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National Science Foundation WHERE DISCOVERIES BEGIN Industry / University Cooperative Research Centers National Science Foundation Industrial Innovation Partnership (IIP) Division

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Industry / University Cooperative Research Centers. National Science Foundation Industrial Innovation Partnership (IIP) Division. I/UCRC Research History in NSF. Research Interaction. University. Industry. I/U Centers. Basic. Applied/Development. I/UCRC. Company C. Company B. - PowerPoint PPT Presentation

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Page 1: Industry / University Cooperative Research Centers

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Industry / University Cooperative Research

Centers

National Science FoundationIndustrial Innovation Partnership (IIP)

Division

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INI/UCRC Research History in NSF

1972 Presidential Initiatives; e.g. Industrial Affiliates, Industrial R&D Incentive Program.

1976 NSF Small Business Innovation Research Program (SBIR) started.

1978 Industry/University Cooperative Research Centers program started.President’s domestic policy review of industrial innovation.

1980 Stevenson-Wydler Innovation Act of 1980Uniform Federal Patent Policy Act of 1980Justice Department’s Anti Trust Guide

1982 Small Business Innovation Development Act of 1982

1984 Engineering Research Centers program started.

1985 National Cooperative Research Act of 1985

1988 Science and Technology Centers program started.

2006 I/UCRC program has grown to about 40 centers and over 100 universities

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Research Interaction

Basic Applied/Development

University Industry

I/U Centers

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INThe I/UCRC Model

Company CI/UCRC

Company BCompany A

Company DCompany E

Company F

The model allows industries to interact with

pre-competitive research

University

University

University

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INTypical Organizational Chart

Academic Policy

CommitteeCENTER

EVALUATOR

projectproject

Faculty and Industrial

Representation

project

project

project

project

projectproject

project

project

projectproject

Faculty and Industrial

Representation

Faculty and Industrial

Representation

etc.

etc.

NSF

UniversityIndustriesacross the

UnitedStates

INDUSTRIALADVISORY

BOARD

dean’soffice

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INEvolution of Centers

Single discipline centersMulti-discipline centersSome researchers from other

universities

Multi-university centersWhy? The expanding research base has become necessary to be able to respond to industries broad interests and to be more competitive on a national and international basis.

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SINGLE UNIVERSITY CENTERS:

1. Advanced Studies in Novel Surfactants2. Nondestructive Evaluation3. Precision Metrology4. Advanced Vehicle Electronics5. Bio-catalysis and Bio-processing of

Macromolecules6. Electronic Micro-Cooling 7. Child Injury Studies8. Bio-instrumentation

MULTI-UNIVERSITY CENTERS: 1. Sensors and Actuators (MEMS)2. Water Quality3. Intelligent Maintenance Systems**4. Membrane Applied Science and Technology5. Dielectrics6. Engineering Logistics and Distribution 7. Tree Genetics8. Telecommunication, Integrated Circuits Systems9. Multi-phase Flow10. Wireless Internet**11. Plasma Processing12. Search and Rescue Robotics**13. Cyber Protection**14. Friction Stir Welding15. E-Design Manufacturing**16. Computational Material Design**17. Precision Forming18. Minimally invasive Diagnostics19. High Performance /Reconfigurable Computers**20. Repair of Bridges & Buildings Composite

21. Ceramic and Composite Materials

I/UCRC CENTERS - 2007

** CISE SUPPORTED

Transitioning to Multi-University:

1. Biometrics/Identification

2. Fuel Cell Engineering

3. Computer Systems**

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INLocations of I/UCRCs – March 07

I/UCRC Center Location

I/UCRC Center Site Location

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INNUMBER OF CENTERS

2 3 5 7 1017

31 37 36 41 45 4351 50 56 51 54 50 55 51 50 53

45 45 44 42 391

25 7

89 9

11 1111

1415 19

19 27 29 2935 41 42 46

1

1

2 44

4 5

6 66 7

7 910

14 1415 17 18

20 21 23

36

0

20

40

60

80

100

120

80

82

84

86

88

90

92

94

96

98

'00

'02

'04

'06

PHASED OUT

GRADUATED

ACTIVE CENTERS

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INFunding Formula

First five years

• lead university receives $70K+$10K for each additional university

• partnering universities receive $50K-$70K1 eachSecond five years

• lead university receives $35K+$10K for each additional university +$8K for evaluator

• partnering universities receive $25K-$35K3+$5K2 eachNotes:1. Funding level depends upon industrial membership level ($150K-$300K)2. For evaluator, $8K first site, $5K second site, $3K third site, $0K additional

sites3. Note: REU’s, graduate fellowships, faculty fellowships, TIE awards,

international, etc., are in addition to the base amounts above.

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INWin-Win

For the academic community:

•stable funding source for research

• exposes the academic community to the ‘real world’

•establishes a meaningful research focus -- industrially-relevant fundamental

• provides support for research and students

For industry, an I/UCRC:

• provides an avenue to investigate a topic which may otherwise not be done

• accomplishes research at a fraction of the cost

• allows an industry to utilize the talents and resources of a university

• vehicle for changing the university culture: multidisciplinary; strategic fundamental

• provides an excellent recruiting tool for building the future of the company

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INCenter Members are in Good Company

Partial List of I/UCRC Members as of 12/31/02U.S. Dept. StateU.S. Federal Aviation AdministrationU.S. General Services AdministrationU.S. Jet Propulsion LabU.S. Los Alamos National LaboratoryNASAU.S. National Security AgencyU.S. Naval Surface Warfare CenterU.S. Navy U.S. Oak Ridge National LaboratoryU.S. Sandia National LaboratoriesU.S. Veterans AdministrationUnion Carbide CorporationUnited Parcel ServiceUnited TechnologiesUS Borax CompanyVerizon WirelessWestinghouse Corp.WestvacoWeyerhaeuser CompanyWhirlpool CorporationXerox Corporation

Rolls Royce/AllisonSamsungSeagate TechnologiesSharp HealthCareSiemens Westinghouse Power CorporationSperry Rail ServiceSprint CorpSun ChemicalsTDK CorporationTecumeshProducts CompanyTektronixTennessee Valley AuthorityTeradyneTexas InstrumentsThermo King CorporationToshiba Corp.Turtle Wax CompanyTyco ElectronicsU.S. Air ForceU.S. ArmyU.S. Bureau of ReclamationU.S. DARPAU.S. Dept. of Agriculture U.S. Dept. of Energy

Merck & Co.MicrosoftMissouri Department of TransportationMITRE CorporationMitsubishiMonsantoMotorola, Inc.NAPP SystemsNational SemiconductorNEC USA, Inc.Nokia CorporationNortel, Inc.NorthrupGrummanOwens CorningPanasonic Technologies Payless ShoesourcePeak CommunicationsPeerless of AmericaPfizerPharmacia & UpjohnPhillip Morris CompanyPhillips PetroleumPratt & WhitneyProgress GroupQualcomm, IncRaytheon/TexasReynolds MetalRockwell International

General Electric CompanyGeneral MotorsGerber Products Co. Gillette CompanyGinticGoodyear Tire and Rubber CompanyGuardian IndustriesHewlet-PackardHondaHoneywell, Inc.IBM CorporationIntel CorporationIntellisenseCorporationInternational Concrete Repair Institute International Facility Management AssnInternational Paper CoJohn DeereJohnson Controls Inc.Kraft FoodsLennox InternationalLibbeyGlass CompanyLockheed Martin Corp.Lucent TechnologiesManhattan AssociatesMaster Builders, IncMEMS Technology Inc.

Certain Teed CorporationChampion InternationalChevron PTCCisco Systems, Inc.Coca-ColaConsolidated EdisonCorning Cable, IncCritchfieldMechanicalCummins EngineDaimler Chrysler Corp.DePuy, IncDow ChemicalDow CorningDu PontEastman Kodak Co.Electric Power Research InstituteEli Lilly & Co.Estee Lauder CompaniesExxonMobileChemical CompanyExempla HealthcareFisher Price/MattelFlorida Power & LightFord FoundationFord Motor CompanyFrigidaire CompanyGeneral Dynamics

3M CorporationAir Products & Chemicals, Inc.Alcoa Inc.Allegheny PowerAmana RefrigerationAMDAmerican Concrete InstituteAmerican Electric PowerAmway CorporationAnalog DevicesArizona Department of Environmental QualityArmstrong World IndustriesAT&TBayer CorporationBell SouthBoeingBose CorporationBPBristol-Myers SquibbBritish TelecomCalifornia Department of General ServicesCanon Information SystemsCarrier CorporationCaterpillar, Inc

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INNew Announcement for the Program

• NSF 01-116• Old Announcement

– $6 M Funding– CISE – collaborator – Cost sharing– Full Proposal –Ad hoc

review – $150k per site– $300k for each

Center/Site – Evaluator Support 16K– $50 k or $70 k NSF – Alex

NSF 07-537New Announcement

– $6.8 to 9.8 M Funding– CISE – Full Partner– University Marketing Plan– Full Proposal – Panel– Each site 5 memberships– Each Center 10 members– Increase Support –19K– Same support to sites – “Ask ALEX”

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INMemberships and

Agreements• Membership fee structure.• Patent rights held by university, with

royalty free, non-exclusive rights to center members.

• Publication delay policy.• University cost share (25% of

membership fees.)• March-in rights for government via PL

98-620.• Industrial Advisory Board Established.

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IN THE I/UCRC SYSTEM A Research Management Franchise

Operations Protocol Evaluation ToolsExperience Networking

CUSTOMER SATISFACTION

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• Currently funding 32 centers

• Approximately 118 universities involved

• About 400 organizations participate with over 700 memberships

• NSF support approximately $9.8 million

• Industry support approximately $24 million

• Total support approximately $65 million

Statistics

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EXECUTIVE SUMMARY PROJECT OVERVIEW

PROJECT NAME: _________________ PROPOSAL: __________ PROJECT MANAGER: _________________ PROGRAM NAME: ___________________ NEW ________ PROGRAM MANAGER ___________________ CONT._______

DESCRIPTION:

EXPERIMENTAL PLAN:

RELATED WORK ELSEWHERE: HOW OURS IS DIFFERENT:

RELATED WORK WITHIN THE CENTER: MILESTONES:

DELIVERABLES: BUDGET:

POTENTIAL MEMBER COMPANY BENEFITS:

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INInput/Feedback

The Level of Interest/Feedback Evaluation (LIFE) process is an essential component of the I/UCRC that provides a simple, efficient method to assist with the selection, guidance, and direction of projects in the center.

The LIFE process ensures quality and stimulates continued interest in the program.

LIFE Forms are distributed andcollected after each technicalpresentation during the semiannual meetings.

Level Of Interest Feedback Evaluation (LIFE)

To facilitate scientific and technical interaction between Center Faculty and Industrial Member Representative, each company represented is requested to rank their company’s level of interest and the research relevancy of each presentation. Please mark an X below to reflect the opinion of your company.

Level of Interest:

_____ Very Interested

______ Interested______ Interested

with Change______ Not Interested______ Abstain

Comments: _______________________________________________________________________________________________________________________________________________________________________

Level Of Interest Feedback Evaluation (LIFE)

To facilitate scientific and technical interaction between Center Faculty and Industrial Member Representative, each company represented is requested to rank their company’s level of interest and the research relevancy of each presentation. Please mark an X below to reflect the opinion of your company.

Level of Interest:

_____ Very Interested

______ Interested______ Interested

with Change______ Not Interested______ Abstain

Comments: _______________________________________________________________________________________________________________________________________________________________________

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INNSF BUDGET BY YEAR

Millions

0

2

4

6

8

10

12

FISCAL YEAR

SBIR / IUCRC

Supplemental Funding

CISE

IUCRC

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INTOTAL FUNDING BY SOURCE BY

YEAR IN DOLLARSMillions

0

10

20

30

40

50

60

70

80

9080

82

84

87

89

91

93

95

97

99

'01

'03

'05

UNIVERSITY

OTHER (FEDERAL)

STATE

OTHER INDUSTRY

INDUST. MEM. FEES

NSF/IUCRC

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INNew Announcement for the Program

• NSF 01-116• Old Announcement

– $6 M Funding– CISE – collaborator – Cost sharing– Full Proposal –Ad hoc

review – $150k per site– $300k for each

Center/Site – Evaluator Support 16K– $50 k or $70 k NSF – Alex

NSF 07-537New Announcement

– $6.8 to 9.8 M Funding– CISE – Full Partner– University Marketing Plan– Full Proposal – Panel– Each site 5 memberships– Each Center 10 members– Increase Support –19K– Same support to sites – “Ask ALEX”

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INNew Supplement NSF 07018

SBIR-I/UCRC• Supplemental Opportunity for SBIR/STTR

Memberships in I/UCRCs• Active NSF SBIR/STTR Phase II/IIB• 20 to 35 awards a year• Award supplement equal to membership

fee for the I/UCRC center the company is planning to join less $5,000

• SBIR/STTR Grantees Need Letter from I/UCRC Director

• Glenn Larsen will make available the list of eligible SBIR/STTR Phase II/IIB awardees

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INFundamental Research Supplement

Dear Colleague Letter

Proposals Due February 7, 2007 12 + Awards – Up to $150,000 for up to

2 years– 6 + awards CISE– 6 +awards Non-CISE– Preference given to collaborative

proposals

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INOTHER FUNDING

• TIE Projects –Between I/UCRC Centers

• Research Experience for Undergraduate Students (REU)

• Research Experience for Teachers (RET)

• Experimental Program to Stimulate Competitive Research (EPSCoR)

• Federal Government Interagency Exchange of Funds -MIPRS

• Other NSF Programs that Co-fund Centers– Chemical, Bioengineering, Environmental and Transport

Systems (CBET); Civil, Mechanical and Manufacturing innovation (CMMI); Electrical, Communications and Cyber Systems (ECCS); and Computer Information Science and Engineering (CISE)

• IREE – International – 3 awards

• Other International Projects

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• Alex Schwarzkopf, Program Manager – [email protected]

• Edward V. Clancy, Program Director (IPA) – [email protected]

• Glenn Larsen, System Engineer – [email protected]

• Rita Rodriguez, CISE Program Manager (Liaison) – [email protected]

• Gregory Misiorek, Program Assistant, [email protected]

• Johann Nguyen, UCF – PhD Candidate, [email protected]

for more information: http://www.nsf.govand: http://www.nsf.gov/eng//iip/iucrc

NSF – WASHINGTON STAFF