisComputationalSteps...............................................66. PartB:ComprehensiveReliabilityAnalysisComputationalSteps......................................97. PartC:ReliabilityStrategyAssessment(ATDMEffect)ComputationalSteps...........11

    AppendixExistingMethodologyFlowCharts............................................................................13

  • NCHRP03115:ProductionofaMajorUpdatetotheHighwayCapacityManual2010UninterruptedFlowWorkingPaper#3:FreewayMethodologyIntegrationPlanTableofContents

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    1. INTRODUCTIONThisworkingpaperdescribesaproposedintegratedmethodologyforfreewayfacilityevaluationintheHCM2010MajorUpdatetobepreparedundertheauspicesofNCHRP03115.Aspartofthatproject,thecorefreewayfacilitiesmethodology(HCM2010Chapter10)isenhancedthroughthreeprincipalresearchactivities:

    1. FreewayFacilitywithManagedLanesAnalysis(NCHRP396),2. FreewayFacilityReliabilityAnalysis(SHRP2L08),and3. FreewayFacilitywithActiveTrafficandDemandManagement(ATDM,FHWA).

    Inadditiontothesethreecoreenhancements,additionalresearchonworkzoneeffects,truckimpacts,andothersenhancementsneedtobeintegratedinthecoremethodology.Thefocusofthispaperisonthemethodologyitself,andnotthespecificorganizationofthematerialwithintheHCM2010MajorUpdate.Aseparatedworkingpaperwilldescribeproposedoutlinesandoptionsforthefreewayfacilitieschapter(s).

    2. REVIEWOFEXISTINGMETHODOLOGIESTheteamcarefullyreviewedtheexistingmethodologiesofthevarioussourcesmentionedabove,whicharealsoprovidedintheappendixofthisworkingpaper.Severalobservationsaremade:

    ThemanagedlanemethodologydevelopedunderNCHRP396assumesintegrationwithinthecurrentChapter10freewayfacilitiesmethodology;

    ThereliabilityandATDMmethodologiesaredesignedtobuildupontheexistingHCM2010Chapter10,andtreatthecurrentmethodasthecomputationalcore;

    BothreliabilityandATDMmethodsrelyontheconceptofscenariogenerationtoconsiderimpactofweather,incidents,demandvariability,etc.onthefacility.Thetwomethodsdifferintheirapproachtoscenariogeneration,andaconsistentapproachishighlydesirabletoachieveintegrationinHCM2010MajorUpdate;

    TheATDMmethodcouldbeconsideredasbuildinguponthereliabilitymethodology,wheretheATDMbeforeanalysisisconceptuallysimilartothewholeyearanalysisperformedinthereliabilityprojectalbeitwithsomedifferencesinscenariogenerationasdiscussedinthepreviousbullet;

    Allexistingmethodologiescouldbeconsideredhighlevel,whereimportantindividualstepsthatcouldhelpuserunderstandingareleftout;

    Allmethodologiesrelyontheuseofcomputationalengines(variousformsofFREEVAL),butinthemethodologyitisunclear,whichstepsareperformedmanuallybytheuser,andwhichareautomatedintheengine;

    Noneofthemethodologiesincludedesignatedstepsoncalibrationandvalidation,whichhavebeenidentifiedbytheprojectpanel,AHB40,andtheusercommunityasbeinghighlydesirable;

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    Thecoremethodologyforthefreewayfacilitymethodologylackssufficientdetailforausertounderstandwhatstepsshouldbeconductedpriortoapplyingthecomputationalengine,andhowtogathervaliddata.MoredetailisdesiredtomeetthepractitionerfocusdesiredforHCM2010MajorUpdate;and

    Workzonescantaketheformoflongtermandshorttermworkzones,wherelongtermworkzones(durationofmanymonths,orevenyears)areoftentreatedasentirelyseparatebaseanalysisfiles.Shorttermworkzonesbehavesimilartoincidents(capacityandspeedadjustments),butwiththedifferencethattheyareoftenscheduled.However,someworkzonesaremorerandom,suchaspavementrepairandmaintenancework,whichhappensonanasneededbasiswithoutsignificantadvancescheduling.Thepresenceofworkzoneactivityduringthepeakstudyperioddependsonthetypeoffacility,withmanyagencieslimitingconstructionactivitiestooffpeakperiodsonurbanfreewaysservingcriticalmobilityneeds.

    3. METHODOLOGYFRAMEWORKFromtheobservationsabove,theteamproposesaframeworkthatdividestheintegratedfreewayfacilitiesmethodologyintothreedistinctparts:

    PartA:CoreFreewayFacilityAnalysis(SingleStudyPeriod)ThisisamodificationoftheexistingHCM2010methodology,withintegratedmanagedlaneanalysisstepsfromNCHRP396,andwithcriticalenhancementstoaiduserunderstanding.Thenumberofstepshasbeenexpandedtoclearlydesignateeachstepinthemethodology,withafocusonassistingpractitionersapplythemethodologycorrectly.Themethodfurtherhasbeenaugmentedwithcalibrationandvalidationsteps,andmoreclearlydistinguishesstepsrequiredtobeperformedmanuallybytheusers,vs.thosetypicallyautomatedinacomputationalengineorsoftware.

    PartB:ComprehensiveReliabilityAnalysis(WholeYearAnalysis)ThissecondpartintegratesthereliabilitymethodologyandscenariogenerationprocessfromSHRP2L08.ItbuildsuponthecoremethodologyfromPartA,andprovidesdetailedstepsforconductingareliabilityanalysis.ThecomputationalstepshavebeenexpandedfromtheSHRP2L08methodtointegratescenariogenerationwithintheoverallmethod,aswellasprovidingclearguidancetotheuseroneachstep.SimilartopartA,themethodincludesacalibration/validationstep,andclearlydistinguishesmanualfromautomatedsteps.

    PartC:ReliabilityStrategyAssessment(ATDMEffectAnalysis)ThisthirdpartbuildsuponthecompletedreliabilityanalysiswithanassessmentofATDMstrategies.ThepartCmethodologyisconsistentwiththemethodologydevelopedforFHWAonATDMevaluation,withthekeydifferencethatthebeforeATDManalysisissynonymouswithPartBabove.Further,themethodologyhasbeenexpandedtoincludeacalibration/validationstep,todistinguishmanualfromautomatedsteps,andtoprovideconsistencyinterminologywithotherparts.

  • NCHRP03115:ProductionofaMajorUpdatetotheHighwayCapacityManual2010UninterruptedFlowWorkingPaper#3:FreewayMethodologyIntegrationPlanTableofContents

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    ItisassumedthatPartAwouldconstitutethecoremethodology,whilepartsBandCrepresentadaptationsandextensionsofthemethodologyforreliabilityandATDMassessment,respectively.ThemethodfurtherassumesthatlongtermworkzonesaretreatedasastandaloneevaluationforpartsA,B,andC,astheirdurationoftenspansmanymonthsorevenyears(i.e.mostorallofthereliabilityreportingperiod).Assuch,onlyshorttermworkzonesshouldbeincludedinthereliabilityscenariogenerationprocess,usinguserdefinedinputsforfrequency,location,severity,andprobability.Inthescenariogenerationsteps,theseshorttermworkzoneswillthenbeconsideredasasubcategoryofincidents.

    4. PROPOSEDMETHODOLOGYFLOWCHARTSTheproposedmethodologyflowchartsforthethreepartsareshownonthenextfewpages,followedbyadiscussionofcomputationalstepsforeachpart.

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    Legend*StepautomaticallyexecutedbyComputationalEngine(doubleborder)+StepappliestoManagedLaneAnalysisOnly

    LQ=LengthofQueue

    LQ=LengthofQueue

    ACoreFreewayFacilityAnalysis(SingleStudyPeriod)

    StepA1:DefineStudyScopeSpatialExtent, TemporalExtent,Extensions

    StepA2:Divide FacilityintoValidationSectionsandSegments

    StepA3:GatherInputDataDemand,GeometryDetails, HeavyVehicles,etc.

    StepA4:BalanceDemands

    StepA5:CodeBaseandManagedLaneFacilityFREEVALComputationalEngine

    StepA7:ComputeSegmentCapacities*HCM2010 segmentmethodologies

    StepA8:CalibratewithAdjustmentFactorsForinitialrun,CAF=SAF=DAF=1.0forentirefacility

    StepA9:MLCrossWeaveAdjustment+(AppliestoManagedLaneAnalysisOnly)

    StepA10:ComputeDemandtoCapacityRatios(vd/c)*

    vd/c

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    Legend*StepautomaticallyexecutedbyEngine(doubleborder)+StepappliestoManagedLaneAnalysisOnly

    BComprehensiveReliabilityAnalysis(WholeYearAnalysis)

    StepB2:GatherReliabilityInputsDemand,weather,incidents,etc.

    CalibratedBaseFilefromSingleScenario Anysis(StepA17)

    StepB5:CombineDemand PatternsforSimilarDaysofWeekorMonthsofYears

    StepB6:DefineDemandVariabilityperDayandMonthandAssigntoScenarios

    StepB7:DefineWeatherProbabilitiesandImpactsandAssigntoScenarios

    StepB8:DefineIncidentProbabilitiesandImpactsandAssigntoScenarios

    StepB9:DefineShortTermWorkZoneandSpecialEventProbabilitiesandAdjustments

    StepB10:GenerateFullScenarioListandScenarioProbabilities*

    StepB11:PerformAnalysisforeachScenario*

    StepB12:ComputeReliabilityPerformanceMeasures*

    StepB13:ValidateAgainstFieldDataorExpertJudgment

    Accept.Match?

    StepB14:EstimateLOSandReportPerformanceMeasures*

    Yes

    No

    OPTIONAL: Continue toATDMAnalysisStepC1

    StepB1:DefineReliabilityReportingPeriod(RRP)andExcludeDays

    StepB3:Define orRefineGlobalInputsUserdefinedglobalcalibrationparameters

    StepB4:DefineorRedefineNumberofScenariosforReliabilityAnalysis

    Figure2:ProposedMethodologyforPartBComprehensiveReliabilityAnalysis(WholeYear

    Analysis)

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    Legend*StepautomaticallyexecutedbyEngine(doubleborder)+StepappliestoManagedLaneAnalysisOnly

    CReliabilityStrategyAssessment(ATDMEffectAnalysis)

    StepC1:LimitScenarioList (OptionaltoStreamlineApplicationofATDMStrategies)

    StepC2:SelectPoolofATDMStrategies

    CalibratedReliabilityAnysis(StepB14)

    StepC3:DesignATDMStrategyforFacility

    StepC4: ConvertATDMInfotoOperationalInputs

    StepC5:ProcessATDMScenarios*

    StepC6:Compute PerformanceMeasures*

    StepC8:Validate ResultsAgainstFieldDataorExpertJudgment

    Accept.Match?

    Yes

    No

    StepC9:EstimateLOSandReportPerformanceMeasures*

    StepC7:ProcessBefore&AfterComparison*

    Figure3:ProposedMethodologyforPartCReliabilityStrategyAssessment(ATDMEffectAnalysis)

    5. PARTA:CoreFreewayFacilityAnalysisComputationalSteps

    Thefirstpartofthefreewayfacilitiesanalysisconsistsofseventeencomputationalstepsasdiscussedbelow:

    StepA1:DefineStudyScopeInthisstepinitialstep,theanalystdefinesthespatialextentofthefacility(startandendpoints,totallength)andthetemporalextentoftheanalysis(numberof15minutetimeperiods).Theanalystshouldfurtherdecidewhichstudyextensions(ifany)applytotheanalysis(managedlanes,reliability,ATDM)

    StepA2:DivideFacilityintoValidationSectionsandSegmentsInthisstep,theanalystfirstdefinesthenumberofvalidationsectionsfromgorepointtogorepointalongtheselectedfacility.WhiletheHCManalysisdoesnotdirectlyusetheconcept

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    ofvalidationsections,theyarebelievedtobemoreintuitiveandunderstandablebyusers,andfurthermatchmostfreewaydatabases(e.g.INRIX,PEMS,etc.),whichallprovideperformancemeasuresfromgoretogore.Thisconsistencyisconsideredcriticalforcalibrationandvalidationofthefreewayfacility.TheanalystthenfurtherdividesvalidationsectionsintoHCMsegments(basic,merge,diverge,weave,overlappingramp,ormanagedlanesegment).ExpertjudgmentmaybeneededforsegmentsthatdonotcleanlyfittheHCMdefinitions.Thefirstandlastsegmentmustalwaysbeabasicsegment,andthesemaybeconsideredashalfvalidationsections,asonlyonegorepointisincludedineach.Forfacilitieswithmanagedlanes,thisstepincludesthedefinitionofparallellanegroupsformanagedlanesandgeneralpurposelanes.

    StepA3:GatherInputDataThisstepgathersdetailedinputdataincludingvehicledemands,geometricdetails(numberoflanes,segmentlengths,lengthsofaccelerationanddecelerationlanes),heavyandrecreationalvehiclepercentages,freeflowspeeds,andweavingsegmentdetails.Dataareneededin15minuteintervals,andtheuserneedstocarefullydistinguishbetweendemandandvolumeserved,wherethelattermaybemeteredrelativetothetruedemandduetocongestion.

    StepA4:BalanceDemandsForforecasteddata(fromatrafficmodel)thisstepbalancesflowsthroughoutthefacility.Forfielddata,thisstepbalancesthesumsofinputsandoutputs.Ifnecessary,offrampdemandsdownstreamofcongestionmayneedtobeadjustedtoachievedemandbalance.

    StepA5:CodeBaseFacilityThisisthefirststeprequiringtheuseofacomputationalengineorsoftware.ThestepreferencestheFREEVALuserguidefordetailedguidanceforcodingthebasefacility.

    StepA6:SetGlobalParametersThisstepdefinesglobalparametersthatareneededforcomputationandcalibration.Thecalibration/validationloopreturnstothissteptoadjustglobalparameters,includingjamdensity,queuedischargecapacitydrop,terraintype,etc.

    StepA7:ComputeSegmentCapacitiesThisstepcomputessegmentcapacitiesbasedontherespectiveHCMchaptersforbasic,mergeanddiverge,andweavingsegments.Nocapacityadjustmentsareperformedinthisstep.

    StepA8:CalibratewithAdjustmentFactorsThisstepallowstheusertoadjustdemands,capacities,andfreeflowspeedsforthepurposeofcalibration.Thedemandadjustmentfactors(DAF),capacityadjustmentfactors(CAF),andspeedadjustmentfactors(SAF)canbemodifiedforeachsegmentandeachtimeperiod.Itisrecommendedthatthebaserundoesnotincludedanyadjustments,butthatDAF,CAF,andSAFareusedascalibrationtoolsinoneormoreiterationtomatchfielddata.

    StepA9:MLCrossWeaveAdjustmentThisstepisonlyrequiredforfacilitieswithmanagedlanes,andimplementsafrictionfactorfortrafficfromageneralpurpose(GP)laneonrampweavingacrossGPmainlinelanestogettoamanagedlane

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    accesspoint(orviceversa).ThecrossweaveadjustmentfactorisconceptuallysimilartoacapacityadjustmentfactorasusedinstepA8.

    StepA10:ComputeDemandtoCapacityRatiosThisstepestimatesthedemandtocapacityratioforeachsegmentineachtimeperiod.Thisstepisthefirstpointwherethemethodcanjumpintotheoversaturatedcomputationalmodules,asopposedtousingtheHCMsegmentchaptersforperformanceestimation.Theoversaturatedmodule(stepA13)isinvokedassoonasanyonesegmenthasademandtocapacityratiogreaterthan1.0.Thecomputationsremainintheoversaturatedmoduleaslongasdemandexceedscapacityonanysegments,andaslongasthereareanyresidualqueuesonanysegment(queuedissipationafterdemandhasdropped).Assuch,themethodologychecksforresidualqueuesonthefacility,anddecideswhethertostayintheoversaturatedmodule,orwhethertoreturntoundersaturatedcomputations.

    StepA11:ComputeUndersaturatedPerformanceMeasuresThisstepcomputestheperformanceofeachsegmentwithdemandtocapacityratiolessthan1.0andwithoutanyqueuingatanytimeduringthe15minuteanalysisperiod.

    StepA12:ComputeOversaturatedPerformanceMeasuresThisstepisinvokedifanysegmenthasademandtocapacityratiogreaterthan1.0,andpersistsaslongasanysegmenthasaqueuelengthgreaterthanzero.StepA12representsanumberofsubstepsintheoversaturatedprocedure,whicharedescribedindetailinChapter25.

    StepA13:ApplyMLAdjacentFrictionFactorThisstepadjuststheperformanceof(undersaturated)managedlanesforadjacentgeneralpurposelaneswithadensitygreaterthan35passengercarspermileperlane(pcpmpln),dependingontheseparationtypebetweenthetwolanegroups(paint,buffer,barrier).Thissteponlyappliestofacilitieswithmanagedlanes.

    StepA14:ComputeLaneGroupPerformanceThisstepcomputestheperformancemeasureforthelengthofthefacilityforeachlanegroupseparately.Thissteponlyappliestofacilitieswithmanagedlanes.

    StepA15:ComputeFacilityPerformanceMeasuresThisstepcomputesoverallfacilityperformancemeasuresforeachtimeperiodbyaggregatingtheindividualsegmentperformance.Followingthisstep,themaximumqueuelengthiscomparedtothefacilitylength,andtheanalystisencouragedtoexpandthelengthofthefacilityifthebasemaximumqueuelength(reoccurringcongestion)exceedsthefacilitylength.ForthereliabilityevaluationinpartB,thequeueisexpectedtoextendbeyondthefacilitylengthmorefrequently,duetoimpactsofweatherandincidents.

    StepA16:ValidateAgainstFieldDataorExpertJudgmentInthisstep,themethodologyresultsarecomparedtofielddata,resultsfromanothermodel,orexpertjudgment.Additionaldetailsoncriteriaforcalibrationandvalidationofthefacilitywillbeprovidedinaseparateworkingpaper.Ifanacceptablematchisnotobtained,theanalysisreturnstostepA6andfollowingstepsforcalibrationadjustments.

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    StepA17:EstimateLOSandReportPerformanceMeasuresforLaneGroupsandFacilityThisfinalstepofthecoremethodologyestimatestheLOSforeachsegment,lanegroup,andtheoverallfacilityforeachtimeperiod.

    StepA17concludesthecorefreewayfacilitymethodologyforasinglestudyperiodanalysis.Atthistime,theanalystmaychoosetocontinuetoperformareliabilityanalysis.ItisnotedthattheAHB40committeemaydecidetoselectareliabilityperformancemeasureastheservicemeasureforfreewayfacilitiesandtodefineLOS(atleastforurbanfreeways).Inthiscase,thecontinuationtoPartBisnolongeroptional.

    6. PARTB:ComprehensiveReliabilityAnalysisCOMPUTATIONALSTEPSThesecondpartofthefreewayfacilitiesanalysisconsistsoffourteencomputationalstepsasdiscussedbelow:

    StepB1:DefineReliabilityReportingPeriod(RRP)andExcludeDaysInthissteptheanalystdefinesthelengthoftheRRP,whichistypicallyonecalendaryear,anddecidesonanydaystoexcludefromtheanalysis(e.g.holidays).Theanalystalsoneedstodefinethecalendardatefortheseedfile,whichisusedasabasisforanydemandadjustmentsinthereliabilityanalysis.

    StepB2:GatherReliabilityInputsThisstepcollectsadditionalinputsneededforconductingareliabilityanalysis,includingdemandvariability(bydayofweekandmonthofyear),weatherdata,incidentrecords,workzoneinputs,andotherspecialevents.Somedefaultsandquickestimationmethodsareprovidedtoaidtheuser,whichwillbedescribedinmoredetailinthechapter.

    StepB3:DefineorRefineGlobalInputsInthissteptheanalysthasachancetoreviseglobalinputsfortheanalysis,includingjamdensityandthequeuedischargecapacitydrop.Thisstepshouldideallynotbenecessary,astheseshouldhavebeendefinedandcalibratedinthecoreanalysisinPartA.Whiletheseparametersprovideadditionalcalibrationtoolsinthereliabilityanalysis,awellcalibratedbasefileishighlyrecommended,andadditionalchangesduringthereliabilityassessmentdiscouraged.Ingeneral,thereliabilityoutputisbettercalibratedbychangingotheradjustmentfactors,aswellastheunderlyingscenarioprobabilities.Theprimaryadjustmentfactorsforscenarioaredemandadjustmentfactor(DAF),capacityadjustmentfactor(CAF),andspeedadjustmentfactor(SAF).

    StepB4:DefineorRedefineNumberofScenariosforReliabilityAnalysisThisstepisanewstepforthehybridscenariogenerationapproachthatwillbeproposedfortheHCM2010MajorUpdateinaseparateworkingpaper.Thegoalofthehybridapproachistoreducethenumberofscenariosfromseveralthousandtolessthanonehundredscenarios,whilestillcapturingeffectsofallsourcesofnonrecurringcongestion.Formostreliabilityapplications,alistof100scenariosisoftensufficienttocapturetheoneyearvariabilityinperformance.However,theanalystmaychoosetoincludemorerarescenarios(e.g.a5yearor10yearstorm),toevaluate

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    impactsofveryrareevents.ForATDMevaluation,asmallernumberofscenariosisrecommendedtoallowforscenariospecificselectionofATDMstrategies.

    StepB5:CombineDemandPatternsforSimilarDaysofWeekorMonthsofYearThisstepcombinesdaysoftheweekandmonthsoftheyearwithsimilardemandsintothesamecategorytostreamlinethescenariogenerationapproach.Atthisstage,theanalystfurtherdecideswhetherornottoincludeweekendsinthereliabilityanalysis.

    StepB6:DefineDemandVariabilityperDayandMonthandAssigntoScenariosThisstepdefinesdemandadjustmentfactors(DAF)bydayoftheweekandbymonthoftheyearbasedonfacilityspecificdata.TheDAFisexpressedrelativetotheseedfiledatefromPartA.Defaultsforurbanandruraldemandpatternsareprovided,althoughfacilityspecificdataarepreferred.

    StepB7:DefineWeatherProbabilitiesandImpactsandAssigntoScenariosThisstepdefinesweatherprobabilitiesforeachoftheHCMweathercategories,alongwithCAF,SAF,andDAFadjustmentfactors.Weatherprobabilitydefaultsareprovidedforthe101largestUSmetropolitanareas.CAFandSAFdefaultsareprovided,whileDAFhavetobeuserdefined.

    StepB8:DefineIncidentProbabilitiesandImpactsandAssigntoScenariosThisstepdefinesincidentprobabilitiesforeachoftheHCMincidentcategories,alongwithCAF,SAF,andDAFadjustmentfactors,aswellasthenumberoflaneslostduetotheincident.CAFandSAFdefaultsareprovided,whileDAFhavetobeuserdefined.Twoquickestimationmethodsforestimatingincidentprobabilitiesareprovided,orfacilityspecificdatacanbeused.

    StepB9:DefineShortTermWorkZoneandSpecialEventProbabilitiesandAdjustmentsThisstepdefinesprobabilitiesforanyshorttermworkzoneorspecialevent,alongwithCAF,SAF,andDAFadjustmentfactors,aswellasthenumberoflaneslostduetotheworkzone.Longtermworkzonesshouldbeevaluatedasastandalonereliabilityanalysis.ProbabilitiesandDAFsforshorttermworkzonesorspecialeventsneedtobeuserdefined;CAFandSAFdefaultsforworkzonesareprovided.Inthescenariogenerationstep,theseprobabilitieswillbetreatedasasubsetofincidentscenarios.

    StepB10:GenerateFullScenarioListandScenarioProbabilitiesThisstepgeneratesthelistingofscenariosforreliabilityanalysisbasedonuserinputsonprevioussteps

    StepB11:PerformAnalysisforeachScenarioThisstepautomaticallyprocesseseachscenariointheFREEVALcomputationalengine.

    StepB12:ComputeReliabilityPerformanceMeasuresThisstepcomputesreliabilityperformancemeasuresfromtheresultsofallscenarios.Performance

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    measuresincludethetraveltimedistribution,aswellasreliabilitymeasureslikedifferentpercentilesofTTI,bufferindex,andthereliabilityrating.

    StepB13:ValidateAgainstFieldDataorExpertJudgmentInthisstep,thereliabilityresultsarecomparedtofielddata,resultsfromanothermodel,orexpertjudgment.Additionaldetailsoncriteriaforcalibrationandvalidationofthefacilitywillbeprovidedinaseparateworkingpaper.Ifanacceptablematchisnotobtained,theanalysisreturnstostepB3andfollowingstepsforcalibrationadjustments.

    StepB14:EstimateLOSandReportPerformanceMeasuresThisfinalstepofthereliabilityassessmentmethodologyestimatesthereliabilityLOSforthefacility.

    StepB14concludesthecomprehensivereliabilityanalysismethodology.Atthistime,theanalystmaychoosetocontinuetoperformanATDMevaluation.

    7. PARTC:RELIABILITYSTRATEGYASSESSMENT(ATDMEFFECT)COMPUTATIONALSTEPS

    Thethirdpartofthefreewayfacilitiesanalysisconsistsofninecomputationalstepsasdiscussedbelow:

    StepC1:LimitScenarioListInthisstep,theanalystmayelecttoreducethenumberofscenariosfromPartBtoamoremanageablesizeforthepurposeofassessingATDMstrategies.Sincetheapplicationofstrategieshastobeperformedmanuallyatthispoint,alistof30scenariosmaybemorereasonablethan100.Themethodologywillautomaticallyadjusttheprobabilitiesofeachscenariotomatchtheprobabilitydistributionofthepopulationofscenarios.TheusermayselectasubsetofscenariostoreflectacertainconditionthatistargetedbytheATDMstrategyinquestion(e.g.snowremovalforinclementweatherdays),butshouldalwaysincludeother(nonweather)scenarios,astonotoverestimatetheeffectofthestrategyontheentirereliabilityreportingperiod.Statisticaltestsofhowwellthereducedscenariolistreflectstheoverallpopulationwillbeincludedinthecalibrationstep.

    StepC2:SelectPoolofATDMStrategiesThisstepallowstheanalysttoselectwhichATDMstrategytoincludeintheevaluation.VariousstrategiesandtheireffectivenessaredescribedinHCM2010Chapter35.

    StepC3:DesignATDMStrategyforFacilityFromthepoolofstrategies,theanalystmanuallyselectswhichstrategytoapplytowhichscenario.Theanalystmayselecttoapplyastrategyuniformlyacrossallscenarios,butmorecommonlywouldmatchaspecificstrategywithagivenscenario(e.g.weathermanagementforsnowevents,freewayservicepatrolsforincidents,etc.).

    StepC4:ConvertATDMInfotoOperationalInputsThisstepconvertstheATDMstrategyintooperationalinputsincludingdemandadjustmentfactor(DAF),

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    capacityadjustmentfactor(CAF),speedadjustmentfactor(SAF),andnumberoflanes.

    StepC5:ProcessATDMScenariosThisstepevaluateseachscenariobasedonthegiveninputs.

    StepC6:ComputePerformanceMeasuresThisstepcalculatesperformancemeasuresforthefacilitywiththeATDMstrategiesapplied.Resultsareprovidedforeachscenario,aswellasintheformoftheoveralltraveltimedistribution.

    StepC7:ProcessBefore&AfterComparisonThisstepconductsabeforeandaftercomparisonofATDMstrategyeffectiveness,bycomparingtheresultsfromPartBwiththeresultsoftheATDManalysisofPartC.

    StepC8:ValidateResultsAgainstFieldDataorExpertJudgmentInthisstep,theATDMresultsarecomparedtofielddata,resultsfromanothermodel,orexpertjudgment.Additionaldetailsoncriteriaforcalibrationandvalidationofthefacilitywillbeprovidedinaseparateworkingpaper.Ifanacceptablematchisnotobtained,theanalysisreturnstostepC4andfollowingstepsforcalibrationadjustments.

    StepC9:EstimateLOSandReportPerformanceMeasuresThisfinalstepoftheATDMassessmentmethodologyestimatesthereliabilityLOSforthefacility.

    StepC9concludesthecomprehensivereliabilityanalysismethodology.

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    AppendixExistingMethodologyFlowCharts

    ThisappendixpresentstheexistingoutlinesofHCM2010Chapter10,aswellasthevariousenhancementprojectsforreference.

    Figure4:HCM2010Chapter10CoreFreewayFacilitiesMethodology(adaptedfromHCMExhibit1010)

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    Step1:InputDataDemand(GP+ML)Geometry(GP+ML)TimeSpace Domain

    Step2:Adjustdemandaccordingtospatialandtimeunitsestablished

    (ifnecessary)

    Step3:ComputeSegmentCapacitiesGPsegmentsusingexistingmethods

    MLsegments usingnew/revisedmethods

    Step4a:AdjustSegmentCapacitiesEffectsofweather andworkzones

    Step4b:CrossWeaveAdjustmentReductioninGPSegment Capacity

    resultingfromMLCrossWeaveFlows

    Step5:Computed/c ratiosAlllanegroups

    Step7:AdjacentFrictionEffectsEvaluateinteraction betweenadjacent

    GPandMLlanegroups

    Step9:ComputeFacilityMOEsAssignappropriatelevelofservice

    Step6a:ComputeUndersaturatedServiceMeasures

    Computed foreachlanegroupStep6b:ComputeOversaturatedService

    MeasuresComputedfor eachlanegroup

    Legend

    ExistingHCM2010StepExistingHCM2010StepwithMLmodificationsNewComputationalStepforMLanalysis

    Step8:LaneGroupLOSAssignLOStoeachlanegroupconsidering

    allfrictionandinteractioneffects

    Figure5:ManagedLaneMethodology(adaptedfromNCHRP396DraftHCMChapterExhibit22)

  • NCHRP03115:ProductionofaMajorUpdatetotheHighwayCapacityManual2010UninterruptedFlowWorkingPaper#3:FreewayMethodologyIntegrationPlanAppendixExistingMethodologyFlowCharts

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    Figure6:HCM2010FreewayReliabilityMethodology(adaptedfromHCMExhibit3613)

    Figure7:HCM2010FreewayReliabilityScenarioGenerationMethodology(adaptedfromHCMExhibit3712)

  • NCHRP03115:ProductionofaMajorUpdatetotheHighwayCapacityManual2010UninterruptedFlowWorkingPaper#3:FreewayMethodologyIntegrationPlanAppendixExistingMethodologyFlowCharts

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    Figure8:HCM2010ATDMMethodology(adaptedfromHCMChapter35Exhibit1)