list of capital markets services licence holders for ... · shareholders raju k. ramasamy normaria...

Securities Commission Malaysia | Dealing in Securities Restricted to Unit Trust as at 30 November 2014 1

List of Capital Markets Services Licence holders for Dealing in Securities Restricted to Unit Trust as at 30 November 2014

No Company

1. A.D. Financial Sdn. Bhd.

2. Aberdeen Islamic Asset Management Sdn Bhd

3. Affin Hwang Asset Management Berhad

4. Amanah Mutual Berhad

5. Amanah Saham Kedah Berhad

6. Amanah Saham Nasional Berhad

7. Amanah Saham Sarawak Berhad

8. Amanahraya Investment Management Sdn. Bhd.

9. AmInvestment Services Berhad

10. Apex Investment Services Berhad

11. Areca Capital Sdn Bhd

12. BIMB Investment Management Berhad

13. Blueprint Planning Sdn. Bhd.

14. CIMB-Principal Asset Management Berhad

15. Eastspring Investments Berhad

16. FA Advisory Sdn Bhd

17. FIN Freedom Sdn Bhd

18. Franklin Templeton GSC Asset Management Sdn. Bhd.

19. Harveston Wealth Management Sdn Bhd

20. Hong Leong Asset Management Bhd

21. iFAST Capital Sdn Bhd

22. Inter-Pacific Asset Management Sdn Bhd

23. KAF Fund Management Sdn Bhd

24. KAF Investment Funds Berhad

25. Kenanga Investors Berhad

26. Kumpulan Sentiasa Cemerlang Sdn Bhd

27. Legacy Advisory Sdn Bhd

28. Libra Invest Berhad

29. Manulife Asset Management Services Berhad

30. Maybank Asset Management Sdn Bhd

31. MIDF Amanah Asset Management Berhad

32. Pacific Mutual Fund Berhad

33. Pelaburan Johor Berhad

34. Pengurusan Kumipa Berhad

35. Permodalan BSN Berhad

36. Pheim Unit Trusts Berhad

37. Phillip Mutual Berhad

38. PMB Investment Berhad

39. PTB Unit Trust Berhad

40. Public Mutual Berhad

41. RHB Asset Management Sdn Bhd


No Company

42. RHB Islamic International Asset Management Berhad

43. Saham Sabah Bhd

44. Standard Financial Adviser Sdn Bhd

45. TA Investment Management Berhad

46. UOB Asset Management (Malaysia) Berhad

47. Whitman Independent Advisors Sdn. Bhd.


1. A.D. Financial Sdn. Bhd. (formerly known as A.D. Capital Sdn. Bhd.)

Shareholder A.D. Capital Holdings Sdn. Bhd.

Directors Yap Kean Wai Executive Director

Tai Hui Chung Executive Director

Company Secretary Wong Shan May

Business Address

Headquarters

Address Suite 716, 7th Floor,Block E, Phileo Damansara 1,Jalan 16/11, 46350 Petaling Jaya, Selangor, MALAYSIA Telephone 603 7956 8833

Fax 603 7957 3833

2. Aberdeen Islamic Asset Management Sdn Bhd

Shareholder Aberdeen Asset Management Sdn. Bhd.

Directors Wong Chee Kin Executive Director

Gerald Michael Ambrose Non Executive Director

Hugh Young Non Executive Director Tunku Rozita binti Tunku Abdul Malek Non Executive Director

Amarjit Singh Chhina Non Executive Director

Chief Executive Officer Gerald Michael Ambrose

Company Secretaries Jasni bin Abdul Jalil Won Swee Hwan

Business Address

Headquarters

Address 26.3, Level 26, Menara IMC, Letter Box 66, No. 8, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2053 3800 Fax 603 2031 1868


3. Affin Hwang Asset Management Berhad

Shareholders Affin Hwang Investment Bank Berhad

Nikko Asset Management Asia Limited

Directors Teng Chee Wai Executive Director

Tan Sri Dato' Seri Che Lodin bin Wok Kamaruddin Non Executive Director

Major General Dato' Latip Bin Ismail Non Executive Director

Maimoonah binti Mohamed Hussain Non Executive Director

Blair Chilton Pickerell Non Executive Director

Seet Oon Hui Eleanor (Xue Enhui Eleanor) Alternate Director to Blair Chilton Pickerell

Abd Malik Bin A Rahman Non Executive Director

Company Secretary Azizah binti Shukor

Compliance Officer Shahrin Bin Shaikh Mohd

Ho Pei Yee

Nurmadihah binti Jusoh

Wan Juliana Aigawati binti Wan Mat

Sim Yee Ling

Key Management Shahrin Bin Shaikh Mohd Head of Compliance

Business Address

Headquarters

Address Suite 10-01, 10th Floor, Suite 11-01, 11th Floor, Suite 12-03, 12th Floor & 23rd Floor, Suite 21-03 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2116 6000

Fax 603 2116 6100


4. Amanah Mutual Berhad

Shareholder Amanah Saham Nasional Berhad

Directors Tun Dato' Seri Ahmad Sarji bin Abdul Hamid Non Executive Director

Tan Sri Dato’ Hamad Kama Piah bin Che Othman Non Executive Director

Tan Sri Dato’ Md. Desa bin Pachi Non Executive Director

Tan Sri Dato’ Dr. Wan Mohd Zahid bin Mohd Noordin Non Executive Director Idris Kechot Non Executive Director

Company Secretary Adibah Khairiah binti Ismail @ Daud

Business Address

Headquarters

Address 34th Floor, Menara PNB, 201-A, Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2034 0801 Fax 603 2160 5958

5. Amanah Saham Kedah Berhad

Shareholder Permodalan Kedah Berhad

Directors Suliman bin Bakar Executive Director

Prof. Dato' Dr. Mohd Salleh bin Hj. Din Non Executive Director Prof. Dr. Rushami Zien bin Yusoff Non Executive Director

Dato’ Abdul Halim bin Abdullah Non Executive Director

Hj. Ahmad bin Hj. Ismail Non Executive Director

Chief Executive Officer Adi Harriman bin Abdul Majid

Company Secretary Noorma binti Mohd Zain

Compliance Officer Dzulkifli bin Ahmad

Business Address

Headquarters

Address 178-180, Lebuhraya Sultanah Bahiyah, 05350 Alor Star, Kedah, MALAYSIA Telephone 604 730 0323

Fax 604 730 0320


6. Amanah Saham Nasional Berhad

Shareholders Permodalan Nasional Berhad

Directors Tan Sri Dato’ Hamad Kama Piah bin Che Othman Executive Director

Idris bin Kechot Executive Director

Tun Dato' Seri Ahmad Sarji bin Abdul Hamid Non Executive Director

Tan Sri Dato’ Md. Desa bin Pachi Non Executive Director Tan Sri Dato’ Dr. Wan Mohd Zahid bin Mohd Noordin Non Executive Director

Tan Sri Dato' Seri Ainum binti Mohamed Saaid Non Executive Director

Company Secretary Adibah Khairiah binti Ismail @ Daud

Business Address

Headquarters

Address 25th Floor, Menara PNB, 201-A , Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2050 5161

Fax 603 2161 0082

7. Amanah Saham Sarawak Berhad

Shareholder Permodalan ASSAR Sdn Bhd

Directors Tan Sri Datuk Amar Haji Bujang bin Mohd Nor Non Executive Director

Dato’ Sri Ahmad Tarmizi bin Haji Sulaiman Non Executive Director

Datuk Abang Haji Abdul Karim bin Tun Abang Haji Openg Non Executive Director

Senator Dato’ Haji Idris bin Buang Non Executive Director

Datuk Ambrose Blikau Anak Enturan Non Executive Director

Tuan Haji Soedirman bin Haji Aini Non Executive Director

Dato' Peter Anak Minos Non Executive Director

Hasmawati binti Sapawi Alternate Director

Company Secretaries Lim Mei Fung

Mildred Lanai Wong

Business Address

Headquarters

Address Lot 357, Section 5 KTLD, Jalan Satok, 93400 Kuching, Sarawak, MALAYSIA

Telephone 6082 231 433

Fax 6082 231 461


8. Amanahraya Investment Management Sdn. Bhd. (formerly known as AmanahRaya-JMF Asset Management Sdn. Bhd.)

Shareholder Amanah Raya Berhad

Directors Meor Khairi bin Meor Mohd Bazid Executive Director

Datuk Mohamed Adnan bin Ali Non Executive Director

Azhar bin Harun Non Executive Director Haji Che Pee Bin Samsudin Non Executive Director

Zulkifly bin Sulaiman Non Executive Director

Hawariah Bt Idris Non Executive Director

Chief Executive Officer Meor Khairi bin Meor Mohd Bazid

Company Secretary Norhaslinda binti Samin

Compliance Officer Ridza bin Ahmad Jalaludin

Business Address

Headquarters

Address 7

th & 8

th Floor, Wisma Amanah Raya, 2 Jalan Ampang, 50508 Kuala Lumpur, Wilayah Persekutuan,

MALAYSIA

Telephone 603 2686 5200

Fax 603 2686 5300

9. AmInvestment Services Berhad

Shareholder AmInvestment Bank Berhad

Directors Harinder Pal Singh a/l Joga Singh Executive Director

Prof. Dr Annuar Md Nassir Non Executive Director

Datin Maznah binti Mahbob Non Executive Director

Kok Tuck Cheong Non Executive Director

Mustafa bin Mohd Nor Non Executive Director

Company Secretary Koh Suet Peng

Compliance Officer Nervinderjeet Kaur a/p Gurnam Singh

Business Address

Headquarters

Address 9th

Floor, Bangunan AmBank Group, 55 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2032 2888

Fax 603 2026 5630


10. Apex Investment Services Berhad

Shareholders Apex Equity Holdings Berhad JF Apex Securities Berhad

Directors Tan Keah Huat Chief Executive Officer

Dzulkarnine bin Kazim Executive Director

Dato’ Tunku Ahmad Zahir bin Tunku Ibrahim Non Executive Director Chan Guan Seng Non Executive Director

Shamsul Bahriah bin Ibrahim Non Executive Director

Company Secretaries Tan Cheng Han

Low Kim Heow

Compliance Officer Norlida binti Mohd Nor

Business Address

Headquarters

Address Suite 7-02, 7th

Floor, Menara Apex, Off Jalan Semenyih, Bukit Mewah, 43000 Kajang, Selangor, MALAYSIA

Telephone 603 8736 1118

Fax 603 8737 7924

11. Areca Capital Sdn. Bhd.

Shareholders Kumpulan RZA Sdn. Bhd.

Jernih Asia Berhad

Wong Teck Meng

Nor Juleeana Badron

Directors Wong Teck Meng Executive Director

Dr Junid bin Saham Non Executive Director

Wee Hoe Soon @ Gooi Hoe Soon Non Executive Director

Tam Chiew Lin Non Executive Director Raja Zaharaton binti Raja Zainal Abidin Non Executive Director

Company Secretary Fong Yin Peng

Compliance Officer Khiew Pooi Yee

Business Address

Headquarters

Address 107, Block B, Pusat Dagangan Phileo Damansara 1, No. 9, Jalan 16/11 Off Jalan Damansara, 46350 Petaling Jaya, Selangor, MALAYSIA

Telephone 603 4044 9811

Fax 603 4044 9822


12. BIMB Investment Management Berhad (formerly known as BIMB Unit Trust Management Berhad)

Shareholder Bank Islam Malaysia Berhad

Directors Nazaruddin bin Othman Chief Executive Officer

Mustapha bin Hamat Non Executive Director

Ghazali bin Awang Non Executive Director

Khairul bin Kamarudin Non Executive Director

Zukri bin Samat Non Executive Director

Malkiat Singh @ Malkit Singh Maan A/L Delbara Singh Non Executive Director

Dr. Mohd Hatta bin Dagap Non Executive Director

Company Secretary Norhidayati binti Mohamat Salim

Compliance Officer Azman bin Ali

Business Address

Headquarters

Address Level 19, Menara Bank Islam, No. 22, Jalan Perak, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2161 2524 / 603 2161 2924

Fax 603 2161 2464


13. Blueprint Planning Sdn. Bhd.

Shareholders Raju K. Ramasamy Normaria binti Omar

Wong Li Yuin

V. Thanga Velu a/l A Velu

Directors

V. Thanga Velu a/l A Velu Executive Director Normaria binti Omar Non Executive Director

Wong Li Yuin Non Executive Director

Company Secretaries Kuan Hui Fang

Tham Wai Ying

Business Address

Headquarters

Address No.107, Level 1, Block 2, Laman Seri Business Park, Persiaran Sukan Seksyen 13, ,40100 Shah Alam, Selangor, MALAYSIA

Telephone 603 5512 5845

Fax 603 5510 5845


14. CIMB-Principal Asset Management Berhad

Shareholders CIMB Group Sdn Bhd Principal International (Asia) Limited

Directors Munirah binti Khairuddin Executive Director

Dato' Tengku Zafrul bin Tengku Abdul Aziz Non Executive Director

Raja Noorma binti Raja Othman Non Executive Director

Wong Joon Hian Non Executive Director

Anwar bin Haji @ Aji Non Executive Director

Rex, Auyeung Pak Kuen Non Executive Director

Fad'l bin Mohamed Non Executive Director

A. Huzaime bin Abdul Hamid Non Executive Director

John Campbell Tupling Non Executive Director

Nor Azzam Bin Abdul Jalil Non Executive Director

Luis Eduardo Valdes Illanes Non Executive Director

Badlisyah bin Abdul Ghani Alternate Director to Raja Noorma binti Raja Othman

Ned Alan Burmeister Alternate Director to Luis Eduardo Valdes Illanes

Chief Executive Officer Munirah binti Khairuddin

Company Secretaries Rossaya Mohd Nashir

Halimah binti Habib

Compliance Officer Yap Ben Shiow

Business Address

Headquarters

Address Level 5, Menara Milenium, 8 Jalan Damanlela, Bukit Damansara, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2084 2000

Fax 603 2084 2004


15. Eastspring Investments Berhad (formerly known as Prudential Fund Management Berhad)

Shareholders Sri Han Suria Sdn Bhd

Nova Sepadu Sdn Bhd

Directors Cheah Lee Ling Executive Director

Tan Sri Datuk Abdul Rahim bin Haji Din Non Executive Director

Ho Yik Non Executive Director

Julian Christopher Vivian Pull Non Executive Director

Iskander bin Ismail Mohamed Ali Non Executive Director

Guy Robert Strapp Non Executive Director

Chief Executive Officer Cheah Lee Ling

Company Secretaries Vijey a/l Mohana Krishnan

Cheong Chooi Keat

Compliance Officer Nor Azlina Binti Mohd Akhir

Business Address

Headquarters

Address Level 12, Menara Prudential, 10 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2052 3388 Fax 603 2170 0399

16. FA Advisory Sdn Bhd (formerly known as Uniplan Advisory Sdn. Bhd.)

Shareholders

Financial Alliance Corporation Pte Ltd

Tan Ai Chin

Woon Wai Min

Directors Tan Ai Chin Executive Director

Tang Khan Loon Non Executive Director

Wan Mohamad Sani Bin Wan A Hamid Non Executive Director

Company Secretary Kua Swee Tieng

Business Address

Headquarters

Address Suite 29-6, Level 29, Menara 1 Mont' Kiara, 1 Jalan Kiara, Mont' Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 6211 4011

Fax 603 6211 4031


17. FIN Freedom Sdn Bhd (formerly known as Lion Wealth Advisors Sdn Bhd)

Shareholders Lion Team Adviser Sdn. Bhd.

Chan Boon Jiunn Lim Beng Leng

Sin Chee Kwan

Lam Wai Min@Lam Ah Kow

Goh Suan Chin

Directors Sin Chee Kwan Executive Director

Thum Kheng Pong Executive Director

Company Secretary Chew Ai Keow

Business Address

Headquarters

Address D'Piazza Mall, No. 70-1-73, Jalan Mahsuri, 11900 Bayan Lepas, Pulau Pinang, MALAYSIA Telephone 604 644 3466

Fax 604 645 3544

18. Franklin Templeton GSC Asset Management Sdn. Bhd.

Shareholder Franklin Templeton Capital Holdings Pte. Ltd.

Directors Sandeep Singh Executive Director

Nor Hanifah binti Hashim Executive Director

Stephen Ernest Grundlingh Non Executive Director

Lim Seh Kuan Non Executive Director

Wan Hanisah Binti Wan Ibrahim Non Executive Director

Chak Choy Sim Non Executive Director

Company Secretaries Jasni bin Abdul Jalil Won Swee Hwan

Compliance Officer Chooi Wei Fern

Business Address

Headquarters

Address Suite 31-02, 31st Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2145 8971

Fax 603 2145 9071

http://hq06ela01/licensing/%09%09%09%09%09%09%09%09%09#


19. Harveston Wealth Management Sdn Bhd (formerly known as GV Wealth Planners Sdn. Bhd.)

Shareholder Harveston Capital Sdn. Bhd.

Directors Chin Chee Keong Executive Director

Phang Kar Yew Executive Director

Tan Kian Keong Executive Director Ooi Chin Ann Executive Director

Company Secretaries Ng Phooi Yuen

Lau Chin Lee

Business Address

Headquarters

Address D-9-02, Block D, Oasis Square, No 2 Jalan PJU 1A/7A, Ara Damansara, 47301 Petaling Jaya, Selangor, MALAYSIA

Telephone 03-2035 6998

Fax 03-7831 7998

20. Hong Leong Asset Management Bhd (formerly known as HLG Unit Trust Bhd)

Shareholder Hong Leong Capital Berhad

Directors Hoo See Kheng Executive Director

Dato’ Abdul Majit bin Ahmad Khan Non Executive Director

Dato' Tunku Mahmood Fawzy bin Tunku Muhiyiddin Non Executive Director

Choong Yee How Non Executive Director

Chief Executive Officer Hoo See Kheng

Company Secretaries Moh Suat Moi

Lee Tiong Jie

Compliance Officers Chew Mei Ling

Rozy binti Hashim

Jessie Peter a/p T P Caleb Peter

Business Address

Headquarters

Address Level 19, Menara HLA, No. 3, Jalan Kia Peng, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2733 2500

Fax 603 2733 2541


21. iFAST Capital Sdn Bhd

Shareholder iFAST Malaysia Sdn Bhd (F.K.A. iFAST-OSK Sdn Bhd)

Directors Lim Chung Chun Executive Director

Tan Yik Kuan Executive Director

Wong Weiyi Non Executive Director

Zakaria Bin Lebai Said Non Executive Director

Company Secretaries Kuan Hui Fang

Wong Wai Foong

Business Address

Headquarters

Address Level 28, Menara Standard Chartered, No. 30 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2149 0555

Fax 603 2143 1218

22. Inter-Pacific Asset Management Sdn. Bhd.

Shareholder Inter-Pacific Securities Sdn. Bhd.

Directors Tan Mun Choy Executive Director

Nazzrul Azman bin Din Executive Director

Dato' Paduka Mahkota Terengganu Mohd Yusoff @ Md. Yusoff Bin Jaafar

Kuok Wee Kiat @ Kuck Wee Kiat

Abdul Majid Bin Mohd Harun

Mohd Fuad Foo bin Abdullah

Company Secretaries Su Swee Hong

Wong Siew Guek

Compliance Officer Elda Mazleen binti Mazlan

Business Address

Headquarters

Address West Wing, Level 13, Berjaya Times Square, No. 1, Jalan Imbi, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2117 1888

Fax 603 2144 1686


23. KAF Fund Management Sdn. Bhd.

Shareholder AKKA Sdn Bhd

Directors Zulkifli bin Ishak Executive Director

Thariq Usman bin Ahmad Executive Director

Abdul Rahim Bin Ismail

Company Secretary Wong Loke Lim

Business Address

Headquarters

Address 13th Floor Chulan Tower, No.3 Jalan Conlay, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2168 8998

Fax 603 2168 8986

24. KAF Investment Funds Berhad (formerly known as Alliance Investment Management Berhad)

Shareholder KAF Seagroatt & Campbell Berhad

Directors Yong Yit Hin Executive Director

Tan Sri Abu Talib bin Othaman Non Executive Director

Datuk Khatijah binti Ahmad Non Executive Director

Dato' Zakri Afandi Bin Ismail Non Executive Director Chan Hwang Hsiung Non Executive Director

Company Secretary Siti Nurmazita Binti Mustapha

Compliance Officers Mas Johan Bin Harris

Ch'ng Soon Kim

Business Address

Headquarters

Address Level 11, Chulan Tower, No.3 Jalan Conlay, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2168 8823

Fax -


25. Kenanga Investors Berhad (formerly known as CMS Trust Management Berhad)

Shareholder Kenanga Investment Bank Berhad

Directors Syed Zafilen bin Syed Alwee Executive Director

Ismitz Matthew De Alwis Executive Director

Raja Dato' Seri Raja Abdul Aziz bin Raja Salim Non Executive Director

Datuk Syed Ahmad Alwee Alsree Non Executive Director

Kho Yaw Huat Non Executive Director

Vivek Sharma Non Executive Director

Peter John Rayner Non Executive Director

Company Secretary Norliza Binti Abd Samad

Business Address

Headquarters

Address Suite 1202, 12th Floor, Kenanga International, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2057 3688

Fax 603 2161 8807

26. Kumpulan Sentiasa Cemerlang Sdn. Bhd.

Shareholders George Lim Kok Eng Tan Beng Ling

Rozilia Mohd Amin

Asgari bin Tan Sri Mohd Fuad Stephens

Directors George Lim Kok Eng Executive Director Ahmad Nadzim bin Abdul Manan Executive Director

Company Secretary Eng Bee Hong

Compliance Officer Siti Noraisyah Binti Nordin

Business Address

Headquarters

Address Suite E-13A-14, Block E, Plaza Mont' Kiara, 2 Jalan Kiara, Mont' Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 6203 3888

Fax 603 6201 2118

http://hq06ela01/licensing/perProfile.asp?personid=25348


27. Legacy Advisory Sdn Bhd

Shareholders Chan Kin Wai Thaw Yeng Cheong

Directors Chan Kin Wai Executive Director

Thaw Yeng Cheong Executive Director

Company Secretary Ng Mee Lan

Business Address

Headquarters

Address 7A, Jalan Todak 5, Pusat Bandar Seberang Jaya, 13700 Seberang Jaya, Pulau Pinang, MALAYSIA


Fax 604 390 6223

28. Libra Invest Berhad (formerly known as Avenue Invest Berhad)

Shareholder Avenue Capital Resources Berhad

Directors Mohd Fadzil bin Mohamed Executive Director

Datuk Kamarudin bin Md Ali Non Executive Director Khairuddin bin Ibrahim Non Executive Director

Mahadzir bin Azizan Non Executive Director

Gareth Lim Tze Xiang Non Executive Director

Chin Jon Wei Alternate Director to Gareth Lim Tze Xiang

Chief Executive Officer Mohd Fadzil bin Mohamed

Company Secretary Chan Soon Lee

Compliance Officer Yusidawati Binti Mt Yusuf

Business Address

Headquarters

Address Ground Floor, Bangunan ECM Libra, 8 Jalan Damansara Endah, Damansara Heights, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2089 1888

Fax 603 2096 1908


29. Manulife Asset Management Services Berhad (formerly known as Manulife Unit Trusts Berhad)

Shareholder Manulife Holdings Berhad

Directors Chong Soon Min Executive Director

Wong Boon Choy Executive Director

Datuk Seri Panglima Mohd Annuar bin Zaini Non Executive Director

Md Agil bin Mohd Natt Non Executive Director

Michael Floyd Dommermuth Non Executive Director

Edmond Cheah Swee Leng Non Executive Director

Company Secretaries Ling Chui Shee

Jasbender Kaur A/P Mehar Singh

Compliance Officers Tew Sow Hume

Yooi Foong Hing

Business Address

Headquarters

Address Tingkat 13, Menara Manulife , No. 6, Jalan Gelenggang, Damansara Heights, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2719 9228

Fax 603 2094 7654


30. Maybank Asset Management Sdn Bhd (formerly known as Mayban Investment Management Sdn. Bhd.)

Shareholders Maybank Asset Management Group Berhad

Directors Badrul Hisyam bin Abu Bakar Executive Director

Nor'Azamin bin Salleh Non Executive Director

Datuk Karownakaran @ Karunakaran a/l Ramasamy Non Executive Director

Datuk Mohaiyani binti Shamsudin Non Executive Director

Loh Lee Soon Non Executive Director

Mohd Shariff bin Sulaiman Non Executive Director

Chief Executive Officer Badrul Hisyam bin Abu Bakar

Company Secretaries Wan Maizuni Wan Mohamad

Compliance Officers Ng Li Yin

Fatimatul Zainulha binti Mohamed Isa

Business Address

Headquarters

Address Tingkat 12, Tower C, Dataran Maybank, No. 1 Jalan Maarof, 59000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2297 7888 Fax 603 2297 7880

31. MIDF Amanah Asset Management Berhad (formerly known as Amanah SSCM Asset Management Sdn. Bhd.)

Shareholder Malaysian Industrial Development Finance Berhad

Directors Azlan bin Hussin Executive Director

Datuk Mohd Najib bin Abdullah Non Executive Director

Dato' Kalsom binti Abd. Rahman Non Executive Director

Datin Shahrizan binti Abdullah Non Executive Director

Sharkawi Alias Non Executive Director Abdul Rahim bin Abdul Hamid Non Executive Director

Company Secretary Hadidah binti Amin

Compliance Officer Dahlia binti Mohd Razali

Business Address

Headquarters

Address Level 3A, Menara MIDF, 82 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2173 8888

Fax 603 2173 8555


32. Pacific Mutual Fund Berhad

Shareholders Koperasi Angkatan Tentera Malaysia Berhad Lion Global Investors Limited

Directors Gan Cheong Moh Executive Director

Dato' Ahmad Zahudi Bin Salleh Non Executive Director

Gerard Lee How Cheng Non Executive Director Ong Eu Jin Non Executive Director

Tan Thian Peng James Non Executive Director

Company Secretaries Chong Yok Hua

Quah Boon Huat

Compliance Officer Chor Yit Wah

Business Address

Headquarters

Address 1001, Level 10, Uptown 1, Jalan SS21/58, Damansara Uptown, 47400 Petaling Jaya, Selangor, MALAYSIA

Telephone 603 7725 9877

Fax 603 7725 9860

33. Pelaburan Johor Berhad

Shareholder Permodalan Teras Sdn Bhd

Directors Normala binti Bujang Executive Director

Dato' Ayub bin Mion Non Executive Director Tuan Haji Mohd Salleh bin Mohamed Non Executive Director

Aminudin bin Dawam Non Executive Director

Jamaludin bin Md. Ali Non Executive Director

Company Secretary Hana binti Ab Rahim @ Ali

Compliance Officer Anisah binti Ramdan

Business Address

Headquarters

Address Room 402, Level 4, Persada Johor International Convention Centre, Jalan Abdullah Ibrahim, 80000 Johor Bahru, Johor, MALAYSIA

Telephone 607 223 0350 Fax 607 224 5251


34. Pengurusan Kumipa Berhad

Shareholder Amanah Saham Pahang Berhad

Directors Hajjah Nor Asmah bin Abdul Executive Director

Profesor Dato' Dr. Muhamad bin Muda Non Executive Director

Dato' Seri Adnan bin Yaakob Non Executive Director

Dato' Haji Mohd Ali Hanafiah bin Sh Ruji Non Executive Director Bahari bin Johari Non Executive Director

Mazelan @ Rosely Abdul Rahman Non Executive Director

Company Secretary Mohd Nazari bin Yunus

Compliance Officer Noor Hasimah binti Muhamad

Business Address

Headquarters

Address Tingkat 20, Kompleks Terumtum, Jalan Mahkota, Peti Surat 225, 25720 Kuantan, Pahang, MALAYSIA


Fax 609 513 3949

35. Permodalan BSN Berhad

Shareholder Bank Simpanan Nasional

Directors Kamarul Izam bin Idrus Chief Executive Officer Tan Sri Dato' Sri Abu Bakar Bin Haji Abdullah Non Executive Director

Dato’ Dr Gan Miew Chee @ Gan Khuan Poh Non Executive Director

Datuk Azizan bin Abd Rahman Non Executive Director

Adinan Bin Maning Non Executive Director

Roslani bin Hashim Non Executive Director

Yunos bin Abd Ghani Non Executive Director

Company Secretary Nor Eliza binti Musa @ Ayob

Compliance Officer Saifullizan Mohd Said

Business Address

Headquarters

Address Aras 19, Lot 1, Bangunan TH Selborn, 153 Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2180 9020

Fax 603 7966 5660


36. Pheim Unit Trusts Berhad

Shareholder Pheim Asset Management Sdn Bhd

Directors Dr Tan Chong Koay Executive Director

Azmi Malek Merican Non Executive Director

Wong Cheng Leong Non Executive Director

Hoi Weng Kong Non Executive Director

Chief Executive Officer Ong Kheng Liat

Company Secretary Wong Kok Hei

Business Address

Headquarters

Address 7th Floor, Menara Hap Seng, (Letter Box 12), No. 1 & 3 Jalan P.Ramlee, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2142 8888

Fax 603 2141 9199

37. Phillip Mutual Berhad

Shareholders Phillip Capital Holdings Sdn Bhd Ehsan Astaka Sdn Bhd

Directors Mohd Fadzli bin Mohd Anas Executive Director

Tan Sri Dato’ Ir Talha bin Mohd Hashim Non Executive Director

Tan Sri Dato’ Ir Jamilus bin Md Hussin Non Executive Director

Nona binti Salleh Non Executive Director

Andy Lim Say Kiat Non Executive Director

Linus Lim Wen Sheong Non Executive Director

Lee Chay Khiong Alternate Director

Company Secretary Tan Boon Seng

Business Address

Headquarters

Address B-2-7 Megan Avenue II, 12 Jalan Yap Kwan Seng, 50450 Kuala Lumpur, Wilayah Persekutuan , MALAYSIA

Telephone 603 2715 9802

Fax 603 2664 1716


38. PMB Investment Berhad (formerly known as ASM Investment Services Berhad)

Shareholder Amanah Saham Mara Berhad

Directors Dato' Mohammad Safie bin Asnan @ Asnawi Non Executive Director

Nik Mohamed Zaki bin Nik Yusoff Non Executive Director

Ameer Ali bin Vali Mohamed Non Executive Director

Faridah Haji Hassan Non Executive Director

Abd Rahim Bin Abdul Non Executive Director

Zamani bin Md. Noor Non Executive Director

Mansoor bin Ahmad Non Executive Director

Ahmad Nazim bin Abd Rahman Non Executive Director

Chief Executive Officer Ameer Ali bin Vali Mohamed

Company Secretary Shahrizat binti Othman

Compliance Officer Mohd Adzhar Bin Abd Hamed

Business Address

Headquarters

Address Ground Floor, Wisma PMB, 1A, Jalan Lumut, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 4145 3800

Fax 603 4145 3901

39. PTB Unit Trust Berhad

Shareholder Permodalan Terengganu Berhad

Directors Haji Wan Mohd AlBakri bin Wan Md Noor Non Executive Director

Sulaiman bin Salleh Non Executive Director

Md. Som bin Mangy Non Executive Director Mazlan bin Ngah Non Executive Director

Mohamad bin Shahul Hameed Non Executive Director

Company Secretary Saliza binti Abdul Rahman

Compliance Officer Mohamad Azhar bin Sulaiman

Business Address

Headquarters

Address 29-01, KT Business Centre, Jalan Sultan Mohamad, 21100 Kuala Terengganu, Terengganu, MALAYSIA


Fax 609 622 9555 / 609 623 8444


40. Public Mutual Berhad

Shareholders Public Consolidated Holdings Sdn Bhd

Business Premium Sdn Bhd

Rothputra Nominees (Tempatan) Sdn Bhd

Directors Yeoh Kim Hong Executive Director

Tan Sri Dato’ Sri Dr. Teh Hong Piow Non Executive Director

Tan Sri Dato’ Thong Yaw Hong Non Executive Director

Dato' Dr Mohamed Ishak bin Haji Mohamed Ariff Non Executive Director Dato' Mohammed Najeeb Bin Abdullah Non Executive Director

Dato’ Sri Tay Ah Lek Non Executive Director

Dato' Lee Kong Nam @ Lee Kong Lam Non Executive Director

Haji Abdul Aziz bin Omar Non Executive Director

Quah Poh Keat Non Executive Director

Company Secretaries Pang Siew Han

Tang Pueh Fong

Compliance Officers Abdul Samad Bin Jaafar Mahadi Bin Abdul Rahaman

Business Address

Headquarters

Address Block B, Sri Damansara Business Park, Persiaran Industri, Bandar Sri Damansara, 52200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 6279 6800

Fax 603 6277 9800


41. RHB Asset Management Sdn Bhd (formerly known as RHB Investment Management Sdn Bhd)

Shareholder RHB Capital Berhad

Directors Ong Yin Suen Executive Director

Othman bin Jusoh Non Executive Director

Khairuddin bin Ahmad Non Executive Director Chin Yoke Chung Patrick Non Executive Director

Abdul Aziz Peru Mohamed Non Executive Director

Chief Executive Officer Ho Seng Yee

Company Secretary Azman Shah bin Md Yaman

Compliance Officer Wong Ching Fai

Business Address

Headquarters

Address 19th Floor, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2333 8333 Fax 603 2161 6033

42. RHB Islamic International Asset Management Berhad (formerly known as OSK-UOB Islamic Fund Management Berhad)

Shareholder OSK-UOB Investment Management Berhad

Directors Md Noor bin Hj A Rahman Executive Director

Ho Seng Yee Non Executive Director

Khairuddin Bin Ahmad Non Executive Director

Dato’ Othman bin Jusoh Non Executive Director

Abdul Aziz Peru Mohamed Non Executive Director

Company Secretary Azman Shah bin Md Yaman

Compliance Officer Wong Ching Fai

Business Address

Headquarters

Address 19th Floor, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2161 2599 / 603 2161 2699

Fax 603 2161 3299

http://hq06ela01/licensing/%09%09%09%09%09%09%09%09%09#


43. Saham Sabah Bhd

Directors Datuk Hassan Ibrahim Non Executive Director Datuk Maznah Binti Abdul Ghani Non Executive Director

Naim Ahmad Non Executive Director

Kevin K. How Non Executive Director

Godfrey Gregory Joitol Non Executive Director

Makin @ Marcus Mojigoh Non Executive Director

Company Secretaries Nellie binti Sikodol

Aisah Binti Sayadi

Business Address

Headquarters

Address Suite 1-9-W2, W3 & W4, 9th Floor, CPS Tower, Centre Point Sabah, No. 1, Jalan Centre Point, 88000 Kota Kinabalu, Sabah, MALAYSIA


Fax 6088 262 588

44. Standard Financial Adviser Sdn Bhd (formerly known as Standard Financial Planner Sdn. Bhd.)

Shareholder Professional Investment Services (Malaysia) Sdn Bhd

Directors Wong Keng Leong Executive Director

Khoo Chuin Yuen Executive Director Tan Chin Cherng Executive Director

Ruzilah binti Mohammad Alias Non Executive Director

Jamil Khair Bin Ahmad Rashidi Non Executive Director

Company Secretaries Tham Wai Ying Kuan Hui Fang

Business Address

Headquarters

Address Unit B-8-03A, Block B West, Menara PJ8, Jalan Barat Section 8, 46050 Petaling Jaya, Selangor, MALAYSIA

Telephone 603 7954 5486

Fax 603 7954 5489


45. TA Investment Management Berhad

Shareholder TA Securities Holdings Berhad

Directors Choo Swee Kee Executive Director

Wong Hong Meng Non Executive Director

Christopher Koh Swee Kiat Non Executive Director

Zainab binti Ahmad Non Executive Director

Company Secretaries Chuah Wen Pin

Tan Kit Yee

Compliance Officer Siti Saliza binti Md Idris

Business Address

Headquarters

Address 23rd

Floor, Menara TA One, 22 Jalan P. Ramlee, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2031 6603

Fax 603 2031 4479

46. UOB Asset Management (Malaysia) Berhad (formerly known as UOB Asset Management (Malaysia) Sdn Bhd)

Shareholders UOB Asset Management Limited

Newfields Investments Sdn Bhd

Directors Lim Suet Ling Executive Director

Khoo Chock Seang Non Executive Director

Ong Sea Eng Non Executive Director

Izlan bin Izhab Non Executive Director

Seow Lun Hoo Non Executive Director

Dr Choong Tuck Yew Non Executive Director

Company Secretaries Chin Mun Yee

Chua Siew Chuan

Compliance Officers Leow Chi Jung

Loh Su Lin

Business Address

Headquarters

Address Level 3, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA

Telephone 603 2732 1181

Fax 603 2732 1100 / 603 2164 8188


47. Whitman Independent Advisors Sdn. Bhd.

Shareholders Yap Ming Hui Yap Choy Har

Directors Yap Ming Hui Executive Director

Yap Choy Har Non Executive Director

Company Secretary Chai Yah Kang

Business Address

Headquarters

Address No. 19-2, Level 1, Block E1 Jalan PJU 1/42, Dataran Prima, 47301 Petaling Jaya, Selangor, MALAYSIA

Telephone 603 7880 8359

Fax 603 7880 8615

list of capital markets services licence holders for ... · shareholders raju k. ramasamy normaria...

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