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    Computers and Chemical Engineering 26 (2002) 295306

    Integrated process design instructionD.R. Lewin a,*, W.D. Seider b, J.D. Seader c

    a Chemical Engineering Department, Technion, Israel Institute of Technology, Haifa 32000, Israelb Chemical Engineering Department, Uni6ersity of Pennsyl6ania, Philadelphia, PA 19104, USA

    c Chemical and Fuels Engineering Department, Uni6ersity of Utah, Salt Lake City, UT 84112, USA

    Received 21 August 2000; received in revised form 2 January 2001; accepted 2 January 2001

    Abstract

    As chemical engineering education moves into the new millennium, it is incumbent on educators to provide a moderncurriculum for process design, yet mindful of the limited time for instruction that is available. This paper addresses three key

    components of a chemical engineering curriculum that prepare undergraduates to be effective process designers in industry: (a) a

    structured approach relying on fundamentals, integrated with instruction in the competent use of process simulators; (b) a balance

    between heuristic and algorithmic approaches; and (c) instruction in the integration of design and control. It is argued that these

    components should be included in an integrated fashion, with much of the material appearing gradually during the delivery of

    core courses, taking full advantage of computing capability and multimedia support for self-paced instruction. In this paper, each

    of the features is discussed in detail and demonstrated for the design of a typical process. 2002 Elsevier Science Ltd. All rights

    reserved.

    Keywords: Process design instruction; Heuristic and algorithmic approaches; Chemical process simulators; Interaction of design and control;

    Multimedia and web-based instruction

    www.elsevier.com/locate/compchemeng

    1. Introduction

    Instruction of chemical engineers should reflect the

    challenges they face in industry. Young chemical engi-

    neers are required to assimilate rapidly new and emerg-

    ing technologies to react in a flexible manner to shorter

    production cycles and strict quality regulations. They

    are expected to improve product quality while at the

    same time reduce operating costs and environmental

    impact, improve operability, minimize waste produc-

    tion, and eliminate possible hazards. It is incumbent on

    chemical engineering educators to provide a modern

    curriculum for process design instruction that addressesthese needs while being mindful of the limited time

    available.

    The first issue involves the concept of a structured

    core curriculum that focuses on fundamentals as a basis

    for design. Typically, design is taught in the senior year

    and involves the integration and assimilation of core

    course material as dictated by the needs of a designproject. Section 2 describes how the core course se-

    quence has impact on the needs of instruction in design.

    Furthermore, we discuss the need for students to sup-

    port their developing knowledge of engineering funda-

    mentals in general, and more specifically their design

    activity, by mastering the use of a commercial simulator

    to a high level of competence. We suggest that adopting

    self-paced methods relying on multimedia tutorials,

    which assist the students in preparing simulations of

    process flowsheets, can support this effort. In the sec-

    ond issue, which is discussed in Section 3, it is postu-

    lated that the teaching of design itself should strike abalance between heuristic and algorithmic approaches.

    While heuristics lay the foundations for acquiring the

    experience necessary to carry out practical process cre-

    ation and equipment design, the importance of the

    latter is to ensure the generation of optimal designs.

    The last issue is the importance of dealing with interac-

    tions between the design and control of chemical pro-

    cesses when learning to prepare process designs. In

    Section 4, the current state of the art in the integration

    of process design and process control is reviewed with

    * Corresponding author. Tel.: +972-4-829-2006; fax: +972-4-823-

    0476; http://tx.technion.ac.il/dlewin/pse.htm.

    E-mail address: [email protected] (D.R. Lewin).

    0098-1354/02/$ - see front matter 2002 Elsevier Science Ltd. All rights reserved.

    PII: S 0 0 9 8 - 1 3 5 4 ( 0 1 ) 0 0 7 4 7 - 5

    http://tx.technion.ac.il/~dlewin/pse.htmhttp://tx.technion.ac.il/~dlewin/pse.htmhttp://tx.technion.ac.il/~dlewin/pse.htmmailto:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]://tx.technion.ac.il/~dlewin/pse.htm
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    D.R. Lewin et al. /Computers and Chemical Engineering 26 (2002) 295306296

    particular emphasis on its impact on the education of

    undergraduates.

    Several textbooks are available to support a senior

    course in process design. The traditional textbooks

    focus on either hierarchical design relying on back-of-

    the-envelope calculations (Douglas, 1988), or on de-

    tailed equipment design, costing, and economics

    (Ulrich, 1984; Peters & Timmerhaus, 1991). Of the

    more recent texts (Smith, 1995; Woods, 1995; Turton,Bailie, Whiting, & Shaeiwitz, 1997; Biegler, Grossmann,

    & Westerberg, 1997), only Seider, Seader, and Lewin

    (1999) additionally provide detailed support on the use

    of simulators, with an explicit treatment of the interac-

    tion of design and control.

    In this paper, it is an objective to discuss our view of

    several key aspects of how computer-aided process

    design can be taught to chemical engineering under-

    graduates. This topic has been treated previously by a

    number of chemical engineering educators, starting

    with Westerberg (1971), and with more recent treat-

    ments by Turton and Bailie (1992), Cameron, Douglas,and Lee (1994), Shaeiwitz, Whiting, and Velegol (1996),

    Bell (1996), Rockstraw, Eakman, Nabours, and Bellner

    (1997), Counce, Holmes, Edwards, Perilloux, and

    Reimer (1997). It is not intended in this article to

    provide a comprehensive coverage of instruction in

    process design with emphasis on the advantages and

    disadvantages of alternative approaches. Rather, it is

    our purpose to extend some old ideas and introduce

    some new ones that we have tested with our students.

    2. A structured approach relying on fundamentals

    Before discussing the building blocks that are an

    integral part of the toolbox of a process designer, a

    brief mention of the educational approach that we

    advocate is in order. We therefore first discuss the

    particular skills that need to be fostered, and the frame

    of reference used to define goals for the student,

    couched in terms of educational objectives.

    2.1. Educational approach ad6ocated

    An important goal of the undergraduate curriculum

    in chemical engineering is to develop the integration,

    design, and evaluation capabilities of the student. As

    shown in Fig. 1, Bloom (1956), characterized the six

    cognitive levels in the hierarchy: Knowledge

    Comprehension Application Analysis Synthesis

    Evaluation. The cognitive skills at the highest level

    are synthesis and evaluation, which rely on comprehen-

    sion, application, and analysis capabilities in the knowl-

    edge domain, and are consequently the most difficult

    and challenging to teach. However, to prepare under-

    graduates to be effective designers in industry, it is

    important to ensure an adequate coverage of these

    higher-level skills, rather than limit their education to

    one based on just knowledge, comprehension, applica-

    tion, and analysis. To achieve the desired coverage in a

    cost-effective manner, it is important to define instruc-

    tional objectives in each undergraduate course in a

    manner such that the six skills are covered by the senior

    year. Note that Blooms taxonomy has been applied in

    chemical engineering by Fogler and LeBlanc (1995),

    Fogler (1999), Felder and Rousseau (2000).

    The focus of the learning activity is placed on the

    accomplishments expected from the student through the

    formulation of course goals in terms of instructional

    objectives. The key is to provide material that increasesthe abilities of the students, with the emphasis being on

    what the student is able to achieve rather than merely

    what he or she is aware of or understands. As an

    example of a possible approach, the instructional objec-

    tives for a typical course on process design might be:

    On completion of this course, the student should be able

    to:

    Carry out a detailed steady-state simulation of a

    chemical process using a process simulator (e.g.

    HYSYS) and interpret the results.

    Synthesize a network of heat exchangers for a chemi-cal process such that the maximum energy is recov-

    ered or the minimum number of exchangers is used.

    Synthesize a train of separation units.

    Suggest reasonable process control configurations us-

    ing qualitative methods.

    Formulate and sol6e a small-scale process optimiza-

    tion problem using a process simulator (e.g.

    HYSYS).

    E6aluate process alternatives at various levels: single

    units, complete plants, and the conglomerate level.Fig. 1. Blooms taxonomy of educational objectives (Bloom, 1956).

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    Exercise judgment in the selection of physical prop-

    erty correlations for design.

    It is noted that these objectives focus on the profi-

    ciency in required skills expected from the student.

    Clearly, a precondition for exhibiting these skills is that

    the student understands the underlying material. Fur-

    thermore, it is our experience that students feel morecomfortable with clearly defined objectives that quan-

    tify what is expected of them.

    2.2. The design project and process simulator as means

    to integrate process knowledge

    A designer must have a working knowledge of math-

    ematics, chemical and physical technology, biotechnol-

    ogy, materials science, and economics, which are the

    building blocks used by the design engineer. This

    knowledge is developed in a structured fashion in the

    core chemical engineering courses. It is advantageous todevelop the capabilities of the students with a process

    simulator, in conjunction with the core course materi-

    als, as will be discussed shortly. The integration skills of

    the students are developed through their solution of

    industrially-relevant design case studies. During the

    design project, teams of students are expected to call

    upon diverse aspects of their working knowledge to

    carry out an integrated process design, determining its

    feasibility with respect to environmental impact, safety,

    controllability, and economics. In so doing, the student

    designer integrates previously acquired knowledge in

    the engineering disciplines, as well as management

    skills. Due to the problem scale, this inevitably involves

    the use of a process simulator to formulate and solve

    the material and energy balances, with phase and chem-

    ical equilibrium, chemical kinetics, etc. and to size

    process equipment for cost estimation. Familiarity and

    competence in the use of a simulator permit the student

    to quickly develop a base-case design, which is verified

    against process and thermodynamic data. The availabil-

    ity of a reliable process model allows the design team to

    assess rapidly the economic potential for alternative

    designs, as well as to derive optimal operating condi-

    tions using optimization methods that incorporate eco-

    nomics. Moreover, competence in the use of thesimulator allows process evaluation to go beyond eco-

    nomics alone; controllability and operability can be

    assessed using dynamic simulation, while some simula-

    tors automatically provide information to help deter-

    mine the environmental impact of each of the product

    streams.

    Process simulators are an indivisible part of modern

    practice in chemical process design. This has been true

    for some time in the petrochemicals, bulk and fine

    chemicals industry, and is rapidly becoming true in

    biotechnology and microelectronics manufacturing. The

    routine use of the process simulator in industry implies

    that chemical engineering graduates should be com-

    petent to utilize these tools in the analysis, synthesis,

    and evaluation of process designs. Once students have

    learned to use simulators intelligently and critically,

    they appreciate how easy it is to incorporate data and

    perform routine calculations, and master effective ap-

    proaches to building up knowledge about a process. Asdiscussed next, the level of simulation skills required of

    the students completing industrial-scale design prob-

    lems imply sufficient exposure to the use of simulators

    during the core courses.

    2.3. Use of the simulator in core courses: opportunities

    and challenges

    The high level of competence in the use of simulation

    expected of the students in the design project relies on

    their having obtained exposure to simulation in parallel

    with the core courses. One way to accomplish this is torequire students to solve at least one exercise involving

    the use of simulators as part of each core course.

    Indeed, recent articles by Russell and Orbey (1993),

    Bailie, Shaeiwitz, and Whiting (1994) discuss the addi-

    tion of design projects in the sophomore and junior

    years. Table 1 provides a typical simulator-based exer-

    cise for core courses in the chemical engineering cur-

    riculum. Adoption of such a sequence goes far in

    preparing students to use a simulator in solving large-

    scale problems in the senior design course. With the

    wide availability of commercial process simulators to

    educators, the working knowledge of mathematics,

    chemical and physical technology, and economics can

    be put to effective use in solving meaningful problems,

    starting in the sophomore course on material and en-

    ergy balances, by solving various parts of a complete

    process with a process simulator. The third author of

    this paper recalls vividly his experience as a junior when

    taking the first course in chemical engineering, based on

    material in Chemical Process PrinciplesPart 1Ma-

    terial and Energy Balances (Hougen & Watson, 1943).

    The instructor first covered the fundamentals in Chap-

    ters 19, with application to and homework exercises

    for small closed-end problems. The last 2 weeks of the

    course were spent on Chapter 10, which involved mate-rial and energy balance calculations by hand for a

    complete process. Although the calculations were te-

    dious and very time consuming, students developed an

    appreciation of what chemical engineering was all

    about and a desire to proceed to the next level of

    instruction.

    Today, the tediousness and time-consuming aspect of

    process calculations can be eliminated and some time

    can be spent on teaching synthesis and evaluation skills,

    even in the sophomore year. The material and energy

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    Table 1

    Core course sequence and typical exercises using simulators

    Course ObjectivesExercise

    Analysis of methanol synthesis loopMass and Convergence of material and energy balances for processes with recycle

    energy and purge streams

    balances Analysis of sensitivity to degrees-of-freedom

    Selection of economically optimal operating conditions

    Heat-integrated toluene dehydroalkylationHeat transfer Designing a heat exchanger for vaporizing fluid (computing temperatureapproaches)(see Fig. 1(d))

    Optimal selection of heat-transfer area, weighing reduced energy demands

    in furnace against increased cost of exchanger

    Avoidance of temperature crossovers

    Thermodynamics Constructing Txy diagrams for Impact of estimation method on the accuracy of thermodynamic

    properties, including K-values and enthalpies.alcoholwater systems

    Simulation of a depropanizer column Impact of design variables (e.g. number of ideal trays, feed tray location)Separation

    processes on performance of the column

    Impact of selection of degrees of freedom on attaining column

    specifications

    Difficulties in converging multicomponent, multistage separation models

    Dynamics and control of a binary distillationDynamics and Learning to set up a dynamic simulation

    control column Definition of controlled and manipulated variables and the installation

    and tuning of control loopsTesting the dynamic resiliency of the column

    Process design Optimization of a multi-draw column Learning to use the simulator to set up and solve an optimization

    problem

    Observing the importance of selecting the appropriate manipulated

    variables for optimization

    Observing the impact of process constraints

    balance course is taught in the sophomore year, using

    textbooks such as Himmelblau (1996), Felder and

    Rousseau (2000). Both of these books cover essentiallythe same fundamentals as presented in the Hougen and

    Watson textbook. In addition, Himmelblau (in Chapter

    6) and Felder and Rousseau (in Chapter 10) cover the

    solution of material and energy balances for continu-

    ous, steady-state processes with a process simulator.

    Both texts leave to the instructor the choice of a process

    simulator and instruction on how to use it, so unless he

    or she is knowledgeable in the use of computer-aided

    process simulation programs, it is probable that this

    material will not be covered. In Chapters 12 and 13 of

    Felder and Rousseau, two fairly complex processes are

    described and problems given for making material andenergy balances, as well as other chemical engineering

    calculations. Calculations for the methanol synthesis

    process in Chapter 13 are particularly suitable for the

    use of a process simulator and serve as an excellent

    introduction in the sophomore year to process design.

    The use of a process simulator in the sophomore year

    introduces the student to the importance of being famil-

    iar with a large number of chemical species; the use of

    physical properties such as density, vapor pressure,

    specific heat, enthalpy, and K-values; the ease of chang-

    ing units; the ease of drawing process flow diagrams

    with systematic ways of numbering streams and equip-

    ment units; and methods of handling recycle.If students are introduced to the use of a process

    simulator in the sophomore year, their skill in using

    simulators can be further enhanced in the junior year in

    courses in fluid mechanics, heat transfer, separations,

    thermodynamics, and reaction engineering. The course

    in fluid mechanics can include simulator calculations of

    pipeline pressure drop, sieve-tray pressure drop, and

    power requirements of pumps, compressors, and tur-

    bines. The study of heat exchangers in the heat transfer

    course can include the detailed design of a heat ex-

    changer, including considerations of the complex varia-

    tion of the temperature driving force, temperaturecrossover violations, and prediction of bubble and dew

    points for multicomponent mixtures.

    Process simulators are quite useful in the solution

    thermodynamics course because the tedious calcula-

    tions of activity coefficients, K-values, bubble and dew

    points, vaporliquid equilibria, liquidliquid equi-

    libria, and data correlation are readily carried out, and

    property graphs and tables are easily prepared. When a

    process simulator is used in a thermodynamics course,

    less time need be spent on the myriad of equations that

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    appear in the textbooks and more time can be spent in

    solving practical problems that demonstrate the impor-

    tance of thermodynamics to students. Regrettably, the

    use of a process simulator in a solution thermodynam-

    ics course does not appear to be considered in the

    leading textbooks on the subject. Instead these text-

    books either provide their own computer programs for

    computing physical properties or suggest the use of

    popular numerical-method programs. Thus, the oppor-

    tunity to integrate the important lessons learned in the

    solution thermodynamics course for the later benefit of

    the capstone design course is often missed. The se-

    parations course can profit greatly from the use of

    process simulators to solve both binary and multicom-

    ponent, multistage separation operations such as distil-

    lation, absorption, stripping, and liquidliquid

    extraction. It is suggested that less time be spent on

    graphical methods that are limited to binary and

    ternary mixtures, with more time spent on multicompo-

    nent separations that are readily handled by process

    simulators.

    The reactor-engineering course also affords an excel-

    lent opportunity to tackle practical problems in reactor

    design after completing instruction on the ideal plug-

    flow and CSTR reactors. Using an enthalpy datum of

    the elements (rather than the compounds), simulators

    readily handle reactor energy balances without the need

    to supply heat of reaction information. Simulators also

    readily compute chemical or simultaneous chemical and

    physical equilibrium using either the equilibrium-con-

    stant method for specified stoichiometry or the mini-

    mization of free energy method for specified product

    chemicals. Activity coefficients can be taken into ac-

    count and complex kinetic expressions can be specified.

    Here too, the use of process simulators to design chem-

    ical reactors appears to be ignored in the leading text-

    books on chemical reaction engineering.

    As discussed by de Nevers and Seader (1992), the use

    of process simulators prior to the senior design course

    provides students with an opportunity to develop a

    critical attitude towards chemical process calculations.

    They cite a problem involving the condensation and

    subsequent single-stage flash separation at 100 psia of a

    vapor mixture of ammonia and water, initially at 290 Fand 250 psia. The student first solves this problem

    graphically using an enthalpyconcentration diagram.

    The result, which is considered to be reasonably accu-

    rate, is a vapor of\99 wt.% ammonia and a liquid of

    about 68 wt.% ammonia at a temperature of about 80

    F. The student then solves the problem numerically

    with a process simulation program. He or she is re-

    quired to select at least four different pairs of K-value

    and enthalpy correlations for comparison with the

    graphical solution. Many students are shocked by the

    widely varying results. For example, with one set of

    four pairs of correlations, the flash temperature ranges

    from 91.2 to 83.4 F with an average of 0.5 F. From

    then on, students pay careful attention to the selection

    of correlations for physical properties. The educational

    importance of discussing errors is also presented by

    Whiting (1987, 1991).

    Students who have used process simulators through-

    out the chemical engineering curriculum are in a posi-

    tion in the senior design course to concentrate their

    efforts on synthesis and evaluation aspects of process

    design. Instructors can devote more time to instruction

    in the synthesis of heat-exchanger systems using pinch

    analysis, the synthesis of nearly- and non-ideal separa-

    tion trains, second-law analysis, economic evaluation,

    optimization, waste minimization, safety, environmen-

    tal impact, and controllability. During the senior design

    project, teams of students are better prepared to call

    upon diverse aspects of their working knowledge to

    carry out an integrated process design and determine its

    feasibility from all aspects, not just economics.

    2.4. Effecti6e instruction in process simulation: the role

    of self-paced approaches

    The quality of training may be enhanced, and in-

    struction resources used more efficiently, through the

    use of multimedia and web-based approaches. Such

    self-paced methods of training undergraduates allow

    them to obtain the details they need to use the simula-

    tors effectively, saving instructors class time, as well as

    time answering detailed questions as the students use

    simulators to make calculations. In a typical situation,

    when creating a base-case design, students can use the

    examples in the multimedia tutorials to learn how to

    obtain physical property estimates, heats of reaction,

    flame temperatures, and phase distributions. Then, stu-

    dents can learn to create a reactor section, using the

    simulators to perform routine material and energy bal-

    ances, and in some cases kinetic calculations, to size the

    reactor. Next, they can create a separation section,

    which often involves multicomponent, multistage distil-

    lation-type calculations (Seader & Henley, 1998), which

    almost always leads to the addition of recycle streams.

    Using the coverage of process simulators in the multi-

    media tutorials accompanying the textbook by Seider et

    al. (1999), the instructor needs only to review the

    highlights of simulator usage in class. This invariably

    leaves time for the discussion of more advanced issues.

    Furthermore, through installation of the multimedia

    materials on the web, students gain access to the mate-

    rial from remote locations. Our experience is that the

    response of students to self-paced multimedia instruc-

    tion has been very positive.

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    3. A balance between heuristic and algorithmic

    approaches

    The teaching of design should strike a balance be-

    tween heuristic and algorithmic approaches. Since de-

    sign invariably involves significant designer

    intervention, it is important to teach both heuristics as

    well as computer-aided algorithmic methods. The for-

    mer lay the foundations for acquiring the experiencenecessary to carry out practical process design, while

    the latter is critical to ensure the generation of optimal

    designs.

    Process synthesis is generally introduced first by ex-

    ample and by instructing students to rely on heuristics

    (Douglas, 1988). These heuristic rules are important in

    that they provide a framework for workable designs,

    based on easy to understand rules of thumb (Walas,

    1988). For example, consider the synthesis of a process

    to hydrodealkylate toluene using a number of heuristic

    rules, which lead to the sequence of flow diagrams

    shown in Fig. 2 (Seider et al., 1999). It is noted in Fig.2(a) that an undesirable side-reaction to biphenyl ac-

    companies the principal reaction, and the conversion of

    toluene is incomplete. The selection of the reactions

    conditions is motivated by a desire to minimize the

    production of the unwanted side-product, while maxi-

    mizing the yield. The reaction conditions lead to the

    distribution of chemicals shown in Fig. 2(b), in which

    unreacted toluene and hydrogen are recovered by in-

    stallation of two material recycle streams. The two

    reaction products (benzene and biphenyl) are removed

    from the unreacted toluene and hydrogen by installa-

    tion of a separation section. One possible arrangement

    consists of the flash vessel and three distillation

    columns shown in Fig. 2(c). It is noted that heuristics

    dictate that column operating pressures should be se-

    lected to allow the usage of cooling water wheneverpossible. Finally, Fig. 2(d) shows a possible instantia-

    tion of task integration, in which a preheater is installed

    to supply much of the heat duty required to bring the

    reactor feed to the high temperature that favors the

    primary reaction, by exchange with the hot reactor

    products, which need to be cooled. This arrangement

    significantly reduces the heat duty required in the

    furnace.

    As the heuristic ideas are mastered, the students

    should be directed to computer-aided algorithmic ap-

    proaches that assist them in the generation of better

    designs. Several algorithmic approaches, which havegreat practical value, should be presented. These in-

    clude heuristic and evolutionary synthesis of nearly

    ideal vaporliquid separation sequences (Seader &

    Westerberg, 1977), synthesis of separation systems for

    non-ideal liquid mixtures (Malone & Doherty, 1995),

    the application of second-law analysis (Seider et al.,

    1999) to identify opportunities for improved energy

    Fig. 2. The evolution of the flowsheet for a process to hydrodealkylate toluene.

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    Fig. 2. (Continued)

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    utilization, and the application of methods to compute

    heat recovery targets (Linnhoff & Hindmarsh, 1983),

    and to assist in the design of optimal or near-optimal

    heat-exchanger networks (Smith, 1995). For example,

    the following algorithmic approaches can refine the

    design in Fig. 2(c):

    1. Compare the separation sequence in the base-case

    design to alternative sequences by branch-and-

    bound search.2. Check the utility requirements against the thermo-

    dynamic MER (maximum energy recovery) target

    using the temperature-interval or graphical meth-

    ods. Then, a mixed-integer non-linear program

    (MINLP) can be implemented to derive an optimal

    design for implementation. There may be additional

    opportunities for energy savings. For example, a

    number of alternative heat-integration configura-

    tions can be considered for the column sequence

    proposed in Fig. 2(c). In these configurations, the

    heat of condensation in a column operating at high

    pressure is used to supply the heat of vaporizationin a column operating at a lower pressure, requiring

    careful selection of column operating pressures to

    ensure sufficient temperature driving forces. In se-

    lecting between these alternatives, the economic

    benefits need to be weighed against their impact on

    the operability of the process, as discussed next.

    4. Integration of design and control

    Traditionally, plant controllability and operability

    has been considered late in the design process, often

    leading to poorly performing chemical plants. The in-

    disputable fact that design decisions invariably impact

    the process controllability and resiliency to disturbances

    and uncertainties is driving modern design methods to

    handle flowsheet controllability in an integrated fash-

    ion. Several recent articles, including Rhinehart, Na-

    tarajan, and Anderson (1995), Edgar (1997), stress the

    need to integrate process control with process design.

    The model of an industrial chemical process for study-

    ing process control technology presented by Downs and

    Vogel (1993) has proved to be very valuable in helping

    to bridge the gap. Morari and Perkins (1995) stress the

    importance of steady-state and dynamic analysis in thedetermination of controllability. Perkins (2000) cites the

    need for educators to develop a systematic process

    systems approach that considers design, operation and

    control. Lewin (1999) describes the state-of-the-art and

    suggests that two alternative approaches, controllability

    and resiliency (C&R) screening methods and integrated

    design and control, can ensure that chemical plants meet

    design specifications. While C&R analysis is used for

    screening early in the design process, the integrated

    design and control approaches can be applied to fully

    optimize and integrate the design of the process and its

    operation. Lewin focuses on three critical aspects that

    are predicted to characterize future activity in inte-

    grated design and control:

    1. The quantitative assessment of chemical process

    controllability and resiliency has generated consider-

    able interest, both academically and in industry. The

    vendors of commercial simulation software equate

    controllability assessment with dynamic simulation,and ultimately, plant-wide operability and control-

    lability needs to be verified using this tool. However,

    it is more important to initiate C&R diagnosis with-

    out this expensive and engineering-intensive activity.

    It has been shown that controllability analysis re-

    duces the alternatives early in the design process

    (Perkins & Walsh, 1994; Weitz & Lewin, 1996;

    Solovyev & Lewin, 2000). The challenge to the

    vendors is to build these tools directly into their

    simulation software.

    2. Approaches for integrated design and control are

    important for improving a final design (Bansal,Mohideen, Perkins, & Pistikopoulos, 1998). To ef-

    fectively use a MINLP, it is necessary to develop

    methods to prune the network of configurations

    evaluated by the MINLP solver. The commonly used

    heuristic approach for MINLP network pruning can

    be replaced by adopting C&R analysis.

    3. The training of chemical engineers, who should be

    taught to view design and control as an integrated

    activity, is a precondition to the future advancement

    of this field (Seider et al., 1999; Luyben, Tyreus, &

    Luyben, 1999). To this end, both the fundamentals

    of process dynamics and control, and the impact of

    design on control, should be covered adequately in

    the undergraduate curriculum. The concern here is

    the need to bridge the gap between traditional pro-

    cess control courses, which emphasize theory, and

    applications to actual processes.

    As an illustration, consider potential control prob-

    lems in the flowsheet in Fig. 2(d), and their resolution

    by adopting C&R diagnosis during the design process:

    1. Impact of recycle: The positive feedback loops asso-

    ciated with the material recycles in the flowsheet can

    amplify feed disturbances. Careful controllability

    assessment indicates that the control configuration

    needs to account for the dynamic interaction be-tween the process units. More specifically, to elimi-

    nate the disturbance amplification caused by the

    material recycles, it is recommended that the flow

    rate of the recycle streams be controlled, either

    directly or indirectly by manipulating the purge

    stream.

    2. Impact of heat-integration: The loss of degrees-of-

    freedom associated with heat integration may cause

    the quality of control to deteriorate, depending on

    the configuration selected.

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    As an example of the impact of C&R diagnosis on

    the synthesis of heat-integrated designs, consider the

    selection of an appropriate configuration for heat-inte-

    grated columns for the separation of an equimolar

    mixture of methanol and water, a typical product of a

    methanol synthesis loop. To provide commercial

    methanol, nearly free of water, dehydration is achieved

    commonly by distillation, a process in which energy is

    invested in return for separation. To reduce the sizableenergy costs, heat-integrated configurations are consid-

    ered commonly as alternatives to a single distillation

    column, three of which are shown in Fig. 3:

    FS (Feed Split): The feed is split nearly equally

    (FH:FL) between two columns to achieve optimal

    operation. The overhead vapor product of the high-

    pressure column supplies the heat required in the

    low-pressure column.

    LSF (Light-split/Forward heat-integration): The en-

    tire feed is fed to the high-pressure column. About

    half of the methanol product is removed in the

    distillate from the high-pressure column, and thebottoms product is fed into the low-pressure column.

    Heat integration is in the same direction as the mass

    flow.

    LSR (Light-split/Reverse heat-integration): The en-

    tire feed is fed to the low-pressure column, with the

    bottoms product from the low-pressure column fed

    into the high-pressure column. Heat integration is in

    the opposite direction to that of the mass flow.

    These configurations reduce the energy costs by using

    the heat of condensation of the overhead stream from

    the high-pressure column (H) to supply the heat of

    vaporization of the boilup in the low-pressure column

    (L). Although more economical, assuming steady-state

    operation, they are potentially more difficult to control

    because the configurations: (a) are more interactive;

    and (b) have one less manipulated variable for process

    control, since the reboiler duty in the low-pressure

    column can no longer be manipulated independently.

    To show the energy savings, the flowsheets for a

    single column and for the three heat-integrated alterna-

    tives in Fig. 3 were simulated on the basis of an

    equimolar feed of 45 kmol/min, producing 96 mol%

    methanol in the distillate and 4 mol% methanol in the

    bottoms product, assuming 75% tray efficiency and no

    heat loss to the surroundings, and using UNIFAC to

    estimate the liquid-phase activity coefficients. The total

    energy requirements for the four alternatives were com-

    puted as follows:

    0.205106 kcal/LSR0.353106 kcal/SC

    min min

    FS 0.205106 kcal/0.222106 kcal/LSF

    min min

    Clearly, the LSR and FS configurations save the

    most energy, and on the basis of steady-state economics

    alone, one of these two configurations would be se-

    lected. It makes sense to consider controllability and

    resiliency diagnosis to select the most appropriateconfiguration, as did Chiang and Luyben (1988), using

    the relative gain array (RGA) and minimum singular

    values based upon linear approximations to detailed

    non-linear process models. Although their findings were

    inconclusive, they showed the FS configuration to be

    far less desirable using closed-loop simulations with

    their non-linear model. It is preferable, however, to

    perform C&R diagnosis using the results of the steady-

    state material and energy balances in a procedure sug-

    gested by Weitz and Lewin (1996), involving the

    following steps:

    1. After the alternative flowsheets are synthesized, con-

    trol structures are considered, first by selecting the

    process outputs to be controlled, y6

    {t}, the manipu-

    lated variables, u6{t}, and the disturbance variables,

    d6{t}. These are related by the model:

    y{s}=P{s}u{s}+Pd{s}d{s}.

    2. Steady-state simulations of the flowsheets are car-

    ried out using a process simulator.

    Fig. 3. Three heat-integrated alternatives to a single distillation column.

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    D.R. Lewin et al. /Computers and Chemical Engineering 26 (2002) 295306304

    Fig. 4. DC maps for the SC, FS and LSR configurations to dehydrate methanol. The bounds on the disturbances are 920% from their nominal

    values. The DC maps for each manipulated variable are computed separately.

    3. The flowsheets are decomposed into component

    parts. These are MIMO subsections of the flow-

    sheets that are approximated by matrices of low-or-

    der transfer functions (usually first order with

    deadtime). This decomposition permits process units

    to be modeled in sufficient detail, allowing inverse

    response and overshoot phenomena to be

    represented.

    4. Steady-state gains for the component parts are com-

    puted by perturbation of each input, one at a time.

    Time constants and delay times are estimated as-

    suming perfect mixing or plug flow, as appropriate,with the flow rates at steady state. At this point,

    transfer-function matrices are defined for each com-

    ponent part.

    5. The transfer-function matrices, P{s} and Pd{s}are

    generated for each complete flowsheet. This involves

    computing the frequency response of each compo-

    nent part, and recombining the component parts, as

    dictated by the plant topology.

    6. The frequency-dependent C&R measures are com-

    puted using the approximate linear model, P{ j}

    and Pd{ j}.

    Following this approach, C&R diagnosis is carried

    out on the single column, as well as the best heat-inte-

    grated configurations, in terms of steady-state econom-

    ics, namely the FS and LSR configurations. Fig. 4

    shows the Disturbance Cost contour maps (Lewin,

    1996) computed for each of the manipulated variables

    associated with the configurations: SC, FS and LSR,

    where the abscissa is the frequency, and the ordinate is

    the direction of the disturbance [F, xF]T. For clarifica-

    tion, a disturbance direction of 0 denotes a positive

    disturbance in the feed flow rate alone, of 90 denotes apositive disturbance in the feed mole fraction alone,

    and of 45 denotes that both disturbances in the feed

    flow rate and feed mole fraction are at their maximum

    positive values. Since DC=0.5 corresponds to a satu-

    rated manipulated variable, the disturbances are re-

    jected adequately by all of the designs at the steady

    state (when 0). However, for a wide range of

    disturbance directions, the FS configuration has distur-

    bance costs that exceed the 0.5 constraint beyond 0.1

    rad/min (LH, QRH and FH/FL), and thus, disturbance

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    D.R. Lewin et al. /Computers and Chemical Engineering 26 (2002) 295306 305

    rejection is expected to be very sluggish for this configu-

    ration. The other two configurations have low distur-

    bance costs, and can be expected to reject these

    disturbances about as well as a single column. These

    results are corroborated by dynamic simulations using

    HYSYS. Plant (Seider et al., 1999), and are in agree-

    ment with those of Chiang and Luyben (1988). In this

    case, C&R analysis is effective for screening, enabling

    the FS and SC configurations to be rejected without theneed for dynamic simulations.

    This approach has been used successfully for screen-

    ing flowsheets featuring exothermic reactors (Naot &

    Lewin, 1995), and polymerization reactors (Lewin &

    Bogle, 1996), azeotropic distillation columns (Solovyev

    & Lewin, 2000) and material recycles (Lewin, Gong, &

    Gani, 1996). In all cases, the conclusions obtained by

    others using rigorous dynamic models have been confi-

    rmed. It is promising as a short-cut diagnostic tool, and

    is well suited for integration into flowsheet simulation

    software. When such analysis tools become available

    within the framework of commercial simulators, flow-sheet operability can be checked routinely.

    5. Conclusions

    We recommend that a curriculum that prepares

    chemical engineering graduates for the challenges they

    will face in industry should include the following

    features:

    1. A structured approach relying on fundamentals. In

    this approach, students use process simulators start-

    ing in the sophomore material and energy balance

    course, applying their knowledge to practical prob-

    lems. Students will then be better prepared for the

    challenges of the capstone design project and can

    spend more time on synthesis, controllability, safety,

    environmental concerns, waste minimization, opti-

    mization, and economic evaluation. Tutorials pre-

    pared in multimedia format can support this goal

    efficiently and spare instruction time in the

    classroom.

    2. A balance between heuristic and computer -aided al-

    gorithmic approaches. Since design invariably in-

    volves significant designer intervention, it is

    important to teach both heuristics as well as al-gorithmic methods. The former lay the foundations

    for acquiring the experience necessary to prepare

    practical process designs, while the latter is critical

    to ensure the generation of optimal designs.

    3. Integrated design and control. Instruction should

    reflect the current state-of-the-art in the integration

    of process design and process control. The concern

    here is the need to bridge the gap between tradi-

    tional process control courses, which emphasize the-

    ory, and applications to actual processes.

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