The seamless integration from front office to middle and

back office is a big challenge and consumes lot of effort.

Financial institutions are facing lot of challenges in

upgrading and maintaining the wealth and trade

platforms. End customers have become more

demanding and that requires more and more changes to

the application systems. The regulation and compliance

mandates add to the pressure. It is a major challenge to

create, run and maintain a development ecosystem.

The objective is to increase efficiency of trade processing to

enhance customer service, cut costs, and increase profits.

Despite significant IT investments, there is lot of room to

improve at every stage of trade processing — from order

initiation to settlement. The back office service providers

need to constantly monitor operations, identify bottlenecks

and take corrective measures. To successfully attribute any

exception during back office trade processing, it is

imperative to benchmark tasks and measure performance

of each of the tasks against it. Any deviation necessitates

further investigation and provides scope for improvement.

Business Challenges & Needs

Investment Processing for Front/Middle Office andBack Office Integration

Helps connecting various disparate and autonomous systems

Optimize the Portfolio management systemsDevelopment and maintenance of Security Movement and Control system

Creation and maintenance of Order and Trade Processing systems

www.niit-tech.com

Banking & Financial Services

Investment Processing

SE

LL S

IDEDevelop

Design

Testing Optimize

Integrate Maintain

Consulting

Implement

Servicing 200 + financial institutions

DevelopmentEcoSystem

MobileIntegration

InvestmentReporting

Regulation& Compliances

BrokerDealers Exchanges

BU

Y S

IDE

Business SolutionNIIT Technologies has robust experience in Investment Processing

space that address the current market need and helps institutions

align their businesses with IT to arrive at reliable, productive and

efficient systems.

• Helped institutions in connecting various disparate and

autonomous systems using Service Oriented Architecture within

their Global Wealth Management & trading Platforms.

• Integration with SWIFT, stock exchanges, clearing houses, NSCC,

DTC and data providers.

• Helped institutions in creation and maintenance of Order and Trade

Processing systems.

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A global IT sourcing organization | 21 locations and 16 countries | 7000+ professionals | Level 5 of SEI-CMMi, ver1.2 ISO 27001 certified | Level 5 of People CMM Framework

Partner with NIIT Technologies to align your IT goals with your business objectives

Write to us at marketing@niit-tech.com www.niit-tech.com

Europe SingaporeIndia AmericasNIIT Technologies Ltd.Corporate Heights (Tapasya)Plot No. 5, EFGH, Sector 126Noida-Greater Noida ExpresswayNoida – 201301, U.P., IndiaPh: + 91 120 7119100Fax: + 91 120 7119150

NIIT Technologies Inc.,1050 Crown Pointe Parkway5th Floor, Atlanta, GA 30338, USAPh: +1 770 551 9494Toll Free: +1 888 454 NIITFax: +1 770 551 9229

NIIT Technologies Limited2nd Floor, 47 Mark LaneLondon - EC3R 7QQ, U.K.Ph: +44 20 70020700Fax: +44 20 70020701

NIIT Technologies Pte. Limited31 Kaki Bukit Road 3#05-13 TechlinkSingapore 417818Ph: +65 68488300Fax: +65 68488322

• Over 18 years of proven experience in servicing capital

markets firms

• Over 10,000 person years of solution delivery experience,

that includes

— 75+ software products supported

— 1500+ technical and functional resources on active

projects and 50+ Industry Experts

— Profiles Includes Certified Investment Advisors, Bankers

and Chartered Accountants, NCFM and AMFI Certified

Professionals, Risk Managers ( FRM certified), IT Architects

and Technology Consultants and Experts in Financial

Services KPO/ BPO

• Functional Experience in Capital Markets spans across the

following in

— Order and Trade Management, Risk Management, Mutual

Funds, Hedge Fund Portfolio Accounting, Trust Account-

ing, Retirement Benefits, Portfolio Performance and

Attribution, Custody and Corporate Actions

• Selective Platform Experience

— Front Office: Charles River, Longview, Calypso, Misys,

Salesforce

— Middle office: Smartstream TLM, Cash Management

— Back Office: GWP, Actimize (AML), Protogent (Trading),

ADS, Investment Accounting, Pershing, Albridge

NIIT Technologies Advantage

• Client Enrollment

• Portfolio Transfer

• Advisor Platform

• Sales Support

• Cash Services

• Information Delivery

• Client Statements & tax Packages

• Portfolio Strategy Management

• Portfolio Aggregation

• Brokerage

• Portfolio Modeling

• Portfolio & Account Monitoring

• Investment Performance Reporting

• Client reporting

• Order Management

• Trade execution

• Mobile Trading

• Post Trade STP

• Predictive Analytics

• Clearing

• Settlement

• Margining & Netting

• Custody administration & Reconciliation

• Corporate Actions

• Record Keeping

• Fees & Commissions

• Reconciliation

• Collateral Management

• Retirement Benefit Payment Services

• Market risk

• AML & KYC

• Pre-trade compliance

• Counterparty risk

• Compliance Reporting

• Fraud

LOB

Bus

ines

s F

unct

ion

ClientManagement

PortfolioManagement

Trading &Settlements

Custody & Treasury

Risk &Compliance

• Experience in implementing Post trade STP.

• Development and maintenance of Security Movement and

Control system

• Support and maintenance of front and back office operations

of Investment Management products for a broker dealer arm

of a global banks

• Developed automated testing tools using agile methodology

for leading financial institutions.

• Helped optimize the Portfolio management systems.

• Significant experience in Clearing and Settlement business

functions.

• Experience in creation and integration of Advisor platforms

with trading platforms and developed Stock Broking System

for multiple Investment Firms.

• Experience in maintaining and supporting Portfolio

Accounting Systems for a leading Investment Banks

• Experience in creating reporting framework that are highly

scalable for investment management reporting

• Experience in Regulatory reporting and processing of pre

trade and post trade compliances.