manufacturing design and economic analysis of powdered

1
Dr. Okos 1, 3 , Professor Troy Tonner 1, 3 , Masters Candidate Dr. Carvajal 1, 2, 3 , Researcher Dr. Mosier 1, 4 , Professor 1 Agricultural and Biological Engineering, 2 Surface Science of Pharmaceutical, Food and Agricultural Materials, 3 Nelson Food Science Center, 4 Laboratory of Renewable Resources Engineering. Testing for Ethanol Present 1. Theoretically determine the required mass of alcohol-maltodextrin mixture needed to create a 1g ethanol/ 1L water solution. Scale the ratio to grams of ethanol over 1.5 mL of water. 2. Place mixture into a microcentrifuge tube 3. Vortex for approximately 1 minute or until no solids remain 4. Centrifuge the solution at 16,000 rpm for 5 minutes 5. Draw 1.5 mL of the resulting supernatant out of the microcentrifuge and run through a .2 μm filter 6. Place at least 1 mL of filtered solution into the HPLC vial 7. Cap and label the vial 8. Run HPLC Powderizing Alcohol 1. Dissolve equal parts of maltodextrin(DE 5-15) in DI water, mix 15 minutes, or until a homogenous solution is achieved. 2. Pour a thin amount of the solution into a glass petri dish to simulate casting a film. 3. Dry the film to a moisture content of 2-6% by placing it on a hotplate at 65 C. 4. Mortar and pestle the dried film so that it passes through a sieve size 20 and sits on top of sieve size 60 5. Prepare an aqueous solution of 90% ethanol. 6. Mix the bulked maltodextrin particles with liquid ethanol drop-wise while maintaining a dry and flowable powder. 7. Vacuum seal the alcohol powder to prevent the hygroscopic properties and evaporation CAPSTONE/DESIGN EXPERIENCE 2017 Ryan Drehs, Dan Hoban, Alexis Laureano, Cody Spoolstra BS in Biological Engineering Abstract Laboratory Procedure Final Design Market Analysis Manufacturing Process Alternatives and Impact Acknowledgements The capstone project is focused on developing a student run business that provides consumers with a product, in this case a dissolvable capsule containing alcoholic powder. A preliminary market analysis revealed that the alcohol market is staggering at around $97 billion, and provides a good entrance opportunity (“American Lifestyles: Balance or Bust,” 2016). Manufacturing specifications for powderizing alcohol were designed based on the information gathered in the literature review; most notably was a 1974 General Food Corporation patent concerning dry alcohol. To produce the final product, six unit operations were required; a mixer, drum dryer, miller, mixer, spin coater, and an automatic capsuling machine. The mixer utilized a horizontal stirring process to homogeneously mix maltodextrin and water. Once thoroughly mixed, a drum dryer is used to fix the mixture into a crystalline-amorphous solid. A hammer mill was then used to ensure the mixture was broken down into homogenous particle size and density that sufficiently bulked the maltodextrin to increase uptake of alcohol. Once the desired bulk density and size was obtained, a horizontal mixer combined the amorphous maltodextrin with a 90% ethanol solution. To allow the ethanol/maltodextrin to be shelf-stable, the mixture was coated with corn zein, preventing the alcohol from dissolving the capsule. Finally, the mixture is placed within a ‘000’ sized capsule and blister packaged. Once the necessary unit operations and their functions were determined, the team began designing the sizing and operational parameters, as well as economic analyses, based on power requirements needed to meet the set throughput. Sizing was determined by comparing dimensions used in industry as well as using estimations from Plant Design and Economics for Chemical Engineers. After the unit operations had been designated sizes, operational parameters, and throughputs, it was possible to calculate the energy balances. These energy balances lead estimations of the cost of operation in terms of required energy and the cost of ingredients per batch. The costs of the machinery was also recorded by calling equipment manufacturers and using methods in Plant Design and Economics for Chemical Engineers. It will cost $1,503,600 to begin operation, and then cost $8,634.16 per batch(Appendix B, Table 2). The throughput is roughly 230,000 capsules a batch, and are expected to be sold for around $1 a piece. Marketing information was gathered from the database Mintel, which revealed both quantitative and qualitative data. From surveys, it was concluded that 82% of Millennials like to experiment with novel drinks. The trend in the market is steady growth; alcohol is a consistent marketplace and is also being bolstered as more and more Millennials come of drinking age. In 2015, the total sales for alcohol outside of the home was $98.7 billion, and is expected to grow to $128 billion by the year 2020 (“American Lifestyles: Balance or Bust,” 2015). If 6- PAC was able to capture just 0.1% of the market it would secure roughly $9.8 million in revenue a year Economic Analysis To determine economic success in the long run, 6-PAC has ran extensive tests to calculate the Total Cost of Investment, Total Product Cost, and Return on Investment. Total Cost of Investment incorporates all costs of equipment purchase, installation, building parameters, as well as legal expenses and even yard improvements. Total Product Cost takes into account costs related to raw material purchases, employee wages, standard utilities, and depreciation. Finally, Return on Investment was calculated based on the assumption that our plant will operate at 50% capacity during its first year, 90% capacity its second year, and 100% capacity for the third year and after. This is due to consumers becoming more familiar with our product as the years pass. Total Cost of Investment Return on Investment Discounted Cash Flow $1.335 million 1st year: $2 million For interest rate of 15%: 2nd year: $7.5 million $108.3 million Total Product Cost 3rd and after: $8.8 million $11.52 million Society is impacted by a new fun, convenient, and creative choice on how to enjoy an alcoholic beverage. The product introduces a new level on consumer convenience that is unmatched compared to hauling around heavy bottles, and also greatly reduces the potential of introducing waste. The ethical impact of this product is that it could have the potential to be abused, as all alcohol does. There are currently laws in place that prevent the large scale manufacturing of powdered alcohol, implying the severity of ethical, global, and societal considerations. Another alternative solution that deserves mentioning was discovered in the 1974 General Foods patent. Here they stated that spray drying the maltodextrin-water mixture would be possible. With this, the particle properties could be more easily controlled by changing the conditions of the spray dryer. Moving forward with our possible alternatives, we would need to make sure that our process is meeting cGMP standards. We would also have to prepare our facilities and processes to meet all FDA regulations, as our product is considered to be a part of the food and beverage industry. Literature Review The general procedure that was followed for powderizing alcohol was patented by General Foods Corporation in the 1970s. In the patent, General Foods describes the necessity of proper bulking of maltodextrin to facilitate the encapsulation of ethanol. Maltodextrin was mixed in equal parts with water and then cast as a film and drum dried to a moisture content between 2 and 6%. The maltodextrin was then milled and sieved to pass through sieve size 20 and sit on top of sieve size 60. These processing steps create an amorphous maltodextrin molecule with a bulk density from 0.05 to 0.3 g/cubic cm, perfect for the uptake of alcohol. Maltodextrin and ethanol were then blended together until a dry powder was achieved. The patent claims it can hold 60% alcohol per molecule. Manufacturing design and considerations were extrapolated from this information. Individual unit operations for large scale manufacturing were researched in order to understand common methods to model system behavior. Raw materials will be unloaded at the warehouse site and move into production. The production floor will run through the necessary unit operations to produce our final product of encapsulated alcohol. The first mixing phase is significantly prone to microorganism growth, so it must be under heavy scrutiny throughout production. Another quality control area is the stage between encapsulation and blister packaging. Prior to packaging, the capsule must be screened by a metal detector to ensure that no heavy metals are contaminating our product. Once the product is approved for consumption, it will be held in storage until distributed to vendors. A further manufacturing option that could be explored is compressing the powdered alcohol into an effervescent tablet. This would require the addition of effervescent excipients, as well as the use of a tablet compressor. Manufacturing Design and Economic Analysis of Powdered Alcohol Production References American Lifestyles: Balance of Bust, Alcoholic Drinks Out of Home. (2016, April). Retrieved fromhttp ://academic.mintel.com.ezproxy.lib.purdue.edu/display/769088/ Carbonated Soft Drinks: Spotlight on Natural/Craft. (2015, June). Retrieved fromhttp ://academic.mintel.com.ezproxy.lib.purdue.edu/display/740861/ On-premise Alcohol Trends. (2016, May). Retrieved from http://academic.mintel.com.ezproxy.lib.purdue.edu/display/771844/ Qualitative Analysis – Drink Frustrations. (2016, May). Retrieved from http://academic.mintel.com.ezproxy.lib.purdue.edu/display/771846/?highlight https://www.google.com/patents/US3956509 https://www.google.com/patents/US3436224 For this capstone project, the initial prototype design that was modeled stemmed from Ooho, a small company’s project that creates clear membranes out of seaweed that contains water on the inside. The goal was to expand on this topic by trying to design a type of membrane that would be able to withstand the chemical degradation properties of alcohol. It was quickly realized that the protein's structure in these membranes would never hold up for a quality product to hit the market. From here the design transitioned into trying to convert alcohol into a powder and compressing that powder into a tablet. This initial design incorporated fermenting and distilling alcohol before even considering the actual goal of the project. After analyzing this iteration, it was found that there was too little focus on converting the alcohol to a powder and ultimately decided to eliminate the production of alcohol from the process. The next iteration gave us the ability to put more emphasis on how to obtain a powdered alcohol. Finding a few patents, the design changed to mix alcohol and maltodextrin. Next, the mixture was sent to a spray dryer in order to create the alcohol powder desired. There were a lot of issues when trying to design the spray dryer using alcohol. There arose many safety concerns with the volatility of alcohol, as well as there being limited literature reviews. After the conclusion that the spray dryer wasn’t the optimal choice for the design, a reference back to the General Foods patent occurred and the design was modified to utilizing a drum dryer. This proved to be much more efficient for the process. As experimentation began, it was learned that pressing the powder into a tablet would lose alcohol as it would be wringed out like a towel under compression. This led to changing the product from a tablet to a capsule. Because of the product being in a capsule, the addition of a spin coater was implemented in order to defend against the alcohol powder eating away at our capsules and avoiding alcohol loss due to tableting.

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• Dr. Okos1, 3, Professor • Troy Tonner1, 3, Masters Candidate• Dr. Carvajal1, 2, 3, Researcher• Dr. Mosier1, 4, Professor1Agricultural and Biological Engineering, 2Surface Science of Pharmaceutical, Food and Agricultural Materials, 3Nelson Food Science Center, 4Laboratory of Renewable Resources Engineering.

Testing for Ethanol Present1. Theoretically determine the required mass of

alcohol-maltodextrin mixture needed to create a1g ethanol/ 1L water solution. Scale the ratio tograms of ethanol over 1.5 mL of water.

2. Place mixture into a microcentrifuge tube3. Vortex for approximately 1 minute or until no

solids remain4. Centrifuge the solution at 16,000 rpm for 5

minutes5. Draw 1.5 mL of the resulting supernatant out of

the microcentrifuge and run through a .2 μm filter6. Place at least 1 mL of filtered solution into the

HPLC vial7. Cap and label the vial8. Run HPLC

Powderizing Alcohol1. Dissolve equal parts of maltodextrin(DE 5-15) in DI

water, mix 15 minutes, or until a homogenoussolution is achieved.

2. Pour a thin amount of the solution into a glasspetri dish to simulate casting a film.

3. Dry the film to a moisture content of 2-6% byplacing it on a hotplate at 65 C.

4. Mortar and pestle the dried film so that it passesthrough a sieve size 20 and sits on top of sieve size60

5. Prepare an aqueous solution of 90% ethanol.6. Mix the bulked maltodextrin particles with liquid

ethanol drop-wise while maintaining a dry andflowable powder.

7. Vacuum seal the alcohol powder to prevent thehygroscopic properties and evaporation

C A P S T O N E / D E S I G N E X P E R I E N C E 2 0 1 7Ryan Drehs, Dan Hoban, Alexis Laureano, Cody Spoolstra BS in Biological Engineering

Abstract

Laboratory Procedure

Final Design

Market Analysis

Manufacturing Process

Alternatives and Impact

Acknowledgements

The capstone project is focused on developing a student run business that provides consumers witha product, in this case a dissolvable capsule containing alcoholic powder. A preliminary marketanalysis revealed that the alcohol market is staggering at around $97 billion, and provides a goodentrance opportunity (“American Lifestyles: Balance or Bust,” 2016). Manufacturing specificationsfor powderizing alcohol were designed based on the information gathered in the literature review;most notably was a 1974 General Food Corporation patent concerning dry alcohol. To produce thefinal product, six unit operations were required; a mixer, drum dryer, miller, mixer, spin coater, andan automatic capsuling machine. The mixer utilized a horizontal stirring process to homogeneouslymix maltodextrin and water. Once thoroughly mixed, a drum dryer is used to fix the mixture into acrystalline-amorphous solid. A hammer mill was then used to ensure the mixture was broken downinto homogenous particle size and density that sufficiently bulked the maltodextrin to increaseuptake of alcohol. Once the desired bulk density and size was obtained, a horizontal mixercombined the amorphous maltodextrin with a 90% ethanol solution. To allow theethanol/maltodextrin to be shelf-stable, the mixture was coated with corn zein, preventing thealcohol from dissolving the capsule. Finally, the mixture is placed within a ‘000’ sized capsule andblister packaged. Once the necessary unit operations and their functions were determined, theteam began designing the sizing and operational parameters, as well as economic analyses, basedon power requirements needed to meet the set throughput. Sizing was determined by comparingdimensions used in industry as well as using estimations from Plant Design and Economics forChemical Engineers. After the unit operations had been designated sizes, operational parameters,and throughputs, it was possible to calculate the energy balances. These energy balances leadestimations of the cost of operation in terms of required energy and the cost of ingredients perbatch. The costs of the machinery was also recorded by calling equipment manufacturers and usingmethods in Plant Design and Economics for Chemical Engineers. It will cost $1,503,600 to beginoperation, and then cost $8,634.16 per batch(Appendix B, Table 2). The throughput is roughly230,000 capsules a batch, and are expected to be sold for around $1 a piece.

Marketing information was gathered from thedatabase Mintel, which revealed both quantitativeand qualitative data. From surveys, it was concludedthat 82% of Millennials like to experiment withnovel drinks. The trend in the market is steadygrowth; alcohol is a consistent marketplace and isalso being bolstered as more and more Millennialscome of drinking age. In 2015, the total sales foralcohol outside of the home was $98.7 billion, and isexpected to grow to $128 billion by the year 2020(“American Lifestyles: Balance or Bust,” 2015). If 6-PAC was able to capture just 0.1% of the market itwould secure roughly $9.8 million in revenue a year

Economic Analysis To determine economic success in the long run, 6-PAC has ran extensive tests to calculate the TotalCost of Investment, Total Product Cost, and Return on Investment. Total Cost of Investmentincorporates all costs of equipment purchase, installation, building parameters, as well as legalexpenses and even yard improvements. Total Product Cost takes into account costs related to rawmaterial purchases, employee wages, standard utilities, and depreciation. Finally, Return onInvestment was calculated based on the assumption that our plant will operate at 50% capacityduring its first year, 90% capacity its second year, and 100% capacity for the third year and after. Thisis due to consumers becoming more familiar with our product as the years pass.

Total Cost of Investment Return on Investment Discounted Cash Flow$1.335 million 1st year: $2 million For interest rate of 15%:

2nd year: $7.5 million $108.3 millionTotal Product Cost 3rd and after: $8.8 million$11.52 million

Society is impacted by a new fun, convenient, and creative choice on how to enjoy an alcoholicbeverage. The product introduces a new level on consumer convenience that is unmatchedcompared to hauling around heavy bottles, and also greatly reduces the potential of introducingwaste. The ethical impact of this product is that it could have the potential to be abused, as allalcohol does. There are currently laws in place that prevent the large scale manufacturing ofpowdered alcohol, implying the severity of ethical, global, and societal considerations.

Another alternative solution that deserves mentioning was discovered in the 1974 General Foodspatent. Here they stated that spray drying the maltodextrin-water mixture would be possible. Withthis, the particle properties could be more easily controlled by changing the conditions of the spraydryer. Moving forward with our possible alternatives, we would need to make sure that our processis meeting cGMP standards. We would also have to prepare our facilities and processes to meet allFDA regulations, as our product is considered to be a part of the food and beverage industry.

Literature ReviewThe general procedure that was followed for powderizing alcohol was patented by General FoodsCorporation in the 1970s. In the patent, General Foods describes the necessity of proper bulking ofmaltodextrin to facilitate the encapsulation of ethanol. Maltodextrin was mixed in equal parts withwater and then cast as a film and drum dried to a moisture content between 2 and 6%. Themaltodextrin was then milled and sieved to pass through sieve size 20 and sit on top of sieve size 60.These processing steps create an amorphous maltodextrin molecule with a bulk density from 0.05 to0.3 g/cubic cm, perfect for the uptake of alcohol. Maltodextrin and ethanol were then blendedtogether until a dry powder was achieved. The patent claims it can hold 60% alcohol per molecule.Manufacturing design and considerations were extrapolated from this information. Individual unitoperations for large scale manufacturing were researched in order to understand common methodsto model system behavior.

Raw materials will be unloaded at the warehouse siteand move into production. The production floor will runthrough the necessary unit operations to produce ourfinal product of encapsulated alcohol. The first mixingphase is significantly prone to microorganism growth, soit must be under heavy scrutiny throughout production.Another quality control area is the stage betweenencapsulation and blister packaging. Prior to packaging,the capsule must be screened by a metal detector toensure that no heavy metals are contaminating ourproduct. Once the product is approved for consumption,it will be held in storage until distributed to vendors.

A further manufacturing option that could be explored is compressing the powdered alcohol into an effervescent tablet. This would require the addition of effervescent excipients, as well as the use of a tablet compressor.

Manufacturing Design and Economic Analysis of Powdered Alcohol Production

ReferencesAmerican Lifestyles: Balance of Bust, Alcoholic Drinks Out of Home. (2016, April). Retrieved fromhttp://academic.mintel.com.ezproxy.lib.purdue.edu/display/769088/Carbonated Soft Drinks: Spotlight on Natural/Craft. (2015, June). Retrieved fromhttp://academic.mintel.com.ezproxy.lib.purdue.edu/display/740861/On-premise Alcohol Trends. (2016, May). Retrieved from http://academic.mintel.com.ezproxy.lib.purdue.edu/display/771844/Qualitative Analysis – Drink Frustrations. (2016, May). Retrieved from http://academic.mintel.com.ezproxy.lib.purdue.edu/display/771846/?highlighthttps://www.google.com/patents/US3956509https://www.google.com/patents/US3436224

For this capstone project, the initial prototype design that was modeled stemmed from Ooho,a small company’s project that creates clear membranes out of seaweed that contains wateron the inside. The goal was to expand on this topic by trying to design a type of membranethat would be able to withstand the chemical degradation properties of alcohol. It wasquickly realized that the protein's structure in these membranes would never hold up for aquality product to hit the market. From here the design transitioned into trying to convertalcohol into a powder and compressing that powder into a tablet. This initial designincorporated fermenting and distilling alcohol before even considering the actual goal of theproject. After analyzing this iteration, it was found that there was too little focus onconverting the alcohol to a powder and ultimately decided to eliminate the production ofalcohol from the process. The next iteration gave us the ability to put more emphasis on howto obtain a powdered alcohol. Finding a few patents, the design changed to mix alcohol andmaltodextrin. Next, the mixture was sent to a spray dryer in order to create the alcoholpowder desired. There were a lot of issues when trying to design the spray dryer usingalcohol. There arose many safety concerns with the volatility of alcohol, as well as there beinglimited literature reviews. After the conclusion that the spray dryer wasn’t the optimal choicefor the design, a reference back to the General Foods patent occurred and the design wasmodified to utilizing a drum dryer. This proved to be much more efficient for the process. Asexperimentation began, it was learned that pressing the powder into a tablet would losealcohol as it would be wringed out like a towel under compression. This led to changing theproduct from a tablet to a capsule. Because of the product being in a capsule, the addition ofa spin coater was implemented in order to defend against the alcohol powder eating away atour capsules and avoiding alcohol loss due to tableting.