Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 1
List of Capital Markets Services Licence holders for Dealing in Securities Restricted to Unit Trust as at 30 November 2014
No Company
1. A.D. Financial Sdn. Bhd.
2. Aberdeen Islamic Asset Management Sdn Bhd
3. Affin Hwang Asset Management Berhad
4. Amanah Mutual Berhad
5. Amanah Saham Kedah Berhad
6. Amanah Saham Nasional Berhad
7. Amanah Saham Sarawak Berhad
8. Amanahraya Investment Management Sdn. Bhd.
9. AmInvestment Services Berhad
10. Apex Investment Services Berhad
11. Areca Capital Sdn Bhd
12. BIMB Investment Management Berhad
13. Blueprint Planning Sdn. Bhd.
14. CIMB-Principal Asset Management Berhad
15. Eastspring Investments Berhad
16. FA Advisory Sdn Bhd
17. FIN Freedom Sdn Bhd
18. Franklin Templeton GSC Asset Management Sdn. Bhd.
19. Harveston Wealth Management Sdn Bhd
20. Hong Leong Asset Management Bhd
21. iFAST Capital Sdn Bhd
22. Inter-Pacific Asset Management Sdn Bhd
23. KAF Fund Management Sdn Bhd
24. KAF Investment Funds Berhad
25. Kenanga Investors Berhad
26. Kumpulan Sentiasa Cemerlang Sdn Bhd
27. Legacy Advisory Sdn Bhd
28. Libra Invest Berhad
29. Manulife Asset Management Services Berhad
30. Maybank Asset Management Sdn Bhd
31. MIDF Amanah Asset Management Berhad
32. Pacific Mutual Fund Berhad
33. Pelaburan Johor Berhad
34. Pengurusan Kumipa Berhad
35. Permodalan BSN Berhad
36. Pheim Unit Trusts Berhad
37. Phillip Mutual Berhad
38. PMB Investment Berhad
39. PTB Unit Trust Berhad
40. Public Mutual Berhad
41. RHB Asset Management Sdn Bhd
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 2
No Company
42. RHB Islamic International Asset Management Berhad
43. Saham Sabah Bhd
44. Standard Financial Adviser Sdn Bhd
45. TA Investment Management Berhad
46. UOB Asset Management (Malaysia) Berhad
47. Whitman Independent Advisors Sdn. Bhd.
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 3
1. A.D. Financial Sdn. Bhd. (formerly known as A.D. Capital Sdn. Bhd.)
Shareholder A.D. Capital Holdings Sdn. Bhd.
Directors Yap Kean Wai Executive Director
Tai Hui Chung Executive Director
Company Secretary Wong Shan May
Business Address
Headquarters
Address Suite 716, 7th Floor,Block E, Phileo Damansara 1,Jalan 16/11, 46350 Petaling Jaya, Selangor, MALAYSIA Telephone 603 7956 8833
Fax 603 7957 3833
2. Aberdeen Islamic Asset Management Sdn Bhd
Shareholder Aberdeen Asset Management Sdn. Bhd.
Directors Wong Chee Kin Executive Director
Gerald Michael Ambrose Non Executive Director
Hugh Young Non Executive Director Tunku Rozita binti Tunku Abdul Malek Non Executive Director
Amarjit Singh Chhina Non Executive Director
Chief Executive Officer Gerald Michael Ambrose
Company Secretaries Jasni bin Abdul Jalil Won Swee Hwan
Business Address
Headquarters
Address 26.3, Level 26, Menara IMC, Letter Box 66, No. 8, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2053 3800 Fax 603 2031 1868
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 4
3. Affin Hwang Asset Management Berhad
Shareholders Affin Hwang Investment Bank Berhad
Nikko Asset Management Asia Limited
Directors Teng Chee Wai Executive Director
Tan Sri Dato' Seri Che Lodin bin Wok Kamaruddin Non Executive Director
Major General Dato' Latip Bin Ismail Non Executive Director
Maimoonah binti Mohamed Hussain Non Executive Director
Blair Chilton Pickerell Non Executive Director
Seet Oon Hui Eleanor (Xue Enhui Eleanor) Alternate Director to Blair Chilton Pickerell
Abd Malik Bin A Rahman Non Executive Director
Company Secretary Azizah binti Shukor
Compliance Officer Shahrin Bin Shaikh Mohd
Ho Pei Yee
Nurmadihah binti Jusoh
Wan Juliana Aigawati binti Wan Mat
Sim Yee Ling
Key Management Shahrin Bin Shaikh Mohd Head of Compliance
Business Address
Headquarters
Address Suite 10-01, 10th Floor, Suite 11-01, 11th Floor, Suite 12-03, 12th Floor & 23rd Floor, Suite 21-03 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2116 6000
Fax 603 2116 6100
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 5
4. Amanah Mutual Berhad
Shareholder Amanah Saham Nasional Berhad
Directors Tun Dato' Seri Ahmad Sarji bin Abdul Hamid Non Executive Director
Tan Sri Dato’ Hamad Kama Piah bin Che Othman Non Executive Director
Tan Sri Dato’ Md. Desa bin Pachi Non Executive Director
Tan Sri Dato’ Dr. Wan Mohd Zahid bin Mohd Noordin Non Executive Director Idris Kechot Non Executive Director
Company Secretary Adibah Khairiah binti Ismail @ Daud
Business Address
Headquarters
Address 34th Floor, Menara PNB, 201-A, Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2034 0801 Fax 603 2160 5958
5. Amanah Saham Kedah Berhad
Shareholder Permodalan Kedah Berhad
Directors Suliman bin Bakar Executive Director
Prof. Dato' Dr. Mohd Salleh bin Hj. Din Non Executive Director Prof. Dr. Rushami Zien bin Yusoff Non Executive Director
Dato’ Abdul Halim bin Abdullah Non Executive Director
Hj. Ahmad bin Hj. Ismail Non Executive Director
Chief Executive Officer Adi Harriman bin Abdul Majid
Company Secretary Noorma binti Mohd Zain
Compliance Officer Dzulkifli bin Ahmad
Business Address
Headquarters
Address 178-180, Lebuhraya Sultanah Bahiyah, 05350 Alor Star, Kedah, MALAYSIA Telephone 604 730 0323
Fax 604 730 0320
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 6
6. Amanah Saham Nasional Berhad
Shareholders Permodalan Nasional Berhad
Directors Tan Sri Dato’ Hamad Kama Piah bin Che Othman Executive Director
Idris bin Kechot Executive Director
Tun Dato' Seri Ahmad Sarji bin Abdul Hamid Non Executive Director
Tan Sri Dato’ Md. Desa bin Pachi Non Executive Director Tan Sri Dato’ Dr. Wan Mohd Zahid bin Mohd Noordin Non Executive Director
Tan Sri Dato' Seri Ainum binti Mohamed Saaid Non Executive Director
Company Secretary Adibah Khairiah binti Ismail @ Daud
Business Address
Headquarters
Address 25th Floor, Menara PNB, 201-A , Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2050 5161
Fax 603 2161 0082
7. Amanah Saham Sarawak Berhad
Shareholder Permodalan ASSAR Sdn Bhd
Directors Tan Sri Datuk Amar Haji Bujang bin Mohd Nor Non Executive Director
Dato’ Sri Ahmad Tarmizi bin Haji Sulaiman Non Executive Director
Datuk Abang Haji Abdul Karim bin Tun Abang Haji Openg Non Executive Director
Senator Dato’ Haji Idris bin Buang Non Executive Director
Datuk Ambrose Blikau Anak Enturan Non Executive Director
Tuan Haji Soedirman bin Haji Aini Non Executive Director
Dato' Peter Anak Minos Non Executive Director
Hasmawati binti Sapawi Alternate Director
Company Secretaries Lim Mei Fung
Mildred Lanai Wong
Business Address
Headquarters
Address Lot 357, Section 5 KTLD, Jalan Satok, 93400 Kuching, Sarawak, MALAYSIA
Telephone 6082 231 433
Fax 6082 231 461
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 7
8. Amanahraya Investment Management Sdn. Bhd. (formerly known as AmanahRaya-JMF Asset Management Sdn. Bhd.)
Shareholder Amanah Raya Berhad
Directors Meor Khairi bin Meor Mohd Bazid Executive Director
Datuk Mohamed Adnan bin Ali Non Executive Director
Azhar bin Harun Non Executive Director Haji Che Pee Bin Samsudin Non Executive Director
Zulkifly bin Sulaiman Non Executive Director
Hawariah Bt Idris Non Executive Director
Chief Executive Officer Meor Khairi bin Meor Mohd Bazid
Company Secretary Norhaslinda binti Samin
Compliance Officer Ridza bin Ahmad Jalaludin
Business Address
Headquarters
Address 7
th & 8
th Floor, Wisma Amanah Raya, 2 Jalan Ampang, 50508 Kuala Lumpur, Wilayah Persekutuan,
MALAYSIA
Telephone 603 2686 5200
Fax 603 2686 5300
9. AmInvestment Services Berhad
Shareholder AmInvestment Bank Berhad
Directors Harinder Pal Singh a/l Joga Singh Executive Director
Prof. Dr Annuar Md Nassir Non Executive Director
Datin Maznah binti Mahbob Non Executive Director
Kok Tuck Cheong Non Executive Director
Mustafa bin Mohd Nor Non Executive Director
Company Secretary Koh Suet Peng
Compliance Officer Nervinderjeet Kaur a/p Gurnam Singh
Business Address
Headquarters
Address 9th
Floor, Bangunan AmBank Group, 55 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2032 2888
Fax 603 2026 5630
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 8
10. Apex Investment Services Berhad
Shareholders Apex Equity Holdings Berhad JF Apex Securities Berhad
Directors Tan Keah Huat Chief Executive Officer
Dzulkarnine bin Kazim Executive Director
Dato’ Tunku Ahmad Zahir bin Tunku Ibrahim Non Executive Director Chan Guan Seng Non Executive Director
Shamsul Bahriah bin Ibrahim Non Executive Director
Company Secretaries Tan Cheng Han
Low Kim Heow
Compliance Officer Norlida binti Mohd Nor
Business Address
Headquarters
Address Suite 7-02, 7th
Floor, Menara Apex, Off Jalan Semenyih, Bukit Mewah, 43000 Kajang, Selangor, MALAYSIA
Telephone 603 8736 1118
Fax 603 8737 7924
11. Areca Capital Sdn. Bhd.
Shareholders Kumpulan RZA Sdn. Bhd.
Jernih Asia Berhad
Wong Teck Meng
Nor Juleeana Badron
Directors Wong Teck Meng Executive Director
Dr Junid bin Saham Non Executive Director
Wee Hoe Soon @ Gooi Hoe Soon Non Executive Director
Tam Chiew Lin Non Executive Director Raja Zaharaton binti Raja Zainal Abidin Non Executive Director
Company Secretary Fong Yin Peng
Compliance Officer Khiew Pooi Yee
Business Address
Headquarters
Address 107, Block B, Pusat Dagangan Phileo Damansara 1, No. 9, Jalan 16/11 Off Jalan Damansara, 46350 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 4044 9811
Fax 603 4044 9822
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 9
12. BIMB Investment Management Berhad (formerly known as BIMB Unit Trust Management Berhad)
Shareholder Bank Islam Malaysia Berhad
Directors Nazaruddin bin Othman Chief Executive Officer
Mustapha bin Hamat Non Executive Director
Ghazali bin Awang Non Executive Director
Khairul bin Kamarudin Non Executive Director
Zukri bin Samat Non Executive Director
Malkiat Singh @ Malkit Singh Maan A/L Delbara Singh Non Executive Director
Dr. Mohd Hatta bin Dagap Non Executive Director
Company Secretary Norhidayati binti Mohamat Salim
Compliance Officer Azman bin Ali
Business Address
Headquarters
Address Level 19, Menara Bank Islam, No. 22, Jalan Perak, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2161 2524 / 603 2161 2924
Fax 603 2161 2464
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 10
13. Blueprint Planning Sdn. Bhd.
Shareholders Raju K. Ramasamy Normaria binti Omar
Wong Li Yuin
V. Thanga Velu a/l A Velu
Directors
V. Thanga Velu a/l A Velu Executive Director Normaria binti Omar Non Executive Director
Wong Li Yuin Non Executive Director
Company Secretaries Kuan Hui Fang
Tham Wai Ying
Business Address
Headquarters
Address No.107, Level 1, Block 2, Laman Seri Business Park, Persiaran Sukan Seksyen 13, ,40100 Shah Alam, Selangor, MALAYSIA
Telephone 603 5512 5845
Fax 603 5510 5845
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 11
14. CIMB-Principal Asset Management Berhad
Shareholders CIMB Group Sdn Bhd Principal International (Asia) Limited
Directors Munirah binti Khairuddin Executive Director
Dato' Tengku Zafrul bin Tengku Abdul Aziz Non Executive Director
Raja Noorma binti Raja Othman Non Executive Director
Wong Joon Hian Non Executive Director
Anwar bin Haji @ Aji Non Executive Director
Rex, Auyeung Pak Kuen Non Executive Director
Fad'l bin Mohamed Non Executive Director
A. Huzaime bin Abdul Hamid Non Executive Director
John Campbell Tupling Non Executive Director
Nor Azzam Bin Abdul Jalil Non Executive Director
Luis Eduardo Valdes Illanes Non Executive Director
Badlisyah bin Abdul Ghani Alternate Director to Raja Noorma binti Raja Othman
Ned Alan Burmeister Alternate Director to Luis Eduardo Valdes Illanes
Chief Executive Officer Munirah binti Khairuddin
Company Secretaries Rossaya Mohd Nashir
Halimah binti Habib
Compliance Officer Yap Ben Shiow
Business Address
Headquarters
Address Level 5, Menara Milenium, 8 Jalan Damanlela, Bukit Damansara, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2084 2000
Fax 603 2084 2004
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 12
15. Eastspring Investments Berhad (formerly known as Prudential Fund Management Berhad)
Shareholders Sri Han Suria Sdn Bhd
Nova Sepadu Sdn Bhd
Directors Cheah Lee Ling Executive Director
Tan Sri Datuk Abdul Rahim bin Haji Din Non Executive Director
Ho Yik Non Executive Director
Julian Christopher Vivian Pull Non Executive Director
Iskander bin Ismail Mohamed Ali Non Executive Director
Guy Robert Strapp Non Executive Director
Chief Executive Officer Cheah Lee Ling
Company Secretaries Vijey a/l Mohana Krishnan
Cheong Chooi Keat
Compliance Officer Nor Azlina Binti Mohd Akhir
Business Address
Headquarters
Address Level 12, Menara Prudential, 10 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2052 3388 Fax 603 2170 0399
16. FA Advisory Sdn Bhd (formerly known as Uniplan Advisory Sdn. Bhd.)
Shareholders
Financial Alliance Corporation Pte Ltd
Tan Ai Chin
Woon Wai Min
Directors Tan Ai Chin Executive Director
Tang Khan Loon Non Executive Director
Wan Mohamad Sani Bin Wan A Hamid Non Executive Director
Company Secretary Kua Swee Tieng
Business Address
Headquarters
Address Suite 29-6, Level 29, Menara 1 Mont' Kiara, 1 Jalan Kiara, Mont' Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 6211 4011
Fax 603 6211 4031
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 13
17. FIN Freedom Sdn Bhd (formerly known as Lion Wealth Advisors Sdn Bhd)
Shareholders Lion Team Adviser Sdn. Bhd.
Chan Boon Jiunn Lim Beng Leng
Sin Chee Kwan
Lam Wai Min@Lam Ah Kow
Goh Suan Chin
Directors Sin Chee Kwan Executive Director
Thum Kheng Pong Executive Director
Company Secretary Chew Ai Keow
Business Address
Headquarters
Address D'Piazza Mall, No. 70-1-73, Jalan Mahsuri, 11900 Bayan Lepas, Pulau Pinang, MALAYSIA Telephone 604 644 3466
Fax 604 645 3544
18. Franklin Templeton GSC Asset Management Sdn. Bhd.
Shareholder Franklin Templeton Capital Holdings Pte. Ltd.
Directors Sandeep Singh Executive Director
Nor Hanifah binti Hashim Executive Director
Stephen Ernest Grundlingh Non Executive Director
Lim Seh Kuan Non Executive Director
Wan Hanisah Binti Wan Ibrahim Non Executive Director
Chak Choy Sim Non Executive Director
Company Secretaries Jasni bin Abdul Jalil Won Swee Hwan
Compliance Officer Chooi Wei Fern
Business Address
Headquarters
Address Suite 31-02, 31st Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2145 8971
Fax 603 2145 9071
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 14
19. Harveston Wealth Management Sdn Bhd (formerly known as GV Wealth Planners Sdn. Bhd.)
Shareholder Harveston Capital Sdn. Bhd.
Directors Chin Chee Keong Executive Director
Phang Kar Yew Executive Director
Tan Kian Keong Executive Director Ooi Chin Ann Executive Director
Company Secretaries Ng Phooi Yuen
Lau Chin Lee
Business Address
Headquarters
Address D-9-02, Block D, Oasis Square, No 2 Jalan PJU 1A/7A, Ara Damansara, 47301 Petaling Jaya, Selangor, MALAYSIA
Telephone 03-2035 6998
Fax 03-7831 7998
20. Hong Leong Asset Management Bhd (formerly known as HLG Unit Trust Bhd)
Shareholder Hong Leong Capital Berhad
Directors Hoo See Kheng Executive Director
Dato’ Abdul Majit bin Ahmad Khan Non Executive Director
Dato' Tunku Mahmood Fawzy bin Tunku Muhiyiddin Non Executive Director
Choong Yee How Non Executive Director
Chief Executive Officer Hoo See Kheng
Company Secretaries Moh Suat Moi
Lee Tiong Jie
Compliance Officers Chew Mei Ling
Rozy binti Hashim
Jessie Peter a/p T P Caleb Peter
Business Address
Headquarters
Address Level 19, Menara HLA, No. 3, Jalan Kia Peng, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2733 2500
Fax 603 2733 2541
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 15
21. iFAST Capital Sdn Bhd
Shareholder iFAST Malaysia Sdn Bhd (F.K.A. iFAST-OSK Sdn Bhd)
Directors Lim Chung Chun Executive Director
Tan Yik Kuan Executive Director
Wong Weiyi Non Executive Director
Zakaria Bin Lebai Said Non Executive Director
Company Secretaries Kuan Hui Fang
Wong Wai Foong
Business Address
Headquarters
Address Level 28, Menara Standard Chartered, No. 30 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2149 0555
Fax 603 2143 1218
22. Inter-Pacific Asset Management Sdn. Bhd.
Shareholder Inter-Pacific Securities Sdn. Bhd.
Directors Tan Mun Choy Executive Director
Nazzrul Azman bin Din Executive Director
Dato' Paduka Mahkota Terengganu Mohd Yusoff @ Md. Yusoff Bin Jaafar
Kuok Wee Kiat @ Kuck Wee Kiat
Abdul Majid Bin Mohd Harun
Mohd Fuad Foo bin Abdullah
Company Secretaries Su Swee Hong
Wong Siew Guek
Compliance Officer Elda Mazleen binti Mazlan
Business Address
Headquarters
Address West Wing, Level 13, Berjaya Times Square, No. 1, Jalan Imbi, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2117 1888
Fax 603 2144 1686
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 16
23. KAF Fund Management Sdn. Bhd.
Shareholder AKKA Sdn Bhd
Directors Zulkifli bin Ishak Executive Director
Thariq Usman bin Ahmad Executive Director
Abdul Rahim Bin Ismail
Company Secretary Wong Loke Lim
Business Address
Headquarters
Address 13th Floor Chulan Tower, No.3 Jalan Conlay, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2168 8998
Fax 603 2168 8986
24. KAF Investment Funds Berhad (formerly known as Alliance Investment Management Berhad)
Shareholder KAF Seagroatt & Campbell Berhad
Directors Yong Yit Hin Executive Director
Tan Sri Abu Talib bin Othaman Non Executive Director
Datuk Khatijah binti Ahmad Non Executive Director
Dato' Zakri Afandi Bin Ismail Non Executive Director Chan Hwang Hsiung Non Executive Director
Company Secretary Siti Nurmazita Binti Mustapha
Compliance Officers Mas Johan Bin Harris
Ch'ng Soon Kim
Business Address
Headquarters
Address Level 11, Chulan Tower, No.3 Jalan Conlay, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2168 8823
Fax -
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 17
25. Kenanga Investors Berhad (formerly known as CMS Trust Management Berhad)
Shareholder Kenanga Investment Bank Berhad
Directors Syed Zafilen bin Syed Alwee Executive Director
Ismitz Matthew De Alwis Executive Director
Raja Dato' Seri Raja Abdul Aziz bin Raja Salim Non Executive Director
Datuk Syed Ahmad Alwee Alsree Non Executive Director
Kho Yaw Huat Non Executive Director
Vivek Sharma Non Executive Director
Peter John Rayner Non Executive Director
Company Secretary Norliza Binti Abd Samad
Business Address
Headquarters
Address Suite 1202, 12th Floor, Kenanga International, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2057 3688
Fax 603 2161 8807
26. Kumpulan Sentiasa Cemerlang Sdn. Bhd.
Shareholders George Lim Kok Eng Tan Beng Ling
Rozilia Mohd Amin
Asgari bin Tan Sri Mohd Fuad Stephens
Directors George Lim Kok Eng Executive Director Ahmad Nadzim bin Abdul Manan Executive Director
Company Secretary Eng Bee Hong
Compliance Officer Siti Noraisyah Binti Nordin
Business Address
Headquarters
Address Suite E-13A-14, Block E, Plaza Mont' Kiara, 2 Jalan Kiara, Mont' Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 6203 3888
Fax 603 6201 2118
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 18
27. Legacy Advisory Sdn Bhd
Shareholders Chan Kin Wai Thaw Yeng Cheong
Directors Chan Kin Wai Executive Director
Thaw Yeng Cheong Executive Director
Company Secretary Ng Mee Lan
Business Address
Headquarters
Address 7A, Jalan Todak 5, Pusat Bandar Seberang Jaya, 13700 Seberang Jaya, Pulau Pinang, MALAYSIA
Telephone 604 398 8226
Fax 604 390 6223
28. Libra Invest Berhad (formerly known as Avenue Invest Berhad)
Shareholder Avenue Capital Resources Berhad
Directors Mohd Fadzil bin Mohamed Executive Director
Datuk Kamarudin bin Md Ali Non Executive Director Khairuddin bin Ibrahim Non Executive Director
Mahadzir bin Azizan Non Executive Director
Gareth Lim Tze Xiang Non Executive Director
Chin Jon Wei Alternate Director to Gareth Lim Tze Xiang
Chief Executive Officer Mohd Fadzil bin Mohamed
Company Secretary Chan Soon Lee
Compliance Officer Yusidawati Binti Mt Yusuf
Business Address
Headquarters
Address Ground Floor, Bangunan ECM Libra, 8 Jalan Damansara Endah, Damansara Heights, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2089 1888
Fax 603 2096 1908
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 19
29. Manulife Asset Management Services Berhad (formerly known as Manulife Unit Trusts Berhad)
Shareholder Manulife Holdings Berhad
Directors Chong Soon Min Executive Director
Wong Boon Choy Executive Director
Datuk Seri Panglima Mohd Annuar bin Zaini Non Executive Director
Md Agil bin Mohd Natt Non Executive Director
Michael Floyd Dommermuth Non Executive Director
Edmond Cheah Swee Leng Non Executive Director
Company Secretaries Ling Chui Shee
Jasbender Kaur A/P Mehar Singh
Compliance Officers Tew Sow Hume
Yooi Foong Hing
Business Address
Headquarters
Address Tingkat 13, Menara Manulife , No. 6, Jalan Gelenggang, Damansara Heights, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2719 9228
Fax 603 2094 7654
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 20
30. Maybank Asset Management Sdn Bhd (formerly known as Mayban Investment Management Sdn. Bhd.)
Shareholders Maybank Asset Management Group Berhad
Directors Badrul Hisyam bin Abu Bakar Executive Director
Nor'Azamin bin Salleh Non Executive Director
Datuk Karownakaran @ Karunakaran a/l Ramasamy Non Executive Director
Datuk Mohaiyani binti Shamsudin Non Executive Director
Loh Lee Soon Non Executive Director
Mohd Shariff bin Sulaiman Non Executive Director
Chief Executive Officer Badrul Hisyam bin Abu Bakar
Company Secretaries Wan Maizuni Wan Mohamad
Compliance Officers Ng Li Yin
Fatimatul Zainulha binti Mohamed Isa
Business Address
Headquarters
Address Tingkat 12, Tower C, Dataran Maybank, No. 1 Jalan Maarof, 59000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2297 7888 Fax 603 2297 7880
31. MIDF Amanah Asset Management Berhad (formerly known as Amanah SSCM Asset Management Sdn. Bhd.)
Shareholder Malaysian Industrial Development Finance Berhad
Directors Azlan bin Hussin Executive Director
Datuk Mohd Najib bin Abdullah Non Executive Director
Dato' Kalsom binti Abd. Rahman Non Executive Director
Datin Shahrizan binti Abdullah Non Executive Director
Sharkawi Alias Non Executive Director Abdul Rahim bin Abdul Hamid Non Executive Director
Company Secretary Hadidah binti Amin
Compliance Officer Dahlia binti Mohd Razali
Business Address
Headquarters
Address Level 3A, Menara MIDF, 82 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2173 8888
Fax 603 2173 8555
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 21
32. Pacific Mutual Fund Berhad
Shareholders Koperasi Angkatan Tentera Malaysia Berhad Lion Global Investors Limited
Directors Gan Cheong Moh Executive Director
Dato' Ahmad Zahudi Bin Salleh Non Executive Director
Gerard Lee How Cheng Non Executive Director Ong Eu Jin Non Executive Director
Tan Thian Peng James Non Executive Director
Company Secretaries Chong Yok Hua
Quah Boon Huat
Compliance Officer Chor Yit Wah
Business Address
Headquarters
Address 1001, Level 10, Uptown 1, Jalan SS21/58, Damansara Uptown, 47400 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7725 9877
Fax 603 7725 9860
33. Pelaburan Johor Berhad
Shareholder Permodalan Teras Sdn Bhd
Directors Normala binti Bujang Executive Director
Dato' Ayub bin Mion Non Executive Director Tuan Haji Mohd Salleh bin Mohamed Non Executive Director
Aminudin bin Dawam Non Executive Director
Jamaludin bin Md. Ali Non Executive Director
Company Secretary Hana binti Ab Rahim @ Ali
Compliance Officer Anisah binti Ramdan
Business Address
Headquarters
Address Room 402, Level 4, Persada Johor International Convention Centre, Jalan Abdullah Ibrahim, 80000 Johor Bahru, Johor, MALAYSIA
Telephone 607 223 0350 Fax 607 224 5251
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 22
34. Pengurusan Kumipa Berhad
Shareholder Amanah Saham Pahang Berhad
Directors Hajjah Nor Asmah bin Abdul Executive Director
Profesor Dato' Dr. Muhamad bin Muda Non Executive Director
Dato' Seri Adnan bin Yaakob Non Executive Director
Dato' Haji Mohd Ali Hanafiah bin Sh Ruji Non Executive Director Bahari bin Johari Non Executive Director
Mazelan @ Rosely Abdul Rahman Non Executive Director
Company Secretary Mohd Nazari bin Yunus
Compliance Officer Noor Hasimah binti Muhamad
Business Address
Headquarters
Address Tingkat 20, Kompleks Terumtum, Jalan Mahkota, Peti Surat 225, 25720 Kuantan, Pahang, MALAYSIA
Telephone 609 513 3900
Fax 609 513 3949
35. Permodalan BSN Berhad
Shareholder Bank Simpanan Nasional
Directors Kamarul Izam bin Idrus Chief Executive Officer Tan Sri Dato' Sri Abu Bakar Bin Haji Abdullah Non Executive Director
Dato’ Dr Gan Miew Chee @ Gan Khuan Poh Non Executive Director
Datuk Azizan bin Abd Rahman Non Executive Director
Adinan Bin Maning Non Executive Director
Roslani bin Hashim Non Executive Director
Yunos bin Abd Ghani Non Executive Director
Company Secretary Nor Eliza binti Musa @ Ayob
Compliance Officer Saifullizan Mohd Said
Business Address
Headquarters
Address Aras 19, Lot 1, Bangunan TH Selborn, 153 Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2180 9020
Fax 603 7966 5660
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 23
36. Pheim Unit Trusts Berhad
Shareholder Pheim Asset Management Sdn Bhd
Directors Dr Tan Chong Koay Executive Director
Azmi Malek Merican Non Executive Director
Wong Cheng Leong Non Executive Director
Hoi Weng Kong Non Executive Director
Chief Executive Officer Ong Kheng Liat
Company Secretary Wong Kok Hei
Business Address
Headquarters
Address 7th Floor, Menara Hap Seng, (Letter Box 12), No. 1 & 3 Jalan P.Ramlee, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2142 8888
Fax 603 2141 9199
37. Phillip Mutual Berhad
Shareholders Phillip Capital Holdings Sdn Bhd Ehsan Astaka Sdn Bhd
Directors Mohd Fadzli bin Mohd Anas Executive Director
Tan Sri Dato’ Ir Talha bin Mohd Hashim Non Executive Director
Tan Sri Dato’ Ir Jamilus bin Md Hussin Non Executive Director
Nona binti Salleh Non Executive Director
Andy Lim Say Kiat Non Executive Director
Linus Lim Wen Sheong Non Executive Director
Lee Chay Khiong Alternate Director
Company Secretary Tan Boon Seng
Business Address
Headquarters
Address B-2-7 Megan Avenue II, 12 Jalan Yap Kwan Seng, 50450 Kuala Lumpur, Wilayah Persekutuan , MALAYSIA
Telephone 603 2715 9802
Fax 603 2664 1716
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 24
38. PMB Investment Berhad (formerly known as ASM Investment Services Berhad)
Shareholder Amanah Saham Mara Berhad
Directors Dato' Mohammad Safie bin Asnan @ Asnawi Non Executive Director
Nik Mohamed Zaki bin Nik Yusoff Non Executive Director
Ameer Ali bin Vali Mohamed Non Executive Director
Faridah Haji Hassan Non Executive Director
Abd Rahim Bin Abdul Non Executive Director
Zamani bin Md. Noor Non Executive Director
Mansoor bin Ahmad Non Executive Director
Ahmad Nazim bin Abd Rahman Non Executive Director
Chief Executive Officer Ameer Ali bin Vali Mohamed
Company Secretary Shahrizat binti Othman
Compliance Officer Mohd Adzhar Bin Abd Hamed
Business Address
Headquarters
Address Ground Floor, Wisma PMB, 1A, Jalan Lumut, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 4145 3800
Fax 603 4145 3901
39. PTB Unit Trust Berhad
Shareholder Permodalan Terengganu Berhad
Directors Haji Wan Mohd AlBakri bin Wan Md Noor Non Executive Director
Sulaiman bin Salleh Non Executive Director
Md. Som bin Mangy Non Executive Director Mazlan bin Ngah Non Executive Director
Mohamad bin Shahul Hameed Non Executive Director
Company Secretary Saliza binti Abdul Rahman
Compliance Officer Mohamad Azhar bin Sulaiman
Business Address
Headquarters
Address 29-01, KT Business Centre, Jalan Sultan Mohamad, 21100 Kuala Terengganu, Terengganu, MALAYSIA
Telephone 609 622 0999
Fax 609 622 9555 / 609 623 8444
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 25
40. Public Mutual Berhad
Shareholders Public Consolidated Holdings Sdn Bhd
Business Premium Sdn Bhd
Rothputra Nominees (Tempatan) Sdn Bhd
Directors Yeoh Kim Hong Executive Director
Tan Sri Dato’ Sri Dr. Teh Hong Piow Non Executive Director
Tan Sri Dato’ Thong Yaw Hong Non Executive Director
Dato' Dr Mohamed Ishak bin Haji Mohamed Ariff Non Executive Director Dato' Mohammed Najeeb Bin Abdullah Non Executive Director
Dato’ Sri Tay Ah Lek Non Executive Director
Dato' Lee Kong Nam @ Lee Kong Lam Non Executive Director
Haji Abdul Aziz bin Omar Non Executive Director
Quah Poh Keat Non Executive Director
Company Secretaries Pang Siew Han
Tang Pueh Fong
Compliance Officers Abdul Samad Bin Jaafar Mahadi Bin Abdul Rahaman
Business Address
Headquarters
Address Block B, Sri Damansara Business Park, Persiaran Industri, Bandar Sri Damansara, 52200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 6279 6800
Fax 603 6277 9800
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 26
41. RHB Asset Management Sdn Bhd (formerly known as RHB Investment Management Sdn Bhd)
Shareholder RHB Capital Berhad
Directors Ong Yin Suen Executive Director
Othman bin Jusoh Non Executive Director
Khairuddin bin Ahmad Non Executive Director Chin Yoke Chung Patrick Non Executive Director
Abdul Aziz Peru Mohamed Non Executive Director
Chief Executive Officer Ho Seng Yee
Company Secretary Azman Shah bin Md Yaman
Compliance Officer Wong Ching Fai
Business Address
Headquarters
Address 19th Floor, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2333 8333 Fax 603 2161 6033
42. RHB Islamic International Asset Management Berhad (formerly known as OSK-UOB Islamic Fund Management Berhad)
Shareholder OSK-UOB Investment Management Berhad
Directors Md Noor bin Hj A Rahman Executive Director
Ho Seng Yee Non Executive Director
Khairuddin Bin Ahmad Non Executive Director
Dato’ Othman bin Jusoh Non Executive Director
Abdul Aziz Peru Mohamed Non Executive Director
Company Secretary Azman Shah bin Md Yaman
Compliance Officer Wong Ching Fai
Business Address
Headquarters
Address 19th Floor, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2161 2599 / 603 2161 2699
Fax 603 2161 3299
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 27
43. Saham Sabah Bhd
Directors Datuk Hassan Ibrahim Non Executive Director Datuk Maznah Binti Abdul Ghani Non Executive Director
Naim Ahmad Non Executive Director
Kevin K. How Non Executive Director
Godfrey Gregory Joitol Non Executive Director
Makin @ Marcus Mojigoh Non Executive Director
Company Secretaries Nellie binti Sikodol
Aisah Binti Sayadi
Business Address
Headquarters
Address Suite 1-9-W2, W3 & W4, 9th Floor, CPS Tower, Centre Point Sabah, No. 1, Jalan Centre Point, 88000 Kota Kinabalu, Sabah, MALAYSIA
Telephone 6088 266 588
Fax 6088 262 588
44. Standard Financial Adviser Sdn Bhd (formerly known as Standard Financial Planner Sdn. Bhd.)
Shareholder Professional Investment Services (Malaysia) Sdn Bhd
Directors Wong Keng Leong Executive Director
Khoo Chuin Yuen Executive Director Tan Chin Cherng Executive Director
Ruzilah binti Mohammad Alias Non Executive Director
Jamil Khair Bin Ahmad Rashidi Non Executive Director
Company Secretaries Tham Wai Ying Kuan Hui Fang
Business Address
Headquarters
Address Unit B-8-03A, Block B West, Menara PJ8, Jalan Barat Section 8, 46050 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7954 5486
Fax 603 7954 5489
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 28
45. TA Investment Management Berhad
Shareholder TA Securities Holdings Berhad
Directors Choo Swee Kee Executive Director
Wong Hong Meng Non Executive Director
Christopher Koh Swee Kiat Non Executive Director
Zainab binti Ahmad Non Executive Director
Company Secretaries Chuah Wen Pin
Tan Kit Yee
Compliance Officer Siti Saliza binti Md Idris
Business Address
Headquarters
Address 23rd
Floor, Menara TA One, 22 Jalan P. Ramlee, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2031 6603
Fax 603 2031 4479
46. UOB Asset Management (Malaysia) Berhad (formerly known as UOB Asset Management (Malaysia) Sdn Bhd)
Shareholders UOB Asset Management Limited
Newfields Investments Sdn Bhd
Directors Lim Suet Ling Executive Director
Khoo Chock Seang Non Executive Director
Ong Sea Eng Non Executive Director
Izlan bin Izhab Non Executive Director
Seow Lun Hoo Non Executive Director
Dr Choong Tuck Yew Non Executive Director
Company Secretaries Chin Mun Yee
Chua Siew Chuan
Compliance Officers Leow Chi Jung
Loh Su Lin
Business Address
Headquarters
Address Level 3, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2732 1181
Fax 603 2732 1100 / 603 2164 8188
Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 29
47. Whitman Independent Advisors Sdn. Bhd.
Shareholders Yap Ming Hui Yap Choy Har
Directors Yap Ming Hui Executive Director
Yap Choy Har Non Executive Director
Company Secretary Chai Yah Kang
Business Address
Headquarters
Address No. 19-2, Level 1, Block E1 Jalan PJU 1/42, Dataran Prima, 47301 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7880 8359
Fax 603 7880 8615