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GOLDMAN SACHS MUTUAL FUND
SIP / VIP AUTO DEBIT (ECS) FORM FOR GOLDMAN SACHS OPEN ENDED EQUITY SCHEMES
Application No.
To be accompanied with Application Form for new registrationPlease read the common instructions and SIP/VIP Instructions before completing this Form.
Upfront commission shall be paid directly by the Investor to the Distributor / broker based on the Investors' assessment of various factors including the service rendered by the Distributor / brokerPlease() any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change of ECS Bank �
2. APPLICANT’S INFORMATION
3. SIP/VIP DETAILS
4. BANK DETAILS
SIP/VIP Through ECS Debit Clearing
I/We hereby apply to the Goldman Sachs Mutual Fund for a Systematic Investment Plan (SIP)/Value Averaging Investment Plan (VIP) through ECS Auto Debit under the following Scheme and agree to abide by the terms, conditions, rules and regulations of the SIP/VIP. Folio No. for existing Investor (Please attach attested PAN copy and KYC Acknowledgement Letter# of all Applicants / POA holders / Guardian, as applicable, if not submitted earlier) Name of First / Sole Applicant / Non-Individual Investor Guardian Name (in case 1st / sole applicant is a minor) #Please submit the duly filled KYC Application Form and required documents for all Applicants/ POA holders/ Guardian (as applicable) who are not KYC compliant.
Scheme: (Please mention the scheme name you are investing in)
Plan: � Direct Plan � Distributor Plan
Option: � Growth � Dividend For Dividend Option: � Payout � ReinvestmentDefault Option: Growth Default Dividend Option: Dividend Reinvestment
Micro SIP# � Yes � No
SIP Date From: SIP Date To:
*Each SIP amount `
Preferred monthly investment date �1st �15th (Default SIP Date 15th)(Minimum number of installments including first instrument should be 12.
First SIP ECS debit will be at least 30 days after the date of allotment)
* Minimum installment should be ` 1000/- and in multiples of ` 1/- thereafter. All ECS debits will be similar to the first instrument issued.
Micro VIP# � Yes � NoVIP Date From: VIP Date To (maximum up to 12 yrs):*Nominal amount ` (First VIP installment should be for nominal amount)Maximum ECS debit amount ` (should be higher than nominal amount)Preferred monthly investment date �1st �15th (Default VIP Date 15th)
* Minimum installment should be ` 2000/- and in multiples of ` 1/- thereafter. VIP is only applicable for GS CNX 500. First VIP ECS debit will be at least 30 days after the date of allotment. Default minimum investment will be "ZERO"
SIP (Systematic Investment Plan) VIP (Value averaging Investment Plan)
Account holder name as in bank records: PAN of bank account holder: Bank Name: Branch Name: Address: City: Account Number: 9 Digit MICR Code: 11 Digit IFSC Code:
ACKNOWLEDGMENT SLIP FOR SIP/VIP THROUGH ECS (To be filled in by the Investor)
Date D D M M Y Y Y Y Name of Sole/First Account Holder
Investment Details: Goldman Sachs Fund
Option : � Growth � Dividend � Dividend Option: � Payout � Reinvestment
SIP/VIP Amount ` Frequency : Monthly
SIP/VIP from M M Y Y Y Y to M M Y Y Y Y Date SIP/VIP Date � 1st or � 15th
5. CONFIRMATION AND SIGNATURE/SI/We hereby declare that the particulars given in this form are correct and complete and express my/our willingness to (i) apply for Purchase of Units of the Scheme mentioned above, (ii) make installment payments referred above through direct debit/ participation in RBI’s Electronic Clearing Service (debit clearing), or (iii) change details of my/our bank mandate as stated in this form, as applicable. If the transaction is delayed or not effected at all for reasons of incomplete information, I/we will not hold Goldman Sachs Mutual Fund/AMC/Trustee or any other authorities/services providers/representatives responsible. I/We further undertake that any changes in my / our bank details will be informed to the Fund immediately. I/We have read and agreed to the Terms and Conditions in the instructions to this form.
First/Sole Applicant/Guardian/POA Holder Second Applicant/POA Holder Third Applicant/POA Holder
6. AUTHORISATION OF THE BANK ACCOUNT HOLDER
This is to inform that I/We have registered for the RBI’s Electronic Clearing Service(Debit Clearing) and that my/our payment towards my/our investment in the Scheme of Goldman Sachs Mutual Fund shall be made from our below mentioned bank account with your bank. I/We authorise the representative carrying this ECS mandate form to get it verified & executed. Mandate verification charges, if any, may be charged to my/our account. Bank Account Number
Banker’s AttestationCertified that the signature of account holder and thedetails of bank are correct as per our records.
Signature of authorised official from bank (bank stamp and date)
Acknowledgement Stamp
Mandatory Enclosures:� Blank cancelled cheque � First SIP/VIP cheque
Cheque No. Date Amount (`)
Account Type (Please tick ) � Savings � Current � NRE � NRO � FCNR � Others (please specify)
*If not routed through a broker/Distributor, will be captured as DIRECT
Application No.
0330-1112_SIP-Auto debit ECS-GSDF-GSEDOF-GS CNX 500
Signature (As per Bank Record)
1st Holder
2nd Holder
3rd Holder
Name of Minor Minor’s DOB
# Investors who wish to opt for Micro SIP/VIP should provide the KYC Application Form and required documents along with the Application Form, if attested KYC Acknowledgment Letter is not provided.
1. TRANSACTION CHARGES FOR APPLICATIONS THROUGH DISTRIBUTORS ONLY (Please tick () any one)
Applicable for transaction routed through an empanelled Distributor who has ‘opted in’ to receive transaction charges
� I confirm that I am a first time Investor across mutual funds.(` 150 deductible as transaction charge and payable to the Distributor)
� I confirm that I am an existing Investor in mutual funds.(` 100 deductible as transaction charge and payable to the Distributor)
Please() any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change of ECS Bank �
Broker/Distributor Name*: ARN: Sub-Broker Name & Code Registrar Serial No.Employee Name & EUIN:“I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction”.
M M Y Y Y Y M M Y Y Y Y M M Y Y Y Y M M Y Y Y Y
D D M M Y Y Y Y
Application No.
To be accompanied with Application Form if STP/SWP is not from existing folioPlease read the Key Information Memorandum, common instructions and STP/SWP instructions before completing this STP/SWP Enrolment Form. All sections to be filled legibly in English and in BLOCK LETTERS.
Upfront commission shall be paid directly by the Investor to the Distributor / broker based on the Investors' assessment of various factors including the service rendered by the Distributor / broker
(Please ) any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change in STP/SWP amount/date �
GOLDMAN SACHS MUTUAL FUND
STP/SWP ENROLMENT FORM
For GOLDMAN SACHS INDIA EQUITY FUND (GSIEF) [An open ended equity scheme]
0324-1112_SWP enrol form for GSIEF
4. CONFIRMATION AND SIGNATURE/S
Please note that by signing this Application Form, the Investors also give the Important Declarations set out in the instructions section of the Application Form. I/We hereby apply for the allotment / Purchase of Units of the Scheme, as indicated in this form and confirm that I/we have read, understood and are bound by the terms and conditions of this Application Form, including the Important Declarations in the instructions to the Application Form, the contents of the Key Information Memorandum, the Scheme Information Document and the Statement of Additional Information, and am/are fully capable of assessing and bearing the risks involved in purchasing the Units, and agree to abide by the terms, conditions, rules and regulations of the Scheme. I /We hereby authorise Goldman Sachs Mutual Fund, its Investment Manager and its agents to disclose personal data / details of my investment to anyone as may be necessary or expedient for the purposes of administration of investments in the Units of the Scheme. By signing this Application Form, I / we confirm that I / we have read the Goldman Sachs India Privacy Policy which is available at www.gsam.in and agree to the collection and use of my / our personal information as provided in such policy, as it may be updated from time to time.Applicable to NRIs only.I / We confirm that I am / We are Non-Resident of Indian Nationality/ Origin and I / We hereby confirm that funds for Subscription have been remitted from abroad through normal banking channels or from funds in my/ our Non-Resident External/ Ordinary Account/ FCNR Account.Please () � Yes � No If yes, � Repatriation basis � Non-repatriation basis
SIG
NA
TURE
S
First/SoleApplicant/Guardian/POA Holder
SecondApplicant/POA Holder
ThirdApplicant/POA Holder
Date
Received from Mr./Ms./M/s. STP/SWP application for transfer of Units;
from GSIEF Option � Growth � Dividend
Dividend Option � Payout � Reinvestment
For a monthly STP/SWP amount of ` for STP/SWP Date: � 1st � 15th
D D M M Y Y Y Y
ACKNOWLEDGMENT SLIP (To be filled in by the Investor)
Acknowledgement Stamp
Application No.
1. APPLICANT’S INFORMATION
Folio No. (for existing Unit Holder)
Name of First / Sole Applicant / Non-Individual Investors
PAN KYC# compliant (Please ) � (Refer instruction no. 3(d) of the Application Form)
Name of Second Applicant
PAN KYC# compliant (Please ) � (Refer instruction no. 3(d) of the Application Form)
Name of Third Applicant
PAN KYC# compliant (Please ) � (Refer instruction no. 3(d) of the Application Form)
Name of Guardian (in case First / Sole Applicant is a Minor)/Name of Corporate Contact (in case of Non-Individual Investors)
Mr./Mrs./Ms.
Relationship with Minor (Please ): � Father � Mother � Court appointed Legal Guardian (Attach proof)
Designation (In case of corporate contact) PAN KYC# compliant (Please ) � (Refer instruction no. 3(d) of the Application Form) # Please submit the duly filled KYC Application Form and supporting documents for all Applicants / POA holders / Guardians (as applicable) who are not KYC compliant.
SWP from Goldman Sachs India Equity Fund (GSIEF)
Option: � Growth � Dividend Dividend Option: � Payout � Reinvestment
STP/SWP Frequency: Monthly
Date: � 1st � 15th
Default STP/SWP Date: 15th
STP/SWP Options
Amount per installment `*
Period of Enrolment** From To
*Subject to minimum of ` 1000/- and in multiples of ` 1/- thereafter. ** Minimum 12 installments.
3. SYSTEMATIC WITHDRAWAL PLAN (SWP) (please the relevant Scheme, Option and Date)
M M Y Y Y Y M M Y Y Y Y
Transfer FromScheme: Goldman Sachs India Equity Fund (GSIEF)
Plan: � Direct Plan � Distributor Plan
Option: � Growth � Dividend
Dividend option: � Payout � Reinvestment
Transfer ToScheme
Plan: � Direct Plan � Distributor PlanOption: � Growth � DividendDividend option: � Payout � Reinvestment Only for GSSTF: Dividend Option: � Daily Reinvestment � Weekly ReinvestmentDefault Option: Growth Default Dividend Option: Dividend Reinvestment (Weekly Reinvestment for GSSTF)
2. SYSTEMATIC TRANSFER PLAN (STP) (please the relevant Scheme, Option and Date)
“I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction”.
Broker/Distributor Name*: ARN: Sub-Broker Name & Code Registrar Serial No.
Employee Name & EUIN:
*If not routed through a broker/Distributor, will be captured as DIRECT.
Date Name of Sole/First Account Holder
Scheme: � Goldman Sachs Short Term Fund
Investment Details : Option : Growth Dividend: � Daily Reinvestment � Weekly Reinvestment
SIP Amount ` Frequency : Monthly
SIP from to Date SIP Date � 1st or � 15th
Application No.
SIP Through ECS Debit Clearing
ACKNOWLEDGMENT SLIP FOR SIP THROUGH ECS (To be filled in by the Investor)
2. APPLICANT’S INFORMATION
1. TRANSACTION CHARGES FOR APPLICATIONS THROUGH DISTRIBUTORS ONLY (Please tick () any one)
DD MM YYYY
MM YYYY MM YYYY
4. BANK DETAILS
Acknowledgement Stamp
GOLDMAN SACHS MUTUAL FUNDSIP AUTO DEBIT (ECS) FORM (For GSSTF)
Account holder name as in bank records:
Pan of bank account holder:
Bank Name:
Branch Name:
Address:
City:
Account Number:
9 Digit MICR Code:
11 Digit IFSC Code:
Mandatory Enclosures:� Blank cancelled cheque � First SIP/VIP cheque
Cheque No. Date Amount (`)
Account Type (Please tick()) � Savings � Current � NRE � NRO � FCNR � Others (please specify)
Signature (As per Bank Record)
1st Holder
2nd Holder
3rd Holder
Name of Minor Minor’s DOB
5. CONFIRMATION AND SIGNATURE/S
I/We hereby declare that the particulars given in this form are correct and complete and express my/our willingness to (i) apply for Purchase of Units of the Scheme mentioned above, (ii) make installment payments referred above through direct debit/ participation in RBI’s Electronic Clearing Service (debit clearing), or (iii) change details of my/our bank mandate as stated in this form, as applicable. If the transaction is delayed or not effected at all for reasons of incomplete information, I/we will not hold Goldman Sachs Mutual Fund/AMC/Trustee or any other authorities/services providers/representatives responsible. I/We further undertake that any changes in my / our bank details will be informed to the Fund immediately. I/We have read and agreed to the Terms and Conditions in the instructions to this form.
First/Sole Applicant/Guardian/POA Holder Second Applicant/POA Holder Third Applicant/POA Holder
6. AUTHORISATION OF THE BANK ACCOUNT HOLDER
This is to inform that I/We have registered for the RBI’s Electronic Clearing Service(Debit Clearing) and that my/our payment towards my/our investment in the Scheme of Goldman Sachs Mutual Fund shall be made from our below mentioned bank account with your bank. I/We authorise the representative carrying this ECS mandate form to get it verified & executed. Mandate verification charges, if any, may be charged to my/our account. Bank Account Number
Banker’s AttestationCertified that the signature of account holder and thedetails of bank are correct as per our records.
Signature of authorised official from bank (bank stamp and date)DD MM YYYY
Application No.
0333-1112_SIP Auto Debit ECS Form GSSTF
3. SIP DETAILS
Scheme: Goldman Sachs Short Term Fund
Plan � Direct Plan � Distributor Plan
Option: � Growth � Dividend
i) Daily Reinvestment �
ii) Weekly Reinvestment �
Default Option: Growth
Default Dividend Option: Weekly Reinvestment
SIP (Systematic Investment Plan)Micro SIP#: � Yes � No SIP Date From : SIP Date To : *Each SIP amount : `Preferred monthly investment date : � 1st � 15th (Default SIP date: 15th)(Minimum number of installments including first instrument should be 12. First SIP ECS debit will be at least 30 days after the date of allotment.)*Minimum installment should be ` 1000/- and in multiples of ` 1/- thereafter. All ECS debits wil be similar to the first instrument issued# Investors who wish to opt for Micro SIP should provide the required details in the Micro SIP Annexure, if attested PAN copy and KYC Acknowledgment Letter is not provided
M M Y Y Y Y M M Y Y Y Y
I/We hereby apply to the Goldman Sachs Mutual Fund for a Systematic Investment Plan (SIP)/Value Averaging Investment Plan (VIP) through ECS Auto Debit under the following Scheme and agree to abide by the terms, conditions, rules and regulations of the SIP/VIP. Folio No. for existing Investor Name of First / Sole Applicant / Non-Individual Investor Guardian Name (in case 1st / sole applicant is a minor) #Please submit the duly filled KYC Application Form and supporting documents for all Applicants / POA holders / Guardians (as applicable) who are not KYC compliant.
Applicable for transaction routed through an empanelled Distributor who has ‘opted in’ to receive transaction charges Please() any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change of ECS Bank �
� I confirm that I am a first time Investor across mutual funds.(` 150 deductible as transaction charge and payable to the Distributor)
� I confirm that I am an existing Investor in mutual funds.(` 100 deductible as transaction charge and payable to the Distributor)
“I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/ relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales personof the distributor and the distributor has not charged any advisory fees on this transaction”.
Broker/Distributor Name*: ARN: Sub-Broker Name & Code Registrar Serial No.
Employee Name & EUIN:
To be accompanied with Application Form for new registrationPlease read the common Instructions and SIP instructions before completing this Form
Upfront commission shall be paid directly by the Investor to the Distributor / broker based on the Investors' assessment of various factors including the service rendered by the Distributor / broker*If not routed through a broker/Distributor, will be captured as DIRECT
Please() any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change of ECS Bank �
Application No.
2. SYSTEMATIC TRANSFER PLAN (STP) (please tick () the relevant Scheme, Option and Date)
ACKNOWLEDGMENT SLIP (To be filled in by the Investor)
Transfer From
Scheme � Goldman Sachs Short Term Fund (GSSTF)
Plan � Direct Plan � Distributor Plan
Option: � Growth � Dividend
Dividend option: � Daily Reinvestment � Weekly Reinvestment
Transfer To
Scheme � Goldman Sachs CNX 500 Fund (GS CNX 500) � Goldman Sachs India Equity Fund (GSIEF)
Plan � Direct Plan � Distributor Plan
Option: � Growth � Dividend
Dividend option: � Payout � Reinvestment
Default Option: Growth Default Dividend Option: Dividend Reinvestment
GOLDMAN SACHS MUTUAL FUND
STP/VTP ENROLMENT FORM(For GSSTF)
Upfront commission shall be paid directly by the Investor to the Distributor / broker based on the Investors' assessment of various factors including the service rendered by the Distributor / broker
Please () any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change in STP/VTP amount/date �
1. APPLICANT’S INFORMATION
VTP from Goldman Sachs Short Term Fund (GSSTF)
Option: � Growth � Dividend Dividend Option: � Daily Reinvestment � Weekly Reinvestment
VTP to Goldman Sachs CNX 500 Fund (GS CNX 500) Option*: � Growth � Dividend Dividend Option: � Payout � Reinvestment
*Default Option: Growth. Default Dividend Option: Dividend Reinvestment
VTP Transfer Frequency: � Monthly (default option); VTP Date: � 1st � 15th (Default VTP date: 15th)
Nominal VTP Amount ` (Default monthly minimum amount will be ZERO and default monthly maximum VTP amount will be total amount available in the Scheme from which VTP is setup)
Transfer Frequency: Monthly
Date: � 1st � 15th
Default STP Date: 15th
Transfer Options
Amount per installment `*
Period of Enrolment** From To
*Subject to minimum of ` 1000/- and in multiples of ` 1/- thereafter. ** Minimum 12 installments.
3. VALUE AVERAGING TRANSFER PLAN (VTP) (please tick the relevant Scheme, Option and Date)
SIG
NAT
URE
/S
4. DECLARATIONS & SIGNATURE/S
Please note that by signing this Application Form, the Investors also give the Important Declarations set out in the instructions section of the Application Form. I/We hereby apply for the allotment / Purchase of Units of the Scheme, as indicated in this form and confirm that I/we have read, understood and are bound by the terms and conditions of this Application Form, including the Important Declarations in the instructions to the Application Form, the contents of the Key Information Memorandum, the Scheme Information Document and the Statement of Additional Information, and am/are fully capable of assessing and bearing the risks involved in purchasing the Units, and agree to abide by the terms, conditions, rules and regulations of the Scheme. I /We hereby authorise Goldman Sachs Mutual Fund, its Investment Manager and its agents to disclose personal data / details of my investment to anyone as may be necessary or expedient for the purposes of administration of investments in the Units of the Scheme. By signing this Application Form, I / we confirm that I / we have read the Goldman Sachs India Privacy Policy which is available at www.gsam.in and agree to the collection and use of my / our personal information as provided in such policy, as it may be updated from time to time.Applicable to NRIs only.I / We confirm that I am / We are Non-Resident of Indian Nationality/ Origin and I / We hereby confirm that funds for Subscription have been remitted from abroad through normal banking channels or from funds in my/ our Non-Resident External/ Ordinary Account/ FCNR Account.(Please ) � Yes � No If yes, � Repatriation basis � Non-repatriation basis
First/SoleApplicant/Guardian/POA Holder
SecondApplicant/POA Holder
ThirdApplicant/POA Holder
Application No.
Date
Received from Mr./Ms./M/s. _______________________________________________________ STP/VTP application for transfer of Units;
from Scheme / Option
to Scheme / Option
For a monthly STP installment amount / VTP nominal amount of ` _____________________________ for STP / VTP Date: � 1st � 15th
D D M M Y Y Y Y
Acknowledgement Stamp
0334-1112_STP-VTP Enrolment form GSSTF
*If not routed through a broker/Distributor, will be captured as DIRECT.
To be accompanied with Application Form if STP/ VTP is not from existing folioPlease read the common Instructions and STP/VTP instructions before completing this STP/ VTP Enrolment Form. All sections to be filled legibly in English and in BLOCK LETTERS.
“I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/ relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction”.
Broker/Distributor Name*: ARN: Sub-Broker Name & Code Registrar Serial No.
Employee Name & EUIN:
Folio No. (for existing Unit Holder)
Name of First / Sole Applicant / Non-Individual Investors
PAN KYC compliant# (Please ) �Name of Second Applicant
PAN KYC compliant# (Please ) �
Name of Third Applicant
PAN KYC compliant# (Please ) �
Name of Guardian (in case First / Sole Applicant is a Minor)/Name of Corporate Contact (in case of Non-Individual Investors)
Mr./Mrs./Ms.
Relationship with Minor (Please ): � Father � Mother � Court appointed Legal Guardian (Attach proof)
Designation (In case of corporate contact) PAN KYC compliant# (Please ) �#Please submit the duly filled KYC Application Form and supporting documents for all Applicants / POA holders / Guardians (as applicable) who are not KYC compliant.
M M Y Y Y Y M M Y Y Y Y