Forms 3, 4 and 5 FilerDemonstration
Command Financial
Thank you for considering our Forms 3, 4 and 5 Filer.
The following is a brief description of its important
features, along with a demonstration of its use.
Forms 3, 4 and 5 Filer provides a fast, easy,
affordable and secure internet solution for filing Forms 3, 4 and 5.
Advantages of using Forms 3, 4 and 5 Filer
•User-friendly, intuitive WYSIWYG online interface
•Save a file and go back to it later without transmitting
•“Save As” feature copies a filing to create a new filing
•Retrieve previously filed Forms 3, 4 and 5 from the SEC
•Easily retrieve “test” and “live” filing status
•Pay “per use” or purchase a subscription
Advantages of using Forms 3, 4 and 5 Filer
• Easily book mark pages with notes (ex: Mike Smith’s holdings)
• Error checking feature shows exact error
• Create printable versions
• 128-bit SSL security
• Customer service support
Here is a brief outline of
Forms 3, 4 and 5 Filer
Log In
Sample Form
Ex: Mike Smith’s Holdings or Filing I’m working on
Save As Feature
Error Checking Feature
The file retrieval feature works as follows:
Follow the instructions listed below to Upload file
4- Save the file with the .xml suffix to your desktop.
If you don’t have the file located on your computer, search www.sec.gov under Search for Company Filings
Search for desired file and click on html version.Save the file with the .xml suffix to your desktop.
Browse to your form, select it and
click the Upload File button.
any ownership report
Your Uploaded file will now be listed on your account page along with your other Forms 3, 4 and 5
The fees for Forms 3, 4 and 5 Filer are:
• $50 per filing, paid per use
or
• 50 filings for $1,750
with advanced payment
• Unlimited filings for $3,800/year
with advanced payment
Please contact your Account Representative
Click here to register
Forms 3, 4 and 5 Filer
If you have any questions, please contact your Account Representative