the oxygen uptake efficiency slope what do we know?
TRANSCRIPT
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Copyright © 2010 Wolters Kluwer Health | Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
■ PURPOSE: To summarize what is currently known about the oxygenuptake efficiency slope (OUES) as an objective and independentsubmaximal measure of cardiorespiratory fitness in health anddisease.
■ METHODS: A literature search was performed within the followingelectronic databases—PubMed, Cochrane Library, Embase, Web ofScience, CINAHL, PsycINFO, Scopus, and MEDLINE—using thesearch terms “OUES,” “oxygen uptake efficiency slope,” and“ventilatory efficiency.” The search identified 51 articles. Selection,evaluation, and data extraction were accomplished independentlyby 2 authors.
■ RESULTS: Twenty-four studies satisfied all inclusion criteria: 17 cross-sectional studies and 7 intervention studies. The results indicatedthat the OUES is relatively independent of exercise intensity, corre-lates highly with other exercise parameters, appears to have discrimi-native value, and is sensitive to the effects of physical training inpatients with cardiac disease. Oxygen uptake efficiency slope valuesare considerably influenced by anthropometric variables and showlarge interindividual variation.
■ CONCLUSION: Oxygen uptake efficiency slope is an independent andreproducible measure of cardiorespiratory function that does notrequire maximal exercise. It greatly reduces test variability becauseof motivational and subjective factors and is reliable and easilydeterminable in all subjects. Although OUES appears not interchange-able with maximal parameters of cardiopulmonary function, it seemsto be a useful submaximal alternative in subjects unable to performmaximal exercise.
The Oxygen Uptake Efficiency Slope
WHAT DO WE KNOW?
Moniek Akkerman, MSc; Marco van Brussel, PhD; Erik Hulzebos, PhD; Luc Vanhees, PhD; Paul J.M. Helders, PhD; Tim Takken, PhD
Author Affiliations: Child Developmentand Exercise Center, Division ofPaediatrics, University Children’sHospital and Medical Center, Utrecht,the Netherlands (Mrs Akkerman andDrs Van Brussel, Hulzebos, Helders,and Takken); Department ofRehabilitation Sciences, K.U. Leuven,Leuven, Belgium (Dr Vanhees); andDepartment of Health and Lifestyle,University of Applied Sciences,Utrecht, the Netherlands (Dr Vanhees).
Correspondence: Marco van Brussel,MSc, PhD, Child Development andExercise Center, Division ofPaediatrics, University Children’sHospital and Medical Center, RoomKB.02.056. PO Box 85090, NL-3508AB Utrecht, the Netherlands([email protected]).
DOI:10.1097/HCR.0b013e3181ebf316
K E Y W O R D S
exercise parameter
OUES
oxygen uptake efficiency slope
ventilatory efficiency
Exercise testing is widely used in clinical practice toassess the response of both patients and healthy peo-ple to exercise. Maximal oxygen uptake (V· O2max), thehighest rate at which an individual can utilize oxygenduring exercise, is widely recognized as the singlebest measure of aerobic fitness.1 Theoretically, it isdefined as the point at which oxygen uptake (V· O2)reaches a plateau despite further increases in work
rate; however, a true plateau is not always attainedduring standard incremental exercise testing.2,3
Therefore, this objective measure is regularly replacedby the rate of oxygen uptake that occurs at peak exer-cise (V· O2peak),
4-7 even though V· O2peak measurement isinfluenced by patient characteristics and motivation,the selected exercise protocol, and the experience ofthe tester to determine the peak during exercise.4,8-10
HCR200137.qxd 10/24/10 10:17 AM Page 357
the absolute rate of increase in V· O2 per 10-fold increasein ventilation and thereby indicates how effectivelyoxygen is transferred by the lungs and used in theperiphery. The logarithmic transformation of V· E isaimed at linearizing the otherwise curvilinear relationof V· O2 versus V· E, thus making the OUES theoreticallyindependent of the patient-achieved effort level.
To our knowledge, the only known review articlepertaining to the OUES was written by Baba.23 Theauthor concluded that OUES appears to provide anobjective, effort-independent estimation of cardiores-piratory reserve, even in pediatric populations andadults with HF.23 Since these first results were promis-ing, OUES has been used and suggested in the liter-ature.7 Thorough understanding and examination ofthe OUES are required to assess its usefulness andjustify its use in both clinical practice and scientificresearch. Therefore, the aim of this review is to sum-marize what is currently known about the OUES.
METHODOLOGY
A systematic literature search was conducted for eli-gible articles (published up to January 2009) withinthe following electronic databases: PubMed, CochraneLibrary, Embase, Web of Science, CINAHL, PsycINFO,Scopus, and MEDLINE. Each database has its ownindexing term, and thus search terms included weredeveloped for each database. The primary search termsincluded “OUES,” “oxygen uptake efficiency slope,”and “ventilatory efficiency.” Furthermore, referencetracking of all the identified articles was performed.
Inclusion CriteriaArticles were included if they fulfilled the followingcriteria: (1) the original study assessed OUES charac-teristics (eg, reliability, reproducibility, determinants,usefulness, interprotocol agreement, and clinical/prognostic/discriminative value), compared OUES val-ues to other cardiorespiratory variables, or investigatedthe effects of a specific intervention on the OUES; (2)the study was published in a peer-reviewed journalup to January 2009; and (3) the full-text article wasavailable in the English, German, French, or Dutchlanguage.
Exclusion CriteriaCase studies, letters, theses, and meeting abstracts andall other studies that did not fulfill the inclusion cri-teria were excluded.
Validity AssessmentThe systematic search strategy identified 51 potentiallyrelevant references. Two independent researchers
A number of indices that do not require maximalexercise have been introduced, including the oxygenuptake at the ventilatory anaerobic threshold (VAT),the slope of the regression line between minute ven-tilation (V· E) and carbon dioxide production (V· CO2)(V· E/V
·CO2 slope), and the extrapolated maximal oxygen
uptake (EMOC).7,11-13 However, several limitationshave been reported in the literature with regard tothese measures.7 Ventilatory anaerobic threshold, forexample, is not identifiable in all subjects,8,14 and con-troversy remains with regard to the reproducibility ofthis measurement, since seldom a distinct point ofchange in ventilation can be identified.15-17 Moreover,VAT appears to be protocol dependent and its valueis considerably influenced by the nutritional state ofthe subject (eg, carbohydrate loaded or depleted).8,16
Although the prognostic value of the V· E/V·CO2 slope is
robust in patients with heart failure (HF)18 and it hasthe advantage of being derived from multiple datapoints throughout the exercise, the linearity of thisslope appears to be lost beyond the so-called secondanaerobic threshold, leading to dependency on exer-cise duration.17,19 Furthermore, weak inverse correla-tions with V· O2max were reported for this slope.15,20,21
Finally, extrapolating the “true” V· O2max by using aquadratic function (EMOC) appears to be intensitydependent and has not proved useful enough to bewidely adopted.13,21,22
In an attempt to develop an objective and inde-pendent submaximal measure of cardiorespiratoryreserve, Baba et al21 introduced the oxygen uptakeefficiency slope (OUES) in 1996. The OUES repre-sents the rate of increase of V· O2 in response to agiven V· E during incremental exercise, indicating howeffectively oxygen is extracted and taken into thebody.21 Physiologically, the OUES is based on thedevelopment of metabolic acidosis (which dependson the distribution of blood to the working skeletalmuscles), muscle mass, oxygen extraction and utiliza-tion, and the physiologic pulmonary dead space,21
which is affected by the perfusion in the lungs andtheir structural integrity. Cardiovascular, musculoskele-tal, and respiratory functions are thus incorporatedinto a single index.7
Oxygen uptake efficiency slope is calculated fromthe linear relation of V· O2 versus the logarithm of V· Eduring exercise; that is, V· O2 � log10 V· E � b. The slopea in this formula represents the rate of increase in V· O2in response to V· E and is defined as the OUES, where-as b is the intercept.21 The index can be graphicallypresented if V· O2 is plotted on the y-axis and the log-arithm of V· E is plotted on the x-axis. As such, OUESprovides an estimation of the efficiency of ventilationwith respect to V· O2, with greater slopes indicatinggreater ventilatory efficiency. In fact, the OUES reflects
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www.jcrpjournal.com Oxygen Uptake Efficiency / 359
Copyright © 2010 Wolters Kluwer Health | Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
an exercise stress test to evaluate possible exclusioncriteria and pathological response to exercise.
Correlations With Other Measures ofCardiorespiratory FunctionPichon et al25 assessed correlations with V· O2max andshowed significant correlations (P � .001) for bothmaximal (r � 0.79) and submaximal (r � 0.77 andr � 0.65 for OUES at 85% and 75% of the maximalaerobic running speed, respectively) OUES. Moreover,V· O2max predicted by OUES did not significantly differfrom measured V· O2max.
25 Correlations between OUESand V· O2peak were highly significant as well (r � 0.72-0.96 [0.83, 0.88, 0.91, 0.94, 0.96, 0.83, 0.89, 0.82, 0.89];P � .001),4,24-29 even if only the first half of exerciseduration was used for OUES calculation (r � 0.92).28
The relationship with the VAT appeared to be mod-erately high to strong (r � 0.66, r � 0.76, r � 0.78for maximal OUES; r � 0.59, r � 0.75, r � 0.80, r �0.83, r � 0.70 for submaximal OUES).26,27,29
Influence of Exercise Duration and IntensityNo significant differences were found between OUESat submaximal and maximal exercises.4,27,29 One study28
even demonstrated that OUES values calculated fromthe first half of exercise did not significantly differfrom values calculated from the second half or theentire exercise test data. However, another studyreported significantly higher values of OUES calculat-ed from data up to 75% and 85% of maximal runningspeed than those obtained from the entire test data.25
Since several authors discussed the issue of limitedprospective utility of a time-based approach to thecalculation of submaximal OUES values,14,38 Pogliaghiet al27 calculated the OUES from data obtained up to60% and 80% of the heart rate reserve. No significant
screened the search results for potentially eligiblestudies. When titles and abstracts suggested that astudy was potentially eligible for inclusion, a full-textarticle of the study was obtained. Disagreementsbetween the 2 authors regarding study eligibility wereresolved by discussion until consensus was reachedor, where necessary, a third independent researcheracted as adjudicator. Twenty-four articles matched allinclusion criteria. A flowchart of the selection proce-dure and reasons for the exclusion of articles aredepicted in Figure 1.
RESULTS
Overall, a total of 24 articles (of which 17 cross-sectional studies and 7 intervention studies) wereconsidered appropriate for this review. Amongthese studies, the OUES has been investigated inhealthy adults (n � 7),4,24-29 in adult patients with achronic condition (n � 15),4,8,14,18,21,22,28,30-36 and inchildren (n � 5).19,21,37-39 The results of aforemen-tioned studies are described below. The effects ofspecific interventions on the OUES are consideredthereafter. All included studies are presented inTable 1.
OUES in Healthy AdultsThe OUES has been studied in a total of 1187 healthyadults between 19 and 96 years of age. Health wasdefined as the absence of cardiac, respiratory, or otherdiseases, as confirmed by physical examination.4,24-29
In addition, 4 studies performed electrocardiographicassessment4,25,28,29 and 1 study also performed spiro-metric and echocardiographic assessment.28 The par-ticipants in the study by Pogliaghi et al27 underwent
Figure 1. Flowchart of study selection and exclusion criteria. Abbreviation: OUES, oxygen uptake efficiency slope.
HCR200137.qxd 10/24/10 10:17 AM Page 359
360 / Journal of Cardiopulmonary Rehabilitation and Prevention 2010;30:357-373 www.jcrpjournal.com
Copyright © 2010 Wolters Kluwer Health | Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Ta
ble
1 •
Ove
rvie
w o
f In
clud
ed S
tudi
es I
nves
tigat
ing
the
Oxy
gen
Upt
ake
Effic
ienc
y Sl
ope
Age
, y
Firs
t (M
ean
�O
utco
me
Aut
hor
n SD
)M
etho
dsM
easu
res
Resu
lts
Adu
ltsH
ealth
yB
aba,
19
(11
M/8
F)
21 �
1 C
ycle
erg
omet
er e
xerc
ise
test
s (m
axim
al),
OU
ES, V
AT,
Cor
rela
tions
bet
wee
n O
UES
and
V· O2p
eak
(r�
0.91
-.94
).et
al24
Ran
ge:
2 tim
es w
ithin
7 d
.V· O
2pea
k,
Exce
llent
rep
rodu
cibi
lity
of V· O
2pea
kan
d O
UES
(CO
R
19-4
0In
itial
wor
kloa
d 0
W (2
min
), in
crem
ent
HR
max
16%
and
20%
, res
pect
ivel
y), V
AT le
ss r
epro
duci
ble
20 o
r 30
or
40 W
/min
. Int
erte
st
(CO
R 3
1%).
repr
oduc
ibili
ty w
ith B
land
-Altm
an C
OR
.Pi
chon
50
M
24 �
9.9
Trea
dmill
exe
rcis
e te
sts
(max
imal
), us
ing
OU
ES (a
t 75%
, C
orre
latio
ns w
ith V· O
2max
: OU
ES-1
00 (r
�0.
79),
OU
ES-8
5 et
al25
a st
anda
rdiz
ed p
roto
col.
War
m-u
p 85
%, a
nd
(r�
0.77
), O
UES
-75
(r�
0.65
), an
d V
AT (r
�0.
71).
(5 m
in) b
etw
een
7 an
d 10
km
/h,
100%
of
OU
ES a
t 75%
and
85%
of M
AS
sign
ifica
ntly
gre
ater
than
in
crem
ent 1
km
/h/m
in. B
land
-Altm
an
MA
S), V
AT,
OU
ES a
t 100
%. V
· O2m
axpr
edic
ted
by O
UES
not
fo
r ag
reem
ent.
V· O2m
ax,
sign
ifica
ntly
diff
eren
t fro
m m
easu
red
V· O2m
ax. L
imits
of
RER
, HR
max
, ag
reem
ent (
Bla
nd-A
ltman
) �10
.5 m
LO
2/m
in/k
g.M
AS
Mou
rot
15 F
(8 E
/7 C
) E:
21.
8 �
Cyc
le e
rgom
eter
exe
rcis
e te
sts
(max
imal
), O
UES
(at 7
5%,
Cor
rela
tions
with
V· O2p
eak:
OU
ES a
t 75%
, 90%
, and
100
%
et a
l263.
3 bo
th b
efor
e an
d af
ter
the
inte
rven
tion
90%
, and
(r
�0.
65, r
�0.
71, r
�0.
72) a
nd V
AT (r
�0.
83).
C
: 21.
7 �
peri
od. I
nitia
l wor
kloa
d 0
W (3
min
), 10
0% o
f C
orre
latio
ns b
etw
een
OU
ES a
t 75%
, 90%
, and
100
% a
nd
1.9
incr
emen
t 30
W/3
min
. Int
erte
st
ET),
VAT
, V
AT (r
�0.
59, r
�0.
69, r
�0.
66).
Stro
ng c
orre
latio
ns
repr
oduc
ibili
ty w
ith B
land
-Altm
an C
OR
.V· E/
V· CO
2be
twee
n O
UES
at 7
5%, 9
0%, a
nd 1
00%
of E
T (r
�0.
80-
Inte
rven
tion:
6 w
k, 3
tim
es/w
k in
term
itten
t sl
ope,
0.
95).
No
sign
ifica
nt d
iffer
ence
s in
OU
ES, V
· E/V· C
O2
slop
e,SW
EET
(cyc
ling)
.V· O
2pea
k,
V· E/V· O
2, a
nd V
d/V
AT a
fter
trai
ning
, des
pite
incr
ease
d V
d/V
AT,
V· O2p
eak
and
dela
yed
VAT
.R
ERPo
glia
ghi
29 (1
8 M
/11
F)M
: 68.
6 �
Cyc
le e
rgom
etry
exe
rcis
e te
sts
(max
imal
). O
UES
(at 7
5%,
No
sign
ifica
nt d
iffer
ence
s be
twee
n O
UES
at 7
5%, 9
0%,
et a
l275.
8In
itial
wor
kloa
d 50
W (3
min
), 90
%, a
nd
and
100%
of E
T or
bet
wee
n O
UES
at 1
00%
and
F:
67.
1 �
incr
emen
t 10
W/m
in.
100%
of E
T,
HR
rese
rve-
base
d m
easu
res
of O
UES
(OU
ES 8
0%
3.8
and
60%
H
Rre
serv
e an
d O
UES
60%
HR
rese
rve)
.A
ge �
60an
d 80
% o
f H
Rre
serv
e),
V· O2p
eak
Mol
lard
24
MT:
29
�5
Cyc
le e
rgom
eter
exe
rcis
e te
sts
(max
imal
). O
UES
(at 8
0%
Cor
rela
tions
for
OU
ES a
t 80%
and
100
% w
ith V· O
2pea
k
et a
l29(1
0 T/
14 U
T)
UT:
27
�5
Initi
al w
orkl
oad
60 W
(3 m
in),
and
100%
(r
�0.
83-0
.89)
and
VAT
(r�
0.70
-0.8
3). O
UES
at 8
0%
incr
emen
t 30
W/2
min
. of
ET)
, VAT
, si
mila
r to
OU
ES a
t 100
% in
all
cond
ition
s. N
o re
duct
ion
Inte
rven
tion:
Eac
h su
bjec
t mea
sure
d on
V· O
2pea
kin
OU
ES a
t 100
0 m
. OU
ES d
eclin
ed fa
ster
in T
sub
ject
s 4
sim
ulat
ed a
ltitu
des
(0, 1
000,
250
0,
than
in U
T su
bjec
ts d
urin
g ex
erci
se in
hyp
oxia
.an
d 45
00 m
).
(con
tinue
s)
HCR200137.qxd 10/24/10 10:17 AM Page 360
www.jcrpjournal.com Oxygen Uptake Efficiency / 361
Copyright © 2010 Wolters Kluwer Health | Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Ta
ble
1 •
Ove
rvie
w o
f In
clud
ed S
tudi
es I
nves
tigat
ing
the
Oxy
gen
Upt
ake
Effic
ienc
y Sl
ope
(Con
tinue
d)
Age
, y
Firs
t (M
ean
�O
utco
me
Aut
hor
n SD
)M
etho
dsM
easu
res
Resu
lts
Patie
nts
Bab
a 50
with
HF:
Tr
eadm
ill e
xerc
ise
test
s (m
axim
al),
usin
g O
UES
C
orre
latio
n be
twee
n O
UES
and
V· O2p
eak
(r�
0.78
).et
al8
NY
HA
I I:
61.1
�th
e sy
mpt
om-l
imite
d or
igin
al o
r (a
t 75%
, 90%
, N
o si
gnifi
cant
diff
eren
ces
and
exce
llent
agr
eem
ent b
etw
een
(12
M/7
F)
7.9
mod
ified
Bru
ce p
roto
col.
and
100%
O
UES
at 7
5%, 9
0%, a
nd 1
00%
(IC
C �
0.99
)Si
gnifi
cant
N
YH
AII
II: 6
5.9
�of
ET)
, VAT
, di
ffere
nces
in O
UES
, V· O
2pea
k, a
nd V
AT b
etw
een
NY
HA
(14
M/6
F)
8.3
V· O2p
eak
func
tiona
l cla
sses
(I-I
II).
NY
HA
III
III: 6
7.7
�
(4 M
/7 F
)10
.2Va
n 80
with
HF:
W
ith L
VD
:C
ycle
erg
omet
er e
xerc
ise
test
(max
imal
), O
UES
(at 5
0%,
Cor
rela
tions
with
V· O2p
eak:
VAT
(r�
0.81
), O
UES
/kg
(r�
Laet
hem
45
with
64
�6
usin
g a
ram
p pr
otoc
ol. I
nitia
l 75
%, a
nd
0.78
), O
UES
(r�
0.68
), an
d V· E/
V· CO
2sl
ope
(r�
�0.
49).
et a
l32an
d 35
W
ithou
t LV
D:
wor
kloa
d 20
W, i
ncre
men
t 10
0% o
f Va
lues
obt
aine
d fr
om d
ata
up to
50%
, 75%
, and
100
% o
f w
ithou
t 58
�10
10 W
/min
.ET
), V
AT,
ET d
id s
igni
fican
tly d
iffer
for
V· O2p
eak
and
V· E/V· C
O2
slop
e,
LVD
V· E/V· C
O2
whe
reas
OU
ES/k
g re
mai
ned
stab
le. O
UES
at 7
5%
slop
e,
diffe
red
�3.
0% fr
om O
UES
at 1
00%
. OU
ES a
nd o
ther
V· O
2pea
ksu
bmax
imal
par
amet
ers
sign
ifica
ntly
low
er in
pat
ient
s w
ith L
VD
.D
avie
s 24
3 w
ith H
F 59
�12
Trea
dmill
exe
rcis
e te
sts
(max
imal
), O
UES
(at 5
0%
Cor
rela
tions
for
OU
ES w
ith V· O
2pea
k(r
�0.
81),
VAT
(0.6
2),
et a
l22(2
12 M
/31
follo
win
g a
mod
ifica
tion
of th
e an
d 10
0% o
f an
d V· E/
V· CO
2sl
ope
(r�
�0.
62).
Valu
es o
btai
ned
from
F)
: B
ruce
pro
toco
lET
), V
AT,
the
first
50%
of e
xerc
ise
and
thos
e ob
tain
ed w
ith fu
ll N
YH
AI-
IVV· E/
V· CO
2da
ta d
iffer
ed 1
% fo
r O
UES
vs
25%
for
V· O2p
eak.
OU
ES
slop
e,
valu
es w
ere
sign
ifica
ntly
low
er th
an p
redi
cted
on
the
V· E/V· O
2ba
se o
f age
, sex
, and
BSA
. OU
ES v
alue
s fe
ll w
ith
slop
e, R
ERw
orse
ning
sym
ptom
s. In
a m
ultiv
aria
ble
pred
ictio
nm
odel
, OU
ES w
as th
e on
ly s
igni
fican
t ind
epen
dent
prog
nost
ic v
aria
ble.
Def
oor
590
with
CA
D
55.1
�9.
7C
ycle
erg
omet
er e
xerc
ise
test
s (m
axim
al),
OU
ES (a
t RER
�C
orre
latio
ns w
ith V· O
2pea
k: O
UES
at t
he v
ario
us E
Ts (r
�
et a
l14(5
12 M
/78
F)in
itial
wor
kloa
d 20
W, i
ncre
men
t 1.
0 an
d at
0.
84-0
.89)
and
VAT
s (r
�0.
86).
No
diffe
renc
es b
etw
een
30 W
/3 m
in.
90%
and
O
UES
val
ues
at 9
0% a
nd 1
00%
, but
sig
nific
antly
In
terv
entio
n: 3
-mo
supe
rvis
ed e
xerc
ise
100%
of
high
er v
alue
s at
RER
�1.
0. O
UES
, V· O
2pea
k, a
nd V
AT
trai
ning
pro
gram
, mea
n fr
eque
ncy
ET),
VAT
, in
crea
sed
sign
ifica
ntly
afte
r tr
aini
ng, w
here
as th
e 2.
21 �
0.49
tim
es/w
k, m
ean
V· E/V· C
O2
V· E/V· C
O2
slop
e m
ildly
dec
reas
ed. M
ultip
le r
egre
ssio
n in
tens
ity 8
0.9
�10
.3%
of H
Rpe
ak.
slop
ean
alys
is r
evea
led
trai
ning
freq
uenc
y as
the
stro
nges
tde
term
inan
t for
the
chan
ge in
OU
ES. C
hang
es in
V· O
2pea
kco
rrel
ated
bet
ter
with
cha
nges
in O
UES
(r�
0.61
) and
VAT
(r�
0.55
) tha
n w
ith c
hang
es in
V· E/V· C
O2
slop
e (r
��
0.17
).
(con
tinue
s)
HCR200137.qxd 10/24/10 10:17 AM Page 361
Copyright © 2010 Wolters Kluwer Health | Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
362 / Journal of Cardiopulmonary Rehabilitation and Prevention 2010;30:357-373 www.jcrpjournal.com
Ta
ble
1 •
Ove
rvie
w o
f In
clud
ed S
tudi
es I
nves
tigat
ing
the
Oxy
gen
Upt
ake
Effic
ienc
y Sl
ope
(Con
tinue
d)
Age
, y
Firs
t (M
ean
�O
utco
me
Aut
hor
n SD
)M
etho
dsM
easu
res
Resu
lts
Tren
ell
10 w
ith M
M
42 �
14C
ycle
erg
omet
er e
xerc
ise
test
s O
UES
, Si
gnifi
cant
impr
ovem
ent i
n O
UES
, but
no
sign
ifica
nt
et a
l30(3
M/7
F)
(sub
max
imal
: 80%
HR
max
), H
RR
-V· O2
incr
ease
in H
RR
-V· O2
afte
r ex
erci
se th
erap
y in
pat
ient
s in
divi
dual
ly ta
ilore
d w
ork
rate
s,
with
MM
.in
crem
ent e
very
2 m
in.
Inte
rven
tion:
3-m
o ae
robi
c ex
erci
se th
erap
y (c
yclin
g),
3 tim
es/w
k.Va
n de
21
4 w
ith
67 �
8C
ycle
erg
omet
er e
xerc
ise
test
s O
UES
, V· O
2pea
k,
Cor
rela
tions
with
V· O2p
eak:
OU
ES/k
g (r
�0.
79) a
nd
Veir
e C
AD
(m
axim
al).
V· E/V· C
O2
V· E/V· C
O2
slop
e (r
��
0.29
). Si
gnifi
cant
diff
eren
ces
et a
l31(1
82 M
/ sl
ope,
be
twee
n pa
tient
s w
ith in
term
edia
te V· O
2pea
kva
lues
32
F):
V· O2m
ax,
diffe
ring
from
eac
h ot
her
in te
rms
of in
dice
s of
N
YH
AR
ERpr
ogre
ssiv
e LV
rem
odel
ing,
sys
tolic
dys
func
tion,
I-
IIIan
d ne
uroh
orm
onal
act
ivat
ion.
Van
160
with
68
�5
Cyc
le e
rgom
eter
exe
rcis
e te
sts
OU
ES,
Cor
rela
tions
with
V· O2p
eak:
OU
ES (r
�0.
73),
OU
ES/k
g La
ethe
m
CA
D (1
32
Age
�60
(max
imal
), us
ing
a ra
mp
or
V· O2p
eak,
(r
�0.
84),
VAT
(r�
0.85
), an
d V· E/
V· CO
2sl
ope
et a
l40M
/28
F)gr
adua
l pro
toco
l. In
itial
wor
kloa
d V
AT,
(r�
�0.
44).
50 W
, inc
rem
ent 2
5 W
/min
. V· E/
V· CO
2O
UES
/kg
and
VAT
bes
t sub
max
imal
pre
dict
ors
of V· O
2pea
k.
Bla
nd-A
ltman
for
agre
emen
t.sl
ope
Sign
ifica
nt d
iffer
ence
s be
twee
n m
easu
red
V· O2p
eak
and
estim
ated
V· O2p
eak
pred
icte
d by
OU
ES/k
g in
pat
ient
s w
ith s
ever
ely
decr
ease
d or
pre
serv
ed e
xerc
ise
capa
city
,bu
t not
in p
atie
nts
with
inte
rmed
iate
exe
rcis
e ca
paci
ty.
Sign
ifica
nt d
iffer
ence
s be
twee
n m
easu
red
V· O2p
eak
and
estim
ated
V· O2p
eak
pred
icte
d by
VAT
with
in a
llsu
bgro
ups.
Are
na
341
with
HF
56.3
�Tr
eadm
ill e
xerc
ise
test
s (m
axim
al),
OU
ES a
nd
Cor
rela
tions
for
OU
ES (a
t 50%
and
100
%) w
ith V· O
2pea
k
et a
l18(2
83 M
/58
14.2
follo
win
g a
ram
ping
pro
toco
l.V· E/
V· CO
2(r
�0.
65, r
�0.
73) a
nd V· E/
V· CO
2sl
ope
(r�
�0.
61,
F)sl
ope
(bot
h r
��
0.65
).at
50%
and
R
OC
cur
ve a
naly
sis
dem
onst
rate
d st
atis
tical
ly s
igni
fican
t 10
0% o
f cl
assi
ficat
ion
sche
mes
for
both
V· E/V· C
O2
slop
e an
d ET
), V· O
2pea
kO
UES
cal
cula
tions
as
wel
l as
V· O2p
eak
(all
area
s un
der
the
RO
C c
urve
�0.
74).
Are
a un
der
the
RO
C c
urve
for
the
V· E/V· C
O2
slop
e at
100
% w
as s
igni
fican
tly g
reat
er th
anfo
r V· O
2pea
kan
d O
UES
at 5
0% a
nd 1
00%
.
(con
tinue
s)
HCR200137.qxd 10/24/10 10:17 AM Page 362
www.jcrpjournal.com Oxygen Uptake Efficiency / 363
Copyright © 2010 Wolters Kluwer Health | Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Ta
ble
1 •
Ove
rvie
w o
f In
clud
ed S
tudi
es I
nves
tigat
ing
the
Oxy
gen
Upt
ake
Effic
ienc
y Sl
ope
(Con
tinue
d)
Age
, y
Firs
t (M
ean
�O
utco
me
Aut
hor
n SD
)M
etho
dsM
easu
res
Resu
lts
Van
35 w
ith H
F 54
�9
Cyc
le e
rgom
eter
test
s (m
axim
al) a
t the
O
UES
Ex
celle
nt c
orre
latio
n be
twee
n O
UES
at 9
0% a
nd 1
00%
La
ethe
m
(26
M/9
F):
star
t, th
e m
iddl
e, a
nd th
e en
d of
the
(at 9
0% a
nd
of E
T (r
�0.
97).
OU
ES, V
· O2p
eak,
VAT
, and
V· E/V· C
O2
et a
l35N
YH
AII-
IIIin
terv
entio
n, u
sing
a g
radu
al p
roto
col.
100%
of
slop
e im
prov
ed d
urin
g th
e fir
st p
art o
f the
ET
peri
od;
Initi
al w
orkl
oad
25 W
, inc
rem
ent
ET),
V· O2p
eak,
on
ly V
AT c
ontin
ued
to im
prov
e in
the
seco
nd p
art.
10 W
/min
.V
AT,
Impr
ovem
ent i
n O
UES
cor
rela
ted
sign
ifica
ntly
bet
ter
Inte
rven
tion:
6-m
o ca
rdia
c re
habi
litat
ion
V· E/V· C
O2
with
impr
ovem
ents
in V· O
2pea
k(r
�0.
64-0
.77)
than
in
prog
ram
, 2 ti
mes
/wk.
slop
e, R
ERan
y ot
her
incl
uded
exe
rcis
e pa
ram
eter
.Va
n 30
HTx
59
.9 �
9.1
Cyc
le e
rgom
eter
exe
rcis
e te
sts
(max
imal
), O
UES
, C
orre
latio
ns fo
r O
UES
/kg
with
V· O2p
eak
(r�
0.63
), V
AT
Laet
hem
pa
tient
sus
ing
a st
epw
ise
incr
emen
tal p
roto
col.
V· O2p
eak,
(r
�0.
92),
and
V· E/V· C
O2
slop
e (r
��
0.49
) bef
ore
HTx
.et
al34
Initi
al w
orkl
oad
25 W
, inc
rem
ent 1
0 or
V
AT,
Cha
nges
in O
UES
/kg
afte
r H
Tx s
igni
fican
tly c
orre
late
d 25
W/m
in.
V· E/V· C
O2
with
cha
nges
in V· O
2pea
kan
d V
AT (b
oth
r�
0.63
), bu
t not
In
terv
entio
n: H
Tx.
slop
e, R
ERw
ith c
hang
es in
V· E/V· C
O2
slop
e or
mar
ked
impr
ovem
ents
in c
entr
al h
emod
ynam
ics
or r
estin
g lu
ng fu
nctio
n.A
rena
33
7 w
ith H
F 56
.5 �
14.1
Trea
dmill
exe
rcis
e te
sts,
usi
ng a
O
UES
, BM
ISi
gnifi
cant
cor
rela
tion
betw
een
OU
ES a
nd B
MI (
r�
0.32
). et
al33
(280
M/5
7 F)
cons
erva
tive
ram
ping
pro
toco
l.O
UES
diff
er s
igni
fican
tly a
mon
g al
l 3 B
MI g
roup
s, w
ith
(nor
mal
th
e m
ost f
avor
able
val
ue fo
und
in th
e ob
ese
subg
roup
. w
eigh
t, O
UES
pro
gnos
tical
ly s
igni
fican
t in
norm
al w
eigh
t ov
erw
eigh
t, (o
ptim
al th
resh
old:
/�
1.2,
haz
ard
ratio
: 3.7
, 95%
an
d ob
ese)
CI:
1.4-
9.9,
P�
.01)
, ove
rwei
ght (
optim
al th
resh
old:
/�1.
5, h
azar
d ra
tio: 3
.9, 9
5% C
I: 1.
3-11
.1, P
�.0
1),
and
obes
e (o
ptim
al th
resh
old:
/�
1.7,
haz
ard
ratio
: 4.1
,95
% C
I: 1.
4-12
.8, P
�.0
1) s
ubgr
oups
.G
adem
an
34 w
ith H
F E:
60
�9
Cyc
le e
rgom
eter
exe
rcis
e te
sts
(max
imal
) O
UES
(at 7
5%,
No
sign
ifica
nt d
iffer
ence
s be
twee
n O
UES
at 7
5%, 9
0%,
et a
l36E:
19
M/1
FC
: 63
�10
at b
asel
ine
and
afte
r 4
wk
(C) o
r af
ter
90%
, and
an
d 10
0% o
f ET.
Exp
erim
enta
l gro
up s
how
ed a
C
: 13
M/1
F
the
exer
cise
trai
ning
pro
gram
(E).
100%
of
sign
ifica
nt in
crea
se in
V· O2p
eak
(14%
), O
UES
(19%
), N
YH
AII-
IIIIn
itial
wor
kloa
d 5
W, i
ncre
men
t ET
), V· O
2pea
k,
OU
ES/k
g (1
7%),
OU
ES 7
5 (2
1%),
and
OU
ES 9
0 (2
2%) a
nd5
W/3
0 s.
V· E/V· C
O2
a de
crea
se in
V· E/V· C
O2
slop
e (1
4%) a
fter
trai
ning
. Con
trol
In
terv
entio
n: 3
0 se
ssio
ns e
xerc
ise
slop
egr
oup
show
ed s
light
impr
ovem
ents
in O
UES
but
tr
aini
ng, 2
-3 ti
mes
/wk.
sign
ifica
ntly
hig
her
incr
ease
s in
the
expe
rim
enta
l gro
up.
Hea
lthy
Hol
lenb
erg
1010
M
edia
n: 6
8 Tr
eadm
ill e
xerc
ise
test
s (m
axim
al),
OU
ES (a
t 75%
, O
UES
cor
rela
ted
with
V· O2p
eak
in b
oth
men
(r�
0.88
) and
vs
et
al4
998
heal
thy
R
ange
: fo
llow
ing
the
Cor
nell
mod
ifica
tion
90%
, and
w
omen
(r�
0.83
). O
UES
at 7
5% d
iffer
ed o
nly
1.9%
from
pa
tient
s(4
19 M
/579
F)
53-9
6 of
the
Bru
ce p
roto
col.
725
heal
thy
100%
of
OU
ES a
t 100
%. O
n se
rial
test
s, O
UES
less
var
iabl
e th
an
12 M
with
HF
subj
ects
wer
e te
sted
aga
in a
fter
2 y.
ET),
V· O2p
eak,
ex
erci
se d
urat
ion
or V· O
2pea
k. O
UES
dec
lined
line
arly
R
ERw
ith a
ge. S
trong
cor
rela
tion
with
FEV
1an
d sm
okin
g hi
stor
y.O
UES
val
ues
in p
atie
nts
with
HF
muc
h lo
wer
than
thos
e of
hea
lthy
elde
rly.
(con
tinue
s)
HCR200137.qxd 10/24/10 10:17 AM Page 363
364 / Journal of Cardiopulmonary Rehabilitation and Prevention 2010;30:357-373 www.jcrpjournal.com
Copyright © 2010 Wolters Kluwer Health | Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Ta
ble
1 •
Ove
rvie
w o
f In
clud
ed S
tudi
es I
nves
tigat
ing
the
Oxy
gen
Upt
ake
Effic
ienc
y Sl
ope
(Con
tinue
d)
Age
, y
Firs
t (M
ean
�O
utco
me
Aut
hor
n SD
)M
etho
dsM
easu
res
Resu
lts
Gia
rdin
i 88
H
ealth
y:
Cyc
le e
rgom
eter
test
s (m
axim
al).
OU
ES (f
rom
N
o si
gnifi
cant
diff
eren
ces
betw
een
OU
ES, O
UES
0-5
0,
et a
l2835
hea
lthy
25 �
9In
itial
wor
kloa
d 10
W, i
ncre
men
t th
e fir
st 5
0%,
and
OU
ES 5
0-10
0, a
nd n
o di
ffere
nces
bet
wee
n (1
8 M
/17
F),
Font
an:
10 W
/min
.th
e la
st 5
0%,
mea
sure
d an
d pr
edic
ted
valu
es o
f OU
ES in
hea
lthy
53 w
ith h
eart
20
�6
and
100%
of
subj
ects
, pat
ient
s w
ith M
/S a
nd F
onta
n w
ho w
ere
not
dise
ase:
M
/S:
the
exer
cise
cy
anot
ic a
t res
t. In
pat
ient
s w
ith F
onta
n w
ho w
ere
Font
an27
�10
da
ta),
cyan
otic
at r
est,
OU
ES 0
-50
diffe
red
sign
ifica
ntly
from
(1
0 M
/13
F)
V· O2p
eak,
O
UES
and
OU
ES 5
0-10
0 an
d m
easu
red
and
pred
icte
d M
/SV· E/
V· CO
2va
lues
of b
oth
OU
ES a
nd O
UES
50-
100
diffe
red
(18
M/1
2 F)
slop
esi
gnifi
cant
ly a
s w
ell.
Chi
ldre
nH
ealth
yB
aba
16 (1
0 M
/6 F
)12
.7 �
2.8
Trea
dmill
exe
rcis
e te
sts
(max
imal
), us
ing
OU
ES, V
AT,
No
betw
een-
prot
ocol
diff
eren
ces
in m
ean
valu
es o
f OU
ES,
et a
l37bo
th th
e B
ruce
pro
toco
l and
the
RIS
V· O
2max
, V
AT, a
nd V· O
2max
. Int
erpr
otoc
ol v
aria
bilit
y lo
wer
for
prot
ocol
. Bla
nd-A
ltman
for
agre
emen
t.R
ERO
UES
(�17
% to
�18
%) t
han
for
V· O2m
ax (�
24 to
�20
%)
and
VAT
(�31
% to
�31
%).
Mar
inov
60
11
�1.
1Tr
eadm
ill e
xerc
ise
test
s (m
axim
al),
usin
g a
OU
ES (a
t VAT
H
igh
corr
elat
ions
for
OU
ES w
ith V· O
2pea
k(r
�0.
91),
oxyg
en
et a
l38(3
0 M
/30
F)m
odifi
catio
n of
the
Bal
ke p
roto
col.
and
100%
), pu
lse
�V· O
2/H
R (r
�0.
80),
and
anth
ropo
met
ric
vari
able
s 30
nor
mal
In
itial
ele
vatio
n 6%
, inc
rem
ent 2
%/m
in,
V· O2p
eak,
RER
(hei
ght,
BSA
, FFM
, age
, wei
ght;
r�
0.78
-0.8
8).
wei
ght,
cons
tant
vel
ocity
5.4
km
/h.
Stro
ng c
orre
latio
n be
twee
n O
UES
at V
AT a
nd a
t 100
%
30 o
bese
(r�
0.98
); di
ffere
nce
only
1.1
%. N
o si
gnifi
cant
di
ffere
nces
bet
wee
n O
UES
in o
bese
and
OU
ES in
nono
bese
chi
ldre
n; s
light
ly h
ighe
r O
UES
in o
bese
gro
up.
Dri
nkar
d 15
0 (2
2 M
/21
F N
orm
al
Cyc
le e
rgom
eter
test
s (m
axim
al).
Initi
al
OU
ES (a
t LI,
OU
ES s
igni
fican
t pre
dict
ors
of V· O
2pea
kfo
r bo
th g
roup
s at
et
al39
norm
al
wei
ght:
wor
kloa
d 0
W (4
min
), in
crem
ent 1
5 or
15
0% o
f LI,
all e
xerc
ise
inte
nsiti
es, d
espi
te li
mits
of a
gree
men
t as
wei
ght,
14.8
�20
W/m
in. B
land
-Altm
an fo
r ag
reem
ent.
and
100%
of
high
as
30%
to 3
4%. S
igni
fican
t inc
reas
e in
OU
ES w
ith
42 M
/65
F 1.
7ET
), LI
, in
crea
sing
exe
rcis
e in
tens
ity in
bot
h gr
oups
. Whe
n ob
ese)
Obe
se:
V· O2p
eak,
ad
just
ed fo
r le
an b
ody
mas
s, V· O
2pea
kan
d O
UES
at a
ll 14
.4 �
RER
exer
cise
inte
nsiti
es lo
wer
in o
verw
eigh
t sub
ject
s.
1.5
Mar
inov
11
4 R
ange
: Tr
eadm
ill e
xerc
ise
test
s (m
axim
al),
usin
g a
OU
ES (a
t VAT
C
orre
latio
n be
twee
n O
UES
and
V· O2p
eak
(r�
0.92
). et
al19
(58
M/5
6 F)
7-18
m
odifi
catio
n of
the
Bal
ke p
roto
col.
and
100%
), N
o si
gnifi
cant
diff
eren
ce b
etw
een
OU
ES a
t VAT
and
at
Initi
al e
leva
tion
6%, i
ncre
men
t V· O
2max
, 10
0%. S
tead
y tr
end
for
V· O2p
eak,
VE,
and
OU
ES to
2%
/min
, con
stan
t vel
ocity
5.4
km
/h.
V· O2p
eak,
RER
incr
ease
in th
e ag
e sp
an o
f 7 to
14
y. R
ise
mor
e st
rong
ly
corr
elat
ed w
ith h
eigh
t tha
n w
ith a
ge. V
· O2p
eak
and
OU
ESsi
gnifi
cant
ly h
ighe
r in
boy
s th
an in
gir
ls. V
ery
high
line
arco
rrel
atio
ns b
etw
een
OU
ES a
nd a
nthr
opom
etri
c va
ri-
able
s (B
SA, w
eigh
t, FF
M, h
eigh
t, ag
e; r
�0.
76-0
.86)
.
(con
tinue
s)
HCR200137.qxd 10/24/10 10:17 AM Page 364
www.jcrpjournal.com Oxygen Uptake Efficiency / 365
Copyright © 2010 Wolters Kluwer Health | Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
differences were found between these heart ratereserve–based OUES calculations and OUES obtainedfrom the entire exercise test data. The study ofHollenberg and Tager4 adopted another alternative bycomparing the OUES in individuals who achieved dif-ferent exercise intensities. The authors divided theirsubjects into 3 groups according to the peak respira-tory exchange ratio (RERpeak) achieved. Results of thisstudy indicated that OUES values were similar in sub-jects with an RERpeak of either 1.00 to 1.09 or �1.10,whereas significantly lower values were obtained insubjects with RERpeak �1.0. However, these subjectswere older, had shorter exercise durations, andreached lower values of V· O2peak and FEV1 (forcedexpired volume in 1 second) than those who reachedRERpeak �1.0.
ReproducibilityOnly 1 study assessed the reproducibility of themaximal OUES, V· O2peak, and VAT.24 Agreementbetween 2 exercise tests separated by a time inter-val of maximal 7 days was better for V· O2peak andOUES (coefficients of repeatability 16% and 20%,respectively) than for VAT (coefficient of repeatabil-ity 31%), indicating that VAT is less reproduciblecompared with OUES and V· O2peak. It seems thatV· O2peak was less reproducible in this study than isoften reported in the literature (Coefficient of varia-tion �10%).
Influence of sex and basic anthropometric variablesOxygen uptake efficiency slope values appeared tobe significantly higher in males than in females(2492 � 471 vs 1741 � 418, with P � .05),27 and theresults of a large cross-sectional study (n � 998) sug-gest that OUES declines linearly with age in healthyelderly.4 This latter article examined which variablescontributed significantly to the prediction of OUES.They introduced the following prediction equations—1for men and 1 for women—on the basis of age andbody surface area (BSA in m2):
Men: OUES � 1320 � (26.7 age) � (1394 BSA)Women: OUES � 1175 � (15.8 age) � (841 BSA)
OUES in Adults With Chronic ConditionsOxygen uptake efficiency slope characteristics havebeen investigated in 2179 patients, aged between 16and 89 years, with various conditions of the heart,including HF,4,8,18,22,32-36 coronary artery disease(CAD)14,31,40 and congenital heart disease.28 One studyincluded patients with mitochondrial myopathy,30 inwhich OUES was used as an outcome measure toassess the effects of exercise therapy on exercisecapacity.
Ta
ble
1 •
Ove
rvie
w o
f In
clud
ed S
tudi
es I
nves
tigat
ing
the
Oxy
gen
Upt
ake
Effic
ienc
y Sl
ope
(Con
tinue
d)
Age
, y
Firs
t (M
ean
�O
utco
me
Aut
hor
n SD
)M
etho
dsM
easu
res
Resu
lts
Hea
lthy
vs
Bab
a 14
4 11
.7 �
4.4
Trea
dmill
exe
rcis
e te
sts
(max
imal
), us
ing
OU
ES (a
t 75%
, C
orre
latio
n w
ith V· O
2max
stro
nger
for
OU
ES (r
�0.
94)
patie
nts
et a
l21(8
3 M
/61
F)th
e st
anda
rdiz
ed B
ruce
pro
toco
l.90
%, 1
00%
), th
an fo
r ot
her
subm
axim
al m
easu
res
(VAT
: r�
0.86
, 36
hea
lthy,
V
AT,
V· E/V· C
O2
slop
e:r
�0.
15, E
MO
C: r
�0.
23).
Dev
iatio
n 10
8 w
ith
V· E/V· C
O2
of th
e es
timat
ed V· O
2max
from
the
mea
sure
d V· O
2max
hear
tsl
ope,
sm
alle
st fo
r th
e V· O
2max
pred
icte
d by
OU
ES.
dise
ase
EMO
C,
No
diffe
renc
es in
OU
ES b
etw
een
90%
and
100
% o
f V· O
2max
exer
cise
; at 7
5% o
f exe
rcis
e sl
ight
ly lo
wer
OU
ES.
Abb
revi
atio
ns: B
MI,
body
mas
s in
dex;
BSA
, bod
y su
rfac
e ar
ea; C
, con
trol
gro
up; C
AD
, cor
onar
y ar
tery
dis
ease
; CO
R, c
oeffi
cien
t of r
epea
tabi
lity;
E, e
xper
imen
tal g
roup
; EM
OC
, ext
rapo
late
d m
axim
al o
xyge
nup
take
; ET,
exe
rcis
e tim
e; F
EV1,
forc
ed e
xpir
ed v
olum
e in
1 s
econ
d; F
FM, f
at-f
ree
mas
s; H
F, h
eart
failu
re; H
Rre
serv
e, h
eart
rat
e re
serv
e; H
RR
-V· O2,
hea
rt r
ate
rest
rict
ed o
xyge
n up
take
; HTx
, ort
hotr
opic
hea
rt tr
ans-
plan
tatio
n; IC
C, i
ntra
clas
s co
rrel
atio
n co
effic
ient
; LI,
lact
ate
infle
ctio
n po
int.
LVD
, lef
t ven
tric
ular
dys
func
tion;
MA
S, m
axim
al a
erob
ic s
peed
; MM
, mito
chon
dria
l myo
path
y; M
/S, M
usta
rd/S
enni
ng o
pera
tion;
NY
HA
,N
ew Y
ork
Hea
rt A
ssoc
iatio
n; O
UES
, oxy
gen
upta
ke e
ffici
ency
slo
pe; R
ER, r
espi
rato
ry e
xcha
nge
ratio
; RIS
, rap
idly
incr
easi
ng s
tage
d; R
OC
, rec
eive
r op
erat
ing
char
acte
rist
ic; S
WEE
T, s
quar
e-w
ave
endu
ranc
e ex
erci
setr
aini
ng; T
, tra
ined
sub
ject
s; U
T, u
ntra
ined
sub
ject
s; V
AT, v
entil
ator
y th
resh
old;
V· CO
2, C
O2
elim
inat
ion;
Vd/
VAT
, dea
d sp
ace
to ti
dal v
olum
e ra
tio; V
E, m
inut
e ve
ntila
tion;
V· O2,
oxy
gen
upta
ke.
HCR200137.qxd 10/24/10 10:17 AM Page 365
dysfunction, neurohormonal activation, exercisecapacity, and BMI. Two studies4,22 demonstrated thatOUES values in patients with HF were significantlylower than the values predicted by the predictionequations for healthy adults as introduced byHollenberg and Tager.4 Furthermore, Davies et al22
identified OUES as the only significant independentprognostic variable in a multivariable predictionmodel and found that OUES values were lower withworsening symptoms.
OUES in Healthy ChildrenFive studies examined the OUES in 415 healthy chil-dren between 6 and 18 years of age. Physical exami-nations revealed that the children were in good healthand took no medication that might affect exerciseperformance.19,24,37-39 All subjects were moderatelyactive, but not engaged in regular training activities.The overweight adolescents in the study by Drinkardet al39 were in good general health but were requiredto have a BMI greater than 95th percentile for age,sex, and race and at least 1 obesity-related comorbidcondition (primarily hyperinsulinemia and/or dyslipi-demia). All subjects in this latter study underwent a12-lead electrocardiogram to ensure the absence ofcardiac diseases. One study21 included children withheart disease as well, but in the results no distinctionwas made between healthy children and patients.
Correlations with other measures of cardiorespiratory functionBaba et al21 found significantly stronger correlationswith V· O2max for OUES (r � 0.94) than for other sub-maximal measures of cardiorespiratory function,including VAT (r � 0.86), V· E/V
·CO2 slope (r � 0.15),
and EMOC (r � 0.28). The deviation of the estimatedV· O2peak from the measured V· O2peak appeared to besmallest for the estimated V· O2max predicted by OUES21
and strong correlations were found with V· O2peak (r �0.91 � 0.92) and oxygen pulse (r � 0.80).19,38 Thestudy of Drinkard et al39 demonstrated a significantrelationship between OUES and V· O2peak at severalexercise intensities for both obese and nonobese ado-lescents. Bland-Altman plots comparing measuredV· O2peak with estimated V· O2peak predicted from OUES,however, showed large limits of agreement (30%-34%of average V· O2peak).
39
Influence of exercise durationTwo studies21,39 found that the submaximal OUES wasslightly, however significantly, lower than the maxi-mal OUES calculated from the entire exercise testdata. Conversely, another study38 found higher sub-maximal OUES values, whereas a fourth study19 didnot find any effects of exercise duration on the OUES.
Correlations with other measures of cardiorespiratory functionThe study of Baba et al24 provided moderately highto strong correlations (r � 0.78 for 18 subjects whoreached maximal exercise intensity; r � 0.68 when allsubjects were included) between maximal OUES andV· O2max in patients with HF. Correlations with V· O2peakvalues ranged from moderately high to strong (r �0.68, r � 0.73, r � 0.81; P � .001) as well.4,18,22,32
Similar correlation coefficients between OUES andV· O2peak were reported in patients with CAD (r � 0.73,r � 0.84, r � 0.89; P � .001).14,40 Oxygen uptake effi-ciency slope standardized for body mass (OUES/kg)also correlated strongly with V· O2peak (r � 0.79, r �0.84; P � .001) in these patients.1,31,35 One of theintervention studies14 demonstrated that training-induced changes in V· O2peak correlated better withchanges in OUES (r � 0.61; P � .001) and VAT (r �0.55; P � .001) than with changes in the V· E/V· CO2slope (r � �.13 to �0.17; P � .001) in patients withCAD. Another exercise training study in patients withHF34 showed that improvements in V· O2peak correlatedsignificantly better (P � .01) with the training-inducedchanges in OUES (r � 0.64-0.77) than with those ofany other included exercise parameter (VAT, V· E/V
·CO2
slope, Wpeak, RERpeak) (r � 0.55).
Influence of exercise duration/intensityVarious studies suggested that the OUES remains rel-atively stable over the entire exercise duration,8,32,36
whereas others found that OUES at 50% and OUES upto RER � 1.0 differed significantly from OUES obtainedfrom the full data.14,22 In terms of percentages, thesedifferences between submaximal and maximal valueswere very small for OUES (1%-2%),4,22 whereas moreprofound differences were found for V· O2peak (25%).22
In line with these findings, Van Laethem et al32 showedthat shortened exercise duration affected both V· O2peakand V· E/V
·CO2 slope, whereas OUES remained stable.
Influence of sex and basic anthropometric variablesThe only study primarily examining the influence ofanthropometric variables33 found that OUES differedsignificantly (P � .05) between 3 subgroups ofpatients with HF differing in body mass index (BMI):normal weight, overweight, and obese. Interestingly,the most favorable values were found in the obesesubgroup.
Discriminative ability and prognostic valueSeveral studies examining exercise capacity inpatients with HF8,32 or CAD31,40 reported significantdifferences in OUES values between New York HeartAssociation functional classes (I-III) or subgroupsbased on other variables, such as left ventricular
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HCR200137.qxd 10/24/10 10:17 AM Page 366
Intervention StudiesSeven studies examined the effects of a particularintervention on the OUES; however, none applied arandomized controlled design. The interventionsincluded exercise training,14,26,30,34,36 orthotropic hearttransplantation,35 and hypoxia.29
Exercise training induced significant improvementsin V· O2peak, OUES, and VAT in a large number of patientswith cardiac disease.14,34,36 The study of Defoor et al14
showed that the training-induced changes in V· O2peakcorrelated with changes in OUES (r � 0.61; P � .001)and in VAT (r � 0.55; P � .001). These relationsremained significant after adjusting for age, gender,body height and weight, and training intensity andfrequency (r � 0.57 and r � 0.52; P � .001, respec-tively). Stepwise multiple regression analysis revealedtraining frequency (r � 0.249; P � .001) as thestrongest determinant for the change in OUES withphysical training and that the change in VAT was thelargest contributor to the change in OUES.14
Patients with mitochondrial myopathy also showedsignificantly higher OUES values following aerobicexercise therapy, whereas no significant increaseswere demonstrated in heart rate–restricted V· O2.
30 Onestudy,27 however, did not find significant changesin the OUES and V· E/V
·CO2 slope after intermittent
endurance training in healthy young women, despitesignificant increases in V· O2peak and VAT.
The study of Van Laethem et al35 investigated theOUES in patients before and after heart transplanta-tion. Significant improvements (P � .05) in OUESwere found during the first year after surgery, butsimilar to other exercise parameters, OUES remainedconsiderably impaired when compared with age-and gender-normalized values. The changes inOUES after heart transplantation highly correlatedwith the changes in other exercise variables (V· O2peakand VAT), but not with marked improvements incentral hemodynamics or resting lung function. Thelatter might suggest that the increase in OUES iselicited by beneficial alterations in the skeletal mus-culature after heart transplantation rather than byimprovements in central hemodynamics or restinglung function.
In a study concerning the responsiveness of theOUES to hypoxia in healthy subjects with a broadrange of cardiorespiratory fitness,29 both maximal andsubmaximal OUES values were influenced by oxygenavailability and utilization by active tissues. Mildhypoxia did not significantly alter OUES values, butmore severe hypoxia at higher simulated altitudescaused significant reductions in OUES. An interestingfinding was that the OUES declined faster in trainedthan in untrained subjects.
Protocol dependencyThe only study37 examining protocol dependency ofthe maximal OUES did not find significant differencesin OUES, VAT, or V· O2max values obtained with 2 dif-ferent protocols for treadmill exercise testing.Interprotocol variability was found to be smallest forthe OUES (limits of agreement �18% to 17%).
Influence of sex and basic anthropometric variablesIn a cross-sectional study by Marinov et al,19 a steadytrend was observed for V· O2peak, V· E, and OUES toincrease in the age span of 7 to 14 years. Both OUESand V· O2peak appeared to be significantly higher inboys than in girls.19,38 Dividing these variables by leanbody mass removed the sex differences almost com-pletely; however, it did not remove the differences inthe individual age and height groups. The increasesin V· O2peak and OUES appeared to be more stronglycorrelated with height than with age.19 Studies exam-ining the relationship between OUES and anthropo-metric variables found that OUES was strongly corre-lated with BSA, height, weight, lean body mass, andage.19,38 Absolute values of OUES at VAT and overthe entire exercise testing data appeared to be signif-icantly higher in severely overweight adolescents(mean BMI 40.0 � 8.0 kg/m2) compared with theirnonoverweight peers.38 These findings are in line withthe results of Arena et al,33 who also found the mostfavorable OUES values in the obese subgroup ofadult patients with HF. Conversely, when expressedrelative to lean body mass, exercise parameters weresignificantly lower in overweight than in nonover-weight adolescents.19,38
To assess which factors influence OUES in thepediatric population, Marinov and Kostianev38 appliedstepwise regression analysis and introduced the fol-lowing equation to predict OUES from height (cm)and BSA (m2) (r2 � 0.793; standard error of estimate �369; n � 60):
OUES � �3346.9 � 28.08 height � 794.2 BSA
More recently, Marinov et al19 introduced anotherequation to predict OUES in healthy children,including BSA and gender as the main determinants(R2 � 0.765; standard error of estimate � 316; n �114):
OUES � �398 � 1958.1 BSA � 199.5 gender
OUES in Children with Chronic ConditionsOnly 1 study21 examined the OUES in 108 childrenwith heart disease. However, in this study, no dis-tinction was made between the healthy participantsand those suffering from heart disease. The results ofthis study are discussed earlier.
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HCR200137.qxd 10/24/10 10:17 AM Page 367
shortened exercise duration did affect theOUES,4,14,21,22,25,38,39 only small differences werereported. However, controversy exists with regard tothe submaximal OUES values. Some studies14,25,38
found significantly higher submaximal OUES valuesas compared with maximal OUES values, whereasothers did not find differences8,19,27-29,32,36 or suggest-ed a tendency toward lower submaximal values.4,21,39
We could not identify explanatory factors for theseinconsistent findings; however, it might be related tothe underlying disease. The validity of the OUESmight be different across patient groups.
Despite the fact that the submaximal OUES valuesare calculated in numerous studies, important charac-teristics (such as interprotocol agreement, repro-ducibility, discriminative ability, and prognosticvalue) are examined only for the maximal OUES inthe majority of studies. Since the original purpose ofthe OUES was to provide a submaximal measure ofcardiorespiratory function, which could be used as asubstitute for V· O2peak in (clinical) populations unableto perform maximal exercise, it would be moreappropriate to examine these characteristics for thesubmaximal OUES. Three studies14,26,36 examined theresponsiveness to exercise training for the submaxi-mal OUES and 2 of these showed a significantincrease in submaximal OUES values following exer-cise training in patients with HF36 or CAD.14 A studyby Mollard et al29 indicated that the submaximalOUES was sensitive to the effects of hypoxia duringexercise. Only 1 study18 assessed the prognostic valueof the submaximal OUES and demonstrated that it,like the maximal OUES, was a significant predictor ofmortality in patients with HF.
Sensitivity of OUESResults of the intervention studies suggest that OUESis sensitive to change after exercise training inpatients with CAD, HF, or mitochondrial myopathyand, thus, can be used to evaluate the progression ofexercise capacity in the aforementioned populationsfollowing rehabilitation or training programs in thesepatient groups. Several authors have concluded thatOUES is a more consistent parameter than V· O2peak,since V· O2peak is effort, protocol, and observer depen-dent.4,32,36 In populations with cardiac conditions,exercise capacity appears to be primarily restricted byunderperfusion of both the lungs and the skeletalmuscles. An increase in OUES suggests that a similarV· O2 is achieved with lower ventilatory cost.14,35,36 Thismight be due to direct training-induced improve-ments in pulmonary function (eg, increased alveolarcapillary membrane perfusion and capillary blood flow)and/or muscular function (eg, increased capillary
DISCUSSION
The results of this review indicate that OUES is anobjective and reproducible measure with broadapplicability. Oxygen uptake efficiency slope is rela-tively independent of exercise intensity/duration, cor-relates highly with other exercise parameters, appearsto have discriminative value, and is sensitive to theeffects of physical training in adult cardiac populations.However, OUES values are considerably influencedby anthropometric variables and show large interindi-vidual variation.
Correlation Between OUES and Other Exercise ParametersStrong correlations were found between OUES (sub-maximal and maximal) and V· O2peak. Using correlationand regression analysis, several authors concludedthat the assessment of OUES was accurate enough asa substitute of V· O2max.
4,8,22,24,29,32,34,37 However, a strongstatistical correlation between 2 parameters is notnecessarily a proof for the interchangeability ofthese parameters.40 Bland-Altman analysis assessinginterindividual variability showed wide 95% confidenceintervals.25,39,40 These findings indicate that althoughOUES and V· O2peak are highly correlated, interindivid-ual variation exists in OUES values, which might limitthe clinical utility of this parameter. Since OUES wasnot able to reliably predict V· O2max, it appears notinterchangeable with this “golden standard.”25,39,40
Nonetheless, Pichon et al25 compared the submaximalOUES with the VAT, which is widely used in clinicalpractice, and showed that the submaximal OUES pro-vided a better approximation of measured V· O2maxcompared with the VAT. Various studies revealed thatcompared with other submaximal parameters, OUESis strongly correlated with the VAT21,26,27,29 and withthe submaximal V· E/V
·CO2 slope.18 However, relation-
ship differences of OUES and VAT between studiesare not fully understood and identified; differentapproaches for determining the VAT and even differ-ent exercise protocols (Table 1) might contribute tothese differences in relationships.
Influence of Exercise Duration/Intensity on OUESThe logarithmic transformation of V· E is aimed at lin-earizing the otherwise curvilinear relation of V· O2 ver-sus V· E, thus making the OUES theoretically indepen-dent of the patient-achieved maximal effort level.Many studies confirmed that submaximal and maxi-mal OUES values were highly correlated.8,26,34,38 Theuse of submaximal exercise data did not alter OUESvalues in most studies,8,19,27-29,32,36 and in those where
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HCR200137.qxd 10/24/10 10:17 AM Page 368
stratification of patient with other (chronic) condi-tions. In addition, future studies should examine therelationship between OUES and other markers ofphysiologic function reflecting disease severity (eg,Doppler echo, cardiac magnetic resonance imaging,brain natriuretic peptide concentrations in blood, orpulmonary pressure).
Both the V· E/V·CO2 slope and OUES could potential-
ly be used to identify a subgroup within CAD patientswith intermediate V· O2peak, who might have a worseoutcome. Arena et al18 reported that although OUESis a significant prognostic marker in patients with HF,the V· E/V
·CO2 slope calculated with all exercise data
remained prognostically superior. Davies et al22 per-formed a similar analysis, though they concluded thatOUES was the best predictor of mortality. In this lat-ter study, patients were tested between 1992 and1996, while only 2.6% of the participants of Arena et al18 underwent testing before 1997. Given thechanges in HF management since the 1990s, the find-ings of Arena et al18 may be more reflective of pre-sent-day clinical practice.
OUES in ChildrenMean submaximal OUES values in healthy children aresignificantly lower than those in healthy adult popula-tions (1900-2200 vs 2910-4300, respectively).19,24,25,28,29,38,39
An interesting finding is that the OUES increaseslinearly with age during childhood,19 whereas it wasfound to decrease linearly with age in healthyelderly.4 Correlation coefficients with other exerciseparameters in children are similar to those found inhealthy adults. However, caution is recommendedwhen interpreting OUES as an exercise parameterin the development course of childhood, sinceOUES is considerably influenced by anthropometricvariables.19,38
To our knowledge, only 1 study examined OUESin children with chronic conditions. Baba et al21
included both healthy children and children with var-ious conditions of the heart. However, the study pop-ulation was very heterogeneous, and furthermore, nodistinction was made between the patients andhealthy children in their results. Thus, as far as weknow, no studies are published that compare OUESvalues in children with various (chronic) diseaseswith those in healthy peers. As a consequence, it iscurrently not known whether the OUES is able to dis-criminate between healthy children and children withvarious (chronic) diseases or disabilities. Moreover,none of the included studies investigated the effectsof pubertal stages on OUES, despite the fact thatexercise capacity is known to be influenced by thisdevelopmental milestone. Future research shouldaddress this interesting issue.
density, blood flow, and mitochondrial density) inthese patient populations. In subjects without car-diopulmonary limitations, however, measures of ven-tilatory efficiency, and consequently OUES, mightnot be the most appropriate to assess the effects oftraining. This has been observed in the healthyyoung women who participated in the study ofMourot et al.26
It is striking that the responsiveness of OUES toexercise training or other interventions has neverbeen investigated in pediatric populations and, more-over, that none of the intervention studies on OUESinvolved randomized controlled trials. Further, moreresearch is required to determine whether an increasein OUES in patients is associated with an improvedprognosis.
OUES in PatientsThe study of Davies et al22 was the first study thatexamined the prognostic value of the OUES inpatients with HF. They found that its prognostic valuewas stronger compared to the best available existingmeasures of exercise physiology, including V· O2peak,VAT, and V· E/V
·CO2 slope. Other studies, similar to this
finding, suggested strong discriminative value of theOUES in patients with HF or CAD.4,8,31,32 Hence,OUES appears to be useful for the quantification ofexercise performance in these patients.40 In patientswith CAD, OUES is significantly reduced.14,32,34
Patients who have undergone percutaneous translu-minal coronary angioplasty with or without priormyocardial infarction have significantly higher OUESvalues compared with patients after coronary arterybypass grafting.14 This may be explained by a higherdisease severity, preoperative and postoperativedeconditioning, and the impact of chest surgery onlung perfusion and structural integrity in the lattergroup. Furthermore, OUES is impaired in CAD patientswith arterial fibrillation as compared with those withnormal sinus rhythm;14 this is likely because of theimpact of decreased oxygen delivery on the workingmuscles in patients with arterial fibrillation owing tolower stroke volume and CO response during exercise.41 The study of Arena et al18 showed thatOUES was a significant predictor of mortality inpatients with HF, though they also concluded that theV· E/V
·CO2 slope maintained an optimal prognostic
value. However, the V· E/V·CO2 slope was calculated
from maximal exercise in their study. When only sub-maximal data were used for OUES determination, thissuperiority of the V· E/V
·CO2 slope compared with the
OUES was no longer significant. Although OUESappears to have good discriminative ability in thesepopulations, further investigation is required forexploring the prognostic power of OUES in the risk
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pulmonary perfusion, which seems to account for thesuperiority of OUES concerning the correlation withtraditional parameters.42
The prognostic value of both slopes in predictingmorbidity and mortality is confirmed in patients withHF or CAD.18,22,31 Defoor et al,14 however, reportedthat the V· E/V· CO2 slope might be less suitable thanOUES to evaluate the effects of physical training inCAD patients without an increased V· E/V· CO2 slope at baseline measurement. They found that changes in VAT contributed most to the changes in OUES than in the V· E/V
·CO2 slope. In addition, Van Laethem
et al35 found that the training-induced changes in OUEScorrelated better with the changes in V·O2peak in patientswith HF than the changes in the V· E/V· CO2 slope.
Several studies examined the relationshipbetween underlying pathophysiology and an abnor-mally elevated V· E/V
·CO2 slope in patients with HF.
The mechanisms appear to be multifaceted withboth central and peripheral contributions.18 Suchstudies are lacking for OUES thus far. Additionalresearch is required to examine the mechanismbehind the abnormally low OUES observed inpatients with HF.18 Furthermore, future researchshould reveal which submaximal efficiency slopeappears most useful in clinical practice with variouspatient populations.
Interpretation of OUESDuring the analysis of the different studies it becameclear that OUES was expressed in various entities,which can be confusing. In fact, OUES represents theslope of a regression line and forms the quotient ofV· O2 (mL/min) and log V· E (L/min). As a result, OUESformally has no entity.
Drinkard et al39 attempted to predict V· O2peak fromOUES values in a pediatric population and did notfind significant differences between the actualV· O2peak and the V· O2peak predicted by the submaximalOUES. However, the authors identified a significantbias in overweight adolescents. This is in line withthe results of Pichon et al,25 who found that theV· O2max predicted by the OUES did not significantlydiffer from measured V· O2max. Since OUES is not ableto reliably predict V· O2max, it appears not interchange-able with the “gold standard.” However, we supposethat the OUES is not meant to predict maximal exer-cise parameters. The index itself provides an objec-tive and independent measure of cardiorespiratoryfunction, reflecting the efficiency of ventilation withregard to the oxygen uptake during exercise. Theinterpretation of its values is dependent oncomparison with adequate reference values, compar-isons between (groups of) subjects, or comparisonswithin subjects (eg, to detect individual changes in
OUES Versus VATOxygen uptake efficiency slope determination involvescalculating the slope of the relationship between V· Eand V· O2 rather than a single cross-sectional determi-nation with substantial inter- and intraobserver vari-ability during exercise, like the VAT. As a conse-quence, OUES is objectively identifiable in all sub-jects and seems to be sufficiently reproducible.24
Moreover, the slope is derived from multiple datapoints throughout the exercise test and, therefore,provides more profound physiological information.Oxygen uptake efficiency slope includes both meta-bolic acidosis and physiologic pulmonary dead spaceand hence displays the status of both systemic andpulmonary perfusion, whereas VAT primarily repre-sents the status of blood distribution to the workingmuscles rather than perfusion to the lungs.21 Also,caution has to be taken when reporting about datameasured at different anaerobic thresholds to avoidmixing up methods;17 this is not applicable for OUES,because it concerns a single fixed and simple mathe-matical formula. Furthermore, VAT values can be con-siderably influenced by the nutritional state of thesubject (eg, carbohydrate loaded or depleted). Babaet al24 have stated that this is not the case for OUESvalues.
OUES Versus·VE/
·VCO2 Slope
Both the OUES and V· E/V· CO2 slope reflect ventilatoryefficiency and have the advantage of being derivedfrom multiple data points throughout the exercise.Contrary to the V· E/V
·CO2 slope, OUES appears to be
relatively independent of patient-achieved effort level.OUES differs in theory from the V· E/V
·CO2 slope in
that it considers changes in ventilation in terms ofscale factor, that is, in multiples of the baseline value.Consequently, any abnormalities that increase venti-lation by a constant proportion, both at rest and dur-ing exercise, will not directly influence OUES. Onlyabnormalities that increase ventilation during exerciseby a greater proportion than at rest will cause adecline in OUES values. Oxygen uptake efficiencyslope may therefore quantify the specific pattern ofventilatory response to exercise having automatically“controlled” for abnormalities present at rest.22
Correlation coefficients with traditional measuresof cardiopulmonary function, including V· O2max,V· O2peak, and VAT, reported for OUES were muchstronger than for the V· E/V
·CO2 slope.15,20,21 The latter,
which is related to physiologic pulmonary deadspace, is affected mainly by perfusion to the lungs.Oxygen uptake efficiency slope, affected both bymetabolic acidosis and by physiologic pulmonarydead space, reflects the status of both systemic and
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exercise tolerance. Therefore, OUES would seem tobe clinically useful to monitor changes in exerciseperformance and effects of physical training in adults,particularly in those who can perform only submaxi-mal exercise. Several authors have stated that theOUES is more robust than the V· O2peak, since maximalworkload assessed during a symptom-limited exer-cise test can be influenced by multiple factors.4,32,36
However, none of these studies involved randomizedcontrolled trials and the responsiveness of the OUESin pediatric populations remains the subject of furtherresearch.
It is currently unknown whether the type of ergome-ter affects OUES determination. The included studiesused both a treadmill ergometer or a cycle ergometerfor OUES determination and various exercise proto-cols. Since V· O2peak values are usually higher with atreadmill protocol46 and since OUES is highly corre-lated with V· O2peak, it is likely that the OUES could beinfluenced by the type of ergometer. The only studyassessing interprotocol agreement showed excellentintraindividual agreement between OUES obtainedwith 2 different treadmill protocols, unlike VAT andV· O2max.
37 However, no additional studies are yet pub-lished to confirm these findings. Whether values ofOUES are ergometer and/or protocol dependent thusremains the subject of future research.
SUMMARY
OUES appears to be a reproducible measure of car-diorespiratory function that does not require maximalexercise. It greatly reduces test variability because ofmotivational and subjective factors and is reliable andeasily determinable in all subjects when respiratorygas analysis systems with breath-by-breath or mixingchamber are used. Despite the strong correlationswith V· O2peak and V· O2max, OUES appears not inter-changeable with these maximal exercise parameters.Nonetheless, OUES seems to be a promising alterna-tive submaximal exercise parameter to assess car-diorespiratory function in subjects unable to performmaximal exercise, like children and patients with pro-gressed disease states. However, appropriate refer-ence values for both adult and pediatric populationsare required.
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ventilatory efficiency over time or following a spe-cific intervention).
Normalization of OUESSince OUES is considerably influenced by anthropo-metric variables, it is recommended to normalize itsvalues for body size, especially in children. Maximalindices such as V· O2peak are also known to be stronglyinfluenced by changes in body size. Therefore,V· O2peak is often normalized by body weight;43 howev-er, the influence of body mass is not entirely com-pensated by this method.44 The study of Marinov andKostianev38 showed that normalizing V· O2peak for BSA(depends on both weight and height) compensatesfor the differences between different weight groups.Since height, weight, lean body mass, and BSA arestrongly correlated with OUES,19 normalizing its val-ues for one of these parameters seems appropriate,especially in pediatric populations. Previous studieshave normalized OUES by body weight, lean bodymass (a surrogate for muscle mass), or BSA. From aphysiological perspective, we presume that BSA pro-vides the best indication of total pulmonary volume,taking both height and weight into account.However, which adjustment is most useful in normal-izing the OUES has to be further investigated.
Applications to Practice and Implications for Further ResearchThere is a need for adequate reference values for theOUES in (healthy) adults and children. Appropriatereference values should be generated with respect toage, gender, race, and other factors such as matura-tion and anthropometrics. To our knowledge, influ-ences of puberty on the OUES have not been inves-tigated. Since puberty causes significant changes inbody composition, muscle strength, V· Emax, ventilatoryequivalent, and physical activity patterns,45 it mightalso influence ventilatory efficiency (OUES). Futurestudies should address the aforementioned variables.
Also, it is currently unknown whether the submax-imal OUES is able to differentiate between healthychildren and children with a (chronic) disease.Previous findings suggest that OUES has discrimina-tive value in adults;4,8,22,31,32 however, further researchis required to assess its discriminative ability in dif-ferent pediatric populations.
Furthermore, the responsiveness of the OUES toexercise training has never been addressed in pedi-atric (patient) populations. Results from adult studiessuggest that the OUES increases following physicaltraining in both patients with CAD and those with HF.The training-induced changes in OUES parallel thosein V· O2peak in cardiorespiratory-limited populations,14,34
showing that OUES is sensitive to improvement in
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Erratum
Rural and Urban Characteristics Impact Cardiovascular Risk Reduction: ErratumIn the article that appeared on page 299 of the September/October issue, the list of authors was incom-plete; the complete author list is as follows:
Timothy R. McConnell, PhD; William P. Santamore, PhD; Sharon L. Larson, PhD; Carol J. Homko, PhD;Mohamed Kashem, MD, PhD; Robert C. Cross, MD; Alfred A. Bove, MD, PhD
In addition, the article should have included a note indicating that it was registered as part ofClinicalTrials.gov (Clinical Trial no. NCT00778804).
Reference:McConnell TR, Santamore WP, Larson, SL, et al. Rural and urban characteristics impact cardiovascular riskreduction. J Cardiopulm Rehabil Prev. 2010;30(5):299-308.
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