iShares U.S. Broker-Dealers ETF (IAI)Tearsheet as of 7:43 pm, April 26, 2014.

Last 37.23 Change -0.38 (-1.01%)

Last Volume 593 Bid 34.05

Ask 40.00 High 37.52

Low 37.09 Open 37.34

Previous Close 37.61 Volume 59K

Dividend Yield 1.15% Beta 1.39

52wk High 40.19 52wk Low 35.01

Date 4/25/2014 Time 6:40:04 PM

Key - Green Diamond Reward Ratings

Key: 1 2 3 4 5 6 7 8 9 10

Underperform Market Perform Outperform

Key - Red Diamond Risk Ratings

Key: 1 2 3 4 5 6 7 8 9 10

Low Risk Moderate Risk High Risk

Summary

RATINGS* DIAMONDS*

ETFG RISK RATING 5.04

ETFG REWARD RATING 4.48

Description

iShares US Broker-Dealers ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to

the price and yield performance of the Dow Jones US Select Investment Services Index.

ETFG SCORE BEHAVIORAL FUNDAMENTAL GLOBAL QUALITY

46.6 38.6 44.3 49.9 85.1

Inception Date: 05/05/2006 Expense Ratio: 0.46% Related Index: DJ US Select Investment Svcs TR USD

Historical prices (1 year)

Apr 25Apr 21Apr 11Apr 04Mar 27

39.27

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Geographic Exposure Currency Exposure

Sector Exposure Industry Group Exposure

Industry Exposure Sub-Industry Exposure

Exposure

100%

United States

100%

USD

90.9%

Financials

9.1%

Other

90.8%

Diversified Financials

9.1%

OtherBanks

67.6%

Capital Markets

23.2%

Diversified Financial Services

9.1%

OtherThrifts & Mortgage Finance 67.6%

Investment Banking & Brokerage

23.2%

Specialized Finance

9.1%

OtherThrifts & Mortgage Finance

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Service Providers

Administrator State Street Bank and Trust Company

Advisor BlackRock Fund Advisors

Commodity Pool Operator -

Commodity Trading Advisor -

Custodian State Street Bank and Trust Company

Depositor -

Depository -

Distributor BlackRock Investments, LLC

Futures Commission

Merchant

-

General Partner -

Marketing Agent -

Pool Manager -

Pool Tax Administrator -

Portfolio Manager

Matt Goff, Diane Hsiung, Jennifer Hsui, Greg

Savage

Subadvisor -

Trust Processing Agent -

Transfer Agent State Street Bank and Trust Company

Trust Sponsor -

Trustee -

ETFG Index Membership

Index #1 ETFG Global Composite

Index #2 ETFG Global Equity Index

Index #3 ETFG Global Financials Index

Index #4 ETFG US & Canada Index

Index #5 ETFG G20 Index

Index #6 ETFG G8 Index

Index #7 ETFG Global 500 Index

Tax Classification

Tax Classification Regulated Investment Company

Expenses

Management Fee .460%

Other Expenses .000%

Total Expenses .460%

Fee Waivers .000%

Net Expenses .460%

Additional Information

Fiscal Year End April 30

Distribution Frequency Quarterly

Listing Exchange NYSE Arca, Inc.

Creation Unit Size 50,000

Creation Fee $250.00

SEC Series Id S000009420

SEC Class Id C000025774

CTA NAV Symbol IAI.NV

CTA Est Cash Symbol IAI.SO

CTA Total Cash Symbol IAI.TC

CTA IOPV Symbol IAI.IV

Top Holdings

Product Info

Ticker Fund Ticker Constituent Name Country Currency Weight Shares Market Value

1 GS IAI Goldman Sachs Group Inc/The USD 6.38% 91K 14.66M

2 MS IAI Morgan Stanley USD 6.27% 465K 14.40M

3 SCHW IAI Charles Schwab Corp/The USD 6.21% 526K 14.25M

4 ICE IAI IntercontinentalExchange Group Inc USD 5.81% 65K 13.35M

5 CME IAI CME Group Inc/IL USD 5.51% 178K 12.65M

6 AMTD IAI TD Ameritrade Holding Corp USD 5.12% 362K 11.76M

7 ETFC IAI E*TRADE Financial Corp USD 5.03% 510K 11.56M

8 RJF IAI Raymond James Financial Inc USD 4.92% 226K 11.30M

9 CBOE IAI CBOE Holdings Inc USD 4.69% 204K 10.78M

10 NDAQ IAI NASDAQ OMX Group Inc/The USD 4.58% 290K 10.53M

11 SF IAI Stifel Financial Corp USD 4.56% 225K 10.48M

12 IBKR IAI Interactive Brokers Group Inc USD 4.42% 424K 10.15M

13 ITG IAI Investment Technology Group Inc USD 4.34% 489K 9.96M

14 BGCP IAI BGC Partners Inc USD 4.25% 1M 9.75M

15 EVR IAI Evercore Partners Inc USD 4.19% 179K 9.63M

16 PJC IAI Piper Jaffray Cos USD 4.14% 211K 9.52M

17 LPLA IAI LPL Financial Holdings Inc USD 4.12% 201K 9.46M

18 FXCM IAI FXCM Inc USD 4.05% 590K 9.30M

19 GHL IAI Greenhill & Co Inc USD 4.03% 181K 9.25M

20 MKTX IAI MarketAxess Holdings Inc USD 3.97% 166K 9.13M

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2010 Performance 2011 Performance 2012 Performance 2013 Performance 2014 Performance

Performance

Year Q1 Q2 Q3 Q4 Total

2010 0.53% -14.96% 5.16% 14.75% 3.16%

2011 2.83% -10.25% -25.73% 5.18% -27.91%

2012 21.22% -15.10% 3.16% 6.39% 12.95%

2013 17.60% 10.76% 6.08% 18.35% 63.52%

2014 -0.10% -3.55% - - -3.65%

MTD YTD 1 Year 3 Year 5 Year

-3.55% -3.65% 36.93% 24.18% 63.86%

Peer Group Stats (Equity)

1 Month 3 Month 6 Month 1 Year 3 Year

Peer Ave. Return 1.84% 1.20% 4.68% 11.76% 12.28%

Peer Low -11.95% -22.70% -20.84% -29.02% -98.06%

Peer 25th -0.34% -0.92% 1.92% 0.00% 0.00%

Peer Median 1.55% 1.26% 4.65% 13.21% 0.00%

Peer 75th 3.76% 3.51% 6.72% 22.05% 36.83%

Peer High 45.40% 32.16% 26.49% 70.96% 90.28%

Number of Funds 831 831 831 831 831

Fund Return -4.81% -2.54% -1.09% 36.52% 24.81%

Fund Percentile 6% 19% 12% 97% 66%

Peer Group Stats (Sector)

1 Month 3 Month 6 Month 1 Year 3 Year

Peer Ave. Return 1.22% 0.37% 4.45% 14.94% 16.30%

Peer Low -11.95% -22.70% -16.00% -29.02% -98.06%

Peer 25th -1.52% -1.96% 1.26% 3.28% 0.00%

Peer Median 1.00% 1.06% 4.20% 16.87% 17.22%

Peer 75th 3.83% 3.85% 7.07% 25.54% 40.46%

Peer High 14.73% 16.58% 22.14% 70.96% 90.28%

Number of Funds 257 257 257 257 257

Fund Return -4.81% -2.54% -1.09% 36.52% 24.81%

Fund Percentile 12% 28% 18% 96% 59%

*

21.22%

-25.73%

Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4

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Risk & Reward

Peer Group Stats (Financials)

1 Month 3 Month 6 Month 1 Year 3 Year

Peer Ave. Return -0.93% 0.54% 1.87% 14.09% 19.30%

Peer Low -6.75% -6.94% -8.64% -13.21% -35.19%

Peer 25th -3.66% -1.35% -0.69% 5.34% 0.00%

Peer Median -1.61% 0.36% 1.26% 17.77% 20.44%

Peer 75th 0.30% 1.37% 4.23% 23.68% 39.13%

Peer High 14.73% 16.58% 22.14% 38.17% 51.00%

Number of Funds 36 36 36 36 36

Fund Return -4.81% -2.54% -1.09% 36.52% 24.81%

Fund Percentile 25% 17% 39% 100% 53%

- as of 04/25/2014. All return calculations are based off of price only and do not include dividend reinvestment. All returns are cumulative unless stated

otherwise.

Fund Flows

1 Week 2 Week 1 Month 3 Month

$6.70M $-3.30M $-34.50M $-32.76M

Fund Statistics

Risk and Reward Diamond Ratings Dynamics

Return and Risk Statistics

Statistics 1 year 3 year 5 year

Annualized Return 36.93% 7.49% 10.38%

Beta 1.29 1.36 1.30

Standard Deviation 17.43% 24.84% 24.77%

Sharpe Ratio 2.09 0.28 0.40

Treynor Ratio 0.28 0.05 0.08

Sortino Ratio 3.71 0.48 0.68

All return calculations are based off of price only and do not include dividend reinvestment.

Additional Information

Previous One Day Short Sales 260.35K

30 Day Average Short Sales 353.92K

Previous One Day Call Volume 0.00

Previous One Day Put Volume 0.00

*

Apr 25Apr 16Apr 7Mar 26Mar 17

5.88

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DISCLAIMERS

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