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1 “From Application to Graduation” Guidelines for Faculty of Humanities Postgraduate Processes 2019 https://www.wits.ac.za/humanities/faculty- services/postgraduate-services/registration/faculty-guidelines/

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1

“From Application to Graduation”

Guidelines for Faculty of Humanities

Postgraduate Processes 2019

https://www.wits.ac.za/humanities/faculty-

services/postgraduate-services/registration/faculty-guidelines/

2

Contents “From Application to Graduation” ................................................................................................................ 1

Guidelines for Faculty of Humanities Postgraduate Processes ............................................................. 1

FACULTY OF HUMANITIES - FACULTY REGISTRAR’S OFFICE ................................................................ 5

Where to find us ............................................................................................................................................ 5

Service Charter ............................................................................................................................................... 5

Feedback .......................................................................................................................................................... 6

Contact Details of Faculty Staff .................................................................................................................. 7

APPLICATION FOR POSTGRADUATE STUDY IN THE FACULTY OF HUMANITIES ......................... 16

The application process ............................................................................................................................. 16

Deadlines ........................................................................................................................................................ 17

Masters by Research and PhD applications ......................................................................................... 17

International Students: Application Procedures ................................................................................. 19

International Office ..................................................................................................................................... 20

REGISTRATION .................................................................................................................................................. 21

Registration for the degrees of Master of Arts by Research (Dissertation; all fields), Doctor

of Philosophy (all fields) ............................................................................................................................. 22

Registration as a student awaiting examination ................................................................................. 23

Clearance to Register for International Students ............................................................................... 23

Amendments to registration .................................................................................................................... 24

Exemption and Credits............................................................................................................................... 25

Period of study ............................................................................................................................................. 26

Amendments ................................................................................................................................................ 27

Academic Performance .............................................................................................................................. 27

3

FINANCIAL AID AND SCHOLARSHIPS ....................................................................................................... 28

Postgraduate Merit Award (PMA) ........................................................................................................... 28

Criteria in the selection of PMA ............................................................................................................... 28

Awaiting examiner grants ......................................................................................................................... 29

SUPERVISION OF POSTGRADUATE RESEARCH ....................................................................................... 30

Allocation of supervisors ........................................................................................................................... 30

Supervision of one candidate by another ............................................................................................ 31

Supervision agreement: Statement of principles ............................................................................... 31

Duties of a Supervisor ................................................................................................................................ 32

Responsibilities of the candidate ............................................................................................................ 33

FORMS................................................................................................................................................................. 34

PROPOSALS ....................................................................................................................................................... 35

The external (or standard) proposal reading system ........................................................................ 36

The internal proposal reading system ................................................................................................... 36

Ethics Clearance Requirements ............................................................................................................... 39

Progress reports .......................................................................................................................................... 43

THE EXAMINATION PROCESS ...................................................................................................................... 45

Nomination of Examiners .......................................................................................................................... 45

Internal examiners ....................................................................................................................................... 46

External examiners....................................................................................................................................... 47

Examiner guidelines .................................................................................................................................... 48

Submission of research reports, dissertations and theses for examination ............................... 48

Submission deadlines ................................................................................................................................. 49

Supervisor’s responsibility on submission of work for examination ............................................. 50

Extension Requests for Submission of Research for Examination ................................................. 53

Procedures following the return of examiners’ reports .................................................................... 54

The Ad hoc process ..................................................................................................................................... 55

Ad hoc meetings by electronic circulation ........................................................................................... 56

Face-to-face ad hoc meetings ................................................................................................................. 56

Revisions after Examination ...................................................................................................................... 57

Awaiting Examiner Grants ......................................................................................................................... 58

4

Coursework Examination ........................................................................................................................... 59

GRADUATION PROCESSES ............................................................................................................................ 60

OTHER IMPORTANT AND/OR USEFUL INFORMATION ........................................................................ 62

Humanities Graduate Centre .................................................................................................................... 62

University Accommodation ...................................................................................................................... 62

Johannesburg at a glance ......................................................................................................................... 63

APPENDIX ........................................................................................................................................................... 65

Guidelines for Honours, MA and PhD Research ................................................................................. 65

5

FACULTY OF HUMANITIES - FACULTY REGISTRAR’S OFFICE

Where to find us

HUMANITIES FACULTY OFFICES

ROOM 7, SOUTH WEST ENGINEERING BUILDING

EAST CAMPUS (NEXT TO THE GREAT HALL)

Service Charter

In the Faculty of Humanities we as a team are committed to:

Providing you with a friendly, efficient and reliable service from Monday to Friday

(08h00 to 16h30);

Being professional and committed in our dealings with you at all times;

Correcting our errors timeously;

Following up on service complaints within 48 hours;

Respecting the privacy and confidentiality of your personal information (PoPI Act);

Creating an accessible environment;

Responding to your inquiries within 48 hours;

Providing you with accurate information in accordance with the University and Faculty

Rules.

You as student can help us to deliver a better service by:

Being friendly, courteous and respectful to us in our working environment;

Being honest and providing us with all relevant and accurate information;

Trusting our knowledge;

Reading all electronic and paper based information provided to you by Faculty;

Asking Faculty Officers if you are unsure of any Faculty information, regulations or

policies;

Familiarizing yourself with the Faculty and University Rules; and following the

University escalation policy when applicable;

Providing us with feedback on our service;

Switching off your cell phone as a courtesy when consulting with us;

Informing us if your registration information is incorrect and needs updating;

Accessing the Student Portal on the Wits Website regularly.

Using online student platforms when applying for deferred examinations, WRC

applications and updating personal information.

6

Feedback:

We value your constructive feedback, suggestions and comments for us to better our

service to you. Please contact the Faculty Office:

HUMANITIES FACULTY OFFICE – ROOM 7, SW ENGINEERING BUILDING, EAST

CAMPUS

Lebo Mokone ([email protected]) – 011 717 4008

Madile Moeketsi ([email protected]) – 011 717 4002

Maropeng Maake ([email protected]) – 011 717 4005

EDUCATION FACULTY OFFICE – ROOM 209, ADMIN BLOCK, EDUCATION

CAMPUS

Asanda Magudumana ([email protected]) – 011 717 3332

Thabo Makuru ([email protected]) – 011 717 3018

Please visit us on , and the Faculty of Humanities Website;

Feedback will be treated with respect and confidentiality.

7

Faculty of Humanities

Contact Details of Faculty Staff

Staff

member E-mail address

Telephone

extension Responsibilities

Mrs Hale

Modau

[email protected] 74007 Faculty Registrar

Extraordinary queries, by

referral only

Academic developments

process

Rules and syllabus process

Faculty Registry oversight

Please contact Miss Asiya

Mahomed with any queries

Ms Asiya

Mahomed

[email protected] 74001 Office Coordinator to

Faculty Registrar

Admin Assistance to

Asst Deans upon

request.

Prize giving assistant

Administers finance

processes (IR,

payments, budget)

Manages Faculty

website

Coordinates

applications UG and PG

and proposals for

School of Social

Sciences and Wits

School of Arts

8

Mrs

Genevieve

Kamfer

[email protected]

78201 Deputy Faculty Registrar

(main campus)

Extraordinary queries

Graduations

Timetable scheduling

Prize giving

Reports to Faculty Registrar

Heads main campus Faculty

Office

Ms Ayanda

Zwane

[email protected] 78202 Faculty officer (Main

Campus)

Faculty submissions for

examination

Circulation of nominated

examiners’ details to Core

Group of GSC

Sending out of reports to

internal and external

examiners

Sending correspondence to

student and supervisor

regarding outcome of

research examination

Servicing and coordinate

ad- hoc committee

meetings

Servicing Graduate Studies

Committee meetings

Faculty enrollments,

amendments and 2way

checks

Tracking of publishable

manuscript prior to PhD

graduation

9

Mrs

Bonisiwe

Mokhabuki

[email protected] 74004 UG and PG Senior Faculty

Officer (main campus)

Processing of ETD/final

submissions

Faculty enrollments and

2way checks

Undergraduate Studies

Committee coordinator

Servicing and

coordination of

undergraduate Board of

Examiners meeting

Faculty amendments

(UG and PG) first

semester processing

and administering

Team leader

Assist with graduation

checks

Mrs Rene

Jordaan

[email protected] 78203 Faculty Officer

Coordinates PG

proposal process:

School of Literature,

Language and Media

School of Geography,

Archeology and

Environmental Sciences

School of Human and

Community

development

Assist with processing

of Faculty research

examinations process

10

Processing of Faculty

research proposals

Process and manage PG

midyear fee reversal for

research submissions

Faculty enrollments,

amendments and 2way

checks

Processing and

servicing of Faculty

WRC

Services and coordinate

Faculty Committee

Ms Madile

Moeketsi

[email protected] 74002 Faculty Officer

Coordinates UG and PG

applications:

School of Literature,

Language and Media

School of Geography,

Archeology and

Environmental Sciences

School of Human and

Community

development

Processing occasional

applications

Tracking of RPL

applicants

PG

application/readmission

appeals

Processing of deferred

exam applications (UG

11

and PG first semester)

for Faculty

Processes and manages

verification checks for

Faculty (UG and PG)

Faculty enrollments,

amendments and 2way

checks

Mr

Maropeng

Maake

[email protected] 74005 Faculty Officer

Capturing of supervisor

details for Faculty

Coordinate and

processes progress

reports (UG and PG) for

Faculty

Drafts and manages

fees memos for Faculty

Processing of 20%

penalty for PG students

Faculty enrollments,

amendments and 2way

checks

Faculty deferred exam

applications (UG and

PG) processing of

second semester

Faculty extra time

applications (UG and

PG) processing

Services and coordinate

Faculty Committee

12

Mr Veli

Mongwe

[email protected] 74013 Faculty Officer

Processing of

occasional studies applications

PG

application/readmission

appeals

Servicing and coordination

of Faculty Committee

Tracking of RPL applicants

Proposal submissions

Faculty enrollments,

amendments and 2way

checks

Processing and

administering of Faculty

amendments 2nd semester

Mrs Lebo

Mokone

[email protected] 74008 Administrative Assistant

Faculty general

enquiries (UG and PG)

Maintaining student

filing system

Faculty academic

Transcripts (UG and PG)

Faculty verifications (UG

and PG)

Faculty enrollments,

amendments and 2way

checks

Payment of external

examiner claims

Extracting student files

for CRO

13

Education Campus

Mrs Delaine

Pillay

[email protected] 73021 Senior Faculty officer

(Education Campus)

Heads Education Office.

Circulation of nominated

examiners’ details to Core

Group of GSC

Sending out of reports to

internal and external

examiners

Sending correspondence to

student and supervisor

regarding outcome of

research examination.

Payment of external

examiners

Receipt and circulation of

examiners’ reports

Servicing ad hoc

committee meetings

Servicing Graduate Studies

Committee meetings.

Servicing

postgraduate Board of

Examiners meeting

Postgraduate and

undergraduate mark

amendments and upload

Enrollments, amendments

and 2way checks

14

Assists with graduation

checks

Front Desk

Ms Asanda

Magudumana

[email protected]

73332

Faculty Admin Asst

UG/PG Administrative

Assistant

All Education queries

Transcript orders

Verification checks

Processing of extra-time

and deferred exam

requests

Mr Thabo

Makuru

[email protected] 73018 UG/PG Faculty officer

All Education queries

Coordinates UG

application process

Captures and manages

PG application process

Processing of proposal

process

Processing of PG

progress reports

Capturing of supervisor

details

Enrollments,

amendments and 2way

checks

Processing of fees

memo

Processing of extra-

time and deferred

exam requests

15

Assistant Deans: Graduate Studies

TBA

TBA

Chair Faculty Graduate

Studies Committee (Semester

1)

Amendments & extension

requests

Examiner nominations

Proposal approvals

RPL requests

and extraordinary cases

Professor

Hugo

Canham

[email protected]

74516

Chair Faculty Graduate

Studies Committee (Semester

2)

Examination (all matters

incl reports & ad-hocs

Progress reports

Appeals

and extraordinary cases

16

APPLICATION FOR POSTGRADUATE STUDY IN THE

FACULTY OF HUMANITIES

The application process

During the application process, prospective students for all degrees offered by the Faculty

apply for admission to their chosen programme of study by completing an application form

via the Student Enrolment Centre (SENC). Each programme within the Faculty can then accept

or reject an applicant based on that programme’s assessment of his or her application.

Where do students collect application forms?

Prospective students should apply online. The applications submission process is managed by

the Student Enrolment Centre (aka SENC), located on the Ground Floor, Solomon Mahlangu

House (formerly Senate House). Alternatively, applicants may download the application form

from: http://www.wits.ac.za/postgraduate/applications/

Where do students submit completed application forms?

Completed application forms must be submitted to the Student Enrolment Centre only, and

should not be received by individual schools, departments or course coordinators. This is to

ensure that the progress of all applications can be tracked from the Student Enrolment

Centre.

Application forms can be submitted in person to the Student Enrolment Centre or submitted

online. Applicants are advised to request an acknowledgement of receipt for their own

records.

17

Deadlines

What is the deadline for the receipt of applications from prospective students?

Generally, students wishing to begin their studies in January each year must submit

completed application forms in the year before to Student Enrolment Centre by:

30 August – International Students;

30 November - South African Students.

However, some programmes within the Faculty have set earlier deadlines such as

The School of Human and Community Development, and the departments of Journalism and

Drama for Life; students who wish to apply for these programmes should confirm the closing

dates with the relevant departments.

Masters by Research and PhD applications

Applications should be submitted at least 3 months prior to the desired start of the

programme and/or registration in order to ensure there is sufficient time for the relevant

department or School to review the application. For the Masters by Research and the PhD,

there are four registration periods during the academic year: January, April, July and

September. Please contact the relevant department or School to enquire what supporting

documents are required with your application.

How do applications reach departments or programmes for selection?

Following receipt of a prospective student’s complete application, a notification is sent

electronically to the department and faculty concerned. The department uploads a decision

on the Student Information Management System (SIMS) and a notification is sent to the

relevant Faculty for final processing.

18

How do programmes or departments select students?

Each department will establish a set of admission and selection criteria for its programmes of

study. However, the number of places in a programme may be limited and not all applicants

satisfying the criteria may be accepted. In such cases, the department will establish

procedures and criteria for selecting successful applicants from among all those who qualify.

Students are selected either on an individual basis or through a group screening process;

each of these processes is discussed below.

Selecting students on an individual basis

Departments / programmes that choose to evaluate each prospective student’s application

on its own merits are said to select students individually. Student will receive notification of

the outcome of the application via the e-mail address provided to the University. Students

must access their self-service portal to accept the offer.

For MA Dissertation and PHD applications, students must register during the nest registration

period immediately following acceptance of the offer or notify the Faculty should they wish to

defer their application to a later registration period in the same calendar year. Registrations

may only be deferred to a new academic year after submission of a new application.

Selecting students on a group basis

Some departments/programmes indicate a firm deadline for applications, and follow this with

an application review process in which all applications received are considered in relation to

one another; alternatively or additionally, applicants may be required to undergo selection

tests, interviews and/or auditions following receipt of applications.

While programmes may indicate provisional acceptance, the official letter of acceptance or

rejection must come from the Faculty Office. Waitlisted students will not be informed

officially until a final decision has been made, normally upon receipt of results.

19

How are students informed about the results of their applications?

Following the approval of programme decisions by the Chair of the Graduate Studies

Committee, the application system generates an outcome letter with respect to each

programme for which application was made. The letter is emailed to the student. NB:

Departmental outcome letters are considered provisional and are not recognized as being

final; only outcome letters issued by the and Faculty bearing the official University branding

are considered final.

International Students: Application Procedures

Enquiries should be directed to the Student Enrolment Centre or the Faculty Office (see

http://www.wits.ac.za/postgraduate/applications/ for more information). The following

documents must be submitted to the Student Enrolment Centre:

1. A completed application form and the non-refundable application fee (as a bank draft

made payable to the University of the Witwatersrand, in the South African currency of

“Rand”).

2. A completed application form for accommodation to be submitted with the

application form for study.

3. Certified copies of all your programme (degree) certificates. Request universities or

institutions to send a full academic transcript covering all periods of registration to

each Faculty to which you are applying. Include all details of courses undertaken and

the marks obtained. Any documentation not in English must be translated by an

authorized translator and certified as authentic.

4. Curriculum vitae.

5. A short outline of your intended research area (no more than one typed page) – for

Masters (by research) or PhD applicants. For a Master of Arts programme (degree),

submit a sample of research work or a long essay written or translated into English.

6. Two reference letters from people of authority (two people who have taught you or

supervised your work at a tertiary institution - not family).

7. Proof of English proficiency.

20

8. SAQA evaluation certificate, www.saqa.org.za

9. Enquiries in respect of evaluation of your application may be addressed to:

The South African Qualifications Authority (SAQA)

Helpdesk: 086 010 3188

Switchboard: +27 12 431 5000

Fax: +27 12 431 5039

Website: www.saqa.org.za

International Office

The University’s International Office offers support to international students. Located

on the Concourse level of Solomon Mahlangu House (previously Senate House), the

International Office provides a wide range of services including general enquiries

from prospective students, immigration advice and advocacy, assistance with matric

exemptions, advice on safety, and general advice about your stay at Wits. The

International Office supplements the services provided by faculties and departments

and has strong relations with service providers within and outside of Wits.

In cooperation with the Strategic Partnerships Office (SPO), the International Students

Office also facilitates the Semester Study Abroad Programme as well as other

programmes creating opportunities for Wits students to study/conduct research at

partner universities abroad.

21

REGISTRATION

After you have applied for admission, and received an official acceptance into a programme

of study, you will need to register as a student.

During the registration process, students who have been accepted for their chosen courses of

study enroll formally in the Faculty of Humanities, as well as in specific disciplines and

programmes. Students must register for each academic year until the completion of their

degree.

Registration for the degrees of Bachelor of Arts with Honours / Master of Arts by Coursework

and Research Report

In advance of the registration period, details of registration are e-mailed to all students via

their I-Wits e-mail. Students enrolling for BA Honours and MA (Coursework and Research

Report) degrees typically register in January or February, prior to the commencement of the

academic year. To accommodate the large number of students needing to register, this

registration takes place in Hall 29 (West Campus).

MA by Dissertation and PhD students may register during the first registration period

following their official acceptance by the university. Registrations for these degrees can take

place in January, April, July or September.

Students with queries about registration dates may contact the Postgraduate Faculty officers.

How do students register?

On arrival, each student receives a curriculum planning sheet and then proceeds to the table

staffed by representatives of the Division/department in which he or she seeks to register. An

academic member of staff will advise the student regarding her/his curriculum and will need

to sign the student’s completed curriculum form to indicate approval of the curriculum.

Forms must also be signed by the Programme Coordinator or Academic Head-Postgraduate

for students to proceed with their registration.

22

Once the forms have been signed, the student proceeds to the table staffed by Faculty

administrators for final endorsement before proceeding to the computer terminals for online

registration. The student may then proceed to the ICAM and Parking Office representatives to

obtain their student cards and parking permits.

What is required of academic staff during the registration process?

The Faculty Office asks that one or more staff representing each programme offered in the

Faculty be present at the registration venue throughout the registration process. Academic

staff are requested to “sign off” on the chosen curricula of Honours and MA by Coursework

and Research Report students in their divisions, answer correctly questions pertaining to

particular programmes and courses, and guide students in their selection of courses where

necessary. Bearing this in mind, the Faculty office recommends that staff actively involved in

the Honours and MA by Coursework and Research Report programmes be present during

registration, as they are best qualified to offer guidance to students.

Registration for the degrees of Master of Arts by Research

(Dissertation; all fields), Doctor of Philosophy (all fields)

A student registering for either degree listed above may register online from home or may

register in person at the Faculty Office in the designated period in January, April, July and

September in the first year of enrollment. All returning students must register in January of

each year until completion of their degree. The Faculty office will clearly communicate the

registration dates by e-mail to students and schools at least one month in advance of the

commencement of the registration period, and will ensure that a suitably qualified member of

the Faculty staff is available to assist students with their registration.

Students with queries about registration dates may contact the Postgraduate Faculty Officers.

23

Registration as a student awaiting examination

A student previously registered for the degree of Master of Arts by Coursework and Research

Report, Master of Arts by Dissertation or PhD, who has completed all the coursework

requirements for his / her degree (if any), and who has submitted his / her research report,

dissertation or thesis to the Faculty office for examination, must re-register as a student at the

start of each academic year (no later than the 15th of February) while his / her work is under

examination. A nominal fee is payable with the “Awaiting Examiners” registration. Students

should note that examiners are given 6 – 8 weeks to submit an examiner’s report to the

Faculty office.

Additionally, a “Copyright Fee”, as reflected on the Fees Statement of a student so registered,

is payable by both local and international students. It recognises the student’s right to use

library facilities during his or her continuing registration.

Students awaiting examination should register in the Faculty Office during the designated

period (15 February). The Faculty office will clearly communicate the registration dates by –e-

mail to students and schools at least one month ahead of the commencement of the

registration period, and will ensure that a suitably qualified member of the Faculty staff is

available to assist students with their registration.

Students with queries about registration dates may contact the Postgraduate Faculty Officers.

Clearance to Register for International Students

This is applicable each time that you register:

STEP 1: Medical Aid Cover

For Degree Seeking Students

To study in South Africa you need to be medically covered for the full duration of your

studies. According to legislation, the medical aid has to be a South African administered

end/or recognized product paid up to 31 December of the year of registration. The

24

University advises, amongst other coverage, that the product include provisions for doctor’s

visits, hospitalization, medicines and emergencies.

For Short-term / Occasional / Semester Students

To study in South Africa, you need to purchase a minimum of 6 months medical aid cover; as

outline above. Most Medical Aid companies will refund the unused portion of the medical

aid cover. Enquire about this option with the company at the time of purchase as each

company has different requirements for refunds.

Step 1 is not required for Refugees, Asylum Seekers and individuals studying for 3

months or less; however it is recommended that you purchase medical aid cover for the

duration of the study period.

STEP 2: Study Permit

It is important to note that from time to time, the Department of Home Affairs updates its

requirements. Study Permits are normally only issued to one institution. The following are

the current requirements to be submitted to the South African Embassy/Consulate in your

country to obtain your Study Permit:

1. A passport valid for not less than 30 days after intended studies;

2. The Department of Home Affairs requires an administrative fee payable upfront.

Amendments to registration

A student who needs to change his or her details after registration may do so, using a

Graduate Studies Amendment Form. Changes to a student’s name or address, substantive

changes relating to course registration and changes of research report / dissertation / thesis

title, as well as requests for extensions of time for submission of proposals or research, are all

made using the Amendment Form which is available from the Faculty office. Person details

may be updated online via the student portal.

25

What is the deadline for amendments to course registration?

Semester one

A student registered for an Honours or Master of Arts by Coursework and Research Report

degree may register for additional or alternative courses during the two weeks following

registration, and may cancel first semester courses up to one month before the examination

period begins.

Semester two

A student registered for an Honours or Master of Arts by Coursework and Research Report

degree may register for additional or alternative courses during the week following the

commencement of the second semester, and may cancel second semester courses until

September 30 of each year.

How do I complete the Amendment Form correctly?

Coursework modules

Amendments to coursework modules must be accompanied by the approval of the relevant

course Coordinator, as well as supporting signatures from the School Graduate Studies

Coordinator and Head of School. The student must also include a short supporting statement.

Exemption and Credits

There has been some confusion around credits and exemptions. This is clarified in the general

definitions G1.6 and 1.9 which state:

“1.6 Credit means the recognition that is obtained when a student passes such examinations

or tests and complies with such conditions as the Senate may impose for the completion of

each course. A credit towards a qualification may be granted to a student in respect of a

credit obtained from another institution recognized by the Senate for this purpose or from

another faculty within the University.

1.9 Exemption from a course means that the Senate has deemed a student to have a

sufficient understanding of the subject matter of that course to warrant the student not

having to complete the course. An exemption is not a credit but allows the student to

26

proceed to the subsequent year of study in a particular course. The full number of credits

required for a qualification is not affected by the granting of an exemption.”1

Credit Recognition

Recognition of prior credits completed is not automatic.

As per University Senate Standing Orders on ‘Course Credit Recognition’:

“1.3.10 Credit recognition and course exemption approvals carry a limited “shelf life”;

approval by the Senate of the credit or exemption shall normally be valid for no more than

four years from the time of approval. In exceptional cases, the Dean may rule otherwise.”

“1.3.11 The Senate may withdraw or refuse to grant credits and/or exemptions if, in the

opinion of the Senate, the time which has elapsed between obtaining the credit or exemption

and completion of the other requirements for the award of a qualification is excessive or is

excessive in view of the nature of the subject (See Rule G7.9).”

Period of study

As per the Senate Standing Orders:

Minimum (n) and maximum period of study (n + 2)

The minimum period of study (n) for each higher degree is set out in the rules for degrees.

The maximum period of study for higher degrees shall not normally extend beyond two years

after (n). A student who has completed (n) + 2 years of study and wishes to continue his/her

studies must submit an application for extension of candidature to the Faculty Graduate

Studies Committee. The Faculty Graduate Studies Committee will consider the matter and

may only grant an extension of one year if there are compelling reasons to do so and will

impose escalated fees of 20% for the additional year of study.

Students who are registered for Masters and PhD degrees will not be allowed to extend their

registration beyond (n) + 3.

1 http://www.wits.ac.za/depts/wcs/rules/generalrules.pdf

27

Amendments

Research reports / Dissertations / Theses

Amendments to research must be accompanied by the approval of the relevant School

Graduate Studies co-coordinator, Head of School and supervisor, as well as short supporting

statements from the student and supervisor.

Academic Performance

As per the Faculty rules:

The Senate may cancel the registration of a postgraduate student registered for a

programme by research if a Higher Degrees Committee (or equivalent), on the

recommendation of the relevant supervisor(s) and Head of School, has considered the

research proposal and/or other milestones of the research of that student to be

unsatisfactory. Such cancellation will only be implemented if the Senate, through the

relevant Higher Degrees Committee, has judged the research proposal, or the student’s

progress towards the milestones to be academically unsatisfactory or, in material aspects,

incomplete.

The Higher Degrees Committee may appoint a panel comprising one member of the

Higher Degrees Committee, the relevant Supervisor and the relevant Head of School for

the purpose of advising the Higher Degrees Committee. Reasons must be given when

such registration is cancelled.

An appeal against such cancellation may be made to the Dean of the Faculty, who will

then establish an ad-hoc committee to review the case. The three-person ad-hoc

committee will be chaired by the Dean. The Chairperson of the Higher Degrees

Committee, the Head of School and/or the Supervisor (or equivalent) may be in

attendance. If the ad-hoc committee does not permit renewal of registration, the student

has the right to submit a further appeal to the Deputy Vice Chancellor (DVC): Academic,

who may consult with the Dean. The decision of the DVC: Academic, acting on behalf of

the Council, shall be final.

Fee implications associated with the cancellation of registrations are outlined in the

Schedule of Fees books.

The process described above will also apply to a postgraduate student registered for a

programme which includes coursework.

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FINANCIAL AID AND SCHOLARSHIPS

Postgraduate Merit Award (PMA)

The PMA is a university-funded financial aid scheme for supporting postgraduate study. The

aim of the PMA is to assist graduates with a strong academic record to complete Honours,

Masters and PhD degrees either by research or by a combination of coursework and research

on a full-time basis. PMA does not assist students who are registered on part-time basis.

Criteria in the selection of PMA

For Honours, students must obtain a minimum mark of 65% in the major course in which they

wish to proceed to Honours and a minimum rating of 1.75 for Humanities and Commerce,

Law & Management Faculties or 2.00 for Science, Health Science and the Built Environment

Faculties.

International students must obtain an average of 2.1, 70% or a upper second class pass for

their Honours degree.For the PhD, students must have completed their Master’s degree in

one or two years on a full-time basis or in the case of part time studies, within three years.

Students who have not met the criteria for PMA may be eligible for Postgraduate Financial

Assistance which is available for financially needy students based on the NSFAS National

Means Test.

The normal tenure of PMA is:

Honours 1 year

Masters 2 years

PhD 3 years

School Duties:

Students in receipt of PMA are required to perform six-hour duties per week, which shall be

allocated to them by the Head of School. Duties must be of an academic nature so that a

student derives some teaching or research training from the work.

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Payment of Stipends:

Payment of stipends is made in four instalments. Students must complete signed claim forms

and give them to the Head of School/Supervisor.

PMA Awards:

Honours students receive a stipend of R6 000.00 plus 100% tuition fee

Masters students receive a stipend of R6 800.00 plus 100% tuition fee

PhD students receive a stipend of R9 000.00 plus 100% tuition fee

Closing date:

Students wishing to apply for the PMA must submit a completed application form by 30

August in the year before the January/February registration or in March for the

July/September registration periods.

Awaiting examiner grants

Doctoral students are invited to apply for the Awaiting Examiners Grant through their School

or department’s Postgraduate Coordinator when submitting the PhD for examination. See

Awaiting examiner grants under The Examination Process. The Awaiting Examiner’s grant is

intended to assist doctoral students to draft an article for publication from the PhD – a

requirement for graduation. Six months after being awarded the grant, doctoral students

must submit a report to the school PhD/PG coordinator detailing how the grant was used and

the publications resulting (or manuscripts submitted). Closing dates are determined by each

School, so students should consult with their supervisor and/or the Postgraduate Coordinator

sufficiently in advance of the proposed submission for examination.

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SUPERVISION OF POSTGRADUATE RESEARCH

Allocation of supervisors

As extracted from the Senate Standing Orders:

The appointment of a Supervisor is the responsibility of the Faculty Committee or panel, and

not of its Chairperson, nor of a Head of School. The Head of a School recommends a

Supervisor for appointment. Where a Supervisor is appointed by a panel, the appointment

must be reported to the next meeting of the Faculty Graduate Studies Committee for

information. Where necessary, in a study of an inter-disciplinary nature, more than one

Supervisor may be appointed. Reasons for nominating a Supervisor must be motivated by the

Head of School. The Head of School is responsible for monitoring the number of higher

degrees students being supervised by an individual staff member to ensure adequate

supervision of candidates and should take this into consideration when recommending a

person for appointment as a Supervisor.

A panel or a Chairperson of a Faculty Graduate Studies Committee can appoint a Supervisor

for an applicant for a research proposal on a temporary basis, subject to approval by the

Graduate Studies Committee at its next meeting.

Except in exceptional circumstances, as approved by the Faculty Graduate Studies Committee,

the Supervisor should have successfully completed a degree at an equivalent level. The Head

of School and Postgraduate Coordinator must be satisfied that the Supervisor has the

appropriate expertise and training to supervise postgraduate students.

Supervision by a member of staff of another university or other structure should be

exceptional. If the Supervisor-designate is not a member of the University staff, a member of

the full-time staff must be appointed as a Co-Supervisor. The University’s policy is that once

it has admitted a candidate, it has an obligation to do its utmost to continue to provide

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supervision for the minimum period of registration for the degree. Should circumstances

change, and the University finds itself unable to continue to provide supervision, in

exceptional cases, it shall attempt to provide supervision from outside the University, with a

formal Co-Supervisor from within the University. The responsibility for ensuring the adequate

supervision of a candidate by the supervisor rests with the Head of School/Department.

Supervision of one candidate by another

Normally, a candidate for a higher degree who is appointed to supervise another candidate

for a higher degree will be a member of the staff of the University.

A member of staff, who is registered for a higher degree, is permitted to supervise another

candidate at a lower level, or co-supervise a candidate at an equivalent level, provided that

the Supervisor holds a degree at the equivalent level.

Two candidates at the same level may not supervise or co-supervise each other.

Supervision agreement: Statement of principles

The Statement of Principles constitutes a memorandum of understanding of the duties and

expectations of each party in a supervisory relationship. The Statement of Principles must be

discussed with the student, and it may be changed by mutual agreement. It must be signed

by the Supervisor(s) and the student at the start of the supervision process and a copy of the

signed agreement appended to the proposal on submission of the research proposal.

A copy of the supervision agreement, together with the Proposal submission form is available

at:

https://www.wits.ac.za/media/wits-university/faculties-and-

schools/humanities/humanities-faculty-research/postgraduate-

forms/Proposalsubmissionform%20(green).pdf

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Duties of a Supervisor

It is the responsibility of the Head of School or Postgraduate Coordinator ensure that a

Supervisor is familiar with the University’s and Faculty’s Standing Orders on higher degrees.

These duties are available from the Faculty Registrar. A copy of these duties (and/or relevant

code of responsibility/conduct) along with the appropriate Style Guide, the Policy on

Plagiarism and the University Grievance Procedure for Postgraduate Students as well as the

Statement of Principles must be made available to students at registration, and should form

the basis of a negotiation between the Supervisor/s and the candidate as to how they will

work together.

The duties of the Supervisor shall be:

To meet with the student to establish the scope and feasibility of the proposed research topic

for the relevant programme of study

To discuss the Statement of Principles with the student, which may be changed by mutual

agreement. It must be signed by the Supervisor(s) and the student at the start of the

supervision process.

To report, after consultation with the Head of the School or Postgraduate Coordinator

concerned, any change in the proposed title for the approval of the Assistant Dean of

Postgraduate Studies in the Faculty.

To assist the candidate’s research in all possible ways. The Supervisor should take care to

encourage the candidate to use his or her own initiative, and should not watch over every

detail of the work. He or she should rather make suggestions wherever necessary, and

encourage the candidate to apply them.

To offer feedback timeously on submissions of work in progress as per mutually agreed

timelines that do not hinder the progress of the student’s research. Supervision entails both

oral advice on the candidate’s research, and constructive written comments on drafts of the

proposal and on draft chapters. A record of the supervision process must be kept by the

Supervisor.

To ensure that the candidate knows the conventional requirements and techniques of

presentation for a research report/thesis/dissertation.

To ascertain the cause should the candidate, for any reason, fail to make adequate progress.

If the candidate is at fault and does not - after a written warning - make better progress, the

Supervisor shall bring the matter to the attention of the Head of School or Postgraduate

Coordinator. Any further instruction that emanates from this should also be in writing and if

the candidate, in turn, does not act upon it, the matter should be brought to the attention of

33

the Faculty which may, at that stage, initiate cancellation of registration. It is essential that a

candidate be given the opportunity to put forward his or her case at all stages of this process

before cancellation is decided upon by the Faculty. In cases where there is more than one

Supervisor, the Supervisors shall consult one another on the progress of the candidate at

regular intervals.

To report once a year to the Faculty, or its Chairperson, on the progress of the candidate’s

work. See Progress reports. The Faculty Registrar will monitor the submission of progress

reports and ensure that copies of these reports are filed on the student’s file.

To draw the attention of the candidate to the minimum and maximum periods of study for

the degree.

To nominate examiners, in consultation with the Head of School, a minimum of three months

prior to the submission of the thesis. At this point, the title of the thesis must be confirmed.

Upon the student’s submission for examination, to inform the Faculty of any degree-specific

Examiner Guidelines that are applicable to the degree for which the student is registered. This

is intended to ensure that the student is not disadvantaged by the application of assessment

criteria not designed for his/her programme of study.

To inform the candidate of any planned absences.

Responsibilities of the candidate

The Statement of Principles must be discussed with the Supervisor(s), and must be signed

by the student and the Supervisor(s), and submitted together with the research proposal to

the Faculty Office.

The candidate should meet as frequently as agreed with the Supervisor, and shall, at these

meetings, present a detailed account, in writing, of his or her progress, in a manner as is

acceptable to the field of study being pursued.

The candidate shall take into account all written and oral advice given by the Supervisor,

and provision should be allowed for adequate, mutually respectful discussion around these

recommendations.

The candidate must ensure that the appropriate literature directly pertinent to his or her

chosen topic has been identified and consulted. The candidate has a reasonable expectation

that the Supervisor keep abreast with developments in his or her own area of expertise.

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Once the focus/area of research is approved, the candidate is responsible for ensuring that

the research remains focused on the agreed areas or, where substantive changes are

necessary, that these are agreed by the candidate and Supervisor, and reported

appropriately to the Faculty Graduate Studies Committee. It should be noted that there

should be appropriate consultation with the Supervisor with respect to changes, especially

where these may lead the work outside of the field of expertise of the Supervisor.

The candidate must obtain the agreement of the Supervisor for any absences

The candidate must produce a written document for examination that meets the

requirements of the degree being pursued.

The candidate must make adequate progress to enable the successful completion of

the degree within the stipulated time frame.

The candidate must bring problems in the supervision relationship to the attention of

the Supervisor in the first instance and, if such problems are not resolved, to bring the

matter to the attention of the Head of School or Postgraduate Coordinator.

The candidate must comply with all administrative processes, including making the

necessary declarations with respect to the work complying with the policies on ethics,

plagiarism and intellectual property.

The candidate shall submit a progress report to the Faculty annually. The Faculty

Registrar is required to monitor the submission of reports and to ensure that copies of

these reports are filed on the student’s file.

FORMS

Faculty forms are available on the Faculty of Humanities website. Click on “Faculty services”,

the “Postgraduate Services”, or click on the web link below:

https://www.wits.ac.za/humanities/faculty-services/postgraduate-services/

35

PROPOSALS

A student’s proposal details the research that he or she plans to undertake, offering a

synopsis of the project and detailing the context and scope of the work. At the Master’s level,

the student’s proposal is assessed by one suitably qualified Reader, while two Readers are

required for independent consideration of work at doctoral level.

Which students are required to submit research proposals?

All students registering for a Master of Arts degree (whether by Coursework and Research

Report or Dissertation), as well as all PhD students, must submit research proposals to the

Faculty Office. At present, the Faculty does not require a proposal at Honours level, although

this process is required internally by Schools.

When are proposals due?

For full-time students, proposals are due approximately six months after registration. Part-

time students are required to submit proposals within one academic year of their

registration.

- Full-time students registering in January must submit proposals by 31 July of that

year.

- Part-time students registering in January must submit proposals by 31 March the

following year.

Note: Students who do not submit their proposals within the specified period may be

discontinued from their programme due to unsatisfactory performance or progress, as per

the Faculty rule 5.7.

What is an acceptable length for a proposal?

Masters by Coursework and Research report proposal must be 3 000 – 4000 words, and

Masters by Dissertation proposal must be 6 000 – 7 000 words, and the Doctorate of

Philosophy proposal must be 8 000 – 10 000 words.

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How are proposals evaluated, and by whom?

The proposal reading processes accepted by the Graduate Studies Committee can be

classified as either internal or external. The internal system is distinguished by the extent of

the role which the School or discipline plays in the proposal approval system.

The following sub-sections, detailing the internal and external proposal reading systems, have

been provided by the Assistant Dean, who held the “Proposals” portfolio on the Faculty’s

Graduate Studies Committee.

The external (or standard) proposal reading system

1. Schools and disciplines hold departmental proposal presentations to which the

proposed Faculty Reader(s) may or may not be invited.

2. Once the student has revised his/her proposal on the basis of feedback provided at

the presentation, the supervisor decides who s/he believes (or supervisors … believe)

would be an appropriate Reader (or Readers) for the particular student’s proposal and

approaches this Reader to establish his or her availability.

3. Having established the availability of the Reader(s), the supervisor enters his or her

name(s) on the proposal submission form and gives the student permission to submit

the proposal to the Faculty along with the completed proposal submission form

(available from the Faculty office).

4. Once the proposal Reader has been approved by the GSC Proposal Portfolio

holder, the proposal is sent to the nominated and approved Reader by the Faculty

office. The Reader then has two weeks in which to read the proposal and write his

\her report.

The internal proposal reading system

Coordinators of disciplines who wish to continue using, or move to use, the internal system

need to contact the member of the Graduate Studies Committee who holds the proposals

portfolio in advance in order to confirm that the following steps will be followed. The internal

system may NOT be used in the case of doctoral candidates.

1. As soon as students and supervisors start working together, and dates for proposal

presentations in Schools / disciplines have been set, supervisors send the course

37

Coordinator the names of two possible Readers for their students’ proposals, based

on the students’ fields of research.

2. The Course Coordinator should send the list of suggested Readers with the title or

broad area of research for every student to the Faculty Graduate Studies Committee

member who holds the Proposals portfolio.

3. After having received Faculty approval for the Readers nominated the supervisor

should approach the proposed Readers and confirm their availability to attend the

proposal presentation and their willingness to write a comprehensive report on the

student’s proposed research proposal.

4. At the presentation, the approved Reader leads the discussion of the student’s

proposal and gives focused oral or written feedback on it.

5. The student, having considered the Reader’s feedback and improved his or her

proposal, then sends the corrected proposal to the Reader.

6. The Reader writes a report indicating that he/she attended the proposal presentation

session and is satisfied that the completed proposal represents a worthwhile and

viable project. This report should relate directly to the particular proposal being read

and not take the form of a check-list that could apply to any proposal. It should refer

to any suggestions for improvement the Reader made at the presentation and

indicate that these improvements have now been made. (See below)

7. The supervisor attaches the Reader’s report to the student’s proposal. Both

documents, together with the proposal submission form, are sent to the Faculty office.

8. Following consideration by the GSC Proposal Portfolio holder, the student receives

feedback about his / her proposal in writing from Faculty.

9. Any student who does not present his/her proposal during the scheduled

presentation session(s), or whose proposal still needs substantial revision, reverts to

the external system i.e. the proposal is sent to Faculty without a Reader’s report

attached and with the recommended Readers’ names entered on the green proposal

submission form. The Faculty will then send the proposal to the chosen Reader(s) and

await their feedback.

The following are requirements for the successful implementation of the external proposal

reading system:

1. Having approached potential Readers to check their availability, supervisors should list

nominated Readers on page 4 of the proposal submission form – page 3 of the form

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is for completion by proposal Readers themselves, and should not be completed by

supervisors or students.

2. For proposals at the Master’s level, at least one Reader must be nominated, though

the nomination of a second suitable Reader is recommended. For proposals at the

doctoral level, at least two Readers must be nominated,

3. All Readers must include a short, written report rather than simply writing on the

student’s proposal itself. This report should not take the form of a tick-list that could

apply to any proposal.

4. Where the Reader’s report does not accompany page three of the ‘Proposal

Submission’ form – for example, if the report is sent by e-mail – the report must

clearly communicate the Reader’s decision about the proposal in terms of the four

categories detailed on page three of the form (that is, whether the proposal is

accepted, accepted on the understanding that the candidate will take note of the

Reader’s recommendations, accepted in principle with some clarification needed, or

unacceptable as it stands).

Disagreements between proposal Readers about the quality of a student’s submission are

addressed by the GSC Proposal Portfolio holder.

The following steps are requirements for the successful implementation of the internal

proposal reading system in particular:

1. On the basis of a motivation from the relevant supervisor and course Coordinator, the

GSC Proposal Portfolio holder must have approved the particular Reader(s) for each

student in advance of the school / departmental presentation.

2. Where a proposal is submitted to the Faculty together with a Reader’s report (as per

(7), above), this report must indicate:

- that the Reader attended the student’s presentation,

- what oral or written feedback was given to the student at, or after, the

presentation (i.e. what the strengths and weaknesses of the proposal were at this

stage; what revisions were suggested or required; etc.)

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- whether the version of the proposal sent to the Faculty office is `approved’ or

`approved in principle’ (no proposal can be sent to the Faculty with a Reader’s

report attached unless it falls into either of these categories). See 7 above.

How are students informed of the outcome of the proposal evaluation process?

Immediately following the return of a completed Reader’s report to the Faculty office, and the

evaluation of the report by the designated GSC member, the Faculty office will contact the

student and supervisor in writing by email to convey the outcome of the proposal process.

The Faculty Officer will update the student’s milestones as per the proposal outcome.

Students and supervisors must ensure that their proposals are approved and that this has

been recorded by the Faculty even in cases where the Reader asks for minor alterations to be

made to the satisfaction of the supervisor.

Ethics Clearance Requirements

Students must apply for University Ethics clearance for their proposed research during the

proposal stage and obtain an ethics clearance number to be indicated on the proposal as well

as on the examination submission documents. Research must comply with the requirements

for ethics and biosafety clearance; this is available on the University Research Website and is

updated regularly. The weblink is:

http://web.wits.ac.za/Academic/Research/Home.htm. A student may not continue with his/her

research until ethical clearance is received from the Research Office.

Students are advised to apply sufficiently early in the proposal writing process as s/he may be

required to undergo ethics training.

HREC (NON-MEDICAL)

All research activities under the auspices of the University of the Witwatersrand require ethics

clearance from the HREC (non-medical) if it involves human and/or animal participants, or if

the research includes social, educational and/or psychological behaviour or perceptions. This

excludes research activities at a medical facility; e.g. hospitals, clinics, research labs,

pharmacies, etc. in which case see HREC (MEDICAL) below.

40

The role of the Ethics committee is to monitor the ethics of research protocols in the

Humanities and Social Sciences, i.e. the risks and benefits to the informant or subject. The

committee is responsible for looking at critical factors such as the extent to which research

could be socially or psychologically invasive or damaging. (Research involving physically

invasive techniques is scrutinized by the HREC (Medical) as set out in item 1 above).

The HREC (Non-Medical) role is to ensure that all research in which humans are involved as

participants, whether as informants, subjects (carried out in the University by undergraduates,

postgraduates, staff or affiliated staff in the name of the University) or performers (as, for

example, a research study involving a dramatic production) respects the rights of individuals

and that:

the informant or subject has consented to the research without coercion;

the questions posed are not insulting or embarrassing;

confidential matters that could place the informant in an embarrassing, false or

compromising position vis-à-vis authorities, are handled circumspectly;

the privacy and wishes of informants are respected, i.e. anonymity of the informant is

maintained if required;

the informant is informed as fully as possible as to the aims and possible implications

of the research.

The Committee's procedures include the scrutinizing of any protocols referred to it by the

higher degrees committees of a Faculty; by heads of Schools in respect of undergraduate or

Honours level researchers; by funding committees (e.g. Richard Ward or Life Sciences

Screening Committee); or by an individual researcher (staff or student).

The Committee is also required to scrutinize any research instrument (e.g. a questionnaire)

planned by the researcher to preclude the use of embarrassing or insulting questions.

If the Chairman of the HREC (Non-Medical) feels the proposal referred to that Committee is

more relevant to the HREC (Medical) it will be redirected to the latter Committee.

The Committee may delegate to the Chairperson the power to act in urgent cases.

HREC (MEDICAL)

All research activities under the auspices of the University of the Witwatersrand requires

ethics clearance for research involving human participants. The rule of thumb is that any staff

or students from the Faculty of Health Sciences (FHS) must submit an application for ethics

clearance to the HREC (Medical) if the research involves any human participants. If the

41

proposed research is undertaken at a medical facility (hospital or clinic, etc.) with/out medical

professionals then an application for ethics clearance must be submitted to the HREC

(Medical).

Extract as per the National Health Act:

These guidelines ‘Ethics in Health Research: Principles, Processes and Structures – 2015’

provide an updated and strengthened guide to ensure that, in South Africa, research is

conducted responsibly and ethically. Mandated by s 72 of the National Health Act 61 of 2003,

the National Health Research Ethics Council (NHREC) tasked its Working Group for Norms

and Standards to produce a revision of the first edition of the Guidelines issued in 2004.

Drawing on international and foreign national ethics codes and research ethics guidelines, in

addition to the first edition of these Guidelines, the NHREC has endeavoured to produce a

locally relevant document that fits with the matrix of research ethics guidelines available

across borders.

The basic expectations of the Guidelines include that

• Proposals to conduct research involving humans undergo independent ethics review

before the research begins

• Proposed health research promote health, contribute to prevention of communicable

or non-communicable diseases or disability or result in cures or alleviation of suffering

• Proposals to conduct health research stand up to scientfic and ethical scrutiny

appropriate to the disciplines concerned

• Harm to research participants is prevented or at least minimised and balanced against

the likelihood of benefit

• The safety and welfare interests of animals used in research are promoted

• Researchers are accountable for their research activities

• Social and ethical values are promoted

Research with humans

• The National Health Act (NHA s 72(6)(c)) gives authority to the NHREC for setting

norms and standards for health and health-related research that involves humans.

• Every organisation/institution, health agency and health establishment at which health

and health-related research involving human participants is conducted, must establish

or have access to a registered Human Research Ethics Committee (REC) (NHA s 73(1)).

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• RECs that review research involving human participants must register with the NHREC

(NHA s 73(1)).

Ethical research review

The NHA (s 72(1)) requires that proposals to conduct ‘health research’ must undergo

independent ethics review before the research commences.

Ethics review of proposed ‘health research’ must be conducted by an REC or AREC

that is registered with the NHREC (s 73(2) of the NHA).

RECs must review ‘health research’ proposals and protocols to ensure that the

research will promote health, contribute to prevention of communicable or non-

communicable diseases or disability or result in cures or alleviation of suffering caused

by communicable or non-communicable diseases or disability (NHA s 73(2)(a)).

RECs must ensure that research proposals stand up to scientific and ethical scrutiny

appropriate to the disciplines concerned.

RECs must review research proposals and protocols prospectively to ensure that they

meet the accepted ethical norms and standards before research commences, using

these Guidelines as a minimum benchmark (NHA s 73(2)(b)).

The review process entails an independent and objective assessment of the potential

effect of the proposed research on potential participants and on the general day-to-

day functioning of the infrastructure that provides the site or context for the research.

Ethics review is not about obstructing scientific progress or innovative research.

Promoting ethical conduct of research entails co-operation between RECs and

researchers to ensure a comprehensive and frank assessment of the ethical

implications of proposals so that participants (and researchers) can be protected

appropriately.

The review must ensure that ethical and scientific standards are maintained to:

protect participants from harm by weighing the risks of harm against the

likelihood of benefit by minimising risks of harm to the extent possible and then

by balancing the risk of harm relative to the likelihood of benefit

protect the safety and welfare of animals used in research by ensuring close

adherence to the expected benchmarks

hold researchers accountable for the research activities

promote important social and ethical values.

In weighing risk of harm against likelihood of benefit, the analysis is concerned not

only with current participants or research animals themselves but also with societal

interests and future hypothetical beneficiaries.

Retrospective review and approval or clearance is not permitted.

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For more information regarding research ethics and clearance, please visit:

https://www.wits.ac.za/research/researcher-support/research-ethics/

Progress reports

The purpose of the progress reports is to track the development of the student’s work and to

facilitate the timely completion of theses and dissertations. Each complete set of progress

reports consists of contributions from both student and supervisor. Students and supervisors

should complete reports individually allowing each to reflect on the student’s progress and

facilitating discussion about any challenges faced by either party with respect to the student’s

work, conduct or progress.

Who must submit a progress report?

All students registered for the Master’s degree and Doctor of Philosophy are required to

submit progress reports. Supervisors working with students registered for these degrees are

also required to submit progress reports about each of their students. Students registered for

the Master of Arts by Coursework and Research Report and their supervisors, are not required

to submit progress reports; their progress however is monitored by the respective Schools.

When are progress reports sent to supervisors and students, and when are they due

back?

Progress report forms are sent to both supervisors and students in June or in July of each

year, and are due back approximately four weeks thereafter. The deadline for the return of

progress reports is detailed in the e-mail to which the progress report itself is attached.

How are progress reports sent to supervisors and students?

Progress reports are emailed to supervisors, as well as students. I-Wits e-mail addresses are

used exclusively, so students need to check their I-Wits e-mail addresses regularly.

44

How are progress reports returned?

Completed progress reports should be submitted to the Faculty office by the deadline

stipulated via e-mail or by hand to the appropriate Postgraduate Faculty Officer.

How are progress reports evaluated?

Following submission, progress reports are reviewed by senior Graduate Studies Committee

members. The Postgraduate Coordinator of each School will ensure that supervisors of

students whose progress is delayed or seemingly problematic are consulted; further

information and possible interventions may be offered to facilitate the student’s academic

development. Where appropriate, the student in question is invited to elaborate on his or her

progress report.

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THE EXAMINATION PROCESS

Nomination of Examiners

In advance of a student’s submission of his / her research report, dissertation or thesis for

examination, the supervisor must complete a Faculty Nomination of Examiners form

(available from the Faculty office in electronic format), and return the form to the Faculty

office for approval by the Examiner Nominations Committee.

When are nomination forms due?

Completed nomination forms must be returned to the Faculty office at least four weeks

before the student’s work is due to be submitted.

Submitted nomination forms must be emailed to the Postgraduate Faculty Officer or via the

School’s Postgraduate Administrator with the required accompanying documents, usually the

nominated examiner’s CV. Nominations must include a clear motivation that identifies how

the proposed examiner’s areas of expertise are relevant for examination of the research.

Incomplete nomination forms will not be accepted by the Faculty.

The Faculty Officer will submit the examiner nomination/s to the Examiner Nominations

Committee for approval. Queries or concerns will be communicated to the supervisor.

What qualifies a person to act as an examiner?

Generally, nominated examiners are expected to have published work related to the field of

the work under examination and to hold qualifications at least equivalent to the qualification

sought by the student under examination. However, these requirements may be relaxed in

the examination of work undertaken in emerging disciplines, in disciplines where suitable

examiners are more likely to be individuals with extensive practical experience in the field,

and in other extraordinary cases.

Suitable examiners for a Research Report submitted in partial fulfillment for the requirements

for the degree of Master of Arts by Coursework and Research Report

The Research Report is undertaken in partial fulfillment of the requirements for the degree of

Master of Arts by Coursework and Research Report. An academic who has acted in a

supervisory or co-supervisory capacity in respect of a particular student’s research is, in the

46

normal course of events, not eligible to act as an appointed internal examiner of that work. In

exceptional circumstances, if the nominated internal examiner has to be the candidate’s

research supervisor, this must be strongly motivated and must be approved by the

Humanities Graduate Studies Committee.

In addition to the internal examiner, one examiner external to the University, who is suitably

qualified and who has not been in the employ of the University for at least two years

preceding the date of nomination, must be nominated to examine the research report.

Suitable examiners for a Dissertation submitted in fulfillment of the requirements for the

degree of Master of Arts by Dissertation

An academic who has acted in a supervisory or co-supervisory capacity in respect of a

particular student’s work is not eligible to act as an appointed examiner of that work if the

work is undertaken in fulfillment of a Master of Arts by Dissertation. Two suitably qualified

examiners, one of whom may be in the employ of the University, and may be in the same

division, department or school as the supervisor and candidate, must be nominated to

examine the student’s work.

Suitable examiners for a Thesis submitted in fulfillment of the requirements for the degree of

Doctor of Philosophy

An academic who has acted in a supervisory or co-supervisory capacity in respect of a

particular student’s work is not eligible to act as an appointed examiner of that work if the

work is undertaken in fulfillment of a PhD. Rather, three suitably qualified examiners, one of

whom may be in the employ of the University, must be nominated to examine the student’s

work. At least one of the appointed examiners will usually work outside of South Africa.

Internal examiners

How do supervisors nominate internal examiners for work submitted in fulfillment of a

Master of Arts by Dissertation / PhD?

All examiner nominations must be submitted to the relevant Faculty Officer, preferably via the

Postgraduate Coordinator or Postgraduate Administrator of the relevant programme.

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A non-supervisory internal examiner must be approved by the Examiner Nominations sub-

committee of the GSC. However, the nomination form for the proposed non-supervisory

internal examiner does not need to include curriculum vitae (as it required in respect of an

external examiner who has not previously been approved, or whose approval has lapsed).

A non-supervisory internal examiner, who has been approved as an examiner within the five

years preceding the current nomination, may be appointed without the approval of the

appropriate sub-committee of the GSC.

External examiners

How do supervisors nominate external examiners for work submitted in partial

fulfillment of a Master of Arts by Coursework and Research Report, or work submitted

in fulfillment of a Master of Arts by Dissertation / PhD?

All examiner nominations must be submitted to the relevant Faculty Officer, preferably via the

Postgraduate Coordinator or Postgraduate Administrator of the relevant programme.

External examiners are defined as examiners not currently employed by the University and

who have not been employed by the University for at least two years preceding their

nomination. External examiners who have not examined for the Faculty in the five years

preceding their current nomination, or who have never been appointed as examiners for the

Faculty, require approval by the appropriate sub-committee of the GSC prior to their

appointment.

A supervisor who wants to nominate as an external examiner an academic who has not

previously acted as a Faculty examiner, or whose appointment occurred five years or longer

before the present nomination, must include a current curriculum vitae for that external

examiner. This must be submitted with the nomination form with a clear motivation

addressing the specific qualifications, expertise and/or experience of the nominee that makes

him/her a suitable examiner for the relevant research study.

A proposed external examiner, who has been approved as an examiner within the five years

preceding the present nomination, may be appointed without further approval.

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How do I know whether an examiner has been approved by the GSC, and whether this

approval is still valid?

The Faculty office maintains a record of approved examiners, together with the date of each

examiner’s approval, and is currently expanding these records to include details of examiners’

fields of expertise, which includes the number of students examined by each examiner as well

as special conditions relating to the appointment of any examiner.

The Faculty Office also endeavours to keep a record of examiners who have in the past

proved unreliable, tardy or unreasonable in their expectations as examiners. A supervisor who

wishes to nominate such an examiner will be advised of the examiner’s status upon

submission of the nomination form. Supervisors may contact the Faculty Office (as per the

contact details above) with any concerns about the status of examiners.

Can proposal Readers act as examiners?

Yes. An academic who has evaluated the proposal prepared by a particular student in

developing his / her work towards its final version is eligible to act as an appointed examiner.

Examiner guidelines

Postgraduate coordinators and administrators should ensure that Faculty officers are

(a) provided with School and Faculty-approved examiner guidelines for all programmes of

study for which the standard Faculty guidelines do not apply, and

(b) notified at the time of submission which discipline- or programme-specific examiner

guidelines must be sent out to examiners. This process will ensure that students are not

inadvertently disadvantaged by the use of assessment criteria that are not applicable for their

specific programmes of study.

Submission of research reports, dissertations and theses for

examination

An MA / PhD student must submit a complete final draft of his / her work to the Faculty

office by the due date, together with a completed Supervisor’s Consent Form (available from

the Faculty office).

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If a student elects to submit his/her work for examination without the approval of his/her

supervisor, this must be clearly indicated on the Supervisor’s Consent Form.

Submission deadlines

What is the due date for research reports, dissertations and theses?

Unless a student has applied for and been granted an extension of time to complete his / her

work, the following deadlines apply:

MA (Coursework and Research Report), MA

(Dissertation) – full time

One year after initial registration

MA (Coursework and Research Report), MA

(Dissertation) – part time

Two years after initial registration

PhD – full time Two – five years after initial registration

PhD – part time Two – six years after initial registration

The 15 February submission date is currently the most popular. Students, who are unable to

submit by this date, may apply for a one month concessionary extension until 15 March at no

additional cost; such application must be submitted to the Faculty at least six weeks prior to

the February submission date.

If the student’s application for an extension is successful, s/he is not liable for payment of a

research extension fee. However, if the student is unable to complete and submit the research

in the specified time (N+1), s/he will only be allowed to submit the work for examination

upon registration for the entire academic year and will be liable for payment of all associated

fees, unless s/he submit the research by the end of June in that academic year (N+1), at

which time a 50% fee rebate will be granted to the student. Such a rebate will also apply to

the tuition fee for international students.

N.B: Research extensions of less than one year do not apply to coursework components of

study for higher degrees.

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How many copies of the work must a student submit?

A student submitting work in fulfillment or partial fulfillment of the degree of Master of Arts

by Coursework and Research Report or Master of Arts by Dissertation must submit two

bound copies of their work, as well as a complete copy on CD (including all appendices and

related data). A student submitting work in fulfillment of the Doctor of Philosophy degree

must submit three bound copies of his / her work, as well as a complete copy on CD

(including all appendices and related data).

Each student must obtain a receipt acknowledging his / her submission to the Faculty Office.

What else needs to be submitted, besides the research report / dissertation / thesis?

In addition to his / her work, each student must submit a completed Submission of Research

Report, Dissertation or Thesis form and the Supervisor’s Consent form available from the

Faculty office. Submission forms are also available at:

https://www.wits.ac.za/humanities/faculty-services/postgraduate-services/

Supervisor’s responsibility on submission of work for examination

As per the University Standing Orders on Higher degrees, Supervisors must report on the

supervision process:

The Supervisor should comment on the supervision process (frequency of meetings,

any difficulties in the relationship, time frames, concerns about plagiarism, and other

pertinent information regarding the supervision process and the work being

submitted, etc.)

There should be an assessment of the student's ability to work independently at the

different stages of the project: selection of the topic, the literature review, data

collection and data analysis.

The Supervisor should report on any relevant conferences attended by the student

and the student's publications.

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In the case of joint publications, there should be a clear statement of what section of

the work was done by each of the authors of each joint publication included in the

dissertation or thesis.

The Supervisor should draw the Faculty’s attention to any personal difficulties

experienced by the student (death in the family, illness etc.).

Supervisors should briefly assess the quality of the dissertation or thesis. This assessment

should include:

An assessment on the quality of the written expression and presentation.

An assessment of the contribution that the research makes to knowledge in the field.

An assessment of the standard of the work.

Further, each student is asked to submit a form, which is available from the Faculty office,

confirming that his / her proposal has been accepted. This requirement is designed to

prevent students from submitting final drafts of projects that have not successfully passed

through the proposal process.

Under what circumstances can a student submit without the permission of his / her

supervisor?

The implications of a student submitting his/her work for examination without the

supervisor’s consent are potentially significant for the examination process. Students and

supervisors alike are urged to be aware of the following:

- A student can be said to submit without the consent of the supervisor when the

supervisory relationship has deteriorated, and/or if the supervisor believes that the

work is not ready for submission whereas the student does.

A supervisor whose student submits work for examination without consent may not act as an

internal examiner for the work submitted. A suitably qualified substitute must be appointed

to examine the work by the Head of School.

52

The supervisor must submit a report explaining why s/he feels that the work is not suitable

for examination; however, her/his reservations should not be communicated to the

potential/nominated examiners. The report will be made available in the case of an ad hoc

committee called to resolve discrepancies in marks awarded or of failure of the research

component. The student must complete the “submission without supervisor’s consent” form

at the Faculty Office.

Following successful submission of MA or PhD research, a student’s research work is sent to

the approved examiners for evaluation by email or courier.

How long does the examination process last?

Examiners of MA-level work are given six weeks to read a student’s work and offer a

response; at PhD level, an eight-week examination period is expected.

The Faculty officer will e-mail the internal and external examiner confirming receipt of the

research two days after dispatch.

A week before the due date for the return of a report, each examiner is sent a reminder by

the Faculty officer. Any examiner whose report is still outstanding after the due date is

contacted by the Dean with a request to submit the evaluations within a one-week period.

These timeframes are however, dependent upon the successful and timely nomination of

examiners (as outlined above) – student work cannot be sent to examiners unless the

nomination process has been successfully completed.

How are documents sent to examiners?

Student work is couriered to examiners or emailed following submission, together with one

copy each of the applicable Examiner’s Forms, Guidelines for Examiners, and Vendor

(Payment Claim) Forms. Additional documents (for example, programme- or department-

53

specific guidelines for examiners, which the Faculty office helps to distribute) will also be

included.

Examiners have the option of receiving all of this material electronically. However, the Faculty

office will not incur expenses resulting from any examiner’s choosing to print partial or

complete copies of a student’s work during or after the examination process.

How does a supervisor know the status of a student’s work?

Supervisors, course coordinators and students enquiring about progress with the examination

of a research report, thesis or dissertation are welcome to contact the Faculty Office for

information (as per the contact details on page 4).

Extension Requests for Submission of Research for Examination

Masters of Arts by Coursework and Research Report

A student who is not ready to complete and submit his/her research report by 15 February of

the year following the initial registration, and who requires additional time to complete

his/her research, must apply for an extension for one additional month and submit the work

for examination by March 15. If additional time is required, an extension must be requested,

and the student must register for another full year and pay the necessary fees. A partial

refund may be awarded if the student submits for examination by June 30. To apply for an

extension, the student must complete the Faculty amendment form and include a motivation

from the student and the supervisor; both must agree that the research report will be

submitted to Faculty for examination by the revised approved deadline.

Masters of Arts by Dissertation and Doctor of Philosophy

A student who is not ready to complete and submit his/her research report by 15 February of

the year following the initial registration, and who requires additional time to complete

his/her research, must apply for an extension for one additional month and submit the work

for examination by March 15. If additional time is required, an extension must be requested,

54

and the student must register for another full year and pay the necessary fees. A partial

refund may be awarded if the student submits for examination by June 30. To apply for an

extension, the student must complete the Faculty amendment form including a motivation

from the student and the supervisor/s; they must both agree that the dissertation/thesis will

be submitted to Faculty for examination by the approved deadline.

Procedures following the return of examiners’ reports

Following the return of all the examiners’ forms and reports to the Faculty office, the reports

are considered in relation to one another by the Assistant Dean for Graduate Studies, who

ensures that the reports are cogent, fair and systematically presented. Where reports reveal a

discrepancy between the examiners’ evaluations of 15% or more the Assistant Dean will seek

guidance from colleagues on a suitable course of action in the form of an ad hoc meeting

that is held electronically or in person.

What happens after examiners’ forms and reports are returned to Faculty?

Following their return, examiners’ evaluations are processed as follows:

1. Following the submission of two examiners’ reports (in the event of the examination

of Master’s-level work) or three examiners’ reports (in the event of the examination of

PhD work), copies of all the examiners’ reports are sent to the Assistant Dean for

Graduate Studies (or a Vice-Chair of the Graduate Studies Committee) for evaluation,

together with a record of the student coursework marks (where applicable). Unless

exceptional circumstances require it, the Assistant Dean will not evaluate reports for

work submitted within his or her discipline.

2. If examiners’ reports are consonant, the Assistant Dean will use the results

recommended by the examiners to reach a decision on the final result to be awarded

and the corrections to be undertaken.

3. If an evaluation of the examiners’ reports reveals a discrepancy between the

examiners regarding any aspect of the work which the Assistant Dean understands to

be significant and / or outside the scope of his / her professional expertise, but which

does not warrant convening an ad hoc committee, the Assistant Dean may choose to

circulate the examiners’ reports either to a sub-committee of the Graduate Studies

Committee, or to any suitably qualified member(s) of staff working in the field within

which the student’s work has been undertaken.

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Under what circumstances is the Graduate Studies Committee required to hold an ad

hoc meeting about a student’s work?

In terms of Senate standing orders, the Assistant Dean is obliged to convene an ad hoc

committee in the event that submitted examiners’ reports give rise to any of the following

situations:

- a discrepancy between examiners’ evaluations, consisting primarily in a significant

disagreement between the examiners as to the value or integrity of the student’s

work, the soundness of the methodology used, or any other aspect of the work

which causes any appointed examiner to call into question the work’s contribution

to knowledge

- If the work examined was submitted for the degree of Master of Arts by

Coursework and Research report and Master of Arts by Dissertation, the

recommendation by any one examiner that the degree be awarded with

distinction where another appointed examiner has expressed his / her strong

opposition to the award of a distinction.

- If the work examined was submitted for the degree of Master of Arts by

Coursework and Research Report, a difference of fifteen per cent (15%) or more

between the marks awarded by the appointed examiners.

- If the work examined was for a PhD and there are significant discrepancies

between the examiners’ evaluations an ad hoc meeting will be convened.

The Ad hoc process

Where the Assistant Dean is obliged by Senate Standing Orders to convene an ad hoc

meeting, but reasonably believes that the discrepancy in examiners’ responses to a particular

work does not reflect fundamental and irreconcilable differences between examiners, he or

she may convene an ad hoc meeting by electronic circulation.

What are the procedural requirements for a hoc meeting?

Ad hoc meetings can be convened as face-to-face discussions or by electronic circulation.

Each of these is discussed below.

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Ad hoc meetings by electronic circulation

1. The Faculty officer so designated will email potential committee members (as

nominated by the Assistant Dean) to inform them of the projected circulation and to

determine their availability to participate. An ad hoc committee is quorate when it

includes the Assistant Dean (as chairperson) or his/her nominee and two academics

whose own expertise qualifies them to engage with the topic of the student’s work.

2. Following this, an e-mail will be sent to all available committee members with two

attachments: a copy of all the examiners’ reports, and a document entitled “Ad hoc

committee by circulation”. The latter will contain information about the reason for

calling the ad hoc meeting, and include an assessment of the student’s work as all as

any information on the supervision process that may help the committee in its

deliberations by the student’s supervisor, as well as a preliminary recommendation by

the committee chair.

3. Committee members are then requested to offer short responses to the documents

provided, and to raise any concerns they may have about the marks awarded, the

supervisor’s comments, or the chair’s preliminary recommendation.

4. All comments are collated by the designated Faculty officer and sent to the

committee chair for a final decision.

5. Committee members are then contacted with details of the decision. In certain

circumstances, this may lead to further consultation and some revision of the original

decision.

Face-to-face ad hoc meetings

In situations where the Assistant Dean is obliged by the Senate Standing Orders to convene

an ad hoc meeting, and his / her reading of the examiners’ reports leads him / her to

conclude that the discrepancies in the examiners’ responses are due to fundamental

disparities in their approaches to the student’s work, based on, for example their

paradigmatic assumptions or ideological positions, a face-to-face ad hoc meeting will be

convened.

1. The Faculty officer so designated will e-mail the supervisor whose student’s work is

the subject of the ad hoc meeting, and confirm his / her availability to attend a

57

meeting at the Faculty office within the week. Any supervisor who is unable to attend

an ad hoc meeting is encouraged to submit a report on his / her student’s work, and

to respond to the contents of all the examiners’ reports.

2. The Faculty officer so designated will e-mail potential committee members (as

nominated by the Assistant Dean or his/her alternate) to inform them of the projected

ad hoc meeting and to determine their availability to participate. An ad hoc

committee is quorate when it includes the Assistant Dean (as chairperson) or his/her

nominee and two academics whose own expertise qualifies them to engage with topic

of the student’s work.

3. This e-mail will include a copy of all the examiners’ reports, and will detail the

student’s coursework marks (if any).

4. During the committee meeting, the chairperson will lead the discussion of the

examiners’ reports, and seek to identify possible outcomes that fairly reflect the

quality of the work under consideration. (The supervisor is not normally present

during this discussion.)

5. The supervisor is then invited to offer his or her response to the examiners’ reports,

and to comment on the supervision of the student’s work. Committee members may

address questions to the supervisor and thereby clarify their understanding of the

matter under consideration.

6. By the end of the meeting, the committee will have agreed upon a practical solution

to the differences between examiners’ assessments – for example, the committee may

decide, in light of their discussions, what mark ought to be awarded to the work;

whether revisions need to be undertaken, and how substantial these ought to be;

whether or not re-examination is required; or whether any other form of action ought

to be taken.

Revisions after Examination

What kinds of revisions are acceptable at Master’s and PhD levels?

In most instances, examiners will specify minor corrections to be undertaken by students prior

to the final submission of their work to the Faculty office; these corrections typically involve

amendments to the use of language, grammar, referencing and minor technical aspects of

the work.

58

It is expected that the student should complete minor corrections within two weeks of

receiving feedback from his or her supervisor regarding the corrections to be undertaken.

Unless exceptional circumstances require otherwise, most stipulations of major revisions

should not involve more than six months of sustained work. Students will be expected to pay

additional fees if their work is not submitted within the designated period.

A student may be required to resubmit his or her work for re-examination. The requirements

for re-examination will vary depending on the specific recommendations made by the

Assistant Dean for Graduate Studies, drawing on the recommendation of the appointed

examiners. A student will be required to pay a re-examination fee as per the University Fees

booklet.

As extracted from the Senate Standing Orders:

Revision

Candidates are entitled to appropriate supervision while revising theses in response to

examiners’ reports. Revision shall be done within a maximum period of six months, unless

application for a further extension is supported by the Faculty Graduate Studies Committee.

Faculties will not require students to pay additional fees if revision is completed within three

months. Beyond that, candidates will be required to pay all fees. Failure to submit at the end

of the period allowed for revision may result in termination of candidature.

How is the student informed of the outcome of the examination process?

Once the Assistant Dean is satisfied that the student’s work has been fairly considered, and

that due processes have been followed, the Faculty office contacts the student by e-mail to

convey the results of the examination process. The supervisor and head of discipline are

informed electronically. The electronic letter sent to the student further details any conditions

attaching to the award of the degree, such as corrections or revisions to be undertaken.

Awaiting Examiner Grants

Doctoral students (only) are invited to apply for the Awaiting Examiners Grant through their

School or department’s Postgraduate Coordinator when submitting the PhD for examination.

The Awaiting Examiner’s grant is intended to assist doctoral students to draft an article for

publication from the PhD – a requirement for graduation. Six months after being awarded the

59

grant, doctoral students must submit a report to the school PhD/PG coordinator detailing

how the grant was used and the publications resulting (or manuscripts submitted). Closing

dates are determined by each School, so students should consult with their supervisor and/or

the Postgraduate Coordinator sufficiently in advance of the proposed submission for

examination.

Coursework Examination

Procedures following the examination of coursework material by internal and external

examiners – the Board of Examiners meeting

By December each year, the coursework results of all students who have undertaken

coursework during the academic year are considered by a Board of Examiners consisting of

representatives of each School that has presented candidates.

What material is considered by the Board of Examiners?

Results sent to the Board of Examiners should in the normal course of events, have been

considered, approved or amended (as appropriate) by the external examiners appointed by

the disciplines or programmes. At postgraduate level, all Honours results and Master’s

(Coursework and Research Report) coursework results are considered by the Board.

When does the Board of Examiners meeting take place?

The Board of Examiners’ meeting should be held no later than December; however, Schools

or programmes wishing to hold their Board meetings earlier can be accommodated and

should contact the Faculty Registrar to make appropriate arrangements. In fact, the Faculty

strongly supports the convening of Boards in December, immediately after the conclusion of

the academic session.

60

GRADUATION PROCESSES

How are students selected for Graduation?

Students who meet the requirements of the degree and are qualified will be placed in a

graduation ceremony.

Students must ensure that their fees are paid at least 6 weeks before the graduation cluster.

Please note that students with “holds” will be removed from the graduation lists and will only

be considered for a future graduation ceremony provided they sign the “acknowledgement

of debt” form with the Fees office.

At least six weeks prior to a Graduation ceremony, students must check in with the Faculty

office to confirm their person details and field of study as this information will reflect on their

degree certificates.

Students can visit the link below to get more information on Graduation.

http://www.wits.ac.za/graduations/

STEPS TO FOLLOW PRIOR TO GRADUATION CEREMONIES

The Faculty Office strives to ensure that all students graduate without any problems.

Please take note of the following steps that need to take place upon completion of your

degree but at no later than six weeks prior to the graduation cluster.

Ensure that full names are reflected on the student system, in the correct order and

they are spelt correctly.

Ensure that the Faculty has the correct field of study on the student system.

Ensure that the Faculty also has the correct postal address and personal email

address.

Ensure that there are no outstanding fees or library holds preventing graduation.

Log in to the I-Wits student email account, and the Exams and Graduation Office

website for graduation information.

Students’ names must appear on the graduation list in order for students to graduate.

61

Ensure that the graduation guide is received from the Graduation Office regarding

graduation protocol. http://www.wits.ac.za/graduations

Please note that no flash photography is allowed during the ceremony (i.e. cellphones,

cameras) and no children under seven years of age are allowed in the venue.

The onus remains with the student to ensure that the information provided to the Faculty is

correct. Failure to do so will result in an incorrect degree certificate. If the degree certificate

is incorrect, students will need to request a re-issue of a degree certificate from the

Graduation Office and graduands will be liable for the associated costs if amendments are

not submitted timeously.

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OTHER IMPORTANT AND/OR USEFUL INFORMATION

Humanities Graduate Centre

The Humanities Graduate Centre (HGC) is located within the Faculty of Humanities on the

Ground Floor of the South West Engineering Building (SWE) next to the Great Hall. As a

resource for postgraduates, it houses doctoral fellows from all the Schools, Departments,

Centres and Institutes in the Faculty of Humanities.

The Centre also offers a seminar room and computer labs for Masters students, and acts as a

networking hub for junior postgraduates and senior PhDs.

The HGC provides an intellectually enriching, academically- enabling and socially supportive

environment for postgraduate students in the Wits Faculty of Humanities. It hosts seminars

on a wide variety of topics, academic writing and research methods workshops, and a variety

of other events which are academically, culturally and intellectually enriching.

The Centre is conveniently located close to various service points, such as the various Schools

in the Humanities’ schools, departments, cafeterias and the bus terminus for inter-campus

commuters. Notices of upcoming events and opportunities are posted on the HGC website:

https://www.wits.ac.za/humanities/faculty-services/humanities-graduate-centre/ feel free to

visit the Centre and sign up to be included in the Centre’s mailing list.

University Accommodation

The Office of Residence Life, on the ground floor of Senate House, is responsible for

overseeing all aspects of the University's residence programme, including accommodation

and meals, and the provision of recreational facilities and programmes for the improved

academic performance and the holistic development of students within a residential

environment.

The office is also responsible for limited staff and visitor accommodation, as well as

conference information. For more information you can contact

[email protected] or +27 11 717 9170/2/3/4

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Johannesburg at a glance

Johannesburg has all the modern amenities of a large metropolitan region (population over 7

million), including fascinating cultural attractions, art galleries, museums, shopping, and

restaurants. The city's vibrancy is a reflection of the diversity of its people and its often

turbulent history. South Africa has 11 official national languages and many cultures; visitors to

Johannesburg can see influences of the African Zulu, Xhosa, Swazi, Tswana, Tsonga, Venda,

Khoi and San, as well as Dutch Afrikaners, English, Indian, Portuguese, Malay and other

immigrant cultures.

Population: estimated 4.4 million in 2016

Names: Johannesburg, Egoli, Jozi, Joburg, Joey’s, City of Gold (Gold discovered in

1886)

Johannesburg is the only designated global city in Africa

It is the largest and most populous city in South Africa

Johannesburg is the provincial capital of the Gauteng Province

It is the seat of the Constitutional Court (walking distance from Wits) and the

Apartheid Museum ( a15 min. drive from Wits)

Johannesburg is the financial, economic and cultural centre of South Africa. Generates

17% of South Africa’s wealth

Major industries: Mining, Banking, ICT, Retail

South African Rand is the currency used. One Rand=100 cents. All major credit cards

are accepted

City is divided into seven regions

There are 7 public hospitals and 32 private hospitals and clinics

Tap water is safe in SA and Johannesburg water is rated amongst the best in the world

but if you prefer bottled water it is widely available

Johannesburg is the only metropolitan city in the world that is not located on a major

waterway

Gauteng has 5,600 km of tarred roads and highways

The city is 1,753 m above sea level and is second only to Mexico City in height above

sea

Average temperature is 16.2 C (62 F) but temperatures can reach up to 30 C (86 F).

There are on average 3,182 hours of sunshine annually

There is an average range of hours of sunshine in JHB of between 7.4 hours per day in

March and 9.7 hours per day in August

604 mm of rain is the average for the year with January being the wettest month and

July the driest

Hillbrow Tower is the highest structure in Johannesburg at 269 m

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There are 25 museums across the city

104 recreation centres

1 main library and 82 regional and suburban libraries

21 golf courses

58 swimming pools of which 4 are permanently closed

Johannesburg has approximately 6 million trees making it the largest human-made

forest in the world

Johannesburg is twinned with Birmingham (UK) and New York (USA)

Safety

Taking care of yourself in Johannesburg involves a few basic rules which should never be

broken.

Carry your medical aid card and a certified copy of your passport at all times.

Never walk alone at night.

Do not wear expensive jewellery.

Do not flash large and expensive cameras in the streets.

Do not carry large sums of money.

Do not talk on your cell phone whilst walking in the street.

When driving a car keep your car doors locked at all times.

Keep some money in a clear plastic container so that if mugged you can throw it on

the ground away from you to give yourself time to get away.

Do not try and resist someone holding you up for your money or valuables – you can

always replace them you cannot replace your life.

Be alert and aware and find out no go areas before setting out on your own. Every big

city has dangerous areas, JHB is no different.

If you go to a club do not leave your drinks unattended – rather take them with you.

Do not go home with people you do not know and always tell a friend where you are

going.

Do not take lifts from strangers or hitchhike.

Do not open your doors to strangers and if someone claims to be from an official

organisation insist on presentation of identity before opening any doors (they can slip

it under the door). Phone any telephone number they provide if in doubt.

If you feel you are being followed whilst driving, head straight to the nearest police

station. There are signs indicating the nearest SAPS (South African Police Service) on

the side of the road.

Ref: CK/jp2010 Updated HE May 2019

65

APPENDIX

Guidelines for Honours, MA and PhD Research

1. Recommendations concerning the Honours Long Essay/ Research Project

1.1 Preamble

The Honours Long Essay (known in the School of Education as the ‘research project’)

represents the first stage of acquiring postgraduate research experience and

developing research capacity in an articulated progression which leads to the MA and

culminates in the PhD. The recommendations set out below seek to encompass a

reasonable set of standards and expectations for Honours research. These proposals

should be cross-referenced on the outcomes of the Honours degree, as tabulated in

the Faculty of Humanities’ Rules and Syllabuses book for 2019..

1.2 Expectations of the Long Essay/Research Project

Under the provisions of the new HEQF, students will be required to devote 25% of

their study (a quarter of notional study hours must come from a single product) time

at Honours level to the pursuit of a piece of research. Against this background, it is

anticipated that they should be able to formulate and complete their projects within

the framework set out below.

1.2.1 Research Question/Problem

Students should be able to ask a research question or to explore a research problem

within a clearly defined field of investigation. Supervisors should be committed to

offering suitable guidance on the definition of this question or problem.

1.2.2 Literature Review

Students should be able to demonstrate their familiarity with the key literature related

to their research question or problem. Put slightly differently, this entails an awareness

of the most important arguments and/or issues and/or debates within the designated

field. The theoretical parameters of the study should be set accordingly.

1.2.3 Research Method(s)

Candidates should be able to select and apply an appropriate method or methods to

the investigation of the given research question or problem. (The choice of method(s)

for the long essay/research project should be distinguished from the kinds of

knowledge and skill required in ‘Research Methods’ courses, which often aim to

introduce students to a range of possible techniques and approaches.)

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1.2.4 Presentation of Findings

Here again, the requirements are fairly circumscribed, although talented students

should not be inhibited from developing their potential. It would generally be

expected that students could record and interpret their findings, while indicating an

awareness of the limitations of the particular enquiry. In empirical studies, they should

understand how to collect and analyse their data. In text-based studies, they should

be able to address the research problem within an appropriate conceptual and/or

analytical context.

1.2.5 Conclusion(s)

Students should be able to draw some conclusions from their investigations, although

they would not be required to make recommendations for further research in the field

selected. They would be expected not only to note or describe empirical evidence, but

also to adopt a reasoned position in relation to the theories or debates explored in

the review of literature. In this way, students should to a modest degree have

achieved an independent critical voice with respect to their discipline or inter-

disciplinary area.

1.3 The Honours Research Proposal

It is envisaged that Schools will put in place their own procedures for assessing

research proposals, also setting suitable deadlines within the first teaching semester.

The proposals should be simpler and briefer than those submitted by Master’s or

doctoral students, although the following elements should be included:

- a clear statement of the research question or problem which is to be investigated;

- a short rationale for the study;

- a focused literature review;

- an account of the method(s) and or theory/theories to be adopted; and

- a preliminary bibliography.

Where appropriate, students will also need to apply for Ethics clearance for their

proposed research. It is recommended that Honours students should pursue low risk

enquiries, avoiding engagement with vulnerable participants wherever possible.

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1.4 Length of the Long Essay/Research Project

There should be an upper limit of 9,000 – 10,000 words, subject to change according

to discipline.

1.5 Submission Date

Honours research should be submitted for examination no later than 30 November,

and preferably by 31 October, of the year in which a full-time student enrols. Part-

time students would be obliged to submit by October/November of their second year

of enrolment.

1.6 Guidelines for Disciplines and Inter-Disciplinary Programmes

Given the diversity of the Faculty of Humanities, which incorporates the Social Sciences,

Literature and Language Studies, Education, the Creative Arts, and a range of general as well

as professional qualifications, it is recommended that specific disciplines or inter-disciplinary

programmes should devise their own sets of guidelines. However, it is felt that candidates

could in most cases be asked to work within broad topic areas corresponding to the research

interests of academic staff, rather than allowing individual students to nominate their own

topics. (Clearly, exceptions could be made for appropriate reasons.) The ‘topic area’ approach

is put forward as a means of encouraging discussion and mutual support among students,

reducing the burden on staff members by facilitating the sharing of aspects of the

supervisory process, and building an active community of engaged scholars. This strategy

may also promote the publication of Honours research, since several small-scale, yet

connected, studies may potentially be combined into a viable research contribution.

1.7 Challenges Facing Inter-Disciplinary Programmes

It is acknowledged that students working for the first time in an inter-disciplinary field

will have to adapt to new scholarly approaches and methods, as well as needing to

acquire knowledge for which no basis was directly laid in their undergraduate

curricula. Prompt completion of the Long Essay/Research Project may then pose a

challenge. The lecturers in inter-disciplinary programmes should therefore ensure that

suitable guidance and support is offered to their Honours candidates.

1.8 Under-Prepared Students and Opportunities for Academic Enrichment

Since some under-prepared students are admitted as postgraduates (including those

accepted on the ‘recognition of prior learning’), it is important that carefully

considered academic development programmes be provided. Staff in the Schools are

therefore alerted to the assistance available from the University’s Writing Centre, as

well as the Faculty’s teaching and learning advisers. Further support and enrichment

takes the form of the seminars, workshops and lectures arranged by the Humanities

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Graduate Centre and the Postgraduate Project Office. The latter resources should be

drawn to the attention of all Honours students, and not only those who join Wits from

academically disadvantaged backgrounds.

1.9 Assessment Guidelines for External Examiners

The working group recommends that staff teaching Honours programmes in the

Faculty move towards the preparation of carefully considered marking memoranda for

their external examiners. This document gives the generic expectations of the long

essay/research project, but these principles should be focused and refined to reflect

the practices within particular disciplines or inter-disciplinary settings.

2. Recommendations concerning the Master’s Research Report

2.1 Preamble

At MA level, students are expected to have achieved ‘mastery’ of the research

practices, methods and techniques which are generally introduced during Honours

study or the fourth year of a professional qualification. The research report constitutes

50% of the requirement for the award of an MA by both coursework and research.

Since this degree should be completed within one year of full-time study or two years

of part-time study, the scope of the research undertaken is necessarily circumscribed,

given the prevailing time constraints and the demands imposed by the coursework.

The proposals below should be cross-referenced on the outcomes of the MA by

coursework and research report, as tabulated in the faculty of Humanities Rules and

Syllabuses book for 2019.

2.2 The Proposal for a Research Report

The Faculty of Humanities has a well-established set of requirements and procedures

for the preparation and submission of MA research proposals, although it should be

noted at the outset that the School of Education follows a different model.

Broadly speaking, the ‘external process’ operates when a proposal Reader is

nominated and approved by the Faculty; the proposal is submitted to the Faculty

Office, who submits the proposal to the Reader who assesses the proposal and

submits a written Reader report. This report is reviewed and approved by the

Assistant Dean before forwarding the evaluation to the supervisor and student.

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This method places administrative responsibility in the hands of the Faculty staff. It

often leads to delays when Readers are slow in providing their assessments. Such

delays are compounded if the proposal requires revision, as a second round of

submission and assessment has to be negotiated.

The working group strongly recommends the adoption of the ‘internal review system’

for research report proposals, as this method can be made to function more quickly

and efficiently. Under this system, the names of the potential Reader/s are put forward

for GSC approval prior to the submission of the proposal. The student, with the

guidance of the supervisor, submits the proposal to Reader in advance of a proposal

presentation chaired by the Reader or the supervisor.

The proposal may be approved immediately, referred for minor changes, or sent back

for substantive revision. Readers are advised to offer students constructive feedback

and clear guidelines for any suggested revisions which should also be noted by the

supervisor. If revisions are requested, the Reader is also responsible for assessing and

approving a revised draft. The accepted proposal, together with its corresponding

evaluation(s), is then forwarded to the Faculty’s GSC for noting. While this approach

tends to shift the administrative burden from the Faculty office to academic staff in

the Schools, it is also more streamlined, effectively putting constructive pressure on

Readers to complete their evaluations promptly and efficiently.

The working group is concerned that a relatively small proportion of the academic

staff in the Faculty participates in the assessment of research proposals. It is therefore

recommended that this should become integral to the routine activity of all senior

lecturers, associate professors and professors. It is thus envisaged that proposal-

reading should be factored into each individual’s workload; appropriate fulfilment of

this task would, moreover, count towards the confirmation of appointments and/or

promotion, so that Readers would be duly recognized for their contribution.

To maintain the quality of the ‘internal review’ process it is suggested that, on an

annual basis, all associate professors and professors should attend at least two

research proposal sessions outside their own Schools. This would facilitate cross-

disciplinary enrichment of the research discussions, as well as providing useful

comparative perspectives across the Faculty. As a further means of quality control, the

senior member of the GSC in charge of proposal-reading would attend proposal

seminars at random, both to identify any emerging problems and to offer assistance

to staff or students.

Full-time students should be required to submit their proposals by 31 July, while part-

timers would submit by 31 March of the second year of enrolment. Where fieldwork is

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required for the research project, the working group recommends that the proposal is

submitted earlier, so that students can take full advantage of the mid-year vacation

for data collection. Different arrangements clearly need to be made for conducting

research in schools, which close during June/July.)

2.2.1 Length of the Proposal

The length should be 3,000 – 4,000 words.

2.3 Expectations of the Research Report

It is expected that students should be able to formulate and complete their projects

within the framework set out below:

2.3.1 Research Question/Problem

The research question/problem should be multi-faceted, usually consisting of a main

question/problem and several subsidiary questions/problems. Student should,

moreover, show an understanding of the relationship between the main question and

the subsidiary questions. It is further anticipated that candidates would demonstrate

some independence in formulating these questions. (In some areas of research, the

last objective may be more effectively achieved by encouraging a cohort of students

to identify their own topics of interest in relation to a broad common theme.)

2.3.2 Literature Review

The Literature Review should demonstrate greater critical capacity than its Honours

counterpart; students should also be able to locate their enquiries within the body of

pertinent literature. A range of appropriate theories might be involved, although the

theoretical scope would necessarily be circumscribed by the time constraints imposed

on completing the research report.

2.3.3 Research Method(s)

As with the Literature Review, the application of a method – or methods – should be

more sophisticated than at Honours level. Students would need to take cognisance of

the limitations of their chosen methods, or to engage critically with those methods, or

to justify their choice of method(s). (To phrase this expectation differently, what is

required is not simply a survey of possible methods, but a clear rationale for those

selected.) Sufficient data would have to be considered to draw some meaningful

conclusions, although limitations would again be imposed by the time-frame for the

research project. These constraints should allow students to qualify the broader

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implications of their findings, on the understanding that they are alive to the

importance of such qualifications.

2.3.4 Research Data

Yet again, students should be able to work with more complex data than at Honours

level, also mastering the increased difficulty of managing and presenting their

findings. They should be able to demonstrate how their data were collected and

grouped. Depending on the nature of the discipline and/or study, it might also be

necessary for students to separate their presentation of data from the data analysis.

However, this should not be regarded as mandatory, especially for those candidates

who are able effectively to cluster the setting out of data with the processes of

analysis.

2.3.5 Research Analysis and Interpretation

Master’s students should be able to move beyond mere description to interpreting

their data, as well as identifying significant patterns or trends. This approach should

encompass both depth in mining the richness of texts or information and breadth in

linking laterally to informing arguments and/or critical analyses. It is anticipated that

students would engage with the full range of the data collected, while explaining and

exploring the reasons for selecting key material for sharp critical focus. Beyond this,

they should be able to identify and address the discontinuities, dissonances and

contradictions in their findings without resorting to strategies for over-simplification

or homogenization.

2.3.6 Conclusions

Students should be able to draw conclusions which engage with their research

questions, even though they may not be in a position to provide clear-cut answers or

to solve the problems initially posed. In view of the limited scope of the research

report, they should avoid making formal recommendations (or generalisations in text-

based studies), seeking instead to draw out the various implications of their research

or to suggest directions for future research.

2.4 Length of the Research Report

The length of a research report should fall in the range of 20,000 to 25,000 words.

2.5 Submission Date

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Full-time students should submit their research reports by mid-February in the year

following registration; part-time students should submit by mid-February in the

second year after initial registration. The working group suggests that extensions

without additional fee implications should be allowed until the end of February – or

perhaps the first week of March, if this can be made compatible with OSS.

At present research reports are submitted individually, as and when each student is

ready. The working group recommends that the majority of students in any cohort

should be encouraged to submit by the February deadline (just as Honours students

hand in their long essays/research projects according to the Faculty specifications and

their programme requirements). This approach would also make it possible for one or

more external examiners to assess the research performance of a given cohort, thus

providing valuable insight into the characteristic strengths and weaknesses of the

programme concerned, as well as the merits of the individual research reports.

2.6 Availability of Research Supervisors

Since the Faculty deadline for research submissions has been set in mid-February,

supervisors are frequently put under considerable pressure to comment on their

students’ work during the summer research break or at the beginning of the new

academic session. The working group recommends that supervisors be authorised to

set aside a period of 4-5 weeks in every year during which they will not be available

for consultation. These dates (which would in most cases fall during the summer

vacation) should be specified in the written agreement between each student and

his/her supervisor, and appended to the ‘Statement of Principles for Postgraduate

Supervision’. The student and supervisor would then jointly plan the progress of the

student’s research work so as to take account of the period of unavailability, while

also making sensible provision for meeting the submission deadline.

2.7 Guidelines for Disciplines and Inter-Disciplinary Programmes

Please refer to the comments concerning Honours arrangements under (1.6) and (1.7)

above. It is, however, suggested that there should be greater freedom of choice in

formulating a Master’s research project, although the ‘topic area’ approach remains

useful.

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2.8 Under-Prepared Students and Opportunities for Academic Enrichment

Please see the comments under (1.8) above. MA students are strongly encouraged to

make use of those enrichment opportunities which are most applicable to their

research. They should seek the guidance of their supervisors in selecting from the

seminars, workshops and lectures offered by the Humanities Graduate Centre and the

Postgraduate Project Office.

2.9 Marking Memoranda for External Examiners

Please see (1.9) above. The marking memoranda for the MA in Clinical Psychology and

the MA in Community-based Counselling Psychology have been lodged in the Faculty

Office, and may be used as models by the coordinators of other programmes, if they

so wish.

3. Recommendations concerning the Master’s Dissertation

3.1 Preamble

The dissertation serves as the sole ground for the award of a Master’s degree. While it

is placed at the same level in the HEQF as the MA by coursework and research report,

its larger scope will inevitably entail greater complexity, thus imposing more stringent

demands on the successful completion of this research enterprise. In the Faculty of

Humanities, it is generally students with strong Honours results and a clear sense of

their field of research interest who elect to enrol for the MA by dissertation. It should

also be borne in mind that students may upgrade from the MA by dissertation to the

PhD. While consideration of this potentiality should not become a precondition for

admission, the prospect of upgrading tends to influence the ways in which proposals

are conceived and/or the thinking applied to writing the opening chapters of a

dissertation.

The recommendations in this section should be cross-referenced on the outcomes for

the MA by dissertation, as tabulated in the Faculty of Humanities’ Rules and

Syllabuses book for 2019. Proposals at this level should contain a theoretical

framework either as a separate category following the literature review or as a named

component of the latter.

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3.2 The Proposal for a Master’s Dissertation

Please see the comments under (2.2) above. Since there is less pressure of time in

following the research trajectory for a dissertation, students and their supervisors may

prefer to use the ‘external process’, especially if this facilitates greater flexibility in the

choice of Readers. However, the ‘internal process’ holds considerable advantages for

dissertation candidates too, as it enables them to exchange ideas with their peers, and

to learn by collaborating with others who are shaping Master’s enquiries.

3.2.1 Length of the proposal

It should be 6,000-7,000 words.

3.3 Expectations of the Dissertation

3.3.1 Research Question/Problem

This should be more complex than the kind of research question/problem selected for

a research report, probably because a larger number of subsidiary questions is

involved, but certainly because the question/problem is associated with a more

thorough and wide-ranging investigation. Students should also show a greater degree

of initiative and independence in formulating the question/problem which is to be

explored.

3.3.2 Literature Review

This should in its turn be more complex than the Literature Review for a research

report. Students should show an understanding of the epistemological roots of the

material under examination, engaging consciously with the foundational knowledge in

their discipline or inter-disciplinary field. The major theories employed should be

drawn from primary texts, rather than a reliance on secondary sources.

3.3.3 Research Methods

Dissertation students should show an understanding of the history and development

of their chosen methods. The data collected would also need to be analysed within a

more overtly theoretical framework. Beyond this, a larger body of data would be

expected than for a research report; this information should, in turn, lead to more

meaningful conclusions than could be anticipated from a more circumscribed study.

3.3.4 Research Data

Since the corpus of data is larger and more thoroughly established than would be

expected in a research report, the presentation of findings should be more innovative

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and nuanced, also recognising that the data would be more difficult to manage and

cluster. The student would therefore have to demonstrate effective mastery of the

techniques of data collection within the research process. In addition, it would be

important for the researcher to make informed and properly articulated decisions

about developing a system for data presentation or clustering, thus fusing critical

analysis with modes of presentation.

3.3.5 Research Analysis and Interpretation

To reiterate a key point made above, students writing a dissertation should be able to

engage critically with their data, while defending their choice of a particular method

or methods of analysis. Like research report candidates, they should have the capacity

to mine the richness of their data, while also arguing laterally in terms of the context

of the given study; however, the greater complexity of the findings will require more

sophisticated kinds of interpretation. In addition, students should achieve coherence

in their texts by demonstrating the congruence between the research questions and

their preferred methods, the literature reviewed and their data analysis. They would

also need to develop nuanced arguments to examine and explain the discontinuities,

dissonances and contradiction which emerge from a reading of their data. Finally,

students should be capable of selecting the important themes and intellectual

arguments suggested by their data, justifying their interpretations and providing an

articulated, hierarchized set of analyses.

3.3.6 Conclusion

As with the research report, it is important for students to ensure that their

conclusions both address, and relate effectively to, their research questions (without

necessarily providing a full set of solutions to the problems posed). Given their more

substantial data base, they should be able to draw out more complex implications

than the writers of research reports, as well as suggesting more carefully considered

and varied directions for further research.

3.4 Length of the Dissertation

The length of the dissertation should lie in the range of 40,000 to 45,000 words.

3.5 Submission Date

The submission date for dissertations is mid-February, with a possibility of limited

extension until the end of the month (or perhaps the first week of March). The official

registration period is one year for full-time students and two years part-time. The

working group considers it reasonable for a student to complete the dissertation

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within two years of full-time study or three years of part-time work. It is strongly

recommended that supervisors guide their candidates towards meeting these goals.

3.6 Availability of Research Supervisors

Please see point (2.6) above; this is considered equally pertinent to dissertation

students.

3.7 Opportunities for Academic Enrichment

Dissertation students are strongly advised to take advantage of the opportunities for

enrichment provided by the Humanities Graduate Centre and the Postgraduate

Project Office. Since they do not face the same strict time constraints as candidates for

the research report, it is recommended that they use the various lectures, seminars

and workshops as a means of broadening their research horizons beyond the

immediate demands of a specific project.

4. Recommendations concerning the PhD Thesis

4.1 Preamble

The PhD is the highest qualification which a student can earn by conducting

independent research under supervision. The thesis should make a recognizable

contribution to knowledge in the field of study, as well as containing material of

publishable quality. It is clearly desirable that Master’s research should also be

publishable, and students should be given assistance in preparing their work for

submission to journals or perhaps academic publishing houses. However, achieving a

publishable standard is essential for the acceptance of a doctoral thesis.

This overview provides broad generic recommendations concerning the expectations

of a PhD thesis. It is acknowledged that a thesis may include creative work or

publications. These variations on the PhD model are treated in the appropriate Faculty

and Senate documents. Nonetheless, the working group suggests that the comments

which follow may have useful application to all doctoral candidates.

4.2 The Proposal for a PhD Thesis

The proposal for a PhD thesis is assessed by two specialist reviewers, whereas only one

academic Reader is required for Master’s proposals, one of whom should be external to the

Universty.The appraisal should be conducted both rigorously and meticulously, since the

successful completion of a substantial research undertaking is at stake. The internal review

process is NOT permitted for doctoral proposals.

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However, a department may wish to have its doctoral candidates conduct a presentation –

either individually, or in groups - for constructive feedback from academic staff and

other postgraduate students before the final proposal is submitted to Faculty.

.

4.2.1 Length of the proposal

It should be 8,000 – 10,000 words.

4.3 Expectations of the Thesis

4.3.1 Research Question/Problem

The research question/problem and the subsidiary questions/problems should deliver

an original contribution in terms of their theoretical import, conceptualization or

application within a particular disciplinary or inter-disciplinary field. Such

questions/problems may lead to the extension of disciplinary boundaries or to the

modification of disciplinary and/or inter-disciplinary fields.

4.3.2 Literature Review

The Literature Review should give evidence of wide reading, even if all the works

consulted are not explicitly considered in the final text. The student should be able to

focus on particular areas of knowledge, using refined arguments to demonstrate why

a particular selection of literature has been made. It is essential that the student can

engage critically with the existing literature, setting up possibilities for ‘entering into a

conversation’ with established paradigms, theories, views or practices (rather than

merely reporting on or summarizing available resources). A section entitled

“theoretical framework” may appear separately or as a named component of the

literature review.

4.3.3 Research Methods

Students need to demonstrate an understanding of the epistemology informing their

research methods, thus engaging productively with the ways in which these practices

or approaches have come to be construed in the intellectual environment. They

should be able to develop a coherent structure for the research enquiry (for example,

by showing how various research sites or constellations of texts may be connected

and/or contrasted). It is expected that candidates would be able to reflect

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constructively on their research experience, evincing a higher degree of self-

consciousness than is required for either a dissertation or a research report.

4.3.4 Research Data

The data collected should show greater breadth and complexity than the findings

considered at MA level. Students should have advanced to the coherent presentation

of a wide range of data, fusing the necessary description with integrated critical

analysis. Thus a candidate’s critical, conceptual and empirical arguments should be

organized so as to interact with the major narratives that guide the construction and

recognition of knowledge in the specified research area.

4.3.5 Research Analysis and Interpretation

The interpretation of the various sets of research data should be critical and carefully

conceptualized. Because these data sets are more extensive and richer than MA

findings, the analysis needs to be correspondingly more complex and more effectively

nuanced. In this way, the refined thematic or conceptual arguments which are

developed out of the research should be located in a dialogue with existing literature

and/or disciplinary practices. A PhD student must therefore produce an original

contribution to an established body of literature or an innovation with respect to

research method. It is not essential to generate a new theory, but fresh angles should

be explored so as to complement or enrich current theories. An appropriately

contextualised research investigation might, for instance, interlock with, illuminate and

point to the realignment of the existing literature in a field.

4.3.6 Conclusion

A PhD thesis should arrive at more complex and subtle critical or conceptual

arguments in relation to the original research questions/problems than Master’s

studies are expected to achieve. These conclusions must position the student’s

contribution effectively in terms of existing knowledge in the discipline or inter-

disciplinary area.

4.4 Length of the Thesis

The length of a PhD thesis should lie in the range of 75,000 to 85,000 words.

4.5 Submission Date

The submission date for doctoral theses is mid-February, with the possibility of a short

extension until the end of the month (or perhaps early March). The official registration

period for a PhD is two years full-time or three years part-time. The working group

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considers these time allocations to be unrealistic, and argues that it would be

reasonable for a doctoral candidate to complete the thesis within three years of full-

time study, while enrolment for four years would not be inappropriate. Part-time

students would thus be expected to complete their research within four to five years.

4.6 Availability of Research Supervisors

Please see section (2.6) above; these conditions are considered to be equally

applicable to PhD students.

4.7 Opportunities for Academic Enrichment

It is expected that doctoral students will make informed and constructive use of the

opportunities for research enrichment provided by the Faculty of Humanities and the

University.

Revisions for research guidelines by:

Dr Haseenah Ebrahim, Assistant Dean for Graduate Studies 29 May 2019

Ms Hale Modau, Registrar, Faculty of Humanities 19 March 2019