garr m king financial disclosure report for 2010

8/3/2019 Garr M King Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/garr-m-king-financial-disclosure-report-for-2010 1/12

A o l ORev. 1/2011

FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010

Rcport Required by the Ethics

in Govermnent Act o f 1978(5 U.S. C. a pp. ,~,~ 101-111)

I. Person Report ing (las t name, f i rs t , middle initial)

K I N G , G A R R M .

4. Ti t le (Art ic le II1 judges ind icate ac t ive o r sen io r s tatus;

mag is t ra te judges indica te ful l - or par t - t ime)

S EN I O R U N I T ED S T A T ES D I S T R I C T J U D G E

7 . C ha mbe r s o r Of f i c e Ad d r e s s

9 0 7 U N I T E D S T A T E S C O U R T H O U S E

1 0 00 S W T H I R D A V E N U E

P O R T L A N D , O R E G O N 9 7 2 0 4

2. Co u r t o r O r g a n i z a t i o n

D I S T R I C T O F O R E G O N

5a. Report Type (check appropriate type)

] Nomina t ion , D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. O n t h e b as i s o f th e i n fo rm a t i o n c o n t a in ed i n th i s R ep o r t an d an ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e la w s a n d r e g u l a t i o n s .

R ev iew in g Of f i c e r Date

3. Date of R e p o r t

05/02/201 I

6. Report ing Period

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be fol lowe,t C omplete al l pa r ts ,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m c p o ~ i n g i n d i v i d u a l o n ly; s e e p p . 9 - 1 3 of filing instructions.)

[~ NONE (No reportable positions.)

POSITION.

1 . C O - M A N A G E R

N A M E O F ORGANIZATION/ENTITY

K I N G P A R T N E R S L L C

2. PR ES I D EN T / D I R EC T O R K I N G FOUNDATION

3. T R U S T E E K IN G TR U ST

4.

5.

I I . A G R E E M E N T S . m e p o . i . g individual only; seepp. 14-16 of filing instructions.)

~ NONE (No reportable agreements.)

D A T E _ PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

Pa ge 2 o f 1 2

N a m e o f P e r s o n R e p o r t i n g

KING, GARR M.

D a t e o f R e p o r t

05/02/2011

II1. N O N - I N V E S T M E N T I N C O M E . t R e p o . i n g individual a n d spouse; seepp. 17-24 of fil ing instructions.)

A. Filer’s Non-lnvestmen t Income

~] NONE (No repor tab le non - investment income . )

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s tm e n t In c o m e - if you were married during anyportion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

N O N E (No reportable non- investment income.)

DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainme.~

(Includes those to spouse and dependent children," see pp. 25 -27 offiling instructions.)

~-] NO NE (No reportable reimbursements.)

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




Pa ge 3 o f 1 2

N a m e o f P e r s o n R e p o r t in g

K I NG , G ARR M .


05/02/201 I

V . G I F T S . a n c l u d e s t h o s e t o s p o u s e a n d dep endent children; see p p . 2 8 - 3 1 of filing instructions.)

N O N E (No reportable gifts.)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

VA LU E_

LIABio l~lll~Oo (Includes those of spouse and dependent children; seepp. 32-33 of filing instruction~)

~] N O N E (No reportable liabilit ies.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

V ALUE CODE




of" 12

N a m e o f P e r s o n R e p o r t i n g

KING, GARR M.


05/02 /201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o r ~ e , v a l . e , transactions (Includes those of,spouse and dependent children; see pp. 34-60 of filing instructions.)

~] N O N E (No reportable income, assets, or transactions.)

A. B. C.

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lu d in g t ru s t a s s e t s ) re p o r t in g p e r io d o f r e p o r t i n g p e r i o d

(1) (2) (1 ) (2)

Place "(X)" after each asset A m o u n t Type (e.g., V al u e Value

exempt from prior disclosure C o d e 1 d i v . , r en t , C o d e 2 M e th o d

( A - H ) o r in t .) ( J-P ) C o d e 3

(Q-W)

1. GARR K1NG’S ACCOUNTS

2. BP PLC SPON ADR B Dividend K T

3. BOEING COMPANY A Dividend K T

4. CARMEN DRIVE HEALTH CTR C I n t e r e s t L TINVESTORS

5. CASH 1N BROKERAGE ACCTS. UBS D I n t e r e s t O TResource Mgrnt. Acct.

6. CISCO SYSTEMS INC None K T

7. COMM . FINANCIAL LTD A I n t e r e s t J TPARTNERSHIP (MIDCO)

8. EXXON M OBIL CORP B Dividend L T

9. GENL ELECTRIC CO A Dividend K T

1 0 . INTEL CORP A Dividend K T

II. ISHARES TRUST RUSSELL 1000 INDEX D Dividend M T

1 2 . ISHARES TRUST S&P SMALL CAP 600 B Dividend L TINDEX FUND

1 3 . JPMORGAN CHASE & CO B Dividend K T

1 4 . JOHNSON & J OHNSON COM A Dividend K T

1 5 . M & P CO. (Real Estate Partnership) Salt E Rent L WLake City, UT

1 6 . MEDTRONIC INC. A Dividend K T

17. MICROSOFTCORP None K T

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

( 1 ) (2) (3)Type (e.g., D a t e V a l u e

b u y , s e l l , m m / d d / y y C o d e 2

r edempt ion) ( J - P )

(4 ) (s )

Gain Identity of

C o d e 1 bu y e r /s e lle r

( A -H ) ( i f p r iv a te

t r an sac t ion )

1 . Income G a in Code s : A =$ 1.000 o r le ss B =$ 1,001 - $ 2,500 C =$2,501 - $5.000 D =$5 ,001 - $15,000

( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$t,000,001 - $5,000,000 H2 =Mo re than $ 5,000,000

2. V alue Codes J =$15,000 or less K = $15,001 - $50,000 L -$ 5 0,001 - $ 100,000 M :$ 100,001 - $ 250,000

( S e e C o l u m n s C I a n d D 3 ) N =$ 250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000,001 - $ 5,000,000 P2 = $5,000,001 - $25.000,000

P3 =$25 .000,001 - $50,000,000 P4 M ore than $50,000,000

3 . Value Method Co des Q =A ppr a i sa l R -Cos t (Real Es t a t e Only) S = A s s e s s m e n t T =Cas h Market

( S e e C o l u m n C 2 ) U =Book V alue V Other W =Es t imated

E =$15,001 - $5 0,000




Pa ge 5 o f 1 2


KING, GARR M.

D a t e o f R e p o t !

0 5 / 0 2 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v , ~ . e , t .... actions (Includes those of.spouse and dependent children; .see pp. 34-60 of filing instructionx.)

N O N E (No reportable incom e, assets, or transactions.)

A. B. C.Descr ip t ion o f Asse t s In co m e d urin g G ro ss value a t en d

( including t rus t asse ts ) repo rting pe riod of repo rtin g p eriod

(1) (2) (1) (2) (I ) (2) (3)Place " (X) , a ide r each as se t A m o u n t Type (e.g. , Value Va l ue Type (e.g. , D a t e Value

exempt f rom pr io r d i sc losure Code 1 div., rent, Co de 2 M ethod buy , se ll, m m/d d /yy C o d e 2

(A-H) o r in t . ) ( J - P ) C o d e 3 r edempt ion) ( J - P )

(Q-W)

1 8 . ORACLE CORP

1 9 . PROCTER & G AMBLE CO

20 . SPDR KBW BANKETF

2 1 . S PDR S &P MIDCAP 40 0 ETF TR

2 2 . H EALTH CARE S ELECT SECTOR S PDRFUND

23 . ENERGY SECTOR SPDRTRUST

SHARES

24 . FINANCIAL SECTOR SPDRTRUSTETF

25 . US BANCORP DEL (NEW)

26 . US NATIONAL BANK

27 . FT-FRANKLIN OR T~F INCOME A

28 . ****

29 . ~ KING’S ACCOUNT

30 . ISHARES S&P 100 INDEX FUND

3 1. SPD R S& P 50 0 E TF TR

32 . MIDCAP SPDR

33 . HEALTH CARE SELECT SECTOR SPDRFUND

34 . UNITED PARCEL SERVICE INC CL B

None K T

A Dividend K T

A Dividend K T

C Dividend M T

C Dividend M T

C Dividend M T

B Dividend L T

B Dividend L T

A I n t e r e s t M T

D Dividend N T

B D i v i d e n d L T



B D i v i d e n d K T

B D i v i d e n d K T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(4 ) (5)

Gain Identity of

Code 1 buyer / se l le r

(A-H) (if private

t r a n s a c t i o n )

1 . Income G a in Code s : A =$ 1,000 o r Icss B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000

( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $100,000 G =$100.001 - $1,000.000 HI =$1,000,001 - $5,000,000 H2 =Mo re than $ 5,000,000

2. V alue Codes J =$15,000 or less K =$15,001 - $50,000 L $50 ,001-$100 ,000 M = $100,001 - $250.000

( See Co lumns C 1 and D3) N =$ 250,001 - $500,000 O = $500,001 - $1,000,000 P I = $1,000,001 - $ 5,000,000 P 2 -$5 ,000,001 - $25 ,000,000

P3 =$ 25,000,001 - $ 50,000,000 P4 M ore than $50,000,000

3 . Value Method Co des Q =A ppr a i sa l R =Cos t ( Rea l Es t a t e On ly ) S =A sscssmcn t T =Cas h Market

( S e e C o l u m n C 2 ) U =Book Value V =Other W =Est ima t ed

E =$15,001 - $50,000




Pa ge 6 o f 1 2


KING, GARR M.


05/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v a l u e , transact ions ( Includes those of spouse an d dependent c hi ldren; see pp . 34-60 of f i ling ins tructions . )


A. B. C.

D e s c r i p t io n o f A s s e t s In c o m e d u r in g G r o s s v a lu e at e n d

( in c lu d in g t ru s t a s s e t s ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d

( 1 ) ( 2) (1) (2)

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e Value

exempt from prior disclosure Code I d iv . , r e n t , C o d e 2 M e th o d

( A - H ) o r i n t . ) ( J-P ) C o d e 3

(Q-W)

( 1 )

T y p e ( e . g .,

b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

(2) (3) (4)

D a t e V a l u e G a i n

m m / d d / y y C o d e 2 C o d e l

( J-P ) ( A -H )

(5 )

I d e n t i t y o f

b u y e r / s e l l e r

( i f p r i v a t e


35 . V A N G U A R D M S C I E A F E ET F A D i v i d e n d L

36. D E S C H U T ES C N T Y O R E N P F G B / E /R B In t e r es t L3.5 060115 DT D

37. W A S H I N G T O N C N T Y O R B E/ R / 4 D U E B I n te r e s t L

060115 DT ~

38 . C L A C K A M A S C N T Y O R B E / R / 4 D UE C In t e r es t M0 6 0 1 1 8

39. P O R T L A N D O R E H S G A U T H M ! F R E V A In t e r es t KDAWSON PD PILl/R/6.75~ D

140. ****

T

T

T

T

41 . G A R R K I N G IR A

42 .

43 .

44 .

45 .

46 .

47.

48 .

49 .

50 .

A M E R I C A N F U N D S C A P I T A L W O R L DG R O W T H & I N C O M E F U N D C L A S S F

D i v i d e n d

D W S D R E M A N S M A L L C A P V A L U E

F U N D C L A S S AA D i v i d e n d K

D O D G E & C O X 1 N T ’ L S T O C K F U N D A D i v i d e n d K

A M E R I C A N F U N D S E U R O P A C I F I CF U N D C L A S S F

F P A C A P I T A L F U N D I N C

B D i v i d e n d L

A D i v i d e n d K

T

T

I VY A S S E T S T R A T E G Y F U N D C L A S S A A D i v i d e n d K

L O O M I S S A Y L E S S T R A T E G I C I N C O M E CF U N D C L A S S A

Dividend M

M A T T H E W S A S I A N G R O W T H &I N C O M E F U N D C L A S S 1 N V

A D i v i d e n d K

O P P E N H E I M E R I N T ’ L B O N D F D C L A C D i v i d e n d M

F T T E M P L E T O N G L O B A L B O N D A B D i v i d e n d M

I . Inc ome G ain Codes : A =$1,000 or less B -$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

( See Co lunm s B I and D4) F =$50,001 - $ 100,000 G = $ 100,001 - $ 1 ,000,000 H l =$ 1,000,001 - $ 5 ,000,000 H 2 =More than $5,000,000

2. V alue Codes 1 =$15,000 or less K $15,001 - $50,000 L =$50,001 - $100,000 M =$100,1301 - $250,000

( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O $500,001-$1,000,000 P 1 =$ 1 ,0 00 ,0 01 - $ 5 ,0 00 ,0 00 P 2 =$ 5 ,~ 00 .0 01 - $ 25 ,0 00 ,0 00

P 3 =$25,000,001 - $50.000,000 P 4 =M ore tha n $5 0,000,000

3. Va lue M e tho d C o de s Q =A ppra isa l R =Co s t (R ea l Es ta te On ly ) S = A s s e s s m e n t ] = C a s h M a r k e t

( S e e C o l u m n C 2 ) U =Book V alue V =Other W =Est ima t ed

E =$15,001 - $50,000




Pa ge 7 o f 1 2

Name of Person Reporting

KING, GARR M.


05/02/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -in~me~value~transacti~ns(~nc~udesth~se~f‘~p~useanddepe"dent~hitdr¢mseepp.34-6~f~i"ginstructi~n~)

~ NONE (No repor table i n come, asse ts , or t ran sac t ion s . )

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G ro s s v a lu e a t e n d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1 ) (2 ) (1) (2)

P la c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) C o d e 3

(Q-W)

52 . VAN ECK G LOBAL HARD ASSETS

FUND CLASS A

53 . ****

54 . GARR K1NG~;~I" ~’~ TRUST

5 5 . C IS CO SY STE MS IN C

56 . INTEL CORP

57 . ISHARES MSCI EAFE INDEXFUND

58 . ISHARES TRUST RUSSELL 1000 INDEX

59 . ISHARES TRUST S&P SMALLCAP 600

INDEX FUND

6 0. M IC RO SO FT C OR P

61 . ORACLE CORP

62 . SPDR S&P MIDCAP 400 ETF TR

63 . US BANCORP DEL (NEW)

64 . FTTEMPLETON GLOBAL BOND A

65 . ****

66 . KING PARTNERS LLC

67 . BP PLC SPON ADR

6 8. C IS CO SY STE MS IN C

A Dividend K T

None K T

A Dividend K T

A Dividend K T

C Dividend M T

C Dividend M T

None K T

None L T

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

C Dividend M T

A Dividend L T

C I n t e r e s t M T

(l ) (2) (3)

T y p e ( e . g ., D a t e V a l u e

b u y , s e l l , m m / d d / y y C o d e 2

r e d e m p t i o n ) ( J - P )

A Dividend K T

None K T

(4 ) (5 )

G a i n I d e n t i t y o f

C o d e 1 b u y e r / s e l l e r

( A - H ) ( i f p r i v a t e


I . In c o m e Gain Codes: A = $ 1 ,000 o r le s s B = $ 1 ,001 - $ 2,5 00 C ~$2,501 - $5.000 D = $ 5 , 001 - $ 1 5 , 000

( S e e C o l u m n s B I and D4) F = $ 5 0, 001 - $ 1 00, 000 G =$ 100,001 - $ 1,000,000 H l = $ 1 ,000,001 - $ 5,000,000 H 2 = M o re tha n $ 5,000,000

2 . V a l u e C o d e s J = $ 1 5 , 000 o r l e s s K$15,001 - $50,000 L = $ 5 0, 001 - $ 1 00, 000 M = $ 1 00, 001 - $ 25 0, 000

( S e e C o l u m n s C I a nd D 3 ) N = $ 25 0, 001 - $ 5 00, 000 O = $5 00 ,001 - $ 1,000,0 00 P I =$ 1,000,001 - $ 5,000,000 P2 = $ 5 , 000, 001 - $ 25 , 000, 000

P3 = $ 25 , 000, 001 - $ 5 0 , 000, 000 P4 =More than $ 5 0, 000, 000

3. Value Method Codes Q =A p p r a i sa l R =Cost (Real Estate Only) S =Asse ssment T =Cash Market

( S e e C o l u n m C 2 ) U = B o o k V a l u e V = O t h e r W =Est ima ted

E =$1 5,001- $50,000




o f 12


K I NG , G ARR M .

Date of R e p o r t

05/02/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filin,g instruction~,)

D N O N E (No reportable income, assets, or transactions.)

A. B. C.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lud in g t ru s t a s s e t s ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d

(l) (2) ( 1 ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value

exempt from prior disclosure C o d e I d iv . , r e n t , C o d e 2 M e t h o d

( A - H ) o r in t . ) ( J - P ) C o d e 3

(Q-W)

69. EXXON MOBIL CORP A Dividend K T

70. GENL ELECTRIC CO. A Dividend K T

71. ISHARES TRUST RUSSELL 1000 INDEX C Dividend M T

72. ISHARES TRUST S&P SMALLCAP 600 B Dividend L T

INDEX FUND

73. MICROSOFT CORP None K T

74. SPDR S&P MIDCAP 400 ETF TR C Dividend M T

75. HEALTH CARE SELECT SECTOR SPDR A Dividend K T

FUND

76. CONSUMERS STAPLES SECTOR SPDR A Dividend K T

TRUST SHS

77. FINANCIAL SECTOR SPDR TRUSTETF A Dividend K T

78. TECHNOLOGY SECTOR SPDR TRUST B Dividend L T

SHS

79. US BANCORPCOMMON STOCK A Dividend K T

80. WALGREEN CO. A Dividend K T

81. WELLS FARGO & CO. ( N E W ) A Dividend K T

82. FT-FRANKLINORT/F INCOME A C Dividend M T

8 3. ****

84. KIN ~’2~’~’w~

~1~L,,,2¢=..~ ~ FOUNDATION

85. SPDR S&P 500 ETFTR B Dividend L T


(I ) (2) (3)

Type (e.g. , D a t e Value

buy, se l l , mm/dd/yy Code 2

redempt ion) ( J - P )

( 4 ) ( 5 )

G a i n I d e n t i t y o f

Code I b uye r / s e l le r

( A - H ) ( i f p r i v a t e

t r an sac t ion )

1 . I ncomc G a in Codes : A = $ 1,000 o r les s B = $ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

( See Co lunm s B I and D4) F = $ 50,001 - $100,000 G =$ 100,001 - $1,000,000 H 1 =$ 1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 = M o re th an $ 5, 00 0, 00 0

2 . Va lue Codes J = $ 15 ,000 o r le ss K =$15,001 - $ 50,000 L =$5 0,001 - $100,000 M =$100,001 - $250,000

( S e e C o l u m n s C I a n d D 3 ) N =$ 250,001 ÷ $500,000 O = $5 00,0 01 - $ 1,000 ,000 P I = $1 ,000 ,001 - $ 5,0 00,000 P2 = $5,000,001 - $25,000,000

P 3 =$25,000,001 - $5 0,000,000 P 4 =M o re than $ 50,000,000

3. Va lue Meth od C odes Q =A ppr a i sa l R =Cos t {R ea l Es t a t e On ly ) S = A s s e s s m e n t T =Cash Mar ke t

( S e e C o l u m n C 2 ) U = B o o k V a l u e V =Oth er W =Est ima t ed

E = $1 5 , 0 0 1 - $50 , 0 0 0




Pa ge 9 o f 1 2


KING, GARR M.


05/02/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruetion.~.)

[~] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s income during Gross value at end

( in c lu d in g t r u s t a s s e ts ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d

(1 ) ( 2 ) (l) (2)

Place "(X)" after each asse t Am o un t Type (e.g., Value Value

exemp t from prior dise losure Code l d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) Code 3

(Q-W)

86 . S P D R S & P M I D C A P 4 0 0 ETF TR B Div idend L T

87 . V A N G U A R D T O T A L S T O C K M K T E T F A Div idend K T

88 . DAVIS NEW YORK V ENTURE FD CL A B Dividend L T

89 . DODG E & COX INT’ L STOCK FUND A I n t e r e s t K T

90 . AMERICAN FUNDS EURO PACIFIC B I n t e r e s t L TFUNDS C L A S S F

91 . F P A C A P I T A L F U N D I N C A Interes t K T

92 . FEDERATED KAUFMAN FUND CLASS A I n t e r e s t K TA

93 . AMERICAN FUNDS GROWTH FUND O1: A I n t e r e s t K TA M E R I C A C L F

94 . HARBOR INT’L FUND INVESTOR A I n t e r e s t K TC L A S S

95 . F T M U T U A L S H A R ES A A I n te r e s t K T

96 . P I M C O TOTAL RETURN FUNDCLASS D I n te r e s t L TA

97 . FTTEMPLETON GLOBAL BONDA C I n t e r e s t M T

98 . ****

99 . SOLD IN 2010

1 0 0o A N A L O G D E V I C E S C O M M O N S T O C K

101. RESIDENCE - DAVIS, CA

102. PORT ORE SWR SYSTEM


( 1 ) (2) (3)Type (e.g., D a t e V a lu e

b uy , s e l l , mm/dd/yy C o d e 2

r e d e m p t i o n ) ( J - P )

(4 ) (5 )

Gain I d e n t i t y o f

Code 1 buyer /se l l e r

(A-H) ( i f p r i v a t e


D

D

None

Rent

I n t e r e s t

Sold 02/22/10 K

So ld 07/21 /10 N

So ld 08/01 /10 L

D

I. In co m e G a in Co d es : A =$1,000 o r le ss B =$ 1,001 - $2,500 C =$ 2,5 01 - $ 5 ,000 D =$ 5,001 - $15,000

( S e e C o l u m n s B I a n d D 4 ) F =$5 0,001 - $100,000 G =$100,001 - $1,000,000 H 1 = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 H 2 = M o re th an $ 5, 00 0, 00 0

2. V alueCodc s J $15,000 o r le s s K = $1 5 ,001 -$ 5 0,000 L= $ 50,001 -$1 00.000 M $100 ,001-$250 ,000

( See Co l umn s C I and D 3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P I = $ 1,000,001 - $5 ,000,000 P 2 = $ 5,000,001 - $25,000,000

P 3 $ 25 ,000,001 - $ 5 0,000,000 P 4 =M o re than $5 0,000,000

3. Va lue Meth od Code s Q =Ap p ra i s a l R =Cos t ( Rea l Es t a t e On ly ) S = A s s e s s m e n t T = C a s h M a r k e t

( S e e C o l u m n C 2 ) U =Book Value V =Other W =Est ima t ed

E =$15,001 - $50,000




o f 12


KING, GARR M.

Dal e o f Repor t

05/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructiong)


103.

104.

105.

106.

107.

A. B. C.Description of Assets I n co me d u r i n g Gross value a t end

( inc lud ing t rus t a s se t s ) reporting period of rep orting pe rio d

(1) (2) (l) (2)

Place "(X)" after ~ach asset A m o u n t Type (e.g. , Value Va lue

exempt f rom pr io r d i sc losure C o d e l d iv.. ren t, Cod e 2 M ethod

(A-H) o r in t . ) ( J - P ) C o d e 3

(Q-W)

0)Type (e.g.,

b u y , s e l l ,

r e d e m p t i o n )


(2) (3) (4 )

D a t e Value G a in

m m /d d /y y C o d e 2 Code I( J - P ) (A-H)

I d e n t i t y o f

b u y e r / s e l l e r

( i f p r i v a t e


3M CO. A Dividend S o l d 07/28/10 J

I. Income G a in Codes :

( S e e C o l u m n s B I a n d D 4 )

2.Value Codes

(See Column s CI and D3)

3.Value Meth od Codes

{ S e e C o l u m n C 2 )

A=$1,000 or less

F =$50,001 + $100,000

J =$15,000 or tess

N =$250,001 - $500,000

P3 $25,000,001 - $50,000,000

Q =A ppr a i sa l

U =Book Value

B~$1,001 - $2,500

G =$100,001 - $1 ,000,000

K=$15,001 - $50,000

O -$500,001 - $1,000,000

R =Cos t ( Rea l Es t a t e On ly )

V =Oth er

C =$2,501 - $5 ,000

H 1 =$1,000,001 - $ 5,000,000

L =$50,001 - $ 100,000

P 1 =$ 1,000,001 - $5,000,000

P4 =M ore than $50,000,000

S = A s s e s s m e n t

W =Est ima t ed

D =$5,001 - $15,000

H2 =More than $5,000,000

M = $100,001 - $250,000

P2 = $5.000,001 - $25.000.000

T C a s h M a r k e t

E-$15,001 + $ 50,000




o f 1:2


KING, GARR M.

Date of R e p o r t

05/02/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report.)

I h a v e r e - n u m be r e d t he i n v e s t m e n t s i n V I I t o c o r r e sp o n d t o t h e l i s ti n g s i n t h e s i x s e p a r a t e b r o k e r a g e a c c o u n t s w h i c h I a m r e p o r t i n g . I c a ll e d a n d a sk e d i f I c o u l d

p u t t h e m i n a l p h a b e t ic a l o r d e r a n dwas t o l d t ha t i t would be acce p t ab l e . As i t t u rned out , t he l og i ca l l is t i ng wa s a l phabet i ca l o rder ( a lm os t ) by accoun t .

I h a v e s i x a c c o u n t s a t th e s a m e i n v e s t m e n t f i n n . ~ ~ , ~ i i i i i i i . i i i i i i J [ l i ~ i l l i i i ii i i i i i i i i ii ~ [ l l i i i l i i i ~ , i i i i ] , i i ,~ L i ~ > ~ ~ i i ~ I h a v e n o o w n e r s h i p i n t e r e s t,bu t I a m l i s te d a s o n e o f

t he m a n a g e r s . I u n d e r s t a n d I m u s t l i s t t he a s s e t s i n t ho s e a c c o u n t s a n d ha v e d o n e s o . T he a c c o u n t s a r e s e p a r a t e d by a n a c c o u n t n a m e . U n f o r t u n a te l y , th e r e w e r esecur i t i es purchased tha t

were no t l i s t ed . Th i s f i l i ng should con t a i n on ly t he secur i t i es owned as o f 12/31/2010. I f you wi sh , I c an send you the b rokerage accoun t r eco rd s 1 used t o p r epar e

t h e R e po r t . Ify o u h a v e a n y q u e s t i o n s , p le a s e c a l l

Very t ru ly your s ,

G a r r M . K i n g




of 12

Name of Pe r son Repor t ing

K I N G , G A R R M .

Date o f Repor t

05/02/201 I

IX. CERTIFICATION.

1 c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h il d r e n , i f a n y ) is

a c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t hh e l d b e c a u s e i t m e t a p p l i ca b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .

1 f u r t he r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc om p l i a nc e w i t h th e p r ov i s i on s o f 5 U . S . C . a pp . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 35 3 , a nd Ju d i c i a l C on f e r e nc e r e gu l a t i on s .

Signature : S/GARR M. KING

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i sc l o s u r eA d m in i s t r a t ive O f f i c e o f t he U n i t e d S t a t e s Co ur t sSuite 2-301

O n e C o l u m b u s C i r cl e , N .E .Wa sh in g to n , D . C . 2054 4

garr m king financial disclosure report for 2010

Documents