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HSBC Global Asset Management - Addendums

► HSBC GLOBAL ASSET MANAGEMENT, INDIA –

ADDENDUMS TO SID, SAI AND KIM

26 September 2016

18 October 2016

03 November 2016

19 December 2016

31 January 2017

23 February 2017

27 February 2017

03 April 2017

28 April 2017

NOTICE CUM ADDENDUM

HSBC MUTUAL FUND

In accordance with Para B titled "Enhancing Scheme Related Disclosures" under Circular no.

SEBI/HO/IMD/DF2/CIR/P/2016/42 dated March 18, 2016 issued by Securities and Exchange

Board of India (SEBI), a new section titled "Additional Scheme Related Disclosures" stands

inserted/updated under the Scheme Information Document ("SID") / Key Information

Memorandum ("KIM") (as applicable) in the following schemes of HSBC Mutual Fund :

ADDITIONAL SCHEME RELATED DISCLOSURES:

1. HSBC Fixed Term Series 94 (a closed ended debt scheme)

A. Name of the Fund Manager and tenure of managing the scheme

Name of the Fund Manager Tenure of Managing the scheme

Kapil Punjabi 0.27

B. Portfolio Related Disclosures (as on March 31, 2017)

Portfolio - Top 10 Holdings (Issuer-wise)

Sr. No Issuer % of Net Assets

1 Power Grid Corporation of (I) Ltd 11.20

2 National Bank for Agriculture and Rural Development 11.15

3 EXIM 11.14

4 Power Finance Corporation Limited 10.49

5 Small Industries Development Bank of India 10.36

6 Rural Electrification Corporation 10.35

7 Cash And Cash Equivalents 9.14

8 Tata Capital Housing Finance Ltd 8.73

9 Cholamandalam Investment and Finance Co.Ltd 8.73

10 LIC Housing Finance Limited 8.71

Sector Allocation (% of Net Assets)

Sr. No Issuer % of Net Assets

1 Financial Services 79.66

2 Energy 11.20

3 Cash And Cash Equivalents 9.14

Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales

as a percentage of the average corpus of the Scheme(s) during a specified period of

time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.

Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio

disclosures.

C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key

managerial personnel of the AMC as on March 31, 2017

Scheme Name AuM in INR AMC’s Board of

Directors Fund Manager(s) Other Key

Managerial Personnel

of AMC

HSBC Fixed Term Series 94

Nil

Note: The above investments are based on holdings as of March 31, 2017 and

sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.

The investments have been aggregated at a scheme level, irrespective of the date of

investment into the scheme. The CEO of the AMC being a Director has been included

under AMC Directors and not under Key Managerial Personnel.

2. HSBC Fixed Term Series 96 (a closed ended debt scheme)

A. Name of the Fund Manager and tenure of managing the scheme

Name of the Fund Manager Tenure of Managing the scheme

Kapil Punjabi 0.27

B. Portfolio Related Disclosures (as on March 31, 2017)

Portfolio - Top 10 Holdings (Issuer-wise)

Sr. No Issuer % of Net Assets

1 Cash And Cash Equivalents 29.65

2 Power Finance Corporation Limited 7.92

3 Power Grid Corporation Of (I) Ltd 7.84

4 Small Industries Development Bank Of India 7.82

5 National Bank For Agriculture And Rural Development

7.81

6 Rural Electrification Corporation 7.81

7 EXIM 7.80

8 Tata Capital Housing Finance Ltd 7.79

9 Cholamandalam Investment And Finance Co.Ltd 7.79

10 LIC Housing Finance Limited 7.77

Sector Allocation (% of Net Assets)

Sr. No Issuer % of Net Assets

1 Financial Services 62.51

2 Cash And Cash Equivalents 29.65

3 Energy 7.84

Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales

as a percentage of the average corpus of the Scheme(s) during a specified period of

time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.

Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio

disclosures.

C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key

managerial personnel of the AMC as on March 31, 2017

Scheme Name AuM in INR AMC’s Board of

Directors Fund Manager(s) Other Key

Managerial Personnel

of AMC

HSBC Fixed Term Series 96

NIL

Note: The above investments are based on holdings as of March 31, 2017 and

sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.

The investments have been aggregated at a scheme level, irrespective of the date of

investment into the scheme. The CEO of the AMC being a Director has been included

under AMC Directors and not under Key Managerial Personnel.

3. HSBC Fixed Term Series 98 (a closed ended debt scheme)

A. Name of the Fund Manager and tenure of managing the scheme

Name of the Fund Manager Tenure of Managing the scheme

Sanjay Shah 0.27

B. Portfolio Related Disclosures (as on March 31, 2017)

Portfolio - Top 10 Holdings (Issuer-wise)

Sr. No Issuer % of Net Assets

1 Cash And Cash Equivalents 18.8

2 Power Finance Corporation Limited 9.97

3 Power Grid Corporation Of (I) Ltd 9.87

4 Small Industries Development Bank Of India 9.84

5 National Bank For Agriculture And Rural Development

9.83

6 Rural Electrification Corporation 9.83

7 EXIM 9.82

8 Tata Capital Housing Finance Ltd 7.35

9 Cholamandalam Investment And Finance Co.Ltd 7.35

10 LIC Housing Finance Limited 7.34

Sector Allocation (% of Net Assets)

Sr. No Issuer % of Net Assets

1 Financial Services 71.33

2 Cash And Cash Equivalents 18.80

3 Energy 9.87

Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales

as a percentage of the average corpus of the Scheme(s) during a specified period of

time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.

Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio

disclosures.

C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key

managerial personnel of the AMC as on March 31, 2017

Scheme Name AuM in INR AMC’s Board of

Directors Fund Manager(s) Other Key

Managerial Personnel

of AMC

HSBC Fixed Term Series 98

NIL

Note: The above investments are based on holdings as of March 31, 2017 and

sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.

The investments have been aggregated at a scheme level, irrespective of the date of

investment into the scheme. The CEO of the AMC being a Director has been included

under AMC Directors and not under Key Managerial Personnel.

4. HSBC Fixed Term Series 125 (a closed ended debt scheme)

A. Name of the Fund Manager and tenure of managing the scheme

Name of the Fund Manager Tenure of Managing the scheme

Sanjay Shah 0.27

B. Portfolio Related Disclosures (as on March 31, 2017)

Portfolio - Top 10 Holdings (Issuer-wise)

Sr. No Issuer % of Net Assets

1 EXIM 11.12

2 Small Industries Development Bank of India 11.01

3 East North Interconnection Company Limited (ENICL)

9.78

4 Power Finance Corporation Limited 9.62

5 Tata Capital Financial Services Limited 8.87

6 Rural Electrification Corporation 7.92

7 IRFC Limited 7.91

8 National Bank for Agriculture and Rural Development 7.86

9 Tata Capital Housing Finance Ltd 7.84

10 Cash And Cash Equivalents 6.90

Sector Allocation (% of Net Assets)

Sr. No Issuer % of Net Assets

1 Financial Services 83.32

2 Energy 9.78

3 Cash And Cash Equivalents 6.90

Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales

as a percentage of the average corpus of the Scheme(s) during a specified period of

time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.

Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio

disclosures.

C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key

managerial personnel of the AMC as on March 31, 2017

Scheme Name AuM in INR AMC’s Board of

Directors Fund Manager(s) Other Key

Managerial Personnel

of AMC

HSBC Fixed Term Series 125

16,36,590 NIL

Note: The above investments are based on holdings as of March 31, 2017 and

sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.

The investments have been aggregated at a scheme level, irrespective of the date of

investment into the scheme. The CEO of the AMC being a Director has been included

under AMC Directors and not under Key Managerial Personnel.

5. HSBC Fixed Term Series 126 (a closed ended debt scheme)

A. Name of the Fund Manager and tenure of managing the scheme

Name of the Fund Manager Tenure of Managing the scheme

Kapil Punjabi 0.27

B. Portfolio Related Disclosures (as on March 31, 2017)

Portfolio - Top 10 Holdings (Issuer-wise)

Sr. No Issuer % of Net Assets

1 Small Industries Development Bank of India 10.97

2 National Thermal Power Corporation 10.95

3 National Bank For Agriculture And Rural Development

10.65

4 Rural Electrification Corporation 10.24

5 Bajaj Finance Ltd 9.79

6 Sundaram Bnp Home Finance 9.76

7 Power Grid Corporation Of (I) Ltd 9.37

8 L & T Finance Limited 9.12

9 Power Finance Corporation Limited 9.09

10 Cash And Cash Equivalents 8.85

Sector Allocation (% of Net Assets)

Sr. No Issuer % of Net Assets

1 Financial Services 70.83

2 Energy 20.32

3 Cash And Cash Equivalents 8.85

Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales

as a percentage of the average corpus of the Scheme(s) during a specified period of

time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.

Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio

disclosures.

C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key

managerial personnel of the AMC as on March 31, 2017

Scheme Name AuM in INR AMC’s Board of

Directors Fund Manager(s) Other Key

Managerial Personnel

of AMC

HSBC Fixed Term Series 126

NIL

Note: The above investments are based on holdings as of March 31, 2017 and

sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.

The investments have been aggregated at a scheme level, irrespective of the date of

investment into the scheme. The CEO of the AMC being a Director has been included

under AMC Directors and not under Key Managerial Personnel.

6. HSBC Capital Protection Oriented Fund – Series II – Plan I (A close ended capital

protection oriented scheme)

A. Name of the Fund Manager and tenure of managing the scheme

Name of the Fund Manager Tenure of Managing the scheme

Sanjay Shah 2.1

B. Portfolio Related Disclosures (as on March 31, 2017)

Portfolio - Top 10 Holdings (Issuer-wise)

Sr. No Issuer % of Net Assets

1 Power Finance Corporation Limited 18.32

2 Small Industries Development Bank Of India 18.08

3 Cash And Cash Equivalents 16.80

4 National Bank For Agriculture And Rural Development

13.27

5 Power Grid Corporation Of (I) Ltd 13.22

6 Kotak Mahindra Prime Limited 8.64

7 LIC Housing Finance Limited 6.63

8 EXIM 5.04

Sector Allocation (% of Net Assets)

Sr. No Issuer % of Net Assets

1 Financial Services 69.98

2 Cash And Cash Equivalents 16.80

3 Energy 13.22

Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales

as a percentage of the average corpus of the Scheme(s) during a specified period of

time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.

Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio

disclosures.

C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key

managerial personnel of the AMC as on March 31, 2017

Scheme Name AuM in INR AMC’s Board of

Directors Fund Manager(s) Other Key

Managerial Personnel

of AMC

HSBC Capital Protection Oriented Fund – Series II – Plan I

18,21,234.83 NIL

Note: The above investments are based on holdings as of March 31, 2017 and

sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.

The investments have been aggregated at a scheme level, irrespective of the date of

investment into the scheme. The CEO of the AMC being a Director has been included

under AMC Directors and not under Key Managerial Personnel.

7. HSBC Capital Protection Oriented Fund – Series II – Plan II (A close ended capital

protection oriented scheme)

A. Name of the Fund Manager and tenure of managing the scheme

Name of the Fund Manager Tenure of Managing the scheme

Sanjay Shah 2.04

B. Portfolio Related Disclosures (as on March 31, 2017)

Portfolio - Top 10 Holdings (Issuer-wise)

Sr. No Issuer % of Net Assets

1 Power Finance Corporation Limited 17.96

2 Power Grid Corporation Of (I) Ltd 16.50

3 National Bank For Agriculture And Rural Development

16.30

4 Cash And Cash Equivalents 14.67

5 Kotak Mahindra Prime Limited 10.84

6 LIC Housing Finance Limited 8.14

7 IRFC Limited 7.60

8 EXIM 5.38

9 Small Industries Development Bank of India 2.61

Sector Allocation (% of Net Assets)

Sr. No Issuer % of Net Assets

1 Financial Services 68.83

2 Energy 16.50

3 Cash And Cash Equivalents 14.67

Note: Cash and Cash Equivalents includes Overnight Investments (CBLO/Reverse

Repo)

Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales

as a percentage of the average corpus of the Scheme(s) during a specified period of

time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.

Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio

disclosures.

C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key

managerial personnel of the AMC as on March 31, 2017

Scheme Name AuM in INR AMC’s Board of

Directors Fund Manager(s) Other Key

Managerial Personnel

of AMC

HSBC Capital Protection Oriented Fund – Series II – Plan II

NIL

Note: The above investments are based on holdings as of March 31, 2017 and

sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.

The investments have been aggregated at a scheme level, irrespective of the date of

investment into the scheme. The CEO of the AMC being a Director has been included

under AMC Directors and not under Key Managerial Personnel.

Apart from point A to C as mentioned above, following illustration showing impact of

expense ratio on plan/scheme’s return is also disclosed in the SID of the above mentioned

Plans/Schemes.

D. Illustration: Impact of Expense Ratio on Scheme's return:

Collections at Day Zero A 100,000,000

Purchase Price per unit B 10

Units allotted to domestic investors A/B C 10,000,000

Amount Invested D 100,000,000

Yield on investment E 6%

Expense ratio F 1.65%

AUM after one month

AUM including Yield (D*E)/12+D G 100,500,000

Expenses (for one month) (INR)-approximated at average of opening and closing AUM

((A+G)/2 * F)/12 H 137,844

AUM after one month G-H I 100,362,156

NAV per unit I/C J 10.0362

Annualized returns (Pre Expenses) % (G-D)/D*100*12 K 6.00

Annualized returns (Post Expenses) % (I-D)/D*100*12 L 4.35

This addendum shall form an integral part of the SID / KIM of the above mentioned Plan(s)/Scheme(s) as amended from time to Time. Applicants(s)/Unit holder(s) may contact our Customer Service Number - 1800 200 2434 or their

financial advisor(s), for any additional information/clarifications. You may also visit our website

www.assetmanagement.hsbc.com/in or write to us at hsbcmf@camsonline,com for any other

related information.

For & on behalf of HSBC Asset Management (India) Private Limited (Investment Manager to HSBC Mutual Fund)

Sd/- Authorised Signatory Mumbai, April 28, 2017

Mutual Fund investments are subject to market risks, read all scheme related documents carefully HSBC Asset Management (India) Private Limited, 16, V. N. Road, Fort, Mumbai – 400001 Email: hsbcmf@camsonline.com, Website: www.assetmanagement.hsbc.com/in Issued by HSBC Asset Management (India) Private Limited CIN – U74140MH2001PTC134220