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Format of the review article:
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Genetics and Molecular Diagnostics in
Retinoblastoma - An Update
Authors:
Sameh E. Soliman, MD
Chengyue Zhang, MD.
Hilary Racher, PhD
Heather MacDonald
Brenda L. Gallie.
2 Affiliations:
Department of Ophthalmology and Vision Sciences, University of Toronto, Ontario, Canada
Department of Ophthalmology, Faculty of Medicine, University of Alexandria, Alexandria, Egypt.
Department of Ophthalmology, Beijing Children’s Hospital, Capital Medical University.
2 Impact Genetics, Bowmanville, Ontario.
Corresponding author:
We confirm that this manuscript has not been and will not be submitted elsewhere for
publication, and all coauthors have read the final manuscript within their respective areas of
expertise and participated sufficiently in the review to take responsibility for it and accept its
conclusions. No authors have any financial/conflicting interests to disclose.
This paper received no specific grant from any funding agency in the public, commercial or not-
for-profit sectors.
2
Unstructured abstract
Abstract: mmmmmmm
Key Words: retinoblastoma, RB1 gene,
3
INTRODUCTION [JEFFRY]
Retinoblastoma is the most common intraocular malignancy in childhood that might affect one or
both eyes.1 It is initiated by biallelic mutation of the retinoblastoma gene (RB1) in a single precursor
retinal cell. The constitutional RB1 mutation predisposes individuals to developing retinoblastoma that
forms after the somatic mutation.2,3 The incidence of retinoblastoma is constant at one case in 165,000-
1820,000 live births, translating to about 89,000 new cases per year worldwide. 1,3
There Asia and Africa have the highest mortality of >70about 40-70% of children with
retinoblastoma, in Asia and Africa, compared with <53-5% in developed countries.4,5 Delayed diagnosis
and treatment due to lack of retinoblastoma knowledge by ophthalmologists and pertaining to
retinoblastoma of parents, socioeconomic6 and cultural factors and ophthalmologists is one of theare
major causes leading to thebehind low eye salvage rate and high mortality in developing countries. So the
good understanding of retinoblastoma genetics and the importance of genetic counseling is a suitablethe
optimal way to address above issue in certain extent. In this review, we highlight the RB1 mutation
categories, advanced molecular diagnosis of retinoblastoma and genetic counseling.
Clinical presentation [Sameh]
Natural History
Retinoblastoma starts as a rounded white retinal mass that gradually increases in size. At first, equal
centrifugal growth of the tumor preserving the rounded or oval shape occurs followed by a period of
differential growth period leading toproducing the lobular or nipple growth patternstumor appearance.7,8
Tumor seeding occurs to the subretinal space or the vitreous cavity due to theas a result of poor cohesive
forces between tumor cells appearing as dust, spheres or tumor clouds.9, this can be into the subretinal
space or the vitreous cavity. In advanced tumors, the tumor seeds might migrate to the anterior chamber
4
producing a hypopyon like appearance, the enlarging tumor might push the iris lens diaphragm causing
angle closure glaucoma or rarely the rapid necrosis within the tumor can cause an aseptic orbital
inflammatory reaction resembling orbital cellulitis.7,8,10 If untreated, retinoblastoma can spread along the
optic nerve and along the visual pathway to the brain. Retinoblastoma can spread into the choroidal blood
vessels and hematogenous spread occurs. Direct tumor growth through the sclera can cause orbital
extension and proptosis. 11
Retinoma (premalignant variant) is transparent and associated with pigmentary changes due to
reactive retinal pigment epithelial growth and calcific foci. It is stable and does not grow over time.12 It
can transform to retinoblastoma even after many years of stability.13
Clinical Features
Leukocorea (white pupil) is main clinical presentation usually detected by parents either directly or in
photographs (photo-leukocorea). Strabismus due early macular involvement is the second most
common.10 In developing countries, buphthalmos and proptosis due to advanced and extraocular disease
respectively represents a higher percentage.5 Less common presentations include; heterochromia irides,
neovascular glaucoma, vitreous hemorrhage, hypopyon or aseptic orbital cellulitis.10 Retinoblastoma
(unilateral or bilateral) might be associated with a brain tumor in the pineal, suprasellar or parasellar
regions (Trilateral retinoblastoma)14,15 that starts early; with the median age of onset 17 months after
retinoblastoma is diagnosed and before the age of 5 years.{Popovic, 2007 #11607;Antoneli, 2007
#14202;de Jong, 2015 #14413} ItRetinoblastoma might present in a syndromic form (13q deletion
syndrome) associated with some facial features as high and broad forehead, thick and everted ear lobes,
short nose, prominent philtrum and thick everted lower lip, bulbous tip of the noseassociated with various
degrees of hypotonea and mental retardation.16-18 (Baud et al 1999 PMID: ; Bojinova et al 2001 PMID: ;
Skrypnyk and Bartsch 2004 PMID:) The main differential diagnosis includes Coats’ disease, persistent
hyperplastic primary vitreous and ocular toxicariasis.10
5
Trilateral: In approximately 5% of heritable cases, in addition to retinal tumors in one or both eyes, a
brain tumor (pineal, suprasellar or parasellar) will develop, a condition termed trilateral retinoblastoma
(de Jong et al 2015 PMID: 26374932). The onset of the brain tumor is relatively early, with the median
age of onset 17 months after retinoblastoma is diagnosed and before the age of 5 years (de Jong et al 2014
PMID: 26374932). The survival outcome for trilateral Rb patients has improved over the last 2 decades,
from very few to nearly half of all patients and is dependent on early detection and small tumor size (de
Jong et al 2014 PMID: 26374932). Improved survival is largely due to the use of high-dose chemotherapy
and autologous stem-cell rescue.
Grouping/staging
Treatment and prognosis depend on the stage of disease at initial presentation. The main factors
involved in grouping are size and site of the tumor, amount of subretinal fluid, size and site of tumor
seeds and the presence of high risk features.19 Multiple grouping systems for the intraocular
retinoblastoma existed with the international intraocular retinoblastoma classification (IIRC)7 being the
most reliable in the last decade despite confusing modifications.1 Recently, it has been replaced by the
TNMH classification.19 The main factors involved in grouping are size and site of the tumor, amount of
subretinal fluid, size and site of tumor seeds and the presence of high risk features. (Table X)
Retinoblastoma is the first cancer to be staged by genetics in addition to the clinical features due to the
high impact of genetic status on management. If there is a positive family history, bilateral disease or
documented positive RB1mutation testing, the disease is staged as H1. Otherwise it is considered as most
likely H0. A true H0 is considered with documented negative proband’s RB1 mutation status.19
-Pedigree defining H0 (*define a true H0 vs most likely H0), H1, HX
6
Treatments
Multiple treatments are now available and the choice depends on the laterality of disease and the
grouping of the tumor. Chemotherapy (systemic or intraarterial chemotherapy) to reduce the size of the
tumor followed by consolidation focal therapies (Laser therapy or cryotherapy) is the main stay of
treatment.1 Enucleation for eyes with advanced tumors or in unilateral disease where the other eye is
normal is more appropriate and definitive. Other therapies include; intravitreal chemotherapy for vitreous
disease, plaque radiotherapy or periocular chemotherapy. External beam radiation therapy has extremely
limited indications nowadays due to its extensive cancer risks and complications.1
Metastasis and Second Cancers
Germline retinoblastoma carry the risk of development of second primary cancers most commonly
osteosarcoma and fibrosarcoma. Sometimes it might be confused with metastatic retinoblastoma. Fine
needle aspiration cytopathology has minimal role in differentiation as both metastasis and second cancers
appear as blue round cell tumors. Genetic molecular analysis might help to differentiate.20…. (Hilary to
write details and choose appropriate site) –Cite Racher paper
Add differential diagnosis? NO, ELSEWHERE IN JOURNAL ISSUE; BUT ONE SENTENCE
ONLY….MERGE THE ABOVE HEADINGS INTO TWO PARAS…AT MOST.
Add retinoblastoma/retinoma? ONLY THE GENETICS OF IT
Inheritance pattern [Hilary]
Knudson two-hit hypothesis:
7
In most cases, retinoblastoma develops when both copies of the RB1 gene are inactivated. This
concept was first formulated in 1971, when Knudson used retinoblastoma as the prototypic cancer to
derive the two-hit hypothesis (Knudson, 1971).21 In heritable retinoblastoma, the first mutational event is
inherited via the germinal cells, while the second event occurs in the somatic cells. In nonheritable
retinoblastoma, both mutation events occur in the somatic cells. Heritable retinoblastoma encompasses
45% of all reported cases (MacCarthy et al 2009; Moreno et al 2014; Wong et al {risk of subse malig
neoplasms in long term hereditary rb surviv…}2014).22-24 The clinical presentation of heritable
retinoblastoma consists of 80% bilateral and 15-18% unilateral (cite).1 In non-heritable retinoblastoma
the majority (98%) of cases have somatic biallelic RB1 loss in the tumor, while the remaining 2% have no
mutation in either copy of RB1 but instead have somatic amplification of the MYCN oncogene. 25
Heritable Retinoblastoma and Penetrance
In heritable retinoblastoma, the each offspring of a each patient has a 50% risk of inheriting the RB1
pathogenic change. Whether the individual for whom inherited the RB1 mutation develops
retinoblastoma depends on the RB1 DNA alteration. Typically, nonsense and frame-shift germline
mutations, which lead to absence of RB1 expression or truncated dysfunctional RB1 protein, show nearly
complete (90%) penetrance. Often the second mutational event in the retinal cell is loss of the second
RB1 allele (LOH, loss of heterozygosity). In these families the presentation is typically unilateral,
multifocal or bilateral retinoblastoma. In a smaller subset of hereditary retinoblastoma, reduced
expressivity and reduced penetrance is observed (citations). In these families, when retinoblastoma
develops, it is often late onset and less severe, presenting as unilateral, unifocal (reduced expressivity)
and in some carrier family member retinoblastoma never develops (reduced penetrance). The types of
reported RB1 mutations reported that result in reduced expressivity or /penetrance arepenetrance are
diverse. Many consist of mutations whichmutations that reduced RB1 protein the expression. of the RB1
protein. Examples include, (1) mutations in exons 1 and 2 25,26 (2) mutations in exons 26 and
2726,27{Mitter, 2009 #18935;Mitter, 2009 #7347} (3) intronic mutations28,29 (Schubert et al 1997 PMID:
8
9341870; Lefevre et al 2002 PMID: 12011162 ; ) and (4) missense mutations (cite).30,31 In addition, large
deletions that encompassing the RB1 gene and the MED1 gene cause reduced expressivity/penetrance
(Dehainault et al 2014 PMID: 24858910; Bunin et al 1989 PMID: 2915374 ; ).32,33 Dehainault et al showed
that RB1 -/- cells cannot survive in the absence of MED4. This can explain why pPatients with 13q14
deletion syndrome more often have unilateral tumors only, in comparison to patients with gross deletions
with one breakpoint in the RB1 gene whom typically present with bilateral disease.34-36Rb (Mitter et al
2011 PMID: ; Matsunaga et al 1980 PMID: ; Baud et al 1999; Albrecht et al 2002 PMID: ) T. One way in
which the severity of risk can be evaluated is through the disease-eye-ratio (DER) (Lohmann et al 1994)
.calculated by taking the number of eyes affected with tumors divided by the total number of eyes of
carriers within the family. 37 The DER is calculated by taking the number of eyes affected divided by the
total number of eyes of carriers within the family.
In some instances of hereditable reduced expressivity/penetrance retinoblastoma, the parental origin
impacts whether or not an individual develops retinoblastoma and subsequently whether their carrier
offspring are at risk to develop retinoblastoma, a phenomenon termed the parent-of-origin effect (Klutz et
al 2002 PMID: 12016586; Schuler et al 2004 PMID: 15763650; Eloy et al 2016 PMID: 26925970).38-40 Eloy
A recent study by Eloy et al40 helped shed light onproposed a potential molecular mechanism to explain
the parent-of-origin effect. Using the c.1981C>T (p.Arg661Trp) reduced penetrance/expressivity
missense mutation, the researchers discovered that differential methylation of the intron 2 CpG85 skews
RB1 expression in favourfavor of the maternal allele. In other words, when the p.Arg661Trp allele is
maternally inherited there is sufficient tumor suppressor activity to prevent RB development and; 90.3%
of carriers of maternally inherited p.Arg661Trp remain unaffected. However, when the mutation allele is
paternally transmitted, very little RB1 is expressed, leading to haploinsufficiency and RB development in
67.5% of cases. A similar inheritance pattern was also reported for the intron 6 c.607+1G>T substitution
(Klutz et al 2002 PMID: 12016586).38
9
Trilateral: In approximately 5% of heritable cases, in addition to retinal tumors in one or both eyes, a
brain tumor (pineal, suprasellar or parasellar) will develop, a condition termed trilateral retinoblastoma
(de Jong et al 2015 PMID: 26374932). The onset of the brain tumor is relatively early, with the median
age of onset 17 months after retinoblastoma is diagnosed and before the age of 5 years (de Jong et al 2014
PMID: 26374932). The survival outcome for trilateral Rb patients has improved over the last 2 decades,
from very few to nearly half of all patients and is dependent on early detection and small tumor size (de
Jong et al 2014 PMID: 26374932). Improved survival is largely due to the use of high-dose chemotherapy
and autologous stem-cell rescue.
13q deletion syndrome
In patients with large interstitial 13q14 deletions that include the RB1 gene, variable clinical features
are present in addition to retinoblastoma, termed 13q14 deletion syndrome. Common facial features
includes high and broad forehead, thick and everted ear lobes, short nose, prominent philtrum and thick
everted lower lip, bulbous tip of the nose and mental retardation (Baud et al 1999 PMID: ; Bojinova et al
2001 PMID: ; Skrypnyk and Bartsch 2004 PMID: ). Patients with 13q14 deletion syndrome more often
have unilateral tumors only, in comparison to patients with gross deletions with one breakpoint in the RB1
gene whom typically present with bilateral Rb (Mitter et al 2011 PMID: ; Matsunaga et al 1980 PMID: ;
Baud et al 1999; Albrecht et al 2002 PMID: ).
?mechanism ?non-allelic homologous recombination.
Mosaicism
{FIGURE ON MOSAICISM}
RB1 gene [Hilary]
Function: The RB1 gene, located on 13q14, encodes the RB protein, which is an important cell cycle
regulator and the first tumor suppressor gene ever discovered (Friend et al 1986 PMID: ).41 After a cell
10
completes mitosis, the RB protein is dephosphorylated, permitting it to bind to the promoter region of the
E2F transcription factor gene, thereby repressing transcription and inhibiting the progression of the cell
cycle from G1 to S phase (Nevins et al 2001 PMID: ; Cobrinik 2005 PMID: ; Sage et al 2012 PMID: ).42-44
In order for the cell to enter S phase, cyclin-dependent kinases phosphorylate RB, which removes the
ability of RB to bind to the E2F gene promoter (Knudsen and Knudsen 2008 PMID: ).45 RB functions to
regulate proliferation in most cell types (Cobrinik 2005 PMID:).43 Often, loss of RB1 is compensated by
increased expression of its related proteins, however, in certain susceptible cells, such as the retinal cone
cell precursors, compensatory mechanisms are not sufficient and tumorigenesis is initiated (Xu et al 2014
– Nature – Rb suppresses human cone-precur PMID).46
-?A and B pockets
-Also describe the role in genomic instability (Demaris. Rushlow)
RB1 Mutations
Different ways in which RB1 can be disrupted: There are many ways in which the function of the RB
protein is impaired including point mutations, small and large deletions, promotor methylation and
chromothripsis (Lohmann 1999 PMID: ; McEvoy et al 2014 PMID: ).47,48 The majority of RB1
mutations are de novo, unique to a specific patient or family, however, there are some known recurrent
mutations found across many unrelated individuals. One subset of recurrent mutations involved CpGOne
subset of recurrent mutations involve 11 CpG sites, which make up ~22% of all RB1 mutations (Rushlow
et al 2009 PMID: 19280657).49 The high recurrence of nonsense mutations at these sites is due to the
hypermutabilty and subsequent deamination of 5-methylcytosine (Richter et al 2003).50
The origin of a de novo RB1 mutation can arise either pre- or post-conception. Most often, pre-
conception mutagenesis occurmutagenesis occurs during spermatogenesis. (Munier et al 1998 PMID:
9837842; Dryja et al 1997 PMID: 9272170).51,52.51,52 Furthermore Furthermore, advanced paternal age has
been shown to increase risk for retinoblastoma.53 This is thought tomight be due to the larger number of
11
cell divisions during spermatogenesis than oogenesis andor the increased rate for base substitution errors
in aging men compared to women. In cases of pre-conception mutagenesis, the proband carries the de
novo RB1 mutation in every cell within their body and typically presents with bilateral retinoblastoma. In
contrast, post-conception RB1 mutagenesis occurs during embryogenesis. Depending on the
embryological stage of development, a few or numerous tissues may be mosaic for the RB1 mutation. If
the mutational event occurs during retinal development, the presentation is often unilateral
retinoblastoma.1
Coding sequencing mutations
Promoter methylation
Hot-spot mutations – CpG transition
Non-coding/regulatory changes
?in genetic counselling?? Origin of new mutations
Xu et al. new mutations are on fathers chromosome
Older fathers, but not older mothers for RB50
Greta Bunin
MYCN
PROGRESSIVE OTHER GENOMIC CHANGES IN ADDITION TO RB1
Other genomic changes in addition to alterations in RB1 [Hilary]
DEK, KIF14, E2F3, CDH11
In a small subset (2%) of unilateral patients, no RB1 mutant is identified. Instead, striking
amplification (28-121 copies) of the MYCN oncogene is detected (Rushlow et al 2013 PMID: 23498719).25
12
Patients with RB1+/+ MYCNA are clinically distinct from RB-/- patients, showing much younger age at
diagnosis, distinct histological features and larger, more invasive tumors.
In addition to loss of RB1 or MYCN amplification, specific somatic copy number alterations
commonly occur in the progression of the retinoblastoma. Commonly seen are gains in 1q32, 2p24, 6p22
and losses at 13q and 16q22-24 (Corson and Gallie 2007 PMID: 17437278).2 These regions contain
important oncogenes (MDM4, KIF14, MYCN, DEK and E2F3) and tumor suppressor genes (CDH11),
thought to act as drivers promoting the growth of the cancer (Theriault et al 2014 PMID: 24433356).54
Other less common alterations that have been identified in retinoblastoma tumors include differential
expression of some microRNAs55 (Huang et al 2007 PMID: 18026111) and recurrent single nucleotide
variants/insertion-deletions in the genes BCOR and CREBBP (Kooi et al 2016 PMID: 27126562).56 In
comparison to the genomic landscape of other cancers, retinoblastoma is one of the least mutated.56 (Kooi
et al 2016 PMID: 27126562)
Molecular diagnosis [Hilary]
Strategic testing - Tumor testing first for unilateral/PBL for bilateral
Technologies and techniques
NGS [flow chart of molecular techniques]
Cytogenetic strategies (FISH/microarray)
RNA for discovery and VUS functional studies
Protein studies
The presentation of the patient helps to guide the most optimal strategy for retinoblastoma molecular
genetic testing. If the patient is bilaterally affected, the probability of finding a germline mutation in the
RB1 gene is high (example - 97% detection rate in comprehensive laboratory). For this reason, the most
13
optimal strategy for testing bilateral patients involves testing genomic DNA extracted from peripheral
blood lymphocytes (PBL) first. In rare instances, some patients with isolated bilateral retinoblastoma, the
predisposing RB1 mutation has occurred sometime during embryonal development. In these cases, the
RB1 mutation may only be present in some cells and may not be detected in DNA from PBL. Therefore,
in the event that no mutation is identified in the blood of a bilaterally affected patient, DNA from tumor
should be investigated.57
The situation is different for unilateral patients. Given that approximately 15% of unilateral patients
carry germline mutations, the most optimal strategy for highest detection rate is to first test DNA
extracted from a tumor sample. Upon identification of the tumor mutations, targeted molecular analysis
can be performed on DNA from PBL to determine if the mutation is present is the patient’s germline.
When only the tumor is found to carry the mutations, this information can be very valuable for genetic
counselling, reducing the risk of recurrence in siblings and cousins. In addition, this targeted approach
can allow for a more sensitive assessment of the PBL DNA, which can be useful in the detection of low
level mosaic mutations, more common in unilateral cases (cite).57
Sample preparation impacts the quality of DNA. For best results, fresh or frozen tumor samples
should be taken, as opposed to formalin fixed paraffin embedded tumors, in which DNA is often highly
degraded, making it often too fragmented for use in some molecular diagnostic methods. With regards to
genomic DNA from PBL, it is best to collect whole blood in EDTA, as this anticoagulant has minimal
impact on downstream molecular methods.
Technologies and techniques: Given that there are many ways in which the RB1 gene can be mutated,
several molecular techniques are required to assess for the whole spectrum of oncogenic events.
DNA sequencing: Single nucleotide variants (SNVs) and small insertions/deletions can be identified
using DNA sequencing strategies including Sanger dideoxy-sequencing or massively parallel next-
generation sequencing (NGS) methods (Singh et al 2016 PMID: 27582626; Li et al 2016 PMID: 27155049;
Chen et al 2014 PMID: 24282159).58-60 While both strategies function to produce DNA sequences, NGS
14
has the add advantage of producing millions of DNA sequences in a single run, in contrast to one
sequence per reaction with Sanger. Deciding on which technology to use depends on the clinical question
being asked. When screening family members for a known sequencing detectable RB1 mutation, targeted
Sanger sequencing would be a more cost and time effective strategy as opposed to a screen for an
unknown de novo mutation, where NGS may be the most effective screening strategy. Another added
advantage to NGS is the ability to provide deep sequencing, allowing for a much lower limit of detection
(analytic sensitivity) for identify low level mosaic mutations compared to Sanger sequencing (Chen et al
2014 PMID: 24282159).60 .
Copy number analysis: Large RB1 deletions or duplications that span whole exons or multiple exons
typically cannot be easily detected by DNA sequencing. Instead, techniques including multiplex ligation-
dependent probe amplification (MLPA), quantitative multiplex PCR (QM-PCR) or array comparative
genomic hybridization (aCGH) are often used to interrogate for large deletions (ex. 13q14 deletion
syndrome) and duplications. In addition, these techniques can also be used to identify other genomic
copy number alterations seen in retinoblastoma tumors, such as MYCN amplification. Recently, new
developments in bioinformatics analysis hasnew developments in bioinformatics analysis have created
ways in which NGS data can be interrogated for copy number variants59 (Devarajan et al 2015; Li et al
2016 PMID: 27155049).59,61 While the data is promising,promising; the current limitation of targeted NGS
is that capture efficiency is uneven, which reduces the sensitivity of detecting CNVs in comparison to
conventional methods.
Low levelLow-level mosaic detection: Somatic mosaicism can arise in either the presenting patient or
their parent. Detecting a mosaic mutation can be difficult depending on the individual’s level of
mosaicism. As described in the DNA sequencing section, NGS is one tool that can be used detect low
levellow-level mosaicism (see above). In addition, allele-specific PCR (AS-PCR) is an another strategy
that can be used in situations where the RB1 mutation is known (Rushlow et al 2009 PMID: 19280657).49
15
This strategy involves the generation of a unique set of primers specific to the mutation of interest and
can detect mosaicism levels as low as 1%.
Microsatellite analysis: LOH, MCC, identity,
Methylation analysis: In addition to genetic changes, epigenetic changes have been recognized as
another mechanism of retinoblastoma development. Hypermethylation of the RB1 promoter CpG island
results in transcription inhibition of the RB1 gene and has been identified 10-12% of retinoblastoma
tumors (Richter et al 2003).50 This epigenetic event is thought to only occur somatically and has not been
identified constitutionally in any retinoblastoma patients thus far.
RNA analysis:
Protein studies
Cytogenetic strategies: Karyotype, fluorescent in situ hybridization (FISH) or array comparative
genomic hybridization (aCGH) of peripheral blood lymphocytes can be used to identify large deletions
and rearrangements in patient’s suspected of 13q14 deletion syndrome. In parents of 13q14 deletion
patients, karyotype analysis can be used to assess for balanced translocations, which increases the risk of
recurrence in subsequent offspring.
Genetic Counseling (Heather/Hilary)
Importance of high detection rate
Targeted familial testing/prenatal testing, preconception testing
Targeted familial testingtesting1,57 is used: tTo determine if a predisposing RB1 mutation has occurred
de novo, parental DNA from PBL is investigated. Even if neither parent is identified to be a carrier,
recurrence risk in siblings is still increased due to the risk of germline mosaicism. DNA from PBL for all
16
siblings of affected patients should be tested for the proband’s mutation. As well, DNA from PBL for
children of all affected patient’s should also be tested for the predisposing mutation.
If the proband’s mutation was identified to be mosaic (ie postzygotic in origin) in DNA from PBL,
parents and siblings of the proband are not at risk to carry the predisposing mutation. However, the
children of mosaic probandaffecteds should be testedtested, as their risk of inheriting the predisposing
RB1 mutation can be as high as 50% depending on the mutation burden in the probands germline.
When a RB1 mutation has been identified in a family, The Known RB1 mutation of the proband can
be tested in his offspring. Ccouples may consider a number ofmultiple options with respect to planning a
pregnancy. Genetic testing performed early in the course of the pregnancy is available in many countries
around the world. Two early procedures are available: 1) chorionic villus sampling (CVS) and 2)
amniocentesis. CVS is a test typically performed between 11-14 weekswks gestationgestation during
which as sample of the placenta is obtained either by transvaginal or transabdominal approach.
Amniocentesis is a test performed after 16 weeks of gestation whereby as sample of the amniotic fluid is
gathered with a transabdominal approach. CVS has a procedure-associated risk of miscarriage of ~1%.
Amniocentesis has a procedure-associated risk of miscarriage between 0.1-0.5%. Though uncommon,
there is a risk for maternal cell contamination whichcontamination that occurs more frequently with
CVS.62
Results of Ggenetic testing results can be used by the family and health care team to manage the
pregnancy. If a mutation is not identified, the pregnancy can proceed with no further
interventionintervention, as there is no increased risk for retinoblastoma beyond the general population
risk. If the mutation is identified, some couples may consider deciding to stop the pregnancy; other
couples will decide to continue with the pregnancy and appropriate intervention, such as early delivery,
will be put into place to improve outcomes.63
17
Some couples know that they wish to continue their pregnancy regardless of the genetic testing results
and are concerned by the risk of miscarriage associated with early invasive prenatal testing. Where
available, couples can also consider the option of late amniocentesis, performed between 30-34 weekswks
gestation. When amniocentesis is performed late into the pregnancy, the key complication becomes early
delivery rather than miscarriage.62 The risk for procedure-associated significant preterm delivery is low
(<3%). Results of genetic testing will be available with enough time to plan for early delivery when a
mutation has been inherited.
In many countries around the world, the option for prenatal genetic testing is not available. Even
where available, some couples may elect to do no invasive testing during the course of the pregnancy.
For these conceptions, if the pregnancy is at 50% risk for inheriting a RB1 mutation, it is crucial that the
pregnancy does not go post-dates. Induction of labour should be seriously considered if natural delivery
has not occurred by the due date.57,63
Preconception testing
In some countries around the world, there is an in vitro fertilization option available to couples called
preimplantation genetic diagnosis (PGD).64-67 For PGD, a couple undergoes in vitro fertilization.
Conceptions are tested at an early stage of development (typically 8-cell) for the presence of the familial
mutation. Only those conceptions that do not carry the mutation will be used for fertilization. The
procedure is costly, ranging from $10,000-$15,000 per cycle. In some countries, there may be full or
partial coverage of the costs associated with procedure. In addition to cost, couples must consider the
medical and time impact of undergoing in vitro fertilization. Couples also need to be aware that the full
medical implications of PGD are not yet understood; there is emerging evidence that there may be a low
risk for epigenetic changes in the conception as a result of the procedure. For couples that undergo PGD,
it is recommended that typical prenatal testing be pursued during the course of the pregnancy to confirm
the results.64-67
18
Molecular Screening for Retinoblastoma
This can be performed either prenatal or it can be performed at birth via umbilical cord blood
(postnatal screening). This will help either eliminate the 50% theoretical risk of the proband’s RB1
mutation heritability or confirm it into 100% risk. Both screening methods are effective in improving
visual outcome and eye salvage than non-screened children, However, prenatal screening allows for
planning for earlier delivery in positive children (late preterm/early term); this was shown to have less
number of tumors at birth (20% versus 50 %) with only 15 % visual threatening tumors in prenatatl
screening. Prenatal screening with early delivery showed less tumor and treatment burden with higher
treatment success, eye preservation and visual outcome.63
Surveillance for mets and second cancer
Benefits of genetic counsellingcounseling (Table of risk% [skalet etc] [impact new data?] ie: siblings,
offspring, cousins, faroff relatives, stats below population risk]
Genetic counsellingcounseling is both a psychosocial and educational process for patients and their
families with the aim of helping families better adapt to the genetic risk, the genetic condition, and the
process of informed decision makingdecision-making.68-70 (Uhlmann et al. (2009), Shugar (2016)).
Genetic testing is an integral component of genetic counsellingcounseling that results in more informed
and precise genetic counsellingcounseling. Concrete knowledge of the genetic test outcomes results in
specificity, reducing the need for other possible scenarios to be discussed with the family. This enhances
the educational component of genetic counsellingcounseling and also provides further time for
psychosocial support to be provided to the family.
Patients with bilateral retinoblastoma at presentation are presumed to have heritable retinoblastoma
and a RB1 mutation. Genetic testing provides more accurate information about the type of heritable
retinoblastoma and allows for straightforward testing to determine if additional family members are at
risk. Through genetic testing, a patient may be found to have a large deletion extending beyond the RB1
gene as part of the 13q deletion spectrum. Individuals with 13q deletion syndrome are at risk for
19
additional health concerns requiring appropriate medical management and intervention. Results may
reveal a mosaic mutation which indicates that the mutation is definitively de novo; only the individual’s
own children are at risk and no further surveillance or genetic testing is needed for other family members.
The results may find a low-penetrance mutation which indicates the patient is at reduced risk to develop
future tumours. As genetic testing for retinoblastoma becomes more common place and data accumulate,
surveillance of the proband may one day be matched more precisely to the level of risk for new tumours
for individuals with low penetrance mutations.
Patients with unilateral retinoblastoma greatly benefit from genetic testing and counselling.
Approximately 15% of patients with unilateral retinoblastoma will be found to have heritable
retinoblastoma. Correctly identifying these patients can be lifesaving, for both the patients and their
families. Genetic testing companies focused on enhanced detection of RB1 mutations are able to identify
nearly 97% of all retinoblastoma mutations. Genetic testing of the patient’s blood is sensitive enough
when thorough methods are used that not finding a mutation results in a residual risk of heritable
retinoblastoma low enough to remove the need for examinations under anesthesia. This reduces the health
risk for the patient and the cost to the health care system. Testing is even more accurate when a tumour
sample is collected and tested when available. When mutations are identified in the tumour and are
negative in blood, the results can eliminate the need for screening of family members and provide
accurate testing for the patient’s future children. Whether or not a tumour sample is available, finding a
RB1 mutation in a patient’s blood confirms that this patient has heritable retinoblastoma. This patient now
benefits from increased surveillance designed to detect tumours at the earliest stages and awareness of an
increased lifelong risk for second cancers. Members of the patient’s family can have appropriate genetic
testing to accurately determine who is at risk. As with patients with bilateral retinoblastoma, knowing the
specific type of mutation provides the most detailed provision of medical management and counselling.
20
Screening for Retinoblastoma
The Known RB1 mutation of the proband can be tested in his offspring. This can be performed via
amniocentesis during the second trimester of pregnancy with minimal risks on fetus and mother (prenatal
screening) or it can be performed at birth via umbilical cord blood (postnatal screening). This will help
either eliminate the 50% theoretical risk of the proband’s RB1 mutation heritability or confirm it into
100% risk. Both screening methods are effective in improving visual outcome and eye salvage than non-
screened children, However, prenatal screening allows for planning for earlier delivery in positive
children (late preterm/early term); this was shown to have less number of tumors at birth (20% versus 50
%) with only 15 % visual threatening tumors in prenatatl screening. Prenatal screening with early delivery
showed less tumor and treatment burden with higher treatment success, eye preservation and visual
outcome.63
Cost-effectiveness [Brenda/Crystal] {FIGURE/FLOW CHART}
Difficulties and opportunities across different jurisdictions/countries [Jeffry/Sameh]
Compare/contrast Canada vs China vs Jordon
Societal/cultural challenges to GC
In China, many families with retinoblastoma children do not understand the benefits of genetic testing
and genetic counseling in treatment and follow-up. Meanwhile, the health insurance can’t cover the cost
for it. So all the obstacles mentioned above result in the limited application of genetic testing and genetic
counseling nationwide, which also lead to the redundant economic burden on the affected families. The
Chinese government started new policy that allowed every family to have one more child nowadays.
Therefore, genetic testing and genetic counseling should be put into good use especially for the families
carrying the germline RB1 mutation.
21
References
Uhlmann, WR; Schuette, JL; Yashar, B. (2009) A Guide to Genetic Counseling. 2nd Ed. Wiley-
Blackwell.
Shugar, A. (2016) Teaching Genetic Counseling Skills: Incorporating a Genetic Counseling
Adaptation Continuum Model to Address Psychosocial complexity. J Genet Counsel. Epub ahead of
print. PMID: 27891554 DOI: 10.1007/s10897-016-0042-y
Benefits of genetic testing for the proband and family members [Heather]
Prenatal vs Postnatal [Sameh]
Cost-effectiveness [Brenda/Crystal] {FIGURE/FLOW CHART}
Difficulties and opportunities across different jurisdictions/countries [Jeffry/Sameh]
Compare/contrast Canada vs China vs Jordon
Societal/cultural challenges to GC
Conclusions
22
REFERENCES
Uhlmann, WR; Schuette, JL; Yashar, B. (2009) A Guide to Genetic Counseling. 2nd Ed. Wiley-
Blackwell.
Shugar, A. (2016) Teaching Genetic Counseling Skills: Incorporating a Genetic Counseling
Adaptation Continuum Model to Address Psychosocial complexity. J Genet Counsel. Epub ahead of
print. PMID: 27891554 DOI: 10.1007/s10897-016-0042-y
23
Table X:
Subretinal Fluid (RD)
No≤ 5 mm
>5 mm - ≤ 1 quadrant
> 1quadrant
Tum
or
Tumors ≤ 3 mm and further than 1.5 mm from the disc and fovea cT1a/A cT1a/B cT2a/C cT2a/D
Tumors > 3 mm or closer than 1.5 mm to the disc and fovea cT1b/B cT1b/B cT2a/C cT2a/D
Se
edin
g Localized vitreous/ subretinal seeding cT2b/C cT2b/C cT2b/C cT2b/Ddiffuse vitreous/subretinal seeding cT2b/D
High
risk
feat
ures
Phthisis or pre-phthisis bulbi cT3a/ETumor invasion of the pars plana, ciliary body, lens, zonules, iris or anterior chamber cT3b/ERaised intraocular pressure with neovascularization and/or buphthalmos cT3c/EHyphema and/or massive vitreous hemorrhage cT3d/EAseptic orbital cellulitis cT3e/EDiffuse infiltrating retinoblastoma ??/E
Extraocular retinoblastoma cT4/??
clinical T (cT) versus International Intraocular retinoblastoma Classification (IIRC) (cT/IIRC); ?? Not
applicable ; RD Retinal detachment
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