hidetaka terasaka and fujitsugu hosokawa- on the unknotted sphere s^2 in e^4

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Terasaka, H. and Hosokawa F. Osaka Math. J. 13 (1961), 265-270. On the Vnknotted Sphere S 2 in E* By Hidetaka TERASAKA and Fujitsugu HOSOKAWA The construction of a locally flat, knotted sphere introduced by Artin [1] has given rise to a series of further investigations in this direction, [2], [3], The construction is simply thus: Let E 2 be a plane in E 3 which is in turn in E 4 , and let K be a knot in E 3 having a segment ab in common with E 2 , otherwise contained wholly in the positive half E+ of E 3 . Call the arc κ°=κ—ab an open knot with end points a, b. Artin obtained the desired sphere S 2 by rotating the open knot /c° around E 2 as axis in E 4 . He showed that the fundamental group of E 4 —S 2 is isomorphic to the knot group of K, that is, to the fundamental group of E 3 κ. Fox and Milnor [4] showed that if a locally flat sphere S 2 in E 4 Fig. 1 is cut by an E 3 , and if the intersection S 2 A E 3 is a knot, which they called a null-equivalent knot, then the Alexander polynomial of this knot must be of the form f(x)f(x~ λ }x n . As it happens, the Alexander polynomial of S 2 A E 3 is Δ 2 (#) for the sphere S 2 of Artin type, for then the knot in question is the product 0 of /c, of Alexander polynomial Δ(#), with its symmetric image /c* with respect to E 2 , as will be seen in the figure. Now the question is : what can be concluded about the knottedness of a given locally flat sphere S 2 dE 4 from the information about that of S 2 n E 3 for any hyperplane E 3 of E 4 ? This and other related questions 1) "sum" would be a better terminology.

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Page 1: Hidetaka Terasaka and Fujitsugu Hosokawa- On the Unknotted Sphere S^2 in E^4

Terasaka, H. and Hosokawa F.Osaka Math. J.13 (1961), 265-270.

On the Vnknotted Sphere S2 in E*

By Hidetaka TERASAKA and Fujitsugu HOSOKAWA

The construction of a locally flat, knotted sphere introduced byArtin [1] has given rise to a series of further investigations in thisdirection, [2], [3], The construction is simply thus: Let E2 be a planein E3 which is in turn in E4, and let K be a knot in E3 having a segmentab in common with E2, otherwise contained wholly in the positive half

E+ of E3. Call the arc κ°=κ—ab an open knot with end points a, b.Artin obtained the desired sphere S2 by rotating the open knot /c° aroundE2 as axis in E4. He showed that the fundamental group of E4 —S2 isisomorphic to the knot group of K, that is, to the fundamental group ofE3 — κ. Fox and Milnor [4] showed that if a locally flat sphere S2 in E4

Fig. 1

is cut by an E3, and if the intersection S2

AE3 is a knot, which theycalled a null-equivalent knot, then the Alexander polynomial of this knotmust be of the form f(x)f(x~λ}xn. As it happens, the Alexander polynomialof S2

AE3 is Δ2(#) for the sphere S2 of Artin type, for then the knot inquestion is the product0 of /c, of Alexander polynomial Δ(#), with itssymmetric image /c* with respect to E2, as will be seen in the figure.

Now the question is : what can be concluded about the knottednessof a given locally flat sphere S2dE4 from the information about thatof S2

nE3 for any hyperplane E3 of E4? This and other related questions

1) "sum" would be a better terminology.

Page 2: Hidetaka Terasaka and Fujitsugu Hosokawa- On the Unknotted Sphere S^2 in E^4

266 H. TERASAKA and F. HOSOKAWA

are still open in the present note we shall only show that there is aclass of non-trivial knots, called doubly null-equivalent knots, of whicheach fcζ^E3 admits an unknotted sphere S2C]£4 to pass through suchthat fc=S2^E3.

A cylindrical surface in E3 bounded by a pair of simple closed curvesK' and K," will be called unknotted, if it is isotopic to a ringed region ona plane of E3.

Let T be a torus in E3 with a boundary K, which is a knot. Sucha torus can be brought isotopically into the Seifert normal form [5],

(I) 9,

Fig. 2

Fig. 3

Page 3: Hidetaka Terasaka and Fujitsugu Hosokawa- On the Unknotted Sphere S^2 in E^4

On the Unknoited Sphere S* in E* 267

cf. Fig. 3, (1) and (2). Now, if there is an arc άb joining two points aand b of K on T such that an unknotted cylindrical surface may beobtained by cutting T along ab, then K is a null -equivalent knot, [4], [6](cf. also [7], p. 134). If there is moreover another arc joining points cand d of K on T which is disjoint from ab and not homotopic to άb andwhich has the same property as above, then /c will be called a doublynull -equivalent knot. Call ab and cd conjugate cross-cuts. In Fig. 3, (1)represents the knot 946 of the knot table in [8] and, by taking ab andcd as conjugate cross-cuts, it is seen to be a doubly null-equivalent knot,while (2) is the knot 61 with the same Alexander polynomial as that of946, but is undecided whether or not it is doubly null-equivalent.

The theorem we are to prove is the following :

Theorem. Let re be a doubly null -equivalent knot in a hyperplane E3

of E4. Then there is a trivial sphere S2 in E* whose intersection with E3

coincides with /c.

Proof will be divided into several steps.

1st step. First we define a continuous family of curves Γ,, — 3<^/<Ξl3,on the standard 2-dimensional sphere Σ2 in E3, which is essentially atopological map of the family of general lemniscates

for Q^k^2 on the northern hemisphere H+ of Σ2 and its symmetricimage on the southern hemisphere H- (cf . Fig. 4) :

Γ3 is the image of the foci k = 0 of (*) and consists of a pair ofpoints #3 and α^'.

Γ, for 3>f]>l is the image of (*) for 0<^<^1 and consists each ofa pair of simple closed curves Γ£ and Γ'/ around a'z and a!$ respectively.

I\ is the image of the ordinary 8-shaped lemniscate k = l of (*).Γ, for l>f^0 is the image of (*) for l<^k^2 and is a simple

closed curve. Especially Γ0 is the equator of Σ2.Further let Γ_,(3^f]>0) be the symmetric image of Γ, with respect

to the equatorial plane of Σ2.On the basis of I\ we now define a continuous family of disjoint

surfaces Φt filling up the full sphere Δ3 of Σ2, as follows :Let Φ3 coincide with Γ3, that is, with points a^ and αj'.Let Φ, for 3^>/>2 consist each of a pair of disjoint hemispheres

bounded by Γί and Γ7/ respectively.Let Φ2 be a pair of hemispheres having a single point in common

and bounded each by Γa and Γ7/ respectively.

Page 4: Hidetaka Terasaka and Fujitsugu Hosokawa- On the Unknotted Sphere S^2 in E^4

268 H. TERASAKA and F. HOSOKAWA

Let Φ, for

Fig. 4

be each a cylindrical surface bounded by

Let Φj be a torus bounded by the 8-shaped curve Γ^.Finally let Φt be for 1>£^>0 a torus bounded by I\.For negative t, 02^/^>— 3, the family of surfaces {Φt} should be as

a whole homeomorphic to {Φ_,} defined above, Φ0 = {Φj A {Φ_,} beingmapped onto itself by this homeomorphism.

2nd step.We now provide in the hyperplane #4 = 0, which we denote by El,

a continuous family of not necessarily disjoint surfaces Tt, — 3<££<£3,of the following kind (cf . Fig. 5, where Tt are shaded) :

κ0 = fc is the given doubly null-equivalent knot spanned with a torusT0, with conjugate cross-cuts a0b0 and c0dQ.

For 0<^<^1, Tt is a torus bounded by a knot κt.T1 is a torus bounded by the union κ1 of two trivial knots κ{ and

κ[' having in common a single point a1 = bιy which is the limit of thecross-cut aQb0 on T0.

Page 5: Hidetaka Terasaka and Fujitsugu Hosokawa- On the Unknotted Sphere S^2 in E^4

On the Unknotted Sphere S2 in 269

For 1<^<[2, Tt is an unknotted cylin-drical surface bounded by a pair of trivialknots κ't and κ'e'.

T2 is the union of two disks boundedby κ'2 and by κ'2' respectively and having asingle inner point in common.

For 2<^<^3, Tt consists of two dis-joint disks bounded by knots κ'e and K"respectively.

T3 consists of a pair of distinct points#3 and κ(f.

For — 3^/<Ό, Tt is homeomorphicwith T-f, provided that the common pointof Λ/_! and /c"ι of T_ι is the limit of thecross-cuts c0d0 of T0.

Final step.

Now let E\ be the family of parallelhyperplane x< = t in E4 for -3^ί^3.

To each t of -3^/^3 project thesurface Tt just defined in El into £?, anddenote it by Ft. Then, since Tt, and henceFt, is homeomorphic to Φ,, the union

\J Ft = D is clearly a full sphere in-3</^3

E*, and consequently its boundary 0 =\J κt, fct = /c't ^ κ't', must be a trivial

-3^ί^3

sphere S2 in E\ But S2

A£§ is nothingother than the original knot KO = K, whichproves our theorem.

REMARK. By the same method of proofit can be easily shown that any productof doubly null-equivalent knots has thesame property as the doubly null-equivalentknot in the theorem.

(Received September 29, 1961)

x;

x1,

Fig. 5

Page 6: Hidetaka Terasaka and Fujitsugu Hosokawa- On the Unknotted Sphere S^2 in E^4

270 H. TERASAKA and F. HOSOKAWA

References

[1] Artin, E.: Zur Isotopie zweidimensionaler Flachen im R4y Abh. Ham-burg 4 (1926), 174-177.

[2] Kampen, E. R. van: Zur Isotopie zweidimensionaler Flachen im R4, Abh.Hamburg 6 (1928), 216.

[ 3 ] Andrews, J. J. and Curtis, M. L.: Knotted 2-spheres in the 4-sphere,Ann. of Math. 70 (1959), 565-571.

[ 4 ] Fox, R. H. and Milnor, J. W.: Singularities of 2-spheres in 4-space andequivalence of knots (unpublished, cf. Bull. Amer. Math. Soc. 63 (1957),p. 406).

[5] Seifert, H.: Uber das Geschlecht von Knoten, Math. Ann. 110 (1935),571-592.

[6] Terasaka, H.: On null-equivalent knots, Osaka Math. J. 11 (1959), 95-113.

[ 7 ] Kinoshita, S. and Terasaka, H.: On unions of knots, Osaka Math. J. 9(1957), 131-153.

[8] Reidemeister, K.: Knotentheorie, Berlin (1932, Chelsea (1948)).