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    DU311 Earth in crisis

    A Warming World

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    AtTheOpenUniversitywearecommittedtoprotectingtheenvironmentandtotheresponsible

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    DU311 Earth in crisis

    A Warming World

    Edited by David Humphreys, Andrew Blowers, Nick James andPetr Jehlicka

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    This

    publication

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    of

    the

    Open

    University

    module

    DU311Earthincrisis:environmentalpolicyinan

    internationalcontext.DetailsofthisandotherOpenUniversitymodulescanbeobtainedfromtheStudentRegistrationandEnquiryService,TheOpenUniversity,POBox197,MiltonKeynesMK76BJ,UnitedKingdom

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    First

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    mailto:[email protected])mailto:[email protected])mailto:[email protected])mailto:[email protected])
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    Contents

    Introduction 7

    DavidHumphreysandAndrewBlowers

    Chapter

    1

    Climate

    change:

    an

    introduction

    to

    a

    heated

    debate

    11

    DavidHumphreys

    Chapter2 Theroleofscienceinclimatechangepolicy 61

    DavidHumphreys

    Chapter3 Climatechange:economicvaluationandpolicy 105

    GrahamDawson

    Chapter4 Collectiveactionorcollectivefailure?:the international

    politics

    of

    climate

    change

    147

    WilliamBrown

    Chapter5 Energyandclimatechange:sustainableoptions,

    politicalchoicesandethicalconsiderations 181

    AndrewBlowers

    Conclusion:summingupandlookingahead 235

    AndrewBlowersandDavidHumphreys

    Acknowledgements

    242

    Index 244

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    DU311moduleteamClaireAppleby,Consultant

    DrClaudiaAradau,ModuleTeamMember

    Prof.SusanBaker,ExternalAssessor

    Sheree

    Barboteau,

    Module

    Specialist

    MelanieBayley,MediaProjectManager

    JohnBerriman,ServiceDeliveryTeam(VLE)

    DrShonilBhagwat,ModuleTeamMember

    Prof.AndrewBlowers,ModuleTeamMember

    DrSusanBoard,CriticalReader(Block1)

    DrWilliamBrown,DeputyModuleTeamChair

    andBlock2Leader

    DrJessicaBudds,ModuleTeamMember

    DrNigelClark,Consultant

    LisaCollender,AssistantPrintBuyer

    LeneConnolly,PrintBuyer

    DrGrahamDawson,ModuleTeamMember

    FionaDurham,LearningandTeachingLibrarian

    RichardEasterbrook,LearningMediaDeveloper

    JaneFairclough,CriticalReader(Block3)

    DrJulietFall,ModuleTeamMember

    DrSusanFawcett,CriticalReader(Block2)

    AliceGallagher,MediaDeveloper(Editor)

    BramGieben,ModuleTeamMember

    RichardGolden,ProductionandPresentation

    Administrator

    Dr

    Mike

    Goodman,

    External

    Author,

    Kings

    College,London

    DaleHarry,CopyEditor

    LouiseHawker,CourseManager

    PaulHillery,MediaDeveloper(GraphicDesigner)

    OwenHorn,MediaDeveloper(S&V)

    DrDavidHumphreys,Block1Leader

    DrNickJames,Consultant

    DrPetrJehlika,ModuleTeamChair

    DrPatJess,ModuleTeamMember

    Shereen

    Karmali,

    Editor

    (freelance)

    JoMack,Sound&VisionProducer

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    DrEmmaMawdsley,ExternalAuthor,

    CambridgeUniversity

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    ResearchandRights)

    Katie

    Meade,

    Rights

    Executive

    JoanneOsborn,Proofreader(freelance)

    DrPhilipOSullivan,ModuleTeamMember

    DrPiyaPangsapa,ExternalAuthor,State

    UniversityofNewYork

    JasonPlatts,MediaDeveloper(Interactive

    Media)

    EileenPotterton,CourseManager

    Marilyn

    Reed,

    Media

    Production

    Co-ordinator

    DrPhilipSarre,Block3Leader

    DrSandrineSimon,ModuleTeamMember

    LynneSlocombe,Editor(freelance)

    DrMarkSmith,ModuleTeamMember

    Prof.RobertSpicer,Consultant

    MattStaples,Consultant

    Prof.

    Grahame

    Thompson,

    ModuleTeamMember

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    SusanneUmerski,MediaAssistant

    Prof.ReeceWalters,ModuleTeamMember

    JoWoodward,CourseManager

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    7Introduction

    IntroductionDavidHumphreysandAndrewBlowers

    Weliveinawarmingworld.

    Bythebeginningofthetwenty-firstcentury,thegradualbutdiscernible

    increase inthemeantemperatureof theEarthhadbecomemanifest in

    myriadways,suchascoastalflooding,lossofspecies,increasing

    incidencesofdroughtandmeltingglaciers.Recentclimatechangeis

    recognisedasfundamentallyaproblembroughtaboutbyhuman

    actions,withultimatelythesurvivalofhumanityandecosystemsat

    stake.Climatechange isincreasinglyframedasanissuewherethe

    threatsaresevere, increasinglyimminentandpotentiallycatastrophic.

    Iftheworstpredictionsofscientistsprovetobeaccurate,thennoone

    will

    be

    able

    to

    escape

    the

    consequences

    of

    climate

    change.

    While

    it

    is

    increasinglyacceptedbyagrowingnumberofpolicymakersthataction

    needstobetakenimmediatelytoaddressclimatechange,itispolitically

    difficulttodosowhenthe impacts,inmostpartsoftheworld,arestill

    insignificant.Thisisaclassic Catch22.While it isstillpossibletotake

    decisiveactiontopreventcatastrophe,thelackofmajorimpactsjustifies

    delays;butoncetheimpactsbecomeclearandtheneedfordrastic

    actionisrecognised, itmaybetoolate.

    Effectiveandwell-foundedclimatepoliciesrequireacarefuland

    informedanalysisoftheproblem,andthepossibleoptionsavailablefor

    addressing

    it.

    This

    book

    aims,

    in

    part,

    to

    make

    such

    a

    contribution.Drawingfromtheoriesandevidencefromthenaturalandsocialsciences

    AWarmingWorldintroducesanddiscussessomeof thevariousclaims

    andcounterclaimsthataremadeaboutclimatechange,theeconomic

    costsofaction,thebarrierstointernationalcooperation,andsomeof

    thetechnical,politicalandethicalissuesinvolvedinseekinglowcarbon

    energyalternativestocoalandoil.

    Theintentionisnotonlytoexploreclimatepolicymaking,butalsoto

    illuminatesomeideas,debatesandchallengesthatariseinenvironmental

    policymakingmorebroadly.Environmentalpolicyisacomplexand

    challenging

    field

    for

    researchers,

    students

    and,

    of

    course,

    for

    policy

    makersthemselves.Inordertomakethiscomplexitymoreeasily

    manageablewehavestructuredthisbookandtheModulearounda

    conceptualframeworkcomprisingfourmodulequestionsandsixmodule

    themes.Thefourmodulequestionsare:

    1 Whatarethecausesandconsequencesofinternationalenvironmental

    problems?

    2 Whathavebeenthepoliticalresponsestotheseproblems?

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    8 AWarmingWorld

    3 Whataretheconstraintsonmoreeffectivepolicyresponses?

    4 Whatcanbedoneforthefuture,andwhatshouldbedone?

    Makingsenseofinternationalenvironmental issues,theframingof

    environmental

    problems

    and

    the

    political

    and

    policy

    responses

    to

    them,

    requiresanalysisusingasetofsixthemes:

    1 Interdependencewithinandbetweennatureandsociety

    2 Internationalpoliticaldivisions,inequalitiesanddistributionsofpower

    3 Contentionovervaluesandknowledge

    4 Therelationshipbetweensustainabilityanddevelopment

    5 Differencesacrosstimeandspace

    6 Responsibilityandcitizenship

    The

    questions

    and

    themes

    each

    have

    different

    purposes.

    The

    module

    questionsareintendedtostructureandguideyourlearningonthe

    module.Thepurposeofthethemes istosuggestdifferentwaysof

    approachingthequestionsandinterpretingthem.Thethemesindicate

    differentlinesofenquirythatyoucanpursuewhenthinkingthrough

    themodulequestions.Theywillalsohelpyoutoidentifysomeofthe

    keyconceptswhichwillintegrateyourlearningthroughoutthemodule.

    Theconceptualframeworkintroduced inthisbookappliesnotonlyto

    climatechangebuttootherenvironmentalproblemstoo.

    Theframeworkthatyouwillworkwithinthisbookwillthereforealso

    stand

    you

    in

    good

    stead

    for

    the

    remainder

    of

    the

    module.

    Chapter1providesageneralintroductiontothesubjectofclimate

    changeusingtheconceptualframeworkoffourquestionsandsix

    themes.Inexaminingclimatechangethechapter introducesanumber

    ofconceptsandideasthataredevelopedfurtherasthebookunfolds.It

    examinesclimatechangeastheresultofbothnaturalandsocialcauses

    andintroducesyoutothemaininternationalpolicyresponsetoclimate

    change,theKyotoProtocol.Thechaptersuggeststhatcoherent

    environmentalpolicyresponsesrequiretheactiveinvolvementofa

    broadrangeofgovernmentalactors.Thiscallsforthatmostelusiveof

    characteristics,

    joined-up

    governmental

    thinking

    so

    that

    environmental

    policiesare introducedintoeverytheatreofgovernment.Afurther

    considerationisthatenvironmentalproblemsarealmostinvariably

    transnational:theycrosspoliticalfrontiersbeyondthestate.Overall,

    throughoutyourstudyofthismodule,itisworthwhiletakingnoteof

    thesubtitle environmentalpolicyinan internationalcontext. So even

    thoseproblemsthat,atfirstsight,mayseemtobehighlylocalised in

    spaceusually,oncloserexamination,canbeseentoinvolve

    transboundarynaturalandsocialprocesses.

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    9Introduction

    Environmentalpolicymakingisaprocessthatbringstogetherscience

    andpolitics.Climatechangehasmovedfrombeingmerelyascientific

    issuetooneofimmenseandcompellingsocialandpoliticalimportance.

    Afundamentalquestionthatoftenarisesis:howdoweknowthatrecent

    climate

    change

    is

    driven

    by

    humans

    and

    is

    not

    the

    result

    of

    only

    naturalprocesses?Chapter2considersthisquestion.Whilethere

    remainsabasicdistinctionbetweenscienceasproducingknowledgeand

    politicsassolvingproblems,thechapterexamineshowscienceand

    politicscombinetoshapeenvironmentalpolicy.Itarguesthatascience

    baseddiscourseofclimatechangehasbecomedominantwhich

    establishesthecausesofclimatechangeasmainlyanthropogenic(the

    emissionintotheatmosphereofgreenhousegasesfromhuman

    practices,primarilyindustryandagriculture)andwhichisprimarily

    anthropocentric(concernedmainlywiththehumanconsequences).Yet,

    thereremainelementsofapoliticallyinfluentialalternativediscourse

    which

    denies

    that

    climate

    change

    is

    an

    anthropogenic

    problem.

    Chapter3asksifthereisaneconomiccasefortacklingclimatechange.

    Inotherwords,mightitnotmakemoresenseineconomictermsto

    acceptthefuturecoststhatclimatechangewillimposeupontheworld,

    ratherthantoexpendhugesumsofmoneynowtodealwiththe

    problem?TheSternReviewof2007concludedthatbytheendofthis

    centurytheenvironmentalandsocialdamagecausedbyclimatechange

    couldleadtothevalueoftheworldeconomyfallingbyafifth.However,

    thiscouldbeavoided ifonlyabout1percentoftheeconomywere

    directedtodealingwithclimatechange.Thechapteroutlineshow

    economic

    thinking

    can

    help

    to

    address

    climate

    change,

    although

    it

    does

    notlosesightofthe limitationsofeconomictheory.Itmakesclearthat

    spendingmoneytoavoidtheconsequencesofclimatechange isnot

    solelyaneconomicquestion;italsoraisesethicalquestionsofhowwe

    valuethefutureandwhatresponsibilitieswehaveforfuturegenerations.

    Animportantquestionininternationalclimatepoliticsiswhy,atatime

    whenbothscientificevidenceandpublicconcernonclimatechangeis

    mounting,thegovernmentsoftheworldhavefailedtoagreeanurgent

    andfocusedresponsetotheproblem.Atfirstsightitwouldseemthatall

    governments

    have

    a

    common

    interest

    in

    recognising

    and

    addressing

    this

    problem.However,internationalcooperationhasproveddifficultto

    achieve.Usinggametheory,Chapter4outlinesthecollectiveaction

    problemandidentifiessomeofthereasonswhystateshavestruggledto

    reach internationalagreementonclimatepolicies.Nationalsovereignty,

    economiccompetitiveness anddivergentinterestscombinetoinhibit

    agreement.Thechapteralsosuggestshowgovernmentscanoffer

    incentivestoencourage laggardstatestopartakeininternational

    cooperation.

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    10 AWarmingWorld

    Amajorpartoftheproblemofclimatechangeisthedependenceof

    muchoftheglobaleconomyonfossilfuelsforenergy.Ashifttolow

    carbonenergyalternativesisapressingpriority.Chapter5exploressome

    ofthepoliticalandtechnologicalconstraintsonachievinglowcarbon

    energy

    options.

    Using

    the

    debate

    over

    nuclear

    energy

    as

    its

    example,

    the

    chapterdiscusseswhatcanandwhatshouldbedoneaboutthefuture.

    Nuclearenergyisportrayed intermsofecologicalmodernisation,the

    contemporarymodeofenvironmentalpolicymakinginwhichmarket

    basedandtechnologicalsolutionsaregivenpriorityoverother

    approaches.Thechapterarguesthatengagementwiththepublicin

    deliberativeformsofpolicymakingcancounteractatendencyfor

    centralisedandcloseddecisionmaking.Finally,thechapterdrawsout

    somewiderethicaldebates, inparticularonthemanagementof

    radioactivewastes.Byfocusingonproblemsofintergenerationalequity,

    itraiseschallengingissuesabouthowweshoulddealnowwith

    problems

    that

    will

    extend

    into

    the

    far

    future.

    AWarmingWorld isnotonlyabookonwhat,wewouldsuggest,isthe

    mostpressingchallengethatourgenerationfaces:thestabilisationof

    theEarthsatmosphere.Itisalsoabroaderintroductiontothesubjectof

    environmentalpolicy.Throughoutthebookclimatechangeisusedto

    introduceawiderangeoftheoreticalconceptsandideasthatcanbe

    usedtoanalyseandunderstandotherenvironmentalissues.The

    conclusion, Summingupand lookingahead,providesareflectionthat

    drawsoutsomekeyconcepts,inparticular inequality,whichwillbe

    furtherdevelopedinthebookstofollow.Asthisbookunfoldsyouwill

    develop

    a

    conceptual

    toolkit

    that

    you

    will

    work

    with

    and

    develop

    throughouttheremainderofthemodule.

    ReferenceStern,

    N.

    (2007)TheEconomicsofClimateChange:TheSternReview,Cambridge,

    CambridgeUniversityPress.

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    Chapter1

    Climatechange:anintroductiontoaheateddebateDavid

    Humphreys

    Contents

    1 Introduction 12

    1.1 Learningoutcomes 16

    2 Modulequestion1:whatarethecausesandconsequencesof

    internationalenvironmentalproblems? 16

    2.1

    What

    is

    climate

    change?

    16

    2.2 Thecausesofclimatechange 17

    2.3 Theconsequencesofclimatechange 21

    3 Modulequestion2:whathavebeenthepoliticalresponsesto

    theseproblems? 28

    3.1 Framingthe issue 28

    3.2 What ispower? 31

    3.3 TheKyotoProtocol 33

    4 Modulequestion3:whataretheconstraintsonmoreeffective

    policyresponses? 36

    4.1 Effectiveness 36

    4.2 Politicalconstraints 37

    4.3 Knowledgeconstraints 38

    4.4 Theroleoftechnology 39

    4.5 Responsibilityandtheagencystructuredebate 44

    5

    Module

    question

    4:

    what

    can

    be

    done

    for

    the

    future,

    and

    what

    shouldbedone? 48

    5.1 Feasibilityanddesirability 48

    5.2 Equity 50

    5.3 Introducingsustainabledevelopment 52

    6 Conclusion:workingwithananalyticalframework 55

    References 56

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    12 AWarmingWorld

    1 IntroductionIn2002AntarcticasLarsenBiceshelfbrokeupandcollapsed.Overa

    periodofjust35daystheiceshelfover183metresthickand3250

    squarekilometresinareacompletelydisintegrated,fragmentinginto

    thousands

    of

    icebergs

    that

    slowly

    melted

    into

    the

    ocean

    over

    the

    next

    few

    months.Theprocesswascapturedbysatellitepicturesthatwereshown

    innewspapersandontelevisionnewsbulletinsaroundtheworld

    (Figure1.1a).DavidVaughanoftheBritishAntarcticSurveydescribedthe

    speedofthecollapseasstaggering(DailyUniversityScienceNews,2002).

    Thedisintegrationoftheiceshelf,whichhadcertainlybeenstablefor

    5000yearsandcouldhavebeeninplaceformorethan12,000years,

    followedthebreak-upofAntarcticasLarsenAiceshelfin1995andthe

    partialcollapseoftheWilkinsicesheetthroughout1998and1999.

    Antarcticaisalargefrozencontinentinthepolarregionaroundthe

    Earths

    South

    Pole

    also

    referred

    to

    as

    the

    Antarctic

    (a

    term

    including

    boththecontinentandthesurroundingsea).Mostoftheseaicearound

    Antarcticaisdirectlyaffectedbytherelativelywarmseawater,which

    causesicebergstocrackandfloataway(Figure1.1b).However,the

    meltingoftheEarthsiceisnotconfinedtotheAntarctic.Oftheworlds

    glaciers,mostarenowinretreat(Figure1.2).AccordingtoWorking

    Group1oftheIntergovernmentalPanelonClimateChange(IPCC)

    AssessmentReport5(AR5),theannualmeanArcticseaiceextent

    decreasedovertheperiod19792012withthemostrapiddecreasesnoted

    duringthesummers.Thespatialextentoftheseaicehasdecreasedevery

    seasonandeverysuccessivedecadesince1979(IPCC,2013).Regardlessof

    someminorfluctuations,thelong-termdecreaseinicecoverishaving

    majorimpactsontheArctic(theregionaroundtheEarthsNorthPole)

    ecosystemwithsomespeciesencounteringconsiderableproblems.

    OurEarthisconstantlychanging.Butshouldwebeconcernedabout

    this?Weliveonadynamicplanetthathasevolvedandchanged

    enormouslysinceitsoriginssome4.6billionyearsago.Isthereanything

    significantaboutthechangesthatarehappeninginourlifetime?Are

    meltingicesheetsaproblem,ormerelyanaturalprocessaboutwhich

    weneednotbeconcerned?Even ifmelting ice isnotaproblemnow,

    might

    it

    be

    symptomatic

    of

    a

    broader,

    more

    fundamental

    problem?

    If

    so,

    whatcanwedoaboutit?

    Thesearejustsomeofthequestionsthatarisewhenclimatechangeis

    discussedandwhichyouwillexploreinthisbook.Therearenoobvious

    answerstomanyofthem,butonethingisbeyonddoubt.Scientistshave

    establishedthattheEarthsmean(average)temperature increasedby

    about0.6Cduringthetwentiethcentury,andthatitcontinuestorise.

    ThisrecentincreaseintheEarthstemperature issometimesreferredto

    as globalwarming,althoughmostscientistsusetheterm climate

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    13Chapter1 Climatechange:an introductiontoaheateddebate

    Figure

    1.1a

    The

    partial

    collapse

    of

    Antarcticas Larsen B iceshelf

    in

    2002

    attracted

    worldwideattention

    Figure1.1b

    A

    major

    iceberg

    crackedoff

    the

    Pine

    Island

    GlacierinAntarcticabetween9and11

    November

    2013(Source:NASAEarth

    Observatory,

    2013)

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    14 AWarmingWorld

    Popocatepetl

    GLACIAL RETREAT

    Extent to which fronts of glaciers have moved since the 1950s

    almost all in retreat

    selected glaciers

    more than half in retreat

    some in retreat

    Southern Andes

    About half the glacierssurveyed in Chile showsigns of retreat.

    Antarctic Peninsula

    85% of glaciersare retreating.

    Alaska

    Glaciers are both

    retreating and thinning.

    A rapid retreat and lossof ice mass in Greenlandis giving cause forconcern. Nearly 7 km2

    broke off on the night

    of 6 July 2010.

    Greenland

    Tree stumps are beingexposed for the rsttime in 2500 years asglaciers recede.

    Canadian RockC iesanadian Rockies

    The Ventorrillo glaciershowed signs ofretreat between1950 and 1982.

    USA

    The South Cascadesglacier in WashingtonState has beenretreating for a hundredyears. From 1958 to 2005,its volume decreased bynearly half.

    1898

    2003

    The Quelccaya glacier,Peru, is retreating tentimes more rapidly thanit did in the 1970s and1980s by up to 60metres a year.

    Northern Andes

    Above: the Arapahoglacier in 1898 and 2003

    Figure1.2

    Almost

    all

    the

    worldsmajorglaciersarenowinretreat(Source:DowandDowning,2011)

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    15Chapter1 Climatechange:an introductiontoaheateddebate

    Glacial lakes form at the foot ofglaciers from the increasing volume ofmelt water. Glacial lake outburst oodsoccur when the lakes break throughthe natural dams, unleashing torrentsof water. Such outburst oodsthreaten lives and property indownstream valleys in Bhutan.

    Glacial lakes

    The Meren glacier haddisappeared by 2000.The Carstenz andNorthwall Firn glaciershave lost 20% of theirarea since 2000.

    Scandinavia

    Many glaciers areretreating, althoughincreased snowfall isadding to their mass.

    The famous snowcapped peaks onMounts Kenya andKilimanjaro areshrinking so rapidlythat they may vanishby 2025. The RwenzoriMountainsare also meltingrapidly.

    East Africa

    Himalayan and other

    Asian glaciers

    Almost all glacierssurveyed are in retreat.

    Tien Shan

    Glaciers have shrunk toa third of their 1850extent and have losthalf of their volume. Atypical example is therecession of theMorteratsch glacier,Switzerland, between1985 and 2007.

    Three-quarters of

    glaciers studiedshowed signs of retreat.

    New Zealand

    European Alps

    Irian Jaya

    The 400 glaciers in the northof the range have lost 25% oftheir volume since 1955. Theglacier could be less than halfits current volume by 2100.

    1985

    2007

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    change,atermthatalsoreferstothelengthyperiodsofwarmingand

    coolingthattheEarthhasundergonethroughitshistory.

    Ishallintroduceclimatechangebytakingyouinturnthrougheachof

    thefourquestionsforthismodule.Asyouconsider thesequestionsyou

    will

    explore

    some

    of

    the

    scientific,

    political,

    social,

    economic,

    technologicalandethicaldebatesthatarisewhenpolicymakersaddress

    climatechange.Youwillgainanappreciationofclimatechangeasa

    complexinternationalpolicyissueandworkwithsomeoftheconcepts

    andtheoriesthatcanhelpunlockthiscomplexity.

    1.1 Learningoutcomes

    Thischaptershouldenableyouto:

    n identifysomeofthemaincausesandconsequencesofclimate

    change

    (module

    question

    1)

    n discusssomeofthemainpoliticalresponsestoclimatechange

    (modulequestion2)

    n appreciatesomeoftheconstraintstomoreeffectiveinternational

    policyresponsestoaddressclimatechange(modulequestion3)

    n recognisesomeoftheresponsesthatmightbemadetoaddress

    climatechangeinthefuture(modulequestion4).

    2

    Module

    question

    1:

    what

    are

    the

    causesandconsequencesofinternationalenvironmentalproblems?

    2.1 Whatisclimatechange?

    Meltingicesheetsarefarfromunusualinthehistoryofourplanet.

    Geologists

    and

    climate

    scientists

    have

    established

    that

    the

    Earths

    climateunderwentmajorchangeslongbeforehumansevolved.Someofthe

    causesofclimatechangeincludebombardmentfromasteroids,changesin

    solaractivity,tectonicplatemovementsandvolcaniceruptions.Ice

    shelveshaveadvancedandretreatedseveraltimesthroughouttheEarths

    history.Therehavebeenperiodstheiceageslastinghundredsof

    thousandsofyearswhenicecoveredmuchoftheEarth,followedby

    interglacialperiodswhentheiceretreatedtowardsthepoles.Thelastice

    agethePleistoceneendedonlysome11,000yearsagogivingwaytoour

    presentgeologicalperiod,theHolocene.Forscientists,thisHolocene

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    17Chapter1 Climatechange:an introductiontoaheateddebate

    epochisrelevantbecauseitshowstherecentformationofhabitats,

    landscapesandsoils.Itisalsosignificantforobservingthepostglacial

    changesinglobalclimate.So,werethemeltingandcollapseofthe

    LarsenBiceshelfandicebergsplitonPineIslandGlacier(seeFigure1.1b)

    exceptional

    events

    when

    the

    long-term

    history

    of

    climate

    change

    is

    considered?TowhatextentwasthecollapseofLarsenBcausedby

    naturalprocesses,andtowhatextentwasittheresultofanthropogenic

    climatechange;inotherwords,changethatistheresultofhuman

    activities?

    Thetermanthropogenic

    referstosomethingthati

    caused

    or

    influenced

    by

    humans.

    Our interestonthismoduleisnotwiththechangestotheEarththat

    havehappenedoverlong-termgeologicaltime,fascinatingthoughthey

    are,butwithchangestotheEarthoveramuchshortertimeperiod,

    thelasttwotothreehundredyearssincethedawnof theIndustrial

    Revolution.Thisisaverysmallmomentingeologicaltime,yetonethat

    has

    seen

    some

    major

    transformations

    to

    the

    global

    environment.

    InordertoexaminethecausesandconsequencesofclimatechangeIwill

    startbyintroducingyoutothescientifictheoryofthesubject.Oneof

    themainpointsIthenwishtomakeisthatcontemporaryclimate

    changeis,atleastinpart,anthropogenicinorigin.Ishallsurveythe

    causesofcontemporaryclimatechangeandsomeoftheactual

    andpredictedconsequences.Understandingthesecausesand

    consequencesrequiresanawarenessofdifferencesacrosstimeand

    space.

    Module

    theme

    5Differencesacrosstime

    andspace

    Keep

    an

    eye

    open

    for

    the

    module

    themes

    as

    you

    read

    the

    chapter

    2.2

    The

    causes

    of

    climate

    change

    ThetheoryofclimatechangeholdsthattheEarthsmeantemperature

    willvaryaccordingtotheconcentrationsofcertaingasesalreadypresent

    intheatmosphere.Thewarmingeffectof thesegasesisknownasthe

    greenhouseeffectandthegasesthemselvesareknownasgreenhouse

    gases.Iftheatmosphericconcentrationofgreenhousegasesincreases

    then,overtime,themeantemperatureof theEarthwillalsoincrease.

    Similarly,iftheatmosphericconcentrationofgreenhousegasesfalls

    then,eventually,sotoowillthemeantemperatureoftheplanet.The

    worldsmaingreenhousegasesarecarbondioxide(CO2),methane

    (CH4),

    nitrous

    oxide

    (N2O),

    chlorofluorocarbons

    (CFCs)

    and

    hydrofluorocarbons(HFCs).Iftherewerenogreenhousegasesinthe

    atmospherethentheEarthwouldbe33Ccolderthanitisnow,toocold

    tosupportlife.

    Thegreenhouseeffectis

    anatmosphericwarming

    effect

    caused

    by

    the

    trapping

    of

    solar

    radiation

    intheatmosphereby

    greenhousegases,

    principally

    carbon

    dioxide.

    TounderstandwhygreenhousegaseswarmtheEarthyouneedtoknow

    aboutageophysicalprocessknownasradiativeforcing.Radiativeforcingisthedifferencebetween incomingsolarradiationand

    reflectedoroutgoingsolarradiationintheEarthsclimaticsystem.

    Radiative

    forcing

    is

    the

    differencebetween

    incomingandoutgoing

    radiation

    from

    the

    sun.Greenhousegasesallowshort-wavesolarradiationtopassthroughtothe

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    A

    t

    c

    i

    surfaceoftheEarth.Someofthisradiationisreflectedbackintospace

    fromsurfaceswithahighalbedo.Albedoisameasureofreflectivity.

    SurfaceswiththehighestalbedowhitesurfacessuchastheLarsenBice

    shelfreflectmostoftheshort-wavesolarradiationthatstrikesthem.

    Thisreflectedradiationdoesnotwarmtheatmosphere.However,darker

    surfaces

    with

    a

    low

    albedo,

    such

    as

    the

    oceans

    and

    land,

    absorb

    incoming

    solarradiation,whichisthenreradiatedaslong-waveradiation.This

    reradiatedlong-waveradiationisabsorbedbygreenhousegasesand

    trappedasheat,thuswarmingtheatmosphere:Figure1.3.TheIPCCs

    AssessmentReport5(AR5)estimatesthatthetotalanthropogenic

    radiativeforcingfor2011is43percenthigherthanthatreportedinAR4

    for2005(IPCC,2013).

    Albedo

    is

    a

    measure

    of

    thereflectivityofa

    surface.

    Anthropogenic

    climate

    change

    is

    the

    result

    of

    an

    enhanced

    greenhouse

    effectthatiscausedbyhumanemissionsofgreenhousegasesintothe

    atmosphere.

    To

    help

    you

    understand

    what

    causes

    this

    enhanced

    effect

    I

    would

    first

    like

    to

    draw

    a

    distinction

    made

    by

    scientists

    and

    social

    scientists

    between

    direct

    causes

    and

    underlying

    causes.

    A

    direct

    cause

    is

    acausethatleadsdirectlytoanobservedeffect.Theobservedeffectthat

    we

    are

    concerned

    with

    is

    the

    rise

    in

    the

    Earthstemperature.Thedirect

    cause

    of

    this

    is

    the

    change

    in

    the

    radiative

    forcing

    of

    the

    Earthsclimatic

    systemastheresultofincreasedatmosphericconcentrationsof

    greenhouse

    gases.

    But

    what

    is

    causing

    these

    increased

    atmospheric

    concentrations?

    A

    direct

    cause

    is

    a

    cause

    that

    leads

    directly

    to

    an

    observed

    effect.

    Toanswerthisquestionweneedtolookfortheproximatecauses.Anunderlyingcauseisthefirstinaseriesofeventsthatresultsinanobserved

    effect.

    So

    event

    A

    may

    lead

    to

    event

    B,

    which

    in

    turn

    leads

    to

    event

    C,

    and

    soon.Theunderlyingcausesofanthropogenicclimatechangearesocial

    ratherthannatural.Thesinglemostimportantunderlyingcauseof

    anthropogenicclimatechangeistheburningoffossilfuels,suchasoiland

    coal,whicharecentraltoenergygenerationandindustrialproduction.The

    burningoffossilfuelsemitscarbondioxide.Carbonisoftenreferredtoas

    thestuffoflifeasitisanelementfoundinallformsoflifetohaveexisted

    onEarth.CO2

    concentrationsintheatmospherehave increasedowingto

    theburningofancientnatureandlivingnature.ByancientnatureImean

    fossilfuelswhichcontaincarbonfromplantsandcreaturesthatlived

    during

    earlier

    geological

    epochs.

    Coal

    is

    derived

    from

    ancient

    forests,

    and

    oilandnaturalgaswereformedfromtheremainsofmarineplantsand

    animalsthatlivedmillionsofyearsago.

    nunderlyingcauseis

    hefirstinaseriesof

    ausal

    events

    that

    results

    nanobservedeffect.

    Acarbonsinkisan

    ecosystemthatabsorbs

    carbon

    dioxide

    from

    the

    atmosphere.

    Livingnaturerefers,ofcourse,topresentlifeforms,inparticularthe

    worldsforests.Deforestationandotherlandusesarethesourceof

    approximately33percentofglobalCO2emissions(IPCC,2013).Forests

    areacarbonsink.Acarbonsinkisanecosystemthatabsorbscarbon

    dioxide,therebyremovingitfromtheatmosphere.ForeststakeupCO2fromtheatmospherethroughphotosynthesisandthenstoreitintrees,

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    vegetationandthesoil(Box1.1).Deforestation,whichtakesplaceto

    harvesttimberandtoreleaselandforotheruses,suchasagricultureand

    urbanisation,botherodesthecarbonsinkcapacityoftheEarthand

    releasesbackintotheatmospherecarbonthatisstoredinforests.

    olar ice ca

    Ice has a high albedo andreflects aroimatel of

    incoming short-wavesolar radiation

    tmoshere

    Indicates long-wave radiation emitted fromdark surfaces with a low albedo, such asland masses and the oceans.

    Indicates short-wave solar radiationreflected from surfaces with a high albedo.

    Indicates incoming short-wave solar radiation.

    louds reflect some incomingshort-wave solar radiation

    back into sace

    un

    louds

    he diagram is not to scale. he atmoshere is much thinner than shown.

    19Chapter1 Climatechange:an introductiontoaheateddebate

    Figure1.3

    The

    greenhouse

    effect

    Whataretheunderlyingcausesoftheemissionsofothergreenhouse

    gases?Nitrogen-basedfertilisersandlivestockwastearesignificant

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    Figure

    1.4

    Contributions

    made

    by

    greenhouse

    gases

    to

    the

    enhanced

    greenhouse

    effect.Carbondioxideisthemajorcontributorfollowedbymethane(Source:

    Brown,

    2006)

    sourcesofnitrousoxideemissionsfromagriculturalland.Nitrousoxide

    (N2O)alsocomesfromfossilfuelburning(again)andfromthe

    industrialmanufactureofsyntheticmaterials.Themainsourcesof

    methane(CH4)aredeforestation,ricefarmingandcattlefarming.Some

    greenhouse

    gases,

    such

    as

    CFCs

    and

    HCFCs,

    do

    not

    occur

    naturally

    and

    havebeenmanufactured industrially.AlthoughamoleculeofCO2contributeslesstoclimatechangerelativetoothergreenhousegases,

    carbondioxide isthemostimportantgreenhousegas,asfarmoreofit

    isemittedthananyothergreenhousegas(Figure1.4).CO2 accountsfor

    63percentofthetotalwarmingeffectandittakesaround100years

    for ittobeabsorbedbackintolivingplantsandtheoceans.Methane

    disappearsmorerapidlybutstillneedsurgentcontrolsasitisamore

    potentgreenhousegas.

    Box

    1.1

    Carbon

    sinks

    and

    photosynthesis

    Photosynthesisisthechemicalprocessbywhichvegetation,such

    astreesandplants,synthesisesorganiccompoundsfromCO2 and

    waterusingsunlight.Vegetationtakesupcarbondioxidefromthe

    atmosphere,storingthecarboninitstissue.Vegetationthusactsas

    acarbonsink.Forestsareamajorcarbonsink,althoughtheydo

    not

    have

    an

    unlimited

    capacity

    to

    absorb

    CO2

    .

    Another

    major

    carbonsinkistheworldsoceans.Oceansabsorbcarbondioxidein

    partthroughphytoplankton.Thesearesmallphotosynthesising

    organismsthatrequireCO2 togrowandwhichformthebasisof

    foodforallothermarineorganisms.Land-basedvegetationabsorbs

    aboutasmuchCO2 asoceanicphytoplankton,despitethe land

    areabeinglessthanathirdoftheEarthssurface.Contemporary

    climatechangeistakingplacebecausetherearemore

    anthropogenicemissionsofCO2 thantheEarthssinkscanabsorb.

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    21Chapter1 Climatechange:an introductiontoaheateddebate

    Understandingthecausesofanthropogenicclimatechangethus

    requiresanawarenessofsomecomplex interactions,inparticularthe

    interdependencewithinandbetweennatureandsociety.However,some

    populationsandgroupshaveemittedfarmoregreenhousegasesthan

    others.

    This

    has

    influenced

    how

    climate

    change

    has

    been

    handled

    as

    an

    internationalpoliticalproblem.

    Themainactor intheinternationalpoliticalsystemisthestate.Astate

    hasadefinedterritory,apopulation(itscitizens)andisrepresented

    politicallybyagovernment.Thereareabout200statesintheworld.

    Whichstatesbearthemostresponsibilityforcausinganthropogenic

    climatechange?

    Itisimportanttohaveanappreciationofaninequalitythat

    permeatesinternationalclimatepolitics;overtimedifferentstateshave

    contributedtoclimatechangetodifferingdegrees.Thishas ledto

    political

    disagreement

    about

    which

    states

    should

    be

    most

    responsible

    foraddressingtheprobleminthefuture.

    Moduletheme1

    Interdependence

    within

    and

    between

    nature

    and

    society

    2.3 Theconsequencesofclimatechange

    Anunderstandingofinequalityisalsonecessarytounderstandthe

    consequencesofclimatechange.Somecountriesandregionswillsuffer

    more

    than

    others.

    However,

    predicting

    the

    overall

    effects

    of

    climate

    changeisdifficultastheconsequenceswillvaryaccordingtohowfast

    theEarthstemperaturechanges.TheIPCCsFourthAssessmentReport

    predictedamaximumtemperatureincreasethiscenturyof6.4C,anda

    minimumof1.1C(IPCC,2007).Thisisadifferenceofmorethan5C.

    Predictingconsequenceswithinsuchawidetemperaturerange isno

    easymatter.WhyistheresuchadifferencebetweentheIPCCshighest

    andlowestestimates?

    Therearefourmainreasons.Firstisclimatesensitivity.Thisisaterm

    thatdenotestherelationshipbetweenanthropogenicemissionsof

    greenhouse

    gases

    and

    the

    change

    in

    global

    mean

    surface

    temperaturecausedbytheseemissions(Chandler,2010).TheIPCCtermofsensitivity

    isdefinedashowmuchtheglobalmeansurfacetemperaturewill

    increase ifthere isadoublingofcarbondioxideintheatmosphere.

    Climatescientistsknowthatincreasingatmosphericconcentrationsof

    greenhousegaseswillleadtoan increaseinthetemperatureofthe

    Earth;buttheydonotknowbyexactlyhowmuch.Asecondreasonis

    thattheEarthstemperaturedoesnotrespond immediatelytochanges

    inatmosphericconcentrationsofgreenhousesgases;thereisatimelag

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    22 AWarmingWorld

    betweengreenhousegasesbeingemittedandtemperaturechanging.

    Forexample,theslowabsorptionofheatintheoceansandtheslow

    responseoficesheetsmeanthat longperiodsarerequiredbeforethe

    climatesystemreachesanewequilibrium.Third,futuregreenhousegas

    emissions

    are

    not

    known;

    they

    depend

    in

    part

    on

    the

    policies

    that

    states

    taketoaddressclimatechangeandwhetherthesepolicieswillbe

    effective.

    ToexplainthefourthreasonIdliketoreturntothedisintegrationofthe

    LarsenBiceshelf.ThereisscientificevidencethatLarsenBscollapse

    wasdue,atleastinpart,toanthropogenicclimatechange,whichled

    towarmeraircirculatingaroundAntarctica(Marshalletal.,2006).The

    disintegrationoftheicesheetreplacedasurfacewithahighalbedo

    thatreflectsincomingshort-waveradiation,withadarkersurface,

    namelyseawater,withalowalbedo.Theresultisanincreasein

    reradiated

    long-wave

    radiation,

    increased

    radiative

    forcing

    and

    furtherwarming(Figure1.5).Scientistscallthisafeedbackeffect:thewarming

    oftheclimatehasresultedinaconsequencewhich,inturn,causes

    furtherwarming.Afeedbackeffectisachangewithinasystemthat

    willeitherenhanceordiminishtheoriginaleffect,inthiscasethe

    temperatureof theEarth.Positivefeedbackeffectswillenhancethe

    originaleffectandleadtofurtherwarming,whereasnegativefeedback

    effectswillmitigatetheoriginaleffect,leadingtowarmingthatisless

    severethanwouldotherwisebethecase.

    Afeedbackeffectisa

    changewithinasystem

    thatwilleitherenhance

    ordiminishanoriginal

    effect.

    AlmostallthefeedbackeffectsatplayintheEarthsclimaticsystemat

    present

    are

    positive.

    It

    is

    predicted

    that

    severe

    climate

    change

    will

    lead

    foreststodryout,increasingtheriskofcatastrophicforestfiresthatwill

    inturnemitmoreCO2 (Figure1.6).Meltingpermafrostwillresultinan

    importantpositivefeedback;thereisevidencethatwarmertemperatures

    areleadingtothereleaseofmethanefrozeninthepermafrostwhich,in

    turn,willspurfurtherwarming(Figure1.7).

    Thesepositivefeedbackswillresultinaquickeningofclimatechange.Itis

    difficulttopredicthowthepositivefeedbackswillplayout,andoverwhat

    timehorizons.Whatscientistsdopredictisthattherewillcomeatipping

    pointafterwhichitwillbeimpossibletohaltclimatechange.Oncethis

    tipping

    point

    is

    reached,

    climate

    change

    will

    continue

    as

    the

    feedback

    effectsalreadyintrainplaythemselvesout,irrespectiveofanymeasures

    takentoreducefurtheremissions.Buttheresafurtherproblem:climate

    scientistssimplydontknowwhatthetippingpointis.Somescientistssay

    thatitispossiblewehavealreadypassedthetippingpoint;othersjudge

    thatwewillpassitsometimeduringthiscentury.

    Despitetheseuncertaintiesscientistsaresureaboutsomeofthemore

    immediateconsequencesofanthropogenicclimatechange.Themelting

    ofthecontinental iceshelvesinAntarcticaandGreenlandwillmean

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    23Chapter1 Climatechange:an introductiontoaheateddebate

    Figure1.5

    Ice

    has

    a

    high

    albedo

    so

    it

    acts

    like

    a

    giant

    mirror,

    reflecting

    incoming

    solar

    radiation

    back

    into

    space.

    The

    worldoceans

    are

    darker

    than

    sea

    ice;

    they

    have

    a

    lower

    albedo.

    So

    as

    sea

    ice

    melts

    due

    to

    climate

    change

    the

    oceansabsorbmoresolarradiation,becomingwarmerintheprocess.Scientistscallthisapositivefeedback(Source:

    Gore,

    2006)

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    24 AWarmingWorld

    morewater intheoceans,leadingtoincreasedsealevels.Amore

    significant

    factor

    contributing

    to

    sea

    level

    rises

    is

    thermal

    expansion;

    seawaterwilloccupyanexpandedvolumeasitbecomeswarmer.

    AccordingtoAR5,overtheperiod19012010globalmeansealevelrose

    0.19m(IPCC,2013).Overtimesealevelriseswillleadtohuman

    migrationfromlow-lyingcoastalareasandtheabandonmentoflow

    lyingislands.

    Thermal

    expansion

    is

    the

    increase

    in

    volume

    of

    matter

    or

    liquid,

    in

    this

    caseseawater,inresponse

    to

    an

    increase

    in

    temperature.

    Climatechangeisstartingtodisrupttheseasons.Inthenorthern

    hemispherethereisevidencethatthespringandsummerseasons

    arestartingearlierandfinishinglater,withshortenedwinters.

    Figure

    1.6

    In

    2006

    the

    British

    newspaperThe

    IndependentonSundayproducedthisspeculativeheadlinefrom

    the

    year

    2040.

    Atimelywarning,orneedless

    scaremongering?

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    25Chapter1 Climatechange:an introductiontoaheateddebate

    Figure

    1.7

    Dawson

    City,

    Canada.

    Melting

    permafrost

    hasdamaged

    many

    buildingsinAlaska,Canada,Scandinavia

    and

    Siberia

    Themigratorypatternsofspeciesarechanging,withsomespecies

    migratingtowardscoolerclimes.Themigrationsofspeciesand

    ecosystemsthroughspacetakestwoforms:latitudinalmigration(towards

    thepoles)andaltitudinalmigration(furtheruphill).Suchmigrations

    cannot,however,bemaintainedindefinitely.Whenitisstilltoohotand

    thereisnowhereelsetomigratetowhenaspecieshasmigratedtothe

    topofthemountainor,ifpossible,tothepolarregionsthenaspecies

    willeitheradapttothenewclimate,orbecomeextinct.The2013IPCC

    reportsuggeststhatwhileregionallyuneven,itisexpectedthatthe

    contrastinprecipitationbetweenwetanddryregionswillincrease.

    ThegoldentoadofCostaRica(Figure1.8)hasbeencitedasthefirstglobal

    warmingextinction.Thetoad,whichbredinspawningpoolsincloud

    forests,appearstohavebeenunabletomovefastenoughwhenwarmer

    temperaturesledtoariseinthecloudbasecausingspawningpoolstodry

    out(Lynas,2007,pp.467).Laterstudiesquestionedthecompletevalidity

    ofasinglenarrativeaboutthetoadsdisappearance.Thegoldentoad

    (Incilius

    (Bufo)

    periglenes)

    was

    first

    discovered

    in

    1964

    in

    a

    localised

    part

    of

    acloudforestintheMontverderegionofCostaRica.Thespecies

    populationwasthereforealwaysaconservationconcern.Morethan1500

    toadswereobservedin1987butthelasttoadwasseenin1989andthe

    specieswasdeclaredextinctin2004.Theearlieranalysissuggestedthat

    severedroughtslinkedtoElNioSouthernOscillation(ENSO)conditions

    werethecause.However,therewereotherpotentialcausesincluding

    pathogenattacksandlocalenvironmentaldegradation.Itistherefore

    verydifficulttopinpointclimatechangeasthesingledirectcauseof

    thetoadsdisappearance.The1990ssawtheconcurrentrisein

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    26 AWarmingWorld

    concernsaboutbiodiversitydeclineandclimatechangeandthereforeby

    chancethisobscurespeciesbecametheiconorposterchildforthe

    impactsofclimatechange(Ochoa-Ochoaetal.,2013).Themediaand

    conservationNGOspickedupontheplightofthetoadandduringthe

    1990s

    it

    quickly

    became

    a

    symbol

    of

    the

    impacts

    of

    climate

    change.

    NGOs

    playaveryimportantroleinsteeringconservationagendas,addressing

    fundinginitiativesandactingasgo-betweenswithpolicymakersand

    raisingawarenesswiththepublic.

    Figure1.8

    Croaked

    it?

    Is

    the

    golden

    toad

    of

    Costa

    Rica

    the

    worlds first extinctionresultingfromanthropogenicclimatechange?

    Doestheextinctionofonespecies

    oftoadmatter?On itsownthis

    extinctionmaynotbesignificant,but

    toconcludeitdoesnotmatterwould

    betomissabroaderpoint.

    Amphibianssuchastoadsare

    indicator

    species.

    An

    indicator

    speciesisthefirsttosufferafallinpopulation

    whenanecosystemchangesorcomes

    understress.Theextinctionofthetoadcouldbeafirstindicationthat

    climatechangewillthreatentheEarthsbiologicaldiversity.

    Suchanarrativecanalsohelptomakethepointthatthis isone

    charismaticspeciesthathasledtoagreaterpublicunderstandingofthe

    effectsofclimatechangeonotherspeciestheirrangeshift,lossor

    extinctionduetoclimatechangenotwithstandingthefactthatthere

    remainssomescientificuncertaintyabouttherebeingasinglecauseof

    the

    toads

    extinction.

    Biodiversitydepletionwill leadtochangesinevolutionasspeciesand

    ecosystemstrytoadapttothewarmerclimate.Humansrelyon

    biodiversitytoprovidefoodandmedicines,somajorlong-termchanges

    tonaturewillhaveprofoundsocialconsequences.Thefullmagnitudeof

    thesechangeswillnotbeclearforcenturiesandwilldependonthe

    impactsandspeedofthewarming.

    Despitethemanyscientificuncertainties inpredictingtheprecise

    consequencesofclimatechangeitisclearthatsomeplaceswillbe

    affectedmorethanothers,atleastintheshorttomediumterm.The

    consequenceswillbeunevenlydistributed,withsomecountriesand

    populationssufferingmorethanothers.Forexample, inAfrica,a

    continentwheresomeregionsalreadysufferfromdrought-induced

    ecosystemstress,increasingincidencesofdroughtarepredicted

    (Figure1.9).Biodiversityrichcountries,principallythosewith large

    expansesoftropicalforests,willsuffermorefrombiodiversitydepletion

    thanbiodiversitypoorcountries.Low-lyingcoastalcountrieswillsuffer

    landlossfromsea levelrises.Thelow-lyingsmall islandstateofTuvalu

    inthePacificOcean islikelytobeoneofthefirstcountriestoceaseto

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    27Chapter1 Climatechange:an introductiontoaheateddebate

    existassea levelsrise.Populationsdisplacedbytheeffectsofclimate

    change,suchasfloodinganddrought,willmigratetocountriesthatare

    lessthreatened,placingadditionalstressontheecosystemsand

    economiesofthosecountries.However,itisdifficulttopredictthe

    timescales

    over

    which

    human

    migration

    will

    take

    place

    and

    the

    regions

    thatwillbemostaffectedbymigration.

    Figure

    1.9

    This

    leaflet,

    circulated

    by

    the

    charity

    Christian

    Aid,

    makes

    the

    pointthatonedoesnotneed

    tobepresentinanenvironmentinorderto

    degrade

    it.

    Those

    who

    suffer

    from

    an

    environmental

    problem

    are

    not

    necessarilythosewhocauseit

    What isthepoliticalsignificanceofourdiscussionaboutthecausesand

    consequencesofclimatechange?Threemainpointshaveemerged.First,

    climatepoliticsisinformedbothbyscienceandbyscientific

    uncertainty.

    Although

    scientific

    knowledge

    is

    constantly

    evolving

    and

    eliminatingsomeuncertainties,this ishappeningatthesametimeas

    natureandsocietyundergofurtherchanges,creatingnewuncertainties.

    Second,sincethestartoftheIndustrialRevolutionsomestateshave

    contributedtoanthropogenicclimatechangemorethanothers.

    However,thereisdisagreementbetweengovernmentsoverhowthese

    differentlevelsofresponsibilityshouldbemeasured.Third,the

    consequencesofclimatechangewillbeunevenlydistributedamongst

    countries,someofwhichwillsufferheavierecologicalandeconomic

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    28 AWarmingWorld

    coststhanothers.Thosecountriesthathavedonethemosttocause

    climatechangewillnotnecessarilybethesameonesthatwillsuffer

    from it.Therearethereforeimportantinequalitiesanddisagreements

    betweenstatesoverthecausesandconsequencesofclimatechange.This

    has

    had

    a

    direct

    bearing

    on

    the

    political

    responses

    to

    the

    problem,

    to

    whichInowturn.

    Chapter2ofthisbook

    willexplorethe

    relationship

    between

    climate

    science

    and

    international

    climate

    politics

    3 Modulequestion2:whathavebeenthepoliticalresponsestotheseproblems?

    3.1 Framingtheissue

    My

    focus

    in

    this

    section

    is

    not

    on

    domestic

    climate

    change

    policy,

    importantthoughthis is,butoninternationalclimatepolicymaking.

    Iwanttoprovideyouwithaflavourofthemainpoliticaldisagreements

    toclimatechangeandhowstateshavesoughttograpplewiththem.

    Anthropogenicclimatechangeissometimesreferredtoasatragedyofthe

    commons(Box1.2).Itisnotcausedbyanysinglegovernmentorcountry

    actingalone,anditcannotbesolvedbyanygovernmentorcountryin

    isolation.Actorsinallcountriescontributetotheproblem,hence

    internationalcooperationisnecessaryiftheproblemistobesuccessfully

    addressed.Socialscientistsdescribeclimatechangeasacollectiveaction

    problem,

    that

    is,

    a

    problem

    which

    arises

    when

    an

    individual

    actors

    aims

    cannotbeachievedbyindividualactionalone.Ifanthropogenicclimate

    changeistobesolved,apoliticalaccommodationmustbereached

    betweenallstates,oratleastamongthosethatemitthemostgreenhouse

    gases.

    Acollectiveaction

    problem

    is

    a

    problem

    which

    arises

    when

    an

    individual

    actors aims

    cannotbeachievedby

    individualactionalone.

    Chapter

    4

    will

    develop

    theideaofclimate

    change

    as

    a

    collective

    action

    problem

    Box1.2 Thetragedyofthecommons

    Somepeoplethinkofcollectiveactionproblemsasatragedyofthe

    commons.ThisphrasecomesfromanarticlebyGarretHardinin

    1968.

    Hardin

    argued

    that

    commons,

    such

    as

    grazing

    land,

    will

    face

    degradationaseachindividualwillseektoexploittheresourceas

    muchasheorshecan.Hardinarguedthatalthoughthiswill

    benefittheshort-terminterestsofindividuals,theoveralloutcome

    willbethelong-termdegradationofthecommonresource.

    Hardinsideahasbeencriticisedbymanywhoarguethatit

    misunderstandshowcommunitiesareabletocollectivelymanage

    commonresourcesandpreventatragedyoccurring.Itcanbe

    arguedthattheworldsatmosphereisaglobalcommon;nosingle

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    stateorindividualcanowntheatmosphere,whichisthecommon

    propertyofallhumanity.LikeHardinslocalcommons,the

    degradationofaglobalcommonoccurswhensomeactorspursue

    theirself-interests,forexamplebyfailingtoreducetheir

    greenhouse

    gas

    emissions.

    Hardins

    notion

    of

    the

    tragedy

    of

    the

    commonsdrawsattentiontoapoliticaldimensionthatruns

    throughoutenvironmentalpolicymaking,namelytheconflict

    betweenshort-termself-interestandthelong-termcollectivegood.

    29Chapter1 Climatechange:an introductiontoaheateddebate

    Inasenseallstateshaveasharedinterestincooperatingtosolveclimate

    change.Why,then,isthisnothappening?Inordertostartthinking

    aboutthedifferentapproachesthatstatesmaytakeininternational

    climatenegotiations,considerthefollowingquestion.

    Activity1.1

    Whatdoesclimatechangemeantoyou?Forexample,ifyouwere

    talkingaboutclimatechangewithfamily,friendsorcolleagues,what

    wordswouldyouusetodescribetheproblem?Whatimpressionwould

    youwishtoconveytothelisteneronhowyouperceivetheproblem?

    Whenyouhaveconsideredthisforafewmomentsreadon.

    Inthinkingthroughthisquestionyoumayhavechosentodescribe

    climatechangeasacrisis.Or youmayhaveusedtheword problem.

    Bothexpressionsconveythesensethatsomething is wrongandit

    needstobe solved.Ormaybeyouseeclimatechangeasadistant

    scientificdebatethat istoocloudedwithuncertaintytoaffectyourlife.

    Mypointisthatpolitical leadersmayperceivethesameissuevery

    differentlylikeyouandme,andasaresulttheymayproposevery

    differentpolicies.Thenotionofframingisusefulhere.Thisholdsthat

    statementsaboutrealityarealwaysshaped inpartbysocialinfluences.

    Soenvironmental(andnon-environmental) issuesareframedby

    different

    political

    interests

    in

    different

    ways.

    The

    notion

    of

    issue

    framing

    holdsthatknowledge,eventsandpoliticsareinterpretedaccordingto

    theperceptionsandinterestsoftheobserver.Thewayanissueisframed

    willvaryaccordingtogeography,history,socialconditionsand

    thepoliticalandeconomiccontextwithinwhichindividuals liveand

    work(Forsyth,2003;Liberatore,1995).

    Framing

    is

    a

    social

    science

    concept

    that

    holds

    that

    statements

    about

    reality

    are

    always

    shaped

    at

    least

    in

    part

    bysocial

    influences.

    Someactorsframeclimatechangeintermsofurgency.Proponentsof

    thisargumentclaimthattimeisrunningoutandimmediatemeasures

    mustbetakentoheadoffcatastrophicclimatechange.SomeEuropean

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    30 AWarmingWorld

    Union(EU)countries,suchasGermanyandtheNetherlands,tend

    towardsthisview,althoughthestrongestproponentsaresmallisland

    stateswhoseexistencewillbethreatenedbysealevelrises,andwhich

    haveformedthemselvesintotheAssociationofSmallIslandStates

    (AOSIS).

    Other

    actors

    frame

    climate

    change

    as

    an

    issue

    of

    uncertainty.

    Forexample,theGeorgeW.Bushadministration(200109)ofthe

    UnitedStatesofAmerica(USA)tookthepositionthatthescientific

    evidencedidnotjustifyinternationalactiontocutgreenhousegas

    emissions.OneoftheargumentsmadebytheBushadministrationwas

    thattheEarthisanevolvingbiophysicalentityanditstemperatures

    havefluctuatedconsiderablyovertime;thereisnoclearscientific

    evidencethatrecentclimaticchangesareanthropogenic.

    ThepositionoftheBushadministrationwasinmarkedcontrasttothe

    Clintonadministration(19932001)thatprecededit;BillClintonand

    his

    vice

    president

    Al

    Gore

    framed

    climate

    change

    as

    an

    urgent

    issue

    onwhichtheUSAshouldtakethelead.Sotheframingsofanyonestate

    maychangeaspoliticalleaderschangeandnewscientificknowledgeis

    developed.IntheUSAsomepoliticaladvisershavearguedthatclimate

    changeshouldbeframedasathreattonationalsecurity.BarackObama,

    presidentsince2009,adoptedadifferentapproachdespiteconsiderable

    oppositioninhisfirstterminoffice.In2013hesignedanexecutive

    order toraiseclimatechangepreparedness.Theorder impelsfederal

    agenciestoidentifychangestolandandwater policiesandregulations

    tostrengthenclimateresilience.Mypointhere isdifferentframings

    maysuggestdifferent,evencontradictory,policies.Statesthatanticipate

    that

    they

    will

    suffer

    most

    from

    the

    problem,

    especially

    over

    the

    short

    term,tendtodemandstronginternationalpolicies.However,those

    statesthatarebestabletosupplybigemissioncutsarethemajor

    polluters.Thecooperationofthesestates,primarilythedeveloped

    countriesandtheoilproducingstatesofthePersianGulf,is

    essential ifclimatechangeistobearrested.However,thesestatesare

    likelytoloseeconomicallyfromdeepemissioncuts,atleastoverthe

    shortterm.

    Chapter

    5

    will

    consider

    how

    framing

    climate

    change

    as

    a

    security

    issue

    has

    affected

    how

    the

    issue

    is

    handled

    politically

    ThefirstinternationalagreementonclimatechangewastheUnited

    Nations

    Framework

    Convention

    on

    Climate

    Change

    (FCCC)

    that

    was

    openedforsignatureattheUnitedNationsConferenceonEnvironment

    andDevelopment(UNCED)inRiodeJaneiroinJune1992.Thissetout

    twomainpolicystrategiestoaddressclimatechange.Mitigation

    strategiesinvolvethereductionofgreenhousegassourcesorthe

    enhancementofsinks.Examplesofmitigationstrategiesinclude

    switchingfromfossilfuelstoalternativeenergysources,improvedenergy

    efficiencyandplantingtreestoimprovesinkcapacity.Adaptation

    strategiesseektoadjusttotheeffectsofclimatechange.Examplesinclude

    evacuatingcoastalsettlementsassealevelsriseandconstructingseawalls.

    Amitigationstrategy

    seekstoreduce

    greenhousegasemissions

    or

    enhance

    carbon

    sinks.

    Anadaptationstrategy

    seeks

    to

    adjust

    to

    the

    effects

    of

    climate

    change.

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    31Chapter1 Climatechange:an introductiontoaheateddebate

    In1997aprotocolwasagreedtotheconvention,theKyotoProtocol.This

    isnotafreestandinginternationalagreement.Inotherwords,onlystates

    thathaveratifiedthe1992conventionmayadopttheKyotoProtocol.

    However,statesthathaveratifiedtheconventionareundernoobligation

    to

    ratify

    the

    protocol

    as

    well.

    The

    USA

    has

    ratified

    the

    FCCC

    but

    not

    the

    KyotoProtocol.Despitethis,theUSAremainsapowerfulstateinclimate

    politicsthatcanexertinfluenceonallaspectsofclimatepolicy.

    3.2 Whatispower?

    Iwouldnowliketoconsiderfurthertheconceptofpower.Whatdoes it

    meantosaythattheUSAisa powerfulstate?Therearedifferent

    theoreticalapproachestopower,whichmaybroadlybedefinedasthe

    capacityofoneactortoinfluenceanotheractortodosomethingthathe

    orshewouldnototherwisehavedone.Butuponwhat ispowerbased?

    Onecommontheoreticalapproachisthatpower isbasedonresources.

    Astatehaspowerifitcanmobiliseresourcessuchaspeople,technology,

    militarycapabilities,financeandsoon.Accordingtothisview,ifstate

    AhasmoreresourcesthanstateB,thentheformerwillexertmore

    influenceoverthelatter.ThepoweroftheUSAcomesfromthe

    resources itcandeploytochangethebehaviourofotheractorsin

    internationalpolitics,includingcarrotssuchasaid,technologytransfer

    and loans,and stickssuchasthethreatofsanctionsandthe

    withdrawalof trade.Exercisingpowercanthusinvolvepersuasion,

    coercionoramixofthetwo.Becausesomeactorshavemoreresources

    than

    others,

    power

    is

    distributed

    unequally

    across

    the

    international

    politicalsystem.Differentstateshavedifferentpowerresourcesand

    thereforeanunequalabilityto influenceoutcomes.Ininternational

    politicstheexerciseofpowermayinvolveconflictbetweendifferent

    states,althoughoftenconflictismediatedbydiplomacyand

    negotiations, includingthroughinternationalorganisationssuchasthe

    UnitedNations(UN).Powermaybeinstitutionalisedinother

    organisationstoo,suchaslocalandnationalgovernments,business

    corporations,citizensgroupsandtradeunions.

    High-emitting

    states

    such

    as

    the

    USA

    have

    the

    power

    to

    block

    an

    agreementonclimatechangebyrefusingtocooperate.Althoughthe

    KyotoprocesshascontinuedwithouttheUSA,apost-KyotoProtocolwill

    onlybetrulyeffectiveifitincludestheUSA.Grubb(2011)arguesthe

    caseforcontinuingsomefeaturesoftheKyotoProtocol,especiallythe

    carbonaccountingsystem.Someofthestatesthatwillbeartheheaviest

    costsofclimatechangehavevirtuallynopower ininternational

    negotiationsandarealmostentirelydependentonwhatotherstates

    agree.Sotherearesome important inequalitiesininternationalclimate

    politics.Thosestatesthataremostvulnerabletoclimatechangeare

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    32 AWarmingWorld

    oftennottheonesthathavecausedtheproblem.Itcanbearguedthat

    thevulnerablestatesaremorallyjustifiedinarguingthatwealthierstates

    shouldtakeactiontotackleclimatechange.However,havingthemoral

    highgroundveryrarelygivesavulnerablestateinfluenceovermore

    powerful

    ones.

    Module

    theme

    2

    International

    political

    divisions,inequalitiesand

    distributionsofpower

    Understandinginternationalclimatepolicythereforerequiresan

    awarenessofinternationalpoliticaldivisions, inequalitiesand

    distributionsofpower.Wealthierlow-lyingcountries,suchasthe

    Netherlands,aremore likelytobeabletoaffordadaptationstrategies

    comparedtopoorercountries,suchasBangladesh.Existingeconomic

    inequalitiescanthushelptoshapefutureenvironmentalvulnerabilities.

    In internationalnegotiationsdevelopingcountriesthatcannotafford

    expensiveadaptationstrategieshavetendedtoargueforstrong

    mitigationstrategies;andtheyhavearguedthatthedevelopedcountries

    should

    take

    the

    lead

    on

    mitigation,

    as

    they

    have

    polluted

    the

    most

    inthepast.

    Activity1.2

    Letusconsiderthislaststatement.Is itmorallyrighttoarguethatthe

    presentpopulationsofwealthydevelopedstatesshouldassume

    responsibilityfortheactsofpreviousgenerations?Canyouthinkofany

    argumentsforandagainstthisview?

    Itcouldbearguedthatthepresentgenerationofdevelopedcountries

    benefits

    from

    past

    industrialisation

    as

    they

    have

    inherited

    a

    stronger

    economic infrastructurethanpeople indevelopingcountries.They

    shouldnowcurbtheiremissionssothatdevelopingcountriesmay

    industrialise.Againstthisitcanbearguedthatwecannotchangewhat

    hashappenedinthepast.Whatmattersnowiscurbingtheemissionsof

    allcountries.Thisargumentisoftenmade intheUSA.In1997theUSA

    Senatepassedbyavoteof950theByrdHagelresolution(namedafter

    thetwosenatorswhoproposedit).TheresolutionstatedthattheUSA

    shouldnotagreetoanyclimatechangeprotocolthat wouldresultin

    seriousharmtotheeconomyoftheUnitedStatesandwhichdidnot

    include

    targets

    for

    emission

    reductions

    by

    developing

    countries

    (US

    Congress,1997).TheByrdHagelresolutionexplainswhytheUSAhas

    notadoptedtheKyotoProtocol.ManyUSApoliticiansbothDemocrats

    andRepublicanshavearguedthatasChinaandtheUSAhaveasimilar

    annuallevelofCO2 emissions,theUSAshouldnotagreetocut its

    emissionsunlessChinadoesthesame.Theresponseof theChinese

    governmentisthattheUSAhashistoricallypollutedmorethanChina,

    andthatChinaspercapitaemissionlevelsarefarlowerthanthoseof

    theUSA.

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    33Chapter1 Climatechange:an introductiontoaheateddebate

    Thisisfurther illustratedbytheeconomicriseoftheBASICnations

    (Brazil,SouthAfrica,IndiaandChina)(Grubb,2011).Thesefournations

    formedanallianceduringtheCopenhagenClimateChangeConference

    inDecember2009.(Theconferencewasthe15thsessionof the

    Conference

    of

    the

    Parties

    to

    the

    FCCC

    and

    the

    5th

    session

    of

    the

    ConferenceofthePartiesservingastheMeetingof thePartiestothe

    KyotoProtocol.)Thesenationshavearguedthecasefordeveloping

    countriestobegiventheopportunityforeconomicdevelopmentaswell

    asbeingprovidedwithfinancialandtechnologicalsupport.

    Thisdebatehasresulted insomethingofacompromiseininternational

    climatepolitics.TheFCCCincludestheprincipleofcommonbut

    differentiatedresponsibilities,whichassertsthatwhileallstateshavea

    commonresponsibilitytotakemeasurestotackleclimatechange,

    differentstateshavedifferentlevelsofresponsibility.Theprinciplethus

    encompasses

    the

    idea

    that

    climate

    change

    is

    a

    cumulative

    problem

    thathasbuiltupovercenturies; itisnotsolelytheresultofrecent

    greenhousegasemissions.However,thereisnoagreementonhowthis

    principlecanbeappliedinpractice,andnoconsensusonhowdifferent

    levelsofresponsibilityshouldbeallocated.

    3.3 TheKyotoProtocol

    Itwasnotuntilthe1997KyotoProtocolwasnegotiatedthatstateswere

    abletoagreeanyemissionreductionstargets.Thedevelopedcountries

    agreedtoreducetheiremissionsinlinewiththeprincipleofcommon

    but

    differentiated

    responsibilities.

    Eventually,

    after

    protracted

    late-night

    negotiating,theso-calledAnnexIstatesdevelopedcountriesand

    countrieswitheconomiesintransition(theformercommunistcountries

    ofeasternEuropeandtheformerSovietUnion)agreedtoanoverall

    reduction inemissionsof5.2percentbelow1990levelsby2012.The

    figureof5.2percentisanaverage;somestatesagreedtomore,someto

    less.DuringtheKyotonegotiationstheEUproposedthatallAnnexI

    statescuttheiremissionsby15percent.However,otherAnnexIstates

    werenotpreparedtofollowtheEUs leadandtheEUeventuallyagreed

    toan8percentcut.(NotethatEUstatesdonotnegotiateseparatelyin

    international

    environmental

    negotiations;

    all

    EU

    states

    agree

    a

    common

    negotiatingstrategy.)

    WhydidtheEUfailtoadoptitsownproposalofcuttingemissionsby

    15percentby2012?Inordertounderstandthereasonsweneedto

    examinehowthecoststotheEUofa15percentcutmightaffectthe

    EUscompetitiveness relativetootherAnnexIstates.Toachievea

    15percentemissionscutEUcountrieswouldneedtoundertakesome

    severemitigationpolicies,suchasinvestinginenergyefficient

    technologyandclosingdownsectorsoftheeconomywithhigh

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    34 AWarmingWorld

    emissions.Thiswouldentailcostsfortheeconomythatwould

    inevitablybepassedontoconsumersaspricerises.OtherAnnexIstates

    thatdidnotfollowtheEUsleadwouldthenbeabletoselltheirenergy

    andgoodsatlowerpricesrelativetotheEU.So iftheEUwasto

    implement

    deep

    emissions

    cuts

    while

    other

    Annex

    I

    states

    did

    not,

    these

    othercountrieswouldgainaneconomicadvantageovertheEU.TheEU

    waspreparedtostandadditionalcosts,butonlyifotherAnnexIstates

    did likewise.Thesenegotiationsillustratethatpoliciesagreedbyone

    statemayaffectthoseagreedbyothers.

    HereIwouldliketoreturntotheearlierdiscussiononUSApowerand

    internationalclimatepolitics.AlthoughtheClintonadministration

    signedtheKyotoProtocolin1997itdidsoknowing,followingthe

    ByrdHagelresolution,thatCongresswouldnotratifyit.TheEUwas

    awareofthistoo,anditthenreconsidereditsoriginalproposal;theEU

    did

    not

    want

    to

    be

    committed

    to

    making

    a

    15

    per

    cent

    cut

    while

    the

    USAwas,ineffect,committedtonocutsatall.Thisillustratesaconcept

    knownasthefirstmoverproblem.Ininternationalcooperationifallstates

    movesimultaneouslythennostateisdisadvantagedrelativetoother

    states.However,ifonestatemovesfirst,thatstatemaybearcoststhatdo

    notfallonotherstates.TheEUwaspreparedtotakeamorallead,butonly

    toacertaindegree;thecostsofmovingfirstwhileothersdidnotwere

    suchthattheEUeventuallydecidednottofollowthroughonitsoriginal

    proposal.(Notethatsometimesmovingfirstcanhaveadvantages.For

    example,abusinessthatisfirsttodevelopandmarketgreentechnology

    maygainmarketshareattheexpenseofitscompetitors.)

    Thisdiscussionrelatestothetragedyofthecommons(Box1.2).If

    severalactorsaredegradingaresource,itisnotintheself-interestofone

    actortoceasedoingsoifotheractorsrefusetochangetheirbehaviour.

    Moregenerally,inallinternationalnegotiationsthereisatension

    betweentheneedforstatestocooperateinordertoagreeoutcomesthat

    benefitall(collectivegains)andthecompetitionbetweenstatesaseach

    seekstosecureoutcomesthatsuititsperceivednational interest

    (individualgains).Anunderstandingofthistensionbetweenthepursuit

    ofcollectivegainsontheonehandandindividualgainsontheother is

    essential

    to

    understanding

    all

    environmental

    negotiations,

    both

    between

    statesandthosethatinvolveotheractorstoo.

    YouhaveseenthatEUcountriesnegotiatetogetherininternational

    environmentalpolitics.Ineffecttheypooltheirpower.Mostofthe

    developingcountriesofAfrica,AsiaandLatinAmericadothesame;they

    haveformedaUNnegotiatingcaucus,theGroupof77Developing

    Countries(G77).TheG77arguesthatasthedevelopedstatesaremost

    responsibleforanthropogenicclimatechange,theythushavean

    obligationtohelpthedevelopingcountriestoreducetheirfuture

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    emissionsthroughthetransferoffinancialassistanceand

    environmentallycleantechnologies.TheG77hasframedclimatechange

    asatechnicalissue,arguingthatwithoutsuchassistancetheemissionsof

    thedevelopingcountrieswillinevitablyrise.Inclimatenegotiationsthe

    EU

    countries

    and

    Norway

    have

    showed

    some

    willingness

    to

    provide

    some

    newresourcestodevelopingcountries,whereastheUSA,Australia,

    CanadaandJapanhavesofarbeenlesswilling.

    ThedemandoftheG77foradditionalfinanceandtechnologycanbe

    likenedtopricenegotiations.Ineffect,theG77statesweretryingto

    extractasmuchastheycouldfromthedevelopedstatesinexchangefor

    theircooperation.TheunspokenmessageduringtheKyotonegotiations

    was, Ifyouwantustosigntheprotocolyoumustpayustodoso.The

    developedstatesagreedtotransferonlyverylimitedfinancialand

    technologicalresourcestodevelopingcountries.However,theydidopen

    up

    the

    possibility

    for

    countries

    to

    gain

    financially

    through

    the

    adoptionofthreeflexibilitymechanisms(theso-called flexmechs).These

    mechanismsallowtheAnnexIstatestomeettheirgreenhouseemission

    targetsbypurchasingemissionreductionsorcreditsfromother

    countries,includingdevelopingcountries(Box1.3).

    Box1.3 TheKyotoProtocolexibilitymechanisms

    n EmissionstradingallowsAnnexIstatesthatwillexceedtheir

    KyototargetstobuyemissionscreditsfromotherAnnexIstates

    whose

    emissions

    will

    fall

    below

    their

    Kyoto

    target.

    Critics

    claim

    thatsellingemissioncreditsformoneyismoreaboutprofit

    thanclimatestabilisation.Emissionstradingisfurther

    consideredinChapter3.

    n TheCleanDevelopmentMechanism(CDM)allowsanAnnexI

    statetopayforemissionmitigationorsinkactivitiesina

    developingcountryandthendeducttheemissionssavedor

    offsetasitsown.ExamplesofCDMprojectsapprovedinclude

    windfarms,therecoveryofwasteheatfromindustryandits

    conversionintoenergyandreforestationprojectstoincrease

    carbon

    sink

    capacity.

    Private

    sector

    businesses

    are

    encouraged

    to

    investinCDMprojects.Sincethebeginningofthe2010s,CDM

    projectshavebecomeprevalentacrossthedevelopingworld.

    n JointimplementationissimilartotheCDMalthoughitapplies

    onlytoAnnexIstates.AnAnnexIstatemayinvestinemission

    mitigationorsinkactivitiesinanotherAnnexIstate;theformer

    canthencounttheemissionssavedasitsown.AswiththeCDM,

    theprivatesectorisencouragedtoinvestinprojects.

    35Chapter1 Climatechange:an introductiontoaheateddebate

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    36 AWarmingWorld

    4 Modulequestion3:whataretheconstraintsonmoreeffectivepolicyresponses?

    Although

    there

    has

    been

    a

    lot

    of

    international

    political

    activity

    on

    climatechange,atmosphericconcentrationsofgreenhousegases

    continuetoincrease.Whyisthis,andwhataretheconstraintstomore

    effectivepolicyresponses?

    Beforeturningtothisquestion,wefirstneedtoconsiderwhat ismeant

    byeffective.

    4.1 Effectiveness

    Effectivenessisdefinedinrelationtoadesiredoutcome.Apolicymaybe

    considered

    to

    be

    effective

    if

    it

    changes

    the

    behaviour

    of

    actors

    in

    a

    desireddirection,suchascuttingemissionsofgreenhousegases.

    Effectivenessmaybe imaginedasacontinuumwithtwopoles.Atone

    pole istheweaknotionofeffectiveness,namelyminorbehavioural

    changesthatareinsufficienttoaddresstheproblemathand.Atthe

    otherpoleisthestrongnotionofeffectiveness,namelyfundamental

    shiftsinbehaviourthatproducethedesiredoutcomethatthepolicywas

    intendedtorealise.Inthecaseofenvironmentalpoliciesthedesired

    outcomeisoftendefinedasanimprovementin,orat leastthe

    maintenanceof,environmentalquality.

    Itneedstobestressed,however,thatenvironmentalqualityrarely

    respondsstraightawaytoenvironmentalpolicies;thereareoftentime

    lagsbetweenapolicybeingimplementedandadiscernibleimprovement

    inenvironmentalquality.Thisleadsontoanimportantquestion:might

    itbethecasethatrecentpoliciestocounterglobalwarmingareeffective,

    buthavejustnotyethadsufficienttimetoaffecttheglobalmean

    temperature?Wecertainlyneedtobeawareoftimelagswhen

    consideringpolicyeffectiveness,asseenearlierinthechapter.Changes

    intheatmosphericconcentrationofgreenhousegasesmaytakesolong

    toworkthroughtheclimatesystemthatitmaytakedecades,possibly

    centuries,

    before

    measures

    to

    tackle

    climate

    change

    result

    in

    a

    stable

    atmosphere.Policiesthatcouldleadtorapidworldwidereductionsin

    greenhousegasemissionswouldcertainlycountaseffective,even

    though itmaybeseveralgenerationsbeforethefulleffectsofsuch

    reductionswouldbeapparent.However,itisclearthatcontemporary

    policiestoaddressclimatechange,whiletheymayhaveresultedinsome

    modestbehaviouralchange,arenoteffectiveinthestrongsenseofthe

    term,asgreenhousegasemissionsarecontinuingtorise.Inorderto

    assesswhythisissoweneedtosearchfortheconstraints.

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    37Chapter1 Climatechange:an introductiontoaheateddebate

    4.2 Politicalconstraints

    Thediscussionintheprevioussectionsuggeststhatoneareawhere

    constraintsmayexististheinternationalpoliticalsystem.Asyouhave

    seen,althoughstatescooperateinmakinginternationalpolicy,theyalso

    compete.

    International

    inequalities

    lead

    some

    states

    to

    perceive

    they

    are

    thevictimsofinjustice,andsuchperceptionscomplicatethequestfor

    effectivepolicies.Couldinternationalpoliticsbeorganiseddifferently

    perhaps?Aretherealternativewaysinwhichtheinternationalpolitical

    systemcanbegovernedthatmightleadtomoreeffectiveenvironmental

    policies?Therearenoeasyanswershere,butIraisethesequestionsfor

    youtobear inmindasyouexploreenvironmentalproblemsinthe

    weeksahead.

    Iftheorganisationofinternationalpoliticsisoneareawherewemayfind

    constraintsthenasecondareaisdomesticpolitics.Hereisanexample.In

    the

    United

    Kingdom

    (UK)

    in

    2007

    the

    then

    Labour

    government

    announcedmeasurestoreducegreenhousegasemissionsthrough,for

    example,windfarmconstructionandgrantstohouseholderswhoinstall

    solarpanels.Thatsameyearthegovernmentalsoannouncedplansfor

    airportexpansionandthebuildingofnewroads.Asaircraftandcar

    exhaustincludesCO2thesepolicieswillincreasegreenhousegas

    emissions.In2013,theUKcoalitiongovernmentannouncedthatit

    wouldcutthecostoftheEnergyCompanyObligation(ECO).Theaim

    wastoshave3035offhouseholdenergybills.ECOwasaschemethat

    placedlegalobligationsonenergycompaniestodeliverenergyefficiency

    measures

    in

    the

    domestic

    sector,

    focusing

    on

    hard-to-treat

    homes

    (solid

    wallandcavitywallinsulation)andvulnerableconsumers(suchasthose

    inlow-incomehouseholds,andelderlyandinfirmpeople).Replacingan

    oldboilerisoneexampleofanenergyefficiencymeasure.Butthekey

    issuehereishowmuchthesecutswouldhamperenergy-saving

    improvements.

    Whydogovernmentsoftenadoptseparatepolicieswhich,froman

    environmentalstandpoint,areclearlycontradictory?Thereareanumber

    ofpossibleexplanations.HereIwouldliketosuggestjustone.Withina

    government,differentministriesanddepartmentsmayhavedifferent

    policy

    priorities.

    According

    to

    Graham

    Allisons

    bureaucratic

    politics

    model,governmentpolicycanbeseenastheresultofinteractions

    betweendifferentbureaucracies,eachofwhichhavedifferentinterests

    andpriorities.Furthermore,inanyonestatesomebureaucracieswillhave

    morepowerwithinthepolicy-makingprocessthanothers(Allison,1971).

    Bureaucraticpoliticsmaythereforeresultinpolicyincoherenceandthe

    dominanceofpolicymakingbysomegovernmentdepartmentsatthe

    expenseofothers.

    The

    bureaucratic

    politic

    modelholdsthatpolicy

    decisions

    are

    the

    outcome

    of

    interactions

    between

    different

    groups

    and

    ministries.

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    38 AWarmingWorld

    Allisonsbureaucraticpoliticsmodeldrawsourattentiontothe

    complexityand messinessofpolicymaking.Individualstatesmaynot

    alwayshavecoherentpolicyobjectives.Nationalenvironmentalpolicies

    aretheproductofcontinualnegotiationbetweendifferentministries,

    each

    of

    which

    may

    frame

    environmental

    issues

    in

    different

    ways.

    When

    differentministrieshavedifferentprioritiesthencentralgovernmenthas

    tomakechoicesbetweencompetingpolicyobjectives.Furthermore,

    differentactorsmaylobbygovernmenttoadoptverydifferentpolicies.

    Theseactorsincludenon-governmental organisations(NGOs)suchas

    GreenpeaceandtheWorldWideFundforNature(WWF),tradeunions,

    humanrightsgroupsandthebusinesssector.Somehavegreateraccess

    todecisionmakersthanothersandconsequentlyareabletoexertmore

    influenceoverpolicymaking.TheoppositionoftheUSASenatetothe

    KyotoProtocolisoftenattributedtothepoweroftheAmericanoillobby

    andthepoliticalinfluenceitwieldsintheUSA.

    4.3 Knowledgeconstraints

    Chapter

    3

    examines

    the

    role

    that

    economic

    policy

    instrumentscanplayin

    limitingcarbondioxide

    emissions

    Anothersetofconstraintstoeffectiveenvironmentalpoliciesis

    incompleteoruncertainknowledge.Policymakersdonotlike

    uncertainty.Theywantfirm,clearpredictionsonwhichtobasetheir

    decisions,butthisisrarelypossible.Forexample,economistsmay

    disagreeonwherescarceeconomicresourcesshouldbedirected.Should

    governmentresourcesbedirectedtowardsmitigationoradaptation

    policies?Willtradinginemissionpermitsleadtoareduction incarbon

    emissions?

    Can

    a

    carbon

    tax

    help

    to

    reduce

    CO2 emissions?

    Different

    economistsmayarriveatdifferentconclusionstothesequestions.

    Asyouhaveseen,another importantareaofuncertaintyinclimate

    policymakingisscience.Asaresultofscientificuncertaintiespolicy

    makerscannotknowwhatthepreciseeffectsoftheirpolicieswillbe;the

    futureisbothunknownandunknowable.Knowledgemaybedisputed,

    withdifferentexpertsofferingdifferentinterpretationsoftheavailable

    evidence.Attheirmostsevere,knowledgeconstraintscanpreventthe

    identificationofaproblem.Evenwhenaproblem isknowntoexist,

    knowledgegapsmaymasktherealextentoftheproblem,asthecaseof

    global

    dimming

    illustrates.

    AswellasemittingCO2 andothergases,fossilfuelburningmayemit

    sulphurparticles.Theseparticlescontributetoacidrain.Theyalsoactas

    aerosols.Anaerosolprovidesasitearoundwhichwatervapourcan

    attach,leadingtoraindropformation.Aerosolemissionsincreasecloud

    formationandturnthosecloudsthatdoform intogiantmirrorsthat

    reflectsolarenergybackintospace.Theresult isacoolingeffectonthe

    Earthstemperature.Scientistsrefertothisasthe enhancedaerosol

    effectorglobaldimming.

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    39Chapter1 Climatechange:an introductiontoaheateddebate

    Whereasglobalwarmingisaboutincreasesinheat,globaldimmingis

    aboutdecreasesinthelevelsofsunlightreachingtheEarthssurface.

    Globaldimmingwasfirstidentifiedinthe1950s,although itisonly

    sincethe1970sthatthefullextentoftheproblem inmaskingglobal

    warming

    has

    been

    understood

    (Rotstayn

    et

    al.,

    2006;

    Travis

    et

    al.,

    2002,

    2004).Atleastsomeof theobservedglobalwarmingeffectsincethe

    1970sisduetothesuccessofgovernmentsandbusinessesinEuropeand

    NorthAmericaincounteringacidrainbyreducingaerosolemissions

    fromindustry.Successindealingwithoneatmosphericproblemhas

    thusexposedthefullextentofanother.

    Thephenomenonofglobaldimmingsuggeststhatwemaybechanging

    theworldmorequicklythanwecanunderstandit.Ifclimatepolicyisto

    beeffectivethenscientificknowledgewillneedtoevolvefastenoughto

    keepupwiththefullextentoftheconsequencesofhumanaction.

    4.4 Theroleoftechnology

    Technocentrismisthe

    view

    that

    environmental

    problemscanbesolved

    throughinventionand

    technology.

    Itisoftenassertedthatoneconstrainttomoreeffectiveenvironmental

    policieslieswithtechnology.Accordingtooneview,environmental

    problemscontinuetoexistbecausethepresentpaceoftechnological

    innovationistooslow.What isneededtosolveclimatechangeisthe

    rapidinventionanddevelopmentofanewgenerationof cle