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    Organizational Assessment of Elementary

    Education Foundation

    October 23, 2012

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    Purpose of this Assessment

    Review legal, regulatory and organizational

    frameworks, processes, procedures and

    practices in line with statutory mandate of

    EEF

    Make tangible recommendations for

    organizational reforms geared towards

    institutional development of EEF and

    eventually to foster its service delivery inpublic private partnership

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    Sequence of Presentation

    Introduction

    Diagnostics of Organizational Assessment:

    a) Organizational & Institutional

    b) Programs & Initiatives

    Analysis of Current Organizational &

    Operational Issues

    Recommendations and Way Forward Conclusion

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    Introduction

    EEF is an autonomous organization established under TheEEF Act 2003

    Statutory mandate of EEF is to take all measures for the

    promotion, improvement and financing of education and

    development of human resources in the province by

    strengthening of private sector by improving literacy,

    community participation and quality of education Major issues in education sector are access, equity, quality and

    governance and EEF is charged with statutory mandate to

    facilitate and strengthen private sector

    EEF on educational landscape of KP

    EEF to champion wider educational opportunities for

    affordable quality education through private sector4

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    Introduction

    ESP has projected that private and communityschools will account for more than half of theexpansion at primary level. EEF is key institution inthis expansion

    LCPS make more than 90% of private sector

    NEC 2006 reported that share of private sector hasgrown to 33%

    There is annual increase of 6% in private schools inprovince

    Private sector/ Low Cost Private Schools have amajor role to achieve MDGs and target of UPE

    Better retention, basic facilities and learningoutcomes are pull factors for parents

    Private sector has 6101 schools with enrollment of

    1.23 million students (EMIS: 2010 - 11) 5

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    Introduction

    Existing organizational structure, systems and

    processes are not aligned with EEFs mandate, its

    current service delivery requirements, delivering ESP

    and education roadmap or ensuring effective systems

    and processes for mitigating fiduciary and associated

    risks in service delivery and effectively realize private

    sector potential in education sector development in

    KP. There is a dire need to spell out a policy for PPP

    that mandates EEF in an enabling role 6

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    Role of Private Sector in KP

    Mainstreaming of Private sector and sitting onpolicy table in PEIRA and EEF Board

    LCPS are happy in working with Government/EEFthrough public private partnership in educationsector

    In partnership with EEF, LCPS will be better placedfor school registration with DEA & BISEs

    Better avenues of CPD for teachers of privatesector/LCPS and EVP for urban slums

    Financing (including micro financing) through PPPon basis of per child enrolled with quality assurancethrough QAT as chief determinant for continuity ofpartners

    Building trust and synergy

    7

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    Role of Private Sector in KP

    KP has 27207 schools: 22608 at primary, 2540 atelementary, 1759 at secondary and 286 at higher

    secondary level. Primary schools have 2.77

    million students whereas Elementary &

    Secondary schools have 0.77 million students;enrollment drastically reduced

    It is not by default but asymmetry lies in design

    since 2540 schools at elementary level and 1759

    schools at secondary level; simply do not have

    institutional space to accommodate all

    graduating students from 27207 primary schools

    8

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    Role of Private Sector in KP

    Without adequate infrastructure and moreschools, it will be exceedingly difficult to retain

    graduating students from primary level and

    avoid high dropout rate

    Resource constraint to build more schools in

    public sector

    EEF by strengthening private sector/LCPS can

    help to achieve goals of 100% enrollment andretention

    Private sector has huge potential and PPP mode

    will encourage investment in education sector

    and provision of affordable quality education 9

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    Organizational Assessment

    EEF Board has predominant official membership 10:4

    Board needs equitable representation from private sector;

    major stakeholder 7:7

    Board needs constitute statutory Committees in line withprovision of Section 5 (7) and proposed Committees are:

    Executive & HR Committee

    Budget, Appropriation and Audit Committee

    Program, Service Delivery & Outreach Committee

    Procurement Committee

    10

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    Section 7 provides for appointment of MD by

    Chairman/CM through an open merit policy

    EEF may consider future appointment of MD

    through a transparent selection process on merit

    EEF Board may direct Executive and HRCommittee to identify and recommend suitable

    candidate

    MD should have impeccable professional integrity

    proven track record for efficient service delivery

    in education sector; experience of working with

    private sector in education and of Public Private

    Partnerships

    Professional Leadership

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    Organizational outreach is not only limited in

    terms of quantum, scope and service delivery but

    also inadequate to materialize objectives stated in

    The EEF Act 2003

    Organization has very limited institutionalcapacity in terms of human social capital and

    logistics

    EEF has asymmetric organogram, inadequate

    professionals with a total staff of 24 personnel

    with six officers and 18 ministerial/janitorial staff

    Field offices in each districts have a staff of 4 only

    Current Organizational Structure and Outreach

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    New Organizational Structure

    New organizational set up been proposed at

    Provincial and District levels Director Finance and Human Resource

    Management

    Director Quality Assurance, Accreditation,Monitoring and Evaluation

    Director Programs, Outreach and Linkages

    Internal Auditor

    Allied professional and secretariat staff

    assisting directorates

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    District setup proposed to upgrade existing Community

    Literacy Officer (BS - 16) to District Program Officer.

    DPO will:

    Oversee and support functions of EEF programs

    including literacy

    Monitor and support functions of Quality Assurance

    Take lead in professional development initiatives

    Linkages with private sector service providers as well

    as work for attracting new/potential service providers

    for promotion of education Liaison with micro finance institutions, small and

    medium enterprises for development of private sector

    educational development

    District Program Officers

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    PEIRA Law has been enacted 10 days before Enactment is without consultation with

    stakeholders

    Private sector/LCPS are protesting

    PEIRA Law does not have ownership and social

    acceptability

    Dialogue with stakeholders is a quintessential pre-

    requisite

    Wider consultation on PEIRA and amendments in

    Law

    Authority to Regulate Private Sector Education

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    PPP framework for engaging private sector may be

    developed with a focus on:

    Formal Linkages with private banking institutions,

    micro finance institutions and small & medium

    enterprises

    Professional development of teachers and school

    leadership in private sector

    Adequate institutional arrangement to encourage and

    support private sector for promotion of quality

    education in PPP

    Non-existent PPP Policy/ Framework

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    EEF statutory institutional arrangements: Under The

    EEF Act 2003; framing Rules and Regulations ismandatory

    EEF management needs to frame following rules infirst place immediately:

    1. Elementary Education Foundation Rules of

    Business2. Elementary Education Foundation Financial Rules

    3. Elementary Education Foundation EducationFund & Investment Rules

    4. Elementary Education Foundation Service Rules

    After drafting and notifying EEF Rules/regulations,SOPs needs to be developed for: i) Financial Assistanceof Private Sector Educational Institutions ii) EEF SOPsiii) Frameworks for Effective Service Delivery andM&E

    EEF Rules and Regulations

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    Weak Internal Controls

    Framing Financial Rules is a statutoryrequirement

    GoKP provided seed money PKR 400 million to

    EEF Education Fund in 2002

    Salaries of staff and small projects like GCE,PEITTP and FT are being financed out of seed

    money; invested by EEF and major programs

    like LFA, RPTP and Return to Learn are

    financed by ADP

    Regular annual audit is a statutory requirement

    but post-audit of EEF by AGP was last

    conducted in 2007 2008

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    Weak Internal Controls

    Annual Statement of Accounts has to be placedbefore legislature and PAC

    Institutional arrangement for regularity of

    rendering accounts, external audit and follow up

    of external audit observations is not in place

    System of internal audit has to be introduced in

    EEF with reporting mechanism to Board

    HR with required qualifications and expertise inparticular for financial and procurement

    management has to be recruited

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    Weak Professional Capacities to Deliver

    New job descriptions to be developed leading to amerit based recruitment of qualified HR with

    relevant expertise

    A TNA to be conducted of all officials of EEF

    Comprehensive Capacity Building Program to be

    designed and imparted for all incumbent officials

    of EEF

    Cross Study visits of senior and mid-managementof EEF to other Foundations and similar

    Organizations

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    Non-existent M&E, MIS

    M&E framework is extremely critical to ensure

    effective and efficient service delivery. M&E

    framework needs to be designed, along with

    developing indicators for formative and

    periodic monitoring

    Conduct regular monitoring and evaluation

    Institutionalize internal and external

    evaluations

    Educational Census of Private Sector

    Institutions to be conducted on an annual basis

    Designing and developing comprehensive MIS

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    EEF Should Have PPP Strategy EEF should devise PPP policy

    EEF strategy should focus on consideringprivate sector as key strategic and responsible

    partner, striving together in PPP to meet

    commitments of MDGs

    From piloted PPP experiences by EEF through

    some of on-going interventions, stock of lesson

    learned must be taken while devising PPP policy

    and strategy of EEF Current programs: M&E and MIS Frameworks

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    Current Programs / Projects

    Girls Community Schools

    Private Sector Teacher Training Program

    Feeder Teachers

    Rokhana Pakhtunkhwa TalimeeProgram

    Return to Learn Program Community Learning Centers

    Establishment of Model Educational

    Institutions in Backward Areas Future Approved Initiatives of Foundation:

    Proposed New School Program and Education

    Voucher Program

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    Literacy and Skill Development

    Literacy is still below national average: KP has literacy

    rate of 50% - Haripur with highest literacy rate and 12

    district i.e. Hangu, Lower Dir, Lakki, Swat, Tank, Buner,

    Upper Dir, Battagram, Shangla, Kohistan and Torghar

    with abysmal low literacy rates

    To meet MDGs, workable and viable strategy for

    functional literacy is required

    Province has enclaves of illiteracy even in districts with

    comparatively overall better literacy rates

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    Literacy and Skill Development

    EEF is already working in partnership with communities

    and private sector for promotion of literacy and non-

    formal education but scales of operation should

    correspond with imminent requirement

    Adult Literacy with Vocational Skill: Proposed Models

    are Punjab Literacy and Livelihood Program and

    Functional Literacy on Brick Kilns

    Community Learning Centers

    Campaign for Promotion of Literacy

    Strategic Plans for Literacy

    P d St t f Lit d Skill

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    Proposed Strategy for Literacy and Skill

    Development

    EEF should design literacy programs for adult illiterates with

    vocational skills in partnership with DTE and otherOrganizations both in public and private sectors

    Lessons learned from LFA should be incorporated into Return

    to Learn Program with inbuilt mechanism of M&E

    EEF should focus districts with lowest literacy rates byopening more literacy centres there than districts having

    comparatively higher literacy rates

    EEF should initiate a campaign for enhancement of literacy

    for out-of-school children (drop-outs and left-outs) in age

    cohort of 9-14 years through Non-Formal Basic EducationSchools Second chance to education;

    EEF may formulate Five Year and Ten Year Strategic Plans for

    promotion of literacy and vocational skills

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    Analysis of Current EEF Programs

    Return to Learn Program: LRP is an initiative in planning

    phase and process should include a comprehensive system of

    M&E in PC-1. Before rolling out LRP, details of programshould be shared with stakeholders to get their candid

    feedback for incorporation into thematic and programmatic

    domains of initiative

    Girls Community Schools: GCS is a good initiative for female

    education in province. Program is still at pilot stage. It will beappropriate to get TPE of program and based on findings,

    program should be scaled up. Program should have a secure

    in-built mechanism of M&E

    Private Sector Teachers Training Program: PSTTP is amaverick initiative since there is no institutional mechanism

    available in province for CPD of teachers in private

    sector/LCPS. Program needs a properly designed instrument

    with an in-built mechanism of M&E focusing private sector

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    Analysis of Current EEF Programs

    Rokhana Pakhtunkhwa TalimeeProgram: RPTP has

    potential to be flagship program of EEF. EEF shouldadvertise and publish notified and approved selection

    criteria and terms of engagement for symmetrical

    information to all stakeholders. EEF may hold regional

    seminars for dissemination of program information and

    put in place M&E for RPTP

    Feeder Teacher Programs: FT is at pilot stage. Ideally

    EEF should redesign program for private sector only

    through an instrument on pattern of TICSS by PEF.

    There should be a clear roadmap to get it to scale inprovince in private sector, with verifiable, quantifiable

    and measurable performance indicators;

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    Proposed New Initiatives

    Education Voucher Program: To serve the

    poorest of the poor in urban slums, proposedEVP for less affluent households should be

    started. EVP has a competitive advantage giving

    Freedom ofChoiceto parents to select a school

    for their children. EVP as a model helps toenhance enrollment, retention and quality

    education ensuring equity, productivity,

    freedom of choice and social cohesion

    New School Program: New School Program on

    pattern of RPTP suits best to the needs of small

    settlements and villages in far-off and

    underserved regions of province

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    Way Forward

    Amendment in The EEF Act 2003to allow equal

    representation to both public and private sectorin EEF Board

    Four Board Committees to be formed at the

    earliest: 1. Executive & HR 2. Budget &

    Appropriation 3. Program, Service Delivery and

    Outreach 4. Procurement

    Framing of Rules and Regulations; including

    Business, Financial / Fund & Investment &Service Rules

    Public Private Partnership Policy to be put in

    place

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    Way Forward

    HRM in EEF has to be effective at provincial

    and district levels for efficient service delivery Human resource management has been worked

    out and positions for 3 Directors and additional

    positions for Deputy and Assistant Directors

    have been recommended for financial

    management, human resource management,

    quality assurance, accreditation, procurement,

    institutional linkages Development of M&E and MIS systems to

    enable effective planning and decision making

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    Way Forward

    Up-gradation of posts of Community Literacy

    Officers (BS/16) to District Program Officer

    (BS/17) in all districts to ensure whole EEF

    outreach rather than a single program

    Training Needs Assessment to develop a

    comprehensive training program and ensureeffective implementation

    Development of a continuous professional

    development framework for teachers in close

    consultation with private sector/LCPS

    Support private sector in developing

    competencies in teaching and mentoring in

    accordance with CPD framework

    W F d

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    Way Forward

    RPTP program needs to be revisited to tighten

    criteria and reduce element of discretion

    (financial assistance range & enhancement

    powers by 40%)

    EEF Programs should be re-visited for scaling

    up or for redefining criteria and coverage afteridentifying gaps and by drawing comparisons

    with other provincial programs

    Proposals made for launching new programs;

    including introduction of a Education Voucher

    Scheme and New School Program need to be

    reviewed by Board or a Committee constituted

    by Board

    C l i

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    Conclusion

    EEF to fulfill statutory obligations

    Organizational restructuring to carry out

    objectives of EEF Act

    Frame Rules/Regulations immediately and

    redesign existing programs with M&E and MIS

    frameworks and launch new initiatives forunderserved and disenfranchised

    Private sector is a key strategic player in

    education

    EEF as a vibrant organization with secure

    systems of service delivery: virtuous team with

    stellar performance sooner the better

    Public visibility and social acceptability of EEF

    C l i

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    Conclusion

    EEF is charged with statutory responsibility of

    promotion, improvement and financing of quality

    education and development of human resources in

    province

    And

    Quality Education is ensured through qualitymentoring, quality curriculum, good governance,

    transparent organizational processes, rigorous and

    candid monitoring and evaluation, evaluative

    scrutiny and integration of lessons learned into

    system for continuous improvement