red-yellow-green report on all sec-registered investment

Red-Yellow-Green

Report on All SEC-Registered Investment Advisors

Securities & Exchange Commission Form ADV Data as of July 2, 2012

Report Date: August 1, 2012

of 17

© Diligence Review Corp, 2012, New York, NY, USA. All rights reserved.

Diligence Review Corp. does not market, sell, or promote any investment products. The information in this report does not constitute an offer to sell, or a solicitation of an offer

to buy, any securities or investment products. This report could serve to supplement an investor’s larger due diligence efforts. It is no substitute for a comprehensive due

diligence effort. Diligence Review Corp. does not provide legal, accounting or tax advice. The information contained in this report is for general guidance only. Due to the

changing nature of laws, rules and regulations, there may be delays, omissions or inaccuracies in information contained in this report. Diligence Review Corp. will make every

effort to ensure the accuracy and quality of information provided. The information in this report is provided with the understanding that through its transmission, Diligence

Review Corp. is not engaged in rendering legal, accounting, tax, or other professional advice or services. As such, it should not be used as a substitute for consultation with

professional legal, tax or other competent advisers. Before making any decision or taking any action, you should consult a Diligence Review Corp. professional or other

specialized professional. While we have made every attempt to ensure that the information contained in this report has been obtained from reliable sources, Diligence Review

Corp. is not responsible for any errors or omissions, or for the results obtained from the use of this information. All information in this report is provided "as is," with no

guarantee of completeness, accuracy, timeliness or of the results obtained from the use of this information, and without warranty of any kind, express or implied, including, but

not limited to warranties of performance, merchantability and fitness for a particular purpose. In no event will Diligence Review Corp., the Managing Directors, the firm’s

employees, or contractors, be liable to anyone for any decision made or action taken in reliance on the information in this report or for any consequential, special or similar

damages, even if advised of the possibility of such damages. Certain links in this report connect to other websites maintained by third parties over whom Diligence Review Corp.

has no control. Diligence Review Corp. makes no representations as to the accuracy of information contained in other websites.

This report is divided into three sections, Red List, Yellow List, and Green List. Firms names appear only once in this report. Although Red List firms often have one or more

yellow flags, only the firms’ red flags are listed. Any firm that has an item disclosed in Item 11 of Form ADV will either be in the Red List or in the Yellow List, but not both.

Placement on the Green List does not necessarily mean that there are no organizational or due diligence concerns at these firms. It simply means that the most obvious red

flags and yellow flags did not turn up in a review of SEC Form ADV.

of 17

Executive Summary of Findings

Investment advisors are those firms that offer mutual funds, ETFs, pooled and separate account management arrangements. In

general, US investment advisory firms that manage $100 million in assets or greater are required to register with the U.S. Securities

and Exchange Commission (“SEC”) via Form ADV. Our firm recently downloaded the July 2, 2012 SEC Form ADV data. The data

consisted of files from 11,622 advisors submitting Form ADV as a registered advisor.

These advisors include many private fund advisors, including hedge fund and private equity fund advisors. Venture capital advisors,

foreign private advisors, and small private fund advisors (those who manage less than $150 million) are currently classified by the

SEC as “exempt” advisors. Data relating to exempt advisors are not included in this report.

Key Findings:

A total of 11,622 investment advisors are registered with the SEC, as of July 2, 2012. These advisors have total regulatory

AUM of $49,446,235,716,391. In other words, they manage nearly $50 trillion dollars.

Red List: Of the 11,622 registered advisors, we identified 1,315 advisors (11.31%) that answered “yes” to one or more

questions that constitute a “significant adverse regulatory event” in Form ADV. Red List firms manage over $23 trillion

dollars, or 46% of all assets managed by SEC-registered investment advisors.

Yellow List: Of the 11,622 SEC-registered investment advisors, we identified 4,970 advisors (42.76%) that had a “yellow flag”

uncovered in the review of their Form ADV. Yellow List firms manage over $21 trillion dollars, or 44% of all assets managed

by SEC-registered investment advisors. Many yellow flags relate to a firm’s organizational structure, although some yellow

flags relate to adverse regulatory events disclosed on Form ADV that do not rise to the level of a red flag.

Green List: The Green List contains firms that have no significant adverse items on Form ADV. In other words, these are the

firms that do not have red or yellow flags. Of the 11,622 registered investment advisors, we identified 5,337 advisors

(45.92%) that meet these criteria. Green List firms manage over $4.7 trillion dollars, or approximately 10% of all assets

managed by SEC-registered investment advisors.

http://www.diligencereviewcorp.com/adverse-event/

of 17

What is Form ADV?

U.S. investment advisory firms that manage $100 million in assets or greater are required to register with the SEC. So-called “mid-

sized” advisors (those firms that manage between $25 million and $100 million in assets) are required to register with state

securities authorities. There are some exceptions. Mid-sized investment advisory firms with principal offices and places of business

in Wyoming and New York and are not state supervised are required to register with the SEC. For more information about mid-sized

investment advisors, please visit the SEC’s FAQ on this subject. Data related to mid-sized advisors are not included in this report.

Form ADV is the document that investment advisors use to register with the SEC and state securities authorities. Form ADV consists

of two parts. Part 1 requires information about the investment advisor’s business, ownership, clients, employees, business

practices, affiliations, and any disciplinary events of the advisor or its employees. Part 2 requires investment advisors to prepare

narrative brochures written in plain English that contain information such as the types of advisory services offered, the advisor’s fee

schedule, disciplinary information, conflicts of interest, and the educational and business background of management and key

personnel.

Those advisors that register with the SEC have their filings available to the public on the SEC’s Investment Adviser Public Disclosure

(“IAPD”) website. Although performance data are not included in the information, data about recent criminal and regulatory

violations, organizational structure and other key due diligence information is disclosed. An investment advisor’s Form ADV

information can change frequently. SEC-registered investment advisors are required to file annual amendments to Form ADV

within 90 days of the close of the investment advisor’s fiscal year. Additionally, investment advisors must update Form ADV within

30 days of any material (i.e., significant) changes at the firm.

http://www.sec.gov/divisions/investment/midsizedadviserinfo.htm

http://www.adviserinfo.sec.gov/IAPD/Content/IapdMain/iapd_SiteMap.aspx

http://www.adviserinfo.sec.gov/IAPD/Content/IapdMain/iapd_SiteMap.aspx

of 17

What is Regulatory AUM?

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) requires investment advisors to calculate

their regulatory assets under management (“regulatory AUM”). Regulatory AUM is a very complex subject and if the reader needs

to know the specifics of how this is calculated, please do further research and/or consult your legal, tax and compliance

professionals. The SEC provides a method of calculation in the instructions to Form ADV.

At its essence, regulatory AUM represents the total assets over which the asset management firm provides “continuous and regular”

oversight. Put more plainly, it’s the amount of assets on which the firm provides investment advice. When counting assets, the

investment advisor is required to include all gross assets (without deducting debt or leverage). In addition, the investment advisor

must include uncalled capital commitments, which primarily affects private equity fund advisors. In addition, all assets must be

valued at their market value or fair value. This last point poses a bit more complexity for advisors that trade in illiquid assets such as

private equity and some hedge fund advisors.

We included discretionary and non-discretionary assets that each firm listed on Form ADV. Some of the firms listed in this report

have a regulatory AUM of $0. Investment consultants, financial planners, and other firms that select investment advisors and do not

themselves provide “continuous and regular” management services to securities portfolios are among those firms that list their

regulatory AUM as $0. We included those firms in this report because these firms complete a full Form ADV and are fully registered

with the SEC.

Section 1: The Red List & Methodology

Of the 11,622 registered advisors, we identified 1,315 advisors (11.31%) that answered “yes” to one or more questions that

constitute a “significant adverse regulatory event” in Form ADV. The names of those 1,315 firms are listed in alphabetical order in

the Red List section of this report.

We consider significant adverse regulatory events to be red flags in the investor due diligence process. A “red flag” is any high risk

item that a prudent investor would seek to investigate and understand prior to investing. Although Red List firms often have one or

http://en.wikipedia.org/wiki/Dodd%E2%80%93Frank_Wall_Street_Reform_and_Consumer_Protection_Act

http://www.sec.gov/about/forms/formadv-instructions.pdf


of 17

more yellow flags, we list only the red flags for each Red List firm in this report. We do not include any Red List firms in the Yellow

List report.

While the Red List firms are relatively few in terms of number, these firms control nearly half of the total assets invested in

registered investment advisors. Red List firms manage over $23 trillion dollars, or 46% of all assets managed by SEC-registered

investment advisors.

WHAT IS A “SIGNIFICANT ADVERSE REGULATORY EVENT?”

There are 24 questions on the Form ADV within Item 11, a section of Form ADV that relates to the disclosure of legal and regulatory

violations. Of these 24 questions Diligence Review Corp. selected the eight that, in our view, constitute the most significant

regulatory areas. The firms listed on the Red List answered “yes” to one or more of those eight questions.

The eight questions are:

1) In the past 10 years, have you or any advisory affiliate been convicted of or pled guilty or nolo contender (“no contest”) in a

domestic, foreign, or military court to any felony?

2) In the past 10 years, have you or any advisory affiliate been convicted of or pled guilty or nolo contender (“no contest”) in a

domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud,

false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or conspiracy

to commit any of these offenses?

3) Has the Securities and Exchange Commission (“SEC”) or the Commodity Futures Trading Commission (“CFTC”) ever found you

or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?

4) Has the SEC or the CFTC ever entered an order against you or an advisory affiliate in connection with investment-related

activity?

5) Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority ever found

you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?

of 17

6) Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority, in the past

10 years, entered an order against you or any advisory affiliate in connection with an investment-related activity?

7) Has any self-regulatory organization or commodities exchange ever found you or any advisory affiliate to have been involved

in a violation of its rules (other than a rule designated as a “minor rule violation” under a plan approved by the SEC)?

8) Has any domestic or foreign court ever found that you or an advisory affiliate were involved in a violation of investment-

related statues or regulations?

Significant adverse regulatory events can turn up on a record with the passage of time and sometimes, events will fall off the record.

For example, some felonies and other regulatory events need not be disclosed if they happened over 10 years prior to the filing

date.

When reviewing regulatory violations, we believe it is important to focus on the nature of the violation. Does the violation have to

do with operational issues, such as trading? Or do the violations concern a lack of disclosure to clients? Is there more than one

violation listed and if so, does this behavior represent a chronic inability of the firm to comply with regulations, including applicable

laws? We suggest that investors review the entire Form ADV to better understand the firm as a whole and better understand

regulatory violations, if any. Each answer provided by the advisors in Form ADV will take the investor along a separate path of

inquiry in the due diligence process.

WHAT IS AN AFFILIATE?

The SEC’s instructions for Form ADV contain a glossary of terms. In it, the SEC describes an “advisory affiliate” as follows:

Your advisory affiliates are:

(1) all of your officers, partners, or directors (or any person performing similar functions);

(2) all persons directly or indirectly controlling or controlled by you; and

http://www.sec.gov/about/forms/formadv.pdf#glossary

of 17

(3) all of your current employees (other than employees performing only clerical, administrative, support or similar

functions).

Significant adverse regulatory events may occur for the firm itself or an “advisory affiliate.” In our experience, when asked about

these events, some investment advisors begin the discussion by dismissing these events as unimportant or irrelevant. However, a

violation is listed on Form ADV only if it is relevant to the advisory firm and relevant for the investor to consider. One can consider

affiliates to be a stronger tie than merely the “company one keeps.” An affiliate is a person or company that is associated with the

advisory firm.

Section 2: The Yellow List & Methodology

We uncovered one or more “yellow flags” in the ADV Review process for the firms listed in the Yellow List section of this report. We

define a “yellow flag” as a potential risk item that a prudent investor would seek to investigate and understand prior to investing. As

described earlier in this report, red flags are high risk items. Yellow flags are other risk items.

Of the 11,622 SEC- registered investment advisors, we identified 4,970 advisors (42.76%) that had a “yellow flag” uncovered in the

review of their Form ADV. The names of those 4,970 firms are listed in alphabetical order in the Yellow List section of this report.

Yellow List firms manage just over $21 trillion dollars, or 44% of all assets managed by SEC-registered investment advisors.

Many yellow flags relate to a firm’s organizational structure, although some yellow flags relate to adverse regulatory events

disclosed on the ADV that do not rise to the level of a red flag. A “yes’ response in the following areas constitute a yellow flag.

WRAP PROGRAM SPONSOR

A wrap program is one in which an investor pays a bundled fee, generally for brokerage commissions, consulting advice and asset

management services. It is generally sold to the investor as “one stop shopping” or to provide access to “exclusive” advisors. In

reality, these arrangements limit investor choice, expose investors to numerous potential conflicts of interest by the managing

advisory firm, and generally result in a poor to mediocre investment outcome for investors. In the early 1980’s when the financial

services industry was not highly differentiated and when technological advances had not yet driven down trading costs, these

arrangements might have made sense for investors. Today, they are outdated and often serve as a way to keep investors “captive”

of 17

to the sponsoring organization’s sales machine. As such, we view any firm sponsoring these outdated programs as a yellow flag. It

suggests to us a firm has its sales culture predominant, rather than a firm that has carefully structured its firm for its clients’ success.

OTHER BUSINESS & RELATED PARTY ACTIVITIES

A registered investment advisory firm is assigned a yellow flag if the firm or its affiliates is actively engaged in one of the following

businesses, as indicated in Item 6 or item 7 in Form ADV. We have identified the following 9 business activities as those that bring

the greatest potential for conflicts of interest with the firm’s investment advisory clients. These relationships require further

investigation to identify the specific risks to the investor client. In general, the investor must determine which business the advisor

is in, whether the firm is focused on generating performance or transactions, and whether the investor client’s interests are primary.

1. Broker-dealer: A broker-dealer is a person, company or other organization that trades securities for its own account or on

behalf of its customers. When executing trade orders on behalf of a customer, the entity is acting as a broker. When

executing trades for its own account, the entity is acting as a dealer.

2. Registered representative of a broker dealer: A “registered rep” is a person employed by a broker-dealer and who is

authorized to sell securities such as stocks, bonds, mutual funds, and limited partnership programs. Registered

representatives must be sponsored by a broker-dealer firm and pass the FINRA-administered Series 7 exam. FINRA is a self-

regulatory organization that is subject to the oversight of the SEC.

3. Futures commission merchant: All registered futures commission merchants must be members of the National Futures

Association (NFA) in order to conduct futures business with the public. According to the NFA, a futures commission merchant

is an individual or organization which does both of the following: 1) solicits or accepts orders to buy or sell futures contracts,

options on futures or retail off-exchange forex contracts and 2) accepts money or other assets from customers to support

such orders.

4. Real estate broker, dealer or agent: A real estate broker or real estate agent is a person, company or organization that acts

as an intermediary between sellers and buyers of real estate/real property and attempts to find sellers who wish to sell and

of 17

buyers who wish to buy. When engaging in a transaction on behalf of a customer, the entity is acting as a broker. When

executing trades for its own inventory, the entity is acting as a dealer.

5. Bank: A bank is a financial entity that accepts deposits from customers and directs those deposits into investment activities,

either by lending directly or through the capital markets. Banks are typically highly regulated and are generally subject to

minimum capital requirements.

6. Registered municipal advisor: The Dodd-Frank Act greatly expanded the definition of “municipal advisor” and these

definitions are being clarified at the time of the publication of this report. A “municipal advisor” includes anyone who solicits

or provides advice to or for a municipality or obligated person regarding municipal financial products or securities (including

their structure, timing, terms or similar aspects). The definition may also include financial advisors, guaranteed investment

contract brokers, third-party marketers, placement agents, solicitors, finders, and swap advisors that engage in municipal

advisory activities. Municipal advisors must register with the Municipal Securities Rulemaking Board (the MSRB) and the SEC

before engaging in municipal securities or advisory activities. The municipal securities market consists of securities such as

tax-exempt and taxable municipal bonds, municipal notes, and other securities issued by states, cities, and counties or their

agencies.

7. Registered security-based swap dealer: The Dodd-Frank Act greatly impacted the definition of “security-based swap dealer”

and these definitions are still being clarified at the time of the publication of this report. A “security-based swap dealer” is a

person or entity that engages in one or more of the following activities: 1) holding oneself out as a swap dealer or security-

based swap dealer; 2) making markets in swaps or security-based swaps; 3) regularly entering into swaps or security-based

swaps with counterparties in the ordinary course of business for one’s own account; or 4) engaging in activities that cause

oneself to be commonly known in the trade as a dealer or market maker in swaps or security-based swaps. A “swap” is a

financial derivative contract where a set of future cash flows are agreed to be exchanged between two counterparties at set

dates in the future.

of 17

8. Insurance company or agency: An insurance company sells insurance to a policyholder. Insurance is a form of risk

management wherein the person or company buying the insurance policy pays a premium in exchange for transferring risk.

Insurance companies can be broadly classified into two groups: 1) life insurance companies, which sell life insurance,

annuities and retirement products. 2) non-life, general, or property/casualty insurance companies, which sell other types of

insurance that tend to extend over longer periods of time.

9. Sponsor or syndicator of limited partnerships (or equivalent), excluding pooled investment vehicles: A sponsor or

syndicator is a person or company that sells interests to investors. In this case, the interests sold are limited partnership

interests, meaning private equity investments.

INTEREST IN CLIENT TRANSACTIONS

Investment advisors are hired by investor clients because the investor wishes to gain the advisor’s expertise. In these relationships,

there is an information asymmetry, with the investment advisory firm having the information advantage over the client. Clients pay

advisors for these professional services and it should be a fair exchange. But sometimes, asset management firms like to gain more

from their clients than just the professional fees charged. Some investment advisors use their clients’ portfolios as dumping grounds

for undesirable securities owned by the firm or an affiliate of the firm. Although this has been happening for decades, the practice

gained more attention in 2008 with the auction rate securities scandals.

In Item 8 of Form ADV, firms indicate if the investment advisor or a related person also has a proprietary interest in client

transactions. A “yes” answer to either of the following two questions in Item 8 generates a yellow flag. Those Form ADV questions

are:

1. Do you or any related person buy securities for yourself from advisory clients, or sell securities you own to advisory clients

(principal transactions)?

2. Do you or any related party recommend securities (other than investment products) to advisory clients in which you or any

related person has some other propriety (ownership) interest (other than those mentioned in Items 8A(1) or (2)?

of 17

OTHER REGULATORY ITEMS

As mentioned previously in this report, firms listed in the Red List have “significant adverse regulatory events” disclosed in one of

eight categories of Item 11 on Form ADV. A Yellow List firm answered “yes” to one of 16 other questions in Item 11 of Form ADV.

Any firm that has an item disclosed in Item 11 of Form ADV will either be in the Red List or in the Yellow List, but not both.

Yellow List firms with one or more yellow flags in this category answered “yes” to one or more of the following 16 questions:

1) In the past ten years, have you or any advisory affiliate been charged with any felony?

2) In the past ten years, have you or any advisory affiliate been charged with a misdemeanor listed in Item 11B(1)?

3) Has the SEC or the Commodity Futures Trading Commission (CFTC) ever found you or any advisory affiliate to have made a

false statement or omission?

4) Has the SEC or the Commodity Futures Trading Commission (CFTC) ever found you or any advisory affiliate to have been a

cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?

5) Has the SEC or the Commodity Futures Trading Commission (CFTC) ever imposed a civil money penalty on you or any

advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?


you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?


you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business

denied, suspended, revoked, or restricted?

8) Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority ever

denied, suspended, or revoked your or any advisory affiliate’s registration or license, or otherwise prevented you or any

advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate’s

activity?

9) Has any self-regulatory organization or commodities exchange ever found you or any advisory affiliate to have made a false

statement or omission?


of 17

10) Has any self-regulatory organization or commodities exchange ever found you or any advisory affiliate to have been the

cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?

11) Has any self-regulatory organization or commodities exchange ever disciplined you or any advisory affiliate by expelling or

suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from

association with other members, or otherwise restricting your or the advisory affiliate’s activities?

12) Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever

been revoked or suspended?

13) Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a “yes” answer to any part

of Item 11C, 11D, or 11E?

14) Has any domestic or foreign court in the past ten years, enjoined you or any advisory affiliate in connection with any

investment-related activity?

15) Has any domestic or foreign court ever dismissed, pursuant to a settlement agreement, an investment-related civil action

brought against you or any advisory affiliate by a state or foreign financial regulatory authority?

16) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a “yes” answer to any part of Item

11H(1)?

Section 3: The Green List & Methodology

The Green List is a list of firms that have no significant adverse items identified in Form ADV. In other words, these are the firms

that do not have red or yellow flags. Of the 11,622 registered investment advisors, we identified 5,337 advisors (45.92%) that met

the Green List criteria.

While the Green List is relatively large when considering the number of firms, these firms control a much smaller portion of the total

investment assets managed. Green List firms manage over $4.7 trillion dollars, or just 10% of all assets managed by SEC-registered

investment advisors.

Placement on the Green List does not necessarily mean that there are no organizational or due diligence concerns at these firms. It

simply means that the most obvious ADV Review issues did not turn up.

of 17

How Should an Investor Use this Report?

The SEC provides useful guidance to investors on its website, including the statement: “Before you invest or pay for any investment

advice, make sure your brokers, investment advisers, and investment adviser representatives have not had disciplinary problems or

been in trouble with regulators or other investors.” We recommend that investors also periodically review Form ADV for their

current advisors.

For investors who are already working with a firm that has a “significant adverse regulatory event” on its record, the investor may

wish to investigate further the nature of the violation. The first step we recommend is to read the advisor’s full Form ADV, which

may be found by looking up the advisor’s name or SEC Number on the SEC’s website, paying special attention to the answers to all

questions in Item 11, Part 2 (the “Brochures”), Schedule A, Schedule B, Schedule D and the Disclosure Reporting Pages (“DRPs”). The

DRPs are the location in the advisor’s Form ADV that more fully describe any “yes” answer provided in Item 11.

Some very large firms have a number of affiliated companies. Although firms may often refer to affiliates in their marketing

materials as contributing to their strength, they may seek to distance themselves from violations of affiliates, if any. This report may

allow the investor to see a more complete picture of the affiliates. The investor may wish to consult legal or investment

professionals to understand the relevance of any disclosed violations on the investor’s particular investment situation.

For firms with yellow flags, we again recommend that investors read the advisor’s full Form ADV, which may be found by looking up

the advisor’s name or SEC Number on the SEC’s website. For firms with yellow flags, we recommend that investors pay special

attention to the advisor’s answers to all questions in Item 11 and the DRPs. In addition, we recommend that investors read carefully

Part 2 (the “Brochures”), Schedule A, Schedule B, Item 6, Item 7 and Item 8.

In addition, there are a number of other areas an investor should investigate in any firm, including Green List firms:

Concentration of ownership: Although each investment advisory firm is unique, when one person overwhelming controls

the firm (e.g., 75% or more) they can effectively neutralize checks and balances within the firm. Knowing who the majority

owners of the firm are helps the investor to understand who’s setting the agenda at the firm and may also help to identify

business risks. An investor can learn ownership information by examining Schedules A and B of Form ADV.

http://www.sec.gov/investor/brokers.htm

http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

of 17

For private fund advisors, including hedge fund advisors: An in-depth review of Schedule D is necessary to get a grasp of the

specific funds offered by the advisor. Schedule D also lists key service providers for the private funds. Examining a hedge

fund’s service providers is critical to understanding whether related parties are acting in key roles at the funds (e.g.,

custodian or fund administrator). It is generally undesirable for related parties to serve in key service provider roles as this

weakens the fund’s checks and balances. Information is also provided in Schedule D concerning audits. An investor can

examine Schedule D to learn which firms are performing the audits and whether those audits have been accompanied by

unqualified opinions.

Legal and other background checks can catch items that might not be disclosed on Form ADV: Investors should remember

that firms can advertently or inadvertently leave information off their Form ADV, especially those items relating to private

legal actions. There are penalties if it is later discovered that a firm leaves items off the Form ADV, but for unscrupulous

firms, this is a real possibility.

For investors who believe they may be at risk, we recommend that those investors implement more detailed, specific, and relevant

due diligence practices. These practices may include:

1) Identify those advisory relationships that pose the greatest potential risk to the investor;

2) Structure or restructure the advisory relationship or investment in a manner that reduces the risk to the investor;

3) Add additional independent, professional, and regular oversight, as needed; and

4) Determine “hold” or “exit” recommendations concerning the investment, as appropriate, over time and as conditions

change.

of 17

Final Comments

Many investment advisory firms act in many different roles for their clients (asset manager, consultant, and/or broker) and these

roles can sometimes lead to potential conflicts of interest. In our experience, some firms navigate and appropriately manage

potential conflicts of interest. Other firms demonstrate a chronic problem of not placing clients’ interests first. We believe that,

simply by design, some firms are destined to fail the investor. On the bright side, many firms are engineered from the ground up for

the success of the client.

This report is intended to highlight many facts that an investor might wish to consider when conducting due diligence of an

investment advisor. Each investor is responsible for his or her own due diligence effort and this report is no substitute for that

process. We assume the reader is considering the advisor to manage (or to continue to manage) an investor’s assets. This report

makes no statement about the quality of a firm’s brokerage or banking business. Nor does it make assessments about whether

these advisors are capable of delivering superior after-fee investment performance. However, it is our view that investing in today’s

global market is sufficiently complex without the added risk that an investment advisor might not be working in full alignment with

the investor’s interests.

Diligence Review Corp.

http://www.diligencereviewcorp.com

Jennifer A. Cooper, CFA, Managing Director

Michael K. Crist, Managing Director

http://www.diligencereviewcorp.com/

1) In the past 10 years, have you or any advisory affiliate been convicted of or pled guilty or nolo contender (“no contest”) in a domestic, foreign, or military court to any felony? 2) In the past 10 years, have you or any advisory affiliate been convicted of or pled guilty or nolo contender (“no contest”) in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false

statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or conspiracy to commit any of these offenses? 3) Has the Securities and Exchange Commission (“SEC”) or the Commodity Futures Trading Commission (“CFTC”) ever found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes? 4) Has the SEC or the CFTC ever entered an order against you or an advisory affiliate in connection with investment-related activity? 5) Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes? 6) Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority, in the past 10 years, entered an order against you or any advisory affiliate in connection with an investment-related activity? 7) Has any self-regulatory organization or commodities exchange ever found you or any advisory affiliate to have been involved in a violation of its rules (other than a rule designated as a “minor rule violation” under a plan approved by the SEC)? 8) Has any domestic or foreign court ever found that you or an advisory affiliate were involved in a violation of investment-related statues or regulations?

801-70447 1492 CAPITAL MANAGEMENT, LLC $91,401,592 X X X

801-68111 1914 ADVISORS $549,585,462 X X X X

801-41517 1ST GLOBAL ADVISORS INC $4,379,426,709 X

801-69608 1ST WORLDWIDE ADVISORS, LLC. $28,517,445 X X

801-17857 40/86 ADVISORS, INC. $26,881,041,744 X

801-7566 A. R. SCHMEIDLER & CO., INC. $1,230,827,902 X

801-61063 AA CAPITAL PARTNERS, INC. $99,918,297 X X X

801-72865 ABBOT DOWNING INVESTMENT ADVISORS $53,855,746 X X

801-69619 ABG CONSULTANTS $90,500,000 X

801-17402 ABNER HERRMAN & BROCK, LLC $849,215,285 X

801-67871 ABSOLUTE ASIA ASSET MANAGEMENT LIMITED (F/K/A IXIS AM ASIA LTD) $717,810,000 X

801-61336 ABSOLUTE CAPITAL MANAGEMENT, LLC $226,482,280 X

801-48092 ACCESS FINANCIAL GROUP, INC. $283,416,598 X X X

801-58103 ACCESS FINANCIAL RESOURCES INC. $246,677,774 X

801-73457 ACCRETIVE, LLC $441,054,719 X X

801-71557 ACIS CAPITAL MANAGEMENT, L.P. $293,127,000 X

801-72778 ACM INVESTMENT ADVISOR, LLC $173,215,542 X

801-71135 ACTINVER WEALTH MANAGEMENT, INC. $109,000,000 X

801-67983 ADVANCED EQUITIES, INC. $867,926,632 X X X X X

801-55640 ADVANTAGE ADVISERS MANAGEMENT, LLC $396,518,602 X X X X X

801-57013 ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C. $1,916,570,770 X X X X X

801-56217 ADVANTAGE ADVISERS PRIVATE EQUITY MANAGEMENT LLC $7,171,763 X X X X X

801-69551 ADVANTAGE INVESTMENT MANAGEMENT, LLC $296,720,572 X

801-58105 ADVISED ASSETS GROUP, LLC $14,997,130,922 X

801-73098 ADVISER INVESTMENTS $1,365,000,000 X

801-62731 ADVISORS ASSET MANAGEMENT, INC. $385,528,455 X

801-71386 AEGIS CAPITAL CORP. $74,199,454 X

801-46901 AEGIS FINANCIAL CORPORATION $279,010,649 X

801-53421 AEW CAPITAL MANAGEMENT LP $22,830,784,759 X

801-71094 AFC ASSET MANAGEMENT SERVICES, INC. $31,365,633 X X

801-64757 AFT, FORSYTH AND COMPANY, INC. $550,680,306 X X

801-70159 AIG ASSET MANAGEMENT (U.S.), LLC $312,918,557,307 X X X X

801-72010 AKA "ANRIA" OR "ANRIA, INC." $205,725,026 X X X

801-74223 ALCENTRA LIMITED $9,799,827,555 X

801-62417 ALCENTRA NY, LLC $3,888,184,399 X

801-67660 ALDUS CAPITAL, LLC $3,783,000,000 X X

801-55761 ALETHEIA RESEARCH AND MANAGEMENT INC $4,233,298,722 X X X

801-10334 ALEXANDER INVESTMENT SERVICES CO. $319,965,508 X

801-57623 ALLBRIGHT FINANCIAL ADVISORS INC $298,773,771 X

801-12566 ALLEGHENY FINANCIAL GROUP LTD $3,022,337,801 X X

801-57662 ALLEGHENY INVESTMENTS, LTD. $3,022,337,801 X X

801-57874 ALLEN & COMPANY OF FLORIDA, INC. $1,760,818,485 X X X

801-67105 ALLIANCE ADVISORY & SECURITIES, INC $201,982,489 X

801-71312 ALLIANCE CONSULTING, LLC $61,000,000 X

801-43569 ALLIANCE CORPORATE FINANCE GROUP INC $0 X X X X X

801-39910 ALLIANCEBERNSTEIN CORPORATION $0 X X X X X

801-40414 ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION $0 X X X X X

801-32361 ALLIANCEBERNSTEIN HOLDING L.P. $0 X X X X X

801-56720 ALLIANCEBERNSTEIN L.P. $405,896,821,645 X X X X X

801-69803 ALLIANZ GLOBAL INVESTORS CAPITAL LLC $12,555,379,222 X X



801-57798 ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC $48,095,078,938 X X

801-60167 ALLIANZ INVESTMENT MANAGEMENT LLC $14,325,202,865 X

801-68510 ALLSTATE FINANCIAL ADVISORS, LLC $0 X X

801-70249 ALPHABET MANAGEMENT, LLC $3,298,770,035 X

801-62448 ALPHASIMPLEX GROUP, LLC $3,527,739,529 X X X

801-65375 ALPINE ASSOCIATES ADVISORS $4,015,399,074 X

801-65726 ALPINE ASSOCIATES MANAGEMENT INC. $3,402,159,164 X

801-55110 ALPINE WOODS CAPITAL INVESTORS, LLC $5,167,654,184 X X

801-73296 ALTARIS CAPITAL PARTNERS, LLC $596,100,000 X X X X

801-71496 ALTEGRIS ADVISORS, LLC $1,517,702,321 X

801-73015 ALTEGRIS FUNDS $263,171,894 X

801-62960 ALTERNATIVE INVESTMENT SOLUTIONS $26,795,600,000 X X X X

801-64191 ALTERNATIVE STRATEGIES GROUP, INC. $2,789,854,145 X

801-41518 AMERICAN BLUE CHIP INVESTMENT MANAGEMENT $39,365,474 X X

801-70730 AMERICAN EQUITY ADVISORS, INC. $24,258,594,647 X

801-67985 AMERICAN PEGASUS LDG, LLC $0 X X

801-14979 AMERICAN RESEARCH & MANAGEMENT CO $295,576,222 X

801-8074 AMERICAN UNITED LIFE INSURANCE COMPANY $5,565,734,762 X

801-66163 AMERICAN WEALTH MANAGEMENT, INC. $103,152,910 X

801-71330 AMERIGO ASSET MANAGEMENT CORPORATION $5,500,000 X

801-28543 AMERIPRISE FINANCIAL SERVICES, INC. $103,385,339,354 X X X X X X X

801-55153 AMERITAS INVESTMENT CORP $1,916,841,587 X X X X

801-55501 AMERIVEST INVESTMENT MANAGEMENT, LLC $1,702,386,259 X

801-72274 AMUNDI INVESTMENTS USA, LLC $4,110,022,025 X X X

801-71581 ANDREW GARRETT, INC. $62,024,746 X X X

801-29930 ANNACO INVESTMENT MANAGEMENT $91,895,990 X

801-72679 AON HEWITT FINANCIAL ADVISORS, LLC $768,132,085 X X X X

801-64559 AON RETIREMENT PLAN ADVISORS, LLC $6,697,037 X X X X

801-72226 APIDOS CAPITAL MANAGEMENT, LLC $5,549,802,489 X

801-73152 APPALOOSA MANAGEMENT L.P. $14,605,972,000 X X

801-74125 ARCHON GROUP, L.P. $9,991,463,386 X X

801-18767 ARIEL INVESTMENTS, LLC $4,383,718,404 X

801-64502 ARISTEIA CAPITAL, LLC $2,584,137,207 X X

801-63738 ARVEST ASSET MANAGEMENT $793,532,947 X

801-65340 ASCEND CAPITAL LLC $4,860,484,955 X X

801-69196 ASCENT INVESTMENT ADVISORS, LLC $30,000,000 X

801-65018 ASCENTIA CAPITAL PARTNERS, LLC $34,418,325 X X

801-20784 ASSET & FINANCIAL PLANNING, LTD $589,939,176 X X X

801-72099 ASSET ADVISORS OF AMERICA, LLC $0 X

801-16194 ASSET MANAGEMENT CORP $93,571,504 X X

801-58249 ASSET MANAGEMENT SERVICES, INC. $37,000,000 X X

801-65228 ASSET VALUE INVESTORS LIMITED $2,257,985,816 X

801-71639 ASSOCIATED INVESTMENT SERVICES, INC. $110,381,340 X X

801-40532 AST INVESTMENT SERVICES, INC. $101,611,429,776 X X X X

801-68754 ASTERA FINANCIAL GROUP, LLC $333,000,000 X

801-62103 AURORA INVESTMENT MANAGEMENT L.L.C. $11,617,896,876 X

801-14065 AXA ADVISORS, LLC $9,090,257,764 X X X X X

801-72220 AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC $126,173,028,787 X X X

801-56080 AXA ROSENBERG INVESTMENT MANAGEMENT LLC $290,607,350 X X X

801-67131 AXIOM INVESTMENT MANAGEMENT LLC $150,400,556 X X



801-19699 B. C. ZIEGLER AND COMPANY $317,360,037 X X X X

801-73074 BABSON CAPITAL GLOBAL ADVISORS LIMITED $231,941,426 X X

801-241 BABSON CAPITAL MANAGEMENT LLC $100,623,161,754 X X

801-64916 BAILLIE GIFFORD INTERNATIONAL LLC $0 X

801-21051 BAILLIE GIFFORD OVERSEAS LTD $77,341,077,594 X

801-29654 BAINCO INTERNATIONAL INVESTORS LLC $451,864,575 X X

801-63671 BAIRD ASIA PARTNERS MANAGEMENT COMPANY I, L.L.C. $22,586,903 X

801-69238 BAIRD CAPITAL PARTNERS ASIA MANAGEMENT I LIMITED PARTNERSHIP $29,401,575 X

801-56539 BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY III, LLC $31,939,005 X

801-64612 BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY IV, LLC $174,543,982 X

801-69666 BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY V, LLC $106,833,523 X

801-57737 BAIRD VENTURE PARTNERS MANAGEMENT COMPANY I, L.L.C. $52,295,601 X

801-68489 BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC $73,162,613 X

801-73720 BAKER CAPITAL CORP. $511,609,946 X X

801-25587 BALDWIN & CLARKE ADVISORY SERVICES, INC. $122,783,694 X

801-27754 BALTIMORE WASHINGTON FINANCIAL ADVISORS INC $276,949,577 X X

801-29080 BAMCO, INC. $15,731,528,409 X X X X X

801-72483 BAML CAPITAL ACCESS FUNDS MANAGEMENT, LLC $667,252,660 X X X X X

801-60464 BANK OF AMERICA CAPITAL ADVISORS LLC $3,579,254,526 X X X X X

801-29606 BANK OF IRELAND ASSET MANAGEMENT (U.S.) LTD. $0 X

801-67092 BANYAN PARTNERS, LLC $1,109,824,290 X X X X

801-72475 BARCLAYS ASSET MANAGEMENT GROUP LLC $2,369,019,137 X X X

801-69700 BARCLAYS CAPITAL INC. $12,038,139,389 X X X X

801-73526 BARCLAYS PRIVATE CREDIT PARTNERS LLC $1,003,511,656 X X X

801-56176 BARING ASSET MANAGEMENT (ASIA) LIMITED $8,187,464,746 X X

801-4611 BARING ASSET MANAGEMENT LLC $6,417,780,214 X X

801-15160 BARING INTERNATIONAL INVESTMENT LTD $10,877,637,161 X X

801-18656 BARON CAPITAL MANAGEMENT, INC. $1,334,882,887 X X X X X

801-56082 BARR ROSENBERG RESEARCH CENTER LLC $20,884,166,424 X X X

801-69396 BAYVIEW INVESTMENT COUNSEL, INC $37,450,437 X X

801-56131 BBVA WEALTH SOLUTIONS INC. $443,480,831 X X X

801-57962 BEACON FINANCIAL GROUP $328,000,000 X X

801-62704 BEACON WEALTH MANAGEMENT, LLC $237,579,529 X

801-29862 BEAR STEARNS ASSET MANAGEMENT INC. $1,392,869,653 X X X X X

801-62290 BELLE HAVEN INVESTMENTS, L.P. $1,047,438,763 X

801-34305 BENCHMARK CAPITAL ADVISORS $304,318,839 X X X

801-30987 BENJAMIN SECURITIES, INC. $47,759,650 X

801-61433 BERKSHIRE ADVISORS, INC. $14,660,000 X

801-67134 BERNARD L. MADOFF INVESTMENT SECURITIES LLC $17,091,640,696 X

801-68608 BERNARDI ASSET MANAGEMENT, LLC $111,274,795 X

801-62277 BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. $630,430,000 X X X

801-56469 BERWYN FINANCIAL SERVICES CORP. $9,100,248 X X

801-57022 BFT FINANCIAL GROUP, LLC $321,535,244 X X X

801-62775 BIONDO INVESTMENT ADVISORS LLC $351,779,093 X

801-68856 BISHOP & COMPANY INVESTMENT MANAGEMENT, LLC $103,690,395 X X

801-64260 BLACKROCK KELSO CAPITAL ADVISORS LLC $1,091,175,327 X X X X

801-47710 BLACKROCK ADVISORS, LLC $399,091,822,952 X X X X

801-57038 BLACKROCK CAPITAL MANAGEMENT, INC. $44,822,220,656 X X X X

801-48433 BLACKROCK FINANCIAL MANAGEMENT, INC $574,757,232,488 X X X X

801-22609 BLACKROCK FUND ADVISORS $494,356,268,543 X X X X



801-51087 BLACKROCK INTERNATIONAL LIMITED $49,701,762,158 X X X X

801-56972 BLACKROCK INVESTMENT MANAGEMENT, LLC $271,789,563,951 X X X

801-54217 BLACKROCK REALTY ADVISORS INC $0 X X X X

801-57237 BLUE OAK CAPITAL LLC $260,236,144 X

801-69758 BLUECREST CAPITAL MANAGEMENT LLP $63,639,769,455 X

801-15483 BMI CAPITAL LLC $313,045,200 X

801-73047 BMO CAPITAL MARKETS CORP. $3,000,000,000 X X

801-64847 BMO HARRIS FINANCIAL ADVISORS, INC $891,546,510 X

801-14882 BNP PARIBAS ASSET MANAGEMENT, INC. $20,807,366,385 X X

801-69636 BNY MELLON ARX INVESTIMENTOS LTDA $5,508,666,947 X

801-50372 BOFA ADVISORS, LLC $78,604,315,957 X X X X X X

801-70049 BONDWAVE ADVISORS $0 X

801-53600 BOSC, INC. $160,054,539 X

801-72493 BOSTON STANDARD WEALTH MANAGEMENT, LLC $60,795,000 X

801-71662 BOULDER INVESTMENT GROUP, LLC $60,895,430 X

801-64901 BOUSSARD & GAVAUDAN ASSET MANAGEMENT LP $1,701,614,519 X

801-60229 BPU INVESTMENT MANAGEMENT, INC. $500,877,702 X

801-68519 BRADLEY WEALTH MANAGEMENT, LLC $39,200,000 X X

801-44173 BRANSON FOWLKES & CO INC $204,000,000 X

801-39088 BRANSON FOWLKES RUSSELL INC $0 X

801-68768 BREWER INVESTMENT ADVISORS LLC $377,560,419 X

801-44394 BRIDGEWAY CAPITAL MANAGEMENT INC $1,984,243,337 X X

801-62276 BRIGHTON SECURITIES CORP. $57,130,250 X X X

801-69742 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC $86,242,025 X X X

801-66123 BROKERSXPRESS LLC $829,141,012 X X X X X X

801-70688 BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP $6,000,000,000 X

801-72031 BROOKFIELD ASSET MANAGEMENT PIC US, LLC $26,160,000,000 X

801-70596 BROOKLYN CAPITAL MANAGEMENT, LLC $408,339,055 X X

801-69070 BROOKSIDE CAPITAL, LLC $11,188,000,000 X X

801-68010 BROOKSTONE CAPITAL MANAGEMENT LLC $363,977,552 X X

801-14895 BTS ASSET MANAGEMENT, INC. $1,519,182,406 X X X

801-60634 BUCHANAN STREET PARTNERS $579,673,602 X

801-26326 BUCKINGHAM CAPITAL MANAGEMENT INC $1,551,317,116 X X X

801-30781 BUDGE FINANCIAL INC $117,806,485 X

801-32111 BURGESS CHAMBERS & ASSOCIATES INC $0 X

801-70605 BURKE-LESLIE PROFESSIONAL ASSET MANAGEMENT, LLC $6,855,444 X

801-8293 BURNHAM ASSET MANAGEMENT CORP $477,132,518 X

801-65646 BURNHAM SECURITIES INC $85,781,293 X

801-42709 CADARET GRANT & CO INC $2,100,160,707 X X X

801-29688 CALAMOS ADVISORS LLC $32,249,310,803 X X

801-67787 CALAMOS WEALTH MANAGEMENT LLC $901,679,201 X X

801-66098 CALDWELL SECURITIES, INCORPORATED $98,070,499 X X

801-9219 CALLAN ASSOCIATES INC. $3,487,792,458 X X

801-70036 CALTON & ASSOCIATES, INC. $76,390,176 X X X

801-63930 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. $20,892,307,350 X X X X X

801-64117 CAMBRIDGE LEGACY ADVISORS, INC. $130,000,000 X X X

801-55780 CAMERON MURPHY & SPANGLER INC $74,283,292 X X X

801-60841 CANTELLA & CO., INC. $615,876,718 X X X X X

801-64792 CAPITAL CITY ASSET MANAGEMENT GROUP, LLC $27,912,499 X X

801-35935 CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP $4,340,613,889 X



801-63969 CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC $411,617,666 X X

801-72532 CAPITAL INVESTMENT ADVISORS, LLC $885,381,533 X X

801-69846 CAPITAL INVESTMENT ADVISORY SERVICES, LLC $140,071,989 X

801-36824 CAPITAL INVESTMENT COUNSEL INC $1,873,269,360 X X X

801-61042 CAPITAL INVESTMENT MANAGEMENT $82,602,169 X

801-40001 CAPITAL MANAGEMENT ADVISORS INC $96,467,612 X X

801-17691 CAPITAL MANAGEMENT ASSOCIATES INC $188,825,334 X X X

801-20826 CAPITAL STRATEGY GROUP LTD $35,396,828 X

801-70333 CAPITAL WEALTH PLANNING, LLC $302,000,000 X

801-41033 CAPITOL SECURITIES MANAGEMENT, INC. $303,202,000 X X

801-17695 CAPSTONE ASSET MANAGEMENT COMPANY $3,486,198,165 X

801-73004 CAPSTONE INVESTMENT ADVISORS, LLC $3,696,308,353 X

801-71905 CAREY, THOMAS, HOOVER & BREAULT ADVISORS $188,142,751 X X

801-71345 CARL M. LOEB ADVISORY PARTNERS L.P. $0 X

801-60758 CARLSON CAPITAL, L.P. $13,688,515,417 X X

801-74214 CARMEL MANAGEMENT III, LLC $3,282,200,000 X X

801-65968 CAROLINA CAPITAL CONSULTING, INC. $142,170,050 X X

801-63093 CARRET ASSET MANAGEMENT, LLC $1,530,000,000 X X X

801-72366 CARRINGTON CAPITAL MANAGEMENT, LLC $650,852,757 X

801-64239 CARY STREET PARTNERS INVESTMENT ADVISORY LLC $738,280,253 X

801-72923 CASTLE CREEK ADVISORS IV LLC $423,752,000 X

801-60343 CAUSEWAY CAPITAL MANAGEMENT LLC $13,880,216,891 X

801-60138 CAVANAL HILL INVESTMENT MANAGEMENT, INC. $6,589,699,017 X X

801-60606 CAZ INVESTMENTS L.P. $313,200,000 X

801-56332 CBIZ RETIREMENT PLAN SERVICES $4,982,739,307 X X

801-61902 CCO INVESTMENT SERVICES CORP. $1,173,802,381 X X X X X

801-74484 CENTAURUS CAPITAL $1,507,633,282 X

801-56882 CENTAURUS FINANCIAL, INC. $469,941,097 X X

801-17274 CENTURY FUNDS MANAGEMENT INC $53,644,130 X

801-43561 CENTURY SECURITIES ASSOCIATES INC $284,932,746 X X X X X X

801-52094 CENTURYLINK INVESTMENT MANAGEMENT COMPANY $17,264,134,503 X

801-70987 CHAPIN DAVIS ASSET MANAGEMENT $609,921,939 X X X

801-29938 CHARLES SCHWAB & CO., INC. $0 X X X X X X X X

801-35905 CHARLES SCHWAB INVESTMENT MANAGEMENT, INC $214,842,000,000 X X X X X

801-36407 CHASE INVESTMENT SERVICES CORP. $29,852,041,557 X X X X X X X X

801-7333 CHELSEA MANAGEMENT COMPANY $920,574,353 X

801-69779 CHELSEA MORGAN ADVISORS LLC $0 X X X

801-72494 CI GLOBAL HOLDINGS INC. $3,083,654,606 X

801-9707 CIBC GLOBAL ASSET MANAGEMENT INC. $66,183,429,693 X X

801-72883 CIFC ASSET MANAGEMENT LLC $7,432,996,948 X X

801-9678 CINCINNATI ANALYSTS, INC $2,080,000,000 X X X X X

801-73075 CION INVESTMENT MANAGEMENT, LLC $0 X

801-70860 CITADEL ADVISORS LLC $115,208,973,792 X

801-72524 CITI CAPITAL ADVISORS LIMITED $1,951,000,000 X X X

801-71561 CITI PRIVATE ADVISORY, LLC $2,401,958,421 X

801-60990 CITIGROUP ALTERNATIVE INVESTMENTS LLC $18,051,000,000 X X X

801-72542 CITIGROUP FIRST INVESTMENT MANAGEMENT AMERICAS LLC $0 X X

801-3387 CITIGROUP GLOBAL MARKETS INC. $21,243,954,278 X X X X X X X X

801-71181 CITY NATIONAL SECURITIES, INC. $212,909,000 X

801-67527 CITY SECURITIES CORPORATION $537,165,111 X X



801-68399 CLEAN ENERGY CAPITAL, LLC $54,080,094 X X

801-72937 CLEARVIEW ADVISORS, INC. $0 X

801-55574 CLEARY GULL INC. $841,317,000 X X X

801-57265 CLS INVESTMENTS, LLC $10,999,790,803 X

801-71900 CMS FUND ADVISERS, LLC $141,424,538 X X

801-39379 COLDSTREAM CAPITAL MANAGEMENT INC $1,118,785,004 X

801-48611 COLLEY ASSET MANAGEMENT, INC. $104,650,630 X X X

801-25943 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC $300,515,811,231 X X X X

801-41391 COLUMBIA WANGER ASSET MANAGEMENT, LLC $29,637,465,000 X X X X

801-64897 COMERICA SECURITIES $389,787,896 X X X

801-66509 COMMERCE BROKERAGE SERVICES, INC $138,900,000 X X X

801-41541 COMMONWEALTH FINANCIAL NETWORK $27,737,959,102 X X X X X

801-56201 COMMUNITY CAPITAL MANAGEMENT, INC. $1,503,158,641 X X

801-71429 COMMUNITY INVESTMENT PARTNERS $135,974,030 X

801-61068 COMPREHENSIVE CAPITAL MANAGEMENT, INC. $501,021,937 X

801-72184 CONCEPT ASSET MANAGEMENT $229,872,074 X X

801-72959 CONCERT ADVISORS $0 X

801-72666 CONCERT CAPITAL MANAGEMENT $27,269,092 X

801-67992 CONCERT WEALTH MANAGEMENT $1,229,548,502 X

801-67705 CONCORD EQUITY GROUP ADVISORS, LLC $0 X

801-74519 CONCORDE ASSET MANAGEMENT, LLC $36,142,377 X

801-56975 CONLEY INVESTMENT COUNSEL INC $91,995,628 X

801-18641 CONNING ASSET MANAGEMENT $84,814,036,000 X

801-64791 CONSULTING GROUP ADVISORY SERVICES LLC $6,169,831,189 X X X X X X

801-36806 CONSULTING SERVICES GROUP, LLC $22,511,292,027 X X X

801-70784 CONTINUITY PARTNERS GROUP, LLC $0 X X

801-67167 CONVERGEX EXECUTION SOLUTIONS LLC $0 X X

801-73394 CONVERSUS ASSET MANAGEMENT, LLC $2,149,900,000 X X X X X

801-67120 CORBY ASSET MANAGEMENT $291,185,757 X

801-63659 CORNERSTONE ASSET MANAGEMENT $21,902,665 X

801-63182 CORNERSTONE CAPITAL MANAGEMENT $26,696,539 X

801-51633 CORNERSTONE REAL ESTATE ADVISERS LLC $21,649,594,069 X X

801-71843 COVARIANCE CAPITAL MANAGEMENT, INC. $1,057,728,573 X X

801-60153 CREATIVE FINANCIAL DESIGNS, INC. $524,332,000 X

801-56260 CREDIT SUISSE (BERMUDA) LIMITED $119,193,073 X X X X X X

801-40177 CREDIT SUISSE ASSET MANAGEMENT LIMITED $4,577,585,297 X X X X X X

801-37170 CREDIT SUISSE ASSET MANAGEMENT, LLC $65,602,860,000 X X X X X X

801-62782 CREDIT SUISSE HEDGING-GRIFFO SERVIOS INTERNACIONAIS S.A. $2,500,000,000 X X X X X X

801-60767 CREDIT SUISSE PRIVATE ADVISORS $461,490,860 X X

801-56264 CREDIT SUISSE SECURITIES (USA) LLC $14,573,062,575 X X X X X X X X

801-72062 CRF FINANCIAL GROUP $356,000,000 X

801-62434 CRI SECURITIES, LLC $514,780,385 X X X X X

801-67493 CRISPIAN VENTURE CAPITAL, LLC $0 X X

801-67246 CROWELL, WEEDON & CO. $829,009,941 X X X

801-57663 CROWN CAPITAL SECURITIES, L.P. $415,569,115 X X

801-40916 CS CAPITAL MANAGEMENT INC $2,075,955,277 X

801-73569 CTC FUND MANAGEMENT, L.L.C. $302,000,000 X

801-66538 CUE FINANCIAL GROUP, INC. $164,772,670 X X

801-41265 CUMBERLAND ASSOCIATES INVESTMENT COUNSEL INC. $107,000,000 X

801-71215 CUMMINGS BAY CAPITAL MANAGEMENT, L.P. $173,402,205 X



801-60099 CUNA BROKERAGE SERVICES, INC. $339,064,045 X

801-61122 CURIAN CAPITAL, LLC $6,823,892,866 X X

801-63553 CURRAN INVESTMENT MANAGEMENT $215,000,000 X

801-60300 CUSO FINANCIAL SERVICES, L.P. $469,215,000 X

801-69737 CWCAPITAL INVESTMENTS LLC $9,253,365,818 X X

801-56171 D. E. SHAW & CO., L.P. $49,315,000,000 X X X

801-69171 D. E. SHAW DIRECT CAPITAL, L.L.C. $784,000,000 X X

801-64222 D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. $7,298,000,000 X X

801-45761 D.A. DAVIDSON & CO. $6,167,129,989 X X

801-56572 DALTON INVESTMENTS LLC $1,924,303,043 X

801-56278 DANIEL FRISHBERG FINANCIAL SERVICES, INC. $175,030,000 X

801-73239 DARBY OVERSEAS PARTNERS, L.P. $1,855,042,950 X X

801-68541 DARIUS CAPITAL PARTNERS SAS $0 X

801-31747 DATATEX INVESTMENT SERVICES INC $31,000,000 X X X

801-13057 DAVENPORT & COMPANY LLC $4,714,867,797 X

801-67588 DAVID A. NOYES & COMPANY $320,770,903 X X X X X

801-53272 DAVIS SELECTED ADVISERS - NY, INC. $48,400,000,000 X X X

801-31648 DAVIS SELECTED ADVISERS LP $55,291,000,000 X X X

801-38089 DB INVESTMENT MANAGERS, INC $3,682,528,305 X X X X X X

801-71808 DBX ADVISORS LLC $44,000,000 X X X X

801-67166 DBX STRATEGIC ADVISORS LLC $122,100,000 X X X X

801-35030 DECLARATION MANAGEMENT & RESEARCH LLC $9,137,750,812 X X X

801-53728 DEERFIELD CAPITAL MANAGEMENT LLC $6,441,123,056 X X

801-70846 DELAWARE CAPITAL MANAGEMENT ADVISERS, INC $0 X X

801-32108 DELAWARE MANAGEMENT BUSINESS TRUST $169,209,632,233 X X

801-66962 DELTA GLOBAL ASSET MANAGEMENT $513,224,513 X X X X X

801-60486 DELTA PARTNERS LLC $404,578,173 X

801-66274 DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (GLOBAL) LIMITED $5,714,401,296 X X X X

801-66285 DEUTSCHE ASSET MANAGEMENT (HONG KONG) LIMITED $2,081,930,662 X X X X

801-60912 DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED $7,423,575,990 X X X X

801-20289 DEUTSCHE ASSET MANAGEMENT INTERNATIONAL GMBH $83,388,754,545 X X X X

801-9638 DEUTSCHE BANK SECURITIES INC. $5,947,049,689 X X X X X X

801-252 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. $240,838,957,273 X X X X X X

801-57743 DEUTSCHE INVESTMENTS AUSTRALIA LIMITED $252,044,026 X X X X

801-55047 DIAM CO., LTD. $125,430,099,920 X

801-54930 DIAM U.S.A., INC. $3,167,936,669 X

801-65260 DIAMONDBACK CAPITAL MANAGEMENT, LLC $5,475,343,561 X X

801-72615 DIAPASON COMMODITIES MANAGEMENT S.A. $2,230,741,602 X

801-32675 DIRECTED SERVICES LLC $37,542,503,934 X X X X X

801-42910 DIVERSIFIED INVESTMENT ADVISORS, INC. $4,399,388,432 X

801-60809 DKR CAPITAL PARTNERS L.P. $14,900,822 X X

801-72947 DME ADVISORS, LP $1,775,086,039 X X

801-72946 DME CAPITAL MANAGEMENT, LP $1,813,626,935 X X

801-63247 DOMINICK & DOMINICK LLC $321,908,889 X

801-69878 DOMINION WEALTH ADVISORS, INC. $113,294,921 X

801-68000 DONNELLY STEEN & COMPANY $270,601,215 X

801-62870 DORION-GRAY RETIREMENT PLANNING, INC. $65,981,713 X

801-73232 DORSET MANAGEMENT CORPORATION $1,440,342,799 X X X X

801-35768 DORSEY & COMPANY INC. $219,557,000 X

801-61795 DU PASQUIER ASSET MANAGEMENT $42,511,826 X



801-61009 DUKE FUNDING MANAGEMENT, L.L.C. $1,471,433,693 X

801-68820 DUNCAN-WILLIAMS, INC. $30,043,423 X X

801-25803 DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. $934,611,517 X X X

801-71529 DUNMOYLE CAPITAL ADVISORS, LLC $107,382,928 X

801-14051 E. MAGNUS OPPENHEIM & CO. INC. $43,500,000 X

801-63284 EACM ADVISORS LLC $4,307,185,515 X

801-21343 EAGLE ASSET MANAGEMENT INC $15,901,719,678 X

801-32987 EAGLE STRATEGIES LLC $1,622,398,586 X X X

801-70309 EAGLE TRADING SYSTEMS INC. $481,159,250 X

801-70305 EAM INVESTORS, LLC $322,127,296 X

801-64567 EDELMAN FINANCIAL SERVICES LLC $7,106,100,000 X X

801-3297 EDWARD JONES $68,638,718,040 X X X X X X

801-21675 EIDELMAN VIRANT CAPITAL $201,000,000 X

801-65725 EJF CAPITAL LLC $1,748,628,621 X X X

801-34761 ELEY FINANCIAL MANAGEMENT, INC. $144,876,598 X

801-70630 ELLINGTON FINANCIAL MANAGEMENT LLC $1,968,055,000 X

801-67147 ELLINGTON GLOBAL ASSET MANAGEMENT, LLC $175,567,758 X

801-56399 ELLINGTON MANAGEMENT GROUP, L.L.C. $6,047,988,727 X

801-73640 ELLIOTT MANAGEMENT CORPORATION $29,762,032,247 X

801-65549 EMF FINANCIAL PRODUCTS LLC $13,048,114,507 X X

801-73130 EMPYREAL INVESTMENTS, LLC $0 X X X

801-66016 EMSO PARTNERS LIMITED $1,266,000,000 X X X

801-55355 ENVISION CAPITAL MANAGEMENT LTD $138,930,622 X X

801-67638 EQUITY ADVISORS OF KENTUCKY INC $51,750,327 X X

801-48596 ERNST & YOUNG INVESTMENT ADVISERS LLP $0 X X

801-41722 ESI FINANCIAL ADVISORS $728,338,823 X X X X X

801-62242 ESSEX FINANCIAL SERVICES, INC. $1,840,031,763 X

801-70990 ESSEX NATIONAL SECURITIES, INC. $30,771,441 X X X

801-72140 EULAV ASSET MANAGEMENT $2,113,209,083 X

801-71199 EURO PACIFIC ASSET MANAGEMENT, LLC $573,194,476 X X X

801-70276 EURO PACIFIC CAPITAL, INC. $282,740,289 X X X

801-63516 EUROPEAN CREDIT MANAGEMENT LIMITED $9,465,882,387 X X

801-72770 EVEREST ADVISORY $0 X

801-44724 F&C MANAGEMENT LIMITED $23,232,000,000 X

801-62504 FAIRFIELD GREENWICH ADVISORS LLC $362,000,000 X X

801-72944 FAIRHILLS CAPITAL MANAGEMENT LLC $25,000,000 X

801-72144 FAIRWAY ASSET MANAGEMENT, LLC $0 X

801-73662 FALCON E & P OPPORTUNITIES GP, LLC $163,200,000 X

801-63810 FARAH FINANCIAL SERVICES, LLC $50,000,000 X

801-20514 FCA CORP $396,219,105 X X

801-34612 FEDERATED INVESTMENT MANAGEMENT COMPANY $273,284,036,380 X X X X

801-70438 FEDERATED SECURITIES CORP. $0 X X X X

801-74321 FELIX ADVISORS LLC $219,255,504 X

801-68779 FELTL ADVISORS $93,780,500 X X X

801-34590 FIDELITY INVESTMENTS MONEY MANAGEMENT, INC. $602,455,357,805 X X X X

801-69507 FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED $7,156,640,977 X X X X X

801-69571 FIDELITY MANAGEMENT & RESEARCH (JAPAN) INC. $0 X X X X X

801-28773 FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. $13,482,090,388 X X X X X

801-7884 FIDELITY MANAGEMENT & RESEARCH COMPANY $1,046,701,693 X X X X X

801-33091 FIDUCIARY CONSULTANTS INC $0 X



801-18352 FIDUCIARY INTERNATIONAL INC $144,080,864 X X

801-56086 FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC. $437,321,234 X X

801-68513 FIDUCIARY PARTNERS INVESTMENT CONSULTING, LLC $0 X

801-11184 FIFTH THIRD ASSET MANAGEMENT, INC. $14,634,056,830 X X

801-63623 FIFTH THIRD SECURITIES, INC. $375,914,465 X X

801-69221 FINANCIAL ADVISERS OF AMERICA, LLC $140,000,000 X

801-64353 FINANCIAL CONCEPTS $56,399,171 X

801-72139 FINANCIAL GUARD, LLC $0 X X

801-68836 FINANCIAL LEGACY ASSOCIATES $32,750,000 X X

801-47342 FINANCIAL NETWORK INVESTMENT CORPORATION $10,296,966,165 X X X

801-57393 FINANCIAL WEST GROUP $464,063,784 X

801-76219 FINANCIÈRE DE L'ECHIQUIER $5,400,000,000 X X

801-73500 FIREBIRD MANAGEMENT $1,359,276,410 X X

801-66653 FIRST ALLIED ADVISORY SERVICES, INC. $851,285,131 X X X

801-47805 FIRST ALLIED SECURITIES, INC. $2,359,189,928 X X X X X X

801-56942 FIRST COMMAND FINANCIAL PLANNING, INC. $5,732,352,785 X X X

801-66208 FIRST DALLAS SECURITIES, INC. $149,302,271 X X

801-50659 FIRST EAGLE INVESTMENT MANAGEMENT, LLC $65,512,911,405 X

801-63970 FIRST FINANCIAL EQUITY CORPORATION $1,298,690,000 X

801-46595 FIRST HEARTLAND CONSULTANTS, INC. $645,311,971 X

801-42427 FIRST INTERNATIONAL ADVISORS, LLC $6,924,069,809 X X

801-12411 FIRST MANHATTAN CO $14,605,000,000 X X

801-71759 FIRST REPUBLIC SECURITIES COMPANY, LLC $0 X

801-67927 FIRST SANTA FE ADVISORS, LLC $218,923,805 X

801-40189 FIRST SOUTHWEST ASSET MANAGEMENT INC $6,462,998,491 X X X

801-68049 FIRST TENNESSEE ADVISORY SERVICES, INC. $2,901,019,622 X X

801-69352 FLUENT WEALTH PARTNERS $110,000,000 X X

801-3447 FMR CO., INC. $606,991,083,715 X X X X X

801-67749 FMSI ADVISERS $121,776,420 X X X

801-13545 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. $719,538,670 X X X

801-67696 FOLGER NOLAN FLEMING DOUGLAS INCORPORATED $84,379,496 X X X

801-57293 FOOTHILL SECURITIES, INC. $665,823,046 X

801-71605 FORESIGHT WEALTH MANAGEMENT, LLC $35,220,538 X X

801-49761 FORT PITT CAPITAL GROUP INC $1,100,326,683 X X

801-62982 FORTRESS INVESTMENT GROUP $69,969,685,646 X X

801-69970 FORUM FINANCIAL MANAGEMENT, LLC $712,937,032 X

801-66892 FOUNDERS FINANCIAL SECURITIES, LLC $315,778,850 X

801-56788 FOUNDING PARTNERS CAPITAL MANAGEMENT COMPANY $576,200,000 X X

801-62071 FOUR CORNERS CAPITAL MANAGEMENT, LLC $82,667,769 X X

801-61582 FPC SERVICES, INC. $40,451,320 X

801-26292 FRANKLIN ADVISERS, INC. $380,042,390,255 X X X X

801-51967 FRANKLIN ADVISORY SERVICES, LLC $15,298,171,942 X X X X

801-52152 FRANKLIN INVESTMENT ADVISORY SERVICES, LLC $5,219,030,709 X X X X

801-53068 FRANKLIN MUTUAL ADVISERS, LLC $57,683,848,091 X X X X

801-68606 FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED $7,549,853,004 X X

801-60684 FRANKLIN TEMPLETON INSTITUTIONAL, LLC $15,649,595,479 X X X X

801-71881 FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. $970,491,000 X X

801-55170 FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED $27,754,988,534 X X

801-71877 FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. $6,978,110,831 X X

801-60477 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED $5,711,246,184 X X



801-58185 FRANKLIN TEMPLETON INVESTMENTS CORP. $26,055,645,396 X X

801-71880 FRANKLIN TEMPLETON INVESTMENTS JAPAN LTD. $230,996,539 X X

801-13802 FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC. $6,684,408,215 X X

801-6709 FRED ALGER MANAGEMENT, INC $14,920,416,309 X X X X X

801-42017 FSC SECURITIES CORPORATION $3,488,406,449 X X X X X X

801-69739 FSW ADVISORY SERVICES INC. $11,367,359 X X X

801-63805 FTN FINANCIAL MAIN STREET ADVISORS LLC $14,400,000,000 X X

801-63426 G. A. REPPLE & COMPANY $174,000,000 X

801-37706 GABELLI FUNDS, LLC $20,000,000,000 X X

801-65243 GABELLI SECURITIES, INC. $627,000,000 X

801-68868 GALLAGHER FIDUCIARY ADVISORS, LLC $48,823,980,395 X X

801-49780 GALLIARD CAPITAL MANAGEMENT INC $72,530,322,474 X X

801-71024 GARGOYLE INVESTMENT ADVISOR L.L.C. $194,963,479 X

801-72913 GARRETT INVESTMENT ADVISORS, LLC $0 X

801-13595 GARY GOLDBERG PLANNING SERVICES INC $428,695,249 X

801-68972 GATEWAY INVESTMENT ADVISERS, LLC $8,235,074,837 X

801-60744 GBS FINANCIAL CORP. $183,259,690 X

801-31947 GE ASSET MANAGEMENT INCORPORATED $115,656,521,000 X X

801-69736 GE CAPITAL DEBT ADVISORS LLC $1,578,000,000 X X

801-68701 GE COMMERCIAL FINANCE INVESTMENT ADVISORY SERVICES LLC $5,039,367,387 X X

801-62331 GENEOS WEALTH MANAGEMENT, INC. $771,480,290 X X X

801-73509 GENNX360 MANAGEMENT COMPANY, LLC $857,624,856 X

801-15425 GEORGE MCKELVEY CO., INC. $407,522,969 X X X

801-73904 GERRY FARBER, LLC $159,022,752 X

801-67899 GFS ADVISORS LLC $243,755,500 X

801-61708 GIBSON GAITHER WEALTH MANAGEMENT ADVISORS $45,000,000 X X X

801-68766 GILFORD FINANCIAL CORP. $94,692,481 X X X X

801-67301 GILL CAPITAL PARTNERS $165,442,233 X

801-74013 GJF FINANCIAL MANAGEMENT II, LLC $223,000,000 X X

801-68645 GLG INC. $5,004,294,962 X X X X X

801-57108 GLG PARTNERS INTERNATIONAL LIMITED $2,713,516,855 X X X X

801-9661 GLICKENHAUS & CO. $1,031,599,848 X

801-73696 GLOBAL INFRASTRUCTURE MANAGEMENT, LLC $10,422,280,883 X X X X

801-69333 GLOBAL PLUS+ INVESTMENT MANAGEMENT, LLC $120,000,000 X

801-56449 GMO AUSTRALASIA LLC $452,870,797 X X

801-55183 GMO RENEWABLE RESOURCES, LLC $4,179,843,244 X X

801-55588 GOELZER INVESTMENT MANAGEMENT $710,736,236 X

801-49271 GOLD ASSET MANAGEMENT INC $14,421,641 X X

801-60090 GOLD COAST SECURITIES, INC. $31,118,510 X X

801-57973 GOLDEN CAPITAL MANAGEMENT, LLC $7,126,648,729 X X

801-25646 GOLDMAN CAPITAL MANAGEMENT, INC. $115,640,437 X

801-38157 GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL $190,574,489,000 X X

801-37591 GOLDMAN SACHS ASSET MANAGEMENT, L.P. $518,421,097,000 X X X X X

801-55755 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC $19,092,754,000 X X

801-16048 GOLDMAN, SACHS & CO. $146,843,765,123 X X X X X X X

801-71000 GRADIENT ADVISORS, LLC $1,135,873 X

801-70812 GRADIENT INVESTMENTS, LLC $210,852,896 X

801-73802 GRAND SLAM ASSET MANAGEMENT, LLC $27,400,000 X X

801-71785 GRANITE BAY ADVISORS, L.P. $29,735,904 X

801-70096 GRANITE INVESTMENT ADVISORS, INC. $496,028,991 X X



801-15028 GRANTHAM MAYO VAN OTTERLOO & CO LLC $98,222,726,263 X X

801-67196 GREEN STREET ADVISORS, INC. $0 X

801-66702 GREEN STREET INVESTORS, LLC $106,039,671 X

801-36988 GREENBERG FINANCIAL GROUP $181,525,969 X

801-66240 GREENLEAF & BURLESON WEALTH MANAGEMENT, LLC $234,388,164 X

801-72945 GREENLIGHT CAPITAL, INC $8,836,997,393 X X

801-72948 GREENLIGHT MASTERS, LLC $904,815,293 X X

801-66097 GREENWAY TRADING LLC $5,005,355 X

801-60297 GREYCOURT & CO., INC. $3,939,831,142 X

801-67443 GS INVESTMENT STRATEGIES, LLC $16,514,207,000 X X

801-60038 GSC GROUP $939,236,489 X X

801-38077 GUARDIAN BAILLIE GIFFORD LIMITED $2,472,095,584 X

801-9654 GUARDIAN INVESTOR SERVICES LLC $5,051,610,461 X X X

801-8008 GUGGENHEIM INVESTMENTS $19,797,547,128 X

801-62976 GULFSTREAM CAPITAL MANAGEMENT,LLC $300,000,000 X

801-56879 H. BECK, INC. $1,142,842,987 X X X

801-29892 H.D. VEST ADVISORY SERVICES, INC $5,866,199,126 X X X X

801-13081 HABERER REGISTERED INVESTMENT ADVISOR INC $773,420,360 X X X X X X

801-73234 HAIDAR CAPITAL MANAGEMENT LLC $1,289,580,622 X X

801-55411 HALBERT WEALTH MANAGEMENT, INC $100,379,223 X

801-68506 HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC $5,594,157,564 X X X

801-70028 HANCOCK INSTITUTIONAL ADVISORS, LLC $15,890,965,356 X

801-61481 HANCOCK INVESTMENT ADVISORS, LLC $102,423,604 X

801-57981 HANCOCK NATURAL RESOURCE GROUP, INC $4,872,499,650 X X X

801-17824 HANCOCK VENTURE PARTNERS, INC. $52,465,272 X X X X X

801-46059 HANSBERGER GLOBAL INVESTORS, INC. $6,516,411,150 X

801-67370 HANYS BENEFIT SERVICES $705,135,014 X

801-65811 HARBOR FINANCIAL SERVICES, LLC $156,836,142 X X X

801-29185 HARBOUR INVESTMENTS, INC. $289,240,383 X

801-27136 HARBOURVIEW ASSET MANAGEMENT CORPORATION $2,267,300,000 X X X X

801-50333 HARRIS ASSOCIATES LP $72,865,850,695 X

801-53584 HARTFORD INVESTMENT FINANCIAL SERVICES, LLC $50,623,682,646 X X X X X

801-53542 HARTFORD INVESTMENT MANAGEMENT COMPANY $168,782,892,531 X X

801-72429 HARVEST GLOBAL INVESTMENTS LIMITED $2,399,412,719 X X X

801-74174 HASTINGS FUNDS MANAGEMENT (USA), INC. $788,038,429 X

801-19074 HEARTLAND ADVISORS, INC. $4,864,336,291 X X X X

801-61654 HEDEKER WEALTH MANAGEMENT GROUP $126,396,603 X

801-70563 HEDGEMARK ADVISORS, LLC $142,807,000 X

801-70641 HEDGEMARK INSTITUTIONAL CONSULTANTS, LLC $0 X

801-55083 HEFREN-TILLOTSON, INC. $3,688,188,439 X X X X

801-15473 HEITMAN CAPITAL MANAGEMENT LLC $604,967,254 X

801-26953 HEITMAN ENDOWMENT ADVISORS, L.P. $368,640 X

801-25730 HEITMAN INSTITUTIONAL ADVISORS $312,656 X

801-66120 HELIOS CAPITAL MANAGEMENT PTE. LTD $63,510,771 X X

801-54228 HENNESSEE HEDGE FUND ADVISORY GROUP $147,983,289 X X

801-61977 HENNION & WALSH ASSET MANAGEMENT, INC. $103,820,633 X

801-63116 HERBEIN WEALTH MANAGEMENT, L.L.C. $225,145,196 X X

801-70050 HERITAGE CAPITAL, LLC $51,614,532 X

801-67716 HERMENING ADVISORY SERVICES LLC $90,087,991 X X

801-55675 HERNDON PLANT OAKLEY LTD $888,453,000 X



801-11216 HEROLD ADVISORS, INC. $51,273,404 X

801-17219 HEWITT ENNISKNUPP, INC. $14,550,400,000 X X

801-64368 HIGHBRIDGE CAPITAL MANAGEMENT, LLC $22,211,343,072 X X X X

801-54874 HIGHLAND CAPITAL MANAGEMENT, L.P. $18,288,056,805 X

801-55718 HIGHMARK CAPITAL MANAGEMENT, INC. $16,385,923,320 X X

801-67834 HJ WEALTH MANAGEMENT LLC $287,647,735 X X

801-16814 HL INVESTMENT ADVISORS, LLC $38,695,282,115 X X X X X

801-64761 HM CAPITAL MANAGEMENT, LLC $678,280,998 X

801-73338 HM CAPITAL PARTNERS I LP $1,313,750,479 X

801-35811 HODGES CAPITAL MANAGEMENT INC $447,344,285 X

801-56151 HORNOR, TOWNSEND & KENT, INC. $755,276,216 X X X

801-67471 HORTER INVESTMENT MANAGEMENT, LLC $143,527,026 X X

801-72605 HSBC GLOBAL ASSET MANAGEMENT (FRANCE) $82,189,000,000 X

801-29922 HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED $43,805,000,000 X

801-68275 HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED $6,016,590,161 X

801-25999 HSBC GLOBAL ASSET MANAGEMENT (USA) INC. $51,192,881,199 X

801-64563 HSBC SECURITIES (USA) INC. $5,912,790,116 X X X

801-53391 HUBER, CARDONO, MORING & RICHTER, L.P. $37,200,000 X X

801-72104 HUDSON AMERICAS LLC $30,578,281,790 X X

801-60176 HUNTINGTON ASSET ADVISORS, INC. $3,450,830,375 X X X X X X

801-62677 HUNTLEIGH ADVISORS, INC. $127,200,000 X

801-68565 HUNTSMAN GAY GLOBAL CAPITAL, LLC $947,985,589 X

801-66512 IC ADVISORY SERVICES, INC. $858,827,135 X X X

801-18273 ICMA RETIREMENT CORP $25,171,651,064 X

801-33939 IMS CAPITAL MANAGEMENT $141,786,259 X

801-72863 INCAPITAL ASSET MANAGEMENT LLC $0 X

801-63551 INDEPENDENCE CAPITAL ASSET PARTNERS, LLC $499,269,458 X X

801-62667 INDEPENDENT FINANCIAL GROUP, LLC $1,719,153,566 X X X

801-69511 INDEPENDENT FINANCIAL PARTNERS $2,800,000,000 X X

801-67242 INFINEX INVESTMENTS, INC. $370,644,875 X X X

801-51125 ING ALTERNATIVE ASSET MANAGEMENT LLC $4,127,730,656 X X

801-57637 ING FINANCIAL ADVISERS, LLC $148,115,256 X X X X X

801-46585 ING FINANCIAL PARTNERS, INC $4,338,524,135 X X X X X

801-57963 ING INVESTMENT ADVISORS, LLC $5,012,343,837 X X

801-40494 ING INVESTMENT MANAGEMENT $2,408,856,070 X X

801-72900 ING INVESTMENT MANAGEMENT (UK) LIMITED $44,000,000 X X

801-64490 ING INVESTMENT MANAGEMENT ASIA/PACIFIC (HONG KONG) LTD. $4,931,169,000 X X X X

801-9046 ING INVESTMENT MANAGEMENT CO. $64,455,000,000 X X

801-55232 ING INVESTMENT MANAGEMENT LLC $89,905,736,361 X X X

801-48282 ING INVESTMENTS, LLC $44,503,694,047 X X

801-5016 INGALLS & SNYDER LLC $2,205,470,350 X

801-56426 INNOVATIVE MARKET TRENDS $290,000,000 X X X

801-72910 INNOVATOR MANAGEMENT LLC $0 X

801-71120 INSIGHT EBC $0 X

801-70807 INSTITUTIONAL BULLION INVESTMENT ADVISORS, LLC $0 X

801-40779 INSTITUTIONAL CAPITAL LLC $22,238,891,183 X X

801-60987 INTECH $39,904,019,931 X X X X

801-55222 INTERACTIVE DATA PRICING AND REFERENCE DATA, INC. $0 X X

801-15298 INTERINVEST CORP INC $97,000,000 X

801-68114 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $102,633,213 X



801-26390 INTERVEST LTD $123,623,715 X

801-61020 INTREPID FINANCIAL PLANNING GROUP, LLC $168,462,026 X X

801-33949 INVESCO ADVISERS, INC. $337,712,951,874 X X X X X

801-47856 INVESCO HONG KONG LIMITED $10,617,000,000 X

801-1669 INVESCO INVESTMENT ADVISERS LLC $17,865,511,470 X X X X

801-45224 INVESCO PRIVATE CAPITAL, INC. $2,165,882,667 X X X X X X

801-38119 INVESCO SENIOR SECURED MANAGEMENT, INC. $15,959,470,247 X X X X X X

801-56411 INVEST FINANCIAL CORPORATION $1,991,792,941 X X X

801-57738 INVESTACORP ADVISORY SERVICES INC $1,262,981,648 X X

801-56010 INVESTMENT ADVISORS $1,914,153,149 X X X

801-56410 INVESTMENT CENTERS OF AMERICA, INC. $1,177,215,720 X X X

801-67704 INVESTMENT PROFESSIONALS, INC. $249,000,000 X X

801-62341 INVESTORS CAPITAL ADVISORY $884,486,863 X X X

801-71540 INVESTORS FINANCIAL GROUP $278,254,309 X X

801-57968 INVESTORS SECURITY COMPANY, INC. $89,676,460 X X X

801-71104 IPG INVESTMENT ADVISORS, LLC $643,699,143 X X X

801-76715 IRONHILT ADVISORS, LLC $0 X

801-74531 ISCHUS CAPITAL MANAGEMENT, LLC $1,490,174,700 X

801-50678 ISI FINANCIAL GROUP INC $192,224,243 X

801-7190 ITS ASSET MANAGEMENT, L.P. $1,289,362,441 X

801-45776 IVY ASSET MANAGEMENT LLC $206,490,561 X

801-61515 IVY INVESTMENT MANAGEMENT COMPANY $46,480,882,730 X X X

801-60447 J O HAMBRO INVESTMENT MANAGEMENT LIMITED. $5,635,761,639 X X X X X X

801-67970 J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC $257,864,269 X X

801-73809 J. GOLDMAN & CO., L.P. $895,672,804 X

801-23120 J.J.B. HILLIARD, W.L. LYONS, LLC $3,735,480,006 X X X X

801-21011 J.P. MORGAN ASSET MANAGEMENT $729,795,964,399 X X X X X X

801-64725 J.P. MORGAN ASSET MANAGEMENT $238,567,005,993 X X X X X X

801-61542 J.P. MORGAN CLEARING CORP. $144,239,640 X X X X X X X

801-64031 J.P. MORGAN INSTITUTIONAL INVESTMENTS $9,353,741,137 X X X X

801-57330 J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. $10,068,740 X X X X

801-41088 J.P. MORGAN PRIVATE INVESTMENTS INC. $6,494,767,262 X X X X X X

801-3702 J.P. MORGAN SECURITIES LLC $10,124,546,627 X X X X X X X

801-58171 JACKSON NATIONAL ASSET MANAGEMENT, LLC $9,032,110,000 X X

801-69398 JACOBI CAPITAL MANAGEMENT, LLC $216,036,140 X

801-68875 JAFFE WEALTH MANAGEMENT & CONSULTING, INC. $56,755,347 X

801-53844 JAG ADVISORS $811,066,737 X

801-72799 JAG CAPITAL MANAGEMENT LLC $12,053,488 X

801-64732 JAMES RIVER CAPITAL CORP. $634,900,000 X

801-4690 JAMISON EATON & WOOD INC $925,000,000 X X

801-7258 JANNEY MONTGOMERY SCOTT LLC $10,911,865,918 X X X X X

801-13991 JANUS $109,734,556,722 X X X X

801-72309 JANUS CAPITAL SINGAPORE PTE. LIMITED $9,498,458 X X X X

801-39502 JARISLOWSKY FRASER LTD $38,847,000,000 X

801-64089 JEANCO FINANCIAL,INC. $34,000,000 X X

801-60055 JEFF HARRIS & ASSOCIATES, INC. $50,500,000 X

801-74480 JEFFERIES FINANCE LLC $378,461,099 X X

801-41622 JF INTERNATIONAL MANAGEMENT INC. $1,205,114,820 X X X X X

801-74086 JH PARTNERS, LLC $1,003,076,339 X X

801-71238 JHS CAPITAL ADVISORS, LLC $189,112,094 X X X



801-8124 JOHN HANCOCK ADVISERS, LLC $20,307,109,065 X X X X X

801-28947 JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC $134,175,808,302 X X X X X

801-56348 JOHNSTON LEMON ASSET MANAGEMENT INC $123,846,000 X

801-60722 JONATHAN ROBERTS ADVISORY GROUP, INC. $508,535,466 X X

801-38319 JPMORGAN ALTERNATIVE ASSET MANAGEMENT $9,215,457,211 X X X X X

801-58234 JPMORGAN PARTNERS $2,824,202,334 X X X X

801-57158 JRL CAPITAL ADVISORS LLC $111,498,660 X

801-21958 JSK ASSOCIATES INC. $35,080,905 X X

801-68908 JYSKE GLOBAL ASSET MANAGEMENT $227,981,000 X

801-28513 KABAREC FINANCIAL ADVISORS LTD $156,380,756 X X

801-65147 KAIZEN MANAGEMENT, LP $48,024,622 X

801-28179 KASPICK & COMPANY, LLC $4,126,085,192 X X

801-66377 KAUFMAN + BERNSTEIN, INC. $620,375,186 X X

801-17277 KECALP INC. $514,044,352 X X X

801-47662 KEENE & ASSOCIATES, INC. $295,668,032 X

801-60864 KELLNER MANAGEMENT, LP $189,000,000 X

801-66688 KEMPEN CAPITAL MANAGEMENT N.V. $29,735,460,000 X

801-62209 KIBBLE & PRENTICE HOLDING COMPANY $3,037,362,998 X X X X X X

801-55450 KIELY WEALTH ADVISORY GROUP, INC. $233,139,700 X X

801-18770 KILLEN GROUP INC $1,796,940,101 X

801-9182 KIMELMAN & BAIRD, LLC $597,877,072 X

801-72492 KINDERHOOK PARTNERS, LLC $176,318,487 X X X

801-65123 KLEINHEINZ CAPITAL PARTNERS, INC. $4,328,000,000 X X

801-11375 KMS FINANCIAL SERVICES, INC $2,355,263,635 X

801-71410 KOLINSKY WEALTH MANAGEMENT, LLC $162,000,000 X X X

801-72837 KOTTKE MANAGED COMMODITIES, LLC $0 X

801-63048 KOVACK ADVISORS, INC. $614,500,000 X X

801-31294 KRASNEY FINANCIAL, LLC $313,303,896 X X

801-68535 LARA, SHULL & MAY, LLC $375,427,730 X X X X

801-29070 LARIMER CAPITAL CORPORATION $145,201,344 X

801-33422 LASALLE ST. INVESTMENT ADVISORS, L.L.C. $459,537,878 X X X

801-69151 LAUREL WEALTH ADVISORS, LLC $166,065,786 X X

801-66270 LAWING FINANCIAL INC $878,577,876 X

801-60306 LAZARD ALTERNATIVES, LLC $730,297,264 X

801-50349 LAZARD ASSET MANAGEMENT CANADA INC $3,052,432,075 X

801-61701 LAZARD ASSET MANAGEMENT LLC $107,129,683,940 X

801-67893 LCM CAPITAL MANAGEMENT INC $106,522,000 X

801-56684 LEADER CAPITAL CORP. $365,296,683 X X

801-70073 LEGACY PLANNING GROUP $41,595,094 X X

801-13887 LEGEND ADVISORY CORP $1,649,858,683 X

801-69290 LEIGH BALDWIN & CO., LLC $9,297,663 X X X

801-60035 LEONARD AND COMPANY $199,826,415 X X X

801-62554 LEXINGTON ASSET MANAGEMENT, INC. $93,309,448 X X

801-68524 LEXINGTON INVESTMENT COUNSEL $20,054,125 X X X

801-67296 LIBERTY ASSET MANAGEMENT $130,675,441 X

801-42530 LINCOLN FINANCIAL ADVISORS CORPORATION $7,655,460,009 X X X

801-23151 LINCOLN FINANCIAL SECURITIES CORPORATION $917,386,704 X X X

801-14059 LINCOLN INVESTMENT PLANNING, INC $3,142,243,352 X X X

801-64047 LKL INVESTMENT COUNSEL LLC $135,000,000 X

801-52978 LLOYDS TSB OFFSHORE PRIVATE CLIENTS LIMITED $66,863,178 X X



801-52378 LOCKWOOD ADVISORS INC $8,055,738,696 X X X

801-61631 LOEB CAPITAL MANAGEMENT $610,811,000 X

801-39572 LOEB CAPITAL MANAGEMENT $444,839,000 X

801-39571 LOEB PARTNERS CORPORATION $158,233,487 X

801-43675 LOEB PARTNERS MANAGEMENT INC $29,331,000 X

801-68036 LOF LOPEZ & ASSOCIATES, LLC $91,586,180 X

801-67753 LOGAN CIRCLE PARTNERS, L.P. $13,523,772,888 X X

801-70173 LOGE SOLUTIONS, LLC $101,304,482 X

801-72360 LOMBARD ODIER TRANSATLANTIC, LIMITED PARTNERSHIP $38,663,735 X

801-73558 LONE STAR U.S. ACQUISITIONS, LLC $32,184,079,785 X

801-170 LOOMIS, SAYLES & COMPANY, L.P. $162,605,875,897 X

801-6997 LORD, ABBETT & CO. LLC $102,427,904,699 X

801-10970 LPL FINANCIAL LLC $83,580,206,575 X X X X X X

801-68850 LUMINOUS CAPITAL, LLC $4,998,744,355 X

801-61375 LYXOR ASSET MANAGEMENT INC. $2,774,864,171 X X

801-66320 M FINANCIAL ASSET MANAGEMENT, INC. $318,200,723 X

801-50553 M FINANCIAL INVESTMENT ADVISERS INC $531,950,993 X

801-57304 M HOLDINGS SECURITIES, INC. $429,730,409 X

801-74429 M&I FINANCIAL ADVISORS, INC. $0 X X X

801-62585 M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC $273,430,000 X

801-62380 MACDOUGALL INVESTMENT COUNSEL, INC. $101,836,985 X X X

801-5594 MACKAY SHIELDS LLC $58,405,589,118 X X

801-62755 MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC $1,641,838,010 X

801-66160 MACQUARIE FUNDS MANAGEMENT $42,925,329,574 X X

801-66345 MACQUARIE FUNDS MANAGEMENT $1,328,000,000 X

801-76257 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED $2,657,063,459 X

801-69919 MADISON AVENUE SECURITIES, INC. $252,000,000 X X

801-74015 MADISON DEARBORN PARTNERS $13,877,867,101 X X X

801-69663 MADISON SQUARE INVESTORS LLC $10,729,423,657 X X

801-72761 MAINLINE INVESTMENT ADVISERS, LLC $436,436,387 X X

801-72888 MAINLINE PRIVATE WEALTH, LLC $93,320,103 X X

801-67569 MANAGED ACCOUNT ADVISORS LLC $87,791,600,000 X X X

801-61860 MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITED $95,893,428,389 X

801-42023 MANULIFE ASSET MANAGEMENT (US) LLC $116,625,851,833 X X X

801-38888 MARK J SNYDER FINANCIAL SERVICES INC $173,000,000 X

801-68257 MARKETFIELD ASSET MANAGEMENT, LLC $1,584,000,000 X

801-37888 MARQUE MILLENNIUM CAPITAL MANAGEMENT LLC $163,715,039 X X

801-14261 MARTIN CURRIE INC $2,321,440,456 X X X X X

801-65715 MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED $5,952,812,386 X X X X X

801-68593 MARYLAND CAPITAL ADVISORS, INC. $90,763,543 X

801-28696 MASON HILL ADVISORS LLC $2,328,478,124 X

801-60721 MASON STREET ADVISORS, LLC $105,481,000,000 X X

801-8059 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY $31,634,989,029 X X X X X

801-63357 MASSEY, QUICK & CO. LLC $2,832,637,641 X

801-61224 MATRIX CAPITAL GROUP $100,000,000 X

801-52309 MAXIM CAPITAL MANAGEMENT, LLC $16,224,757,725 X

801-66147 MAXIM FINANCIAL ADVISORS LLC $146,000,000 X X

801-54739 MBSC SECURITIES CORPORATION $1,062,627,707 X X X

801-72784 MC ASSET MANAGEMENT HOLDINGS, LLC $168,289,456 X

801-55918 MCADAMS WRIGHT RAGEN, INC. $2,395,629,906 X X X



801-67195 MCDERMOTT INVESTMENT ADVISORS, LLC $50,838,358 X X

801-73076 MCF CAPITAL MANAGEMENT LLC $344,429,609 X X

801-57236 MCGLADREY WEALTH MANAGEMENT LLC $4,157,252,330 X X X

801-71440 MCLAUGHLIN RYDER ADVISORY SERVICES, LLC $120,000,000 X

801-60509 MCMORGAN & COMPANY LLC $5,483,421,078 X X

801-67127 MDK FINANCIAL GROUP, INC. $95,174,600 X X

801-70662 MEG GREEN & ASSOCIATES, INC. $275,057,679 X

801-19785 MELLON CAPITAL MANAGEMENT CORPORATION $159,469,861,205 X

801-63750 MELLON HEDGE ADVISORS $481,012,358 X

801-18140 MEMBERS CAPITAL ADVISORS, INC. $11,400,110,365 X

801-61889 MERCANTIL COMMERCEBANK INVESTEMENT SERVICES, INC. $242,597,987 X

801-63422 MERIDIAN ASSET MANAGEMENT $73,235,713 X X

801-72740 MERION REALTY ADVISERS, LLC $542,281,740 X X

801-35676 MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC $2,328,455,606 X X X X

801-73193 MERRILL LYNCH GLOBAL PRIVATE EQUITY, INC. $1,951,039,858 X X X X X

801-14235 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED $321,410,963,333 X X X X X X X X

801-47459 METLIFE ADVISERS, LLC $122,156,068,760 X X X X X

801-22306 METLIFE SECURITIES INC. $4,547,238,262 X X X

801-53332 METROPOLITAN WEST ASSET MANAGEMENT LLC $42,222,252,925 X

801-57001 METROPOLITAN WEST CAPITAL MANAGEMENT, LLC $8,496,700,000 X X

801-46433 MFS INSTITUTIONAL ADVISORS INC. $65,736,908,100 X X X

801-17352 MFS INVESTMENT MANAGEMENT $156,620,718,745 X X X

801-60118 MFS MCLEAN BUDDEN $27,931,823,835 X X X

801-73884 MILLENNIUM MANAGEMENT LLC $119,000,070,000 X X X X

801-70966 MILLER TABAK ADVISORS, LLC $810,000 X X

801-69239 MILLER TABAK ASSET MANAGEMENT $520,000,000 X X

801-74711 MIRACLE MILE ADVISORS, LLC $126,784,096 X X

801-73824 MK CAPITAL ADVISORS, LLC $0 X

801-60515 MMC SECURITIES CORP. $0 X X X X

801-44264 MML INVESTORS SERVICES, LLC $883,729,836 X X X X

801-68596 MMLISI FINANCIAL ALLIANCES, LLC $0 X X X

801-71171 MOHLMAN ASSET MANAGEMENT FUND, LLC $450,000 X

801-70508 MOHLMAN ASSET MANAGEMENT, LLC $100,141,186 X

801-64722 MOLONEY SECURITIES CO., INC. $101,370,384 X X

801-34723 MONETA GROUP INVESTMENT ADVISORS, LLC $11,006,626,707 X X

801-18512 MONETARY MANAGEMENT GROUP INC $309,184,634 X

801-21477 MONETTA FINANCIAL SERVICES INC $77,787,035 X X

801-69526 MONEX ASSET MANAGEMENT, INC. $44,166,205 X

801-39736 MONEY CONCEPTS ADVISORY SERVICE $744,325,705 X X X

801-70164 MONTEBELLO PARTNERS LLC $21,397,025 X

801-73177 MONTICELLO INVESTMENT SERVICES, INC. $33,294,719 X

801-73521 MOON CAPITAL MANAGEMENT LP $2,334,348,387 X X X

801-73302 MOORE CAPITAL MANAGEMENT, LP $29,739,680,486 X X

801-48726 MOORS & CABOT, INC $592,144,000 X X X X X

801-57604 MORA WEALTH MANAGEMENT LLC $117,463,456 X

801-19665 MORGAN KEEGAN & COMPANY, INC. $9,652,190,233 X X X X X

801-60699 MORGAN STANLEY AIP GP LP $11,410,413,411 X X

801-62152 MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. $6,015,074,236 X

801-62173 MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY $18,635,485,346 X

801-15757 MORGAN STANLEY INVESTMENT MANAGEMENT INC. $177,239,968,205 X X



801-26847 MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED $42,420,148,436 X

801-60172 MORGAN STANLEY SMITH BANREY VENTURE SERVICES LLC $166,317,478 X X X X X X

801-70103 MORGAN STANLEY SMITH BARNEY LLC $329,704,622,787 X X X X X X X

801-60174 MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC $393,391,388 X X X X X X

801-72237 MOSAIC CAPITAL MANAGEMENT, LLC $0 X

801-15844 MOWELL FINANCIAL GROUP, NA $43,815,849 X X

801-35786 MPI INVESTMENT MANAGEMENT INC $289,568,490 X X

801-67161 MULLINTBG ADVISORS $177,730,297 X X

801-33020 MULTI-FINANCIAL SECURITIES CORPORATION $3,362,669,958 X X X

801-68443 MUTUAL SECURITIES, INC. $38,635,133 X

801-63216 MUTUALS ADVISORS, INC. $103,712,710 X X

801-39604 MUZINICH & CO., INC. $14,719,000,000 X

801-57181 NANTUCKET CAPITAL MANAGEMENT LLC $32,953,316 X

801-62592 NANTUCKET MULTI MANAGERS, LLC $181,350,443 X

801-71295 NAPLES MONEY MANAGEMENT LLC $102,335,000 X

801-73462 NATIONAL CITY EQUITY PARTNERS, INC. $747,815,086 X X X X

801-50706 NATIONAL FINANCIAL SERVICES, LLC $0 X X X X X

801-41015 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) $4,166,652,272 X X X

801-70744 NATIONAL REAL ESTATE ADVISORS $0 X

801-64526 NATIONAL WEALTH MANAGEMENT, LLC $141,266,397 X

801-56370 NATIONWIDE FUND ADVISORS $60,654,726,179 X X

801-69260 NATIONWIDE SECURITIES, LLC $0 X X X X X

801-69478 NATIXIS CASPIAN PRIVATE EQUITY $1,254,222,788 X

801-72849 NATIXIS SECURITIES AMERICAS LLC $5,015,240,590 X X X

801-58257 NBC SECURITIES, INC. $479,151,497 X X

801-62735 NEEDHAM & COMPANY, LLC $0 X X X

801-50449 NEEDHAM INVESTMENT MANAGEMENT, LLC $533,094,467 X X X

801-61664 NELSON CAPITAL MANAGEMENT $1,057,238,788 X X

801-57642 NESTLERODE & LOY, INC. $69,602,698 X

801-3908 NEUBERGER BERMAN LLC $90,332,000,000 X X X

801-8259 NEUBERGER BERMAN MANAGEMENT LLC $32,172,465,603 X X

801-51232 NEW CENTURY FINANCIAL GROUP, LLC $157,300,000 X

801-73538 NEW CHINA CAPITAL MANAGEMENT, LP $759,000,000 X

801-47061 NEW ENGLAND SECURITIES CORPORATION $2,598,065,941 X X X X X

801-74149 NEW SILK ROUTE $1,280,775,320 X

801-73445 NEW VERNON CAPITAL $999,700,000 X

801-73602 NEW VERNON INVESTMENT MANAGEMENT LLC $167,248,000 X X X

801-61010 NEW YORK LIFE CAPITAL PARTNERS $8,341,751,432 X X

801-57396 NEW YORK LIFE INVESTMENT MANAGEMENT LLC $187,952,030,815 X X X X

801-68448 NEWBRIDGE FINANCIAL SERVICES GROUP, INC. $129,232,415 X X X X

801-72277 NEWCASTLE INVESTMENT CORP. $2,832,993,029 X X

801-74948 NEWMAX ADVISORS, LLC $0 X

801-72831 NEWPORT ADVISORY, INC $143,882,486 X X

801-67802 NEWPORT COAST ASSET MANAGEMENT $21,000,000 X X X X X

801-42114 NEWTON CAPITAL MANAGEMENT LTD $2,226,441,688 X

801-64824 NEXCORE FINANCIAL SERVICES, INCORPORATED $12,602,589 X

801-75490 NEXPOINT ADVISORS, L.P. $606,000,000 X

801-56786 NEXT FINANCIAL GROUP, INC. $1,316,646,457 X X X X X

801-56126 NFP SECURITIES, INC. $8,009,030,992 X X X

801-48408 NGAM ADVISORS, L.P. $6,121,056,149 X X



801-72108 NIC MANAGEMENT LLC $647,093,149 X X

801-60881 NIKKO ASSET MANAGEMENT AMERICAS, INC. $7,133,860,000 X X

801-74399 NIKKO ASSET MANAGEMENT ASIA LIMITED $12,948,056,544 X X

801-56686 NIKKO ASSET MANAGEMENT CO LTD $119,493,351,170 X X

801-30801 NIKKO ASSET MANAGEMENT EUROPE LTD $22,509,106,768 X X

801-74400 NIKKO ASSET MANAGEMENT HONG KONG LIMITED $6,706,786 X X

801-72465 NISSAY ASSET MANAGEMENT CORPORATION $40,370,641,018 X

801-73279 NLI INTERNATIONAL INC. $6,919,000,000 X

801-57065 NOBLE CAPITAL MANAGEMENT, INC. $74,498,911 X X X

801-72991 NOMURA SECURITIES INTERNATIONAL INC $0 X

801-60715 NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. $1,959,929,476 X

801-68812 NORTHBROOK INVESTMENT MANAGEMENT, LLC $58,513,203 X

801-71727 NORTHEAST ASSET MANAGEMENT, INC. $153,580,344 X

801-60134 NORTHEAST FINANCIAL CONSULTANTS, INC $2,350,962,110 X

801-33358 NORTHERN TRUST INVESTMENTS, INCORPORATED $485,188,588,585 X

801-65437 NORTHSTAR CAPITAL FUNDS, LLC $50,000,000 X

801-74003 NORTHWESTERN MUTUAL CAPITAL, LLC $33,101,882,661 X X

801-8095 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC $2,134,897,362 X X X

801-65853 NTB ADVISERS, A DIVISION OF NEIDIGER, TUCKER, BRUNER INC $146,786,034 X

801-63276 NUMERIC INVESTORS LLC $8,626,133,801 X X

801-48923 OAKTREE CAPITAL MANAGEMENT, L.P. $82,723,080,936 X X

801-65110 OBS FINANCIAL SERVICES, INC. $901,000,000 X

801-56031 OECHSLE INTERNATIONAL ADVISORS, LLC $4,523,365,296 X X

801-57704 OECHSLE INTERNATIONAL ADVISORS, LTD $594,526,936 X X

801-60027 OFI INSTITUTIONAL ASSET MANAGEMENT, INC. $3,775,279,659 X X X X

801-57520 OFI PRIVATE INVESTMENTS INC $6,504,706,702 X X X X

801-44573 OGILVIE SECURITY ADVISORS CORP $2,341,648 X

801-57016 OHANESIAN / LECOURS, INC. $349,832,705 X

801-50303 OLD NORTH STATE TRUST, LLC $206,987,500 X X

801-49252 OLSTEIN CAPITAL MANAGEMENT, L.P. $539,836,340 X

801-70658 OLYMPIAN INVESTMENT MANAGEMENT, LLC $1,200,000 X X

801-7941 ON INVESTMENT MANAGEMENT CO $308,219,002 X X X

801-56819 ONEAMERICA SECURITIES, INC. $108,545,537 X X X

801-887 OPPENHEIMER & CO. INC. $6,011,730,304 X X X X X X X

801-66692 OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC $384,347,163 X X X X X

801-31427 OPPENHEIMER ASSET MANAGEMENT $9,131,781,312 X X X X X

801-36734 OPPENHEIMER CATALYST MANAGEMENT LP $18,877,591 X X X X X

801-63615 OPPENHEIMER INVESTMENT MANAGEMENT LLC $977,918,455 X X X X X

801-34455 OPPENHEIMER REAL ASSET MANAGEMENT INC $2,042,578,784 X X X X

801-8253 OPPENHEIMERFUNDS INC $168,900,000,000 X X X X

801-64660 O'ROURKE & COMPANY, INCORPORATED $200,800,000 X X

801-73102 OSBORN ROHS WILLIAMS & DONOHOE, LTD $556,049,099 X

801-72387 OXBOW ADVISORS, LLC $0 X

801-74083 P.A.W. CAPITAL PARTNERS, LP $261,016,552 X X

801-65021 PACIFIC FINANCIAL ADVISORS, INC. $85,000,000 X

801-27828 PACIFIC INCOME ADVISERS INC $12,951,743,000 X

801-74927 PACKERLAND BROKERAGE SERVICES, INC. $69,344,732 X

801-35497 PANAGORA ASSET MANAGEMENT INC $25,196,402,598 X

801-63317 PAPAMARKOU WELLNER ASSET MANAGEMENT, INC. $129,522,790 X

801-70382 PARALLAX ASSET MANAGEMENT $75,209,438 X



801-73683 PARALLAX VOLATILITY ADVISERS, LLC $2,350,226,673 X

801-70783 PARENTEBEARD WEALTH MANAGEMENT LLC $593,708,850 X

801-69964 PARETO NEW YORK LLC $0 X

801-38908 PARETO, PARETO INVESTMENT MANAGEMENT LIMITED $1,487,927,738 X

801-58108 PARK AVENUE SECURITIES LLC $3,973,778,920 X X X X X

801-74501 PARKER/ HUNTER ASSET MANAGEMENT, LLC $0 X X X X

801-65488 PASSPORT CAPITAL, LLC $5,487,381,751 X X

801-16217 PASSPORT RESEARCH, LTD. $17,993,771,489 X X X X X

801-62779 PATRIOT WEALTH MANAGEMENT, INC. $842,478,345 X X

801-8517 PAX WORLD MANAGEMENT LLC $2,518,926,834 X X

801-69322 PBGH FINANCIAL ADVISORS, INC. $135,000,000 X

801-74097 PENNANT CAPITAL MANAGEMENT, LLC $7,783,604,509 X

801-56704 PENSION CONSULTANTS INC $0 X X

801-15614 PENSION FUND EVALUATIONS, INC. $0 X

801-63122 PEOPLE'S SECURITIES, INC. $692,711,760 X

801-56015 PEQUOT CAPITAL MANAGEMENT INC $57,469,896 X X X

801-71841 PERCEPTIVE ADVISORS $600,000,000 X X X

801-72659 PEREGRINE CAPITAL ADVISORS, INC $0 X

801-21400 PEREGRINE CAPITAL MANAGEMENT, INC. $2,627,130,184 X

801-72025 PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP. $219,516,777 X

801-57015 PERESS INVESTMENT ADVISORS LTD $258,722,951 X

801-72427 PERFORMANCE TRUST CAPITAL PARTNERS, LLC $176,000,000 X X

801-46031 PERFORMANCE TRUST INVESTMENT ADVISORS, LLC $411,351,380 X X

801-62042 PERKINS INVESTMENT MANAGEMENT LLC $18,119,406,100 X X X X

801-57562 PERRY CAPITAL $10,855,111,966 X X

801-62222 PERSONAL BENEFIT SERVICES OF COLORADO, INC. $74,218,113 X

801-67234 PERSPECTIVE FINANCIAL SERVICES LLC $92,914,303 X

801-70757 PHILADELPHIA BROKERAGE CORPORATION $42,478,745 X

801-66961 PHILLIPS CAPITAL ADVISORS, INC. $175,362,803 X

801-74246 PHOENIX REALTY GROUP, LLC $385,836,349 X

801-73066 PIA CAPITAL MANAGEMENT LP $129,855,000 X X

801-15143 PICTET ASSET MANAGEMENT LIMITED $28,403,061,536 X X X

801-66760 PICTET ASSET MANANGEMENT SA. $97,311,603,886 X X X

801-67491 PICTET NORTH AMERICA ADVISORS SA $1,908,991,258 X X X

801-73124 PINE CAPITAL MANAGEMENT, LLC $0 X

801-18759 PINEBRIDGE INVESTMENTS LLC $36,877,884,116 X X

801-66395 PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. $4,335,117,499 X X X

801-8255 PIONEER INVESTMENT MANAGEMENT, INC. $55,275,527,697 X X X

801-39177 PLANMEMBER SECURITIES CORPORATION $2,281,000,000 X

801-65849 PLATINUM GROVE ASSET MANAGEMENT, L.P. $981,811,735 X

801-69053 PLOTKIN FINANCIAL ADVISORS, LLC $36,400,000 X X

801-56209 PMK CAPITAL ADVISORS INC $121,771,448 X X X

801-70684 PNC CAPITAL ADVISORS LLC $34,790,854,278 X X X X

801-66195 PNC INVESTMENTS $4,431,810,313 X X X X X

801-73142 PNC MEZZANINE MANAGEMENT CORP $294,289,956 X X X X

801-66625 PNC REALTY INVESTORS, INC. $2,241,579,038 X X X X

801-69755 POMONA CAPITAL $5,005,492,568 X X

801-57928 POPULAR SECURITIES, INC. $376,230,625 X

801-46369 PORTFOLIO ADVISORS LLC $31,341,500,000 X

801-27691 PORTFOLIO ADVISORY COUNCIL,L.L.C. $299,345,000 X X



801-64971 PORTFOLIO DESIGN ADVISORS $112,478,806 X

801-8072 PORTFOLIOS INC $167,004,141 X X

801-61972 PORTLAND INVESTMENT COUNSEL INC. $1,383,614,867 X

801-66495 PRESIDENTIAL BROKERAGE, INC. $47,634,054 X X X

801-51193 PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC $0 X X X

801-72263 PRIMERICA ADVISORS $0 X X

801-45573 PRIMEVEST FINANCIAL SERVICES, INC. $776,095,414 X X X

801-55959 PRINCIPAL GLOBAL INVESTORS $119,119,695,857 X

801-54949 PRINCOR FINANCIAL SERVICES CORPORATION $781,384,792 X

801-55696 PRIVATE ADVISORS LLC $3,587,494,000 X X

801-72667 PRIVATE CLIENT ADVISORS, LLC $0 X

801-71475 PRIVATE CLIENT SERVICES, LLC $56,900,000 X X

801-64995 PRIVATE INVESTMENT PARTNERS INC. $380,740,966 X X

801-62312 PRIVATE WEALTH ADVISORS $770,459,000 X X

801-69233 PROACTIVE ADVISORS, LLC $32,279,109 X X

801-54760 PROFUND ADVISORS LLC $3,472,518,261 X

801-69649 PROMUS CAPITAL, LLC $446,810,085 X X X

801-70461 PROPHET CAPITAL ASSET MANAGEMENT $1,750,000,000 X

801-64181 PROSHARE ADVISORS LLC $21,453,997,607 X

801-65845 PROSPERA FINANCIAL SERVICES, INC. $824,534,261 X X X X X

801-72187 PROSPERITY CAPITAL ADVISORS $52,528,208 X X

801-10299 PROTECTED INVESTORS OF AMERICA $749,698,265 X X

801-72487 PROVIDENT ADVISORS LLC $290,745,000 X X

801-63924 PROVIDENT CAPITAL MANAGEMENT INC $72,038,790 X

801-52208 PRUDENTIAL FINANCIAL PLANNING SERVICES $2,905,940,121 X X X X X X

801-56821 PSA FINANCIAL ADVISORS INC $154,118,878 X X X

801-37540 PTS ASSET MANAGEMENT $315,000,000 X

801-25937 PUPLAVA FINANCIAL SERVICES INC $300,831,367 X

801-7974 PUTNAM INVESTMENT MANAGEMENT, LLC $71,149,554,756 X X X X

801-62143 PWMCO, LLC $277,316,933 X

801-69968 PYXIS CAPITAL, L.P. $2,991,283,167 X

801-60227 QUAD CITY INVESTMENT ADVISORS, LLC $141,000,000 X X

801-73741 QUAD-C MANAGEMENT, INC. $1,327,164,922 X

801-72655 QUANTSOFT ADVISERS, LLC $168,060,000 X X

801-67637 QUANTUM FINANCIAL ADVISORS INC $53,420,000 X X

801-63747 QUESTAR ASSET MANAGEMENT, INC. $272,369,247 X X X

801-73049 QVT FINANCIAL LP $13,452,851,221 X X

801-68283 R. SEELAUS & CO., INC. $35,564,000 X X X

801-63242 R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. $258,025,743 X

801-69133 RANGER ALTERNATIVE MANAGEMENT, L.P. $154,414,091 X X

801-10418 RAYMOND JAMES & ASSOCIATES, INC. $38,542,275,515 X X X X X X

801-72137 RAYMOND JAMES (USA) LTD $0 X

801-69815 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC $29,036,974,812 X X X X X

801-13059 RBC CAPITAL MARKETS, LLC $44,597,756,734 X X X X X X X X

801-71619 REGAL ADVISORY SERVICES, INC. $37,560,003 X X

801-27629 REGIONS INVESTMENT MANAGEMENT, INC. $9,776,766,898 X X X X

801-67865 REGISTER FINANCIAL ADVISORS, LLC $93,839,968 X

801-47230 REICH & TANG ASSET MANAGEMENT, LLC $12,943,621,780 X

801-72020 RELIANCE FINANCIAL ADVISORS, LLC $107,000,000 X

801-36999 RENN CAPITAL GROUP, INC. $89,907,769 X X



801-56409 RESOURCE INVESTMENT ARCHITECTS, INC. $210,862,309 X

801-70978 RETIREMENT MANAGEMENT SYSTEMS, INC. $590,839,779 X X

801-65681 RFFM $3,889,532,584 X

801-76085 RITCHIE CAPITAL MANAGEMENT, L.L.C. $477,500,000 X X X

801-63700 RIVERSTONE WEALTH MANAGEMENT $161,491,226 X X X

801-51498 RMG CAPITAL ADVISORS LLC $106,456,328 X X

801-61786 ROBECO INVESTMENT MANAGEMENT $21,831,139,144 X

801-7571 ROBERT W. BAIRD & CO. INCORPORATED $39,514,281,470 X X X

801-69115 ROBERT WILLIAM SHOEMAKER,III $36,558,569 X X

801-61829 ROBLE, BELKO AND COMPANY, INC. $312,615,623 X X

801-27265 ROCHDALE INVESTMENT MANAGEMENT $4,726,838,562 X

801-69994 ROGAN & ASSOCIATES $196,772,695 X

801-18423 RONALD BLUE & CO. LLC $6,440,159,000 X X

801-73754 ROOSEVELT MANAGEMENT COMPANY LLC $544,200,000 X

801-73698 ROSE GROVE CAPITAL MANAGEMENT, LLC $1,049,464,313 X X

801-7395 ROTHSCHILD INVESTMENT CORPORATION $974,350,000 X X X

801-54859 ROYAL ALLIANCE ASSOCIATES, INC. $2,135,088,590 X X X X X X

801-55209 RREEF $13,115,958,381 X X X X

801-66927 RS INVESTMENTS $20,242,542,370 X X X X

801-38676 RTW FINANCIAL ADVISORS INC $317,000,000 X

801-51127 RUBICON WEALTH MANAGEMENT, LLC $169,593,617 X

801-62387 RUBY CORPORATION $21,000,000 X

801-60080 RUDNEY ASSOCIATES, INC. $351,304,531 X X

801-70994 RUEDI HOLDER & ASSOCIATES, INC. $210,988,938 X

801-17157 RUSSELL INVESTMENT GROUP $722,963,349 X X X X X

801-60335 RUSSELL INVESTMENTS $83,455,839,229 X X X

801-56576 RUSSELL INVESTMENTS $320,208,000 X X

801-47270 RUSSELL INVESTMENTS $6,885,270,000 X X

801-17141 RUSSELL INVESTMENTS $56,048,098,171 X X

801-74065 S.A.C. CAPITAL ADVISORS, L.P. $43,827,960,417 X

801-66139 S.B. VALUE PARTNERS, L.P. $112,266,000 X X

801-61553 SAGE FINANCIAL GROUP INC. $1,016,296,442 X

801-64721 SAGEPOINT FINANCIAL, INC. $2,043,582,934 X X X X X X

801-64265 SAGEVIEW ADVISORY GROUP, LLC $14,400,000,000 X

801-70969 SAMMONS ADVISOR SERVICES $0 X

801-73197 SAMSUNG ASSET MANAGEMENT COMPANY, LTD. $96,788,680,265 X

801-44325 SAN FRANCISCO SENTRY INVESTMENT GROUP $423,089,016 X

801-71398 SANDELL ASSET MANAGEMENT CORP. $1,134,314,382 X X

801-71909 SANDELL INVESTMENT SERVICES, L.L.C. $36,180,786 X X

801-66300 SANDERS MORRIS HARRIS INC. $837,442,084 X X X X X

801-64043 SANDLER O'NEILL ADVISORS, L.P. $960,700,000 X

801-55699 SANDS BROTHERS ASSET MANAGEMENT LLC $73,671,205 X X X

801-57937 SANFORD C. BERNSTEIN & CO., LLC $0 X X X X X

801-70715 SANTANDER INVESTMENT SECURITIES INC. $231,134,827 X

801-43144 SAVANT CAPITAL MANAGEMENT $2,044,009,349 X X

801-56910 SAXON WOODS ADVISORS LLC $585,191,289 X X

801-68385 SAXONY CAPITAL MANAGEMENT, LLC $63,780,437 X X

801-67514 SBI FUNDS MANAGEMENT PRIVATE LIMITED $2,095,873,746 X X

801-37472 SCARBOROUGH CAPITAL MANAGEMENT, INC. $870,022,887 X X

801-37163 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD $24,633,151,404 X



801-62112 SCHULTZE ASSET MANAGEMENT, LLC $167,475,288 X X

801-35156 SCHWERIN BOYLE CAPITAL MANAGEMENT, INC $520,421,786 X

801-74119 SCOPUS ASSET MANAGEMENT, L.P. $3,364,305,945 X

801-40380 SCOTT & STRINGFELLOW, LLC $3,863,209,575 X X X

801-46564 SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD $212,203,179,569 X X

801-68574 SEARLE & CO. $144,393,439 X

801-45152 SECURIAN FINANCIAL SERVICES, INC. $3,660,680,883 X X X X X

801-45628 SECURITIES AMERICA ADVISORS, INC. $8,269,820,825 X X X X

801-53815 SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED $5,270,311,894 X X X X

801-24593 SEI INVESTMENTS MANAGEMENT CORP $92,620,508,999 X

801-66463 SEIDMAN INVESTMENT ADVISORS, LLC $40,165,750 X X

801-71779 SELECT ASSET MANAGEMENT, LLC $52,005,211 X

801-57721 SENTINEL ASSET MANAGEMENT, INC. $26,553,000,000 X

801-38034 SENTRY MANAGEMENT INC $6,108,984,069 X X

801-61089 SEQUOIA FINANCIAL ADVISORS, L.L.C. $590,127,876 X

801-66533 SF INVESTMENT ADVISERS $469,391,697 X X X

801-44699 SFMG WEALTH ADVISORS $436,482,788 X

801-62679 SHAKER FINANCIAL SERVICES $91,563,724 X

801-977 SHUFRO, ROSE & CO., LLC $1,355,150,000 X X

801-63630 SIGNAL SECURITIES, INC. $153,031,392 X X X

801-56298 SIGNATOR INVESTORS, INC. $1,447,184,429 X X X X X

801-67767 SIGNATURE SECURITIES GROUP CORP. $216,058,440 X

801-54935 SII INVESTMENTS, INC. $1,985,845,726 X X X

801-49530 SILCHESTER INTERNATIONAL INVESTORS $25,931,743,905 X

801-70549 SILVERBAY CAPITAL MANAGEMENT LLC $555,587,922 X X X

801-73570 SIRIOS CAPITAL MANAGEMENT, L.P. $1,210,800,937 X X

801-49929 SISUNG INVESTMENT MANAGEMENT SERVICES LLC $1,312,812,318 X X

801-50704 SIXTY WALL STREET GP CORPORATION $3,574,457 X X X X

801-50703 SIXTY WALL STREET MANAGEMENT COMPANY, LLC $68,216,948 X X X X

801-14301 SLOCUM, GORDON & CO. LLP $157,626,898 X

801-56902 SMITH HAYES ADVISERS INC $884,088,429 X

801-68175 SMITH MOORE & CO. $281,562,259 X

801-61716 SNW ASSET MANAGEMENT, LLC $1,331,550,848 X

801-54641 SNYDER CAPITAL MANAGEMENT LP $1,741,244,970 X

801-65245 SOF MANAGEMENT, LLC $33,031,091 X X X

801-73593 SOUTHERN CROSS MANAGEMENT $2,518,560,631 X X

801-55529 SOUTHWEST SECURITIES, INC. $492,533,115 X X X X X

801-76627 SP INVESTMENTS MANAGEMENT, LLC $176,505,872 X X

801-20404 SPC $1,400,000,000 X X X

801-30405 SPECTRUM ASSET MANAGEMENT, INC. $13,349,572,967 X

801-65607 SPINNER ASSET MANAGEMENT, LLC $384,000,000 X X

801-60468 SPIRE WEALTH MANAGEMENT, LLC $814,668,002 X

801-61805 SPRING MOUNTAIN CAPITAL, LP $1,573,367,615 X

801-57201 SPRINGER FINANCIAL ADVISORS $100,295,788 X X X

801-70064 SPRINGWATER ADVISORS, LLC $0 X

801-66131 SPROTT ASSET MANAGEMENT USA INC. $566,994,000 X X

801-74352 SQUADRA INVESTMENTS - GESTAO DE RECURSOS LTDA. $420,491,752 X

801-61989 SSN ADVISORY, INC. $580,495,316 X X

801-50510 ST. BERNARD FINANCIAL SERVICES, INC. $115,271,889 X X

801-12471 ST. GERMAIN INVESTMENT MANAGEMENT $893,838,013 X X X



801-60527 STANDISH $66,329,779,756 X

801-50374 STANFORD GROUP COMPANY $3,051,512,107 X X X

801-65300 STARK INVESTMENTS $8,910,417,780 X

801-73942 STARR PRINCIPAL HOLDINGS, LLC $2,373,002,150 X

801-8184 STATE FARM INVESTMENT MANAGEMENT CORP. $13,216,203,748 X

801-73389 STEELPOINT CAPITAL PARTNERS, LP $235,977,964 X X

801-60898 STEINBERG ASSET MANAGEMENT, LLC $2,019,418,033 X X

801-71505 STELLA CAPITAL, LLC $26,400,000 X

801-15510 STEPHENS $4,172,380,328 X X

801-64360 STERLING STAMOS CAPITAL MANAGEMENT, L.P. $7,581,263,512 X X X X X X X X

801-10746 STIFEL, NICOLAUS & COMPANY, INCORPORATED $15,904,068,549 X X X X X X

801-63899 STONEBRIDGE ADVISORS LLC $837,090,000 X

801-57927 STORIE ADVISORS, L.L.C. $16,700,000 X

801-63408 STRAIGHTLINE $513,820,861 X

801-72178 STRATEGIC PLANNING GROUP, INC. $145,000,000 X X

801-64228 STRATEGIC WEALTH MANAGEMENT GROUP $158,172,566 X

801-8681 STRATTON MANAGEMENT COMPANY $1,891,916,793 X X

801-63263 STRUCTURED ASSET INVESTORS, LLC $1,204,680,000 X

801-57494 STRUCTURED CREDIT PARTNERS LLC $1,903,479,783 X

801-40244 SULLIVAN & SERWITZ $527,000,000 X

801-56645 SUMMIT FINANCIAL GROUP INC $988,140,000 X X X

801-64042 SUMMIT WEALTH MANAGEMENT, INC $175,785,155 X

801-29339 SUMMIT WEALTH MANAGEMENT, INC $517,000,000 X

801-39938 SUN CAPITAL ADVISERS LLC $56,744,303,093 X

801-19813 SUNAMERICA ASSET MANAGEMENT CORP. $32,993,454,068 X X X X X X

801-71479 SUNBELT SECURITIES $125,726,000 X X X

801-71636 SUNSET FINANCIAL SERVICES, INC. $104,527,829 X X X

801-56443 SUNTRUST INVESTMENT SERVICES, INC. $5,860,446,524 X X X X X X

801-63652 SUTTERFIELD FINANCIAL GROUP, INC. $126,589,552 X

801-68454 SUTTON WEALTH ADVISORS, INC. $116,450,145 X X

801-67395 SVL INVESTMENT MANAGEMENT $42,863,941 X X

801-60812 SWS FINANCIAL SERVICES, INC. $150,119,356 X X X X X

801-62788 SYCAMORE FINANCIAL GROUP $221,484,283 X

801-66750 SYMETRA INVESTMENT SERVICES, INC. $167,815,299 X X

801-64456 SYMPHONIC FINANCIAL ADVISORS LLC $161,397,409 X

801-68315 SYNERGY INVESTMENT GROUP, LLC $11,486,381 X

801-19690 SYNOVUS SECURITIES, INC. $1,093,103,520 X X X X

801-62650 TABR CAPITAL MANAGEMENT, LLC $159,914,776 X

801-68376 TAGLICH BROTHERS, INC. $64,499,046 X X X

801-56667 TATTERSALL ADVISORY GROUP INC $905,989,300 X X

801-60365 TCG ADVISORS, LP $347,333,299 X

801-6642 TCW ASSET MANAGEMENT CO $42,641,039,188 X

801-29075 TCW INVESTMENT MANAGEMENT CO $18,093,363,633 X

801-71746 TCW-WLA JV VENTURE LLC $1,836,534,347 X

801-60469 TD AMERITRADE, INC. $0 X X X X X

801-50261 TD ASSET MANAGEMENT $13,693,241,807 X X

801-46887 TEACHERS ADVISORS, INC. $45,518,159,423 X X

801-46997 TEMPLETON ASSET MANAGEMENT LTD. $42,856,000,000 X X

801-42343 TEMPLETON GLOBAL ADVISORS LIMITED $41,807,530,592 X X

801-15125 TEMPLETON INVESTMENT COUNSEL, LLC $31,919,079,257 X X



801-63945 TEN ASSET MANAGEMENT, INC. $62,244,361 X X

801-68047 TESSARA FINANCIAL ADVISORS, INC. $40,124,659 X X

801-63372 TEXAN CAPITAL $399,435,944 X X

801-62074 TFO-TDC, LLC $982,995,906 X

801-63101 TFR ADVISORS LLP $180,000,000 X

801-72504 THAMES RIVER CAPITAL LLP $4,828,220,200 X

801-73813 THAYER ADVISORY GROUP LLC $990,470,070 X X

801-58253 THE BOGDAHN GROUP $0 X

801-6829 THE BOSTON COMPANY ASSET MANAGEMENT LLC $18,725,157,231 X X

801-8147 THE DREYFUS CORPORATION $342,610,023,690 X X X

801-66594 THE HOERNER PLANNING GROUP, LLC $412,679,498 X

801-33850 THE HOGAN-KNOTTS FINANCIAL GROUP, INC. $144,136,260 X

801-58015 THE HUNTINGTON INVESTMENT COMPANY $504,611,571 X X X X X X

801-64553 THE KOCEN FINANCIAL GROUP, INC. $100,442,671 X X

801-62319 THE MARSHALL FINANCIAL GROUP, INC $384,415,464 X

801-62835 THE MUTUAL FUND STORE $107,732,959 X

801-70696 THE PHILLIPS GROUP ADVISORS $130,000,000 X X

801-12484 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA $1,493,804,889 X X X

801-8138 THE VARIABLE ANNUITY LIFE INSURANCE COMPANY $21,388,456,052 X X X X X

801-37906 THE WINCHESTER GROUP, INC. $720,119,000 X

801-63835 THINKEQUITY LLC $172,093,131 X

801-67447 THOMPSON DAVIS ASSET MANAGEMENT $88,370,179 X X

801-70703 THORNHILL SECURITIES, INC. $68,000,000 X X X

801-56741 THOROUGHBRED FINANCIAL SERVICES, LLC $781,460,000 X X X

801-63196 THREADNEEDLE INVESTMENTS $5,590,738,888 X X X X

801-64988 THRIVENT ASSET MANAGEMENT, LLC $14,141,572,960 X X

801-60701 THRIVENT FINANCIAL FOR LUTHERANS $70,678,640,055 X X

801-29618 THRIVENT INVESTMENT MANAGEMENT INC. $4,777,901,697 X X X X X

801-63564 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. $98,879,768 X X

801-63550 TIAA-CREF ADVICE AND PLANNING SERVICES $4,582,308,860 X X X

801-74475 TIAA-CREF ALTERNATIVES ADVISORS, LLC $0 X X

801-38029 TIAA-CREF INVESTMENT MANAGEMENT LLC $180,036,697,240 X X

801-56817 TIAA-CREF TUITION FINANCING, INC. $11,458,778,832 X X

801-65608 TIG ADVISORS LLC $1,706,362,886 X

801-47188 TILDEN LOUCKS & WOODNORTH LLC $107,026,146 X X X

801-73271 TOKIO MARINE ASSET MANAGEMENT (USA), LTD. $91,328,948 X X

801-18453 TOMPKINS FINANCIAL ADVISORS $584,151,078 X

801-74010 TONTINE ASSET MANAGEMENT, LLC $617,100,000 X

801-72783 TOSCAFUND ASSET MANAGEMENT $1,164,000,000 X

801-27662 TOTH FINANCIAL ADVISORY CORP $235,492,600 X

801-73943 TOURADJI CAPITAL MANAGEMENT LP $880,000,000 X X

801-50585 TOWER SQUARE SECURITIES, INC. $270,049,549 X X X X

801-72941 TPG CAPITAL ADVISORS, LLC $50,745,666,001 X X X

801-72942 TPG GLOBAL ADVISORS, LLC $50,745,666,001 X X X

801-65208 TRADEWINDS GLOBAL INVESTORS, LLC $30,214,675,827 X X X

801-38618 TRANSAMERICA FINANCIAL ADVISORS, INC. $2,691,708,222 X X X

801-60917 TRAPEZE ASSET MANAGEMENT INC. $193,893,160 X X X

801-23822 TREMONT PARTNERS INC $553,501,884 X X X

801-55518 TRIAD ADVISORS, INC. $640,000,000 X X X X

801-55428 TRINITY WEALTH ADVISORS LLC $199,000,000 X X X



801-70259 TRUBEE, COLLINS & CO., INC. $91,162,331 X X X

801-30694 TRUSTMONT ADVISORY GROUP, INC. $343,000,000 X

801-71214 TUNSTALL CAPITAL MANAGEMENT, L.P. $48,195,200 X

801-10669 TWEEDY, BROWNE COMPANY LLC $12,937,694,686 X X

801-74132 TWIN BRIDGE CAPITAL PARTNERS, LLC $968,544,000 X

801-60125 U.S. BANCORP ASSET MANAGEMENT, INC. $50,625,117,613 X X

801-68122 U.S. BANCORP INVESTMENTS, INC. $1,875,257,035 X X X

801-53770 UBS AGRIVEST LLC $0 X X X X

801-56852 UBS EUCALYPTUS MANAGEMENT, L.L.C. $264,192,587 X X X X

801-7163 UBS FINANCIAL SERVICES INC. $185,299,672,203 X X X X X X X X

801-55537 UBS FUND ADVISOR, L.L.C. $4,793,995,365 X X X X

801-34910 UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. $149,285,202,063 X X X X

801-58033 UBS JUNIPER MANAGEMENT, L.L.C. $25,378,949 X X X X

801-57469 UBS OCONNOR LLC $14,681,813,379 X X X X

801-45426 UBS REALTY INVESTORS LLC $1,500,000,000 X X X X

801-67178 UBS SECURITIES LLC $0 X X X X X X

801-63660 UBS SWISS FINANCIAL ADVISERS $3,846,158,000 X X X X X

801-57401 UBS WILLOW MANAGEMENT, L.L.C. $136,945,764 X X X X

801-36371 ULLICO INVESTMENT ADVISORS, INC. $1,287,102,035 X

801-62967 UMB FINANCIAL SERVICES, INC. $0 X

801-67179 UMPQUA INVESTMENTS, INC. $321,036,862 X X X

801-70084 UNIONBANC INVESTMENT SERVICES, LLC $320,225,431 X X X

801-57198 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER $1,116,391,084 X X

801-68696 UNIVERSA INVESTMENTS L.P. $40,998,347 X

801-61492 UPROMISE INVESTMENT ADVISORS, LLC $28,612,208,436 X

801-31359 URDANG CAPITAL MANAGEMENT INC $1,337,781,000 X

801-51733 URDANG SECURITIES MANAGEMENT INC $2,912,673,000 X

801-55953 US FINANCIAL ADVISORS, LLC $147,866,083 X X

801-68276 USA FINANCIAL SECURITIES CORPORATION $65,058,431 X X

801-61898 USA WEALTH MANAGEMENT LLC $26,545,376 X

801-56622 USI ADVISORS $1,847,577,042 X X X X X X

801-56578 USI SECURITIES, INC. $0 X X X X X X

801-69870 UTC FUND SERVICES, INC. $29,830,591 X

801-71699 VALCOUR CAPITAL MANAGEMENT LLC $115,000,000 X

801-67070 VALENTINE CAPITAL ASSET MANAGEMENT, INC. $481,105,600 X X

801-54952 VALIC FINANCIAL ADVISORS, INC. $9,543,288,781 X X X X X X

801-25300 VALLEY FORGE ASSET MANAGEMENT CORP. $3,505,975,436 X X

801-72406 VALUE PARTNERS HONG KONG LIMITED $486,144,662 X X

801-67557 VALUE PARTNERS LIMITED $6,645,948,081 X X

801-71658 VALUEACT CAPITAL MANAGEMENT, L.P. $6,581,793,895 X X

801-54617 VANDERBILT CAPITAL ADVISORS LLC $4,647,286,802 X X X

801-49601 VANGUARD ADVISERS INC $22,047,397,853 X

801-71971 VANGUARD CAPITAL $114,000,000 X

801-11953 VANGUARD GROUP INC $1,553,575,719,728 X

801-63230 VANTAGE ADVISORS, LLC $63,239,737 X X X

801-51795 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. $7,335,838,000 X

801-29438 VAUGHAN NELSON TRUST COMPANY $239,700,000 X

801-33224 VECTOR MONEY MANAGEMENT INC $90,819,516 X

801-57191 VENUS CAPITAL MANAGEMENT INC $95,000,000 X

801-74000 VERITION FUND MANAGEMENT LLC $955,100,000 X X



801-71237 VERITRUST FINANCIAL, LLC $62,942,145 X

801-68496 VERMILLION ASSET MANAGEMENT, LLC $2,871,436,447 X

801-56605 VIKING FUND MANAGEMENT LLC $769,194,359 X X

801-71982 VINING-SPARKS ASSET MANAGEMENT, LLC $488,859,000 X X X

801-57975 VISION INVESTMENT ADVISORS, LLC $416,615,462 X

801-71541 VISION2020 WEALTH MANAGEMENT CORP. $0 X X X X

801-61672 VSR ADVISORY SERVICES $2,641,787,586 X X X

801-60397 W.WALL AND COMPANY, INC. $26,002,668 X

801-40372 WADDELL & REED INVESTMENT MANAGEMENT CO $36,582,821,071 X X X X X

801-16720 WADDELL & REED, INC. $7,593,242,479 X X X X X

801-62029 WALL STREET ACCESS ASSET MANAGEMENT, LLC $235,480,381 X X X

801-58292 WALL STREET FINANCIAL GROUP, INC $578,733,760 X X

801-62161 WALNUT STREET SECURITIES, INC. $932,674,677 X X X X X

801-19420 WALTER SCOTT & PARTNERS LIMITED $47,098,062,840 X

801-70781 WANGER OMNIWEALTH, LLC $223,657,350 X

801-72228 WATERFIELD ASSET MANAGEMENT, LLC $2,427,568,529 X X

801-64233 WAYNE HUMMER INVESTMENTS L.L.C. $2,497,009,685 X

801-11916 WCM INVESTMENT MANAGEMENT $1,390,000,000 X

801-60749 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $1,858,811,689 X

801-60183 WEALTHCARE CAPITAL MANAGEMENT, INC. $517,619,489 X X

801-61306 WEAVER WEALTH MANAGEMENT $329,819,592 X

801-74176 WEDBUSH ASSET MANAGEMENT, LLC $149,727,493 X X

801-6358 WEDBUSH SECURITIES INC. $1,074,135,697 X X X X

801-63968 WEISERMAZARS WEALTH ADVISORS, LLC $130,000,000 X

801-71151 WEISS MULTI-STRATEGY ADVISERS LLC $5,495,490,794 X

801-70755 WELLINGTON SHIELDS & CO., LLC $228,850,859 X X

801-70712 WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC $846,008,978 X X

801-21122 WELLS CAPITAL MANAGEMENT INC $315,673,027,329 X X

801-57434 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC $20,235,893,121 X X X X X X X

801-37967 WELLS FARGO ADVISORS, LLC $220,584,935,856 X X X X X X X X

801-58237 WELLS FARGO FUNDS MANAGEMENT, LLC $227,218,550,395 X

801-69552 WESPAC ADVISORS, LLC $657,153,251 X X

801-63237 WEST GATE ADVISORS, LLC $1,539,937 X

801-71657 WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO $17,684,010,730 X X

801-68953 WESTERN INTERNATIONAL SECURITIES $550,000,000 X X X

801-70090 WESTERN PACIFIC CAPITAL MANAGEMENT, LLC $40,000,000 X

801-29690 WESTMINSTER FINANCIAL ADVISORY CORP $136,000,000 X

801-53842 WESTPORT CAPITAL MARKETS, LLC $231,301,241 X

801-29733 WESTPORT RESOURCES MANAGEMENT INC $389,294,128 X X

801-61945 WFG ADVISORS, LP $889,504,508 X X X

801-63318 WILBANKS SECURITIES ADVISORY $99,300,000 X X

801-37145 WILEY BROS.-AINTREE CAPITAL, LLC $255,106,626 X X X X

801-688 WILLIAM BLAIR & COMPANY L.L.C. $43,967,983,917 X X

801-41081 WILMINGTON TRUST INVESTMENT MANAGEMENT $2,429,037,979 X X

801-36233 WILSHIRE ASSOCIATES INCORPORATED $80,345,683,753 X

801-5182 WILSON, KEMP & ASSOCIATES, INC. $1,449,908,673 X X

801-68877 WIN TEAM ADVISORY SERVICES $100,232,241 X

801-63905 WINSLOW, EVANS & CROCKER, INC. $267,452,198 X

801-67779 WL ROSS & CO. LLC $8,577,193,000 X X X X X X

801-72458 WOLVERINE ASSET MANAGEMENT, LLC $6,005,087,593 X



801-69939 WOOD CREEK CAPITAL MANAGEMENT, LLC $479,940,486 X X

801-54905 WOODBURY FINANCIAL SERVICES, INC. $1,803,283,347 X X X X X X

801-55551 WOODLANDS ASSET MANAGEMENT INC $137,556,750 X

801-65881 WOODSTOCK FINANCIAL GROUP, INC. $143,432,844 X X

801-67327 WORLD ASSET MANAGEMENT, INC. $13,658,767,834 X X

801-56328 WORLD EQUITY GROUP, INC. $433,000,000 X X X X X

801-68763 WORLD TREND FINANCIAL PLANNING SERVICES, LTD. $135,000,000 X

801-28591 WULF BATES & MURPHY INC $10,600,000 X

801-67275 WUNDERLICH SECURITIES, INC. $586,239,131 X X X X X

801-42253 WYSER PRATTE MANAGEMENT CO INC $58,169,689 X X

801-64818 YIM INVESTMENT MANAGEMENT, LLC $128,728,000 X

801-73479 YORKVILLE ADVISORS, LLC $304,200,000 X X

801-62374 YOSEMITE CAPITAL MANAGEMENT $189,624,067 X X

801-73404 YUCAIPA MASTER MANAGER, LLC $3,604,329,439 X XTotal: 1315 Investment Advisors $23,058,140,141,400

1) Item 5(I)(1): “Do you sponsor a wrap program?” 2) Item 6: Other Business Activities. One or more items disclosed by the advisory firm in this section of Form ADV may require further investigation. 3) Item 7: Financial Industry Affiliations. One or more items disclosed by the advisory firm in this section of Form ADV may require further investigation. 4) Item 8: Interest in Client Transactions. One or more items disclosed by the advisory firm in this section of Form ADV may require further investigation. 5) Item 11: Regulatory Disclosure. One or more items disclosed by the advisory firm in this section of Form ADV may require further investigation.

801-61077 10-15 ASSOCIATES, INC. $448,351,698 X

801-76747 1207 CAPITAL GROUP, LLC $75,611,983 X

801-68254 12TH AVENUE MANAGEMENT, L.P. $215,689,124 X X

801-70324 16TH AMENDMENT ADVISORS LLC $111,932,220 X

801-60100 1ST SOURCE CORPORATION INVESTMENT ADVISORS, INC. $2,597,338,859 X

801-72538 20 GATES MANAGEMENT LLC $20,886,710,000 X X

801-71499 2100 XENON GROUP $201,590,481 X X

801-72665 25 CAPITAL PARTNERS, LLC $387,373,165 X X

801-74210 3 TWELVE CAPITAL $179,000,000 X

801-47993 300 NORTH CAPITAL $438,117,966 X X

801-76667 360 WEALTH MANAGEMENT, LLC $0 X

801-73360 3I CORPORATION $1,303,375,442 X

801-72753 401 (K) GPS, INC. $0 X

801-66107 401(K) ADVISORS, INC. $12,876,420,312 X X

801-71606 401K GENERATION $70,167,689 X

801-70637 401KFUNDADVICE LLC $0 X X

801-71952 440 INVESTMENT GROUP, LLC $46,548,695 X X

801-74692 4THOUGHT FINANCIAL GROUP INC. $0 X X X

801-64608 57 STARS LLC $1,474,060,500 X

801-58183 5T WEALTH MANAGEMENT, LLC $111,826,302 X

801-68066 5TH STREET ADVISORS, LLC $90,285,004 X

801-69750 6800 CAPITAL, L.L.C. $694,112,000 X

801-73162 683 CAPITAL MANAGEMENT, LLC $183,000,000 X

801-71758 7TWELVE ADVISORS, LLC $2,000,000 X

801-64383 A&F FINANCIAL ADVISORS LLC $176,510,305 X

801-72960 A.E. GOSLIN CAPITAL MANAGEMENT LLC $1,500,000 X

801-72768 A.G. BISSET ASSOCIATES, LLC $1,950,000,000 X

801-72813 A.L. STUART INVESTMENTS, LLC $140,680,044 X

801-64469 A.P. MANAGEMENT COMPANY, LLC $4,604,749,487 X

801-73872 A.R.T. ADVISORS, LLC $4,570,564,000 X X

801-60075 AAM $15,805,315,416 X

801-73161 ABACUS CAPITAL GROUP, LLC $448,970,000 X

801-62557 ABACUS WEALTH PARTNERS $681,384,851 X

801-71322 ABBEY CAPITAL LIMITED $4,300,633,229 X

801-27914 ABBOTT CAPITAL MANAGEMENT LLC $7,148,988,448 X X

801-53342 ABENS FINANCIAL SERVICES INC $175,166,108 X

801-75074 ABERDEEN ASSET MANAGERS LIMITED $175,384,540,000 X X

801-62020 ABERDEEN ASSET MANAGEMENT ASIA LIMITED $79,953,253,377 X X

801-49966 ABERDEEN ASSET MANAGEMENT INC. $12,457,087,941 X X

801-25821 ABERDEEN ASSET MANAGEMENT LIMITED $18,475,235,361 X X

801-71255 ABERNATHY GROUP II LLC $75,000,000 X X

801-51382 ABG INVESTMENT SERVICES INC $1,636,043,329 X

801-56383 ABG PORTFOLIO STRATEGIES, INC. $466,918,515 X

801-73401 ABINGWORTH MANAGEMENT INC. $325,539,587 X

801-73167 ABRAMS CAPITAL MANAGEMENT, L.P. $5,757,450,955 X

801-68497 ABRIDGE PARTNERS, LLC $191,036,005 X

801-68597 ABRIDGE PARTNERS, LLC $234,098,339 X

801-74147 ABRY PARTNERS II, LLC $1,633,943,227 X

801-74146 ABRY PARTNERS, LLC $7,165,400,000 X X

801-62188 ABS INVESTMENT MANAGEMENT $3,873,284,363 X X


Wrap Program

Sponsor (1)

Other Business Activity (2)

Related Parties (3)

Interest in Client

Transactions (4)

Other Regulatory Items (5)

SEC Number Primary Business Name Regulatory AUM

801-69072 ABSOLUTE RETURN CAPITAL, LLC $3,042,000,000 X

801-60373 ABUNDANCE WEALTH COUNSELORS, LLC $337,642,160 X X

801-66922 AC INVESTMENT MANAGEMENT LLC $575,286,511 X

801-56596 ACA/PRUDENT INVESTORS PLANNING CORPORATION $102,901,162 X

801-28078 ACADIAN ASSET MANAGEMENT $42,200,390,344 X X

801-74133 ACCEL-KKR $1,667,806,549 X

801-71387 ACCESS CAPITAL MANAGEMENT, LLC $4,752,857 X

801-68401 ACCESS FINANCIAL GROUP, INC. $95,864,836 X

801-71854 ACCESS GLOBAL ADVISORS $16,710,754 X

801-60406 ACCESS WEALTH PLANNING, LLC $189,402,327 X X

801-68695 ACCOLADE INVESTMENT ADVISORY, LLC $1,153,000,000 X X

801-74190 ACCOLADE PARTNERS $338,612,126 X

801-15504 ACCRUED EQUITIES INC. $184,890,169 X X

801-39127 ACG ADVISORY SERVICES INC $310,365,800 X X

801-72597 ACI CAPITAL GROUP $3,700,000,000 X X

801-56769 ACKER FINLEY ASSET MANAGEMENT USA INC. $4,589,816 X

801-71584 ACKERMAN ASSET MANAGEMENT, LLC $34,759,454 X

801-74406 ACON EQUITY MANAGEMENT L.L.C. $318,612,500 X

801-74407 ACON FUNDS MANAGEMENT, LLC $669,030,548 X

801-74421 ACON INVESTMENTS MANAGEMENT L.L.C. $7,152,831 X

801-74408 ACON LATAM MANAGEMENT, LLC $205,661,331 X

801-74423 ACON SAGA MANAGER L.L.C. $60,000,000 X

801-63741 ACORN ADVISORY CAPITAL, L.P. $646,158,509 X

801-66477 ACORN FINANCIAL ADVISORY SERVICES, INC. $144,400,000 X

801-61145 ACS HR SOLUTIONS, LLC $0 X

801-61546 ACT II MANAGEMENT, L.P. (RELYING ADVISER) $484,001,819 X

801-71042 ACUMEN FINANCIAL ADVISORS, LLC $135,853,460 X

801-73762 ADA INVESTMENT MANAGEMENT LP $114,000,000 X

801-67278 ADAM & PARTNERS INVESTMENT ADVISORS, LLC $60,708,807 X

801-57854 ADAM FINANCIAL ASSOCIATES INC $70,376,104 X

801-70554 ADAM SMITH ADVISORS, LLC $164,067,049 X X

801-73406 ADAMAS PARTNERS, LLC $1,790,630,745 X

801-51988 ADAMS HALL WEALTH ADVISORS, LLC $1,412,702,634 X X

801-58169 ADAMS STREET PARTNERS, LLC $21,363,627,776 X

801-63646 ADAR INVESTMENT MANAGEMENT LLC $490,823,000 X

801-64799 ADDENDA CAPITAL $30,528,443,794 X X

801-63997 ADDISON AVENUE FINANCIAL PARTNERS, LLC $194,667,979 X X

801-48599 ADELANTE CAPITAL MANAGEMENT LLC $2,377,617,633 X

801-63257 ADER INVESTMENT MANAGEMENT LP $27,761,411 X

801-64779 ADIRONDACK FINANCIAL SERVICES CORP $181,890,001 X X

801-28092 ADVANCE CAPITAL MANAGEMENT INC $1,281,432,854 X

801-65944 ADVANCED CAPITAL GROUP $6,152,693,227 X

801-67765 ADVANCED FINANCIAL PLANNING $47,742,572 X

801-70973 ADVANCED FINANCIAL SOLUTIONS, INC. $12,522,215 X

801-57835 ADVANCED FINANCIAL STRATEGIES INC $95,269,632 X X

801-70008 ADVANCED INVESTMENT PARTNERS, LLC $654,474,300 X

801-71514 ADVANCED PRACTICE ADVISORS, LLC $103,441,553 X

801-71487 ADVANCED QUANTITATIVE CONSULTING $0 X

801-47262 ADVANTUS CAPITAL MANAGEMENT, INC. $23,626,160,705 X X

801-29357 ADVENT INTERNATIONAL CORP $19,580,088,451 X X


Wrap Program

Sponsor (1)


Related Parties (3)

Interest in Client

Transactions (4)



801-62125 ADVICEONE ADVISORY SERVICES, LLC $345,914,164 X

801-67299 ADVISEME NATIONAL ADVISORS $93,000,000 X

801-60222 ADVISOR FINANCIAL SERVICES, LLP $283,236,238 X

801-62058 ADVISORS CAPITAL MANAGEMENT, LLC $363,700,000 X X X

801-68238 ADVISORS FINANCIAL, INC. $67,761,648 X

801-33545 ADVISORS MANAGEMENT GROUP INC $199,002,952 X

801-72430 ADVISORS PREFERRED LLC $125,720,695 X

801-72499 ADVISORY ALPHA, LLC $96,492,128 X

801-67391 ADVISORY CONSULTING GROUP LLC $1,108,824,767 X

801-14172 ADVISORY RESEARCH INC $8,621,558,894 X X X

801-55026 ADVISORY SERVICES & INVESTMENTS, LLC $964,448,356 X

801-71112 ADVISORY SERVICES NETWORK $154,090,478 X

801-67467 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC $85,000,000 X X

801-70855 ADVOCATE WEALTH MANAGEMENT, LLC $50,466,622 X X X

801-42446 AEGIS ASSET MANAGEMENT INC $13,669,443 X

801-38791 AEGIS FINANCIAL ADVISORS INC $92,805,365 X

801-60667 AEGON USA INVESTMENT MANAGEMENT, LLC $113,547,406,938 X X

801-32089 AEPG WEALTH STRATEGIES $695,700,000 X X

801-68039 AEQUITAS INVESTMENT MANAGEMENT, LLC $128,475,237 X X

801-70573 AETHER INVESTMENT PARTNERS, LLC $270,205,253 X

801-73710 AETNA ASSET ADVISORS, LLC $1,879,069,000 X X

801-64865 AETNA CAPITAL MANAGEMENT, LLC $691,061,350 X X

801-57519 AFFILIATED FINANCIAL ADVISORS INC $101,472,927 X X

801-42015 AFFINITY INVESTMENT ADVISORS, LLC $994,889,707 X

801-20503 AFFINITY WEALTH MANAGEMENT, INC. $212,967,500 X

801-73322 AFTON CAPITAL MANAGEMENT $104,200,000 X

801-66579 AG FINANCIAL, LLC $90,500,000 X

801-68681 AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC. $1,509,944,228 X X

801-76809 AGFE $0 X

801-69091 AGH WEALTH ADVISORS, LLC $126,123,298 X

801-62639 AH LISANTI CAPITAL GROWTH, LLC $279,773,000 X

801-56226 AHM ASSET MANAGEMENT, LLC $215,402,187 X

801-64187 AIRLIE OPPORTUNITY CAPITAL MANAGEMENT LP $471,360,173 X

801-64951 AKINA LIMITED $1,945,603,780 X

801-57156 AKRE CAPITAL MANAGEMENT, LLC $786,347,658 X

801-64636 AKROS CAPITAL, LLC $13,976,717 X

801-69190 AKT WEALTH ADVISORS, LP $500,052,392 X

801-61518 ALADDIN CAPITAL MANAGEMENT LLC $9,100,500,000 X

801-70582 ALAMO ASSET ADVISORS $238,667,709 X

801-30081 ALBANESE HEMSLEY & TUSSING LTD $106,516,619 X

801-18270 ALBION FINANCIAL GROUP $658,571,033 X

801-22365 ALBITZ/MILOE AND ASSOCIATES, INC. $115,806,063 X

801-67122 ALBRIGHT CAPITAL MANAGEMENT LLC $531,151,361 X X

801-39296 ALBRITTON CAPITAL MANAGEMENT CO $781,000,000 X

801-56438 ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION $40,006,935,625 X X

801-73906 ALDEN GLOBAL CAPITAL $3,248,097,459 X

801-71247 ALDWYCH CAPITAL $0 X

801-68381 ALERUS INVESTMENT ADVISORS CORPORATION $1,348,593,022 X X

801-66663 ALEXANDER CAPITAL ADVISORS, LLC $83,400,000 X X

801-39091 ALEXANDER RANDOLPH ADVISORY INC $252,553,834 X


Wrap Program

Sponsor (1)


Related Parties (3)

Interest in Client

Transactions (4)



801-68831 ALEXANDRA & JAMES ADVISORY SERVICES, LLC $504,010,505 X X X

801-72338 ALGEBRIS INVESTMENTS (UK) LLP $647,214,000 X

801-74039 ALINDA CAPITAL PARTNERS LTD $7,800,000,000 X

801-63466 ALISON, LLC $135,000,000 X

801-65581 ALJ CAPITAL MANAGEMENT, LLC $144,000,000 X

801-62652 ALJEN ASSET MANAGEMENT LLC $52,000,000 X X

801-76708 ALKEN ASSET MANAGEMENT, LLP $3,700,000,000 X

801-60773 ALKEON CAPITAL MANAGEMENT, LLC $3,575,314,489 X X

801-41736 ALL STAR FINANCIAL INC $530,000,000 X X

801-66071 ALLARD PARTNERS LIMITED $637,800,000 X

801-68627 ALLARIA LEDESMA & CIA $202,000,000 X

801-61985 ALLEN INVESTMENT MANAGEMENT, LLC $2,364,817,885 X X

801-60350 ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC $321,049,000 X

801-72905 ALLIANCE INVESTMENT ADVISORS LLC $307,263,000 X

801-72208 ALLIANCE INVESTMENT MANAGEMENT, LLC $195,492,271 X

801-74280 ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. $2,191,815,618 X X

801-72577 ALLIANZ GLOBAL INVESTORS EUROPE GMBH $59,517,830,735 X X

801-54740 ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC $13,700,196,252 X X X

801-69607 ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC $281,660,047 X X X

801-72701 ALLIED BEACON WEALTH MANAGEMENT, LLC $33,126,143 X X

801-60788 ALLISON SPIELMAN ADVISORS, LLC $49,416,240 X X

801-72028 ALLOS INVESTMENT ADVISORS, LLC $273,531 X

801-30535 ALLSTATE INVESTMENT MANAGEMENT COMPANY $8,783,040,702 X X

801-45517 ALPHA & OMEGA $257,000,000 X

801-74260 ALPHA CAPITAL MANAGEMENT LLC $229,221,000 X

801-67035 ALPHA CAPITAL MANAGEMENT, LLC $124,239,481 X

801-63821 ALPHA CENTAURI WEALTH MANAGEMENT INC. $0 X

801-68218 ALPHA FIDUCIARY $408,000,000 X X X

801-53966 ALPHA INVESTMENT MANAGEMENT $92,915,792 X X

801-70136 ALPHA OMEGA WEALTH MANAGEMENT, LLC $164,848,000 X X

801-68680 ALPHA TITANS LLC $70,103,936 X

801-76733 ALPHA WEALTH MANAGEMENT AND PLANNING LLC $0 X

801-70889 ALPHACLONE LLC $6,154,172 X

801-72983 ALPHAHEDGE CAPITAL PARTNERS, LLC $1,000,000 X

801-58156 ALPHAMARK ADVISORS, LLC $272,988,487 X X

801-68258 ALPHASOURCE INVESTMENT COUNSEL, INC $118,825,716 X X

801-60504 ALPINE CAPITAL STRATEGIES LLC $180,855,897 X

801-60694 ALPINE INVESTMENT MANAGEMENT,LLC $239,335,988 X

801-73159 ALPINE INVESTORS $281,875,838 X

801-69928 ALPINE WEALTH MANAGEMENT LLC $27,000,000 X

801-72890 ALPINVEST PARTNERS B.V. $40,900,000,000 X X

801-67135 ALPS ADVISORS, INC. $6,204,927,931 X

801-50778 ALTA CAPITAL MANAGEMENT LLC $738,304,853 X

801-54532 ALTAIR MANAGEMENT PARTNERS, INC. $240,000,000 X X

801-73701 ALTAMONT CAPITAL PARTNERS $529,200,000 X

801-62511 ALTAVISTA WEALTH MANAGEMENT, INC. $285,926,014 X

801-71580 ALTERNA WEALTH MANAGEMENT, LLC. $108,620,544 X X

801-18320 ALTFEST PERSONAL WEALTH MANAGEMENT $748,750,000 X

801-71774 ALTIUM WEALTH MANAGEMENT LLC $130,778,817 X

801-52394 ALTOS FINANCIAL MANAGEMENT, LLC $39,602,876 X


Wrap Program

Sponsor (1)


Related Parties (3)

Interest in Client

Transactions (4)



801-71962 ALYESKA INVESTMENT GROUP, L.P. $4,415,233,473 X

801-63029 AM INVESTMENT PARTNERS LLC $22,000,000 X

801-55360 AMBASSADOR CAPITAL MANAGEMENT $1,139,229,093 X

801-64730 AMBER CAPITAL INVESTMENT MANAGEMENT $1,917,409,168 X

801-49983 AMBS INVESTMENT COUNSEL LLC $581,982,149 X

801-61121 AMEGY INVESTMENTS, INC. $1,090,488,336 X X

801-41702 AMERICA FIRST INVESTMENT ADVISORS LLC $230,000,000 X

801-67636 AMERICAFIRST CAPITAL MANAGEMENT, LLC $163,280,471 X X X

801-65209 AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC $944,306,947 X

801-29198 AMERICAN BEACON ADVISORS, INC. $40,625,771,978 X

801-74279 AMERICAN CAPITAL, LLC $2,682,000,000 X

801-61414 AMERICAN CENTURY ADVISORY SERVICES, INC. $0 X

801-8174 AMERICAN CENTURY INVESTMENT MANAGEMENT INC $117,000,616,428 X

801-69317 AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC $46,986,173 X X

801-8231 AMERICAN FIDELITY ASSURANCE CO $157,266,074 X

801-61084 AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. $128,795,627 X

801-20003 AMERICAN FINANCIAL MANAGEMENT LTD $77,158,444 X

801-63953 AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC $1,385,767,248 X X

801-69138 AMERICAN INDEPENDENT SECURITIES GROUP, LLC $76,547,074 X X

801-74196 AMERICAN INDUSTRIAL PARTNERS $1,138,984,715 X

801-71988 AMERICAN INVESTMENT PLANNERS LLC $563,000,000 X X

801-68338 AMERICAN INVESTMENT SERVICES $42,991,084 X

801-57838 AMERICAN INVESTORS CO $234,004,921 X X X

801-74530 AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC") $26,368,000,000 X

801-60976 AMERICAN MONEY MANAGEMENT, LLC $161,284,869 X

801-57673 AMERICAN PLANNING GROUP INC $94,055,000 X

801-61065 AMERICAN PORTFOLIOS ADVISORS, INC $1,825,000,000 X X

801-37721 AMERICAN REALTY ADVISORS $577,373,554 X X

801-73714 AMERICAN SECURITIES LLC $8,857,315,445 X

801-73718 AMERICAN SECURITIES OPPORTUNITIES ADVISORS, LLC $1,003,241,315 X

801-60454 AMERICAN TRUST INVESTMENT ADVISORS, LLC $120,000,000 X

801-70453 AMERICAN WEALTH MANAGEMENT $162,382,510 X

801-76688 AMERICU CAPITAL MANAGEMENT, LLC $67,205,160 X

801-72107 AMERRA CAPITAL MANAGEMENT, LLC $280,230,094 X X

801-72061 AMHERST ADVISORY & MANAGEMENT LLC $626,303,390 X X

801-47318 AMI ASSET MANAGEMENT CORP $646,179,480 X

801-68996 AMICUS FINANCIAL ADVISORS, LLC $27,262,175 X X

801-67335 AMP CAPITAL BROOKFIELD (US) LLC $7,178,270,906 X X

801-72039 AMP CAPITAL INVESTORS (US) LIMITED $234,372,348 X

801-72092 AMSTAR ADVISERS, LLC $0 X

801-17987 AMUNDI JAPAN LTD. $33,389,097,108 X

801-50826 ANALYST EXCHANGE AND TRADING SERVICES LTD. $686,283,769 X

801-7082 ANALYTIC INVESTORS, LLC $5,919,234,287 X X

801-60239 ANCHIN WEALTH MANAGEMENT LLC $450,000,000 X

801-62158 ANCHOR BAY CAPITAL, INC. $67,165,081 X

801-61643 ANCHOR CAPITAL $237,443,143 X

801-18930 ANCHOR CAPITAL ADVISORS LLC $5,290,839,631 X

801-33340 ANCHOR FINANCIAL GROUP $30,659,500 X

801-34634 ANCHOR/RUSSELL CAPITAL ADVISORS LLC $282,169,338 X

801-65582 ANCHORAGE CAPITAL GROUP, L.L.C. $13,257,115,431 X


Wrap Program

Sponsor (1)


Related Parties (3)

Interest in Client

Transactions (4)



801-61770 ANCORA ADVISORS LLC $3,600,888,167 X

801-15073 ANDERSON HOAGLAND & CO $253,553,974 X

801-74007 ANDREEFF EQUITY ADVISORS, L.L.C. $284,191,969 X

801-66553 ANDREWS ADVISORY ASSOCIATES, LLC $106,500,000 X

801-70670 ANGEL OAK CAPITAL ADVISORS, LLC $263,130,944 X X

801-60042 ANGELES INVESTMENT ADVISORS $1,310,000,000 X

801-72992 ANGELES WEALTH MANAGEMENT, LLC $0 X

801-34300 ANGELO, GORDON & CO., L.P. $26,963,252,087 X X

801-64802 ANNANDALE CAPITAL, LLC $288,514,000 X

801-63505 ANNEX WEALTH MANAGEMENT, LLC $374,592,000 X X X X

801-67288 ANODOS ADVISORS, LLC $409,583,676 X

801-73507 ANTHION MANAGEMENT, LLC $1,158,000,000 X

801-71167 ANTHONY FIELDS & ASSOCIATES $400,000,000 X

801-72413 AP COMMERCIAL LLC $110,000,000 X X

801-73724 APAX PARTNERS L.P. $2,259,681,967 X

801-71380 APEX CAPITAL, LLC $2,314,159,123 X

801-71884 APEX FINANCIAL ADVISORS, INC $135,000,000 X

801-72741 APFS WEALTH MANAGEMENT, INC $104,203,428 X

801-74200 APG ASSET MANAGEMENT US, INC $71,971,239,990 X

801-62804 APOGEE GLOBAL ADVISORS, INC. $51,807,203 X

801-67592 APOLLO CAPITAL MANAGEMENT, L.P. $77,327,728,901 X X

801-69653 APOLLO COMMODITIES MANAGEMENT, L.P. $568,426,282 X X

801-72098 APOLLO CREDIT MANAGEMENT, LLC $436,773,830 X X

801-70669 APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. $6,902,341,602 X X

801-62840 APOLLO INVESTMENT MANAGEMENT, L.P. $2,942,936,000 X X

801-67593 APOLLO MANAGEMENT, L.P. $71,564,635,536 X X

801-62336 APOLLO VALUE MANAGEMENT, L.P. $677,509,797 X X

801-29384 APPLETON PARTNERS,INC. $4,891,001,015 X

801-76752 APPLIED FINANCIAL WISDOM $0 X

801-22418 APPROPRIATE BALANCE FINANCIAL SERVICES INC $361,200,000 X

801-76851 APRIL WEALTH ENDEAVOR, LLC $0 X

801-56213 APS ASSET MANAGEMENT PTE LTD $1,555,537,602 X

801-55543 AQR CAPITAL MANAGEMENT, LLC $75,642,756,187 X

801-22119 AQUILA INVESTMENT MANAGEMENT LLC $3,197,829,135 X

801-71704 AQUILINE HOLDINGS LLC $2,366,322,768 X

801-16930 AR ASSET MANAGEMENT, INC. $385,078,984 X X

801-72164 ARBITER PARTNERS $576,900,000 X

801-70083 ARBOR CAPITAL MANAGEMENT, LLC $1,162,000,000 X

801-76146 ARBOR REALTY COLLATERAL MANAGEMENT, LLC $1,435,018,128 X

801-74268 ARCADIA INVESTMENT PARTNERS $239,705,131 X X

801-62644 ARCHAMBO FINANCIAL ADVISORS, INC. $70,657,025 X X

801-72622 ARCHETYPE ADVISORS, LLC $21,783,395 X

801-64470 ARCHSTONE MANAGEMENT COMPANY, LLC $1,415,578,557 X

801-73402 ARCLIGHT CAPITAL PARTNERS, LLC $7,953,597,780 X X

801-61080 ARDEN ASSET MANAGEMENT LLC $7,444,712,453 X

801-73664 ARDSLEY PARTNERS $545,228,792 X

801-73054 AREA PROPERTY PARTNERS $4,791,109,446 X

801-63168 ARES CAPITAL MANAGEMENT LLC $10,247,508,000 X

801-72879 ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC $1,232,664,000 X

801-63800 ARES MANAGEMENT LLC $29,866,058,522 X


Wrap Program

Sponsor (1)


Related Parties (3)

Interest in Client

Transactions (4)



801-69827 ARETE WEALTH ADVISORS, LLC $189,268,180 X X

801-60187 ARGENT ADVISORS, INC. $289,328,718 X X

801-48119 ARGENT SECTOR CAPITAL MANAGEMENT, LLC $700,000,000 X

801-44739 ARGENT WEALTH MANAGEMENT, INC. $546,811,489 X X

801-70888 ARGI INVESTMENT SERVICES, LLC $347,674,659 X X

801-68097 ARGOS WEALTH ADVISORS LLC $714,968,602 X X

801-62506 ARGOSY ASSET MANAGEMENT, LLC $43,254,566 X

801-61932 ARIA, LLC $92,459,665 X

801-60014 ARISTOTLE CAPITAL MANAGEMENT, LLC $1,814,513,172 X

801-63038 ARLEN CAPITAL, LLC $164,000,000 X

801-60481 ARLINGTON CAPITAL MANAGEMENT, INC. $42,123,000 X

801-73842 ARLINGTON CAPITAL PARTNERS $1,081,098,067 X

801-57250 ARLINGTON PARTNERS LLC $2,107,709,262 X

801-29011 ARMA FINANCIAL SERVICES, INC. $68,507,131 X X X

801-70226 ARMADA ADVISORS $58,027,997 X X

801-73121 ARMAJARO ASSET MANAGEMENT LLP $73,580,000 X

801-73922 ARMOR ADVISORS, L.L.C. $482,243,690 X

801-38960 ARMSTRONG, FLEMING & MOORE, INC. $325,411,297 X

801-61109 ARNERICH MASSENA, INC. $16,928,085,327 X

801-69800 ARNOLD WEITZ & CO $107,525,854 X X

801-66595 ARROW INVESTMENT ADVISORS, LLC $803,527,857 X

801-72581 ARROWHEAD MEZZANINE, LLC $224,677,037 X

801-69868 ARROWPOINT ASSET MANAGEMENT, LLC $1,748,843,121 X

801-56633 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP $34,792,187,969 X

801-62813 ARROYO INVESTMENT GROUP, LLC $73,640,038 X

801-71875 ARS CAPITAL ADVISORS, INC. $90,070,849 X

801-73822 ARSENAL CAPITAL MANAGEMENT LP $812,174,000 X

801-73317 ARSENAL VENTURE PARTNERS $229,645,891 X

801-71338 ARTEMIS INVESTMENT MANAGEMENT LIMITED $227,000,000 X X

801-71552 ARTESA FINANCIAL GROUP $105,709,479 X

801-70395 ARTIENCE CAPITAL MANAGEMENT, LLC $60,000,000 X

801-18766 ARTIO GLOBAL MANAGEMENT LLC $30,400,000,000 X X

801-73062 ARTIS ADVISORS $0 X X

801-70101 ARTISAN PARTNERS LIMITED PARTNERSHIP $66,486,006,273 X X

801-71033 ARTISAN PARTNERS UK LLP $24,308,190 X

801-73204 ARUNVILL CAPITAL UK LIMITED $143,908,492 X

801-72278 ASCENDANT ADVISORS, LLC $66,900,000 X X

801-72091 ASCENDE WEALTH ADVISERS, INC. $461,121,746 X

801-63271 ASCENSION ASSET MANAGEMENT LLC $112,855,917 X

801-57951 ASCENSION CAPITAL ADVISORS, INC. $107,650,528 X

801-70933 ASCENT INVESTMENT PARTNERS, LLC $845,234,510 X X

801-72693 ASCENT WEALTH PARTNERS, LLC $208,983,800 X X

801-61809 ASCO FINANCIAL GROUP, INC. $130,200,000 X X

801-68173 ASHDON INVESTMENT MANAGEMENT, LLC $159,802,811 X

801-67426 ASHFIELD CAPITAL PARTNERS $3,390,993,685 X

801-15054 ASHFORD CAPITAL MANAGEMENT INC $749,288,000 X X

801-63587 ASHFORD CONSULTING GROUP, INC. $10,722,395,000 X X

801-31852 ASHMORE EMM, L.L.C. $7,910,766,700 X

801-55109 ASHMORE INVESTMENT MANAGEMENT LTD $54,965,989,765 X X

801-67258 ASIA ALTERNATIVES MANAGEMENT LLC $3,356,900,631 X


Wrap Program

Sponsor (1)


Related Parties (3)

Interest in Client

Transactions (4)



801-64581 ASPEN PARTNERS, LTD. $166,040,664 X X

801-71724 ASPIRIANT INVESTMENT ADVISORS, LLC $2,340,025,458 X

801-68987 ASPIRIANT, LLC $4,392,492,000 X

801-60349 ASSET ALLIANCE ADVISORS INC. $43,374,162 X X

801-39372 ASSET CONSULTING GROUP, LLC $158,000,000 X

801-68745 ASSET HARVEST GROUP, LLC $18,799,638 X

801-28717 ASSET MANAGEMENT ADVISORS INC $170,446,025 X

801-62460 ASSET MANAGEMENT CONSULTING SERVICES, INC. $121,812,393 X X

801-57283 ASSET MANAGEMENT GROUP LTD $167,758,325 X

801-60203 ASSET MANAGEMENT GROUP OF BANK OF HAWAII $1,180,774,722 X X

801-55461 ASSET MANAGEMENT GROUP, INC. $190,997,170 X X

801-47405 ASSET MANAGEMENT INTERNATIONAL $0 X

801-46986 ASSET ONE LLC $310,839,166 X

801-11448 ASSET PLANNING CORPORATION $120,149,194 X

801-41636 ASSET PRESERVATION ADVISORS INC $1,849,516,997 X

801-63003 ASSET PRESERVATION STRATEGIES, INC. $72,997,445 X

801-55942 ASSET SERVICES CO LLC $4,053,333,419 X

801-55215 ASSET STRATEGY CONSULTANTS LLC $7,600,000,000 X

801-66549 ASSET STRATEGY RETIREMENT CONSULTANTS, LLC $135,627,000 X X

801-69549 ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC $60,374,941 X X

801-72368 ASSIDUOUS STRATEGIC INVESTMENTS, LLC $3,428,600,285 X

801-75177 ASSOCIATED GROUP MANAGEMENT, LLC $278,186,673 X

801-55971 ASSOCIATED INVESTMENT MANAGEMENT LLC $4,507,608,000 X X

801-69874 ASSOCIATED PROFESSIONAL INVESTMENTS $28,433,117 X

801-73236 ASTENBECK CAPITAL MANAGEMENT LLC $4,790,064,386 X

801-71598 ASTON ASSET MANAGEMENT $9,988,856,143 X X

801-61526 ASTOR ASSET MANAGEMENT LLC $1,119,417,673 X X

801-16739 ATALANTA SOSNOFF CAPITAL, LLC $3,743,000,000 X

801-22856 ATALANTA SOSNOFF MANAGEMENT, LLC $4,105,000,000 X

801-74162 ATALAYA CAPITAL MANAGEMENT LP $908,200,000 X

801-72617 ATCAP PARTNERS, LLC $0 X X

801-66771 ATFINANCIAL ADVISORS $304,114,026 X X

801-62001 ATHENA CAPITAL ADVISORS LLC $4,078,198,707 X

801-69258 ATHENAINVEST ADVISORS LLC $45,000,000 X X

801-73737 ATHYRIUM CAPITAL MANAGEMENT LLC $228,156,742 X

801-60673 ATLANTA CAPITAL $11,964,725,669 X X

801-70298 ATLANTA CAPITAL GROUP $430,914,611 X

801-52575 ATLANTIC ASSET MANAGEMENT, L.L.C. $7,705,685,899 X

801-71450 ATLANTIC CAPITAL MANAGEMENT, INC. $92,094,000 X X

801-64505 ATLANTIC EQUITIES LLP $0 X X

801-57986 ATLANTIC TRUST PRIVATE WEALTH MANAGEMENT $7,293,291,114 X X

801-71937 ATLANTIS INVESTMENT ADVISORS, LLC $41,025,339 X

801-71944 ATLANTIS INVESTMENT MANAGEMENT (H.K.) LTD $3,088,150,920 X

801-63702 ATLAS BROWN $513,746,874 X

801-47277 ATLAS CAPITAL MANAGEMENT CORP $175,000,000 X X

801-68313 ATLAS ONE FINANCIAL ADVISORS, LLC $2,070,000 X X

801-56238 ATTALUS CAPITAL, L.P. $2,652,000,000 X

801-70496 ATTRACTOR INVESTMENT MANAGEMENT INC. $202,100,000 X

801-36665 ATWOOD & PALMER, INC. $486,426,080 X

801-64151 AUDA PRIVATE EQUITY LLC $4,613,471,004 X


Wrap Program

Sponsor (1)


Related Parties (3)

Interest in Client

Transactions (4)



801-72999 AUDAX GROUP $2,255,603,131 X

801-73306 AUDAX GROUP $2,344,413,366 X

801-35841 AULL & MONROE $208,238,762 X

801-71272 AURIGA CAPITAL MANAGEMENT, LLC $30,234,844 X

801-73915 AURORA CAPITAL GROUP $2,510,425,271 X

801-67563 AURUM WEALTH MANAGEMENT GROUP LLC $198,032,804 X

801-69266 AUSDAL FINANCIAL PARTNERS, INC. $385,976,920 X X X

801-73553 AUTONOMY CAPITAL $2,225,275,340 X

801-55757 AUXIER ASSET MANAGEMENT $438,759,353 X

801-60244 AVALON ADVISORS LLC $3,837,445,530 X X

801-41177 AVANTI INVESTMENT ADVISORS, INC. $1,023,818,000 X X

801-72684 AVATAR INVESTMENT MANAGEMENT $798,000,000 X

801-72264 AVENDUS CAPITAL PRIVATE LTD. $175,723,809 X

801-67322 AVENTURA CAPITAL MANAGEMENT, LLC $106,000,000 X

801-60414 AVENUE ASIA CAPITAL MANAGEMENT, L.P. $1,791,024,047 X X

801-57734 AVENUE CAPITAL MANAGEMENT II, L.P. $7,343,623,144 X X

801-63319 AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P. $3,743,318,129 X X

801-67399 AVIANCE CAPITAL MANAGEMENT, LLC $807,875,121 X

801-73194 AVISTA CAPITAL PARTNERS $5,301,179,819 X

801-76637 AVIVA INVESTORS AMERICAS $0 X X

801-56466 AVIVA INVESTORS NORTH AMERICA, INC. $60,919,431,576 X X X

801-71622 AVONDALE CONQUEST, LLC $33,037,000 X

801-70070 AVONDALE PARTNERS, LLC $636,182,113 X X X X

801-71588 AVP ADVISORS, LLC $435,000,000 X

801-60374 AXA INVESTMENT MANAGERS INC $59,596,502,903 X X

801-63098 AXA PRIVATE EQUITY (US), LLC $965,230,270 X X

801-56651 AXIOM INTERNATIONAL INVESTORS LLC $10,161,105,105 X

801-70710 AYERS CAPITAL, LLC $108,418,884 X

801-54428 AZA CAPITAL MANAGEMENT $780,376,236 X

801-73032 AZANCE ASSET MANAGEMENT, LLC $0 X

801-57871 AZZAD ASSET MANAGEMENT, INC. $170,600,000 X X

801-60832 BAC CAPITAL ADVISORS LLC $154,329,885 X

801-64982 BAC GLOBAL ADVISORS $291,751,174 X

801-72121 BACERA ASSET MANAGEMENT $0 X

801-72293 BAG SECURITIES, LLC $21,350,000 X

801-8562 BAILARD, INC. $1,905,358,355 X X

801-69069 BAIN CAPITAL PARTNERS, LLC $32,457,000,000 X

801-69071 BAIN CAPITAL VENTURE PARTNERS, LLC $1,510,000,000 X

801-64476 BAKER ASSET MANAGEMENT $92,212,624 X X

801-63576 BAKER AVENUE ASSET MANAGEMENT, LP $760,238,148 X

801-73446 BAKER BROTHERS INVESTMENTS $3,200,643,255 X

801-67764 BAKER JENSEN INVESTMENT ADVISORS, LLC $34,000,000 X X

801-54994 BAKER TILLY INVESTMENT ADVISORS $1,230,934,031 X

801-63345 BALANCE SHEET SOLUTIONS LLC $1,489,937,848 X

801-62966 BALCH HILL CAPITAL $80,074,520 X

801-56558 BALDWIN INVESTMENT MANAGEMENT, LLC $245,808,000 X

801-30492 BALESTRA CAPITAL LTD $2,131,363,778 X

801-76852 BALLAD ADVISORS, LLC $0 X

801-38978 BALLEW RUSSELL INC $367,685,126 X

801-60583 BALLYROCK INVESTMENT ADVISORS LLC $1,631,011,795 X X


Wrap Program

Sponsor (1)


Related Parties (3)

Interest in Client

Transactions (4)



801-66002 BALYASNY ASSET MANAGEMENT L.P. $9,120,737,128 X

801-67641 BAM ADVISOR SERVICES, LLC $2,563,664,322 X

801-71300 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS $100,814,566 X X X X X

801-68367 BANDON CAPITAL MANAGEMENT, LLC $57,284,395 X

801-67102 BANES CAPITAL MANAGEMENT, LLC $582,850,662 X X

801-57735 BANORTE ASSET MANAGEMENT INC $179,475,371 X X X

801-67519 BANTA ASSET MANAGEMENT LP $120,897,219 X

801-62842 BANYAN REALTY ADVISORS, LLC $194,891,000 X X

801-72065 BARBER FINANCIAL GROUP $218,844,457 X X

801-74067 BARNEGAT FUND MANAGEMENT INC. $500,560,784 X

801-69482 BARON SILVER STEVENS FINANCIAL ADVISORS, LLC $260,000,000 X

801-72395 BARRETT ASSET MANAGEMENT, LLC $1,197,173,025 X

801-63027 BARRETT CAPITAL MANAGEMENT,LLC $96,461,362 X

801-62938 BARRINGTON ASSET MANAGEMENT, INC. $54,197,912 X X

801-56534 BARRINGTON FINANCIAL ADVISORS INC $36,000,000 X X

801-31237 BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC $64,940,471,711 X X

801-21669 BARRY M. CORKERN & CO., INC. $101,150,509 X

801-64337 BASEL ASSET MANAGEMENT, LLC $437,000,000 X

801-72520 BASSWOOD CAPITAL MANAGEMENT, L.L.C. $1,349,656,692 X X

801-72191 BATES FINANCIAL ADVISORS, INC. $224,954,809 X X

801-48035 BATTERYMARCH FINANCIAL MANAGEMENT INC $14,765,911,669 X X

801-50497 BAUERLE FINANCIAL INC $102,148,252 X X

801-64569 BAUGH & ASSOCIATES, LLC $93,600,000 X

801-73082 BAY HILLS CAPITAL MANAGEMENT, LLC $262,005,000 X

801-72074 BAY MUTUAL FINANCIAL LLC $3,953,363,302 X

801-68559 BAYSHORE ASSET MANAGEMENT, LLC $198,070,368 X

801-60081 BAYSHORE CAPITAL ADVISORS, LLC $133,147,930 X

801-71691 BAYSTATE WEALTH MANAGEMENT $211,826,000 X X

801-73638 BAYVIEW ASSET MANAGEMENT, LLC $3,753,980,957 X

801-69713 BAZIS & YOUNG INVESTMENT GROUP LLC $43,950,156 X

801-57219 BBR PARTNERS, LLC $5,744,400,000 X

801-67595 BC ADVISORS, LLC $3,454,124,588 X

801-56943 BCG SECURITIES, INC. $180,493,183 X X

801-60905 BCS FINANCIAL, LLC $90,648,000 X X

801-56690 BDC CAPITAL MANAGEMENT, INC. $52,706,503 X

801-72113 BDCA ADVISER, LLC $34,840,065 X

801-73499 BDT CAPITAL PARTNERS $3,500,000,000 X

801-53638 BEACH INVESTMENT COUNSEL, INC $1,013,922,813 X

801-69765 BEACH POINT CAPITAL MANAGEMENT LP $6,736,027,759 X

801-67441 BEACON ASSET MANAGEMENT, LLC $366,739,218 X X

801-61249 BEACON CAPITAL MANAGEMENT, INC. $242,396,686 X X

801-60943 BEACON POINTE ADVISORS, LLC $4,535,289,455 X

801-70550 BEACON POINTE WEALTH ADVISORS, LLC $164,182,751 X

801-64862 BEAR CREEK ASSET MANAGEMENT, LLC $4,559,000,000 X X

801-37961 BEARD INVESTMENT SERVICES, INC. $140,332,497 X

801-69944 BEARING ASSET MANAGEMENT $47,000,000 X X

801-57100 BEAUMONT FINANCIAL PARTNERS LLC $1,397,722,262 X

801-70977 BECK CAPITAL MANAGEMENT LLC $186,000,000 X

801-11781 BECKER CAPITAL MANAGEMENT, INC. $2,282,020,646 X

801-73469 BECKER DRAPKIN MANAGEMENT, L.P. $187,513,221 X


801-31503 BEECH HILL ADVISORS, INC $228,314,000 X X

801-73326 BEECKEN PETTY O'KEEFE & COMPANY, LLC $751,500,000 X

801-73428 BEHRMAN BROTHERS MANAGEMENT CORP. $1,171,334,084 X

801-73034 BEIRNE WEALTH CONSULTING, LLC $1,409,000,000 X

801-55068 BEL AIR INVESTMENT ADVISORS LLC $5,035,200,000 X X

801-61883 BEL AIR MANAGEMENT, LLC $45,240,000 X X

801-69384 BELL ASSET MANAGEMENT LIMITED $156,142,632 X

801-55446 BELL ASSET MANAGEMENT USA INC $156,142,632 X

801-62579 BELLEVUE ASSET MANAGEMENT, LLC $132,591,574 X

801-69529 BELLWETHER INVESTMENT GROUP, LLC $90,276,085 X

801-37873 BELMONT GLOBAL ADVISORS, INC. $430,068,287 X

801-69329 BELPOINTE ASSET MANAGEMENT LLC $210,432,591 X X

801-62044 BENCHMARK ASSET MANAGERS, LLC $75,228,880 X X

801-62490 BENCHMARK PLUS MANAGEMENT $2,574,492,000 X

801-67796 BENEFIT FUNDING SERVICES GROUP $5,192,167,785 X

801-72843 BENEFIT STREET PARTNERS L.L.C. $0 X

801-57790 BENEFITWORKS, INC. $71,163,488 X

801-63937 BENEMARK, INC $106,899,322 X

801-71421 BENJAMIN F. EDWARDS & COMPANY, INCORPORATED $1,223,357,052 X X X

801-49805 BENNETT LAWRENCE MANAGEMENT LLC $502,873,224 X

801-35762 BENNICAS & ASSOCIATES $243,473,879 X

801-24618 BENTALL KENNEDY (U.S.) LP $8,206,943,176 X

801-65362 BERENS CAPITAL MANAGEMENT, LLC $1,213,644,991 X

801-61015 BERK CLEVELAND RATHMELL WEALTH STRATEGIES, LLC $119,248,130 X

801-68485 BERKSHIRE ASSET MANAGEMENT, LLC $662,658,378 X

801-73336 BERKSHIRE PARTNERS LLC $9,326,879,000 X

801-73998 BERKSHIRE PROPERTY ADVISORS, LLC $4,215,900,000 X

801-63172 BERKSON ASSET MANAGEMENT, INC. $104,439,741 X

801-26502 BERLA INVESTMENT CONSULTING $0 X

801-61310 BERMUDA INVESTMENT ADVISORY SERVICES LIMITED $166,375,054 X X X

801-56980 BERSON & CORRADO INVESTMENT ADVISORS, LLC $273,211,985 X

801-73550 BERTRAM CAPITAL MANAGEMENT LLC $1,084,830,109 X

801-60185 BESSEMER INVESTMENT MANAGEMENT LLC $15,144,231,857 X

801-72146 BETA CAPITAL MANAGEMENT LLC $30,980,916 X X

801-70171 BETTERMENT $36,026,673 X X

801-64420 BEUTEL, GOODMAN & COMPANY LTD. $25,440,000,000 X

801-76566 BEVERLY HILLS WEALTH MANAGEMENT, LLC $107,000,000 X X X

801-71976 BEXIL ADVISERS LLC $111,235,152 X

801-71757 BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC. $22,000,000 X

801-67427 BFC PLANNING, INC. $10,314,219 X X

801-72602 BFI WEALTH MANAGEMENT (US CLIENTS) INC. $51,697,000 X

801-68193 BGR FINANCIAL GROUP, LLC $174,975,055 X

801-39767 BHIRUD ASSOCIATES INC $600,000 X

801-66669 BHK INVESTMENT ADVISORS $707,500,000 X X

801-67198 BHK SECURITIES, LLC $283,400,000 X

801-71720 BHR CAPITAL LLC $1,282,390,830 X

801-61284 BIECHELE ROYCE ADVISORS, INC. $178,690,089 X

801-69892 BIENVILLE CAPITAL MANAGEMENT, LLC $255,513,802 X

801-67875 BIGELOW INVESTMENT ADVISORS, LLC $107,708,111 X

801-47317 BILL EDWARDS, PORTFOLIO MANAGER $3,500,000 X X


801-29235 BILL FEW ASSOCIATES, INC. $603,597,000 X X

801-61871 BILLS ASSET MANAGEMENT $58,341,500 X

801-68057 BILTMORE CAPITAL ADVISORS $225,620,127 X

801-51641 BINGHAM, OSBORN & SCARBOROUGH LLC $2,136,972,500 X

801-68374 BIRCH & JOSSI FINANCIAL ADVISORS, INC. $36,035,000 X

801-56997 BISCAYNE ADVISORS, INC. $0 X X

801-56533 BISCAYNEAMERICAS ADVISERS L.L.C. $363,441,416 X X

801-57217 BISHOP STREET CAPITAL MANAGEMENT $474,448,929 X

801-64067 BIVIUM CAPITAL PARTNERS, LLC $1,402,374,758 X

801-74073 BK MANAGEMENT I, INC. $121,300,000 X

801-74569 BKCA MEZZANINE ADVISORS, LLC $221,643,616 X

801-56928 BKD WEALTH ADVISORS, LLC $1,452,100,217 X X

801-60022 BKS ADVISORS, LLC $144,659,385 X

801-76548 BLACK CANYON MANAGEMENT, LLC $284,906,097 X X

801-73107 BLACK CORAL FINANCIAL ADVISORS, LLC $160,900,000 X

801-71712 BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. $11,291,710,478 X

801-62384 BLACK RIVER ASSET MANAGEMENT LLC $4,949,234,834 X X

801-67240 BLACK SWAN ADVISORS, LP $61,700,000 X

801-69993 BLACKFRIARS ASSET MANAGEMENT LIMITED $28,000,000 X X

801-66438 BLACKGOLD CAPITAL MANAGEMENT LP $185,000,000 X

801-52559 BLACKSTONE ALTERNATIVE ASSET MANAGEMENT LP $39,266,219,580 X X

801-72699 BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C. $1,268,196,756 X X

801-69847 BLACKSTONE CLEAN TECHNOLOGY ADVISORS L.L.C. $43,999,414 X X

801-57640 BLACKSTONE COMMUNICATIONS ADVISORS I LLC $779,779,796 X X X

801-61467 BLACKSTONE DEBT ADVISORS L.P. $6,116,442,617 X X

801-64038 BLACKSTONE DISTRESSED SECURITIES ADVISORS L.P. $5,253,407 X X

801-54696 BLACKSTONE MANAGEMENT PARTNERS III LLC $196,769,972 X X X

801-60568 BLACKSTONE MANAGEMENT PARTNERS IV L.L.C. $5,871,706,228 X X X

801-64755 BLACKSTONE MANAGEMENT PARTNERS L.L.C. $36,279,094,186 X X X

801-63980 BLACKSTONE MEZZANINE ADVISORS II L.P. $506,474,521 X X

801-56807 BLACKSTONE MEZZANINE ADVISORS LP $195,745,353 X X

801-64538 BLACKSTONE REAL ESTATE ADVISORS EUROPE L.P. $6,438,906,000 X X

801-55986 BLACKSTONE REAL ESTATE ADVISORS III LP $12,132,000 X X

801-58200 BLACKSTONE REAL ESTATE ADVISORS INTERNATIONAL L.L.C $138,504,000 X X

801-61377 BLACKSTONE REAL ESTATE ADVISORS IV L.L.C. $1,199,322,000 X X

801-67509 BLACKSTONE REAL ESTATE ADVISORS L.P. $19,893,240,000 X X

801-64992 BLACKSTONE REAL ESTATE ADVISORS V L.P. $6,459,274,000 X X

801-68749 BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C. $3,686,573,000 X X

801-67500 BLACKSTONE STRATEGIC ALLIANCE ADVISORS L.L.C. $2,156,133,025 X X

801-73448 BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS L.L.C. $0 X X

801-73259 BLADEX ASSET MANAGEMENT $125,100,000 X

801-65840 BLB & B ADVISORS, LLC $448,446,267 X

801-70224 BLOSSOM WEALTH MANAGEMENT, LLC $42,000,000 X X

801-69244 BLUE CHIP FINANCIAL ADVISORS, LLP $42,944,403 X X

801-64705 BLUE CHIP PARTNERS, INC. $138,238,390 X

801-62249 BLUE CREEK INVESTMENT PARTNERS, LLC $188,210,567 X X

801-71665 BLUE OCEAN CAPITAL MANAGEMENT, LLC $6,700,000 X

801-74117 BLUE POINT CAPITAL PARTNERS LLC $406,376,277 X

801-57105 BLUE ROCK ADVISORS INC $772,700,000 X X

801-67533 BLUE SPRUCE GLOBAL ADVISORS, LLC $234,650,000 X


801-74382 BLUE VISTA CAPITAL, LLC $3,000,000,000 X X

801-61494 BLUEBAY ASSET MANAGEMENT LLP $40,643,761,203 X X

801-72382 BLUEMONT CAPITAL ADVISORS, LLC $159,189,554 X

801-62330 BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC $10,847,916,195 X

801-73033 BLUEPOINT INVESTMENT COUNSEL, LLC $0 X

801-66670 BLUEPOINTE CAPITAL MANAGEMENT, LLC $262,476,536 X

801-76694 BLUEPRINT FINANCIAL PLANNING LLC $0 X

801-47995 BLUM CAPITAL PARTNERS LP $1,962,915,956 X

801-60588 BLX GROUP LLC $1,055,000,000 X X

801-70280 BME INVESTMENT PARTNERS, LLC $1,878,000,000 X

801-35533 BMO ASSET MANAGEMENT CORP. $34,202,731,162 X X

801-74232 BMO HARRIS INVESTMENT MANAGEMENT INC. $14,842,185,772 X X X

801-53808 BNB WEALTH MANGAGEMENT, LLC $133,500,000 X

801-74477 BNP PARIBAS INVESTMENT PARTNERS SINGAPORE LIMITED $1,850,409,809 X

801-73808 BNP PARIBAS INVESTMENT PARTNERS UK LTD $22,188,881,949 X X

801-62645 BNR PARTNERS, LLC $148,355,867 X

801-73905 BOCAGE CAPITAL, LLC $677,000,000 X

801-72449 BODRI CAPITAL MANAGEMENT, LLC $225,000,000 X

801-53285 BOECKERMANN, GRAFSTROM & MAYER WEALTH MANAGEMENT, LLC $208,389,373 X X X

801-56815 BOGLE INVESTMENT MANAGEMENT, L.P. $1,139,557,924 X

801-71729 BOLI FUND MANAGEMENT, LLC $0 X X

801-73757 BOLTHOUSE INVESTMENTS, LLC $432,029,660 X

801-46685 BOLTON PARTNERS INVESTMENT CONSULTING GROUP, INC. $2,259,646,187 X

801-64141 BONAVENTURE CAPITAL, LLC $188,528,771 X

801-63693 BONDSTREET WEALTH MANAGEMENT, LLC $104,600,000 X X

801-63584 BONTEMPO OHLY CAPITAL MANAGEMENT, LLC $147,500,000 X

801-52806 BONUCCELLI DAVID L & ASSOCIATES INC $0 X

801-68776 BONWELL CAPITAL MANAGEMENT, LLC $63,491,455 X

801-66225 BORER DENTON & ASSOCIATES, INC. $102,997,258 X

801-15184 BORRIS NII VALDEZ & CO INC $95,971,730 X

801-66535 BOSTON ADVISORS, LLC $2,010,037,131 X X

801-42397 BOSTON ASSET MANAGEMENT INC $80,500,000 X X

801-61564 BOSTON COMMON ASSET MANAGEMENT, LLC $1,514,584,354 X

801-52883 BOSTON FAMILY OFFICE LLC $790,559,233 X

801-43127 BOSTON MANAGEMENT AND RESEARCH $60,633,853,645 X X

801-60136 BOSTON TRUST INVESTMENT MANAGEMENT, INC. $1,333,770,382 X

801-51979 BOUCHEY FINANCIAL GROUP LTD $122,542,076 X

801-60141 BOULAY FINANCIAL ADVISORS, LLC $258,910,146 X X

801-56289 BOURGEON CAPITAL MANAGEMENT LLC $215,309,113 X

801-66713 BOUVEL INVESTMENT PARTNERS, LLC $75,153,021 X X

801-72339 BOW RIVER CAPITAL PARTNERS $162,925,533 X

801-76815 BOWERY INVESTMENT MANAGEMENT, LLC $4,470,167 X

801-14429 BOWMAN FINANCIAL MANAGEMENT $168,000,000 X

801-19283 BOYAR ASSET MANAGEMENT, INC. $162,426,808 X

801-51357 BOYD FINANCIAL STRATEGIES, INC. $60,948,588 X

801-57468 BOYD WATTERSON ASSET MANAGEMENT, LLC $4,769,000,000 X X

801-68214 BOYER & CORPORON WEALTH MANAGEMENT, LLC $258,324,938 X

801-67954 BOYLE CAPITAL $115,280,625 X

801-72677 BPG PROPERTIES, LTD. $1,321,035,405 X

801-70613 BPV CAPITAL MANAGEMENT, LLC $93,396,109 X


801-68117 BRADFORD FINANCIAL CENTER $70,001,475 X

801-46616 BRADLEY FOSTER & SARGENT INC $1,636,339,198 X

801-68635 BRADWAY FINANCIAL, LLC $143,878,678 X

801-56890 BRAGG FINANCIAL ADVISORS INC $706,816,650 X X X

801-64769 BRAINARD CAPITAL MANAGEMENT LLC $150,300,000 X

801-41031 BRAND ASSET MANAGEMENT GROUP, INC. $315,903,000 X X

801-24896 BRANDES INVESTMENT PARTNERS, LP $32,531,183,713 X

801-17960 BRANDON FINANCIAL PLANNING INC. $160,900,142 X

801-67280 BRANDYWINE FINANCIAL GROUP, INC. $47,000,000 X

801-27797 BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC $37,601,299,940 X X

801-66569 BRANDYWINE MANAGERS, LLC $4,954,333,079 X

801-26501 BRAVER WEALTH MANAGEMENT, LLC $590,742,669 X

801-65744 BREEDEN CAPITAL MANAGEMENT LLC $645,715,704 X

801-60763 BREEN FINANCIAL CORPORATION $3,893,321 X

801-62442 BREEN INVESTORS LP $87,399,652 X

801-72213 BRENDEL & FISHER WEALTH MANAGEMENT, LLC $135,000,000 X X

801-72638 BRENT FORREST & ASSOCIATES, L.L.C. $152,500,000 X

801-73137 BRENTWOOD PRIVATE EQUITY III, LLC $214,622,807 X

801-73136 BRENTWOOD PRIVATE EQUITY IV, L.P. $523,159,572 X

801-74493 BREVET CAPITAL MANAGEMENT, LLC $181,554,000 X X

801-63903 BRIAN S. PEARCE, INC. $45,500,000 X X

801-55370 BRICK & KYLE ASSOCIATES INC $147,000,000 X

801-63049 BRICOLEUR CAPITAL MANAGEMENT $94,626,655 X

801-71816 BRIDGELIGHT CAPITAL LLC $102,667,424 X

801-74245 BRIDGER MANAGEMENT LLC $2,804,266,050 X

801-6004 BRIDGES INVESTMENT ADVISERS $33,181,035 X

801-3153 BRIDGES INVESTMENT COUNSEL INC $604,117,950 X

801-57056 BRIDGES INVESTMENT MANAGEMENT INC $519,841,113 X

801-35875 BRIDGEWATER ASSOCIATES, LP $153,308,538,769 X

801-71137 BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC $206,015,752 X X

801-69965 BRIGADE CAPITAL MANAGEMENT, LLC $10,822,180,170 X

801-57192 BRIGHT FINANCIAL ADVISORS, INC. $127,707,828 X X

801-71081 BRIGHT ROCK CAPITAL MANAGEMENT LLC $119,107,000 X

801-69628 BRIGHTON WEALTH MANAGEMENT, INC. $36,395,337 X

801-30504 BRINKER CAPITAL INC $11,931,550,000 X X

801-71903 BRISTOL INVESTMENT PARTNERS LLC $414,205,790 X

801-68568 BROAD STREET CAPITAL ADVISORS, LLC $568,272,757 X X

801-71130 BROADHAVEN CAPITAL PARTNERS GP I, LLC $105,000,000 X X

801-57807 BROADMARK ASSET MANAGEMENT LLC $1,905,596,400 X

801-74332 BROADSTONE REAL ESTATE $285,500,000 X X

801-65969 BROADSTREET CAPITAL PARTNERS, LP $475,000,000 X

801-60114 BROADVIEW ADVISORS, LLC $577,946,397 X

801-71132 BROCK FIDUCIARY SERVICES LLC $23,022,000,000 X

801-50988 BROCKHOUSE & COOPER INTERNATIONAL INC $274,738,509 X

801-73632 BROCKWAY MORAN & PARTNERS, INC. $788,567,458 X

801-70527 BRONTE CAPITAL $17,600,000 X

801-74252 BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLC $313,990,085 X

801-34605 BROOKFIELD INVESTMENT MANAGEMENT INC. $15,463,581,017 X X

801-61841 BROOKFIELD INVESTMENT PARTNERS, LLC $270,177,153 X

801-61995 BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. $277,000,000 X X


801-57057 BROOKLINE INVESTMENTS, INC. $123,542,964 X X

801-72789 BROPHY WEALTH MANAGEMENT $134,503,368 X

801-57805 BROTHERTON INVESTMENT CONSULTANTS LLC $151,755,926 X

801-38826 BROWN ADVISORY $18,600,679,289 X X X

801-61427 BROWN ADVISORY SECURITIES, LLC $555,085,615 X X X

801-19287 BROWN CAPITAL MANAGEMENT, LLC $4,052,290,000 X

801-67652 BROWN ROBELLO CAPITAL MANAGEMENT, LLC $125,206,596 X X

801-62641 BROWNLIE & BRADEN, LLC $506,459,000 X X

801-64689 BROXTON CAPITAL ADVISORS LLC $78,808,380 X

801-64519 BROYHILL ASSET MANAGEMENT, LLC $97,808,251 X X

801-73778 BRUCE S. BRICKMAN & ASSOCIATES, INC. $715,678,967 X

801-71498 BRYAN ADVISORY SERVICES, LLC $42,000,000 X

801-70905 BSC PRIVATE WEALTH MANAGEMENT, LLC $100,857,182 X X

801-74753 BST WEALTH MANAGEMENT, LLC $30,807,311 X

801-62140 BTC CAPITAL MANAGEMENT $2,137,307,918 X

801-71004 BTG PACTUAL ASSET MANAGEMENT US , LLC $95,207,111,229 X

801-76697 BTIG ASSET MANAGEMENT, LLC $0 X

801-56107 BUCK GLOBAL INVESTMENT ADVISORS $27,294,313 X X

801-68882 BUCKHEAD INVESTMENT PARTNERS, LLC $257,500,000 X

801-67640 BUCKINGHAM ASSET MANAGEMENT, LLC $3,190,731,963 X

801-61296 BUCKINGHAM CAPITAL MANAGEMENT, INC. $258,335,000 X

801-61297 BUCKINGHAM FINANCIAL GROUP, INC. $0 X

801-63540 BUCKMAN ADVISORY GROUP LLC $150,000,000 X

801-40622 BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT $1,197,200,000 X

801-74009 BUNKER HILL MANAGEMENT LLC $314,056,106 X X

801-57479 BUNTING CAPITAL MANAGEMENT INC $51,500,000 X

801-72240 BURREN CAPITAL ADVISORS LIMITED $295,000,000 X X

801-4424 BURROUGHS HUTCHINSON, INC. $275,728,428 X

801-68890 BURTON ENRIGHT WELCH $188,347,894 X

801-62359 BUSEY CAPITAL MANAGEMENT, INC. $145,686,526 X

801-28037 BUSH O'DONNELL INVESTMENT ADVISORS, INC $201,683,031 X

801-70536 BUTTONWOOD FINANCIAL GROUP, LLC $312,400,000 X X

801-73263 BV INVESTMENT PARTNERS, LLC $934,362,006 X

801-73836 BVF PARTNERS L.P. $735,900,000 X

801-68802 BYRON FINANCIAL, LLC $112,967,896 X

801-26787 C&O FUNDS ADVISOR INC $264,880,884 X X

801-68809 C.S. ANDERSON FINANCIAL SERVICES, INC $0 X

801-60927 C.S. MCKEE, L.P. $12,068,610,614 X

801-72931 C12 CAPITAL MANAGEMENT US LP $2,281,662,000 X

801-61486 CA PARTNERS LLC $110,294,742 X

801-54670 CABOT-WELLINGTON LLC $525,559,899 X

801-70320 CACHE EQUITY LLC $0 X

801-72215 CACTI ASSET MANAGEMENT, LLC $298,543,000 X X

801-48186 CADENCE CAPITAL MANAGEMENT LLC $5,009,193,107 X

801-70798 CAIN BROTHERS ASSET MANAGEMENT, LLC $1,932,060,740 X X

801-60959 CAIN CAPITAL L.L.C. $121,553,587 X

801-39899 CAIN, WATTERS & ASSOCIATES, P.L.L.C. $1,036,542,948 X X X

801-66019 CAIRN CAPITAL LIMITED $21,946,021,776 X

801-17451 CALDWELL & ORKIN INC $70,026,528 X X

801-68359 CALDWELL ADVISORS, LLC $41,010,103 X


801-73869 CALTIUS CAPITAL MANAGEMENT, LP $975,411,276 X

801-71408 CALVERT FINANCIAL ADVISORY, INC. $98,596,437 X

801-17044 CALVERT INVESTMENT MANAGEMENT, INC. $12,375,967,705 X X

801-67413 CALVO FUNDS, LLC $44,888,231 X X

801-61028 CAMARDA WEALTH ADVISORY GROUP $222,110,000 X

801-73594 CAMBER CAPITAL MANAGEMENT LLC $957,659,714 X

801-30978 CAMBRIDGE ADVISORS $44,982,740 X

801-45277 CAMBRIDGE ASSOCIATES LTD LLC $0 X

801-14255 CAMBRIDGE ASSOCIATES, LLC $62,394,756,006 X

801-26096 CAMBRIDGE CONNECTION INC $214,648,589 X

801-73407 CAMBRIDGE PLACE COLLATERAL MANAGEMENT LLC $539,000,000 X

801-39398 CAMDEN ASSET MANAGEMENT $2,570,102,919 X

801-60669 CAMDEN PARTNERS HOLDINGS, LLC $348,277,978 X

801-60671 CAMDEN PRIVATE CAPITAL $245,002,144 X

801-60670 CAMDEN PRIVATE CAPITAL $245,002,144 X

801-70004 CAMDEN WEALTH ADVISORS LLC $110,607,961 X X X

801-67014 CAMMACK LARHETTE ADVISORS, LLC $0 X

801-64244 CAMPBELL & COMPANY INVESTMENT ADVISER LLC $667,413,873 X X

801-71121 CAMPBELL WEALTH MANAGEMENT, INC. $106,175,268 X

801-67809 CANARAS CAPITAL MANAGEMENT, LLC $593,000,000 X X

801-71694 CANDLEWOOD INVESTMENT GROUP, LP $1,213,148,054 X X

801-72618 CANNELL CAPITAL LLC $272,069,524 X

801-66973 CANNON BEACH CONSULTANTS INC $106,896,415 X

801-56000 CANON CAPITAL INVESTMENT ADVISORY $124,332,488 X X

801-34756 CANTERBURY CONSULTING INCORPORATED $12,141,055,602 X

801-47164 CANTERBURY WEALTH ADVISORS, LLC $99,224,606 X X

801-65611 CANTILLON CAPITAL MANAGEMENT LLC $8,087,653,000 X

801-66104 CANTILLON CAPITAL MANAGEMENT LLP $8,087,653,000 X

801-73655 CANTOR COMPARATIVE ADVANTAGE $5,200,000,000 X

801-72852 CANTOR FITZGERALD INVESTMENT ADVISORS $289,666,000 X

801-55592 CANYON CAPITAL ADVISORS LLC $14,521,413,000 X X

801-55634 CANYON CAPITAL REALTY ADVISORS LLC $2,625,174,000 X X

801-71349 CAPE INVESTMENT ADVISORY, INC. $43,000,000 X X

801-66418 CAPGROUP ADVISORS $946,426,474 X

801-14050 CAPITAL ADVISORS, INC. $1,068,365,670 X X

801-71559 CAPITAL ADVISORS, LTD., LLC $311,434,561 X

801-69161 CAPITAL ADVISORY GROUP $41,417,048 X X

801-64114 CAPITAL ADVISORY GROUP, INC. $91,505,000 X

801-74614 CAPITAL ANALYSTS, INC $2,000,000,000 X X

801-67082 CAPITAL ASSET ADVISORY SERVICES, LLC $414,552,860 X X X

801-69502 CAPITAL CITY INVESTMENT MANAGEMENT COMPANY, INC. $25,974,000 X

801-52357 CAPITAL CONSULTING & ASSET MANAGEMENT $204,154,634 X

801-56844 CAPITAL COUNSEL LLC $1,328,574,074 X

801-72018 CAPITAL COVE FINANCIAL $39,000,000 X X

801-70794 CAPITAL DESIGN ASSOCIATES, INC. $150,165,346 X

801-73631 CAPITAL DYNAMICS AG $4,150,517,577 X X

801-69335 CAPITAL DYNAMICS, INC. $2,719,776,241 X X

801-72594 CAPITAL FIDUCIARY ADVISORS, LLC $120,395,482 X

801-24253 CAPITAL FINANCIAL SERVICES, INC. $132,049,452 X X

801-24315 CAPITAL FORMATION GROUP, INC. $133,527,161 X


801-56526 CAPITAL GUARDIAN (CANADA), INC. $0 X X

801-60145 CAPITAL GUARDIAN TRUST COMPANY $65,790,596,929 X X

801-66816 CAPITAL IDEAS $105,000,000 X

801-72322 CAPITAL INNOVATIONS, LLC $144,734,133 X

801-69421 CAPITAL INSIGHT PARTNERS, LLC $90,244,089 X

801-54943 CAPITAL INTERNATIONAL RESEARCH, INC. $0 X X

801-32104 CAPITAL INTERNATIONAL, INC. $31,260,187,788 X X

801-20824 CAPITAL INVESTMENT COUNSEL INC $229,504,015 X X X

801-68675 CAPITAL INVESTMENT MANAGEMENT INC. $25,318,854 X X

801-61135 CAPITAL INVESTMENT SERVICES, INC. $93,042,254 X

801-35808 CAPITAL MANAGEMENT ASSOCIATES INC $274,549,603 X X

801-31247 CAPITAL MANAGEMENT CONSULTANTS, INC. $94,119,344 X

801-30898 CAPITAL MANAGEMENT SERVICES INC $320,186,547 X X

801-54791 CAPITAL MORTGAGE MANAGEMENT INC $197,039,770 X

801-60234 CAPITAL ONE ASSET MANAGEMENT, LLC $3,087,144,407 X

801-74335 CAPITAL PARTNERS, INC. $344,000,000 X

801-57727 CAPITAL PERFORMANCE ADVISORS LLP $777,358,829 X

801-73551 CAPITAL POINT ADVISORS, L.P. $113,700,000 X

801-73065 CAPITAL PRIVÉ SUISSE S.A. $0 X

801-21753 CAPITAL PROGRAMS ADVISORY CORP $90,896,845 X

801-71888 CAPITAL REGION FINANCIAL GROUP, LLC $111,914,000 X X

801-56356 CAPITAL RESEARCH & CONSULTING LLC $2,208,152,124 X X

801-65240 CAPITAL RESEARCH ADVISORS, LLC $71,801,943 X X

801-8055 CAPITAL RESEARCH AND MANAGEMENT COMPANY $1,071,728,473,000 X X

801-54942 CAPITAL RESEARCH COMPANY $0 X X

801-38549 CAPITAL RESOURCE MANAGEMENT,INC. $337,503,118 X X

801-63545 CAPITAL ROYALTY L.P. $382,076,494 X

801-69268 CAPITAL STRATEGIES GROUP, LLC $38,652,000 X X

801-67934 CAPITAL WEALTH ADVISORS $54,752,103 X

801-76539 CAPITAL WEALTH MANAGEMENT, INC. $155,170,238 X

801-31757 CAPITOL FINANCIAL CONSULTANTS, INC. $92,284,477 X X

801-67950 CAPLAN FINANCIAL GROUP, LLC $117,982,250 X

801-58121 CAPRI CAPITAL PARTNERS, LLC $3,596,326,624 X

801-71297 CAPROCK CAPITAL, LLC $343,168,179 X

801-63509 CAPSOUTH PARTNERS, INC. $68,843,568 X X

801-71325 CAPSTONE ADVISORY GROUP LLC $180,620,000 X

801-72116 CAPSTONE ASSET MANAGEMENT $465,970,000 X

801-62065 CAPSTONE FINANCIAL SOLUTIONS, LLC $437,638,047 X X

801-70403 CAPSTONE INVESTMENT FINANCIAL GROUP, INC. $36,997,416 X

801-72986 CAPTRUST FINANCIAL ADVISORS $160,065,163 X X X

801-62193 CAPTRUST FINANCIAL ADVISORS $68,598,892,671 X X

801-69676 CAPVENT US ADVISORS LLC $17,328,105 X

801-69908 CAPWEALTH ADVISORS, LLC $465,280,412 X X

801-71463 CARAVAN CAPITAL MANAGEMENT LLC $5,900,000 X

801-66798 CARAVEL MANAGEMENT LLC $177,000,000 X

801-61764 CARDINAL CAPITAL MANAGEMENT, INC. $1,527,332,365 X

801-74078 CARDINAL POINT CAPITAL LLC $216,479,475 X

801-64513 CARGILE INVESTMENTS $120,550,046 X X

801-72384 CARION CAPITAL LLC $25,000,000 X

801-70811 CARITAS CAPITAL, LLC $7,510,590 X


801-41108 CARL MARKS MANAGEMENT COMPANY, LLC $487,905,868 X

801-66673 CARL P. SHERR & CO., LLC $103,708,110 X

801-56546 CARL STUART INVESTMENT ADVISOR, INC. $227,023,349 X

801-37202 CARLSON CAPITAL MANAGEMENT $836,300,000 X X

801-71684 CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC $145,157,571 X

801-61225 CARMEL CAPITAL MANAGEMENT L.L.C. $102,800,000 X

801-66142 CARMICHAEL STRATEGIES LLC $43,207,719 X X

801-63091 CAROLINA WEALTH MANAGEMENT, INC. $118,634,130 X

801-60158 CAROLINAS INVESTMENT CONSULTING LLC $704,232,139 X

801-73773 CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P. $445,430,162 X

801-71018 CARPATHIA REAL ESTATE ADVISORS LLC $706,316,859 X X

801-68765 CARPENTER FUND MANAGER GP, LLC $301,593,380 X

801-74454 CARROLL CONSULTANTS ADVISORS, LTD. $0 X

801-15517 CARROLL FINANCIAL ASSOCIATES INC $1,181,276,302 X

801-64883 CARSON ADVISORY, INC. $205,023,809 X

801-73995 CARTESIAN CAPITAL GROUP $1,815,629,000 X

801-71932 CARVAL INVESTORS, LLC $14,233,927,633 X X

801-74592 CASCABEL MANAGEMENT LP $1,139,075,667 X

801-64346 CASCADE FINANCIAL MANAGEMENT, INC. $130,300,000 X X

801-53819 CASCADE INVESTMENT GROUP, INC. $142,825,000 X X

801-45493 CASSADAY & CO INC $806,198,713 X

801-73298 CASTANEA PARTNERS INC. $553,000,000 X

801-66317 CASTLE ASSET MANAGEMENT, LLC $163,000,000 X X

801-73251 CASTLE HILL ASSET MANAGEMENT LLC $234,981,565 X

801-70765 CASTLE INVESTMENT ADVISORY, LLC $151,688,863 X

801-71363 CASTLE INVESTMENT MANAGEMENT, LLC $90,148,853 X

801-74262 CASTLE PEAK CAPITAL ADVISORS, LLC $461,637,050 X

801-56239 CASTLEARK MANAGEMENT LLC $2,825,000,000 X

801-65962 CASTLESTONE MANAGEMENT LLC $0 X

801-66975 CASTLETON PARTNERS, LLC $246,480,616 X

801-64085 CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION $172,092,204 X

801-35725 CATALYST STRATEGIC SOLUTIONS $28,600,000,000 X X

801-34436 CATHOLIC FOUNDATION $119,320,143 X

801-72426 CATTERTON PARTNERS $2,784,872,560 X

801-63629 CAVALRY ASSET MANAGEMENT $1,962,858,599 X

801-63731 CAXTON ASSOCIATES LP $11,888,260,131 X

801-57906 CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC $1,276,427,483 X

801-64395 CB&H WEALTH MANAGEMENT SERVICES, L.L.C. $211,553,733 X

801-64153 CBF WEALTH MANAGEMENT $102,695,827 X

801-49083 CBRE CLARION SECURITIES LLC $19,684,000,000 X

801-48858 CBRE GLOBAL INVESTORS, LLC $12,900,000,000 X

801-56790 CBRE GLOBAL VALUE INVESTORS, LLC $6,700,000,000 X

801-66868 CCMP CAPITAL $7,538,779,181 X

801-68250 CCR FINANCIAL PLANNING $35,000,000 X X

801-60657 CCR WEALTH MANAGEMENT, LLC $7,000,000 X

801-61732 CDK INVESTMENT MANAGEMENT LLC $387,310,000 X X

801-61917 CDK REALTY ADVISORS, LP $576,000,000 X

801-69215 CEDAR HILL ASSOCIATES, LLC $1,037,949,325 X X

801-73885 CEDAR HILL CAPITAL PARTNERS, LLC $214,319,492 X

801-68704 CEDAR MOUNTAIN ADVISORS, LLC $250,666,898 X


801-70047 CEDARPOINT INVESTMENT ADVISORS, INC. $117,510,870 X

801-65332 CEDARVIEW CAPITAL MANAGEMENT, LP $164,000,000 X

801-67689 CEDARWINDS INVESTMENT MANAGEMENT, LLC $101,965,400 X X

801-28329 CEF ADVISERS INC $40,262,068 X

801-60662 CELFIN CAPITAL $146,255,257 X

801-73997 CELLO CAPITAL MANAGEMENT LLC $151,783,750 X

801-63752 CENTARA CAPITAL MANAGEMENT GROUP, INC. $92,512,410 X X

801-65170 CENTAUR PERFORMANCE GROUP, LLC $57,149,084 X X

801-65585 CENTENNIAL PARTNERS, LLC $735,741,640 X

801-72851 CENTENNIAL WEALTH MANAGEMENT INC. $11,130,000 X

801-67957 CENTER COAST CAPITAL ADVISORS, LP $528,183,902 X

801-65076 CENTER FOR FINANCIAL PLANNING INC $499,278,524 X X

801-74431 CENTERVIEW CAPITAL MANAGEMENT LLC $481,295,941 X

801-67480 CENTRAL PARK ADVISERS, LLC $528,877,835 X

801-69885 CENTRAL TRUST BANK $839,000,000 X X

801-64143 CENTRUST WEALTH MANAGEMENT, INC. $61,500,000 X X

801-71975 CENTURION ASSET MANAGEMENT, LLC $220,000,000 X

801-21350 CENTURION COUNSEL INC $65,028,200 X X X

801-63238 CEPHUS CAPITAL MANAGEMENT LLC $24,134,180 X

801-68739 CEREDEX VALUE ADVISORS LLC $6,492,980,111 X X

801-61305 CERTIFIED ADVISORY CORP $501,504,878 X

801-68742 CERTIUM ASSET MANAGEMENT LLC $1,135,005,174 X

801-76679 CERTUS INVESTMENT ADVISORS, LLC $1,350,000 X

801-66793 CEVIAN CAPITAL II GP LIMITED $7,268,847,460 X

801-70908 CFG ASSET MANAGEMENT LLC $132,503,516 X X

801-62819 CFG REGISTERED INVESTMENT ADVISORS $98,974,535 X

801-45064 CFS INVESTMENT ADVISORY SERVICES LLC $681,004,148 X

801-70043 CHAMBERLAIN CONSULTING GROUP, LLC $223,399,674 X X

801-73329 CHAMBERS ENERGY CAPITAL $332,838,223 X

801-63424 CHAMPLAIN INVESTMENT PARTNERS, LLC $4,225,846,883 X

801-63495 CHANGING PARAMETERS, LLC $123,998,888 X

801-71422 CHAO & COMPANY, LTD. $238,000,000 X

801-57548 CHAPEL HILL INVESTMENT ANALYSTS INC $90,183,983 X

801-57232 CHAPIN ASSOCIATES, LLC $32,691,330 X X

801-65121 CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC $190,066,490 X

801-60865 CHARLEMAGNE CAPITAL (IOM) LIMITED $2,114,991,734 X

801-64878 CHARLEMAGNE CAPITAL (UK) LIMITED $2,114,991,734 X

801-52674 CHARLES FISH INVESTMENTS, INC. $642,260,264 X

801-70737 CHARLES SCHWAB INVESTMENT ADVISORY, INC $13,622,000,000 X X

801-73437 CHARLESBANK CAPITAL PARTNERS, LLC $2,746,000,000 X

801-74022 CHARTER BRIDGE CAPITAL MANAGEMENT, L.P. $320,213,811 X

801-16127 CHARTER CAPITAL MANAGEMENT, INC $90,714,035 X

801-62634 CHARTER CAPITAL MANAGEMENT, LLC $157,827,035 X

801-64808 CHARTER OAK CAPITAL MANAGEMENT $187,323,520 X

801-73749 CHARTER OAK PARTNERS MANAGEMENT, L.P. $297,328,370 X

801-72496 CHARTERED ADVISORY GROUP, INC. $101,034,009 X

801-54124 CHARTWELL INVESTMENT PARTNERS $4,765,051,593 X

801-74668 CHASSON GROUP, INC. $0 X

801-69042 CHATHAM ADVISORS $31,712,562 X

801-73851 CHATHAM CAPITAL $425,254,000 X


801-51946 CHATHAM CAPITAL GROUP INC $237,553,316 X

801-63394 CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC. $335,000,000 X

801-76411 CHEETAH INVESTMENT MANAGEMENT LIMITED $536,962,064 X X

801-72662 CHENAVARI INVESTMENT MANAGERS $1,740,177,307 X X

801-30439 CHERRY ST PARTNERS $240,000,000 X X

801-55211 CHESAPEAKE ASSET MANAGEMENT LLC $800,387,573 X

801-64765 CHESAPEAKE INVESTMENT GROUP $150,034,491 X X

801-60951 CHESAPEAKE INVESTMENT MANAGEMENT LLC $100,500,000 X

801-70123 CHESAPEAKE WEALTH MANAGEMENT $136,700,000 X

801-71912 CHESSMAN WEALTH STRATEGIES $94,000,000 X X

801-66664 CHESWOLD LANE ASSET MANAGEMENT, LLC $134,350,000 X

801-57280 CHICAGO EQUITY PARTNERS $8,565,194,069 X

801-72472 CHICAGO FUNDAMENTAL INVESTMENT PARTNERS, LLC $2,372,396,879 X

801-73539 CHICAGO GROWTH PARTNERS, LLC $732,587,486 X

801-66548 CHICAGO WEALTH MANAGEMENT, INC. $91,374,548 X

801-70443 CHICHESTER CAPITAL MANAGEMENT LP $206,000,000 X

801-62121 CHICKASAW CAPITAL MANAGEMENT, LLC $692,945,106 X X

801-62678 CHILTON INVESTMENT COMPANY, LLC $8,761,854,292 X

801-72833 CHILTON PRIVATE CLIENTS, LLC $4,613,653,360 X

801-70832 CHOTIN ASSET MANAGEMENT CORPORATION $2,376,584,128 X

801-16639 CHRISTIAN BROTHERS INVESTMENT SERVICES, INC. $4,077,532,323 X

801-42757 CHRISTOPHER WEIL & CO INC $321,006,498 X X X X

801-4211 CHURCHILL MANAGEMENT GROUP $2,941,000,000 X X

801-73941 CI CAPITAL PARTNERS $1,767,246,984 X

801-74267 CIC PARTNERS MANAGEMENT LLC $286,300,000 X X

801-66667 CIG ASSET MANAGEMENT, INC. $166,702,751 X X X

801-18094 CIGNA INVESTMENTS, INC. $21,250,000,000 X

801-72474 C-III INVESTMENT MANAGEMENT LLC $4,131,154,588 X X

801-47108 CIM INVESTMENT MANAGEMENT INC $881,049,345 X

801-64194 CIRA SCM, LLC $3,884,426,579 X X

801-18150 CIRCLE ADVISERS INC $274,206,198 X X

801-73650 CIT ASSET MANAGEMENT LLC $1,290,582,595 X X

801-60253 CITIZENS INVESTMENT ADVISORS $250,000,000 X

801-69013 CITRIN COOPERMAN WEALTH MANAGEMENT, LP $766,189,426 X

801-60150 CITY NATIONAL ASSET MANAGEMENT, INC. $6,096,255,638 X

801-46266 CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED $4,684,750,555 X

801-73354 CIVC PARTNERS $1,400,000,000 X

801-70334 C-J ADVISORY, INC. $108,663,302 X X

801-14391 CJM WEALTH ADVISERS, LTD. $383,865,481 X X

801-70788 CKW FINANCIAL GROUP, LLC $700,000,000 X

801-74101 CLAIRVUE CAPITAL PARTNERS $250,699,750 X

801-72825 CLAREN ROAD ASSET MANAGEMENT, LLC $14,395,788,271 X X

801-40835 CLARFELD $3,660,000,000 X

801-16611 CLARION PARTNERS $24,234,785,957 X

801-71845 CLARITY CAPITAL MANAGEMENT, INC. $4,381,975 X

801-70237 CLARITY MANAGED ACCOUNT PLATFORM LLC $21,723,740 X X

801-65470 CLARIUM CAPITAL MANAGEMENT LLC $432,000,000 X X X

801-66386 CLARIVEST ASSET MANAGEMENT LLC $3,081,000,000 X

801-28445 CLARK CAPITAL MANAGEMENT GROUP INC $2,676,862,779 X

801-71782 CLARK DODGE ASSET MANAGEMENT, LLC $136,844,869 X


801-50052 CLARK FINANCIAL SERVICES GROUP, INC. $131,523,300 X

801-28225 CLEAN YIELD ASSET MANAGEMENT $177,140,739 X

801-72318 CLEAR PERSPECTIVE ADVISORS, LLC $92,547,584 X

801-64710 CLEARBRIDGE ADVISORS, LLC $55,919,960,418 X X

801-72414 CLEARBROOK DISCRETIONARY INVESTMENT SERVICES LLC $25,070,000 X

801-56832 CLEARBROOK INVESTMENT CONSULTING LLC $314,975,091 X

801-72086 CLEARBROOK INVESTMENT SOLUTIONS LLC $42,383,235 X

801-64946 CLEARLAKE ADVISORS, L.L.C. $186,586,000 X

801-70141 CLEARVIEW INVESTMENT PARTNERS, LLC $176,700,105 X

801-60686 CLEARWATER ADVISORS, LLC $6,483,000,000 X

801-74140 CLEARWATER CAPITAL PARTNERS, LLC $1,798,223,344 X

801-61862 CLEARY GULL ADVISORS INC. $4,706,344,000 X

801-64161 CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC. $156,123,881 X

801-60336 CLIENT FIRST ADVISORS,INC. $98,097,571 X

801-56675 CLIFFORD SWAN INVESTMENT COUNSEL LLC $1,829,321,232 X

801-57242 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC $2,385,673,852 X X

801-70840 CLOSED-END FUND ADVISORS INC. $73,394,755 X

801-63142 CLOUGH CAPITAL PARTNERS, LP $4,128,656,215 X

801-34937 CLUNE & ASSOCIATES $126,400,000 X

801-62376 CM WEALTH ADVISORS INC. $1,819,924,015 X

801-43455 CMG CAPITAL MANAGEMENT GROUP, INC. $441,291,156 X

801-37558 CNBS $2,716,364,000 X X

801-60678 CNH PARTNERS, LLC $6,702,766,719 X

801-39197 CNL FUND ADVISORS COMPANY $116,223,279 X

801-57758 COAST ASSET MANAGEMENT, LLC $15,268,559,019 X

801-66695 COASTAL PARTNERS LTD. $0 X

801-73669 COATUE MANAGEMENT, L.L.C. $8,730,243,545 X

801-62035 COBIZ INVESTMENT MANAGEMENT, LLC. $1,223,845,100 X X

801-69509 COBURN & MEREDITH, INC. $126,945,706 X X X X

801-56483 COE CAPITAL MANAGEMENT, LLC $384,350,000 X

801-64019 COGENT ASSET MANAGEMENT, LLC. $154,595,652 X

801-63845 COHEN & COMPANY FINANCIAL MANAGEMENT, LLC $3,307,730,100 X

801-66371 COHEN & STEERS ASIA LIMITED $4,713,904,000 X

801-27721 COHEN & STEERS CAPITAL MANAGEMENT INC. $41,284,237,000 X X

801-57710 COHEN & STEERS EUROPE S.A. $3,870,740,000 X X

801-67297 COHEN & STEERS UK LIMITED $2,689,257,000 X

801-76577 COHERENCE CAPITAL PARTNERS LLC $300,000,100 X

801-54716 COLBERT INVESTMENT MANAGEMENT CO $207,960,422 X

801-57116 COLCHESTER GLOBAL INVESTORS $16,575,390,322 X

801-67333 COLHOUN, ROBINS, DAVENPORT & CO., LLC $93,580,000 X X

801-74175 COLISEUM CAPITAL MANAGEMENT, LLC $255,000,000 X

801-64622 COLLEGIATE CAPITAL MANAGEMENT, INC. $132,355,504 X

801-56222 COLLER INVESTMENT MANAGEMENT LTD $8,101,200,200 X

801-56354 COLLINS & COMPANY, LLC $479,000,000 X X X

801-73006 COLONIAL FIRST STATE GLOBAL ASSET MANAGEMENT $81,395,846,419 X

801-73795 COLONY CAPITAL, LLC $9,000,000,000 X

801-74036 COLONY REALTY PARTNERS, LLC $3,710,285,500 X

801-76716 COLORADO FINANCIAL SERVICE CORPORATION $0 X

801-67453 COLUMBIA PACIFIC ADVISORS, LLC $504,208,680 X

801-72122 COLUMBIA PACIFIC CAPITAL MANAGEMENT $392,330,304 X


801-50156 COLUMBIA PARTNERS, L.L.C. INVESTMENT MANAGEMENT $3,065,693,724 X

801-30786 COLUMBIA RIDGE CAPITAL MANAGEMENT $125,300,000 X

801-47516 COLUMBUS CIRCLE INVESTORS $14,273,105,877 X

801-73923 COLUMBUS NOVA $430,500,000 X

801-70577 COMMERCE ADVISORS, LLC $295,172,738 X X

801-72903 COMMERCE ASSET MANAGEMENT, LLC $47,177,231 X X

801-60083 COMMERCE INVESTMENT ADVISORS, INC. $1,743,068,703 X

801-68792 COMMERCE STREET INVESTMENT MANAGEMENT $238,310,626 X X

801-68078 COMMERCE WEALTH ADVISERS, LLC $114,868,323 X X X X

801-60818 COMMON SENSE INVESTMENT MANAGEMENT, LLC $3,879,360,472 X

801-56548 COMMONFUND ASSET MANAGEMENT COMPANY, INC. $12,828,820,090 X X

801-31713 COMMONFUND CAPITAL, INC. $9,673,438,466 X X

801-54794 COMMONFUND REALTY, INC. $331,179,776 X X

801-39749 COMMONWEALTH ADVISORS INC $220,859,394 X X

801-60040 COMMONWEALTH CAPITAL MANAGEMENT LLC $32,418,463 X X

801-71731 COMMONWEALTH FINANCIAL SERVICES, LLC $112,056,049 X

801-58081 COMPAK ASSET MANAGEMENT $576,125,000 X X X

801-53805 COMPASS ASSET MANAGEMENT, LLC $115,000,000 X X X

801-21957 COMPASS CAPITAL CORPORATION $115,324,952 X X

801-61868 COMPASS EFFICIENT MODEL PORTFOLIOS, LLC $864,097,936 X X

801-49054 COMPASS FINANCIAL ADVISORS LLC $150,075,872 X X

801-56002 COMPASS FINANCIAL ADVISORS LLC $169,232,285 X

801-76392 COMPASS FINANCIAL GROUP $103,000,000 X X

801-76792 COMPASS FINANCIAL MANAGEMENT, INC. $0 X X

801-58080 COMPASS GROUP LLC $515,000,000 X X X

801-55646 COMPREHENSIVE FINANCIAL PLANNING INC $135,501,329 X

801-31935 COMPREHENSIVE FINANCIAL PLANNING INC $102,102,988 X

801-64436 COMPREHENSIVE FINANCIAL SERVICES $135,013,461 X X

801-56355 COMPREHENSIVE PROGRAMS, INC. $45,000,000 X X

801-69045 COMPREHENSIVE WEALTH MANAGEMENT $294,345,328 X X

801-63074 COMPREHENSIVE WEALTH SOLUTIONS, LLC $118,171,335 X

801-38720 COMPTON CAPITAL MANAGEMENT INC $213,986,997 X

801-74325 COMVEST ADVISORS LLC $1,222,067,000 X

801-72703 CONCANNON WEALTH MANAGEMENT, LLC $200,000,000 X

801-61970 CONCORD ASSET MANAGEMENT $435,164,542 X

801-33684 CONCORD INTERNATIONAL INVESTMENTS, L.P. $1,032,726,000 X X

801-66369 CONCORDE FINANCIAL RESOURCES, LLC $50,717,422 X

801-16625 CONCORDE INVESTMENT MANAGEMENT $127,058,785 X

801-60857 CONCORDIA ADVISORS (BERMUDA) LTD. $12,172,458,724 X

801-63039 CONCORDIA ADVISORS L.L.C. $12,100,582,401 X

801-63739 CONCORDIA ADVISORS LLP $6,770,136,408 X

801-64873 CONDERA ADVISORS, LLC $332,026,726 X X

801-33145 CONDOR CAPITAL MANAGEMENT $679,597,756 X

801-60133 CONESTOGA CAPITAL ADVISORS, LLC $582,530,670 X

801-70741 CONFIDENTIAL MANAGEMENT ADVISORS, INC. $168,005,000 X

801-69184 CONFIDENTIAL PLANNING I, LLC $7,132,000 X X

801-23386 CONGRESS ASSET MANAGEMENT COMPANY, LLP $7,013,759,531 X X

801-70181 CONGRESS PARK CAPITAL LLC $69,860,475 X

801-69988 CONGRESS WEALTH MANAGEMENT LLC $519,753,790 X

801-68800 CONGRESSIONAL EFFECT MANAGEMENT, LLC $15,700,000 X


801-73061 CONNECTICUT WEALTH MANAGEMENT, LLC $166,260,147 X

801-6211 CONNORS INVESTOR SERVICES INC $361,917,640 X

801-60622 CONRAD CAPITAL MANAGEMENT, INC. $52,000,000 X

801-44462 CONSERVEST CAPITAL ADVISORS INC $728,000,000 X

801-71907 CONSILIUM WEALTH MANAGEMENT $99,625,814 X

801-48984 CONSOLIDATED INVESTMENT ADVISORS $269,736,798 X X

801-38795 CONSOLIDATED PORTFOLIO REVIEW CORP $131,036,000 X X

801-73948 CONSTELLATION CAPITAL MANAGEMENT LLC $411,800,000 X

801-72442 CONSTELLATION INVESTIMENTOS E PARTICIPAÇÕES LTDA $77,024,173 X

801-67762 CONSTELLATION WEALTH ADVISORS LLC $4,420,732,785 X X X X

801-69249 CONSTITUTION CAPITAL PARTNERS, LLC $922,000,000 X

801-57175 CONSULTIVA INTERNACIONAL, INC. $694,742,833 X X

801-63287 CONTANGO CAPITAL ADVISORS, INC. $1,532,454,601 X X X

801-64700 CONTEXT CAPITAL MANAGEMENT LLC $98,900,000 X

801-71245 CONTINUUM WEALTH ADVISORS, LLC $85,163,645 X

801-71771 CONTOUR ASSET MANAGEMENT LLC $1,735,246,836 X X

801-50707 CONTRARIAN CAPITAL MANAGEMENT LLC $3,383,410,654 X

801-9168 CONTRAVISORY INVESTMENT MANAGEMENT, INC. $620,623,866 X

801-72242 CONVERGENCE FINANCIAL SERVICES, INC. $440,000 X

801-69707 CONVERGENCE INVESTMENT PARTNERS, LLC $158,828,541 X X

801-67788 CONVERGENT WEALTH ADVISORS, LLC $6,913,455,910 X X

801-64533 COOK PINE CAPITAL LLC $265,101,459 X

801-60411 COOKE & BIELER, L.P. $4,471,649,192 X

801-21341 COOKSON PEIRCE INVESTMENT MANAGEMENT $448,391,309 X

801-66482 COOMBE, BENDER & COMPANY, LLC $60,000,000 X

801-73874 COOPER CREEK PARTNERS MANAGEMENT LLC $176,156,603 X

801-24288 COOPER FINANCIAL SERVICES, INC. $846,947,796 X

801-61599 COOPER/HAIMS ADVISORS, LLC $292,418,496 X

801-35190 COOPERATIVE FUNERAL FUND INC $348,656,356 X X

801-71452 COORDINATED WEALTH MANAGEMENT, L.L.C. $41,500,000 X

801-61704 COPELAND WEALTH MANAGEMENT $143,705,000 X X X

801-70606 COPPER BEECH WEALTH MANAGEMENT $172,830,000 X

801-63900 COPPER ROCK CAPITAL PARTNERS $1,232,796,164 X X

801-67763 COPPERWYND FINANCIAL $93,324,551 X

801-70588 CORATICUM ASSET MANAGEMENT, LLC $105,250,460 X

801-41371 CORBIN & COMPANY $166,965,000 X X

801-63358 CORBIN CAPITAL PARTNERS, L.P. $2,951,591,021 X

801-9139 CORBYN INVESTMENT MANAGEMENT INC $1,051,400,000 X

801-57443 CORCORAN GROUP $94,819,883 X X

801-72895 CORDASCO FINANCIAL NETWORK, LLC $300,000,000 X X

801-72087 CORE AND VALUE ADVISORS, LLC $1,785,427,651 X

801-72687 CORE CAPITAL ADVISORS $0 X

801-72083 CORE CAPITAL MANAGEMENT AND RESEARCH INC. $462,141,132 X

801-71861 CORE FINANCIAL $60,000,000 X X

801-72441 CORE INVESTMENT MANAGEMENT $55,000,000 X

801-65436 CORECOMMODITY MANAGEMENT, LLC $1,754,970,751 X X

801-64854 CORESTATES CAPITAL ADVISORS, LLC $285,712,627 X

801-73045 CORINTHIAN PARTNERS ASSET MANAGEMENT LLC $47,000,000 X X

801-63694 CORIOLIS CAPITAL LIMITED $575,818,188 X

801-45262 CORNERSTONE $1,738,768,307 X


801-65175 CORNERSTONE ACQUISITION & MANAGEMENT COMPANY LLC $126,251,177 X X

801-65091 CORNERSTONE ADVISORS ASSET MANAGEMENT INC. $3,771,853,233 X X

801-72918 CORNERSTONE CAPITAL CORP. $677,509,975 X

801-72561 CORNERSTONE FINANCIAL ADVISORS $255,230,000 X

801-55771 CORNERSTONE FINANCIAL SERVICES, INC. $50,065,718 X

801-63342 CORNERSTONE INSTITUTIONAL INVESTORS, INC. $256,197,800 X X

801-66355 CORNERSTONE INVESTMENT SERVICES $65,628,590 X

801-63080 CORNERSTONE MANAGEMENT, INC. $405,430,430 X

801-61925 CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC $78,140,911 X

801-61799 CORNERSTONE WEALTH ADVISORS, INC. $140,250,000 X

801-56735 CORNERSTONE WEALTH MANAGEMENT $229,727,865 X X

801-72670 CORONATION ASSET MANAGEMENT PROPRIETARY LTD $36,459,986,464 X X

801-72089 CORPORATE FINANCIAL SOLUTIONS, INC. $225,430,369 X

801-65527 CORRIENTE ADVISORS, LLC $660,601,100 X

801-66149 CORSAIR CAPITAL LLC $2,356,956,239 X

801-73692 CORTEC GROUP MANAGEMENT SERVICES, LLC $1,110,848,770 X

801-63066 CORTINA ASSET MANAGEMENT, LLC $1,871,000,000 X

801-34183 CORTLAND ASSOCIATES INC $416,000,000 X

801-71223 COSNER FINANCIAL GROUP, LLC $54,645,882 X

801-63783 COULTER & JUSTUS FINANCIAL SERVICES, LLC $139,187,337 X

801-63114 COUNSEL WEALTH MANAGEMENT, INC. $182,672,221 X X

801-61022 COUNTRY CLUB FINANCIAL SERVICES, INC. $112,534,799 X X X X

801-68151 COUNTRY FUND MANAGEMENT, A DEPARTMENT OF COUNTRY TRUST BANK $468,373,631 X X X

801-64298 COUTURE FINANCIAL INC. $25,000,000 X X

801-56296 COVENANT ASSET MANAGEMENT, LLC $152,386,719 X

801-67969 COVENANT FINANCIAL SERVICES LLC DBA COVENANT GLOBAL INVESTORS $325,783,341 X

801-71043 COVENANT MULTI-FAMILY OFFICES, LLC $1,055,760,000 X X

801-74207 COVEPOINT CAPITAL ADVISORS LLC $508,480,385 X

801-69224 COVESTOR LTD $11,799,190 X

801-68031 COX GLOBAL ASSOCIATES INC $44,121,608 X

801-17378 COYLE ASSET MANAGEMENT CO $102,217,888 X X

801-18060 COZAD ASSET MANAGEMENT INC $680,611,536 X X X

801-54871 COZAD WESTCHESTER AGRICULTURAL ASSET MANAGEMENT PARTNERSHIP $0 X

801-69716 C-PAS LLC $161,118,611 X

801-35294 CPS INVESTMENT ADVISORS $482,957,024 X X

801-71995 C-QUADRAT KAPITALANLAGE AG $4,300,000,000 X X

801-72735 CR INVESTMENT ADVISORS, LLC $25,000,000 X

801-62232 CRA FINANCIAL SERVICES, L.L.C. $244,615,877 X

801-55244 CRAMER ROSENTHAL MCGLYNN LLC $12,450,929,412 X X

801-66180 CRANBROOK WEALTH MANAGEMENT, LLC $321,416,759 X

801-70364 CRAVENS & COMPANY ADVISORS, LLC $46,578,882 X

801-15563 CRAWFORD INVESTMENT COUNSEL INC $3,369,489,211 X

801-74362 CRCM L.P. $252,575,152 X

801-18564 CREATIVE PLANNING $3,758,455,293 X

801-74621 CRECERA FINANCE MANAGEMENT COMPANY, LLC $325,000,000 X

801-55989 CREDICORP SECURITIES INC $27,838,164 X X

801-74050 CREDIT CAPITAL INVESTMENTS $113,704,696 X

801-69969 CREMAC ASSET MANAGEMENT, LLC $799,256,400 X

801-69008 CRESCAT PORTFOLIO MANAGEMENT LLC $101,307,890 X

801-72349 CRESCENDO ADVISORS II, LLC $75,000,000 X


801-71795 CRESCENT CAPITAL CONSULTING, LLC $630,307,171 X

801-73294 CRESSEY & COMPANY LP $355,726,033 X

801-61607 CRESTLINE MANAGEMENT, L.P. $6,394,890,152 X

801-57585 CRESTONE ASSET MANAGEMENT LLC $875,257,816 X X

801-73897 CRESTVIEW PARTNERS $4,610,188,000 X

801-73190 CRESTWOOD CAPITAL MANAGEMENT, L.P. $1,299,440,573 X

801-74273 CRIMSON VENTURES, LTD. $167,500,000 X

801-63521 CRITERION CAPITAL MANAGEMENT, LLC $1,492,215,395 X

801-67247 CRITERION WEALTH MANAGEMENT $153,685,000 X X

801-65306 CRITICAL MATH ADVISORS LLC $79,569,811 X

801-32380 CROFT LEOMINSTER INC $866,543,566 X

801-73654 CROSSBEAM CAPITAL $277,300,000 X X

801-65859 CROSSCAP MANAGEMENT, INC. $54,000,000 X

801-56860 CROSSLINK CAPITAL, INC. $1,809,131,508 X

801-72434 CROW HOLDINGS CAPITAL PARTNERS, L.L.C. $2,824,008,182 X

801-29207 CROWLEY WEALTH MANAGEMENT, INC. $107,769,803 X

801-30887 CRUICE FINANCIAL ORGANIZATION OR CRUICE FINANCIAL PLANNING $122,877,128 X X

801-67680 CS ADVISORS INC. $45,000,000 X

801-42434 CS CAPITAL MANAGEMENT INC $151,942,000,000 X

801-70381 CS PLANNING CORP $168,995,434 X

801-68134 CSA FINANCIAL ADVISORS, LTD. $62,175,031 X

801-74619 CSAT INVESTMENT ADVISORY, L.P. $234,153,312 X

801-72792 CSENGE ADVISORY GROUP, LLC $115,638,060 X

801-73935 CSL CAPITAL MANAGEMENT, LLC $297,000,000 X

801-60944 CSSC INVESTMENT ADVISORY SERVICES, INC. $467,953,420 X X X

801-74143 CT INVESTMENT MANAGEMENT CO., LLC $2,645,221,905 X

801-62591 CT PREFERRED INVESTORS MANAGEMENT, LLC $26,000,000 X

801-69156 CTC CONSULTING, LLC $581,156,014 X

801-25781 CTS FINANCIAL PLANNING, INC. $194,928,000 X

801-43581 CULBERTSON A N & CO INC $196,558,176 X

801-61265 CULLEN ASSET MANAGEMENT $162,652,934 X

801-57576 CULLEN CAPITAL MANAGEMENT, LLC $6,931,182,381 X X

801-55344 CUMBERLAND ADVISORS $1,904,280,487 X X

801-64056 CUMBERLAND ASSOCIATES LLC $303,697,877 X

801-67283 CUMBERLAND HILL CAPITAL MANAGEMENT LLC $14,100,000 X X X

801-67354 CURBSTONE FINANCIAL MANAGEMENT CORP. $183,033,180 X

801-63255 CUSHING MLP ASSET MANAGEMENT, LP $1,840,574,277 X

801-38106 CUSTER MANAGEMENT INC DBA LEVEL PARTNERS $28,235,516 X

801-76567 CUSTOM FINANCIAL SERVICES, LLC $0 X

801-57382 CUTLER CAPITAL MANAGEMENT LLC $264,356,836 X

801-62329 CUTTER & COMPANY, INC. $343,851,251 X X X X

801-68839 CUTTINGEDGE ADVISORS $28,554,747 X

801-38363 CUTWATER ASSET MANAGEMENT $24,848,600,000 X X X X

801-46649 CUTWATER ASSET MANAGEMENT $6,343,000,000 X X X

801-74032 CUYAHOGA CAPITAL PARTNERS LLC $700,270,308 X X

801-66487 CVAGS, LLC $2,050,250,000 X

801-62369 CWC ADVISORS, LLC $200,450,000 X

801-72037 CWM, LLC $901,919,172 X X

801-69553 CYGNET FINANCIAL FREEDOM HOUSE $91,480,407 X

801-65283 CYPRESS ADVISORY SERVICES LTD., LLP $101,933,000 X X


801-66379 CYPRESS CAPITAL MANAGEMENT US LIMITED $48,128,934 X

801-60044 CYPRESS CAPITAL MANAGEMENT, LLC $569,018,159 X

801-71878 CYPRESS POINT SOLUTIONS, LLC $107,340,000 X X

801-63413 CYPRESS WEALTH ADVISORS $681,453,273 X

801-73409 CYPRIUM PARTNERS $489,394,477 X

801-64816 CYRUS CAPITAL PARTNERS, L.P. $2,118,757,934 X X

801-74024 D.C. CAPITAL ADVISORS, LIMITED $184,909,651 X

801-61576 D.G. CAPITAL MANAGEMENT $755,291,100 X

801-73185 DABROES MANAGEMENT LP $900,000,000 X

801-72608 DAIWA ASSET MANAGEMENT (AMERICA) LTD $1,288,100,000 X X

801-36504 DAIWA SB INVESTMENTS (HK) LTD $2,016,648,828 X X

801-37068 DAIWA SB INVESTMENTS (SINGAPORE) LTD. $1,095,263,101 X

801-14682 DAIWA SB INVESTMENTS LTD $60,413,000,000 X X

801-24840 DAIWA SB INVESTMENTS UK LTD $7,055,020,000 X X

801-15948 DAIWA SB INVESTMENTS USA LTD $434,714,214 X X

801-13542 DALE K. EHRHART, INC. $799,173,686 X

801-65222 DALTON STRATEGIC PARTNERSHIP LLP $2,350,000,000 X

801-62895 DALTON, GREINER, HARTMAN, MAHER & CO., LLC $1,526,449,000 X X

801-61976 DANIEL G PAPPANO $26,000,000 X

801-64678 DANIEL TEPLITZ & ASSOCIATES FINANCIAL ADVISORS, LLC $54,001,820 X

801-62663 DANIELS + TANSEY, L.L.P. $181,259,090 X X

801-70572 DARCHUCK STEWART CAPITAL ADVISORS, LLC $91,085,074 X

801-73144 DARWIN VENTURES, LLC $155,709,726 X

801-57530 DAVID WITHERBEE & ASSOCIATES, INC. $115,000,000 X

801-62264 DAVIDSON FIXED INCOME MANAGEMENT, INC. $6,485,114,010 X X

801-10883 DAVIDSON INVESTMENT ADVISORS, INC. $1,093,491,890 X X X

801-72222 DAVIDSON KEMPNER CAPITAL MANAGEMENT LLC $19,511,951,399 X

801-71216 DAVIDSON WEALTH MANAGEMENT LLC $124,851,966 X

801-76524 DAVINCI FINANCIAL DESIGNS $0 X

801-68168 DAVIS & WEHRLE, LLC $94,586,495 X

801-61000 DAVIS-ROSS INVESTMENT ADVISERS, LLC $2,050,083 X

801-68874 DAVLIN FUND ADVISORS $5,212,313 X

801-60216 DBA FAMILY WEALTH LEADERSHIP $25,000,000 X

801-57979 DBA NOTMAN FINANCIAL GROUP $5,381,144 X

801-65824 DBS INVESTMENT ADVISERS, LLC $59,075,230 X

801-32023 DCA GLOBAL INVESTMENT MANAGEMENT $212,563,202 X

801-63857 DCI, LLC $3,910,000,000 X

801-48779 DE PRINCE, RACE & ZOLLO, INC. $6,195,504,295 X

801-68942 DEAN CAPITAL MANAGEMENT $399,841,000 X

801-62586 DEAN FINANCIAL SERVICES $135,029,175 X

801-9895 DEAN INVESTMENTS $399,257,450 X

801-73534 DEAN VENTURES MANAGEMENT, LLC $1,024,882,624 X

801-69980 DEANS KNIGHT CAPITAL MANAGEMENT $1,558,879,000 X X

801-60973 DECKERT FINANCIAL MANAGEMENT INC $57,900,000 X X X

801-74577 DEER PARK ROAD CORPORATION $159,430,000 X

801-76599 DEERPATH CAPITAL MANAGEMENT, LP $277,844,570 X

801-72300 DEFINITIVE CAPITAL MANAGEMENT, LP $1,646,450,575 X

801-38667 DEIGHAN FINANCIAL ADVISORS, INC. $119,443,407 X X

801-63846 DEKANIA CAPITAL MANAGEMENT, LLC $994,000,000 X

801-67113 DEKONING AND COMPANY, LLC $194,000,000 X X


801-42165 DEL MONTE GROUP, LLC $106,485,329 X X

801-71069 DEL REY GLOBAL INVESTORS, LLC $2,337,127,679 X

801-74090 DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITED $4,246,556,226 X

801-46245 DELESSERT FINANCIAL SERVICES INC $339,830,000 X

801-70708 DELPHI PRIVATE ADVISORS $192,638,967 X

801-46613 DELTA ADVISORY GROUP, INC. $21,401,755 X

801-58090 DELTEC ASSET MANAGEMENT LLC $844,574,148 X

801-72531 DELUX CAPITAL GROUP LLC $5,852,088 X

801-11574 DEMARCHE ASSOCIATES INC $0 X

801-63506 DEMICELL WEALTH MANAGERS, INC. $37,162,816 X

801-69410 DEMMING FINANCIAL SERVICES CORP. $96,030,000 X

801-60039 DENALI ADVISORS, LLC $882,738,068 X

801-71260 DENALI WEALTH MANAGEMENT, INC. $92,570,000 X

801-73614 DENHAM CAPITAL MANAGEMENT LP $5,487,701,297 X X

801-47933 DENVER INVESTMENTS $9,397,884,865 X X

801-30056 DERBY AND COMPANY INC $460,240,240 X X

801-62845 DERN CAPITAL MANAGEMENT CORPORATION $27,762,192 X

801-72021 DESCHUTES INVESTMENT CONSULTING, LLC $443,000,000 X X

801-72004 DESCHUTES PORTFOLIO STRATEGY, LLC $443,700,000 X

801-33822 DESTINY CAPITAL CORPORATION $129,536,734 X X

801-71604 DESTRA CAPITAL ADVISORS LLC $37,246,619 X X

801-71739 DETWILER FENTON INVESTMENT MANAGEMENT LLC $181,372,458 X X

801-69108 DEVENIR INVESTMENT ADVISORS, LLC $305,000,000 X

801-61161 DEWAAY CAPITAL MANAGEMENT $451,627,901 X X X X X

801-48036 DFA AUSTRALIA LIMITED $58,423,105,547 X X

801-70031 DFG INVESTMENT ADVISERS, INC. $647,534,642 X

801-72420 DG CAPITAL MANAGEMENT, LLC $173,000,000 X

801-55162 DHR INVESTMENT COUNSEL LTD $295,444,557 X

801-28801 DIAMANT ASSET MANAGEMENT, INC. $153,925,264 X X

801-32176 DIAMOND HILL CAPITAL MANAGEMENT INC $8,671,079,097 X

801-57610 DIASTOLE WEALTH MANAGEMENT $526,467,669 X X X

801-55322 DIBENEDETTO & ASSOCIATES LTD $140,974,520 X

801-31827 DIESSLIN & ASSOCIATES INC $602,000,000 X

801-74319 DIGITAL GROWTH ADVISORS, LLC $521,500,000 X

801-61049 DIKER MANAGEMENT LLC $356,773,866 X

801-72643 DILIGENT INVESTORS, LLC $157,847,879 X X

801-42306 DILMUN INVESTMENT'S INC $75,000,000 X X

801-65666 DIMAIO AHMAD CAPITAL LLC $641,156,439 X

801-54709 DIMENSION CAPITAL MANAGEMENT LLC $611,368,635 X

801-16283 DIMENSIONAL FUND ADVISORS LP $186,413,068,726 X X

801-40136 DIMENSIONAL FUND ADVISORS LTD $58,349,619,184 X X

801-71943 DIMENSIONAL RETIREMENT $5,375,490 X X

801-48820 DIMEO SCHNEIDER & ASSOCIATES LLC $4,755,799,198 X

801-57384 DINUZZO INDEX ADVISORS, INC. $182,798,563 X

801-68444 DION MONEY MANAGEMENT LLC $508,422,316 X X

801-70915 DISCERN INVESTMENT ANALYTICS, INC. $0 X X

801-66260 DISCIPLINE ADVISORS, INC. $116,469,582 X

801-53297 DISCIPLINED GROWTH INVESTORS INC $2,384,075,108 X X

801-67499 DISCOVERY FINANCIAL GROUP, LLC $12,005,763 X

801-72328 DISCOVERY GROUP I, LLC $260,935,375 X


801-68693 DISCRETIONARY MANAGEMENT SERVICES, LLC $1,201,277,905 X X

801-74082 DIVCO WEST REAL ESTATE SERVICES, LLC $1,515,500,000 X X X

801-62131 DIVERSIFIED FINANCIAL MANAGEMENT INC. $111,040,333 X

801-57543 DIVERSIFIED PARTNERS, INC. $96,475,314 X

801-62643 DIVIDEND ASSETS CAPITAL, LLC $790,797,516 X

801-62551 DIX HILLS PARTNERS, LLC $660,104,773 X

801-40910 DIXON FINANCIAL SERVICES $263,364,931 X

801-58035 DIXON HUGHES GOODMAN WEALTH ADVISORS LLC $800,112,409 X

801-50763 DLJ REAL ESTATE CAPITAL PARTNERS, LLC $1,776,927,891 X

801-70534 DLS CAPITAL MANAGEMENT LLC $301,000,000 X X

801-68395 DMKC ADVISORY SERVICES, LLC $148,832,297 X X X

801-1895 DODGE & COX $174,949,044,982 X

801-54701 DOMINI SOCIAL INVESTMENTS LLC $1,028,307,570 X X

801-64650 DOMINION WEALTH MANAGEMENT, INC. $78,000,000 X

801-48479 DONALDSON CAPITAL MANAGEMENT LLC $558,916,482 X

801-64826 DORCHESTER CAPITAL ADVISORS, LLC $825,000,000 X

801-73501 DORCHESTER PRIVATE EQUITY MANAGEMENT, LLC $461,000,000 X

801-66938 DORMAN FINANCIAL MANAGEMENT, P.A. $91,921,533 X

801-29045 DORSEY WRIGHT MONEY MANAGEMENT $836,575,779 X

801-62437 DOUBLE EAGLE PARTNERS $27,279,641 X

801-70942 DOUBLELINE CAPITAL LP $32,567,149,339 X X

801-67099 DOUCET ASSET MANAGEMENT, LLC $13,536,052 X

801-76652 DOWLING CAPITAL PARTNERS $159,900,000 X

801-65564 DRAKE CAPITAL ADVISORS LLC $660,000,000 X

801-70272 DREADNOUGHT CAPITAL MANAGEMENT CORPORATION $254,364,369 X X

801-70432 DREXEL MORGAN & CO. $6,970,163 X

801-67268 DRG INVESTMENT ADVISORY SERVICES, LLC $75,023,173 X

801-18439 DRIEHAUS CAPITAL MANAGEMENT LLC $6,956,068,789 X X

801-72456 DROBNY GLOBAL ASSET MANAGEMENT, L.P. $19,286,487 X

801-73330 DSC ADVISORS, L.P. $165,700,000 X

801-60423 DSM CAPITAL PARTNERS $3,518,591,913 X

801-72325 DT INVESTMENT PARTNERS, LLC $347,699,886 X

801-72572 DUDLEY & SHANLEY, LLC $455,575,000 X

801-14813 DUFF & PHELPS INVESTMENT MANAGEMENT CO. $8,583,887,789 X X

801-56824 DUMONT & BLAKE INVESTMENT ADVISORS LLC $252,868,404 X X

801-67074 DUNDEEWEALTH US, LP $283,084,718 X

801-73625 DUNE CAPITAL MANAGEMENT LP $212,500,000 X

801-65244 DUNLAP EQUITY MANAGEMENT, LLC. $44,208,854 X

801-67699 DUNN WARREN INVESTMENT ADVISORS, LLC $130,437,483 X

801-44730 DUPONT CAPITAL MANAGEMENT $25,696,763,000 X X

801-13157 DUPREE & COMPANY, INC. $1,305,300,012 X

801-71949 DW INVESTMENT MANAGEMENT, LP $6,124,119,714 X

801-73231 DW MANAGEMENT SERVICES, LLC $392,658,144 X

801-45304 DWIGHT ASSET MANAGEMENT COMPANY LLC $42,426,004,833 X X

801-67853 DWM ASSET MANAGEMENT, LLC $760,288,217 X X

801-63563 DYNAMIC CREDIT PARTNERS LLC $2,857,289,256 X

801-67375 DYNAMIC TRADING MANAGEMENT, LLC. $25,459,000 X

801-72203 DYNAMIC WEALTH ADVISORS $178,909,752 X X

801-57802 DYNAMIC WEALTH MANAGEMENT $134,147,301 X

801-71301 DYNASTY FINANCIAL PARTNERS, LLC $1,500,000,000 X X X


801-71649 DYSON CAPITAL ADVISORS, LLC $493,307,234 X

801-58207 E&E ADVISORS L.P. $11,410,259,832 X

801-74498 E&M ADVISORS LLC $0 X

801-58085 E*TRADE CAPITAL MANAGEMENT, LLC $685,111,000 X X

801-73484 E2M PARTNERS, LLC $487,004,000 X X

801-68860 EAGAN CAPITAL MANAGEMENT, LLC $54,351,067 X

801-55776 EAGLE BOSTON INVESTMENT MANAGMENT, INC. $1,090,457,168 X X

801-48883 EAGLE CAPITAL MANAGEMENT LLC $10,612,860,518 X

801-53294 EAGLE GLOBAL ADVISORS LLC $2,088,976,630 X

801-63954 EAGLECLAW CAPITAL MANAGEMENT LLC $119,023,000 X X

801-68116 EAGLESTONE WEALTH ADVISORS, INC. $103,630,474 X

801-62076 EAN EQUITY FINANCIAL SERVICES LLC $60,656,579 X

801-56337 EARLY ADOPTER FUND MANAGER INC $1,762,237 X X

801-34431 EAST END FINANCIAL GROUP, INC. $194,200,000 X X

801-74216 EAST HILL MANAGEMENT COMPANY, LLC $235,871,859 X

801-73320 EAST ROCK CAPITAL, LLC $938,555,604 X

801-74239 EASTERLY PARTNERS, LLC $178,100,000 X

801-74221 EASTERN ADVISORS CAPITAL GROUP, LLC $296,200,000 X

801-70406 EASTOVER INVESTMENT ADVISORS $130,000,000 X X

801-68252 EASTSPRING INVESTMENTS (SINGAPORE) LIMITED $41,029,092,412 X X

801-63334 EATON VANCE INVESTMENT COUNSEL $4,570,459,753 X X

801-15930 EATON VANCE MANAGEMENT $132,624,733,534 X X

801-33567 ECA INVESTMENT GROUP INC $432,309,227 X X

801-71688 ECHO POINT INVESTMENT MANAGEMENT, LLC $1,456,731,903 X X

801-23610 ECM ADVISORS INC $113,297,000 X

801-73835 ED CAPITAL MANAGEMENT, LLC $77,781,280 X

801-74254 EDG PARTNERS $177,750,000 X

801-67338 EDGE ADVISORS, LLC $1,458,580,369 X X

801-4855 EDGE ASSET MANAGEMENT, INC. $22,587,300,000 X X

801-67345 EDGE WEALTH MANAGEMENT, LLC $549,230,000 X

801-73750 EDGEWATER SERVICES, LLC $1,170,369,000 X X

801-9970 EDGEWOOD MANAGEMENT LLC $6,333,846,990 X

801-62857 EDUCATOR'S FINANCIAL SERVICES, INC. $520,000,000 X X X

801-58151 EDWARD S. GREEN & ASSOCIATES, LLC $82,458,424 X

801-70110 EFFICIENT ADVISORS $311,465,570 X

801-66784 EFFICIENT MARKET ADVISORS, LLC $201,747,996 X

801-72773 EFG ASSET MANAGEMENT (AMERICAS) CORP. $508,312,293 X X

801-68609 EFG CAPITAL ADVISORS LLC $372,855,893 X X X

801-72167 EGERTON CAPITAL LIMITED PARTNERSHIP $5,459,274,556 X X

801-68858 EHD ADVISORY SERVICES, INC. $174,467,214 X

801-69849 EHLERS INVESTMENT PARTNERS, LLC $135,000,000 X X

801-64548 EIDE BAILLY ADVISORS, LLC $43,736,274 X

801-44099 EII REALTY SECURITIES INC $3,162,119,059 X

801-56520 EIM MANAGEMENT (USA) INC $465,568,666 X

801-71316 EISNERAMPER WEALTH ADVISORS LLC $550,189,162 X X

801-69518 EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC $156,000,000 X X X

801-69856 EKS ASSOCIATES, LLC $100,322,658 X

801-68281 ELAN WEALTH MANAGEMENT, LLC $47,839,765 X

801-71198 ELBROOK HOLDINGS $254,011,014 X X

801-72284 ELESSAR INVESTMENT MANAGEMENT, LLC $76,667,642 X


801-73333 ELEVATION MANAGEMENT, LLC $2,858,918,000 X

801-63310 ELITE WEALTH MANAGEMENT, INC. $153,868,852 X

801-63436 ELLIOTT COVE CAPITAL MANAGEMENT $95,217,574 X

801-66407 ELLIOTT DAVIS INVESTMENT ADVISORS $621,623,259 X X X X

801-16134 ELLWOOD ASSOCIATES $0 X

801-72445 ELM PARK CAPITAL MANAGEMENT, LLC $539,262,393 X

801-66307 ELM RIDGE CAPITAL MANAGEMENT, LLC $2,100,000,000 X X

801-75270 ELM RIDGE MANAGEMENT, LLC $1,700,000,000 X

801-65860 EM CAPITAL MANAGEMENT, LLC $3,100,000 X

801-62800 EMBER L. FLACK, JD, CFP, CLU, CHFC $125,000,000 X X

801-63489 EMBREE FINANCIAL GROUP $350,000,000 X

801-69869 EMC MANAGERS CONSULTING, LTD. $250,000,000 X

801-40263 EMERALD ADVISERS INC $1,019,658,906 X

801-68620 EMERALD ALLOCATION STRATEGIES, LLC $0 X

801-56946 EMERALD ASSET ADVISORS LLC $193,203,449 X

801-65994 EMERALD FIXED INCOME ADVISERS, LLC $150,345,138 X

801-64204 EMERALD MUTUAL FUND ADVISERS TRUST $250,884,948 X

801-70504 EMERALD SEPARATE ACCOUNT MANAGEMENT LLC $1,765,264 X

801-72439 EMERGING MANAGERS GROUP, L.P. $68,264,356 X

801-65683 EMERGING SOVEREIGN GROUP, LLC $5,664,338,110 X X

801-68268 EMERSON WEALTH MANAGEMENT, LLC $171,801,000 X

801-65131 EMG $32,000,000 X

801-60947 EMMES ASSET MANAGEMENT CO. LLC $1,465,000,000 X X

801-66539 EMPIRE ASSET MANAGEMENT GROUP, LLC $103,590,000 X

801-74062 EMPIRE CAPITAL MANAGEMENT LLC $827,516,032 X

801-31075 EMPIRIC ADVISORS, INC. $51,993,072 X X

801-71967 EMPIRICAL ASSET MANAGEMENT, LLC $90,600,020 X

801-73651 ENCORE CONSUMER CAPITAL, LLC $277,264,524 X

801-73937 ENCORE HOUSING OPPORTUNITY FUND INVESTMENT MANAGER, LLC $160,850,000 X

801-73250 ENDEAVOUR CAPITAL $1,475,233,438 X

801-73249 ENDEAVOUR STRUCTURED EQUITY AND MEZZANINE $115,282,470 X

801-54632 ENDEX CAPITAL MANAGMENT LLC $73,889,139 X

801-62618 ENDOWMENT ADVISERS, L.P. $4,425,775,214 X

801-72598 ENDURANCE ASSET MANAGEMENT, LLC $46,000,000 X

801-74094 ENERGY CAPITAL PARTNERS $5,973,727,866 X

801-69563 ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC $506,979,459 X

801-73951 ENERVEST INVESTMENT SERVICES, LLC $3,883,651,326 X

801-71794 ENHANCED MUNICIPAL MANAGERS LLC $22,824,000 X

801-65235 ENSO CAPITAL MANAGEMENT LLC $43,843,000 X

801-71638 ENTREPRENEURSHARES LLC $19,200,000 X

801-53936 ENTRUST CAPITAL INC. $171,824,089 X X

801-56043 ENTRUST PARTNERS LLC $1,171,035,376 X X

801-56588 ENTRUST PARTNERS OFFSHORE LP $5,582,838,035 X X

801-57260 ENVESTNET ASSET MANAGEMENT, INC. $17,069,639,213 X X X

801-43579 ENVESTNET PORTFOLIO SOLUTIONS, INC. $5,825,136,238 X X X

801-67199 ENVISO CAPITAL, LLC $195,000,000 X X X

801-72377 ENVOY ADVISORY, INC. $75,000,000 X

801-29358 EP WEALTH ADVISORS $1,183,000,000 X

801-63518 EPOCH CONSULTING GROUP $372,000,000 X

801-68642 EQIS CAPITAL MANAGEMENT $319,000,000 X


801-73187 EQT PARTNERS INC. $1,777,228,305 X

801-73771 EQUIFIN CAPITAL MANAGEMENT II LLC $600,557,140 X X

801-67852 EQUINOX FUND MANAGEMENT, LLC $878,204,954 X

801-70925 EQUIS GROUP LLC $48,000,000 X

801-61979 EQUITAS CAPITAL ADVISORS,LLC $2,498,302,032 X X

801-73179 EQUITY INTERNATIONAL MANAGEMENT, LLC $1,098,352,000 X

801-74326 EQUITY RESOURCE INVESTMENTS, LLC $367,924,331 X

801-69131 EQUITYCOMPASS STRATEGIES $0 X

801-65038 ERISEY WEALTH MANAGEMENT $26,034,829 X X

801-57655 ESEMPLIA EMERGING MARKETS $2,348,153,264 X

801-72805 ESEMPLIA EMERGING MARKETS $862,326,034 X

801-74266 ESL INVESTMENTS, INC. $10,575,000,000 X

801-70456 ESM MANAGEMENT LLC $106,975,000 X

801-69223 ESPOSITO PARTNERS, LLC $0 X

801-51363 ESSENTIAL PLANNING, LLC $137,000,000 X

801-55496 ESSEX INVESTMENT MANAGEMENT COMPANY, LLC $1,057,892,000 X X

801-73888 ESSEX WOODLANDS HEALTH VENTURES, INC. $1,792,286,239 X

801-62452 ESTABROOK CAPITAL MANAGEMENT LLC $2,195,618,813 X

801-67028 ESTATE & TRUST ADVISORS $91,600,000 X

801-69213 ESTATE PLANNING PROFESSIONALS $128,946,451 X

801-61971 ESTRADA HINOJOSA & COMPANY, INC. $933,469,159 X X

801-69316 ETFIDEA, LLC $50,355,916 X

801-70291 ETON ADVISORS, LP $826,366,476 X

801-69640 ETSPREADS, LLC $0 X

801-44694 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC $586,455,745 X

801-54263 EUCLID ADVISORS LLC $4,290,862,897 X X

801-72806 EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC $79,533,617 X

801-74257 EUROPA INVESTMENT BANK INC. $0 X

801-19755 EUROPEAN INVESTORS INC $2,460,434,464 X

801-61115 EVANSTON CAPITAL MANAGEMENT, LLC $4,304,040,871 X

801-71589 EVERBANK WEALTH MANAGEMENT $513,985,397 X

801-73983 EVERCORE ADVISORS LLC $347,313,240 X

801-69645 EVERCORE WEALTH MANAGEMENT, LLC $3,267,430,000 X X

801-36323 EVERENCE CAPITAL MANAGEMENT, INC. $736,782,473 X X

801-60293 EVERENCE TRUST COMPANY $808,434,574 X X X X

801-70964 EVEREST CAPITAL LLC $2,072,080,000 X

801-67635 EVEREST FINANCIAL GROUP $116,927,118 X

801-64078 EVERGREEN INVESTMENT ADVISORS $3,260,913,586 X X

801-73332 EVERGREEN PACIFIC PARTNERS MANAGEMENT COMPANY, INC. $700,000,000 X

801-50786 EVERHART $500,000,000 X

801-69225 EXCEL SECURITIES & ASSOCIATES,INC. $103,558,000 X X X

801-67454 EXCELLERE CAPITAL MANAGEMENT LLC $673,790,670 X

801-65293 EXCELSIOR CAPITAL MANAGEMENT, LLC $39,355,571 X X

801-70485 EXCHANGE TRADED CONCEPTS, LLC $9,290,465 X

801-69791 EXECUTIVE MONETARY MANAGEMENT, LLC $2,392,848,226 X X

801-66881 EXECUTIVE WEALTH MANAGEMENT, LLC $286,072,480 X X

801-57299 EXETER ADVISORS, LLC $22,763,305 X X

801-67719 EXETER FINANCIAL, LLC $217,183,017 X X

801-72978 EXPLORA INVESTMENTS $215,000,000 X

801-56609 F.N.B. INVESTMENT ADVISORS INC $1,670,991,000 X X


801-23368 F500 ADVISORY SERVICES, INC. $111,199,946 X X X

801-70025 FABIAN WEALTH STRATEGIES, INC. $103,177,658 X

801-69624 FAI CAPITAL MANAGEMENT $463,000,000 X

801-9532 FAIRFIELD RESEARCH CORP $229,320,761 X X

801-54831 FAIRHOLME CAPITAL MANAGEMENT, L.L.C. $9,185,443,777 X

801-23954 FAIRLANE INVESTMENT ADVISORS INC $96,581,814 X

801-55385 FAIRVIEW CAPITAL $568,152,983 X

801-68211 FAIRWAY SPORTS MANAGEMENT, LLC $194,821,557 X

801-71009 FAIRWAY FINANCIAL, LLC $69,518,000 X

801-61106 FAIRWAY WEALTH MANAGEMENT LLC $701,500,000 X

801-62722 FALCO FINANCIAL SERVICES, INC. $48,900,000 X X

801-61442 FALCON POINT CAPITAL, LLC $282,000,000 X

801-73370 FALCONHEAD CAPITAL, LLC $386,395,156 X

801-61436 FALMOUTH INVESTMENT COMPANY, INC. $313,675,000 X

801-70225 FAMILY ENDOWMENT PARTNERS, LP $631,772,925 X X

801-49710 FAMILY LEGACY, INC. $95,678,343 X

801-35943 FAMILY MANAGEMENT CORPORATION $1,148,002,683 X X X

801-62921 FAMILY WEALTH ADVISORY GROUP, LLC $105,733,923 X

801-51763 FARALLON CAPITAL MANAGEMENT, L.L.C. $23,174,386,956 X

801-73821 FARLEY CAPITAL $119,775,206 X

801-71783 FAUCHIER PARTNERS LLP $7,182,880,000 X

801-71784 FAUCHIER PARTNERS MANAGEMENT LIMITED $6,084,590,000 X

801-69111 FB INCOME ADVISOR, LLC $2,144,225,000 X

801-57836 FBB CAPITAL PARTNERS $567,713,994 X

801-7655 FBL INVESTMENT MANAGEMENT SERVICES, INC. $7,261,593,190 X

801-53320 FBR FUND ADVISERS INC $1,684,842,720 X X

801-55281 FCG ADVISORS LLC $434,618,000 X X

801-29238 FCM INVESTMENTS $386,355,000 X

801-39247 FEDERAL STREET ADVISORS INC $3,035,871,549 X

801-60500 FEDERAL STREET PARTNERS, LLC $712,000,000 X

801-62500 FEDERATED ADVISORY SERVICES COMPANY $0 X X

801-62501 FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA $15,822,341,690 X X

801-49470 FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. $7,728,845,826 X X

801-34611 FEDERATED INVESTMENT COUNSELING $56,629,752,347 X X

801-68915 FEG INVESTORS, LLC $328,124,132 X X

801-72258 FEG PRIVATE INVESTORS, LLC $61,738,000 X

801-67034 FEIC FINANCIAL INC. $38,799,524 X

801-55072 FELDMAN, INGARDONA & CO $1,479,531,000 X X

801-56257 FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES $90,569,966 X X

801-34774 FELL CAPITAL MANAGEMENT $106,200,000 X

801-10429 FENIMORE ASSET MANAGEMENT, INC. $1,517,681,388 X X

801-73705 FENWAY PARTNERS, LLC $755,700,000 X

801-61950 FERNWOOD INVESTMENT MANAGEMENT, LLC $207,336,832 X X

801-51822 FERRELL WEALTH MANAGEMENT INC. $226,388,000 X X X

801-76607 FERRIS CAPITAL, LLC $0 X

801-62828 FFC CAPITAL MANAGEMENT $3,400,000,000 X X

801-73886 FFL $2,363,882,000 X

801-55033 FFR ADVISORY $35,000,000 X X X

801-72810 FICAST CORPORATION $0 X

801-67192 FIDELIS CAPITAL, LLC $24,388,079 X


801-72971 FIDUCIARY ADVISORS, LLC $155,031,000 X X

801-46751 FIDUCIARY ASSET MANAGEMENT LLC $3,747,350,065 X X

801-29581 FIDUCIARY CAPITAL MANAGEMENT, INC. $2,868,298,681 X X

801-57010 FIDUCIARY COUNSELORS INC. $3,907,823,790 X

801-64720 FIDUCIARY MANAGEMENT GROUP, LLC $35,420,781 X

801-72285 FIDUS INVESTMENT ADVISORS, LLC $248,643,143 X

801-60388 FIELDPOINT PRIVATE ADVISORS $249,021,603 X

801-21347 FIL INVESTMENT ADVISORS $10,700,000,000 X X

801-23620 FIL INVESTMENT ADVISORS (UK) LTD. $6,500,798,370 X X

801-45731 FIL INVESTMENTS (JAPAN) LIMITED $13,210,798,964 X X

801-55558 FILBRANDT INVESTMENT ADVISERS INCORPORATED $421,132,935 X X

801-68871 FILIGREE ADVISORS $68,000,000 X

801-71217 FILIPINOFUNDS INVESTMENT MANAGEMENT $0 X

801-73276 FILLMORE CAPITAL PARTNERS, LLC $3,985,800,000 X

801-72860 FIMCO, LLC $73,915,452 X

801-74613 FINANCIAL ADVISORS NETWORK $103,000,000 X X X

801-19282 FINANCIAL ADVISORY SERVICE INC $599,352,607 X

801-71546 FINANCIAL ADVOCATES INVESTMENT MANAGEMENT $140,500,000 X X

801-60334 FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. $97,164,232 X X

801-72394 FINANCIAL CONCEPTS $92,396,188 X

801-63769 FINANCIAL CONCEPTS, INC. $1,020,409,158 X X

801-48195 FINANCIAL COUNSELORS INC $4,509,078,022 X X

801-39858 FINANCIAL DECISIONS INC $180,040,715 X

801-61300 FINANCIAL DECISIONS, INC. $157,400,000 X

801-63233 FINANCIAL DESIGN & MANAGEMENT, INC. $111,092,728 X

801-49374 FINANCIAL DESIGNS CORPORATION $197,987,079 X

801-68590 FINANCIAL DESIGNS OF VIRGINIA, INC. $56,000,000 X

801-56919 FINANCIAL DIRECTIONS LLC $157,755,314 X

801-71195 FINANCIAL FOCUS, LLC $154,726,782 X

801-71396 FINANCIAL INSIGHT CENTER $14,838,856 X

801-58102 FINANCIAL MANAGEMENT ASSOCIATES, LLC $157,056,277 X

801-40473 FINANCIAL MANAGEMENT NETWORK INC $410,205,200 X X

801-30367 FINANCIAL MANAGEMENT PROFESSIONALS INC $415,755,000 X X

801-66641 FINANCIAL MANAGEMENT STRATEGIES, INC. $130,309,203 X

801-19567 FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC $302,025,704 X

801-61351 FINANCIAL PLANNING ANALYSTS, LLC $58,600,000 X

801-54496 FINANCIAL SECURITY ADVISORY INC $413,000,000 X X

801-60066 FINANCIAL SERVICES NETWORK, INC $133,561,326 X X

801-56219 FINANCIAL STRATEGY NETWORK LLC $492,200,700 X

801-30106 FINANCIAL SYNERGIES ASSET MANAGEMENT INC $393,681,779 X

801-63974 FINANCIAL TELESIS, INC. $206,750,000 X X

801-56818 FINANCIAL TRUST ASSET MANAGEMENT CHARTERED $50,588,014 X

801-67249 FINANCIAL WEALTH MANAGEMENT, LLC $131,000,000 X

801-69987 FINGERLAKES WEALTH MANAGEMENT, INC. $31,000,000 X

801-67528 FINSER INVESTMENT ADVISOR $868,885,777 X

801-56275 FINTEGRA FINANCIAL SOLUTIONS $109,943,629 X X X

801-56587 FIRST AFFIRMATIVE FINANCIAL NETWORK LLC $684,667,561 X X X

801-67188 FIRST ALLIED ASSET MANAGEMENT $691,388,438 X X

801-74366 FIRST ANALYSIS PRIVATE EQUITY MANAGEMENT V-B, L.L.C. $164,000,000 X

801-60972 FIRST ASSOCIATED INVESTMENT ADVISORS, INC. $37,683,481 X


801-73391 FIRST ATLANTIC CAPITAL, LTD. $199,424,788 X

801-57352 FIRST CAPITAL CONSULTING INC. $871,048,000 X X

801-71320 FIRST CITIZENS ASSET MANAGEMENT, INC $67,761,547 X X

801-57302 FIRST CITIZENS INVESTOR SERVICES, INC. $340,040,461 X X X

801-60097 FIRST COMMONWEALTH FINANCIAL ADVISORS, INC. $178,010,716 X

801-69470 FIRST EMPIRE ASSET MANAGEMENT, INC $4,727,655,683 X X

801-68867 FIRST FINANCIAL ADVISORS, LLC $37,092,450 X

801-20623 FIRST FINANCIAL ADVISORY SERVICES INC $107,731,783 X

801-35973 FIRST FOUNDATION ADVISORS $1,964,774,831 X X

801-24481 FIRST INVESTMENT CORPORATION $55,806,316 X X

801-7885 FIRST INVESTORS MANAGEMENT CO INC $7,536,566,149 X

801-67742 FIRST KENTUCKY SECURITIES CORP $129,113,772 X X X

801-21607 FIRST LONG ISLAND INVESTORS, LLC $553,395,000 X X

801-72315 FIRST MASON FINANCIAL, LLC $107,000,000 X

801-71101 FIRST NATIONAL CAPITAL MARKETS, INC. $647,100,000 X X

801-66086 FIRST NATIONAL CORPORATION $275,000,000 X

801-71275 FIRST NATIONAL FUND ADVISERS $190,046,722 X X

801-67160 FIRST PACIFIC ADVISORS, LLC $17,750,207,417 X X X

801-64744 FIRST PRINCIPLES CAPITAL MANAGEMENT, LLC $7,971,810,218 X X

801-51748 FIRST QUADRANT $15,434,808,882 X

801-56293 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. $10,968,279,947 X

801-70683 FIRST SAVINGS FINANCIAL SERVICES, INC. $295,864,746 X X

801-71264 FIRST SOUTHEAST 401(K) FIDUCIARIES, INC. $0 X

801-17900 FIRST STATE INVESTMENTS INTERNATIONAL LIMITED $13,106,337,700 X X

801-39950 FIRST TRUST ADVISORS LP $48,131,318,715 X X

801-66192 FIRST WASHINGTON CORPORATION $202,931,952 X

801-58158 FIRST WESTERN ADVISORS $413,248,526 X X X

801-71092 FIRST WESTERN CAPITAL MANAGEMENT COMPANY $1,258,665,984 X X

801-62285 FIRST WESTERN INVESTMENT MANAGEMENT, INC. $500,145,417 X X

801-15260 FIRST WILSHIRE SECURITIES MANAGEMENT, INC. $650,440,245 X X X X

801-70365 FIRSTHAND CAPITAL MANAGEMENT, INC. $197,000,000 X

801-63067 FISCHER & CO., LP $300,519,420 X X

801-71466 FISCHER FRANCIS TREES & WATTS UK LIMITED $10,247,195,191 X X

801-10577 FISCHER FRANCIS TREES & WATTS, INC $40,466,238,664 X X

801-29362 FISHER INVESTMENTS $39,207,177,324 X

801-74059 FISHER LYNCH CAPITAL, LLC $1,911,140,837 X

801-74271 FIVE MILE CAPITAL PARTNERS LLC $2,006,000,000 X

801-46034 FIXED INCOME DISCOUNT ADVISORY COMPANY $112,128,022,287 X X

801-65865 FLAG CAPITAL MANAGEMENT, LLC $3,640,269,376 X

801-71997 FLAGSHIP HARBOR ADVISORS, LLC $141,256,522 X

801-50751 FLETCHER ASSET MANAGEMENT, INC. $554,800,000 X

801-21073 FLEXIBLE PLAN INVESTMENTS LTD $1,168,298,164 X

801-24187 FLIPPIN BRUCE & PORTER INC $656,701,088 X

801-55717 FLORIDA INVESTMENT ADVISORS $573,579,767 X X X

801-61556 FMB WEALTH MANAGEMENT $126,325,000 X

801-71764 FMSA $100,000,000 X X

801-57176 FOCUS INVESTMENT ADVISORS $170,000,000 X

801-61997 FOCUS INVESTMENT LTD. $143,052,132 X

801-61998 FOCUS INVESTMENT MANAGEMENT LTD. $111,031,823 X

801-71860 FOCUSED WEALTH MANAGEMENT, INC. $216,139,085 X


801-68371 FOCUSSHARES, LLC $80,275,639 X

801-49135 FOGEL CAPITAL MANAGEMENT INC $245,000,000 X

801-62315 FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC. $92,439,978 X X

801-70638 FORBES FAMILY TRUST $17,166,035 X

801-76604 FORCASTIX LLC $0 X

801-74330 FORCE CAPITAL MANAGEMENT, LLC $606,000,000 X

801-62724 FORE RESEARCH AND MANAGEMENT, LP $3,728,538,000 X

801-71469 FOREFRONT ANALYTICS, LLC $781,015 X

801-70444 FOREFRONT CAPITAL $121,089,270 X X

801-73270 FOREST CAPITAL PARTNERS, LLC $590,068,412 X

801-27363 FOREST INVESTMENT ASSOCIATES $3,510,421,579 X

801-72780 FORMULA FOLIO INVESTMENTS $103,336,302 X

801-69724 FORT CAPITAL MANAGEMENT, LLC $36,202,883 X

801-69650 FORT POINT CAPITAL PARTNERS LLC $182,750,000 X

801-37235 FORT WASHINGTON INVESTMENT ADVISORS INC $39,405,000,000 X X

801-65931 FORTIGENT, LLC $807,704,251 X X X

801-70213 FORTIPHI, LLC $65,805,455 X X X

801-71571 FORTIUS FINANCIAL ADVISORS, LLC $53,496,316 X X

801-72503 FORTUNE WEALTH MANAGEMENT, LLC $140,000,000 X

801-65677 FORUM ASSET MANAGEMENT LLC $503,064,982 X

801-71337 FORUM PRIVATE CLIENT GROUP LLC $75,805,880 X

801-70773 FORUM SECURITIES LIMITED $177,020,275 X

801-55746 FORWARD MANAGEMENT, LLC $5,144,237,000 X X

801-53289 FOSTER & MOTLEY INC $684,500,160 X

801-4380 FOSTER DYKEMA CABOT & CO INC $861,755,919 X

801-63002 FOSTER INVESTMENT CONSULTING LLC $66,798,753 X

801-73597 FOUNDATION ASSET MANAGEMENT $168,058,000 X

801-73633 FOUNDATION ENERGY MANAGEMENT $221,432,260 X

801-62187 FOUNDATION WEALTH MANAGEMENT, LLC $150,213,000 X

801-64542 FOUNDERS FINANCIAL NETWORK, LLC $574,759,139 X

801-70385 FOUNTAINHEAD FINANCIAL, LLC $103,981,797 X

801-72444 FOUR CAPITAL PARTNERS LIMITED $1,415,312,611 X

801-41524 FOURTH STREET PERFORMANCE PARTNERS, INC. $4,837,036,451 X

801-61769 FOWLER FINANCIAL MANAGEMENT $47,790,094 X

801-60656 FOX ASSET MANAGEMENT LLC $1,284,329,377 X

801-28763 FOXHALL CAPITAL MANAGEMENT, INC. $101,247,436 X

801-61491 FOYSTON, GORDON & PAYNE INC. $11,900,048,849 X X

801-73955 FRANCISCO PARTNERS $5,102,698,882 X

801-39635 FRANKLIN STREET ADVISORS INC. $1,558,004,744 X X

801-28640 FREEDOM FUNDS MANAGEMENT CO $813,098,634 X

801-50702 FREEDOM ONE INVESTMENT ADVISORS, INC. $1,020,673,476 X

801-65870 FREEGULLIVER, LLC $209,303,412 X X

801-73816 FREEMAN SPOGLI MANAGEMENT CO., L.P. $1,584,075,702 X

801-68759 FREEMAN, WILL & NIEMEIER, INC. $120,319,928 X X

801-69073 FREESTONE CAPITAL MANAGEMENT, LLC $2,315,871,517 X

801-62233 FRIED ASSET MANAGEMENT, INC. $42,521,909 X

801-60624 FRIESS ASSOCIATES OF DELAWARE, LLC $2,769,731,909 X X

801-16178 FRIESS ASSOCIATES, LLC $4,308,120,781 X X

801-61231 FRM AMERICAS LLC $290,843,093 X

801-52123 FRONTEGRA ASSET MANAGEMENT INC $225,910,826 X X


801-73503 FRONTENAC COMPANY LLC $556,443,978 X

801-68732 FRONTFOUR CAPITAL GROUP LLC $118,708,500 X

801-15724 FRONTIER CAPITAL MANAGEMENT CO LLC $9,015,338,475 X X

801-36925 FRONTIER INVESTMENT MANAGEMENT CO $759,002,948 X X

801-71938 FRONTIER PARTNERS, INC. $0 X X X

801-68048 FRONTIER WEALTH MANAGEMENT, LLC $354,245,375 X

801-60890 FRONTPOINT PARTNERS, L.P. $165,486,738 X

801-68724 FROST INVESTMENT ADVISORS, LLC $8,043,920,069 X

801-45239 FRY HENSLEY & CO $32,942,809 X

801-76511 FS ADVISORS INC. $0 X

801-72933 FS COA MANAGEMENT LLC $1,499,998,693 X X

801-72236 FS INVESTMENT ADVISOR, LLC $112,732,000 X

801-71646 FSC WEALTH ADVISORS, LLC $48,393,185 X

801-64284 FSG INVESTMENT MANAGEMENT, LLC $413,678,250 X

801-71252 FSI CAPITAL HOLDINGS $886,235,165 X

801-54335 FSI GROUP, LLC $3,750,961,712 X X

801-64354 FSIC $260,664,041 X X X

801-73088 FSIC II ADVISOR, LLC $200,000 X

801-61964 FTJ FUNDCHOICE, LLC $5,426,058 X

801-65303 FULCRUM ADVISORY SERVICES, LLC $191,159,770 X X X

801-72206 FULCRUM ASSET MANAGEMENT LLP $3,100,000,000 X

801-68549 FUND ARCHITECTS, LLC $185,954,691 X

801-61324 FUND EVALUATION GROUP, LLC $1,833,953,436 X X

801-73278 FUNDAMENTAL ADVISORS LP $501,000,000 X

801-57967 FURTHER LANE ASSET MANAGEMENT, LLC $195,000,000 X X

801-71058 FUSION ANALYTICS INVESTMENT PARTNERS LLC $274,414,168 X

801-68108 FUSION ASSET MANAGEMENT, LLC $65,000,000 X

801-71770 FUSION CAPITAL, LLC $31,000,000 X X

801-72171 FUSION INVESTMENT ADVISORS, LLC $40,067,499 X X

801-70495 FUSION INVESTMENT GROUP, LLC $56,563,443 X

801-44801 FUTURE BENEFITS INC $433,196,537 X

801-16781 FUTURE FINANCES INC $107,500,000 X X

801-71425 FUTURESELECT PORTFOLIO MANAGEMENT, INC. $104,851,973 X

801-28490 FX CONCEPTS, LLC $3,622,850,119 X

801-74302 G CAPITAL FUND MANAGEMENT, LLC $258,000,000 X

801-69497 G. EARL MOWREY & CO., L.L.C $31,068,792 X

801-63052 G.L. SMITH & ASSOCIATES $122,168,904 X X

801-60982 G/T OFFSHORE MANAGEMENT, L.L.C. $978,141,333 X X

801-56384 G3W VENTURES LLC $188,900,000 X

801-72363 G5 FINANCIAL GROUP RIA, LLC $108,000,000 X

801-54418 GABELLI FIXED INCOME LLC $0 X X

801-54966 GABLES CAPITAL MANAGEMENT, INC. $491,339,838 X

801-64836 GAGNON SECURITIES, LLC $140,322,759 X X

801-67836 GALAPAGOS PARTNERS, L.P. $465,077,988 X

801-71023 GALARIA CAPITAL MANAGEMENT, LLC $39,000,000 X X

801-74517 GALBRAITH CAPITAL INVESTMENT MANAGEMENT CORP. $117,000,000 X

801-72886 GALIAM CAPITAL, LLC $140,157,000 X

801-68279 GALLACHER CAPITAL MANAGEMENT, LLC $141,000,000 X X

801-68719 GALLAGHER FLYNN FINANCIAL ADVISORS LLC $48,294,066 X

801-72169 GALLATIN ADVISERS LLC $150,000,000 X X


801-63967 GALLERIA FINANCIAL ADVISORS, LLC $94,436,155 X

801-68901 GALLOWAY ASSET MANAGEMENT LLC $165,364,590 X

801-65117 GALTERA N.A., INC. $530,586,669 X

801-65116 GALTERE LTD. $530,586,669 X

801-71464 GALVIN, GAUSTAD & STEIN, L.L.C. $320,000,000 X

801-22307 GAM INTERNATIONAL MANAGEMENT LTD $40,161,071,833 X

801-35671 GAM USA INC. $5,634,748,808 X X

801-14132 GAMCO ASSET MANAGEMENT INC. $13,471,519,000 X X X

801-61559 GANNETT WELSH & KOTLER, LLC $13,081,631,047 X

801-72488 GAPSTOW CAPITAL PARTNERS, L.P. $571,102,970 X

801-36476 GARDNER LEWIS ASSET MANAGEMENT LP $374,605,851 X

801-41357 GARDNER RUSSO & GARDNER $5,487,934,438 X

801-19290 GARLIKOV ADVISORS INC $102,800,000 X

801-11370 GARRETT NAGLE & CO., INC. $101,475,551 X X X

801-10937 GARRISON BRADFORD & ASSOCIATES INC $138,302,824 X

801-72375 GARRISON CAPITAL ADVISERS LLC $391,138,504 X

801-32442 GARRISON FINANCIAL CORPORATION $226,180,664 X

801-71928 GARRISON INVESTMENT GROUP LP $2,188,040,402 X X

801-40422 GARY A. MORRIS $171,922,819 X X

801-65901 GASAWAY INVESTMENT ADVISORS, INC. $79,294,829 X

801-57488 GATEWAY FINANCIAL STRATEGIES LLC $29,915,999 X

801-73564 GB MERCHANT PARTNERS, LLC $447,775,861 X

801-70448 GC ADVISORS LLC $9,367,723,719 X

801-73807 GC INVESTMENT MANAGEMENT LLC $3,521,365,155 X

801-49353 GCIC US LTD. $395,900,231 X

801-71705 GCP CAPITAL PARTNERS LLC $1,100,189,206 X X

801-65627 GDG ASSET MANAGEMENT LIMITED $513,000,000 X

801-72464 GDS FINANCIAL SERVICES INC. $0 X X

801-70751 GEASPHERE ADVISORS $27,000,000 X X

801-33188 GEI FINANCIAL SERVICES, INC. $25,976,817 X

801-63536 GEMS MANAGEMENT $1,210,000,000 X

801-73892 GEN CAP AMERICA, INC. $244,574,753 X

801-63864 GENERAL ATLANTIC SERVICE COMPANY, LLC $13,480,000,000 X

801-42732 GENERAL MOTORS INVESTMENT MANAGEMENT CORPORATION $113,101,137,324 X X

801-22445 GENERAL RE-NEW ENGLAND ASSET MANAGEMENT, INC. $84,811,411,568 X

801-70216 GENERATION CAPITAL MANAGEMENT LLC $355,896,517 X

801-61635 GENESEE INVESTMENTS $40,204,154 X X

801-63020 GENESIS ASSET MANAGERS, LLP $28,686,751,537 X

801-63450 GENESIS CAPITAL ADVISORS, INC. $145,894,908 X X

801-62613 GENESIS CAPITAL LLC $182,390,922 X

801-66621 GENESIS FINANCIAL ADVISORY SERVICES, LLC. $28,259,154 X

801-71701 GENESIS FUND MANAGEMENT LLC $53,420,430 X

801-64054 GENESIS INVESTMENT ADVISORS, LLC $809,346,000 X

801-63018 GENESIS INVESTMENT MANAGEMENT, LLP $28,830,847,714 X

801-72604 GENESIS WEALTH ADVISORS, LLC $113,834,402 X

801-28444 GENEVA CAPITAL MANAGEMENT LTD $2,608,809,939 X

801-61890 GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC $5,099,592,427 X X

801-36720 GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC $772,044,807 X

801-60025 GENSPRING FAMILY OFFICES INTERNATIONAL LLC $1,825,890,510 X X

801-56752 GENSPRING FAMILY OFFICES, LLC $15,139,546,438 X X


801-73806 GENSTAR CAPITAL $3,256,759,390 X

801-71512 GENTRY ASSET ADVISORY LLC $132,288,594 X X

801-73022 GENTRY PRIVATE WEALTH MANAGEMENT LLC $58,355,858 X

801-20406 GENWORTH FINANCIAL ADVISERS CORPORATION $2,986,538,624 X X

801-56323 GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. $15,344,206,992 X X X

801-14956 GEOCAPITAL LLC $88,682,616 X X

801-63478 GEODE CAPITAL MANAGEMENT LP $614,420,822 X

801-61117 GEODE CAPITAL MANAGEMENT, LLC $118,612,709,704 X

801-70705 GEOLOGIC RESOURCE PARTNERS LLC $610,882,899 X

801-16429 GEORGE M. HILLER COMPANIES, LLC $163,512,749 X

801-56508 GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES $190,725,708 X

801-68731 GERBER, LLC $117,947,135 X

801-36616 GERBER/TAYLOR ASSOCIATES, INC. $512,289,817 X X

801-56698 GERBER/TAYLOR MANAGEMENT COMPANY $2,721,225,832 X X

801-72103 GERDING EDLEN DEVELOPMENT $182,354,695 X

801-60870 GERSTEIN FISHER $1,197,269,800 X X

801-73933 GESD CAPITAL PARTNERS, LLC $167,586,585 X

801-58058 GFC ADVISERS LLC $155,000,000 X

801-62274 GFG CAPITAL $524,609,687 X

801-60747 GFTA - THE EURO/DOLLAR TECHNOLOGY COMPANY LTD. $250,000,000 X

801-67253 GHE ADVISERS, L.P. $1,604,439 X

801-56393 GHP FINANCIAL GROUP $0 X X

801-49990 GHP INVESTMENT ADVISORS INC $605,199,940 X

801-67529 GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC. $105,391,998 X

801-65667 GILDER GAGNON HOWE & CO. LLC $4,374,368,045 X X

801-74432 GILDER OFFICE FOR GROWTH $544,700,000 X

801-68289 GINSBURG FINANCIAL ADVISORS $161,745,217 X

801-58032 GIOKAS WEALTH ADVISORS $37,750,483 X

801-60354 GIRARD PARTNERS LTD. $336,787,000 X X

801-61470 GIRARD SECURITIES, INC. $597,122,155 X X X

801-71246 GITTERMAN & ASSOCIATES WEALTH MANAGEMENT, LLC $271,237,649 X

801-70478 GKFO, LLC $500,068,000 X

801-76480 GKK MANAGER LLC $2,927,748,000 X X

801-11341 GKV CAPITAL MANAGEMENT CO INC $130,700,034 X

801-73180 GL CAPITAL PARTNERS $0 X X

801-55802 GLADOWSKY CAPITAL MANAGEMENT CORP $56,928,504 X X

801-61440 GLADSTONE MANAGEMENT CORPORATION $983,640,407 X

801-62867 GLASS JACOBSON INVESTMENT ADVISORS, LLC $258,072,000 X

801-63933 GLAXIS CAPITAL MANAGEMENT, LLC $148,687,800 X X

801-54266 GLAZE CAPITAL MANAGEMENT, INC. $95,594,000 X

801-74112 GLC INVESTMENT ADVISORS, LLC $500,000,000 X

801-71261 GLEN EAGLE ADVISORS, LLC $30,765,834 X X

801-72653 GLENHILL CAPITAL ADVISORS, LLC $1,315,894,930 X

801-57826 GLENMEDE INVESTMENT MANAGEMENT, LP $5,244,704,705 X

801-73695 GLENVIEW CAPITAL MANAGEMENT, LLC $7,019,765,100 X

801-65571 GLG ORE HILL LLC $1,893,740,499 X X

801-70728 GLOBAL ARENA INVESTMENT MANAGEMENT, LLC $59,800,000 X

801-69725 GLOBAL CREDIT ADVISERS, LLC $622,000,000 X

801-68663 GLOBAL CURRENTS INVESTMENT MANAGEMENT, LLC $2,279,815,812 X X

801-38983 GLOBAL ENVIRONMENT FUND $908,641,703 X


801-57702 GLOBAL FINANCIAL PLANNING GROUP, LLC $31,000,000 X

801-63282 GLOBAL FINANCIAL PRIVATE CAPITAL, LLC $1,241,958,411 X X

801-62203 GLOBAL FOREST PARTNERS LP $3,408,028,269 X

801-72227 GLOBAL PORTFOLIO MANAGEMENT, LTD. $0 X

801-16664 GLOBAL PORTFOLIO STRATEGIES, INC. $2,130,733,204 X X X

801-64596 GLOBAL SECURITIES ADVISORS, LLC $92,325,814 X

801-68143 GLOBAL WEALTH CONSULTANTS, LLC $91,199,708 X

801-69093 GLOBAL X MANAGEMENT COMPANY LLC $1,324,904,533 X

801-38123 GLOBALT INC $1,151,681,357 X

801-69840 GLOBE WEALTH ADVISORS $530,000,000 X

801-45959 GLOBEFLEX CAPITAL LP $3,009,000,000 X

801-69418 GM ADVISORY GROUP, INC. $413,630,996 X X X

801-72866 GMF PRIVATE WEALTH MANAGEMENT, LLC $20,000,000 X X

801-68918 GML CAPITAL LLP $705,243,021 X

801-74021 GMT CAPITAL CORP $5,980,442,000 X

801-64110 GNI CAPITAL INC. $47,701,859 X X

801-23685 GODSEY & GIBB ASSOCIATES $519,969,222 X

801-62283 GOEPPER BURKHARDT + MCGREW, LLC $146,000,000 X

801-73629 GOFF CAPITAL PARTNERS, LP $2,623,791,000 X

801-71947 GOLDEN INVESTMENT ADVISORS, LLC $0 X X

801-58286 GOLDENTREE ASSET MANAGEMENT LP $18,088,103,510 X

801-73043 GOLDMAN SACHS GLOBAL ADVISORY PRODUCTS LLC $0 X

801-73064 GOLDNER HAWN JOHNSON & MORRISON INCORPORATED $387,843,000 X

801-74044 GOLDSTEIN CAPITAL CORP. $155,474,020 X

801-72093 GOODHAVEN CAPITAL MANAGEMENT $162,784,094 X X

801-65135 GOODNOW INVESTMENT GROUP LLC $423,824,413 X

801-54982 GOODPASTURE GRAY $43,823,228 X

801-76601 GOODSPEED CAPITAL ADVISORS, LLC $0 X

801-62648 GOODSTEIN & ASSOCIATES, LLC $68,418,000 X

801-8177 GOODWIN CAPITAL ADVISERS, INC. $1,161,405,000 X

801-68432 GOOGINS & ANTON, INC. $140,955,923 X

801-65149 GORDON ASSET MANAGEMENT LLC $51,092,041 X

801-61670 GORDON ASSET MANAGEMENT, LLC $430,925,058 X

801-73825 GORELICK BROTHERS CAPITAL, LLC $239,997,680 X

801-69960 GOTHAM ASSET MANAGEMENT, LLC $1,445,244,286 X X

801-68761 GOVERNANCE FOR OWNERS LLP $1,021,665,146 X

801-62893 GR CAPITAL ASSET MANAGEMENT, LLC $155,423,257 X X

801-71436 GRADUATE LEVERAGE INVESTMENT ADVISORY SERVICES, LLC $3,646,000 X X

801-73422 GRAHAM CAPITAL MANAGEMENT, L.P. $12,510,582,699 X

801-73844 GRAHAM PARTNERS, INC. $1,307,643,089 X

801-72044 GRANDMASTER CAPITAL MANAGEMENT LLC $104,000,000 X

801-73392 GRANITE EQUITY PARTNERS LLC $208,135,186 X

801-61856 GRANT KOEHLER & LEVIN LTD. $132,954,645 X

801-62098 GRANVILLE CAPITAL, INC. $476,700,000 X

801-68835 GRATKE WEALTH, LLC $45,000,000 X

801-55656 GRATTAN FINANCIAL STRATEGIES, INC. $109,370,830 X

801-67236 GRAYBEARD CAPITAL, LLC $5,512,994 X

801-16937 GREAT LAKES ADVISORS, LLC $3,588,000,073 X X

801-62392 GREAT OAKS CAPITAL MANAGEMENT, LLC $201,980,174 X

801-65282 GREEN EAGLE CAPITAL LLC $217,800,000 X


801-73018 GREEN PARTNERS MANAGEMENT, LLC $110,099,001 X

801-60517 GREEN SQUARE CAPITAL, LLC $1,114,866,811 X

801-73566 GREEN TREE INVESTMENT MANAGEMENT LLC $1,159,656,045 X

801-73925 GREENBRIAR EQUITY GROUP $1,266,730,936 X

801-64893 GREENE WEALTH MANAGEMENT, LLC $477,332,287 X

801-72720 GREENFIELD PARTNERS, LLC $4,523,891,000 X

801-74081 GREENHEART CAPITAL PARTNERS LLC $154,128,820 X

801-63054 GREENHILL CAPITAL PARTNERS, LLC $558,272,976 X X

801-73605 GREENOAK REAL ESTATE, LP $118,155,485 X

801-69664 GREENROCK RESEARCH, INC. $595,305,500 X

801-70689 GREENSPRING ASSOCIATES, INC. $2,151,335,447 X

801-60493 GREENWOOD CAPITAL ASSOCIATES, LLC $915,130,143 X

801-62856 GREGORY J. SCHWARTZ & CO., INC. $1,876,851,171 X X X

801-64039 GRESHAM INVESTMENT MANAGEMENT LLC $13,604,695,213 X X

801-54906 GRESHAM PARTNERS, LLC $3,663,597,468 X

801-62790 GREYLOCK CAPITAL ADVISERS, LLC $0 X

801-65137 GREYLOCK CAPITAL MANAGEMENT, LLC $420,000,000 X

801-62207 GREYSTONE FINANCIAL GROUP, INC. $310,000,000 X X X

801-61920 GREYSTONE WEALTH ADVISORS LLC $114,641,401 X

801-65669 GREYWOLF CAPITAL MANAGEMENT LP $2,499,998,668 X

801-73805 GRIDIRON CAPITAL, LLC $593,387,042 X

801-56552 GRIES FINANCIAL LLC $485,123,636 X X

801-10902 GRIFFON MAY, INC. $39,800,000 X X

801-57193 GRIMES & COMPANY, INC. $1,154,190,322 X

801-54965 GROSVENOR CAPITAL MANAGEMENT, L.P. $24,187,859,038 X X

801-67496 GROSVENOR FUND MANAGEMENT INC. $1,313,377,611 X X

801-62286 GRT CAPITAL PARTNERS, LLC $374,000,000 X

801-61836 GRUBER & MCBAINE $708,997,569 X

801-58252 GRUNDEN FINANCIAL ADVISORY, INC. $94,212,551 X

801-58036 GRUSS ASSET MANAGEMENT L.P. $2,662,072,940 X

801-73543 GRYPHON ADVISORS, LLC $853,100,000 X

801-66026 GS GAMMA ADVISORS, LLC $870,312,358 X

801-63239 GSG ADVISORS LLC $120,958,153 X

801-68243 GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC $12,508,313,217 X X

801-70830 GSO CAPITAL ADVISORS LLC $2,585,033,897 X X

801-65207 GSO CAPITAL PARTNERS LP $16,071,486,233 X X

801-73424 GTCR LLC $7,020,500,000 X

801-72428 GTIS PARTNERS $1,990,700,000 X

801-66346 GUALARIO & CO., LLC $0 X X

801-57262 GUARDIAN CAPITAL ADVISORS LP $1,210,896,000 X

801-70314 GUARDIAN CAPITAL ADVISORS, LLC $126,722,621 X

801-56081 GUARDIAN CAPITAL LP $12,727,630,000 X

801-71864 GUARDIAN WEALTH MANAGEMENT INC. $57,600,000 X

801-69962 GUELICH CAPITAL MANAGEMENT, LLC $46,355,238 X

801-61978 GUGGENHEIM ADVISORS, LLC $721,676,781 X X

801-73007 GUGGENHEIM FUND SOLUTIONS, LLC $0 X

801-54810 GUGGENHEIM FUNDS DISTRIBUTORS, LLC $3,935,026,652 X X X

801-62515 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC $6,958,322,493 X X

801-72551 GUGGENHEIM GLOBAL TRADING, LLC $250,000,000 X X

801-57781 GUGGENHEIM INVESTMENT ADVISORS, LLC $693,526,107 X X X


801-60745 GUGGENHEIM INVESTMENT MANAGEMENT, LLC $32,660,318,775 X X

801-66786 GUGGENHEIM PARTNERS ASSET MANAGEMENT, LLC $65,844,910,399 X X

801-70809 GUGGENHEIM PARTNERS LATIN AMERICA, INC. $2,021,536,901 X

801-61029 GUGGENHEIM REAL ESTATE LLC $619,425,000 X X

801-71735 GUIDANCE INVESTMENT ADVISORS, LLC $102,483,843 X

801-62614 GUIDANCE INVESTMENTS, LLC $63,852,975 X

801-70177 GUIDESTONE ADVISORS $0 X X

801-60303 GUIDESTONE CAPITAL MANAGEMENT $16,911,033,376 X X

801-70418 GUIDESTREAM FINANCIAL, INC. $67,111,489 X

801-56863 GUILD INVESTMENT MANAGEMENT INC $154,828,295 X

801-69903 GULF STREAM ASSET MANAGEMENT LLC $2,828,322,914 X X

801-61126 GUNN & COMPANY INVESTMENT MANAGEMENT, INC. $90,535,294 X X

801-68396 GURTIN FIXED INCOME MANAGEMENT, LLC $6,298,644,700 X

801-60828 GURUN INVESTMENT ADVISORS, INC. $109,589,095 X

801-39720 GV FINANCIAL ADVISORS, INC. $825,626,627 X X

801-27292 GW & WADE, LLC $3,641,580,118 X X

801-62547 GWN SECURITIES INC. $683,739,033 X X

801-69665 H FINANCIAL MANAGEMENT $131,555,784 X

801-74338 H.I.G. CAPITAL, LLC $8,575,000,000 X

801-3901 H.M. PAYSON $1,712,789,000 X

801-63326 HA&W WEALTH MANAGEMENT, LLC $381,543,322 X X

801-61119 HABERLING FINANCIAL GROUP, INC. $263,035,449 X X

801-72950 HAGIN CAPITAL, LLC $26,200,000 X

801-72223 HAHN INVESTMENT STEWARDS & COMPANY, INC. $274,062,768 X

801-76464 HALCYON AGILIS MANAGEMENT LP $84,000,425 X

801-53336 HALCYON ASSET MANAGEMENT LLC $769,639,393 X

801-67093 HALCYON ASSET-BACKED ADVISORS L.P. $1,847,244,621 X

801-67152 HALCYON LOAN INVESTORS L.P. $753,960,559 X X

801-71307 HALCYON MANAGEMENT ACQUISITION COMPANY LLC $272,659,634 X X

801-53491 HALCYON OFFSHORE ASSET MANAGEMENT LLC $3,386,826,566 X

801-63640 HALCYON STRUCTURED ASSET MANAGEMENT L.P. $4,906,778,753 X

801-71683 HALIFAX INVESTMENT MANAGEMENT, L.L.C. $728,734,683 X

801-69094 HALL & ROMKEMA FINANCIAL SERVICES, L.L.C. $47,070,246 X X X

801-49751 HALL CAPITAL PARTNERS LLC $22,102,941,638 X

801-67056 HALLADOR INVESTMENT ADVISORS, INC. $359,000,000 X X

801-25461 HALLMARK CAPITAL MANAGEMENT INC $608,035,169 X

801-71687 HALYARD ASSET MANAGEMENT LLC $376,786,445 X

801-60945 HAMLIN CAPITAL MANAGEMENT, LLC $1,698,132,994 X X

801-53229 HAMMERMAN & STRICKLAND, LLC $103,548,000 X

801-60630 HAMMOND INVESTMENT PLANNING CORPORATION $126,888,000 X

801-73323 HAMMOND, KENNEDY, WHITNEY & COMPANY, INC. $263,986,841 X

801-55066 HAMON ASIAN ADVISORS LIMITED $511,000,000 X

801-68630 HANA ROAD CAPITAL LLC $36,722,150 X

801-68492 HANCOCK CAPITAL MANAGEMENT, INC. $39,235,206 X

801-68420 HANCOCK INVESTMENT SERVICES, INC. $245,283,450 X X

801-71066 HANDELSBANKEN ASSET MANAGEMENT, USA $1,046,403,416 X X

801-67913 HANKINSON WEALTH MANAGEMENT, INC. $37,933,767 X X

801-47199 HANSEN WEALTH MANAGEMENT $35,445,113 X

801-69038 HANSON MCCLAIN $0 X

801-68255 HANSON MCCLAIN ADVISORS $960,820,013 X X


801-72590 HANSON MCCLAIN STRATEGIC ADVISORS, INC. $301,855 X

801-55926 HARBERT FUND ADVISORS, INC. $2,395,687,440 X X

801-69393 HARBINGER ASSET MANAGEMENT, LLC $19,176,619 X X X

801-74005 HARBINGER CAPITAL $3,883,421,142 X X

801-60367 HARBOR CAPITAL ADVISORS, INC. $57,719,260,955 X

801-38262 HARBOR CAPITAL MANAGEMENT INC $253,893,468 X

801-33557 HARBOR FINANCIAL GROUP, INC. $102,475,000 X

801-70893 HARBOR INVESTMENT ADVISORY, LLC $218,018,854 X X X

801-58020 HARBOUR FINANCIAL RESOURCES, LTD $103,331,222 X

801-53287 HARBOURVEST PARTNERS, LLC $33,350,737,558 X

801-66946 HARCH CAPITAL MANAGEMENT, LLC $728,000,000 X X

801-50228 HARDESTY CAPITAL MANAGEMENT CORP. $723,101,571 X

801-36845 HARDING LOEVNER LP $14,800,471,490 X

801-9752 HAROLD DAVIDSON & ASSOCIATES INC $212,798,800 X X X

801-74107 HARREN EQUITY PARTNERS, LLC $147,141,738 X

801-40961 HARRINGTON ASSET MANAGEMENT INC $109,182,470 X

801-72892 HARRINGTON CAPITAL MANAGEMENT, LLC $530,000,000 X

801-45480 HARRIS FINANCIAL ADVISORS, INC. $231,209,756 X

801-56868 HARRIS MYCFO, LLC $6,000,000,000 X

801-74433 HARRIS PRESTON & PARTNERS, LLC $210,000,000 X

801-38301 HARRIS SBSB $2,155,000,000 X

801-72727 HARRISON STREET ADVISORS, LLC $0 X

801-36627 HARTLINE INVESTMENT CORPORATION $320,423,146 X

801-70552 HARTSHORNE GROUP, INC. $0 X X

801-46755 HARTWELL J M LTD PARTNERSHIP $441,644,334 X X

801-66003 HARVEST CAPITAL STRATEGIES LLC $1,111,353,533 X X

801-68507 HARVEST FINANCIAL ADVISORS, LLC $359,749,484 X

801-31445 HARVEST INVESTMENT CONSULTANTS LLC $247,328,850 X

801-73010 HARVEST INVESTMENT SERVICES, LLC $0 X X

801-70099 HARVEST OAK CAPITAL, LLC $37,100,743 X

801-70913 HARVEY MERSON $24,775,000 X X

801-61090 HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC $578,609,950 X

801-68363 HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC $51,306,962 X

801-62608 HATTERAS INVESTMENT PARTNERS LLC $1,488,851,649 X

801-62759 HAVERFORD FINANCIAL SERVICES, INC. $282,953,648 X

801-72801 HAWK FINANCIAL GROUP, LLC $0 X

801-71103 HAYDEN HARPER ADVISORY, LLC $107,195,000 X X

801-67003 HAYES ASSET MANAGEMENT, LLC $72,414,295 X

801-60453 HAYS ADVISORY, LLC $818,039,880 X

801-60926 HAYS INVESTMENT ADVISORS $0 X X

801-70690 HAZARD & SIEGEL ADVISORY SERVICES LLC $99,079,776 X X

801-63443 HB ADVISORS $74,031,524 X X

801-72275 HB ASSET MANAGEMENT, L.C. $102,135,081 X X

801-70632 HBK CAPITAL MANAGEMENT $12,978,682,000 X X

801-60424 HBKS WEALTH ADVISORS $1,250,534,166 X X X

801-72052 HCI EQUITY MANAGEMENT, L.P. $585,814,799 X

801-66773 HEADINVEST $517,056,330 X

801-74038 HEALTH EVOLUTION MANAGEMENT CO., LLC $710,200,000 X

801-74337 HEALTHPOINTCAPITAL $553,000,000 X X

801-67872 HECK CAPITAL ADVISORS, LLC $1,856,106,365 X


801-70204 HEDGEABLE, INC. $2,932,799 X

801-66890 HEFFERNAN INVESTMENT ADVISORS, INC. $87,261,041 X X

801-71660 HEFTY WEALTH PARTNERS, INC. $126,036,323 X X

801-67904 HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH $62,000,000 X X

801-71793 HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED $191,000,000 X X

801-48252 HEITMAN REAL ESTATE SECURITIES LLC $2,398,000,000 X X

801-56452 HELLER CAPITAL RESOURCES $376,461,340 X X

801-73341 HELLMAN & FRIEDMAN LLC $20,685,126,997 X

801-14071 HELLMAN JORDAN MANAGEMENT CO INC $602,338,744 X

801-47007 HEMSLEY ADVISORS, LTD. $123,398,302 X

801-65237 HENDERSON ALTERNATIVE INVESTMENT ADVISOR LIMITED $4,874,281,332 X X

801-47202 HENDERSON GLOBAL INVESTORS $8,187,221,993 X X

801-55577 HENDERSON INVESTMENT MANAGEMENT LTD. $5,331,336,596 X X

801-71797 HENNEY WEALTH MANAGEMENT $77,039,129 X X

801-19548 HENRY H. ARMSTRONG ASSOCIATES, INC. $378,789,193 X

801-55444 HENSSLER FINANCIAL $396,967,957 X X X

801-37240 HENSSLER FINANCIAL $1,000,218,169 X X X

801-68598 HEPWORTH EQUITY PARTNERS, LLC $41,312,727 X

801-67956 HERITAGE ASSET ADVISORS LTD., LLP $175,186,995 X

801-63463 HERITAGE WEALTH MANAGEMENT $139,431,497 X

801-71306 HERMES BPK PARTNERS LLP $2,292,680,143 X

801-70704 HERMES FUND MANAGERS (NORTH AMERICA) LP $841,518,611 X

801-70803 HERMES GPE LLP $9,640,800,000 X

801-71218 HERMES INVESTMENT MANAGEMENT LIMITED $27,113,730,847 X

801-70967 HERMES SOURCECAP LIMITED $1,355,900,000 X

801-60473 HERNDON CAPITAL MANAGEMENT, LLC $5,190,789,923 X

801-68339 HERRICK PORTFOLIO MANAGEMENT CO. $17,210,332 X

801-31115 HERRMANN FINANCIAL SERVICES INC $264,146,191 X

801-55267 HESTER CAPITAL MANAGEMENT, L.L.C. $1,004,557,919 X

801-69751 HFG WEALTH MANAGEMENT, LLC $92,000,000 X

801-74218 HHR ASSET MANAGEMENT, LLC $1,493,153,552 X

801-34161 HIGH FALLS ADVISORS, LLC $425,000,000 X

801-61446 HIGH POINTE CAPITAL MANAGEMENT, LLC $171,160,973 X

801-74034 HIGHFIELDS CAPITAL MANAGEMENT LP $16,198,391,000 X X

801-30248 HIGHLAND ASSOCIATES INC $14,644,242,520 X

801-52286 HIGHLANDER CAPITAL MANAGEMENT LLC $94,081,768 X X

801-76675 HIGHPOINT PLANNING PARTNERS $0 X X

801-76810 HIGHSTONE GROUP $75,000,000 X X

801-69625 HIGHTOWER ADVISORS, LLC $10,128,476,043 X X X

801-66435 HIGHVIEW POINT PARTNERS, LLC $229,122,294 X X

801-73524 HIGHVISTA STRATEGIES LLC $3,614,382,212 X

801-73616 HILDENE CAPITAL MANAGEMENT $401,383,721 X

801-72077 HILL CAPITAL MANAGEMENT $1,000,000 X

801-72056 HILL CAPITAL MANAGEMENT, LLC $0 X

801-71071 HILL FINANCIAL GROUP $130,000,000 X X

801-71394 HILLSBORO ADVISORS, LLC $0 X

801-63391 HILLSWICK ASSET MANAGEMENT, LLC $1,340,040,078 X

801-73709 HILLTOP PARK ASSOCIATES LLC $354,919,529 X

801-56284 HILLVIEW CAPITAL ADVISORS, LLC $1,306,384,295 X

801-60776 HILTON CAPITAL MANAGEMENT, LLC $437,887,888 X X


801-62435 HIM MONEGY, INC. $2,104,037,120 X X

801-72859 HIMCO HGF I, LLC $191,425,513 X

801-72858 HIMCO, LLC $1,907,347,861 X

801-62684 HINDS FINANCIAL GROUP INC $180,880,845 X

801-71085 HINES & WARNER WEALTH MANAGEMENT, LLC $91,933,716 X

801-74008 HINES INVESTMENT MANAGEMENT, LLC $7,656,369,071 X

801-18789 HINSDALE ASSOCIATES $119,800,000 X

801-69407 HIRAYAMA INVESTMENTS, LLC $11,046,095,432 X

801-72995 HKS WEALTH ADVISORS $134,875,000 X X

801-73158 HL CAPITAL, INC. $163,683,920 X

801-76585 HMS ADVISER LP $0 X

801-72247 HNP CAPITAL FUND MANAGEMENT GROUP, LLC $3,400,000 X

801-70200 HNP CAPITAL LLC $75,000,000 X

801-17285 HOBERT & SVOBODA, INC. $155,760,000 X

801-67213 HOCHMAN & BAKER INVESTMENT ADVISORS, INC. $155,813,812 X

801-8374 HOERTKORN RICHARD CHARLES $98,672,246 X

801-70778 HOEY INVESTMENTS, INC. $64,000,000 X

801-67308 HOLCOMBE FINANCIAL, INC. $143,508,499 X

801-49875 HOLDERNESS INVESTMENTS CO $96,834,821 X

801-38709 HOLLAND CAPITAL MANAGEMENT LLC $2,711,791,845 X

801-72764 HOLLAND INVESTMENT MANAGEMENT, INC. $82,150,000 X

801-55904 HOLLENCREST CAPITAL MANAGEMENT $853,743,095 X X

801-65430 HOLLOWAY WEALTH MANAGEMENT, LLC $122,487,944 X

801-64030 HOLMES & TURNER FINANCIAL SERVICES, INC. $34,500,000 X X

801-71999 HOLOWESKO PARTNERS LTD. $2,623,904,550 X

801-35646 HOMRICH BERG $2,266,832,260 X

801-70782 HONIGSTOCK GROUP, LLC $76,870,617 X

801-50939 HONKAMP KRUEGER FINANCIAL SERVICES INC $1,110,667,675 X X

801-67410 HONU WEALTH MANAGEMENT $34,471,009 X

801-63867 HOOVER FINANCIAL ADVISORS, P.C. $270,000,000 X

801-60142 HORIZON ADVISERS $12,500,000,000 X X

801-47515 HORIZON ASSET MANAGEMENT LLC $4,126,665,230 X X

801-26038 HORIZON CAPITAL MANAGEMENT, INC. $27,000,000 X X

801-64851 HORIZON GLOBAL ADVISERS LLC $166,000,000 X

801-57316 HORIZON INVESTMENTS LLC $3,696,022,806 X

801-67903 HORIZON PLANNING INC. $46,200,000 X

801-66871 HORN EICHENWALD INVESTMENTS CORP. $157,000,000 X

801-54099 HORSLEY BRIDGE PARTNERS LLC $8,637,922,481 X

801-12999 HORWITZ & ASSOCIATES, INC. $128,691,166 X X X

801-60512 HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC $16,170,561,170 X X

801-30025 HOTTINGER CAPITAL CORP $375,479,796 X X

801-54718 HOULIHAN LOKEY $133,885,112 X

801-74152 HOUSATONIC PARTNERS $1,080,137,753 X

801-68854 HOUSEN FINANCIAL GROUP, INC. $435,700,093 X X

801-61220 HOVDE CAPITAL ADVISORS LLC $242,800,000 X

801-69763 HOWARD CAPITAL MANAGEMENT, INC. $200,549,000 X

801-67037 HOYLECOHEN, LLC $466,631,260 X X

801-72030 HPM PARTNERS ADVISOR ALLIANCE LLC $26,417,270 X X

801-70719 HPM PARTNERS LLC $1,015,381,000 X X

801-66850 HR BENEFIT ADVISORS, LTD. $0 X


801-67009 HRJ CAPITAL $2,075,114,751 X X

801-71863 HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED $108,327,290,000 X X

801-69512 HT PARTNERS LLC $282,690,523 X

801-45470 HUBER FINANCIAL $571,420,551 X

801-71465 HUBER FINANCIAL ADVISORS, INC. $0 X

801-70772 HUDOCK MOYER WEALTH RESOURCES, LLC $406,623,537 X

801-73841 HUDSON CAPITAL MANAGEMENT (NY), L.P. $1,214,898,563 X

801-64064 HUDSON HERITAGE CAPITAL MANAGEMENT, INC. $92,000,000 X X

801-74733 HUDSON HOUSING CAPITAL LLC $2,142,195,115 X X

801-66744 HUDSON VALLEY INVESTMENT ADVISORS, LLC $278,244,154 X

801-72855 HUFFORD ADVISORS, LLC $308,334,246 X

801-63782 HUGH JOHNSON ADVISORS LLC $956,409,034 X

801-72685 HUIZENGA CAPITAL MANAGEMENT, LLC $436,316,952 X

801-63556 HUMAN INVESTING $331,000,000 X

801-70636 HUMMINGBIRD MANAGEMENT, LLC $34,500,000 X

801-70653 HUNT INVESTMENT MANAGEMENT, LLC $3,154,283,995 X

801-42007 HUNTER ASSOCIATES, INC. $663,754,863 X X

801-55214 HUNTER MICHAEL INVESTMENT ADVISORS INC $696,640,014 X X

801-57809 HURLEY FINANCIAL GROUP, INC. $118,852,076 X

801-33181 HUTCHINSON FINANCIAL, INC. $132,896,465 X

801-38828 HYA ADVISORS, INC $162,000,000 X

801-57505 IBBOTSON ASSOCIATES, INC. $24,349,766,922 X

801-61527 ICAPITAL, LLC $278,272,558 X

801-68298 ICE CANYON LLC $2,444,350,000 X X

801-16670 ICM ASSET MANAGEMENT INC $192,395,509 X X

801-38868 ICON ADVISERS, INC. $1,872,141,129 X X

801-65566 ICP ASSET MANAGEMENT LLC $4,520,602,217 X X X

801-73708 ICV CAPITAL PARTNERS, LLC $352,494,912 X

801-72418 IDI INVESTMENT MANAGEMENT, LLC. $482,022,941 X X

801-71492 IDL ADVISORS, INC. $143,400,000 X

801-47555 IFG RUSSELL ADVISORS INC $187,204,120 X X X

801-69597 IFM (US) INVESTMENT ADVISOR, LLC $1,056,636,662 X

801-55328 IFR MARKETS, THOMSON MUNICIPAL MARKET DATA $0 X

801-69147 IIFL INC. $583,129,000 X X

801-60506 III ASSOCIATES $334,712,232 X X

801-60505 III OFFSHORE ADVISORS $1,598,645,000 X X

801-66385 III TO I FINANCIAL MANAGEMENT RESEARCH, L.P. $0 X X

801-69397 ILLINOIS PRIVATE EQUITY FUND-OF-FUNDS G.P., LLC $115,509,000 X

801-47357 IMC $303,884,733 X

801-61509 IMC ADVISORS, LLC $340,135,000 X

801-64630 IMC ASSET MANAGEMENT B.V. $1,257,000,000 X

801-65642 IMPALA ASSET MANAGEMENT, LLC $1,796,616,187 X

801-67631 IMPAX ASSET MANAGEMENT, LTD. $2,744,707,448 X

801-67961 IMPERIAL CAPITAL ASSET MANAGEMENT LLC $111,622,334 X X

801-69430 IMPERIUM INVESTMENT ADVISORS, LLC $15,600,000 X X

801-63009 IMS FINANCIAL ADVISORS, INC. $70,149,704 X X X

801-72347 IMUS WILKINSON INVESTMENT MANAGEMENT, LLC $55,000,000 X

801-69801 INCOME & ASSET ADVISORY, INC. $97,124,680 X X

801-71578 INCOME ENHANCEMENT STRATEGIES, LLC $70,000,000 X

801-29482 INCOME RESEARCH + MANAGEMENT $31,406,389,913 X


801-73517 INDABA CAPITAL MANAGEMENT, LLC $124,929,840 X

801-71449 INDEPENDENCE ADVISORS, LLC $409,662,597 X

801-35477 INDEPENDENCE CAPITAL MANAGEMENT INC. $5,249,574,667 X

801-74483 INDEPENDENCE REALTY ADVISORS, LLC $132,000,000 X X

801-50971 INDEPENDENT ADVISERS GROUP CORP $220,115,569 X X

801-61381 INDEPENDENT PORTFOLIO CONSULTANTS, INC. $1,839,251,877 X

801-69708 INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC $105,543,000 X

801-61464 INDEX INVESTMENTS LLC $14,595,762 X

801-71728 INDIE ASSET PARTNERS, LLC $91,385,252 X

801-65262 INDUS CAPITAL PARTNERS, LLC $5,314,041,864 X

801-74566 INDUSTRY CAPITAL ADVISORS, LLC $119,270,581 X

801-74128 INDUSTRY VENTURES, L.L.C. $1,009,866,465 X

801-73090 INFINITY CAPITAL ADVISORS, LLC $122,000,000 X

801-39323 INGHAM RETIREMENT GROUP $660,633,697 X

801-73916 INGLESIDE ADVISORS, LLC $39,000,000 X

801-64203 INGRAM ADVISORY SERVICES, LLC $200,000,000 X

801-74463 INLAND INSTITUTIONAL CAPITAL PARTNERS CORPORATION $0 X X

801-60053 INLAND INVESTMENT ADVISORS, INC. $468,102,336 X X

801-64848 INR ADVISORY SERVICES, LLC $419,067,534 X X

801-73657 INSIGHT EQUITY MANAGEMENT COMPANY LLC $1,302,136,593 X

801-69898 INSIGHT ONSITE STRATEGIC MANAGEMENT LLC $113,542,000 X

801-67560 INSIGHT VENTURE PARTNERS $5,298,070,357 X

801-69961 INSTITUTIONAL ADVISORS LLC $904,280,432 X

801-36967 INSTITUTIONAL SECURITIES CORPORATION $418,828,232 X X X

801-69114 INTEGRAL INVESTMENT ADVISORS, INC. $128,036,280 X

801-70055 INTEGRATED CAPITAL MANAGEMENT, INC. $220,833,221 X

801-11975 INTEGRATED WEALTH COUNSEL, LLC $207,000,000 X

801-50509 INTEGRATED WEALTH MANAGEMENT, INC. $421,415,943 X

801-60524 INTEGRATED WEALTH MANAGEMENT, LLC $147,450,901 X

801-62578 INTEGRE ADVISORS, LLC $325,710,321 X

801-70642 INTEGRITY CAPITAL, LLC $8,534,587,100 X

801-42708 INTEGRITY MANAGEMENT & RESEARCH INC $0 X

801-63771 INTERACTIVE FINANCIAL ADVISORS $150,612,190 X

801-71692 INTERBOLSA INVESTMENT MANAGEMENT LLC $410,430,000 X X

801-72811 INTERCONTINENTAL CAPITAL MANAGEMENT, LLC $49,311,480 X

801-56643 INTERCONTINENTAL REAL ESTATE CORPORATION $2,152,135,601 X

801-66430 INTERCONTINENTAL WEALTH ADVISORS, LLC $348,164,773 X X

801-66699 INTERLACHEN CAPITAL GROUP LP $149,446,000 X

801-73611 INTERMEDIA ADVISORS, LLC $670,125,000 X

801-30967 INTERNATIONAL RESEARCH & ASSET MANAGEMENT INC $330,000,000 X X

801-38408 INTERNATIONAL STRATEGY & INVESTMENT INC $669,448,015 X X

801-64666 INTEROCEAN CAPITAL, LLC $617,138,757 X

801-66908 INTERSERV, LLC $323,085,028 X

801-73585 INTERVALE CAPITAL LLC $542,905,000 X

801-66615 INTERVEST INTERNATIONAL, INC. $163,885,000 X X

801-47894 INTREPID CAPITAL MANAGEMENT INC $1,231,550,992 X

801-73219 INVERNESS GRAHAM INVESTMENTS, INC. $306,945,712 X

801-61942 INVERNESS INVESTMENT GROUP, LLC $253,141,481 X

801-73927 INVERNESS MANAGEMENT, LLC $331,686,126 X

801-62166 INVESCO $25,350,023,098 X X


801-52601 INVESCO ASSET MANAGEMENT (JAPAN) LIMITED $15,543,000,000 X X

801-67712 INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH $7,900,000,000 X X

801-50197 INVESCO ASSET MANAGEMENT LTD. $100,413,296,000 X X

801-68638 INVESCO AUSTRALIA LIMITED $5,093,190,000 X X

801-74650 INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. $8,008,232,717 X X

801-64003 INVESTCORP INVESTMENT ADVISERS LIMITED $8,495,763,913 X X

801-64942 INVESTCORP INVESTMENT ADVISERS LLC $8,747,401,510 X X

801-57761 INVESTEC ADVISORY GROUP, L.P. $250,957,640 X

801-73635 INVESTEC ASSET MANAGEMENT LIMITED $13,987,558,638 X

801-39266 INVESTEC ASSET MANAGEMENT US LTD. $1,748,374,323 X

801-70724 INVESTMENT & RETIREMENT SOLUTIONS LLC $17,475,416 X X

801-62575 INVESTMENT ADVISORS ASSET MANAGEMENT, LLC $338,368,938 X

801-69573 INVESTMENT ADVISORS CORP $147,864,659 X X X

801-56937 INVESTMENT ADVISORY GROUP LLC $199,000,000 X

801-38594 INVESTMENT CONSULTING GROUP INC $1,200,000,000 X

801-60824 INVESTMENT COUNSELORS OF MARYLAND $1,930,164,283 X

801-60130 INVESTMENT MANAGEMENT & CONSULTING GROUP $148,000,000 X X

801-61567 INVESTMENT MANAGEMENT GROUP $2,035,440,457 X

801-57765 INVESTMENT MANAGEMENT OF VIRGINIA, LLC $409,508,494 X

801-74233 INVESTMENT MANAGEMENT SERVICES TO PRIVATE FUNDS. $1,689,050,732 X

801-61906 INVESTMENT PARTNERS ASSET MANAGEMENT $94,356,259 X X

801-8599 INVESTMENT RESEARCH CORP $19,154,540 X

801-64651 INVESTMENT SECURITY GROUP, INC. $355,280,235 X

801-67273 INVESTMENT SECURITY GROUP, LLC $28,000,000 X X

801-64403 INVESTMENT STRATEGY ADVISORS INC. $38,000,000 X

801-72646 INVESTOR MOTION, LLC $1,376,000 X

801-70404 INVESTORS ADVISORY GROUP, LLC $400,000,000 X

801-37633 INVESTORS ASSET MANAGEMENT OF GEORGIA INC $143,653,321 X

801-36148 INVESTORS TRUST INC $791,661,893 X

801-62689 INVESTURE, LLC $8,923,274,399 X

801-73949 INVICTA CAPITAL MANAGEMENT, LLC $285,000,000 X

801-27964 INVICTUS TIMING SERVICE LTD $142,744,154 X

801-56878 IPI WEALTH MANAGEMENT, INC. $628,442,012 X X

801-50661 IRIDIAN ASSET MANAGEMENT LLC $6,768,511,268 X X

801-62259 IRON CAPITAL ADVISORS INC. $2,313,663,728 X

801-46417 IRON FINANCIAL LLC $1,419,874,000 X

801-60876 IRON STREET RESEARCH, INC. $0 X X

801-71392 IRONGATE PARTNERS, INC. $190,000,000 X X

801-65043 IRONMARK ADVISORS, LLC $201,205,411 X

801-73769 IRONSIDES PARTNERS LLC $330,851,113 X

801-56679 IRONWOOD CAPITAL MANAGEMENT CORP $2,489,659,603 X

801-70463 IRONWOOD WEALTH MANAGEMENT, LLC $146,000,000 X X

801-72635 IRVING PARK CAPITAL GROUP, LLC $0 X

801-74172 IRVING PLACE CAPITAL MANAGEMENT, L.P. $3,293,142,665 X

801-69098 IRVINGTON CAPITAL LLC $58,400,000 X

801-72585 ISC FINANCIAL ADVISORS $368,161,421 X

801-69601 ISECTORS, LLC $0 X X

801-71569 ISRAEL INVESTMENT ADVISORS, LLC $1,845,735 X

801-72400 ITAU USA ASSET MANAGEMENT $908,280,000 X X

801-76649 ITRUST ASSET MANAGEMENT, LLC $0 X


801-73347 IVI OR INTRINSIC VALUE INVESTORS $967,000,000 X

801-74555 IVY HILL ASSET MANAGEMENT, L.P. $3,460,112,000 X

801-55371 IWAMOTO KONG WEALTH MANAGEMENT GROUP $356,785,653 X

801-64549 IWP WEALTH MANAGEMENT LLC $766,200,000 X

801-69842 J.C. FLOWERS & CO. LLC $10,250,420,000 X X

801-67339 J.DEREK LEWIS & ASSOCIATES, INC. $257,545,686 X X

801-60296 J.P. KING ADVISORS, INC. $241,331,547 X

801-62746 J.S. OLIVER CAPITAL MANAGEMENT, L.P. $114,909,757 X

801-60086 J.T. BISHOP ADVISORS $0 X

801-10330 J.W. SWENSON INVESTMENT COUNSEL $54,962,451 X

801-55787 JACKSON FINANCIAL MANAGEMENT $288,314,044 X

801-63379 JACKSON FINANCIAL SERVICES, LLC $0 X

801-69339 JACKSON INVESTMENT MANAGEMENT, LLC $0 X

801-61445 JACKSON THORNTON ASSET MANAGEMENT, LLC $549,230,108 X

801-55883 JACOBS & COMPANY $28,830,623 X

801-74269 JACOBS ASSET MANAGEMENT, LLC $1,041,900,000 X

801-28257 JACOBS LEVY EQUITY MANAGEMENT $8,536,600,000 X

801-63010 JACOBSEN CAPITAL MANAGEMENT $110,200,000 X X

801-51444 JACOBUS WEALTH MANAGEMENT INC $592,945,923 X X X

801-64391 JADIS INVESTMENTS LLC $0 X

801-67720 JAFFETILCHIN INVESTMENT PARTNERS, LLC $301,636,166 X X

801-74265 JAMES ALPHA MANAGEMENT I, LP $260,000,000 X

801-42655 JAMES CAPITAL ALLIANCE INC $646,270,468 X

801-12359 JAMES INVESTMENT RESEARCH INC $2,638,600,000 X

801-35002 JAMES REED FINANCIAL SERVICES, INC. $144,100,031 X X

801-63515 JAMES RIVER ASSET MANAGEMENT, LLC $48,000,000 X

801-73319 JAMESTOWN, L.P. $1,425,000,000 X

801-73982 JAMISON CAPITAL PARTNERS, LP $510,529,326 X

801-70627 JANA PARTNERS LLC $4,151,223,750 X

801-73999 JBF CAPITAL, INC. $454,979,700 X

801-72592 JBGLOBAL.COM LLC $35,525,456 X

801-58111 JCW PARTNERS, LLC $33,085,092 X

801-65467 JD CAPITAL MANAGEMENT LLC $916,950,234 X

801-68063 JDM FINANCIAL GROUP LLC $36,591,973 X

801-73449 JEFFERIES CAPITAL PARTNERS LLC $896,700,000 X X

801-61698 JEFFERIES INVESTMENT ADVISERS, LLC $2,774,030,542 X X X

801-5608 JENNISON ASSOCIATES LLC $135,729,000,000 X X X

801-32726 JENSEN INVESTMENT MANAGEMENT INC. $5,488,353,442 X

801-66119 JER MANAGEMENT, LLC $2,211,000,000 X

801-4740 JESS S. MORGAN & CO., INC. $159,047,672 X

801-57005 JESUP & LAMONT ADVISORS $26,000,000 X X X

801-68333 JFS WEALTH ADVISORS, LLC $792,556,649 X X

801-74114 JHL CAPITAL GROUP LLC $1,591,285,064 X

801-71822 JIM POE AND ASSOCIATES INC. $33,394,089 X X

801-71384 JLTD ADVISORS, LLC $53,248,667 X

801-69374 JM EGAN WEALTH ADVISORS, LLC $111,076,843 X

801-21522 JNBA FINANCIAL ADVISORS INC $418,000,000 X

801-67658 JNF ADVISORS, INC. $98,428,832 X

801-69614 JO HAMBRO CAPITAL MANAGEMENT LIMITED $9,703,000,000 X

801-71814 JOBES SOLO INVESTMENT GROUP, LLC $70,000,000 X X


801-70880 JOEL ISAACSON & CO., LLC $1,748,600,980 X

801-68415 JOHN BOYER, INC. $34,550,000 X

801-62184 JOHN D. DOVICH & ASSOCIATES, LLC $200,544,910 X

801-55123 JOHN MOORE & ASSOCIATES INC $161,225,121 X

801-60676 JOHNSON INVESTMENT COUNSEL, INC. $6,766,245,000 X

801-49811 JOHNSON STERLING, INC. $1,259,718,000 X

801-66191 JOHNSON, BENDER & COMPANY $279,604,802 X

801-23854 JOHNSTON ASSET MANAGEMENT CORP $2,167,000,000 X

801-60529 JOLLEY ASSET MANAGEMENT, LLC $148,402,857 X

801-67488 JOLLIFFE CAPITAL, INC. $96,987,206 X

801-46608 JONES BARCLAY BOSTON & CO. $233,000,000 X

801-66485 JONES VILLALTA ASSET MANAGEMENT, LLC $33,322,188 X X

801-72536 JORDAN ADVISORY SERVICES INC. $0 X

801-73940 JORDAN/ZALAZNICK ADVISERS, INC. $800,248,420 X

801-68447 JOSEPH BARRY CO., LLC $605,890,950 X

801-68145 JOSEPH CAPITAL MANAGEMENT, LLC $117,991,531 X

801-71592 JOSEPH J. LOCKE & COMPANY, LTD. $39,454,000 X

801-76540 JOSEPH P. LUCIA & ASSOCIATES, LLC $42,677,716 X X

801-73426 JOSHUA NASH II LLC $15,194,453 X

801-43264 JOYCEPAYNE PARTNERS, P.C. $433,321,827 X

801-62416 JRA FINANCIAL ADVISORS, INC. $94,010,078 X

801-66940 JRF ASSET ADVISORS, LLC. $55,479,127 X

801-71250 JSF FINANCIAL, LLC $199,000,000 X X

801-71224 JUBAK ADVISORS $31,500,000 X

801-73579 JUGGERNAUT MANAGEMENT, LLC $138,200,000 X

801-61361 JWA FINANCIAL GROUP, INC. $402,273,768 X X

801-55930 K R FINANCIAL LLC $105,000,000 X X

801-66884 K.K. JERMYN CAPITAL $61,599,768 X

801-61852 K2/D&S MANAGEMENT CO., L.L.C. $10,071,923,907 X

801-67089 KA FUND ADVISORS, LLC $7,200,000,000 X X

801-71611 KABOUTER MANAGEMENT, LLC $243,877,911 X

801-62099 KAHLER FINANCIAL GROUP, INC. $141,056,405 X

801-14146 KAHN BROTHERS ADVISORS LLC $570,210,266 X X

801-32184 KAHN BROTHERS ASSET MANAGEMENT CORP $17,748,682 X X

801-74088 KAILAI ADVISERS LTD. $845,310,891 X

801-70234 KAISER PARTNER FINANCIAL ADVISORS LTD. $158,048,298 X

801-55812 KAISER WEALTH MANAGEMENT $62,000,000 X X X

801-16947 KALMAR INVESTMENTS INC $838,047,655 X

801-65182 KALOS MANAGEMENT $78,913,276 X X

801-70912 KAM ADVISORS $180,240,523 X

801-62658 KARN, COUZENS & ASSOCIATES, INC. $179,627,169 X

801-63195 KARP CAPITAL MANAGEMENT CORPORATION $120,000,000 X

801-64318 KARSCH CAPITAL MANAGEMENT, LP $3,084,415,933 X

801-72936 KARSTEN ADVISORS $175,490,818 X X

801-34908 KATHLEEN DAY & ASSOCIATES, INC. $198,278,783 X X

801-73608 KATONAH DEBT ADVISORS, L.L.C. $1,943,630,000 X X

801-72771 KAWA CAPITAL MANAGEMENT, INC. $257,935,000 X

801-66268 KAY INVESTMENTS, INC. $48,034,822 X

801-57510 KAYE CAPITAL MANAGEMENT $117,509,786 X

801-46991 KAYNE ANDERSON CAPITAL ADVISORS LP $7,000,000,000 X X X


801-24241 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC $6,580,944,140 X

801-24084 KAYS FINANCIAL ADVISORY CORP $176,200,994 X

801-57422 KB & PARTNERS MANAGEMENT CO LLC $53,303,860 X X

801-61482 KBS REALTY ADVISORS, LLC $8,867,947,593 X X

801-63322 KC INVESTMENT ADVISORS, LLC $98,926,016 X

801-60922 KCPAG FINANCIAL ADVISORS LLC $50,126,135 X

801-73767 KCPS PRIVATE WEALTH MANAGEMENT LTD $229,947,986 X

801-57760 KDP ASSET MANAGEMENT INC $380,714,770 X

801-70330 KEEFER PENSION CONSULTING, INC. $63,990,071 X

801-66114 KEEL POINT ADVISORS, LLC $763,134,266 X X

801-17827 KEELEY ASSET MANAGEMENT CORP $4,766,300,000 X X

801-67645 KELLEY INVESTMENTS $94,000,000 X

801-70113 KELLOGG ASSET MANAGEMENT, LLC $1,108,778,000 X

801-71346 KELLY FINANCIAL SERVICES $58,234,257 X

801-73793 KELSO & COMPANY, L.P. $7,887,149,032 X

801-66565 KEMP FINANCIAL MANAGEMENT, LLC $95,000,000 X

801-56991 KEN STERN & ASSOCIATES INC $197,582,442 X

801-72043 KENILWORTH ASSET MANAGEMENT, LLC $120,000,000 X X

801-65598 KENMAR GLOBAL INVESTMENT MANAGEMENT LLC $229,459,165 X X

801-70238 KENMAR PREFERRED INVESTMENTS CORP. $171,409,976 X X

801-15323 KENNEDY CAPITAL MANAGEMENT $3,718,923,527 X

801-67024 KENNEDY WEALTH MANAGEMENT GROUP LTD. $3,000,000 X

801-73660 KENNET PARTNERS LLC $359,817,000 X

801-73379 KENSICO CAPITAL MANAGEMENT CORP. $5,164,925,000 X

801-57482 KERNS CAPITAL MANAGEMENT, INC. $186,296,000 X

801-67464 KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP $131,310,425 X

801-25724 KERSHNER, GROSSO & CO. $111,174,219 X

801-68368 KEVIN BAY INVESTMENTS, LLC $159,239,661 X

801-68022 KEY FINANCIAL GROUP OF JACKSONVILLE, INC. $54,224,069 X

801-74523 KEY GROUP HOLDINGS (CAYMAN) LTD. $740,749,313 X

801-65060 KEY INVESTMENT SERVICES LLC $59,768,521 X X X X

801-76513 KEY REAL ESTATE EQUITY CAPITAL, INC $267,920,814 X

801-74985 KEYPOINT CAPITAL MANAGEMENT, LLC $48,800,000 X

801-72123 KEYSTATE ADVISORY, LLC $1,194,409,070 X

801-67987 KEYSTONE FINANCIAL GROUP, INC. $40,342,304 X

801-67537 KEYSTONE NATIONAL GROUP, LLC $270,000,000 X X

801-71355 KEYSTONE WEALTH ADVISORS, INCORPORATED $125,000,000 X

801-73798 KHRONOS LLC $1,294,681,381 X

801-65301 KILIMANJARO ADVISORS LLC $135,335,000 X

801-73972 KINDERHOOK INDUSTRIES, LLC $893,542,297 X

801-65612 KINETICS ADVISERS, LLC $163,711,997 X X

801-52581 KINETICS ASSET MANAGEMENT LLC $2,570,548,425 X X

801-71934 KING & CO. INVESTMENT COUNSEL LLC $50,200,440 X

801-27224 KING INVESTMENT ADVISORS, INC. $410,336,522 X

801-73828 KING STREET CAPITAL MANAGEMENT, L.P. $20,177,100,000 X

801-73023 KING WEALTH MANAGEMENT GROUP, LLC $250,304,000 X

801-73482 KINGDON CAPITAL MANAGEMENT, L.L.C. $3,566,300,000 X

801-70267 KINGFISHER CAPITAL, LLC $238,758,949 X

801-65007 KINGFISHER INVESTORS LLC $29,206,000 X

801-64958 KINGS POINT CAPITAL MANAGEMENT LLC $392,291,859 X


801-73688 KINGSFORD CAPITAL MANAGEMENT, LLC $1,500,666,264 X

801-67361 KINGSROAD FINANCIAL INSURANCE SERVICES, INC. $33,926,005 X X

801-63412 KINGWEST ADVISORS INC. $9,824,299 X

801-72357 KINNEY ASSET MANAGEMENT, LLC. $213,397,917 X

801-60687 KINSIGHT, LLC $469,787,535 X

801-63403 KIRTLAND FINANCIAL MANAGEMENT, INC. $119,069,296 X

801-68502 KISTLER-TIFFANY ADVISORS $522,688,570 X

801-69633 KKR ASSET MANAGEMENT $17,158,567,000 X

801-69948 KLARAOS, LLC $26,200,000 X

801-69972 KLEIN FINANCIAL SERVICES $85,000,000 X

801-60358 KLEINWORT BENSON INVESTORS INTERNATIONAL LTD $538,056,952 X

801-33347 KLINGENSTEIN, FIELDS & CO., LLC $3,877,134,064 X

801-63665 KLS PROFESSIONAL ADVISORS GROUP, LLC $4,755,627,201 X X

801-52224 KM ADVISORY SERVICES $59,631,186 X

801-62393 KNIGHT VINKE ASSET MANAGEMENT LLC $1,584,030,854 X

801-55731 KNIGHTSBRIDGE ASSET MANAGEMENT LLC $924,806,967 X X

801-72068 KNOLLWOOD INVESTMENT ADVISORS LLC $88,646,449 X

801-67313 KNOX CAPITAL ADVISORS, LLC $139,000,000 X X X

801-42331 KOCH ASSET MANAGEMENT $44,669,050 X

801-74129 KOHLBERG & COMPANY $3,400,471,991 X

801-69634 KOHLBERG KRAVIS ROBERTS & CO. L.P. $51,830,731,847 X

801-60581 KOHLHEPP INVESTMENT ADVISORS, LTD. $121,842,644 X

801-56610 KOLL BREN SCHREIBER REALTY ADVISORS, INC. $8,867,947,593 X X

801-65802 KOTAK MAHINDRA (UK) LIMITED $4,706,792 X X X

801-62239 KOVITZ INVESTMENT GROUP, LLC $1,997,233,246 X X

801-75248 KP MANAGEMENT LLC $35,167,287 X

801-65115 KRAEMATON INVESTMENT ADVISORS, INC $93,917,371 X

801-66686 KRAFT ASSET MANAGEMENT, LLC $163,480,925 X

801-49363 KRAMER CAPITAL MANAGEMENT $35,944,109 X X

801-56678 KRAUSS WHITING CAPITAL ADVISORS LLC $27,320,549 X

801-64439 KRAVITZ INVESTMENT SERVICES, INC. $325,877,085 X X

801-60361 KRG CAPITAL PARTNERS $2,969,688,740 X

801-69838 KRILOGY FINANCIAL LLC $101,722,747 X

801-66190 KRUEGER & CATALANO CAPITAL PARTNERS, LLC $150,000,000 X X

801-63433 KRUG, DAVID M. $25,500,000 X

801-70338 KRUSEN CAPITAL MANAGEMENT, LLC $152,084,710 X

801-70805 KSTONE PARTNERS LLC $115,600,000 X

801-61624 KUMMER FINANCIAL STRATEGIES, INC. $115,308,450 X

801-66968 KUNTZ LESHER CAPITAL LLC $189,661,851 X

801-71789 KV GFF SERVICES LIMITED $1,584,030,854 X

801-70612 KV SERVICES II LIMITED $1,584,030,854 X

801-62394 KV SERVICES LIMITED $1,584,030,854 X

801-70693 KVAM INTERNATIONAL II LTD. $1,584,030,854 X

801-69255 KVO CAPITAL MANAGEMENT, LLC $60,000,000 X

801-73475 KW INVESTMENT ADVISER, LLC $978,723,381 X X

801-64987 KWK MANAGEMENT LLC $153,764,943 X X

801-60859 KYLE FINANCIAL SERVICES $132,955,908 X

801-38116 L.M. KOHN & COMPANY $278,762,218 X X X X

801-73787 LADDER CAPITAL ADVISER LLC $168,000,000 X X

801-54909 LADENBURG THALMANN ASSET MANAGEMENT INC $844,332,073 X X X


801-63441 LADENBURG THALMANN FUND MANAGEMENT LLC $14,200,000 X

801-32522 LAFAYETTE INVESTMENTS, INC. $290,052,031 X X

801-70800 LAGUNA FINANCIAL GROUP, INC. $66,132,476 X X

801-73549 LAKE CAPITAL MANAGEMENT LLC $922,482,900 X

801-21230 LAKESIDE ADVISORS INC $185,553,000 X

801-57583 LAKESIDE CAPITAL MANAGEMENT LLC $151,765,375 X X

801-67740 LAKESIDE WEALTH MANAGEMENT GROUP, LLC $236,099,540 X

801-73099 LAKEWOOD CAPITAL MANAGEMENT, LP $1,350,000,000 X

801-70245 LAMIA FINANCIAL GROUP, LLC $126,712,953 X

801-65358 LAMPE, CONWAY & CO. LLC $240,000,000 X

801-55556 LANCASTER POLLARD INVESTMENT ADVISORY GROUP $355,000,000 X

801-24450 LANCZ ALAN B & ASSOCIATES INC $124,375,037 X

801-45055 LANDAAS & COMPANY $179,190,541 X

801-40257 LANDMARK ADVISERS INC $38,420,618 X X

801-55668 LANDMARK EQUITY ADVISORS LLC $3,295,611,059 X X

801-62582 LANDMARK FINANCIAL ADVISORS, LLC $146,702,783 X

801-72217 LANDMARK PARTNERS LLC $0 X X

801-53304 LANDMARK REALTY ADVISORS LLC $1,038,877,293 X X

801-74639 LANDMARK WEALTH MANAGEMENT $69,577,302 X X

801-16856 LANHAM ODELL & CO INC $634,266,187 X

801-71696 LAPIS ADVISERS, LP $21,772,435 X

801-73548 LARAMAR MULTI-FAMILY VALUE MANAGER, LLC $637,093,566 X

801-63115 LARAWAY FINANCIAL ADVISORS, INC. $153,238,836 X

801-64829 LARCH LANE ADVISORS LLC $1,369,717,578 X X

801-61749 LARRY HELLER & ASSOCIATES $93,418,309 X X

801-71543 LARSON FINANCIAL GROUP, LLC $113,705,906 X X

801-55988 LASALLE INVESTMENT ADVISORS, INC. $53,607,026 X

801-48201 LASALLE INVESTMENT MANAGEMENT (SECURITIES), L.P. $11,349,466,304 X X

801-19395 LASALLE INVESTMENT MANAGEMENT INC. $5,639,165,013 X X

801-55692 LASALLE INVESTMENT MANAGEMENT SECURITIES B.V. $1,948,824,603 X X

801-73839 LATITUDE MANAGEMENT REAL ESTATE INVESTORS, INC. $956,796,879 X

801-67224 LATTICE CAPITAL MANAGEMENT LLC $130,000,000 X

801-24354 LAU ASSOCIATES LLC $509,730,000 X X

801-72334 LAUREL WEALTH ADVISORS, INC. $120,000,000 X

801-70802 LAUREN TEMPLETON CAPITAL MANAGEMENT, LLC $145,665,210 X

801-65157 LAURUS CAPITAL MANAGEMENT, LLC $401,341,386 X X

801-64326 LAUTERBACH FINANCIAL ADVISORS, LLC $157,728,097 X

801-16929 LAW & ASSOCIATES INC $140,522,623 X X

801-72129 LAWLEY-COURIER ADVISORS, LLC $125,424,000 X

801-75599 LAWRENCE CAPITAL MANAGEMENT, INC. $38,061,694 X

801-27034 LAWSON KROEKER INVESTMENT MANAGEMENT INC $400,845,000 X

801-61823 LAXEY PARTNERS LIMITED $888,125,097 X

801-73987 LAZARD ALTERNATIVE INVESTMENTS LLC $1,499,994,032 X

801-70878 LAZARD WEALTH MANAGEMENT $111,821,077 X X

801-6691 LB&C $1,608,212,444 X

801-64374 LBJ FAMILY WEALTH ADVISORS, LTD. $153,000,000 X X

801-17169 LCG ASSOCIATES, INC. $12,200,000 X

801-64775 LD LOWE WEALTH ADVISORY $138,000,000 X

801-14752 LEAVELL INVESTMENT MANAGEMENT, INC. $1,024,584,418 X

801-27280 LEAVITT CAPITAL MANAGEMENT INC $351,809,434 X


801-10722 LEE FINANCIAL CORP $897,147,449 X

801-33016 LEE FINANCIAL GROUP INC. $350,271,381 X X X X

801-62355 LEE JOHNSON CAPITAL MANAGEMENT, LLC $92,670,055 X

801-70357 LEE MUNDER CAPITAL GROUP, LLC $4,285,989,588 X X

801-4565 LEEB CAPITAL MANAGEMENT, INC. $102,000,000 X

801-74395 LEEDS EQUITY PARTNERS $1,165,696,624 X

801-73029 LEFAVI WEALTH MANAGEMENT $333,000,000 X X

801-66582 LEGACY ADVISORS, LLC $419,884,394 X

801-57208 LEGACY ASSET MANAGEMENT, INC. $153,944,268 X

801-69566 LEGACY CAPITAL GROUP CALIFORNIA, INC. $212,211,984 X X

801-44284 LEGACY CAPITAL MANAGEMENT INC $92,855,414 X

801-57457 LEGACY CONSULTING GROUP $109,868,813 X

801-62026 LEGACY FINANCIAL ADVISORS CORPORATION $123,582,203 X

801-70399 LEGACY FINANCIAL STRATEGIES, LLC $75,889,569 X

801-63567 LEGACY INVESTMENT PARTNERS, LLC $129,297,107 X

801-72808 LEGACY PRIVATE CLIENT GROUP, INC. $92,024,664 X

801-73561 LEGACY VENTURE MANAGEMENT, LLC $1,026,141,000 X

801-68997 LEGACYTEXAS WEALTH ADVISORS $158,265,117 X

801-69862 LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA $24,913,203,045 X X

801-69492 LEGG MASON ASSET MANAGEMENT HONG KONG LIMITED $733,800,162 X X

801-56989 LEGG MASON CAPITAL MANAGEMENT $1,202,813,464 X

801-18115 LEGG MASON CAPITAL MANAGEMENT, LLC $7,445,532,361 X

801-67287 LEGG MASON GLOBAL ASSET ALLOCATION, LLC $5,192,791,701 X

801-63656 LEGG MASON INVESTMENT COUNSEL, LLC $6,595,564,615 X

801-66785 LEGG MASON PARTNERS FUND ADVISOR, LLC $130,117,633,731 X

801-67411 LEGG MASON PRIVATE PORTFOLIO GROUP, LLC $30,095,089,360 X

801-76750 LEGION PARTNERS ASSET MANAGEMENT, LLC $0 X X

801-60352 LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC $686,014,380 X X X

801-61813 LEHMAN BROTHERS PRIVATE FUND ADVISERS, LP $280,558,215 X X

801-61812 LEHMAN BROTHERS PRIVATE FUND MANAGEMENT, LP $276,882,845 X X

801-25934 LEHRER FINANCIAL & ECONOMIC ADVISORY SERVICES $0 X

801-72914 LENOX WEALTH ADVISORS, INC. $203,000,000 X

801-63546 LENOX WEALTH MANAGEMENT, INC. $580,300,000 X X

801-69003 LEONETTI & ASSOCIATES, LLC $472,317,800 X

801-61082 LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLC $245,967,782 X

801-64074 LETKO BROSSEAU INVESTMENT MANAGEMENT $81,157,319 X

801-30686 LEUTHOLD WEEDEN CAPITAL MANAGEMENT $3,224,339,032 X

801-73274 LEUTHOLD WEEDEN HEDGE LLC $60,913,563 X

801-66368 LEVEL FOUR ADVISORY SERVICES $129,698,764 X X

801-76615 LEVENSOHN VENTURE PARTNERS LLC $27,585,337 X

801-65045 LEVIN CAPITAL STRATEGIES, L.P. $5,189,496,000 X X

801-66987 LEVINE LEICHTMAN CAPITAL PARTNERS, INC. $2,430,667,480 X

801-57324 LEVITT CAPITAL MANAGEMENT LLC $362,683,453 X

801-14866 LEVY, HARKINS & CO., INC. $224,275,093 X X

801-67715 LEWIS ASSET MANAGEMENT $36,000,000 X X

801-51739 LEXINGTON ADVISORS INC $5,962,276,928 X

801-71411 LEXINGTON PARTNERS L.P. $8,022,893,279 X

801-71074 LFA $535,000,000 X X

801-76368 LGIM INTERNATIONAL LTD $309,000,000 X X X

801-71542 LGL PARTNERS, LLC $842,662,580 X


801-74255 LGT CAPITAL PARTNERS (USA) INC. $3,489,231,276 X

801-64934 LIBERTY GROUP, LLC $178,971,435 X X X X

801-72398 LIBERTY MUTUAL GROUP ASSET MANAGEMENT INC. $71,961,177,778 X

801-72611 LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC $47,450,000 X X

801-67698 LIBERTY STREET ADVISORS, INC. $600,195,900 X

801-69691 LIBERTY WEALTH MANAGEMENT, LLC $45,000,000 X

801-70118 LIBERTYVIEW CAPITAL MANAGEMENT, LLC $1,404,139,856 X

801-73375 LIBRA ADVISORS, LLC $2,615,631,456 X

801-68438 LIFEMARK SECURITIES CORP. $10,228,335 X X

801-57055 LIGHTHOUSE FINANCIAL LLC $107,492,122 X

801-64978 LIGHTHOUSE INVESTMENT PARTNERS, LLC $21,480,029,577 X

801-68468 LIGHTHOUSE WEALTH MANAGEMENT $129,989,305 X

801-73702 LIGHTYEAR CAPITAL LLC $1,755,360,614 X

801-70906 LIMESTONE VALUE PARTNERS, LLC $121,614,017 X

801-60805 LINCOLN ADVISORY GROUP, LTD. $570,287,557 X

801-23411 LINCOLN INVESTMENT ADVISORS CORPORATION $28,808,503,619 X

801-73345 LINCOLNSHIRE MANAGEMENT, INC. $1,163,200,046 X

801-72193 LINDBROOK CAPITAL, LLC $396,034,208 X

801-54866 LINDNER CAPITAL ADVISORS, INC. $411,908,334 X

801-73875 LINSALATA CAPITAL MANAGEMENT, LLC $881,976,000 X

801-48855 LINSCOMB & WILLIAMS $1,766,187,321 X X

801-73353 LION CAPITAL (AMERICAS) INC. $290,000,000 X

801-72993 LION GLOBAL INVESTORS LIMITED $22,539,548,850 X X

801-39851 LIPPER ADVISORY SERVICES INC $2,204,197,000 X

801-50916 LITMAN GREGORY ASSET MANAGEMENT, LLC $5,408,959,000 X

801-52710 LITMAN GREGORY FUND ADVISORS LLC $2,370,884,527 X

801-70498 LIVE YOUR VISION, LLC $252,000,000 X

801-71406 LIVIAN & CO. $80,586,210 X

801-70943 LLBH PRIVATE WEALTH MANAGEMENT, LLC $732,881,655 X

801-70241 LLENROC CAPITAL LLC $180,075,409 X

801-40889 LLOYD GEORGE INVESTMENT MANAGEMENT (BERMUDA) LTD $1,290,380,000 X X

801-74649 LLOYD GEORGE MANAGEMENT (EUROPE) LIMITED $476,240,000 X X

801-40890 LLOYD GEORGE MANAGEMENT[HONG KONG]LTD $782,010,000 X X

801-68005 LOCKTON INVESTMENT ADVISORS, LLC $0 X

801-72130 LOCORR FUND MANAGEMENT, LLC $202,965,820 X

801-61709 LODESTAR INVESTMENT COUNSEL, LLC $650,761,386 X

801-67882 LOEWINGER FINANCIAL PLANNING $39,044,701 X

801-45536 LOGAN CAPITAL MANAGEMENT, INC. $1,873,398,247 X

801-74099 LOMBARD $607,642,184 X

801-72554 LOMBARD ODIER ASSET MANAGEMENT (USA) CORP $2,967,897,399 X

801-63787 LONDON AND CAPITAL INVESTMENT ADVISORS, INC. $272,145,629 X

801-73174 LONE PEAK PARTNERS MANAGEMENT LP $374,852,238 X

801-73233 LONE PINE CAPITAL LLC $24,827,697,900 X

801-72697 LONE PINE WEALTH MANAGEMENT, LLC $40,268,247 X

801-73595 LONESTAR CAPITAL MANAGEMENT LLC $1,964,806,824 X

801-58265 LONG INVESTMENT ADVISORY $52,421,197 X X

801-61594 LONG ISLAND FINANCIAL ADVISORS, INC. $71,000,000 X

801-71538 LONG SHORT ADVISORS, LLC $44,000,054 X

801-49692 LONG WHARF INVESTORS $182,682,742 X

801-67197 LONGBOAT KEY FINANCIAL GROUP, LLC $38,606,595 X


801-69992 LONGHORN CAPITAL MANAGEMENT, LLC $415,800,000 X X

801-66331 LONG-TERM SOLUTIONS, LLC $206,105,132 X

801-72690 LONGVIEW FINANCIAL ADVISORS, LLC $104,080,349 X

801-68536 LONGVIEW PARTNERS (GUERNSEY) LIMITED $9,856,722,977 X

801-66273 LONGVIEW PARTNERS L.P. $9,856,722,977 X

801-64708 LONGVIEW WEALTH MANAGEMENT $241,962,406 X

801-49599 LONGWOOD INVESTMENT ADVISORS, INC. $0 X

801-46976 LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP $3,972,147,468 X X

801-60934 LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. $8,197,385,667 X

801-61197 LOUNTZIS ASSET MANAGEMENT, LLC $68,860,558 X

801-74141 LOVELL MINNICK PARTNERS LLC $619,012,553 X X

801-61687 LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC $1,466,964,864 X X

801-67058 LOWENHAUPT GLOBAL ADVISORS, LLC $654,015,247 X

801-42158 LPC REALTY ADVISORS I LTD $820,293,090 X

801-47689 LSV ASSET MANAGEMENT $58,129,384,945 X X

801-57997 LUCAS CAPITAL MANAGEMENT, L.L.C. $604,798,338 X X X

801-60105 LUCERNE CAPITAL MANAGEMENT, LLC $208,000,000 X

801-57471 LUCIEN STIRLING & GRAY ADVISORY GROUP INC $81,270,496 X

801-72205 LUMIN FINANCIAL, LLC $103,334,600 X

801-70051 LUNT CAPITAL MANAGEMENT INC. $128,714,562 X

801-14458 LUTHER KING CAPITAL MANAGEMENT CORPORATION $10,718,156,443 X

801-71837 LUXOR CAPITAL GROUP, LP $8,488,217,775 X

801-72830 LVW ADVISORS, LLC $1,564,515,598 X

801-71874 LW INVESTMENT MANAGEMENT (USA) LLC $31,300,000 X X

801-55934 LWI FINANCIAL INC. $7,153,696,839 X X

801-67252 LYNN H. ORR CAPITAL MANAGEMENT GROUP, INC. $35,000,000 X

801-70437 LYONS WEALTH MANAGEMENT $439,476,141 X X

801-71099 LYRICAL ASSET MANAGEMENT LP $316,232,000 X

801-73788 LYRICAL PARTNERS, L.P. $406,200,000 X

801-74020 LYRICAL-ANTHEUS MANAGEMENT, L.P. $687,043,963 X

801-40750 LYSTER WATSON & COMPANY $390,666,246 X X X

801-57938 LYTLE INVESTMENTS $72,117,435 X

801-70620 M C BYRD WEALTH MANAGEMENT, LLC $78,384,836 X

801-71644 M&B INVESTMENT ADVISORS, LLC $45,000,000 X X

801-21981 M&G INVESTMENT MANAGEMENT LTD. $300,004,317,721 X X

801-64649 M. GRIFFITH INVESTMENT SERVICES, INC. $344,328,967 X X

801-19409 M. J. SMITH AND ASSOCIATES $541,600,000 X X

801-50672 M.A. WEATHERBIE & CO., INC. $1,027,000,000 X

801-8670 M.D. SASS ASSOCIATES INC. $2,255,224,214 X

801-8663 M.D. SASS INVESTORS SERVICES, INC. $2,468,879,991 X X

801-62450 M.R. SPENCER ADVISORY SERVICES, LLC $36,328,140 X X

801-72578 M1 CAPITAL MANAGEMENT LLC $196,698,412 X

801-33838 MACDOUGALL FINANCIAL COUNSELING $230,429,304 X X

801-29570 MACK INVESTMENT SECURITIES, INC. $99,374,817 X

801-57221 MACKE FINANCIAL ADVISORY GROUP $125,635,693 X

801-25226 MACKENZIE FINANCIAL CORPORATION $64,106,173,764 X X X X

801-69048 MACQUARIE GLOBAL OPPORTUNITIES PARTNERS LLC $105,037,009 X X

801-69047 MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC. $2,678,300,000 X X

801-69049 MACQUARIE INFRASTRUCTURE PARTNERS INC. $5,907,720,347 X X

801-70753 MACRO CONSULTING GROUP $98,000,000 X


801-62991 MAD RIVER INVESTORS $207,790,369 X X

801-63277 MADDEN ASSET MANAGEMENT $278,137,195 X

801-67482 MADER & SHANNON WEALTH MANAGEMENT $101,472,338 X

801-62992 MADISON ASSET MANAGEMENT $5,980,216,897 X X

801-66032 MADISON CAPITAL ADVISORS, LLC $390,806,249 X

801-73977 MADISON INTERNATIONAL REALTY HOLDINGS, LLC $1,027,811,992 X

801-52751 MADISON INVESTMENT ADVISORS, LLC $5,774,390,928 X

801-9840 MADISON INVESTMENT HOLDINGS, INC $0 X

801-72909 MADISON REALTY CAPITAL $172,000,000 X

801-60508 MADISON SCOTTSDALE $1,970,333,745 X

801-64885 MADISON STREET PARTNERS, LLC $246,449,000 X

801-64602 MAGNETAR FINANCIAL LLC $10,723,994,744 X

801-61413 MAGNUS CAPITAL MANAGEMENT, LLC $140,999,872 X X

801-11233 MAHLER & EMERSON INC. $52,353,702 X X X

801-58104 MAI WEALTH ADVISORS LLC $1,763,676,875 X

801-68909 MAIN LINE FINANCIAL ADVISORS, LLC. $285,641,216 X X

801-54589 MAIN STREET ADVISORS $1,270,665,000 X

801-70557 MAIN STREET FINANCIAL SOLUTIONS, LLC $111,330,022 X X

801-69444 MAINLINE WEST FUND MANAGER LLC $107,331,609 X X

801-73647 MAINSAIL PARTNERS $136,508,877 X

801-54799 MAINSTREAM INVESTMENT ADVISERS LLC $431,379,265 X

801-65970 MAJESTIC CAPITAL MANAGEMENT, LLC $414,000,000 X

801-73728 MAKAIRA PARTNERS, LLC $108,500,000 X

801-74068 MAKENA CAPITAL MANAGEMENT, LLC $16,075,791,933 X X

801-61497 MALCOLM H. GISSEN & ASSOCIATES INC. $187,502,570 X

801-65385 MAN INVESTMENTS (USA) CORP. $130,170,755 X X

801-58047 MAN INVESTMENTS (USA) LLC $286,317,352 X X

801-56365 MANAGERS INVESTMENT GROUP LLC $10,171,375,171 X X

801-71939 MANAIA CAPITAL MANAGEMENT, INC. $0 X

801-19624 MANARIN INVESTMENT COUNSEL LTD $467,169,492 X X

801-63186 MANHATTAN WEALTH ADVISORS, INC. $137,450,430 X

801-72877 MANIKAY PARTNERS $1,137,613,416 X

801-45825 MANLEY ASSET MANAGEMENT, L.P. $91,554,593 X X

801-10733 MANNING & NAPIER ADVISORS, LLC $40,217,045,402 X X

801-37236 MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC $2,423,299,197 X X

801-46297 MANNING & NAPIER ALTERNATIVE OPPORTUNITIES, LLC $0 X X

801-70265 MAPS ADVISORY SERVICES, LLC $104,385,000 X X

801-68369 MAR VISTA INVESTMENT PARTNERS, LLC $1,241,912,640 X X

801-73096 MARANON CAPITAL, L.P. $511,078,065 X

801-61792 MARATHON ASSET MANAGEMENT, L.P. $12,679,258,138 X X

801-63397 MARATHON-LONDON $54,876,468,542 X

801-73170 MARBLE ARCH INVESTMENTS, LP $1,202,758,036 X

801-65234 MARBLE HARBOR INVESTMENT COUNSEL, LLC $348,680,215 X

801-73459 MARBLEGATE ASSET MANAGEMENT, LLC $196,400,000 X

801-63107 MARC J. LANE INVESTMENT MANAGEMENT,INC. $41,206,612 X X

801-71856 MARCATO CAPITAL MANAGEMENT LLC $453,475,008 X

801-33882 MARCO CONSULTING GROUP, INC. $5,413,166,000 X

801-71914 MARCUARD FAMILY OFFICE LTD $3,825,321,842 X

801-74632 MARCUS PARTNERS, INC. $112,731,000 X X

801-65355 MARIN FINANCIAL ADVISORS LLC $185,500,000 X


801-62016 MARINER INVESTMENT GROUP, LLC $4,655,200,000 X X

801-72953 MARINER REAL ESTATE MANAGEMENT, LLC $140,252,525 X X

801-66632 MARINER WEALTH ADVISORS, LLC $2,013,045,525 X X

801-72425 MARINO STRAM & ASSOCIATES $206,055,200 X

801-60067 MARK GILLAM ENTERPRISES $107,172,522 X

801-37885 MARKEL-GAYNER ASSET MANAGEMENT CORPORATION $1,990,305,398 X

801-71984 MARKET STREET WEALTH MANAGEMENT $29,027,365 X X

801-57974 MARKETOCRACY CAPITAL MANAGEMENT LLC $24,747,314 X

801-67238 MARKOWSKI INVESTMENTS $82,000,000 X

801-69685 MARKS GROUP WEALTH MANAGEMENT, INC. $257,685,170 X

801-71070 MARKS THERIOT WALSTON & COMPANY, INC. $74,111,364 X

801-74170 MARLIN EQUITY PARTNERS $1,335,800,000 X

801-29112 MARQUETTE ASSET MANAGEMENT $687,253,000 X X

801-60851 MARQUIS WEALTH MANAGEMENT GROUP $102,652,869 X

801-55125 MARSDEN CAPITAL MANAGEMENT, LLC. $34,400,000 X X

801-72327 MARSHALL WACE ASIA LIMITED $2,571,097,394 X

801-70586 MARSHALL WACE NORTH AMERICA L.P. $1,400,754,600 X

801-54914 MARSICO CAPITAL MANAGEMENT, LLC $37,283,596,347 X

801-55241 MARTIN & COMPANY INVESTMENT COUNSEL $1,500,711,207 X

801-32896 MARTIN INVESTMENT MANAGEMENT, LLC $253,767,276 X

801-66836 MARTIN KELLY CAPITAL MANAGEMENT, LLC $135,400,065 X

801-30067 MARTINGALE ASSET MANAGEMENT $1,622,507,371 X

801-27724 MARVIN & PALMER ASSOCIATES $2,787,639,697 X X

801-64144 MARWOOD ALTERNATIVE ASSET MANAGEMENT $33,397,047 X X

801-71289 MARYLAND FINANCIAL GROUP, INC. $73,300,674 X

801-69385 MASECO PRIVATE WEALTH $490,167,220 X

801-67068 MASON & ASSOCIATES, INC. $104,000,000 X X

801-67731 MASON CAPITAL $72,347,000 X

801-11877 MASON CAPITAL PARTNERS $475,737,000 X

801-18054 MASON INVESTMENT ADVISORY SERVICES INC $2,492,539,178 X

801-66998 MASON ROAD WEALTH ADVISORS, L.L.C. $189,758,187 X

801-65894 MASTERS CAPITAL MANAGEMENT, L.L.C. $163,807,442 X

801-72838 MASTERWORKS FISCAL ADVISORS LLC $1,371,789 X

801-54834 MASTHOLM ASSET MANAGEMENT LLC $960,000,000 X X

801-69768 MATHEYS LANE CAPITAL MANAGEMENT L.P. $601,079,946 X

801-71965 MATRIX 360 ADVISOR, LLC $0 X

801-36872 MATRIX ASSET ADVISORS INC $874,000,000 X

801-58076 MATRIX CAPITAL ADVISORS, LLC $441,230,000 X

801-73612 MATRIX CAPITAL MANAGEMENT COMPANY, LLC $682,000,000 X

801-57345 MATRIX WEALTH ADVISORS, INC. $169,165,782 X

801-61439 MATSON FINANCIAL ADVISORS, INC. $92,769,216 X

801-49550 MATTHEW 25 MANAGEMENT CORP $107,471,721 X

801-52871 MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC $18,021,839,348 X

801-47310 MAVERICK CAPITAL LTD $15,205,053,349 X

801-55544 MAXWELL NOLL INVESTMENT ADVISORS $72,910,703 X

801-63106 MAYFIELDGENTRY REALTY ADVISORS, LLC $732,000,000 X

801-60755 MAYO INVESTMENT ADVISERS LLC $2,448,122,840 X X

801-55010 MAZAMA CAPITAL MANAGEMENT INC $407,919,165 X

801-62750 MBG RETIREMENT $0 X

801-60520 MCBRIDE FINANCIAL ADVISORS, LLC $70,000,000 X


801-17877 MCCABE CAPITAL MANAGERS, LTD. $1,062,125,852 X X

801-67647 MCCUTCHEN GROUP LLC $1,384,324,184 X

801-62611 MCDANIEL KNUTSON FINANCIAL PARTNERS $103,062,871 X

801-65308 MCDERMOTT ADVISORY GROUP, LLC $70,307,777 X

801-52991 MCDEVITT & BIRD INVESTMENT MANAGEMENT CO $34,300,000 X

801-64294 MCDONALD PARTNERS LLC $768,035,300 X X

801-73104 MCDONNELL ALTERNATIVE CREDIT STRATEGIES, LLC $2,300,071,897 X X

801-60399 MCDONNELL INVESTMENT MANAGEMENT, LLC $12,404,478,651 X X

801-62765 MCF ADVISORS, LLC $614,662,841 X X

801-34233 MCGEE WEALTH MANAGEMENT, INC. $202,914,201 X X

801-47250 MCGLINN CAPITAL MANAGEMENT INC $119,000,000 X

801-71582 MCGOWAN GROUP ASSET MANAGEMENT, INC. $107,590,235 X X

801-70488 MCILRATH & ECK, LLC $175,000,000 X

801-38751 MCKINLEY CAPITAL MANAGEMENT, LLC $8,584,901,928 X

801-64584 MCKINLEY CARTER WEALTH SERVICES, INC. $516,564,000 X

801-55363 MCLEAN ASSET MANAGEMENT CORP. $443,800,000 X X

801-50572 MCM ADVISERS, LP $144,815,136 X X

801-15919 MCMILLION CAPITAL MANAGEMENT INC $207,583,579 X

801-72626 MCNALLY ADVISORS, LLC $62,000,000 X

801-71682 MCNAMARA FINANCIAL SERVICES, INC. $259,036,208 X

801-57400 MCQUEEN FINANCIAL ADVISORS $2,232,724,601 X

801-66361 MCRAE CAPITAL MANAGEMENT L.L.C. $28,000,000 X

801-63877 MDH INVESTMENT MANAGEMENT, INC. $93,532,362 X

801-55094 MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC $1,747,304,474 X X

801-57723 MEAG NEW YORK CORPORATION $48,042,340,616 X X

801-50225 MEDIQUS ASSET ADVISORS, INC. $422,158,000 X X

801-61973 MEDITRON ASSET MANAGEMENT, LLC $50,000,000 X

801-40023 MEEDER ADVISORY SERVICES, INC $750,809,059 X X

801-9839 MEEDER ASSET MANAGEMENT, INC $824,123,609 X X

801-56497 MENDON CAPITAL ADVISORS CORP $121,375,214 X X

801-61504 MENLO ADVISORS LLC $208,830,900 X

801-74582 MENLO EQUITIES LLC $420,068,680 X

801-74583 MENLO EQUITIES V LLC $614,679,965 X

801-61651 MERCADIEN ASSET MANAGEMENT, LLC $165,000,000 X X X

801-69271 MERCER GLOBAL ADVISORS INC. $3,881,990,057 X

801-9613 MERCER INVESTMENT CONSULTING, INC. $3,543,999,880 X X X

801-63730 MERCER INVESTMENT MANAGEMENT, INC. $14,525,410,480 X X X

801-71686 MERCER PARK, LP $879,000,000 X

801-63100 MEREDITH PORTFOLIO MANAGEMENT INC. $32,908,000 X

801-69757 MERGANSER CAPITAL MANAGEMENT, INC. $6,490,000,000 X

801-74173 MERIDIAM INFRASTRUCTURE NORTH AMERICA CORPORATION $392,985,439 X

801-60778 MERIDIAN $96,003,788 X

801-56034 MERIDIAN CAPITAL MANAGEMENT INC $76,664,000 X

801-62346 MERIDIAN CAPITAL PARTNERS, INC. $1,586,621,558 X

801-46376 MERIDIAN INVESTMENT ADVISORS, INC. $299,502,742 X

801-76586 MERIDIAN WEALTH MANAGEMENT LLC $0 X

801-70676 MERIDIAN WEALTH MANAGEMENT, LLC $111,000,000 X

801-71083 MERION WEALTH PARTNERS, LLC $90,640,860 X X

801-57126 MERISTEM, LLP $1,650,578,304 X

801-73477 MERIT CAPITAL PARTNERS IV, L.L.C. $888,848,085 X


801-57598 MERIT ENERGY COMPANY $4,085,020,000 X

801-72593 MERIT INVESTMENT MANAGEMENT $151,221,782 X

801-65011 MERITAGE CAPITAL, L.P. $195,058,386 X

801-67394 MERITAGE GROUP LP $8,461,016,882 X

801-72326 MERRICKS CAPITAL PTY LTD $596,230,327 X

801-29500 MERRIMAN, LLC $1,448,892,928 X

801-65917 MERRION INVESTMENT MANAGEMENT CO, LLC $102,189,927 X

801-72949 MERRYFIELD BARNES, LLC $26,500,000 X

801-72612 MERU CAPITAL $1,295,633,760 X X

801-72711 MESA WEST CAPITAL $822,000,000 X X

801-36109 MESIROW ADVANCED STRATEGIES INC $29,526,492,133 X

801-72523 MESIROW FINANCIAL ALTERNATIVE INVESTMENTS, LLC $21,003,000 X

801-27047 MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. $8,662,957,987 X X

801-57914 MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. $3,099,844,746 X

801-73880 METACAPITAL MANAGEMENT, L.P. $7,975,805,000 X

801-63666 METALMARK MANAGEMENT LLC $1,108,345,000 X

801-63215 METALMARK SUBADVISOR LLC $371,568,000 X

801-67314 METLIFE INVESTMENT ADVISORS COMPANY, LLC $10,507,318,324 X X

801-70561 METROPOLITAN CAPITAL ADVISORS $25,939,835 X

801-65890 METROPOLITAN CAPITAL MANAGEMENT, INC. $48,206,505 X

801-70568 METROPOLITAN CAPITAL PARTNERS II, L.P. $95,000,000 X

801-70569 METROPOLITAN CAPITAL PARTNERS III, L.P. $33,806,243 X

801-70570 METROPOLITAN CAPITAL PARTNERS IV, LP $49,988,781 X

801-65113 METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC $2,140,927,944 X X

801-55721 METZLER-PAYDEN, LLC $1,475,000,000 X

801-73257 MFP INVESTORS LLC $863,600,000 X

801-52511 MG FINANCIAL LLC $706,758,232 X

801-64672 MGM LLC $91,553,212 X X

801-17104 MGO INVESTMENT ADVISORS INC. $419,018,737 X

801-74312 MGPA (EUROPE) LIMITED $3,343,450,375 X

801-55917 MH INVESTMENT MANAGEMENT INC $18,700,000 X

801-73877 MHR FUND MANAGEMENT LLC $5,102,956,046 X

801-61363 MIAI, INC. $147,830,305 X X X

801-41766 MIAMI VALLEY PORTFOLIO MANAGEMENT INC $60,392,915 X X

801-68051 MICHAEL A. SCHREIBER & ASSOCIATES $160,125,000 X

801-61938 MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, LLC $43,339,343 X X

801-63360 MICHAEL SNOW D/B/A SNOW FINANCIAL MANAGEMENT $126,000,000 X

801-69004 MICHIGAN ADVISORS, INC $68,270,000 X X

801-71725 MICROVEST CAPITAL MANAGEMENT LLC $133,037,000 X X

801-21527 MID ATLANTIC FINANCIAL MANAGEMENT, INC. $821,117,506 X X X

801-49079 MIDAS MANAGEMENT CORPORATION $123,255,961 X

801-54732 MID-CONTINENT CAPITAL LLC $1,451,521,079 X

801-67981 MIDDLEFIELD FINANCIAL SERVICES, INC. $0 X

801-68184 MIDSOUTH INVESTMENT MANAGEMENT LLC $50,000,000 X

801-65508 MIDSUMMER CAPITAL, LLC. $72,708,383 X

801-72649 MIDWEST PROFESSIONAL PLANNERS, LTD. $143,000,000 X

801-73837 MIG CAPITAL, LLC $533,792,912 X

801-73642 MILL ROAD CAPITAL $252,928,051 X

801-60938 MILLBURN RIDGEFIELD CORPORATION $533,162,139 X X

801-62973 MILLENNIUM ADVISORY SERVICES, INC. $56,602,317 X


801-57394 MILLENNIUM INVESTMENT SERVICES $91,226,475 X

801-73857 MILLENNIUM TVP MANAGEMENT CO., LLC $509,331,726 X

801-40998 MILLER ADVISORS, INC. $132,226,176 X

801-56027 MILLER INVESTMENT MANAGEMENT, LP $2,054,895,883 X

801-71045 MILLER/RUSSELL & ASSOCIATES LLC $1,095,996,738 X

801-60054 MILLER-GREEN FINANCIAL SERVICES, INC $436,840,586 X X

801-33315 MILLIMAN $22,602,084,553 X

801-71128 MILLINGTON SECURITIES, INC. $0 X X

801-70920 MILLRACE ASSET GROUP, INC. $67,600,000 X

801-73063 MILTIADES L.P. $383,185,000 X

801-68133 MILWAUKEE PRIVATE WEALTH MANAGEMENT, INC $90,746,878 X

801-66755 MINDSHARE CAPITAL MANAGEMENT, LLC $38,622,418 X

801-68430 MINIS & CO., INC. $422,265,000 X

801-31815 MINTON INVESTMENT MANAGEMENT $264,598,933 X

801-41495 MIO PARTNERS, INC. $19,066,140,417 X

801-71078 MIRAE ASSET GLOBAL INVESTIMENTOS (BRASIL) GESTAO DE RECURSOS LTD $564,068,326 X X

801-71088 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED $4,892,271,756 X X

801-69439 MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC $26,272,235,251 X X

801-66328 MIRAMAR ASSET MANAGEMENT, LLC $133,554,444 X

801-72529 MIRELIS ADVISORS $69,170,241 X

801-69810 MIS CAPITAL MANAGEMENT, LLC $11,114,926 X

801-72135 MISSION CAPITAL MANAGEMENT, LLC $34,664,404 X

801-61230 MISSION WEALTH MANAGEMENT, LLC $531,081,665 X

801-57966 MISSOURI VALLEY PARTNERS, INC. $809,955,982 X X

801-65027 MITTLEMAN INVESTMENT MANAGEMENT, LLC $90,506,415 X

801-73473 MIURA GLOBAL MANAGEMENT, LLC $2,830,206,534 X

801-68869 MIZUHO ALTERNATIVE INVESTMENTS, LLC $1,378,120,205 X

801-76763 MK CAPITAL ADVISORS, LLC $136,895,000 X

801-68330 MKD WEALTH COACHES $173,055,658 X X X

801-69946 MKKS INVESTMENT ADVISORY SERVICES, INC $216,829,207 X

801-76469 MKT ADVISORS LLC $0 X

801-57128 ML&R WEALTH MANAGEMENT LLC $350,461,390 X

801-66473 MODERN ASSET MANAGEMENT LLC $91,689,952 X X

801-71596 MOELIS CAPITAL PARTNERS LLC $766,888,705 X X

801-68939 MOK CAPITAL MANAGEMENT $45,424,260 X

801-50628 MOLER CAPITAL MANAGEMENT $92,317,013 X

801-57622 MOLEWSKI FINANCIAL PARTNERS $2,061,947,469 X X

801-72915 MONARCH $5,260,096,319 X

801-69468 MONARCH CAPITAL, INC. $39,185,584 X X

801-37702 MONDRIAN INVESTMENT PARTNERS LIMITED $65,891,317,273 X X

801-74113 MONEDA USA, INC. $708,000,000 X

801-42500 MONEY MANAGEMENT SERVICES INC $141,494,430 X

801-41282 MONEY STRATEGIES INC $59,000,000 X

801-73465 MONITOR CLIPPER PARTNERS, LLC $1,300,000,000 X

801-73318 MONOMOY CAPITAL MANAGEMENT, LLC $667,423,050 X

801-61034 MONONGAHELA CAPITAL MANAGEMENT $233,976,922 X X

801-48058 MONROE VOS CONSULTING GROUP, INC. $5,171,188,577 X X

801-64461 MONSOON CAPITAL, LLC $249,665,604 X

801-15398 MONTAG & CALDWELL, LLC $12,199,127,253 X

801-71142 MONTAGE INVESTMENTS, LLC $9,645,244,129 X X


801-72902 MONTANARO ASSET MANAGEMENT LIMITED $0 X

801-70945 MONTEREY MANAGEMENT GROUP LP $345,318,410 X

801-30150 MONTGOMERY INVESTMENT MANAGEMENT INC $320,232,749 X X

801-45235 MONTROSE ADVISORS INC $240,915,926 X

801-9388 MONTROSE PRIVATE CLIENTS $31,325,300 X

801-76802 MONUMENT ADVISORY GROUP, LLC $0 X

801-32888 MOODY ALDRICH PARTNERS, LLC $564,632,000 X

801-32571 MOODY, LYNN & LIEBERSON, INC. $805,781,000 X

801-65690 MORGAN CREEK CAPITAL MANAGEMENT, LLC $9,177,425,422 X X

801-60803 MORGAN KEEGAN FUND MANAGEMENT, INC. $32,352,155 X X

801-45478 MORGAN STANLEY CAPITAL PARTNERS III INC $194,744,199 X X

801-54485 MORGAN STANLEY GLOBAL EMERGING MARKETS INC $3,107,995 X X

801-67678 MORGAN STANLEY INFRASTRUCTURE INC. $4,103,070,618 X X

801-30862 MORGAN STANLEY LEVERAGED EQUITY FUND II INC $27,425,473 X X

801-67700 MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. $1,558,262,458 X X

801-63987 MORGAN STANLEY PRIVATE EQUITY ASIA, INC. $313,806,748 X X

801-62377 MORGAN STANLEY REAL ESTATE ADVISOR, INC. $12,131,403,869 X X X

801-48140 MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC. $0 X X

801-52909 MORGAN STANLEY VENTURE CAPITAL III INC $44,912,381 X X

801-55062 MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. $173,099,477 X

801-71832 MORIN PRIVATE CLIENT GROUP, LLC $9,700,000 X

801-20608 MORLEY CAPITAL MANAGEMENT, INC. $15,042,576,830 X X

801-56896 MORNINGSTAR ASSOCIATES, LLC $23,044,959,804 X

801-60401 MORNINGSTAR INVESTMENT SERVICES,INC $2,953,635,791 X X X

801-65457 MORRIS ASSOCIATES LLC $87,940,166 X

801-70494 MORRISON STREET CAPITAL, LLC $284,265,839 X

801-68819 MORSE CAPITAL PARTNERS, LLC $130,000,000 X

801-67025 MORTON CAPITAL MANAGEMENT $928,457,069 X X

801-56673 MORTON WEALTH MANAGEMENT LLC $198,662,000 X

801-58074 MOSS ADAMS WEALTH ADVISORS LLC $1,204,100,950 X

801-69975 MOTLEY FOOL ASSET MANAGEMENT $273,101,210 X

801-73721 MOUNT KELLETT CAPITAL MANAGEMENT LP $6,286,456,103 X

801-28254 MOUNT LUCAS MANAGEMENT LP $1,495,000,000 X

801-63221 MOUNT YALE ASSET MANAGEMENT, LLC $409,695,573 X X

801-65068 MOUNT YALE INVESTMENT ADVISORS, LLC $780,350,969 X X

801-70665 MOUNTAIN PACIFIC ADVISORS, LLC $318,000,000 X

801-69590 MOWERY CAPITAL MANAGEMENT, LLC $29,600,000 X

801-73000 MP RIA, LLC $893,658,902 X

801-72070 MPC ADVISERS, LLC $210,000,000 X

801-50488 MPM WEALTH ADVISORS, INC. $358,175,632 X X X

801-66518 MPS-LORIA FINANCIAL PLANNERS,LLC $342,800,000 X X X

801-69426 MS CAPITAL PARTNERS ADVISER INC. $2,832,265,989 X X

801-56033 MSDW CAPITAL PARTNERS IV INC $1,107,668,899 X X

801-57447 MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC $24,038,950 X X

801-56916 MSDW VENTURE PARTNERS IV INC $83,831,452 X X

801-73048 MSR CAPITAL MANAGEMENT $115,000,000 X

801-47598 MSREF II, INC. $38,544,644 X X

801-55343 MSREF III, INC. $38,544,644 X X

801-58139 MSREF IV, LLC $1,216,962,145 X X

801-67286 MSREF REAL ESTATE ADVISOR, INC. $10,775,022,482 X X


801-63729 MSREF V, L.L.C. $4,878,047,466 X X

801-65333 MSRESS III MANAGER, L.L.C. $4,575,239,558 X X X

801-71550 M-STAARS $0 X

801-60774 MSVP 2002, INC. $42,563,331 X X

801-73671 MTS HEALTH INVESTORS, LLC $198,575,750 X

801-73378 MUBADALA GE CAPITAL PJSC $3,170,000,000 X X

801-67706 MUGARIAN INVESTMENT GROUP, LLC $44,733,580 X

801-43509 MURPHY MIDDLETON HINKLE & PARKER, INC. $216,441,000 X

801-43897 MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP. $11,500,000,000 X X

801-21317 MUTUAL OF AMERICA LIFE INSURANCE COMPANY $743,000,000 X X X

801-61332 MUTUAL OF OMAHA INVESTOR SERVICES, INC. $0 X X

801-65709 MV CAPITAL MANAGEMENT, INC. $341,434,243 X X

801-76661 MWM GROUP LLC $0 X X

801-64053 MYCIO WEALTH PARTNERS, LLC $5,544,257,634 X

801-61462 NADLER FINANCIAL GROUP, INC. $372,790,822 X

801-55938 NANCY A SOCHA & ASSOCIATES, LLC $167,763,390 X

801-62343 NAPA VALLEY WEALTH MANAGEMENT $147,040,025 X

801-66945 NAPLES ASSET MANAGEMENT CO., LLC $61,833,566 X X

801-69164 NAPLES CAPITAL ADVISORS $63,717,814 X X

801-66563 NARWHAL CAPITAL MANAGEMENT $431,908,169 X

801-64837 NATIONAL ASSET MANAGEMENT, INC. $502,977,493 X X X

801-72150 NATIONAL CHRISTIAN FINANCIAL ADVISORS, INC $1,000,000 X

801-74427 NATIONAL FUND ADVISORS, LLC $0 X

801-45236 NATIONAL INVESTMENT SERVICES, INC $2,879,239,700 X

801-57306 NATIONAL PENN CAPITAL ADVISORS $824,315,800 X X

801-54046 NATIONAL RETIREMENT CONSULTANTS INC $128,298,615 X X

801-57407 NATIONS FINANCIAL GROUP, INC. $250,196,119 X X X

801-67833 NATIONWIDE ASSET MANAGEMENT, LLC $12,925,000,000 X X

801-52664 NATIONWIDE INVESTMENT ADVISORS, LLC $2,437,836,918 X X

801-57618 NATIVE AMERICAN FUND ADVISORS LLC $156,706,264 X X X

801-73944 NAUTIC PARTNERS, LLC $1,436,675,516 X

801-72407 NAVELLIER GENESIS MANAGEMENT, LLC $41,417,000 X

801-56822 NAVIGATOR INVESTMENTS, LLC $176,155,717 X X

801-51163 NAVIGATOR MONEY MANAGEMENT, INC. $128,412,909 X

801-58209 NAVITAS WEALTH ADVISORS, INC. $102,574,000 X X

801-68067 NAVY FEDERAL ASSET MANAGEMENT, LLC $90,045,485 X X

801-70026 NB ALTERNATIVE FUND MANAGEMENT LLC $2,307,331,689 X X

801-60730 NB ALTERNATIVE INVESTMENT MANAGEMENT LLC $3,642,327,619 X X

801-70009 NB ALTERNATIVES ADVISERS LLC $11,400,000,000 X X

801-21123 NBS FINANCIAL SERVICES, INC. $192,299,606 X X

801-67993 NC III, L.L.C. $2,841,504,479 X X

801-67059 NCA FINANCIAL PLANNERS $585,552,560 X

801-72916 NCH CAPITAL INC. $3,635,080,878 X

801-72106 NED GOODMAN INVESTMENT COUNSEL LIMITED $1,279,960,752 X X

801-70650 NEIMAN FUNDS MANAGEMENT LLC $43,471,000 X

801-72587 NEPHILA ADVISORS LLC $124,000,366 X X

801-63514 NEPHILA CAPITAL LTD. $5,521,273,426 X X

801-74765 NEPSIS ADVISOR SERVICES, INC. $0 X

801-67023 NEPSIS CAPITAL MANAGEMENT, INC. $160,000,000 X

801-67684 NEPTUNE INVESTMENT MANAGEMENT LIMITED $9,806,166,702 X


801-72609 NESTEGG WEALTH $0 X X

801-74017 NET RETURN ASSET MANAGEMENT LLC $214,147,341 X X

801-71669 NEUBERGER BERMAN ASIA LIMITED $859,075,148 X X X

801-61757 NEUBERGER BERMAN FIXED INCOME LLC $82,727,721,235 X X

801-68296 NEW ALBANY CAPITAL PARTNERS, LLC $193,483,567 X X

801-56839 NEW CENTURY ASSET MANAGEMENT, INC. $193,962,470 X

801-45616 NEW ENGLAND CAPITAL $160,402,884 X

801-17130 NEW ENGLAND FINANCIAL PLANNING GROUP $127,000,000 X

801-67679 NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC. $362,296,000 X

801-73080 NEW ENGLAND RETIREMENT CONSULTANTS, LLC $1,606,668,812 X

801-26809 NEW ERA FINANCIAL ADVISORS, INC. $290,590,600 X

801-72988 NEW GROUND CAPITAL LLC $0 X

801-74243 NEW HERITAGE CAPITAL LLC $174,120,602 X

801-67819 NEW LINE CAPITAL, LLC $32,392,228 X

801-74051 NEW MOUNTAIN CAPITAL, LLC $6,682,291,430 X

801-71948 NEW MOUNTAIN FINANCE ADVISERS BDC, L.L.C. $703,579,000 X

801-69688 NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. $1,702,580,792 X

801-70861 NEW PATH CAPITAL ADVISORS $58,400,000 X

801-65426 NEW PROVIDENCE ASSET MANAGEMENT L.P. $2,040,393,546 X

801-26315 NEW STAR INSTITUTIONAL MANAGERS $1,417,685,074 X

801-66132 NEW WEALTH ADVISORS, LLC $111,133,334 X

801-73604 NEWBURY ASSOCIATES LLC $1,725,963,000 X

801-51559 NEWFLEET ASSET MANAGEMENT, LLC $8,485,000,000 X X

801-63625 NEWFOCUS FINANCIAL GROUP, LLC $168,263,295 X

801-73042 NEWFOUND RESEARCH LLC $0 X

801-17465 NEWGATE CAPITAL MANAGEMENT LLC $1,894,425,000 X

801-60888 NEWPORT ASIA LLC $1,991,540,534 X

801-49110 NEWPORT CAPITAL ADVISERS INC $103,079,133 X X

801-68323 NEWPORT CAPITAL GROUP, LLC $1,568,105,023 X

801-60427 NEWPORT GROUP SECURITIES, INC. $12,822,912,641 X X

801-35303 NEWPORT INVESTMENT ADVISORS INC $91,571,596 X X

801-73634 NEWSTAR FINANCIAL, INC $1,603,634,068 X

801-69525 NEWTON ONE ADVISORS $147,440,389 X

801-70197 NEXAR CAPITAL LLC $2,196,092,638 X

801-65798 NEXSTAR CAPITAL PARTNERS, LLC $127,505,086 X

801-74507 NEZU ASIA CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD. $554,750,259 X

801-74436 NEZU ASIA CAPITAL MANAGEMENT LIMITED $676,251,625 X

801-74435 NEZU ASIA CAPITAL MANAGEMENT, LLC $113,472,771 X

801-63560 NFC INVESTMENTS, LLC $368,000,000 X

801-47940 NFJ INVESTMENT GROUP LLC $24,960,935,950 X X X

801-70743 NFP INDESUITE $0 X X X

801-63264 NGP INVESTMENT ADVISOR, LP $256,581,000 X

801-73832 NIAM AB $3,728,168,231 X

801-63754 NIBC CREDIT MANAGEMENT, INC. $403,428,434 X X

801-66532 NICHOLAS INVESTMENT PARNTERS, L.P. $603,784,302 X

801-39734 NIEMANN CAPITAL MANAGEMENT INC $542,453,004 X

801-45362 NIGHT OWL CAPITAL MANAGEMENT, LLC $333,573,370 X

801-65128 NIGHTWATCH CAPITAL ADVISORS, LLC $4,629,115 X

801-62963 NINE THIRTY CAPITAL MANAGEMENT, LLC $327,000,000 X

801-68540 NJR INVESTMENT ADVISORY, INC. $39,978,253 X X


801-70544 NMS CAPITAL ASSET MANAGEMENT, INC. $1,893,416,984 X X

801-70538 NOCTUA INTERNATIONAL WMG, LLC $376,826,833 X

801-49934 NOESIS CAPITAL MANAGEMENT CORP $243,759,404 X

801-74902 NOKOMIS CAPITAL, L.L.C. $142,520,000 X

801-24357 NOMURA ASSET MANAGEMENT CO., LTD. $323,806,962,234 X X

801-57909 NOMURA ASSET MANAGEMENT HONG KONG LIMITED $1,404,421,851 X X

801-37645 NOMURA ASSET MANAGEMENT SINGAPORE LIMITED $11,994,751,618 X X

801-25922 NOMURA ASSET MANAGEMENT U.K. LIMITED $28,248,431,393 X X

801-12129 NOMURA ASSET MANAGEMENT U.S.A. INC. $1,590,907,000 X X

801-38965 NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC $18,560,837,972 X X

801-60376 NOMURA FUNDS RESEARCH AND TECHNOLOGIES AMERICA INC. $702,115,193 X X

801-69212 NOMURA GLOBAL ALPHA LLC $2,015,327,172 X X

801-65852 NOONDAY ASSET MANAGEMENT LLP $2,359,253,888 X

801-65851 NOONDAY ASSET MANAGEMENT, L.P. $3,298,414,018 X

801-64155 NORCAP INVESTMENT MANAGEMENT, L.P. $96,962,108 X

801-64572 NORTH BERKELEY INVESTMENT PARTNERS, LLC $246,737,796 X X

801-69932 NORTH CAPITAL $57,800,000 X

801-58290 NORTH COUNTRY INVESTMENT ADVISERS, INC. $149,612,616 X

801-72459 NORTH COVE PARTNERS, LLC $2,200,000,000 X

801-74250 NORTH RUN CAPITAL, LP $1,320,115,460 X

801-62013 NORTH STAR INVESTMENT MANAGEMENT CORPORATION $483,398,812 X X

801-57294 NORTHCOAST ASSET MANAGEMENT LLC $1,407,292,301 X

801-57720 NORTHEAST ADVISERS, INC. $253,360,747 X

801-70935 NORTHEAST FINANCIAL GROUP, INC. $63,089,148 X

801-44942 NORTHERN CAPITAL MANAGEMENT, INC. $424,099,330 X

801-72415 NORTHERN LIGHTS CAPITAL GROUP $98,174,000 X X

801-56408 NORTHERN NECK INVESTORS LLC $1,868,289,000 X X

801-11335 NORTHERN OAK CAPITAL MANAGEMENT, INC. $400,801,560 X

801-60152 NORTHERN TRUST GLOBAL INVESTMENTS LTD $104,367,161,076 X X

801-66571 NORTHGATE CAPITAL, L.P. $3,127,098,668 X X

801-63761 NORTHGATE CAPITAL, LLC $3,127,098,668 X X

801-67723 NORTHLAKE CAPITAL MANAGEMENT, LLC $30,738,942 X

801-68391 NORTHLEAF CAPITAL ADVISORS LTD. $30,526,167 X

801-66034 NORTHLIGHT FINANCIAL LLC $297,920,035 X

801-57064 NORTHPOINTE CAPITAL LLC $1,009,143,479 X

801-61270 NORTHROAD CAPITAL MANAGEMENT LLC $334,833,149 X

801-37897 NORTHSTAR ASSET MANAGEMENT INC $161,016,000 X

801-73552 NORTHSTAR CAPITAL, LLC $756,495,619 X

801-60610 NORTHSTAR FINANCIAL PARTNERS, INC. $107,600,000 X X

801-55760 NORTHVIEW ASSET MANAGEMENT, INC. $28,725,000 X

801-60494 NORTHWATER CAPITAL MANAGEMENT INC. $474,000,000 X

801-69483 NORTHWEST ASSET MANAGEMENT $491,038,682 X X

801-72636 NORTHWEST QUADRANT, LLC $130,000,000 X

801-72545 NORTHWEST WEALTH MANAGEMENT, LLC $130,516,390 X X X

801-17685 NOTTINGHAM ADVISORS INC. $626,884,245 X X

801-72961 NOVEL CAPITAL MANAGEMENT LTD. $393,226,292 X X

801-70386 NOVICK & COMPANY FINANCIAL GROUP, LLC $140,830,487 X

801-32082 NOVOS PLANNING ASSOCIATES INC $83,292,227 X

801-66006 NPA ASSET MANAGEMENT, LLC $101,210,480 X X

801-65903 NPB FINANCIAL GROUP, LLC $180,000,000 X X


801-70149 NSB ADVISORS LLC $427,151,716 X

801-69682 NUANCE INVESTMENTS, LLC $150,997,907 X X

801-35870 NULAND & ARSHAD INC $614,665,768 X

801-71957 NUVEEN ASSET MANAGEMENT, LLC $104,184,569,000 X X

801-14147 NUVEEN FUND ADVISORS, INC. $101,498,896,000 X X

801-61502 NUVEEN INVESTMENTS ADVISERS INC. $486,151,277 X X

801-61511 NUVERSE ADVISORS LLC $462,017,844 X

801-55681 NWF ADVISORY SERVICES INC $253,193,746 X

801-61649 NWK GROUP $49,588,932 X

801-61379 NWQ INVESTMENT MANAGEMENT COMPANY, LLC $17,319,540,649 X X

801-74046 NXT CAPITAL INVESTMENT ADVISERS, LLC $266,000,000 X X

801-73382 NYES LEDGE CAPITAL MANAGEMENT, LLC $1,126,808,000 X

801-72921 OAK & REED CAPITAL MANAGEMENT, LLC $8,500,000 X

801-67049 OAK FAMILY ADVISORS, LLC $116,877,643 X X

801-62894 OAK HILL ADVISORS, L.P. $16,212,171,543 X

801-64749 OAK HILL CAPITAL MANAGEMENT, LLC $8,131,393,658 X

801-70818 OAK HILL INVESTMENT MANAGEMENT, L.P. $13,088,012,387 X

801-35529 OAK RIDGE INVESTMENTS, LLC $2,663,900,000 X

801-71287 OAKMONT CAPITAL MANAGEMENT, LLC $100,144,601 X X

801-42175 OAKMONT CORPORATION $389,112,829 X

801-67012 OAKMONT PARTNERS, LLC $675,240,440 X

801-60988 OARSMAN CAPITAL, INC $166,803,684 X

801-64872 OASIS CAPITAL MANAGEMENT LLC $51,913,000 X

801-57420 OBERON FINANCIAL TECHNOLOGY, INC. $0 X X

801-69641 OBERWEIS ASSET MANAGEMENT (ASIA) LIMITED $120,368,590 X X

801-35657 OBERWEIS ASSET MANAGEMENT INC $586,215,297 X X X

801-73101 OCEAN AVENUE CAPITAL PARTNERS, L.P. $170,850,000 X

801-35678 OCEAN PARK ASSET MANAGEMENT, INC. $246,222,234 X

801-71998 OCTAGON CREDIT INVESTORS, LLC $4,960,727,247 X

801-63386 ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED $53,003,407 X X

801-68155 OFFIT CAPITAL $5,377,974,203 X

801-20076 OFS $309,807,101 X

801-51396 OHIO NATIONAL INVESTMENTS INC $6,576,275,954 X X

801-68466 OJM GROUP $201,000,000 X

801-76569 OLD FORT PARTNERS LTD. $0 X

801-61882 OLD GLORY ASSET MANAGEMENT LLC $201,074,397 X

801-74159 OLD HILL PARTNERS INC. $69,000,000 X

801-69945 OLD MUTUAL GLOBAL INDEX TRACKERS (PROPRIETARY) LIMITED $5,125,724,241 X X

801-63571 OLD NORTH ADVISORS, LLC $195,371,470 X

801-67390 OLD OAK FINANCIAL PLANNING, INC. $52,727,966 X

801-18362 OLSON INVESTMENT ADVISORS, LLC $97,952,887 X

801-65702 OLYMPIUS CAPITAL, L.P. $161,200,000 X

801-74135 OLYMPUS CAPITAL HOLDINGS ASIA $1,039,114,256 X

801-73693 OMAM UK $6,198,777,641 X X

801-29406 OMC FINANCIAL SERVICES LTD $78,604,532 X

801-76630 OMEGA FINANCIAL GROUP, LLC $0 X

801-63715 OMNICAP GROUP LLC $558,793,308 X

801-66936 OMNIVEST GROUP LLC $107,823,627 X

801-60483 ONE CAPITAL MANAGEMENT, LLC $409,881,090 X

801-70264 ONE WILLIAM STREET CAPITAL MANAGEMENT, LP. $3,775,070,039 X


801-65396 ONEX CREDIT PARTNERS, LLC $1,448,127,000 X X

801-74110 ONEX PARTNERS MANAGER LP $10,000,000,000 X

801-76773 ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC $0 X

801-71953 ONYX INVESTMENT ADVISORS $25,000,000 X

801-64621 OPEN FIELD CAPITAL LLC $75,249,000 X

801-34964 OPPENHEIMER & CLOSE, INC. $242,424,059 X X

801-61415 OPTIFOUR INTEGRATED WEALTH MANAGEMENT $199,000,000 X

801-63889 OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP $843,934,000 X X

801-45464 OPTIMA FUND MANAGEMENT LLC $1,437,909,000 X

801-68219 OPTIMAL CAPITAL ADVISORS, LLC $121,031,176 X

801-71089 OPTIMIZE INC. $0 X

801-38310 OPTIMUM FINANCIAL SERVICES INC $109,161,000 X

801-69366 OPTIMUS CAPITAL ADVISORS, LLC $29,715,137 X X

801-68965 OPTIVEST, INC. $144,667,998 X X X

801-44189 OPUS INVESTMENT MANAGEMENT, INC. $7,265,325,284 X

801-73596 ORACLE INVESTMENT MANAGEMENT, INC. $989,870,062 X

801-73400 ORANGE CAPITAL, LLC $1,552,500,000 X

801-62718 ORG PORTFOLIO MANAGEMENT LLC $3,029,914,400 X

801-67539 ORIGIN ASSET MANAGEMENT LLP $2,991,563,081 X X

801-70074 ORION INVESTMENT ADVISORS, LLC $164,658,480 X

801-32212 ORION INVESTMENT CO $185,572,849 X

801-60238 ORIZON INVESTMENT COUNSEL LLC $297,978,748 X X

801-38997 ORRELL CAPITAL MANAGEMENT $194,999,211 X

801-65281 ORTELIUS CAPITAL PARTNERS $230,892,988 X

801-61459 ORTNER, O'BRIEN & ORTNER ADVISORY GROUP, INC. $169,636,652 X

801-56319 OSBORNE PARTNERS $1,072,127,351 X

801-68177 O'SHAUGHNESSY ASSET MANAGEMENT, LLC $4,406,315,972 X

801-71068 OSPRAIE MANAGEMENT, LLC $1,925,845,047 X

801-18395 OSTERWEIS CAPITAL MANAGEMENT INC $1,490,625,778 X

801-54360 OSTERWEIS CAPITAL MANAGEMENT LLC $3,776,348,947 X

801-34048 OSTROFE FINANCIAL CONSULTANTS INC $154,878,719 X

801-65346 OUTFITTER FINANCIAL CORP. $16,802,062 X

801-60790 OVERBROOK MANAGEMENT CORPORATION $539,750,328 X X

801-71077 OVERLAND ADVISORS, LLC $2,189,116,586 X X

801-66113 OWL CREEK ASSET MANAGEMENT, L.P. $7,059,873,000 X

801-69005 OXFORD ASSET MANAGEMENT, LLC $134,188,510 X

801-20692 OXFORD FINANCIAL GROUP, LTD $10,007,411,260 X

801-61873 OXFORD INVESTMENT PARTNERS, LLC $223,712,883 X

801-50212 OXFORD REAL ESTATE ADVISORS INC $296,100,000 X X

801-56729 OZ MANAGEMENT LP $35,234,349,244 X

801-73804 P & S CREDIT MANAGEMENT, L.P. $3,913,044,825 X

801-58097 P&A CAPITAL ADVISORS $330,462,951 X

801-16815 P. J. SCHMIDT INVESTMENT MANAGEMENT, INC $390,994,776 X

801-66238 P. R. HERZIG & CO. INC. $141,393,294 X X

801-69914 P. SCHOENFELD ASSET MANAGEMENT LP $3,141,323,000 X

801-57416 PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC $15,308,567,680 X

801-20706 PACIFIC CORPORATE GROUP LLC $28,018,879 X

801-72311 PACIFIC GLOBAL ADVISORS LLC $16,042,213,381 X

801-41668 PACIFIC GLOBAL INVESTMENT MANAGEMENT CO $462,288,943 X

801-48187 PACIFIC INVESTMENT MANAGEMENT COMPANY LLC $1,771,637,180,640 X X X


801-15057 PACIFIC LIFE FUND ADVISORS LLC $50,414,134,728 X

801-17459 PACIFIC MANAGEMENT LTD $12,645,500 X X

801-64063 PACIFIC PARK FINANCIAL, INC. $94,120,000 X

801-66277 PACIFIC PORTFOLIO CONSULTING, LLC $1,723,605,000 X

801-62342 PACIFIC STRATEGIC MANAGEMENT, LP $337,349,528 X

801-66267 PACIFIC SUN ADVISORS LIMITED $2,000,000 X

801-62010 PACIFICA CAPITAL INVESTMENTS $244,576,165 X

801-61141 PACIFICOR, LLC $191,179,179 X

801-71915 PACTOLUS PRIVATE WEALTH MANAGEMENT LLC $227,000,000 X X

801-61489 PALADIN CAPITAL MANAGEMENT, LLC $962,628,203 X X

801-63362 PALANTIR CAPITAL MANAGEMENT, LTD. $90,914,116 X

801-48401 PALISADE CAPITAL MANAGEMENT LLC $3,370,730,794 X

801-57954 PALLAS INVESTMENT PARTNERS, L.P. $13,842,426 X X

801-60091 PALM BEACH CAPITAL CORPORATION $5,106,651 X X

801-72047 PALMER SQUARE CAPITAL MANAGEMENT LLC $341,046,660 X X

801-58166 PALO ALTO INVESTORS, LLC $983,640,690 X X

801-76757 PALO VERDE CAPITAL, LLC $0 X

801-72796 PALOMA PARTNERS MANAGEMENT COMPANY $3,800,000,000 X

801-41971 PAMPEL & ASSOCIATES INC $48,545,462 X X

801-57335 PAN GEO INVESTMENT INC $0 X

801-71327 PANTHEON $12,923,159,390 X X

801-32850 PANTHEON $0 X X

801-56537 PANTHEON INVESTMENT LLC $134,562,788 X

801-67603 PARADIGM CAPITAL MANAGEMENT GROWTH ADVISORS, INC. $0 X

801-47403 PARADIGM CAPITAL MANAGEMENT, INC. $1,710,400,000 X X

801-68347 PARADIGM CONSULTING, INC. $61,381,760 X

801-64574 PARADIGM FUNDS ADVISOR LLC $245,900,000 X

801-54375 PARAGON ADVISORS, INC. $532,204,000 X

801-36249 PARAGON CAPITAL MANAGEMENT $605,006,079 X

801-41741 PARAGON CAPITAL MANAGEMENT $91,000,000 X

801-72424 PARAGON FINANCIAL PARTNERS $93,668,731 X

801-76245 PARAGON JV PARTNERS, LLC $174,793,948 X

801-73960 PARAGON OUTCOMES MANAGEMENT LLC $440,521,474 X

801-68107 PARALLEL ADVISORS, LLC $224,850,355 X

801-60485 PARAMETRIC $44,321,112,409 X X

801-67738 PARAMETRIC RISK ADVISORS $3,472,281,689 X X

801-73738 PARAMOUNT GROUP REAL ESTATE ADVISOR LLC $6,353,127,527 X X

801-72301 PARASOL INVESTMENT MANAGEMENT, LLC $108,000,000 X X

801-73969 PAR-FOUR INVESTMENT MANAGEMENT, LLC $862,000,000 X

801-69079 PARITER WEALTH MANAGEMENT GROUP LLC $96,254,000 X

801-68594 PARK SHORE PARTNERS LLC $25,524,787 X

801-60582 PARK STREET CAPITAL ADVISERS, L.L.C. $2,354,294,329 X

801-69027 PARK, MILLER, LLC $144,302,000 X

801-17956 PARKER CARLSON & JOHNSON $224,000,000 X

801-51642 PARKER GLOBAL STRATEGIES LLC $258,900,000 X X X

801-65169 PARKS CAPITAL $25,730,930 X

801-60265 PARKWAY ADVISORS, L.P. $1,084,737,051 X

801-22799 PARNASSUS INVESTMENTS $5,521,821,437 X X

801-70369 PARRISH & COMPANY PRIVATE WEALTH MANAGEMENT, LLC $121,335,272 X

801-74543 PARSONEX ADVISORY SERVICES, INC. $0 X


801-74177 PARTHENON CAPITAL PARTNERS $2,227,646,373 X

801-69012 PARTNER FUND MANAGEMENT, L.P. $6,328,612,149 X

801-61234 PARTNERS CAPITAL INVESTMENT GROUP, LLC $3,852,162,825 X X

801-68463 PARTNERS GROUP (USA) INC. $3,600,000,000 X X X

801-62795 PARTNERVEST ADVISORY SERVICES LLC $436,443,000 X

801-73580 PARVUS ASSET MANAGEMENT (UK) LLP $2,221,500,000 X

801-73012 PASKIN CAPITAL ADVISORS, LLC $527,000,000 X

801-70776 PATHSTONE FAMILY OFFICE, LLC $1,029,189,663 X

801-54251 PATHWAY CAPITAL MANAGEMENT LLC $24,201,788,444 X

801-74160 PATRIARCH PARTNERS XV, LLC $5,947,538,302 X

801-60542 PATRICK BECKER AGENCY $2,827,422 X

801-55500 PATRIOT INVESTMENT MANAGEMENT GROUP INC $459,594,031 X

801-61183 PATTON FUND MANAGEMENT, INC. $44,200,000 X

801-70460 PAUL-ELLIS INVESTMENT ASSOCIATES $15,000,000 X

801-73093 PAULS REAL ESTATE OPPORTUNITIES RIA, LLC $200,000,000 X X

801-62794 PAULSON & CO.INC. $30,545,850,000 X

801-66030 PAULSON MANAGEMENT LLC $9,526,813,000 X

801-19762 PAYDEN & RYGEL $62,142,000,000 X

801-69194 PAYDEN/KRAVITZ INVESTMENT ADVISERS LLC $157,400,000 X

801-73386 PCCP, LLC $1,930,746,846 X

801-63740 PCM ADVISORS LLC $9,200,000 X

801-76707 PDT PARTNERS, LLC $0 X

801-63235 PEACHTREE WEALTH MANAGEMENT, LLC $172,363,100 X

801-69009 PEAK CAPITAL MANAGEMENT, LLC $94,885,917 X

801-39737 PEAK FINANCIAL MANAGEMENT INC $258,278,529 X

801-54886 PEAK INVESTMENT MANAGEMENT, LTD. AKA ALPS FINANCIAL SERVICES $236,909,847 X

801-62933 PEAK INVESTMENTS, LLC $674,406,813 X

801-68410 PEAK WEALTH OPPORTUNITIES, LLC $0 X X

801-66095 PEAK6 ADVISORS LLC $4,237,124,497 X

801-19222 PEAR TREE ADVISORS, INC. $797,099,000 X

801-71197 PEAR TREE PARTNERS, LP $112,700,000 X X

801-54372 PECONIC PARTNERS LLC $558,121,653 X

801-67330 PEGAESUS ADVISORS $0 X

801-73818 PEGASUS CAPITAL ADVISORS, L.P. $2,978,580,183 X

801-71334 PEIRCE PARK GROUP $2,498,614,285 X

801-35684 PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. $837,040,051 X

801-66276 PELION INVESTMENT ADVISORS, INC. $7,650,000 X X

801-70231 PEMBERWICK INVESTMENT ADVISORS, LLC $124,686,109 X

801-72181 PEMBROKE MANAGEMENT LTD. $1,287,000,000 X

801-73481 PEMBROOK CAPITAL MANAGEMENT LLC $196,990,923 X X

801-63460 PENBROOK MANAGEMENT LLC $126,350,126 X

801-67737 PENDO, LLC $28,558,952 X

801-61751 PENLAND LEGACY ADVISORS $99,021,866 X

801-31452 PENN CAPITAL MANAGEMENT COMPANY, INC. $5,913,194,000 X

801-49007 PENNANT MANAGEMENT INC $5,531,927,997 X

801-69681 PENNIALL & ASSOCIATES $636,863,484 X X

801-68407 PENSION ARCHITECTS ADVISORY GROUP, LLC $534,148,822 X X

801-67820 PENSION CONSULTING ALLIANCE, INC. $0 X

801-68091 PENSION PARTNERS, LLC $57,446,949 X

801-67290 PENSION PLANNING SOLUTIONS, INC. $141,111,000 X


801-67430 PENSION PORTFOLIO MANAGEMENT, LLC $82,400,000 X

801-36893 PENTEGRA INVESTORS, INC. $372,381,000 X X

801-64767 PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLC $440,240,000 X

801-60525 PEPPERTREE PARTNERS $131,900,000 X X

801-70707 PER STIRLING CAPITAL MANAGEMENT, LLC $96,043,613 X

801-67735 PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP $8,742,300,000 X X

801-60051 PERFORMANCE EQUITY MANAGEMENT, LLC $16,731,447,343 X X

801-63742 PERGAMON OFFSHORE ADVISORS, L.P. $41,597,091 X

801-72342 PERIDIEM GLOBAL INVESTORS, LLC $353,500,000 X

801-63044 PERITUS ASSET MANAGEMENT, LLC $150,689,567 X

801-22888 PERKINS CAPITAL MANAGEMENT INC $163,608,088 X

801-71904 PERLMUTTER ADVISORS LLC $600,000,000 X

801-61864 PERMAL ASSET MANAGEMENT INC. $17,731,904,437 X X

801-63861 PERMAL CAPITAL MANAGEMENT, LLC $1,339,320,041 X X

801-65843 PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED $17,668,660,562 X X

801-63878 PERMANENT VALUE INC. $22,000,000 X X

801-48109 PERRYMAN FINANCIAL ADVISORY, INC. $210,000,000 X X

801-74672 PERSEUS REALTY PARTNERS, LLC $278,609,000 X

801-74108 PERSEUS, L.L.C. $925,893,361 X

801-63688 PERSHING SQUARE CAPITAL MANAGEMENT, L.P. $10,479,603,293 X X

801-63689 PERSHING SQUARE GP, LLC $4,421,316,453 X X

801-56210 PERSIMMON CAPITAL MANAGEMENT LP $227,300,000 X

801-63578 PERSONAL ASSET STRATEGIES, INC. $28,079,644 X

801-72613 PERSONAL CAPITAL ADVISORS CORPORATION $10,785,000 X

801-56627 PERSONAL FINANCIAL PROFILES INC $79,462,410 X

801-16254 PERSONAL INVESTMENT MANAGEMENT INC $334,202,682 X X

801-27046 PETER B. CANNELL & CO., INC. $1,780,276,222 X

801-65086 PETER KIMMELMAN ASSET MANAGEMENT LLC $955,827,000 X

801-72270 PETERS FINANCIAL PLANNING CORPORATION $111,300,000 X

801-43668 PETERS WEALTH ADVISORS LLC $174,115,470 X

801-68917 PETERSON FINANCIAL & RETIREMENT SERVICES $73,464,036 X

801-74139 PETERSON PARTNERS $352,986,817 X

801-73966 PETRA CAPITAL MANAGEMENT LLC $793,000,000 X

801-39169 PETRA FINANCIAL ADVISORS INC $97,398,763 X

801-72154 PETTINGA FINANCIAL ADVISORS, LLC $550,466,869 X

801-60628 PFG FINANCIAL ADVISORS $987,645,125 X X X

801-69487 PFI STRATEGIES $141,000,000 X X

801-73883 PFINGSTEN PARTNERS, L.L.C. $763,336,395 X

801-60449 PFM ASSET MANAGEMENT LLC $43,933,138,545 X X

801-62632 PGR SOLUTIONS, LLC $308,186,568 X

801-64079 PHALANX CAPITAL MANAGEMENT, LLC $380,653,561 X

801-74643 PHASECAPITAL LP $10,200,000 X

801-67670 PHIL D. WHEAT, CFP $44,505,190 X X

801-60785 PHILADELPHIA INTERNATIONAL ADVISORS LP $3,778,452,531 X

801-66682 PHILADELPHIA INVESTMENT PARTNERS, LLC $92,000,000 X

801-63879 PHILLIPS & COMPANY $218,288,779 X X X

801-73244 PHILLIPS EDISON & COMPANY LTD. $1,794,000,000 X

801-63343 PHILLIPS FINANCIAL $537,256,325 X X

801-76154 PHILOSMITH CAPITAL CORPORATION $105,000,000 X

801-74334 PHOENIX CAPITAL REALTY ADVISORS, LLC $185,336,790 X X


801-60793 PHOENIX FINANCIAL INC. $116,427,608 X

801-65790 PHOENIX INVESTMENT ADVISER LLC $425,000,000 X

801-66583 PHYSICIANS FINANCIAL SERVICES, INC. $90,870,089 X X

801-65828 PICKWICK CAPITAL ADVISORS, LLC $27,203,499 X

801-66883 PIEDMONT INVESTMENT ADVISORS, LLC $139,832,519 X X

801-58025 PIEDMONT INVESTMENT ADVISORS, LLC $3,441,413,862 X

801-63390 PIER CAPITAL, LLC $752,480,130 X

801-72209 PIERSHALE FINANCIAL GROUP, INC. $129,328,629 X

801-72924 PILLAR WEALTH ADVISORS, LLC $48,844,156 X X

801-69558 PILLAR WEALTH MANAGEMENT, LLC $119,000,000 X X

801-60924 PILOT ADVISORS, L.P. $800,000,000 X

801-72856 PIM FINANCIAL SERVICES INC $2,226,273 X

801-72402 PINE GROVE ASSET MANAGEMENT LLC $978,588,576 X

801-65336 PINE RIVER CAPITAL MANAGEMENT L.P. $44,733,152,526 X

801-65521 PINEBANK ASSET MANAGEMENT, LP $310,000,000 X

801-47333 PINENO LEVIN & FORD ASSET MANAGEMENT, INC. $175,798,038 X

801-71563 PINKERTON RETIREMENT SPECIALISTS, LLC $90,028,782 X

801-53493 PINNACLE ADVISORS LLC $2,425,369 X X

801-43156 PINNACLE ADVISORY GROUP, INC. $896,737,970 X X

801-62150 PINNACLE ASSET MANAGEMENT, L.P. $2,205,700,000 X

801-20841 PINNACLE ASSOCIATES, LTD. $4,594,000,000 X

801-67143 PINNACLE CAPITAL MANAGEMENT, LLC $132,000,000 X X

801-57298 PINNACLE INVESTMENT ADVISORS $503,586,454 X X

801-67352 PINNACLE INVESTMENT ADVISORY $212,086,319 X X

801-67860 PINNACLE INVESTMENTS, LLC $69,725,896 X X

801-68286 PINNACLE PENSION CONSULTANTS LLC $0 X X

801-74115 PINNACLE TIMBERLAND MANAGEMENT, INC. $428,086,117 X

801-74215 PINNACLE VENTURES $530,000,000 X

801-63327 PINNACLE WEALTH MANAGEMENT, INC. $108,825,371 X

801-71265 PINOAK ADVISORS, L.L.C $39,000,000 X

801-71602 PIONEER ADVISORS, LLC $118,204,881 X

801-68637 PIPER JAFFRAY INVESTMENT MANAGEMENT LLC $440,973,000 X X

801-67522 PITCH FINANCIAL SERVICES LLC $31,268,980 X

801-72519 PIVOT POINT CAPITAL PARTNERS, LLC $220,811,051 X

801-71335 PIVOTAL PLANNING GROUP, LLC $92,687,664 X X

801-62147 PKS ADVISORY SERVICES, LLC $505,000,000 X X

801-70132 PLACE FINANCIAL ADVISORS $45,170,899 X X

801-70018 PLACER SUMMIT FINANCIAL GROUP, LLC $97,462,208 X

801-72652 PLAINSBORO GLOBAL CAPITAL INC. $1,258,108 X

801-66970 PLAN FINANCIAL $81,622,264 X X

801-56830 PLAN INC $25,364,233 X

801-55657 PLANFIRST INC $246,457,708 X

801-47434 PLANMEMBER ADVISORS CORPORATION $51,147,000 X

801-25709 PLANNED ASSET MANAGEMENT $101,300,000 X X X

801-11036 PLANNERS FINANCIAL SERVICES, INC. $109,544,816 X

801-63778 PLANNING CAPITAL MANAGEMENT CORP. $54,209,649 X

801-62686 PLANNING DIRECTIONS, INC. $109,049,097 X

801-71722 PLANNING SOLUTIONS GROUP, LLC $294,036,900 X

801-66476 PLANPREP $0 X

801-44058 PLANTE MORAN FINANCIAL ADVISORS $6,956,501,939 X


801-73896 PLURAL INVESTMENTS, LLC $820,115,000 X

801-69113 PNMAC CAPITAL MANAGEMENT, LLC $728,722,939 X X

801-73291 POINT LOBOS CAPITAL, LLC $465,000,000 X

801-63062 POINTER CAPITAL, LLC $91,263,184 X X

801-73887 POINTER MANAGEMENT, LLC $2,675,630,426 X

801-70000 POINTOAK ADVISORS $52,000,000 X

801-64516 POLAR INVESTMENT COUNSEL, INC. $101,529,139 X X

801-15180 POLEN CAPITAL MANAGEMENT, LLC $3,044,906,999 X

801-27115 POLLOCK PLANNING ASSOCIATES INC $103,342,000 X

801-54946 POM PORTFOLIO MANAGEMENT AG $46,000,000 X X

801-68503 PONDER FINANCIAL GROUP $55,460,000 X

801-30773 PONDER INVESTMENT CO $1,205,369,017 X

801-68455 POPLAR FOREST CAPITAL LLC $355,441,768 X

801-48755 PORTER WHITE INVESTMENT ADVISORS, INC. $183,494,323 X

801-32066 PORTFOLIO 21 INVESTMENTS, INC $528,909,074 X

801-68615 PORTFOLIO ASSET MANAGEMENT $176,605,000 X

801-29130 PORTFOLIO MANAGEMENT CONSULTANTS, INC. $40,921,578 X X X

801-68633 PORTFOLIO RESOURCES ADVISOR GROUP, INC. $51,315,810 X X

801-18475 PORTFOLIO STRATEGIES INC $229,370,656 X

801-67442 PORTFORMULAS INVESTING CORPORATION $176,000,000 X X

801-73963 PORTOLAN CAPITAL MANAGEMENT, LLC $448,038,346 X

801-57939 POST ADVISORY GROUP, LLC $9,263,887,726 X X

801-69336 POTERACK CAPITAL ADVISORY, INC. $34,179,641 X X

801-16383 POTOMAC ASSET MANAGEMENT CO INC $234,553,862 X X

801-56358 POTOMAC INVESTMENTS, INC. $62,594,316 X

801-74420 POWELL INVESTMENT ADVISORS, LLC $155,229,197 X

801-61851 POWERSHARES $20,048,819,454 X X

801-66525 PPA ADVISORY SERVICES, INC. $169,123,000 X X

801-70895 PPB ADVISORS, LLC $40,000,000 X

801-40783 PPM AMERICA INC $81,579,067,013 X X

801-73334 PRAIRIE CAPITAL $607,790,555 X

801-71609 PRAIRIE CAPITAL MANAGEMENT, LLC $3,104,108,731 X X X

801-73882 PRAMERICA FIXED INCOME; PRAMERICA REAL ESTATE INVESTORS $14,670,151,820 X X X X

801-71072 PRECEPT ADVISORY GROUP LLC $1,500,000,000 X

801-73913 PRECISION CAPITAL ADVISORS, LLC $1,416,555,836 X

801-69876 PREMIER CAPITAL MANAGEMENT INC $12,700,000 X

801-38364 PREMIER FINANCIAL GROUP INC $312,518,134 X

801-62656 PREMIERSOURCE LLC $0 X

801-70038 PREMIUM POINT INVESTMENTS $818,891,477 X

801-41173 PRESCIENT INVESTMENT MANAGERS (IRELAND) LTD $7,796,000,000 X

801-55261 PRESIDIO CAPITAL ADVISORS LLC $3,730,593,339 X

801-68161 PRESIDIUM PARTNERS, LLC $70,000,000 X

801-71435 PRESTIGE CAPITAL ADVISORS, LLC $34,291,210 X X X

801-72627 PRESTIGE WEALTH MANAGEMENT GROUP, LLC $369,000,000 X X

801-55225 PRIM ADVISORS, INCORPORATED $46,230,678 X X X

801-61688 PRIMA CAPITAL ADVISORS, LLC $2,243,800,002 X

801-69279 PRIMARY FUNDS, LLC $27,700,000 X

801-73438 PRIME GROUP ADVISOR, L.P. $3,743,532,162 X

801-63367 PRIME SOLUTIONS FINANCIAL SERVICES CORP. $24,195,554 X X

801-63022 PRINCE STREET CAPITAL MANAGEMENT LLC $695,376,318 X


801-62702 PRINCETON ADVISORY GROUP, INC. $1,609,620,393 X X

801-33000 PRINCETON CAPITAL MANAGEMENT INC $197,678,713 X

801-72525 PRINCETON FUND ADVISORS, LLC $450,629,606 X

801-72981 PRINCETON-BLAZER ADVISORS, LLC $0 X X

801-73645 PRINCIPAL ENTERPRISE CAPITAL, LLC $2,758,200,000 X X

801-30958 PRINCIPAL FINANCIAL ADVISORS, INC. $0 X X

801-8144 PRINCIPAL MANAGEMENT CORP $102,477,274,352 X X

801-55618 PRINCIPAL REAL ESTATE INVESTORS LLC $8,819,024,044 X X

801-62407 PRINCIPLE PLANNING ADVISORS, LLC $97,112,820 X

801-71185 PRINCIPLED ADVISORS, INC. $0 X X

801-70938 PRISM ADVISORY GROUP, LLC $173,016,669 X X

801-61646 PRISM FINANCIAL GROUP, LLC $180,704,000 X

801-44324 PRISM FINANCIAL GROUP, LLC $58,958,234 X

801-69533 PRISM FUNDS, LLC $46,318,648 X

801-63152 PRISMA CAPITAL PARTNERS LP $7,343,661,000 X X

801-72060 PRIVATE ADVISOR GROUP, LLC $615,531,283 X X X

801-58201 PRIVATE ADVISORY GROUP $127,000,000 X

801-52507 PRIVATE ASSET MANAGEMENT INC $95,350,500 X

801-61877 PRIVATE CAPITAL ADVISORS, INC. $285,895,682 X

801-62078 PRIVATE CAPITAL GROUP, LLC $300,165,684 X

801-56728 PRIVATE CAPITAL MANAGEMENT INC $753,660,258 X X

801-61180 PRIVATE CAPITAL MANAGEMENT, INC. $108,449,127 X

801-29456 PRIVATE CAPITAL MANAGEMENT, LP $1,596,000,000 X X

801-74655 PRIVATE CLIENT ASSET MANAGEMENT, INC. $49,000,000 X X X

801-72717 PRIVATE CLIENT LLC $107,000,000 X

801-66399 PRIVATE INCOME CAPITAL MANAGEMENT $275,183,761 X

801-20857 PRIVATE OCEAN $669,790,435 X

801-69346 PRIVATE PORTFOLIO OF SAN DIEGO $68,203,449 X X

801-68605 PRIVATE WEALTH ADVISORS, LLC $116,340,847 X X

801-67745 PRIVATE WEALTH GROUP, LLC $137,773,200 X

801-63808 PRIVATE WEALTH PARTNERS, LLC $683,301,151 X

801-61430 PROBITY ADVISORS, INC. $161,000,000 X

801-43337 PRODIGY ASSET MANAGEMENT LLC $827,000,000 X

801-63537 PROFESSIONAL ADVISORY RESOURCES, LLC $101,589,592 X

801-57077 PROFESSIONAL PLANNING $145,991,166 X

801-62413 PROFESSIONAL PLANNING ADVISORS,LLC $134,622,058 X

801-15330 PROFESSIONAL PLANNING GROUP $500,534,822 X

801-71231 PROFESSIONAL PLANNING SERVICES $233,000,000 X

801-52528 PROFIT INVESTMENTS $1,930,000,000 X

801-68864 PROFOCUS INCORPORATED $57,000,000 X

801-69169 PROGRESS ADVISORS, LLC $139,900,000 X X

801-74195 PROLOGIS PRIVATE CAPITAL, LLC $500,000,000 X X

801-73403 PROLOGUE CAPITAL MANAGEMENT, L.P. $1,468,330,672 X

801-63719 PROMANAGE, LLC $1,321,134,918 X

801-73519 PROSAIC, LP $153,350,045 X

801-71591 PROSAPIA CAPITAL MANAGEMENT $0 X

801-47749 PROSPECT ASSET MANAGEMENT INC $275,818,552 X

801-73531 PROSPECT PARTNERS, L.L.C. $382,100,000 X

801-45890 PROTECTIVE INVESTMENT ADVISORS INC. $832,771,277 X X

801-71993 PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. $2,493,817,950 X


801-71994 PROVIDENCE EQUITY PARTNERS L.L.C. $21,196,939,369 X

801-43408 PROVIDENT INVESTMENT MANAGEMENT LLC $47,006,058,816 X

801-62799 PROVIDENT WEALTH MANAGEMENT, LLC $110,000,000 X

801-32172 PROVISE MANAGEMENT GROUP, LLC $705,649,312 X X

801-67912 PROXIMA CAPITAL MANAGEMENT, LLC $566,395,405 X

801-32497 PRS INTERNATIONAL INVESTMENT ADVISORY SERVICE $1,373,471,737 X X

801-61312 PRUDENT MAN ADVISORS, INC. $3,159,151,312 X

801-20018 PRUDENT MANAGEMENT ASSOCIATES $822,778,670 X

801-74401 PRUDENT STREET FINANCIAL ADVISORS, LLC $140,652,238 X

801-64609 PRUDENTIAL INTERNATIONAL INVESTMENTS ADVISERS $6,091,812,837 X X X

801-22808 PRUDENTIAL INVESTMENT MANAGEMENT, INC. $431,916,018,625 X X X

801-31104 PRUDENTIAL INVESTMENTS LLC $178,078,368,510 X X X

801-43479 PRUDENTIAL PRIVATE PLACEMENT INVESTORS, L.P. $9,673,418,173 X X X

801-60693 PRUNEYARD FINANCIAL GROUP, INC. $203,934,940 X

801-65380 PS MANAGEMENT, INC. $145,674,179 X X

801-74011 PULSE CAPITAL PARTNERS MANAGEMENT, LLC $38,300,000 X

801-61205 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. $488,733,029 X

801-61441 PUTNAM INVESTMENTS LIMITED $3,146,812,604 X X X

801-30581 PVG ASSET MANAGEMENT CORP $221,000,000 X

801-71347 PVPE, LLC $157,531,764 X

801-69097 PW GLOBAL ADVISORS $126,240,000 X

801-64909 PYA WALTMAN CAPITAL, LLC $539,457,463 X

801-63658 PYRAMIS GLOBAL ADVISORS, LLC $40,223,044,910 X X

801-34270 PYRFORD INTERNATIONAL LTD $3,509,700,503 X X

801-50838 PZENA INVESTMENT MANAGEMENT LLC $14,611,741,916 X X

801-73461 Q INVESTMENTS $6,400,504,493 X

801-60302 QCM CAYMAN, LTD. $372,723,897 X X

801-73855 QDC-ASSET MANAGEMENT, LLC $674,400,069 X

801-74168 QEP MANAGEMENT CO. GP, LLC $1,361,139,072 X X

801-64457 QFA, LLC $109,632,272 X

801-72966 QIEF MANAGEMENT, LLC $652,533,059 X

801-71612 QUAD-CITIES INVESTMENT GROUP, LLC $125,000,000 X X

801-73704 QUADRANGLE GROUP LLC $2,229,956,000 X

801-64925 QUADRANT REAL ESTATE ADVISORS LLC $6,238,268,744 X

801-50869 QUALITY GROWTH MANAGEMENT, INC. $136,903,233 X

801-63531 QUANTITATIVE EQUITY STRATEGIES, LLC $174,850,196 X

801-62692 QUANTITATIVE MANAGEMENT ASSOCIATES $70,564,588,294 X X X

801-60783 QUANTITATIVE STRATEGIES, INC. $54,000,000 X

801-72440 QUANTLAB CAPITAL MANAGEMENT, LLC $53,546,281 X X

801-70375 QUANTUM ADVISORS PRIVATE LIMITED $1,404,577,451 X

801-57840 QUANTUM CAPITAL MANAGEMENT, LLC $199,513,226 X

801-73970 QUANTUM RESOURCES ADVISORS, LLC $1,276,813,912 X

801-56579 QUARVE ASSOCIATES, LLC $53,413,837 X

801-72668 QUINTIUM ADVISORS, LLC $95,565,971 X

801-37951 R H BLUESTEIN & CO $2,888,701,757 X

801-68752 R. E. WACKER ASSOCIATES, INC. $538,120,378 X X

801-65629 R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. $510,450,090 X

801-70011 R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS $76,872,194 X X

801-55905 R.T. HICKMAN, REGISTERED INVESTMENT ADVISER, LLC $38,518,056 X X

801-28012 R.W. ROGE & COMPANY, INC $205,500,000 X


801-35116 RADNOR FINANCIAL ADVISORS, INC. $1,030,622,481 X

801-67687 RAFFA WEALTH MANAGEMENT LLC $231,403,705 X

801-54679 RAFFERTY ASSET MANAGEMENT, LLC $7,800,590,147 X X

801-73110 RAGING CAPITAL MANAGEMENT, LLC. $359,343,209 X

801-62163 RAHLFS CAPITAL, LLC $176,287,839 X

801-64050 RAIFFEISEN KAPITALANLAGE-GESELLSCHAFT M.B.H. $38,012,234,700 X X

801-73682 RAINE CAPITAL LLC $457,200,000 X

801-63498 RAINEY & RANDALL INVESTMENT MANAGEMENT, INC. $116,600,000 X

801-68924 RAIT PARTNERSHIP, LP $1,850,389,550 X X

801-74464 RAM REALTY ADVISORS LLC $242,414,238 X

801-67415 RAMIAH INVESTMENT GROUP $97,450,706 X

801-69304 RAMIREZ ASSET MANAGEMENT, INC. $507,664,227 X

801-54785 RAMIUS ADVISORS, LLC $4,116,878,040 X X

801-60159 RAMIUS ALTERNATIVE SOLUTIONS LLC $2,618,520,562 X

801-65655 RAMIUS ASIA LLC $82,158,664 X X

801-70868 RAMIUS LLC $163,012,686 X X

801-64302 RAMIUS STRUCTURED CREDIT GROUP LLC $192,133,981 X X

801-71521 RAMIUS TRADING STRATEGIES LLC $234,230,442 X X

801-20657 RAMPART INVESTMENT MANAGEMENT $1,404,746,047 X X

801-72214 RAMSEY ASSET MANAGEMENT, LLC $327,184,800 X

801-72391 RAND & ASSOCIATES, LLC $655,000,000 X

801-70459 RANDY MEYER INVESTMENT MANAGEMENT, LLC $36,498,553 X X

801-66066 RANGER ADVISORS, L.P. $191,614,087 X

801-63886 RANGER FUND MANAGEMENT, L.P. $0 X

801-70644 RANIERI PARTNERS ASSET MANAGEMENT LLC $328,133,242 X

801-73918 RANIERI RESIDENTIAL INVESTMENT ADVISORS LLC $1,313,813,132 X

801-74018 RAPTOR CAPITAL MANAGEMENT LP $712,668,409 X

801-64731 RATHBONES $22,632,546,882 X X

801-72063 RAVEN ROCK $49,226,562 X

801-63960 RAWDIN-BARON FINANCIAL, INC. $41,507,663 X

801-72935 RAY SHI CAPITAL GROUP, LLC $41,400,000 X

801-68801 RAYBURN WEST FINANCIAL SERVICES $41,482,528 X

801-62043 RB CAPITAL MANAGEMENT, LLC $219,063,000 X

801-66248 RBC ALTERNATIVE ASSET MANAGEMENT INC. $112,310,116 X

801-20303 RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. $38,754,800,000 X X

801-70831 RBC INVESTMENT ADVISORS SA $24,360,000 X X

801-55491 RBC PRIVATE COUNSEL (USA) INC. $1,112,688,610 X X X X

801-73873 RCG LONGVIEW $291,500,000 X

801-73878 RCG LONGVIEW $517,650,000 X

801-73881 RCG LONGVIEW $602,540,000 X

801-56308 RCM $26,847,632,443 X X X

801-67446 RCM ASIA PACIFIC LIMITED $12,504,285,560 X X

801-67374 RCM ROBINSON CAPITAL MANAGEMENT LLC $114,700,000 X

801-64815 RCP ADVISORS, LLC $2,415,778,231 X

801-70471 RD LEGAL CAPITAL, LLC $102,000,000 X X

801-69651 RDA FINANCIAL NETWORK $583,222,345 X X X

801-37391 RE ADVISERS CORPORATION $1,608,400,000 X

801-74103 RE CDO MANAGEMENT LLC $1,204,400,000 X X

801-56338 RE ENTERPRISE ASSET MANAGEMENT LLC $4,871,199 X

801-70961 REACT INVESTMENT SOLUTIONS, LLC $114,134,823 X X


801-76614 REAGAN COMPANIES ASSET MANAGEMENT, INC $0 X

801-72373 REAL ASSET PORTFOLIO MANAGEMENT LLC $650,000,000 X

801-72760 REAL ESTATE CAPITAL PARTNERS, LP $1,348,157,994 X

801-61061 REAL ESTATE MANAGEMENT SERVICES GROUP, LLC $589,592,084 X

801-36840 REAL ESTATE RESEARCH CORP $0 X X

801-64738 REBY ADVISORS, LLC $213,225,836 X X

801-69570 RED HOOK MANAGEMENT $110,206,371 X

801-71403 RED OPTION ADVISORS, INC. $0 X

801-67747 REDMILE GROUP $424,000,000 X

801-57516 REDW STANLEY FINANCIAL ADVISORS, LLC $346,833,327 X

801-70040 REDWOOD ASSET MANAGEMENT, INC. $178,137,527 X X X

801-74291 REDWOOD CAPITAL MANAGEMENT, LLC $4,122,022,668 X

801-69599 REDWOOD WEALTH MANAGEMENT, LLC $218,939,133 X

801-68357 REED & BALL, INC. $82,937,892 X

801-71923 REGAL INVESTMENT ADVISORS LLC $278,278,233 X

801-65444 REGAL WEALTH GROUP INC. $117,530,000 X

801-76730 REGENT INVESTMENT MANAGEMENT LLC $0 X

801-60412 REGENT WEALTH MANAGEMENT GROUP $259,623,000 X

801-69740 REGIS MANAGEMENT COMPANY, LLC $914,000,000 X

801-75149 REGIS METRO ASSOCIATES, INC. $602,698,325 X X X

801-72244 REGISTERED FUND SOLUTIONS, LLC $0 X

801-64587 REHMANN FINANCIAL $1,157,110,403 X X

801-74288 RELATED FUND MANAGEMENT, LLC $1,687,100,000 X

801-73163 RELATIVITY MANAGEMENT, LLC $157,795,642 X

801-60115 RELIANT INVESTMENT MANAGEMENT, LLC $571,299,215 X

801-72218 RELIGARE GLOBAL ASSET MANAGEMENT, INC. $250,000,000 X

801-71454 RELYEA ZUCKERBERG HANSON, LLC $460,000,000 X

801-21425 REMBERT PENDLETON JACKSON $717,181,058 X X

801-73178 REMY INVESTORS & CONSULTANTS INCORPORATED $258,642,102 X

801-47147 RENAISSANCE CAPITAL LLC $19,420,000 X

801-71391 RENAISSANCE INVESTMENT GROUP, LLC $232,626,584 X

801-50177 RENAISSANCE INVESTMENT MANAGEMENT $3,698,402,285 X

801-53609 RENAISSANCE TECHNOLOGIES LLC $48,980,049,045 X X

801-72962 RENCH WEALTH MANAGEMENT, INC. $105,000,000 X

801-71642 RENOWN WEALTH ADVISORS, LLC $12,000,000 X

801-61153 RESEARCH AFFILIATES $45,965,924,000 X

801-71400 RESEARCH FINANCIAL STRATEGIES $305,447,392 X X

801-73316 RESERVOIR OPERATIONS, L.P. $5,574,431,504 X

801-73285 RESILIENCE MANAGEMENT $278,000,000 X

801-48564 RESNICK INVESTMENT ADVISORS, LLC $669,000,000 X X

801-66619 RESOURCE FINANCIAL GROUP, LTD. $126,475,077 X

801-68068 RESOURCE HORIZONS INVESTMENT ADVISORY, INC. $102,112,786 X X

801-55855 RESOURCE MANAGEMENT INC $695,000,000 X

801-62919 RESOURCE MANAGEMENT SERVICE, LLC $3,400,000,000 X

801-74489 RESOURCE REAL ESTATE, INC. $691,909,877 X X

801-60555 RESOURCES PLANNING GROUP INC $33,500,000 X X

801-64969 RESTORATION CAPITAL MANAGEMENT LLC $126,240,648 X

801-54100 RESURGENCE ASSET MANAGEMENT,LLC $2,050,182 X

801-57956 RETIREMENT ADVISORY SERVICES CORP $118,622,564 X X

801-55311 RETIREMENT ASSET ADVISORY $226,311,423 X X


801-70918 RETIREMENT CAPITAL STRATEGIES, INC. $139,691,350 X

801-64491 RETIREMENT CONSULTING SERVICES, INC. $75,745,000 X

801-47206 RETIREMENT DESIGN & MANAGEMENT INC $437,022,325 X

801-43702 RETIREMENT INVESTMENT ADVISORS INC $332,842,000 X

801-69720 RETIREMENT MONEY MANAGEMENT $0 X

801-76705 RETIREMENT PLAN ADVISORS $0 X X

801-63261 RETIREMENT PLAN ADVISORS, LLC $284,405,346 X X

801-55956 RETIREMENT PLANNING CO OF NEW ENGLAND INC $208,557,434 X X

801-66205 RETIREMENT PLANNING SPECIALISTS, INC. $184,035,000 X

801-64658 RETIREMENT RESOURCES INVESTMENT CORPORATION $354,000,000 X X

801-67628 RETIREMENT WEALTH ADVISORS, INC. $122,534,267 X

801-72573 REVOLUTION GROWTH MANAGEMENT COMPANY II, LP $450,000,000 X

801-55470 REXITER CAPITAL MANAGEMENT LIMITED $2,005,000,000 X X

801-70959 REYL OVERSEAS LTD. $55,000,000 X

801-64812 REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC $680,916,771 X

801-40973 REYNOLDS INVESTMENT MANAGEMENT INC $235,797,199 X

801-72606 RFG ADVISORY GROUP, LLC $85,747,123 X X

801-66252 RFM FINANCIAL SOLUTIONS, LLC $45,489,609 X

801-69543 RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC $96,000,000 X

801-65879 RGM CAPITAL, LLC $207,676,478 X

801-71039 RH FINANCIAL GROUP, LLC $133,891,388 X

801-73480 RHO CAPITAL PARTNERS $1,479,923,234 X

801-64590 RHOADS LUCCA CAPITAL PARTNERS, L.P. $20,298,167 X

801-74228 RHONE GROUP L.L.C. $3,301,878,152 X

801-67845 RIAZZI ASSET MANAGEMENT, LLC $227,099,115 X

801-69629 RICE BROWN FINANCIAL SERVICES $52,250,000 X

801-66952 RICHARD BROTHERS, FINANCIAL ADVISORS $105,576,328 X X

801-70318 RICHARD YOUNG ASSOCIATES, LTD. $151,933,854 X

801-63149 RICHARDSON CAPITAL MANAGEMENT, LLC $217,608,674 X

801-72736 RICHMOND BROTHERS, INC. $132,000,000 X

801-73313 RIDGEMONT PARTNERS MANAGEMENT, LLC $1,368,567,976 X

801-66272 RIDGEWAY CONGER ADVISORY SERVICES $85,318,701 X X

801-67440 RIDGEWOOD ENERGY CORPORATION $628,357,000 X

801-23163 RIDGEWORTH CAPITAL MANAGEMENT, INC. $24,248,858,031 X X

801-48406 RILEY CAPITAL MANAGEMENT INC $45,190,352 X

801-68657 RILEY WEALTH MANAGEMENT, LLC $106,153,839 X X X

801-73776 RIMA SENVEST MANAGEMENT LLC $300,876,000 X

801-65109 RIMROCK CAPITAL MANAGEMENT LLC $1,523,759,454 X

801-57081 RINCON PACIFIC MANAGEMENT INC $29,872,092 X

801-17437 RINET COMPANY, LLC $1,345,721,880 X

801-72141 RISK PARADIGM GROUP, LLC $33,700,000 X X

801-61633 RITTER DANIHER FINANCIAL ADVISORY, LLC $197,676,485 X

801-65200 RIVANNA CAPITAL, LLC $254,167,276 X

801-73852 RIVER ASSOCIATES INVESTMENTS, LLC $281,927,648 X

801-73700 RIVER BIRCH CAPITAL, LLC $263,966,056 X

801-64175 RIVER ROAD ASSET MANAGEMENT, LLC $5,618,077,482 X X

801-70474 RIVER SOURCE WEALTH MANAGEMENT, LLC $126,291,000 X X

801-57432 RIVERBRIDGE PARTNERS $2,558,354,112 X

801-68810 RIVERFRONT INVESTMENT GROUP, LLC $3,231,148,429 X

801-61533 RIVERNORTH CAPITAL MANAGEMENT, LLC $1,691,355,186 X X


801-70410 RIVERPARK CAPITAL MANAGEMENT LLC $63,398,975 X

801-73262 RIVERSIDE PARTNERS, LLC $621,097,881 X

801-64963 RIVERSTONE INVESTMENT GROUP LLC $17,998,125,588 X

801-73624 RIVERWOOD CAPITAL MANAGEMENT L.P. $757,272,899 X

801-74242 RIZVI TRAVERSE MANAGEMENT, LLC $1,231,600,000 X

801-67119 RJ CAPITAL $95,000,000 X

801-74442 RJ20, INC. $0 X

801-72595 RJL CAPITAL MANAGEMENT, LLC $100,000 X

801-71073 RJL WEALTH MANAGEMENT, LLC $278,936,522 X X

801-71417 RJO INVESTMENT MANAGEMENT $3,676,945,057 X

801-71149 RKG FINANCIAL, INC. $56,000,000 X X

801-37183 RKM ADVISORS INC $121,756,297 X

801-63939 RMB CAPITAL MANAGEMENT $2,452,754,789 X

801-72566 RMB WEST, LLC $109,575,037 X

801-70188 RMH III INVESTMENT MANAGEMENT, LLC $60,300,000 X

801-62519 RMR ADVISORS, INC. $168,774,264 X

801-70487 RMR FINANCIAL ADVISORS, LLC $90,237,215 X

801-72821 RMR WEALTH CREATIONS, INC. $1,500,000 X

801-70823 RMR WEALTH MANAGEMENT $27,306,360 X

801-73668 RNK CAPITAL LLC $475,638,611 X X

801-60884 RNP ADVISORY SERVICES, INC. $191,735,000 X X X X

801-38204 ROBBINS WEALTH MANAGEMENT $111,499,935 X

801-54142 ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC $1,045,208,895 X X

801-56685 ROBERT ALAN YAGER $98,000,000 X

801-40048 ROBERT HARRELL, INCORPORATED $3,314,354,642 X

801-15421 ROBERT J OBERST,SR & ASSOCIATES $101,338,123 X X

801-61352 ROBERT LESHNER AND ASSOCIATES, INC. $106,694,556 X

801-20667 ROBERTS, GLORE & CO. $459,819,546 X X

801-60314 ROBOTTI & COMPANY ADVISORS, LLC $479,092,451 X X X

801-72790 ROC BRIDGE PARTNERS, LLC $124,000,000 X X

801-68857 ROCK MAPLE SERVICES, LLC $787,295,599 X

801-15106 ROCKEFELLER FINANCIAL $7,085,442,418 X

801-74581 ROCKEFELLER GROUP INVESTMENT MANAGEMENT CORP. $150,000,000 X X X

801-73791 ROCKLAND CAPITAL, LLC $399,475,531 X X

801-73761 ROCKVIEW MANAGEMENT, LLC $209,000,000 X

801-70602 ROCKY HILL ADVISORS INC. $825,000,000 X

801-62081 ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. $159,981,233 X

801-71459 ROCWOOD CAPITAL MANAGEMENT LP $131,385,125 X

801-56145 ROEHL & YI INVESTMENT ADVISORS, LLC $337,122,513 X X

801-43638 ROGER H. JENSWOLD & CO., INC. $78,026,028 X

801-57334 ROGERS QUIMBY & ASSOCIATES $92,100,000 X

801-51602 ROGERS WEALTH GROUP, INC. $501,921,865 X

801-68956 ROGGE GLOBAL PARTNERS $411,302,577 X

801-25482 ROGGE GLOBAL PARTNERS $44,910,000,000 X

801-27061 ROMANO BROTHERS & CO. $852,800,000 X X

801-53480 ROOF, EIDAM & MAYCOCK $304,936,597 X

801-38824 ROOSEVELT INVESTMENTS $3,028,108,946 X

801-70387 ROSE & SKY INVESTMENTS (CAYMAN) LTD $100,000,000 X

801-73867 ROSE SMART GROWTH INVESTMENT ADVISORS, LLC $160,741,533 X

801-69561 ROSEMAN WAGNER WEALTH MANAGEMENT $107,000,246 X


801-69789 ROSEMAWR MANAGEMENT LLC $158,473,000 X

801-72919 ROSEMOUNT CAPITAL LIMITED $677,509,975 X

801-64247 ROSENBERG FINANCIAL GROUP, INC. $97,221,686 X

801-5875 ROTHSCHILD ASSET MANAGEMENT INC $3,675,279,011 X X

801-69424 ROTHSCHILD CONSULTING GROUP, INC. $70,000,000 X

801-72759 ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. $5,274,888,000 X

801-60139 ROUND TABLE SERVICES, LLC $885,119,850 X

801-67623 ROUNDTABLE INVESTMENT PARTNERS $1,012,390,467 X

801-72235 ROUTE ONE INVESTMENT COMPANY, L.P. $1,125,518,563 X

801-31188 ROWLAND CARMICHAEL ADVISORS INC $387,319,115 X X

801-55521 ROXBURY CAPITAL MANAGEMENT LLC $918,923,602 X X

801-71049 ROYAL ADVISORS, LLC $145,207,000 X X X X

801-55108 ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED $796,038,346 X X

801-66805 ROYAL CAPITAL MANAGEMENT $125,834,875 X

801-8268 ROYCE & ASSOCIATES, LLC $35,491,814,000 X

801-72631 RPG FAMILY WEALTH ADVISORY, LLC $100,000,000 X X

801-66778 RPH FINANCIAL SERVICES, INC $109,636,049 X

801-73811 RR ADVISORS, LLC $952,356,187 X

801-64048 RR ADVISORY GROUP, LLC $551,848,096 X X

801-73919 RREP RECOVERY PARTNERS MANAGER LLC $158,163,265 X

801-72672 RS CRUM INC. $189,108,700 X

801-74422 RSA FMO MANAGER, LLC $35,124,000 X

801-74626 RSA SIGNAL MANAGER L.L.C. $138,048,735 X

801-66830 RTS PRIVATE WEALTH MANAGEMENT $175,966,921 X X

801-5678 RUANE, CUNNIFF & GOLDFARB INC. $16,815,000,000 X X

801-62021 RUBINBROWN ADVISORS $711,631,147 X

801-69419 RUGGIE WEALTH MANAGEMENT $234,627,000 X X

801-52530 RUSHMORE INVESTMENT ADVISORS INC $971,299,862 X

801-56914 RUSSELL CAPITAL MANAGEMENT, LLC $270,602,000 X

801-73800 RUSSIA PARTNERS MANAGEMENT, LLC $1,116,093,307 X X

801-66674 RVW INVESTING, LLC $155,090,380 X X

801-76666 RWN MANAGEMENT, LLC $476,800,000 X

801-73591 RXR ASSET MANAGEMENT LLC $469,000,000 X X

801-43386 RYAN FINANCIAL ADVISORS INC $139,938,944 X X

801-33273 S & CO., INC. $1,043,653,096 X

801-74106 S GOLDMAN ASSET MANAGEMENT LLC $97,000,000 X

801-63785 S SQUARED CAPITAL II MANAGEMENT, LLC $109,704,836 X

801-63753 S SQUARED TECHNOLOGY, LLC $460,479,075 X

801-62897 S&S WEALTH MANAGEMENT $41,607,432 X

801-76818 SABAL CAPITAL MANAGEMENT, LLC $37,310,265 X

801-70230 SACHS INVESTMENT GROUP $65,426,962 X X

801-67475 SAFEGUARD SECURITIES, INC. $68,809,243 X X

801-63032 SAFRA ASSET MANAGEMENT CORPORATION $311,288,828 X X

801-69790 SAGE ADVISORS, LLC $189,005,607 X

801-64517 SAGE ADVISORY GROUP, LLC $110,984,537 X X

801-64637 SAGE CAPITAL ADVISORS, LLC $124,666,903 X

801-71690 SAGE CAPITAL HOLDINGS, LLC $52,696,625 X X X X

801-69957 SAGE HILL ADVISORY AND MANAGEMENT LLC $45,147,897 X

801-35917 SAGE, RUTTY & CO., INC. $354,174,380 X X

801-69446 SAGENT WEALTH MANAGEMENT $129,000,000 X X X


801-65371 SAGUENAY STRATHMORE CAPITAL, LLC $615,277,678 X

801-64641 SAILER FINANCIAL, INC. $140,049,885 X

801-74208 SAINTS CAPITAL $1,000,000,000 X

801-63354 SALEM PARTNERS WEALTH MANAGEMENT, LLC $213,063,593 X X

801-61702 SALI FUND SERVICES $2,514,787,033 X X

801-61449 SALIENT ADVISORS, L.P. $295,116,497 X

801-71482 SALIENT CAPITAL ADVISORS, LLC $1,551,292,929 X X

801-70866 SALING, SIMMS, ASSOCIATES INC. $60,808,908 X

801-65083 SALTBOX CAPITAL, LLC $17,478,644 X

801-64778 SAM ADVISORS, LLC $33,741,250 X X

801-67465 SAMALIN INVESTMENT COUNSEL, LLC $113,926,255 X

801-63076 SAMSON CAPITAL ADVISORS LLC $7,424,778,820 X

801-70176 SAMSON CAPITAL MANAGEMENT, LLC $107,758,167 X

801-64024 SAMSUNG LIFE INVESTMENT (AMERICA) LTD. $1,811,212,055 X X

801-70282 SAN ANTONIO CAPITAL MANAGEMENT, LLC $177,716,600 X X

801-65220 SAN JUAN ASSET MANAGEMENT, INC. $130,000,000 X

801-73414 SANCHEZ ENERGY PARTNERS $561,289,089 X

801-71253 SANCHEZ WEALTH MANAGEMENT, LLC $130,587,125 X

801-42453 SANDALWOOD SECURITIES, INC. $850,000,000 X X

801-70661 SANDERS CAPITAL, LLC $6,405,111,000 X

801-60032 SANDERSON ASSET MANAGEMENT $6,908,341,905 X

801-71969 SANDLER O'NEILL ASSET MANAGEMENT, LLC $884,485,000 X

801-72115 SANDS CAPITAL VENTURES, LLC $5,350,000 X

801-71037 SANDSTONE ASSET MANAGEMENT INC. $206,000,000 X

801-72793 SANIBEL CAPTIVA INVESTMENT ADVISERS, INC. $102,773,642 X

801-69068 SANKATY ADVISORS, LLC $15,530,000,000 X

801-64706 SANSAR CAPITAL MANAGEMENT, L.L.C. $168,475,990 X

801-65003 SANTA BARBARA ASSET MANAGEMENT, LLC $2,646,068,097 X X

801-56797 SANTANDER ASSET MANAGEMENT $4,059,967,000 X X

801-68002 SANTANDER ASSET MANAGEMENT SA SGIIC $31,228,129,836 X X

801-56796 SANTANDER SECURITIES $96,638,896 X X X

801-25266 SANTORI & PETERS $71,534,116 X

801-76758 SAP VENTURES, LLC $353,500,000 X

801-61056 SAPERE WEALTH MANAGEMENT, LLC $874,788,464 X

801-55180 SAPERSTON ASSET MANAGEMENT, INC. $144,070,719 X X X

801-72857 SAPIENT PRIVATE WEALTH MANAGEMENT, LLC $521,169,575 X

801-68140 SARA-BAY FINANCIAL CORP. $81,498,000 X

801-62077 SARASIN ASSET MANAGEMENT LIMITED $564,000,000 X X

801-68409 SARASOTA CAPITAL STRATEGIES,INC. $32,000,000 X X

801-3364 SARGENT MANAGEMENT CO $9,956,561 X

801-45225 SAROFIM ADVISORS GROUP INC $0 X

801-1725 SAROFIM FAYEZ & CO $25,371,233,020 X

801-45226 SAROFIM INTERNATIONAL MANAGEMENT CO $5,573,652,080 X

801-44655 SAROFIM REALTY ADVISORS CO $2,198,141,545 X

801-13773 SAROFIM TRUST CO $270,391,894 X

801-76668 SARONA ASSET MANAGEMENT INC. $43,369,108 X

801-60101 SASSER INVESTMENT MANAGEMENT, INC. $33,844,000 X

801-68060 SATOVSKY ASSET MANAGEMENT LLC $395,424,905 X X

801-57862 SATUIT CAPITAL MANAGEMENT, LLC $160,000,000 X

801-73070 SATUIT FUNDS MANAGEMENT, LLC $0 X


801-35428 SATURNA CAPITAL CORPORATION $3,706,572,194 X X

801-74329 SAVANNA INVESTMENT MANAGEMENT LLC $899,427,964 X

801-40063 SAVANT INVESTMENT GROUP, LLC $667,638,300 X

801-73432 SAW MILL CAPITAL L.L.C. $272,400,000 X

801-55243 SAWGRASS ASSET MANAGEMENT LLC $2,796,159,426 X

801-70886 SAWTOOTH ASSET MANAGEMENT, INC. $76,073,588 X

801-68317 SAWYER FALDUTO ASSET MANAGEMENT, LLC $719,814,340 X

801-65848 SAYBROOK ADVISORS, LLC $425,163,033 X

801-72671 SAYBROOK FUND ADVISORS, LLC $65,931,400 X

801-62160 SB CAPITAL MANAGEMENT, INC. $358,455,937 X X

801-69985 SC&H FINANCIAL ADVISORS, INC. $104,000,000 X

801-60416 SCB ASSET MANAGEMENT CO., LTD. $18,385,299,116 X X

801-71206 SCF INVESTMENT ADVISORS, INC. $217,225,059 X X

801-73468 SCGE MANAGEMENT, L.P. $599,086,911 X X

801-18407 SCHAFER CULLEN CAPITAL MANAGEMENT INC $5,322,707,013 X

801-50849 SCHALLER INVESTMENT GROUP, INC. $139,000,000 X

801-18799 SCHARF INVESTMENTS, LLC $1,323,623,703 X

801-58027 SCHELLER FINANCIAL SERVICES $28,115,330 X X

801-63862 SCHENLEY CAPITAL, INC $30,423,747 X

801-73343 SCHF (GPE), LLC $810,437,227 X X

801-30972 SCHILL S R & ASSOCIATES INC $94,717,208 X

801-57433 SCHLINDWEIN ASSOCIATES LLC $139,116,434 X

801-62831 SCHMIDT FINANCIAL GROUP, INC. $266,000,000 X X

801-33527 SCHMITZ CAPITAL PARTNERS $108,287,454 X

801-62441 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP $626,470,534 X

801-61219 SCHNIEDERS CAPITAL MANAGEMENT, LLC. $277,553,490 X

801-63270 SCHORPP CAPITAL MANAGEMENT $1,808,000 X

801-45366 SCHREINER CAPITAL MANAGEMENT, INC. $76,391,000 X

801-15834 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC $28,305,005,705 X X

801-70756 SCHRODERS NEWFINANCE CAPITAL LLP $4,500,000,000 X X

801-63384 SCHULMERICH & ASSOCIATES ASSET MANAGEMENT LLC $90,000,000 X

801-18297 SCHULTZ FINANCIAL GROUP INCORPORATED $143,337,457 X

801-64852 SCHUMANN CAPITAL INC. $48,000,000 X

801-72795 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. $50,000,000 X X X

801-68527 SCHWAN FINANCIAL ADVISORS, LLC $50,749,768 X X

801-32773 SCHWARTZ INVESTMENT COUNSEL INC $899,139,905 X

801-71362 SCIENS INVESTMENT MANAGEMENT, LLC $983,223,647 X

801-73113 SCIP CAPITAL MANAGEMENT, LLC $104,683,424 X

801-73305 SCOGGIN LLC $1,548,000,000 X

801-61668 SCOPIA FUND MANAGEMENT, LLC $4,238,750,787 X

801-61257 SCOTIA ASSET MANAGEMENT U.S. INC. $98,922,014 X

801-64794 SCOTT C. MARSH FINANCIAL $49,000,000 X

801-57677 SCOTT INVESTMENT ADVISORS, L.P. $6,000,000 X

801-51681 SCOTT JAMES GROUP $77,163,327 X X X

801-73366 SCOTT'S COVE MANAGEMENT LLC $175,801,367 X

801-71715 SCOUT DISTRIBUTORS, LLC $0 X

801-60188 SCOUT INVESTMENTS, INC. $19,779,235,940 X

801-61448 SCS CAPITAL MANAGEMENT LLC $8,313,100,000 X

801-66719 SEABANK CAPITAL MANAGEMENT, INC. $26,000,000 X

801-55009 SEABRIDGE INVESTMENT ADVISORS LLC $418,139,740 X


801-71148 SEACREST INVESTMENT MANAGEMENT, LLC $130,819,498 X X

801-69141 SEACREST WEALTH MANAGEMENT, LLC $210,000,000 X X

801-61050 SEAL FINANCIAL SERVICES, INC. $97,524,000 X X

801-74404 SEARCHLIGHT CAPITAL PARTNERS $694,965,000 X

801-16377 SEARCY FINANCIAL SERVICES, INC. $118,857,874 X

801-65230 SECTOR OMEGA AS $323,150,000 X

801-60079 SECTORAL ASSET MANAGEMENT INC. $3,600,000,000 X X

801-55630 SECURE PLANNING, INC. $118,229,061 X X

801-66333 SECURITY CAPITAL MANAGEMENT $393,771,952 X X X X

801-65912 SECURUS WEALTH MANAGEMENT, LLC $137,573,821 X

801-60474 SEEL & WRIGHT, LLC $74,500,000 X

801-61280 SEGAL ROGERSCASEY $10,293,757,033 X X

801-47232 SEGALL BRYANT & HAMILL $7,866,524,963 X X

801-56288 SEIA $2,135,780,629 X

801-73243 SEIDLER KUTSENDA MANAGEMENT COMPANY, LLC $1,866,000,000 X

801-68743 SEIX INVESTMENT ADVISORS LLC $26,876,344,539 X X

801-57995 SEIZERT CAPITAL PARTNERS, LLC $3,061,824,852 X

801-41980 SELECT EQUITY GROUP, INC. $4,481,700,648 X

801-60201 SELECT FINANCIAL GROUP, LLC $148,428,093 X

801-71212 SELECT MONEY MANAGEMENT, INC. $94,508,247 X

801-65486 SELECT OFFSHORE ADVISORS, LLC $2,641,766,336 X

801-44268 SELECT PORTFOLIO MANAGEMENT INC $2,332,281 X

801-73954 SELZ CAPITAL LLC $439,855,950 X

801-69775 SEMINOLE ADVISORY SERVICES, LLC $231,480,055 X X

801-73658 SEMINOLE MANAGEMENT CO., INC. $2,351,027,092 X

801-55966 SEMPER AUGUSTUS INVESTMENTS GROUP LLC $173,070,179 X

801-68572 SENDERO WEALTH MANAGEMENT, LLC $1,839,709,013 X X X

801-72565 SENTINEL CAPITAL SOLUTIONS $6,746,514 X

801-27960 SENTINEL INVESTMENT MANAGEMENT CORP $59,563,869 X

801-55783 SENTINEL PENSION ADVISORS INC $1,645,627,518 X X

801-64724 SENTINEL WEALTH ADVISORS, LLC $30,818,606 X

801-74818 SENTINUS, LLC $0 X

801-7942 SENTRY INVESTMENT MANAGEMENT, L.L.C. $9,042,878,000 X X

801-63909 SEQUOIA FINANCIAL ADVISORS, INC. $177,198,765 X

801-73183 SERENT CAPITAL MANAGEMENT COMPANY, L.L.C. $231,178,330 X

801-70135 SERVUS CAPITAL MANAGEMENT $128,000,000 X

801-72689 SEVEN BRIDGES ADVISORS LLC $1,898,726,703 X

801-72006 SEVERN RIVER CAPITAL MANAGEMENT LLC $595,000,000 X

801-68580 SFE INVESTMENT COUNSEL INC. $221,902,142 X X

801-75316 SFW CAPITAL PARTNERS $285,000,000 X

801-68652 SGL INVESTMENT ADVISORS, INC. $61,224,887 X

801-63881 SHAH CAPITAL MANAGEMENT $199,615,099 X X

801-54702 SHAMROCK ASSET MANAGEMENT LLC $255,236,000 X

801-68905 SHAPIRO FINANCIAL SECURITY GROUP, INC. $44,744,000 X

801-64662 SHAREBUILDER ADVISORS, LLC $0 X X

801-54963 SHAY ASSETS MANAGEMENT INC $656,000,000 X

801-42913 SHDR INVESTMENT ADVISERS, INC. $1,252,230,240 X X

801-31437 SHEETS SMITH WEALTH MANAGEMENT $521,000,000 X

801-72620 SHEFFIELD ASSET MANAGEMENT, L.L.C. $572,189,625 X

801-25205 SHELTON CAPITAL MANAGEMENT $811,922,823 X


801-25180 SHENKMAN CAPITAL MANAGEMENT, INC. $19,131,000,000 X

801-57170 SHEPARD & ASSOCIATES INC $98,837,331 X

801-73685 SHERIDAN PRODUCTION PARTNERS MANAGER, LLC $4,690,000,000 X

801-69839 SHERWOOD FOREST CAPITAL MANAGEMENT $19,500,000 X

801-50526 SHINE INVESTMENT ADVISORY SERVICES INC $410,411,025 X

801-70323 SHOBE & ASSOCIATES, INC $125,192,537 X

801-68688 SHORELINE FINANCIAL ADVISORS, LLC $95,725,655 X

801-62348 SHOTT CAPITAL MANAGEMENT, LLC $1,431,506,341 X

801-67835 SHULMAN DEMEO ASSET MANAGEMENT, LLC $257,489,432 X X X

801-71359 SICA WEALTH MANAGEMENT, LLC $147,736,751 X

801-73584 SIDUS INVESTMENT MANAGEMENT, LLC $91,200,000 X

801-42954 SIERRA INVESTMENT MANAGEMENT INC $663,065,106 X

801-70503 SIERRA WEALTH GROUP, LLC $35,000,000 X X X

801-55140 SIGMA FINANCIAL SERVICES INC $96,899,363 X

801-73117 SIGNALERT ASSET MANAGEMENT LLC $262,114,001 X

801-69394 SIGNALPOINT ASSET MANAGEMENT LLC $214,172,177 X

801-47290 SIGNATURE $2,504,367,594 X

801-64258 SIGNATURE FINANCIAL SERVICES, LTD $105,303,503 X

801-76593 SIGNATURE INVESTMENT ADVISORS, LLC $0 X

801-67988 SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC $92,736,858 X

801-60393 SIGNATUREFD, LLC $1,224,386,659 X X X

801-71140 SIGNET MANAGEMENT USA, LLC $95,413,362 X

801-49482 SIGULER GUFF ADVISERS LLC $9,347,985,476 X X

801-72972 SILICON VALLEY WEALTH MANAGEMENT SOLUTIONS, INC. $0 X

801-68741 SILVANT CAPITAL MANAGEMENT LLC $3,685,908,524 X X

801-57646 SILVER CAPITAL MANAGEMENT, LLC $189,274,203 X

801-63574 SILVER CREEK CAPITAL MANAGEMENT LLC $9,980,870,710 X

801-74182 SILVER LAKE TECHNOLOGY MANAGEMENT, LLC $13,491,000,000 X

801-71178 SILVER OAK SECURITIES, INC. $92,043,332 X X X X

801-73300 SILVER OAK SERVICES PARTNERS,LLC $193,556,400 X

801-63906 SILVER OAK WEALTH ADVISORS $109,208,966 X

801-73840 SILVER POINT CAPITAL, L.P. $9,155,834,473 X

801-61004 SILVERCREST ASSET MANAGEMENT GROUP LLC $10,551,000,000 X

801-60208 SILVEROAK WEALTH MANAGEMENT LLC $249,144,609 X

801-73241 SILVERPEAK REAL ESTATE PARTNERS L.P. $3,003,154,000 X

801-67217 SILVERSAGE ADVISORS $61,766,977 X

801-49261 SIMMONS L E & ASSOCIATES INC $1,294,000,000 X

801-71503 SIMON CAPITAL MANAGEMENT $39,000,000 X

801-67165 SIMONDAVIS ASSET MANAGEMENT, INC. $108,565,195 X X

801-67455 SIMS CAPITAL MANAGEMENT LLC $25,489,299 X

801-72958 SINCLAIR GROUP LLC $0 X

801-38344 SINGER XENOS WEALTH MANAGEMENT $919,346,000 X

801-64922 SIRE MANAGEMENT CORPORATION $440,200,382 X

801-74349 SIRIUS PARTNERS, L.P. $195,365,350 X

801-55201 SIT FIXED INCOME ADVISORS II, LLC $5,818,306,853 X

801-16350 SIT INVESTMENT ASSOCIATES, INC $5,032,707,690 X X

801-21385 SIT INVESTMENT FIXED INCOME ADVISORS, INC. $712,742,597 X

801-73081 SITRIN CAPITAL MANAGEMENT LLC $154,070,000 X

801-70340 SJK INVESTMENT MANAGEMENT LLC $77,920,684 X

801-62546 SJS CORPORATION $818,327,194 X


801-49585 SJS INVESTMENT CONSULTING INC $944,000,000 X

801-50364 SKA FINANCIAL SERVICES,INC. $75,935,167 X

801-73087 SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC $134,529,679 X

801-72729 SKY HARBOR CAPITAL MANAGEMENT, LLC $729,100,000 X

801-69863 SKYBOX FINANCIAL GROUP, INC. $101,000,000 X

801-71056 SKYBRIDGE CAPITAL II, LLC $5,782,500,000 X

801-71522 SKYLANDS CAPITAL, LLC $699,010,154 X

801-49603 SKYLINE ASSET MANAGEMENT, L.P. $264,051,799 X

801-68436 SL CAPITAL PARTNERS LLP $6,518,400,000 X X

801-29099 SLAVIC MUTUAL FUNDS MANAGEMENT CORP. $954,817,395 X

801-31712 SLOY DAHL & HOLST INC $285,896,265 X

801-72307 SM INVESTORS $114,980,034 X

801-61937 SMART INVESTOR $180,136,055 X

801-67839 SMEAD CAPITAL MANAGEMENT, INC. $169,868,125 X X

801-68788 SMF FINANCIAL ADVISORS, LLC $230,250,908 X

801-54089 SMH CAPITAL ADVISORS, INC. $1,500,086,459 X X X

801-56734 SMITH & HOWARD WEALTH MANAGEMENT, LLC $361,953,955 X

801-68157 SMITH ANGLIN FINANCIAL, LLC $330,294,202 X

801-21681 SMITH CAPITAL MANAGEMENT INC $311,467,837 X X

801-50835 SMITH GROUP ASSET MANAGEMENT $2,267,102,486 X

801-33087 SMITH WB FINANCIAL GROUP $287,500,000 X X

801-46772 SMITH WHILEY & CO $96,929,033 X

801-62538 SMITH, SALLEY & ASSOCIATES, LLC $185,503,732 X

801-73909 SMITHWOOD ADVISERS, L.P. $1,860,100,000 X

801-69588 SML FINANCIAL SERVICES, LLC $112,000,000 X

801-68644 SMS FINANCIAL & INVESTMENT MANAGEMENT $176,690,879 X

801-64167 SNIDER ADVISORS $70,845,988 X

801-69025 SNIDER RETIREMENT STRATEGIES $91,786,714 X X

801-73712 SNOW PHIPPS GROUP, LLC $1,539,866,000 X

801-69447 SNOWCAP CAPITAL MANAGEMENT $116,487,000 X

801-70600 SOHO ASSET MANAGEMENT LLC $18,000,000 X

801-64511 SOHO CAPITAL LLC $92,000,000 X

801-67481 SOHO FINANCIAL SERVICES LLC $46,000,000 X

801-70356 SOLAMERE ADVISORS $129,409,130 X

801-73829 SOLAMERE CAPITAL, LLC $232,397,000 X

801-72994 SOLARIS ALTERNATIVE ASSET MANAGEMENT $147,891,539 X

801-63092 SOLENTURE ADVISORS LLC $159,676,491 X

801-73950 SOLERA CAPITAL $422,032,673 X

801-73744 SOLOMON HESS CAPITAL MANAGEMENT $350,200,269 X

801-67601 SOLUTIONS 4 WEALTH $47,228,148 X X X

801-64327 SOLUTIONS FOR WEALTH MANAGEMENT, LLC $91,063,567 X X

801-57120 SOMERSET CAPITAL ADVISERS LLC $64,000,000 X X

801-69117 SOMERSET CAPITAL MANAGEMENT LLP $1,420,206,300 X

801-76623 SONORAN-NEWPORT PENSION ADVISERS $0 X

801-49390 SONTAG ADVISORY LLC $3,331,739,084 X X

801-71752 SONTERRA CAPITAL, LLC $643,277,257 X

801-64086 SORIN CAPITAL MANAGEMENT, LLC $319,614,251 X

801-73573 SOROBAN CAPITAL PARTNERS LLC $2,984,000,000 X

801-70354 SORRENTO PACIFIC FINANCIAL, LLC $19,873,000 X X X

801-68799 SOUNDMARK WEALTH MANAGEMENT, LLC $344,132,165 X


801-61535 SOUTH VALLEY WEALTH MANAGEMENT $85,920,604 X X

801-11123 SOUTHEASTERN ASSET MANAGEMENT INC. $31,484,704,601 X

801-69906 SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD $0 X

801-68394 SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. $0 X

801-64071 SOUTHERN WEALTH MANAGEMENT LLP $1,560,716,700 X

801-71849 SOUTHERNSUN ASSET MANAGEMENT LLC $2,105,016,285 X

801-71977 SOUTHLAND EQUITY PARTNERS $0 X X

801-68863 SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC $90,022,297 X

801-61272 SOVEREIGN INTERNATIONAL ASSET MANAGEMENT, INC. $36,619,611 X X

801-72066 SOVEREIGN LEGACY, INC. $35,100,000 X X X

801-70589 SOVEREIGN PRIVATE WEALTH, INC. $31,196,066 X

801-73079 SPARK INVESTMENT MANAGEMENT LLC $723,104,573 X

801-42906 SPARROW CAPITAL MANAGEMENT INC $40,559,003 X

801-64550 SPARX ASSET MANAGEMENT CO., LTD. $3,582,976,444 X

801-14191 SPC FINANCIAL INC $529,754,228 X X

801-73410 SPC MANAGEMENT CO., INC. $848,822,483 X

801-67401 SPEARS ABACUS ADVISORS LLC $858,562,747 X

801-73421 SPECTRUM EQUITY $2,003,716,690 X

801-33311 SPECTRUM FINANCIAL INC $216,528,798 X

801-62255 SPECTRUM FINANCIAL MANAGEMENT $92,412,313 X

801-74070 SPECTRUM GROUP MANAGEMENT $475,858,392 X

801-65858 SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC $99,817,225 X X

801-39816 SPEECE THORSON CAPITAL GROUP INC $340,000,000 X

801-70963 SPIDER MANAGEMENT COMPANY, LLC $2,741,867,300 X

801-54782 SPIRIT OF AMERICA MANAGEMENT CORP $443,180,219 X X

801-50346 SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP $125,923,381 X

801-68962 SPOOR, T. RICHARD $107,185,556 X

801-72899 SPROTT ASSET MANAGEMENT LP $3,325,744,464 X X

801-71931 SPRUCE HILL CAPITAL, LLC $148,184,285 X X

801-61918 SPRUCE PRIVATE INVESTORS, LLC $2,929,852,000 X

801-60804 SPUR CAPITAL PARTNERS $503,580,504 X

801-73854 SQM FRONTIER MANAGEMENT, LP $454,724,313 X

801-73122 SQN CAPITAL MANAGEMENT, LLC $30,714,252 X X

801-70201 SQUADRON CAPITAL ADVISORS LIMITED $2,033,173,000 X

801-74309 SQUARE ADVISORS, LLC $206,332,617 X

801-73803 SQUARE MILE CAPITAL MANAGEMENT LLC $1,381,799,486 X

801-68147 SQUIRE INVESTMENT MANAGEMENT COMPANY, LLC $47,191,311 X

801-73734 SRB CORPORATION $2,179,800,000 X

801-60320 SRM ADVISORS $92,966,135 X

801-60557 SSARIS ADVISORS LLC $2,228,120,148 X X

801-60103 SSGA FUNDS MANAGEMENT, INC. $216,890,406,751 X X

801-10544 SSI INVESTMENT MANAGEMENT, INC $1,872,591,972 X

801-65429 SSR CAPITAL PARTNERS, LP $98,987,489 X

801-19308 ST. ONGE, PAUL PHILIP $150,000,000 X

801-68744 STABLERIVER CAPITAL MANAGEMENT LLC $8,773,029,204 X X

801-10933 STACEY BRAUN ASSOCIATES INC $3,351,900,000 X

801-45601 STADION MONEY MANAGEMENT, LLC $5,425,376,919 X X

801-73242 STADIUM CAPITAL MANAGEMENT, LLC $380,684,893 X

801-72000 STAMBOULI MANAGEMENT CORP. $95,000,000 X

801-57811 STANCORP INVESTMENT ADVISERS, INC. $18,141,521,338 X X


801-51431 STANDARD & POORS INVESTMENT ADVISORY SERVICES LLC $14,191,000,000 X

801-33745 STANDARD & POOR'S SECURITIES EVALUATIONS, INC. $0 X

801-70095 STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED $3,833,121,624 X X

801-60833 STANDARD LIFE INVESTMENTS (USA) LIMITED $11,246,568,977 X

801-68770 STANDARD PLANNING COMPANY $29,000,000 X

801-16773 STANFORD INVESTMENT GROUP, INC. $507,650,773 X X X

801-45568 STANLEY-LAMAN GROUP LTD. $510,600,000 X X

801-72256 STARBOARD VALUE LP $1,134,906,408 X X

801-68146 STARKS FINANCIAL GROUP, INC. $101,974,897 X

801-56403 STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C. $12,753,434,000 X X

801-63760 STARWOOD REAL ESTATE SECURITIES, LLC $635,463,832 X X

801-66610 STATE STREET GLOBAL ADVISORS LIMITED $273,971,725,268 X X

801-60478 STATETRUST CAPITAL, LLC. $122,210,532 X X

801-70574 STAVIS & COHEN FINANCIAL $264,764,952 X

801-64686 STEBEN & COMPANY, INC. $1,200,000,000 X

801-63736 STEGENT EQUITY ADVISORS INC. $106,300,000 X

801-57690 STELLAR CAPITAL MANAGEMENT LLC $153,163,106 X X

801-66199 STEPHEN JONES CAPITAL MANAGEMENT, INC. $6,483,426 X

801-69592 STEPHEN M. MINTZ DBA STEPHEN M. MINTZ, FEE-ONLY FINANCIAL CONSUL $139,300,000 X

801-64675 STEPHENS INVESTMENT MANAGEMENT GROUP, LLC $933,190,469 X X

801-68079 STEPSTONE GROUP LLC $7,304,000,000 X X

801-64257 STERLING CAPITAL MANAGEMENT $34,130,636,175 X X X

801-54107 STERLING CAPITAL MANAGEMENT INC $121,975,838 X

801-69356 STERLING FINANCIAL ADVISORS, LLC $102,372,100 X

801-56025 STERLING FINANCIAL PLANNING INC $289,944,152 X

801-73946 STERLING FUND MANAGEMENT, LLC $5,531,850,018 X X

801-50373 STERLING INVESTMENT MANAGEMENT, INC. $215,421,507 X

801-24483 STERLING JOHNSTON CAPITAL MANAGEMENT, L.P. $491,334,263 X

801-71926 STERLING WEALTH MANAGEMENT GROUP, INC. $95,000,000 X

801-57157 STERLING WEALTH MANAGEMENT, INC. $30,805,627 X X X

801-66564 STERN CAPITAL MANAGEMENT, INC. $74,022,847 X

801-32478 STERNE AGEE ASSET MANAGEMENT $416,588,027 X X

801-63297 STERNE AGEE INVESTMENT ADVISORS, INC. $1,566,244,220 X X X

801-45256 STERNECK CAPITAL MANAGEMENT LLC $338,989,880 X

801-73599 STEVENS CAPITAL MANAGEMENT LP $5,991,126,263 X

801-32202 STEWARD CAPITAL MANAGEMENT $142,351,206 X

801-68837 STEWARD FINANCIAL GROUP, LLC $108,443,690 X

801-69361 STEWARDSHIP ASSET MANAGEMENT, LLC $46,715,921 X X

801-64212 STEWART CAPITAL ADVISORS, LLC $964,869,644 X X

801-69793 STOCKBRIDGE CAPITAL GROUP, LLC $1,791,104,981 X

801-73356 STOCKBRIDGE INVESTORS $568,276,000 X

801-69662 STOCKDIAGNOSTICS ADVISORS $0 X

801-54265 STOKER OSTLER WEALTH ADVISORS $657,082,000 X X

801-76803 STOLOFF INVESTMENT ADVISORY SERVICES, LLC $104,250,000 X

801-73245 STONE ARCH CAPITAL, LLC $259,279,206 X

801-68425 STONE HOUSE INVESTMENT MANAGEMENT, LLC $43,435,520 X

801-74033 STONE POINT CAPITAL LLC $8,162,200,000 X

801-70845 STONE RUN CAPITAL, LLC $125,000,000 X

801-65653 STONE TOWER FUND MANAGEMENT LLC $11,249,913,344 X

801-40364 STONEBRIDGE CAPITAL MANAGEMENT $116,990,491 X


801-57062 STONEBRIDGE CAPITAL MANAGEMENT II LLC $10,860,260 X

801-56956 STONEBRIDGE CAPITAL MANAGEMENT III LLC $1,987,610 X

801-64915 STONEBRIDGE CAPITAL MANAGEMENT IX, L.L.C. $2,274,766 X

801-69251 STONEBRIDGE CAPITAL MANAGEMENT VI, L.L.C. $16,101,894 X

801-63438 STONECASTLE ADVISORS, LLC $2,006,600,000 X X

801-70257 STONECASTLE CASH MANAGEMENT, LLC $100,400,000 X X

801-68121 STONEGATE FINANCIAL GROUP, LLC $125,000,000 X

801-73350 STONEPEAK INFRASTRUCTURE PARTNERS $410,000,000 X

801-73335 STONERISE CAPITAL MANAGEMENT, LLC $205,006,923 X

801-63081 STONNINGTON GROUP, LLC $233,634,960 X X X

801-4175 STRALEM & CO INC $3,694,756,402 X

801-13243 STRATEGIC ADVISERS, INC. $261,805,600,000 X X X X

801-68978 STRATEGIC ASSET MANAGEMENT GROUP ADVISORS $397,748,363 X

801-66729 STRATEGIC ASSET MANAGEMENT GROUP, LLC $5,102,000 X

801-70903 STRATEGIC ASSET MANAGEMENT LTD. $23,775,428 X

801-17936 STRATEGIC ASSET MANAGEMNET, INC. $118,784,996 X X

801-71332 STRATEGIC CAPITAL ALTERNATIVES $250,605,935 X X X

801-63673 STRATEGIC CAPITAL GROUP L.L.C. $535,658,403 X X

801-69126 STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C. $475,854,000 X

801-57542 STRATEGIC FINANCIAL $53,000,000 X

801-67243 STRATEGIC FINANCIAL CONCEPTS, LLC $90,939,575 X

801-68171 STRATEGIC FINANCIAL GROUP, LLC $139,942,140 X X

801-69924 STRATEGIC FINANCIAL PARTNERS, LTD $69,272,321 X

801-33774 STRATEGIC FINANCIAL SERVICES $511,384,539 X

801-63767 STRATEGIC INVESTMENT ADVISORS, INC. $118,088,631 X X X

801-64681 STRATEGIC INVESTMENT ADVISORS, LLC $98,587,237 X X

801-31849 STRATEGIC INVESTMENT MANAGEMENT, L.P. $29,577,846,516 X

801-30743 STRATEGIC INVESTMENT PARTNERS, INC $0 X

801-67584 STRATEGIC INVESTMENT SOLUTIONS, INC. $258,478,000 X

801-66374 STRATEGIC PLANNING, INC. $100,000,000 X

801-61711 STRATEGIC POINT INVESTMENT ADVISORS LLC $420,933,246 X

801-70458 STRATEGIC PORTFOLIO ADVISORS $79,583,320 X X

801-67001 STRATEGIC WEALTH ADVISORS GROUP $462,883,868 X X X

801-61033 STRATEGIC WEALTH MANAGEMENT GROUP, INC. $54,241,375 X

801-61179 STRATEGIC WEALTH MANAGEMENT GROUP, LLC $669,623,139 X

801-69149 STRATEGIC WEALTH PARTNERS, LLC $750,917,625 X

801-69852 STRATEGIC WEALTH PLANNING $96,337,000 X X X

801-71413 STRATEGIES INVESTMENT MANAGEMENT, LLC $19,890,859 X

801-36025 STRATEGIS FINANCIAL GROUP, INC $46,724,438 X X

801-64975 STRATFORD ADVISORY GROUP, INC. $6,248,216 X

801-67931 STRATFORD CONSULTING, LLC $194,097,567 X

801-71457 STRATOS WEALTH PARTNERS, LTD $551,301,360 X X

801-56321 STRAUS CAPITAL MANAGEMENT LLC $120,000,000 X

801-55920 STRAUSS FINANCIAL GROUP, INC. $70,000,000 X

801-64386 STREETTALK ADVISORS, L.L.C. $498,399,204 X X X

801-64170 STRENGTH CAPITAL PARTNERS, LLC $238,558,389 X

801-73678 STRIPES GROUP, LLC $443,182,667 X

801-57495 STRUCTURED PORTFOLIO MANAGEMENT, L.L.C $3,048,746,487 X

801-57771 STRUDWICK WEALTH STRATEGIES INC $56,324,331 X X X

801-62767 STUX CAPITAL MANAGEMENT, LLC $834,168,864 X


801-60808 SUFFOLK CAPITAL MANAGEMENT $1,856,484,542 X

801-14033 SULLIVAN, MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP $41,843,548 X X

801-64984 SUMITOMO MITSUI TRUST (HONG KONG) LIMITED $259,013,643 X

801-69479 SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC $45,440,000 X X

801-52176 SUMMIT CAPITAL MANAGEMENT LLC $642,962,689 X

801-39162 SUMMIT EQUITIES INC $1,797,788,921 X X X

801-55879 SUMMIT FAMILY WEALTH COUNSELING INC $0 X X

801-58179 SUMMIT FINANCIAL ADVISORS, LLC $135,425,431 X

801-18223 SUMMIT FINANCIAL RESOURCES INC $0 X X

801-60102 SUMMIT FINANCIAL STRATEGIES, INC $54,742,425 X

801-19737 SUMMIT GLOBAL MANAGEMENT INC. $416,238,000 X X

801-55150 SUMMIT INVESTMENT PARTNERS $11,235,884,627 X X X

801-56920 SUMMIT INVESTMENTS MANAGEMENT LLC $0 X X

801-71248 SUMMIT PARTNERS CREDIT ADVISORS, L.P. $236,072,144 X

801-64273 SUMMIT PARTNERS, L.P. $8,980,990,042 X

801-46423 SUMMIT PORTFOLIO MANAGEMENT INC. $108,896,662 X

801-31837 SUMMIT PRIVATE INVESTMENTS, INC. $264,013,423 X

801-67952 SUMMIT ROCK ADVISORS, LLC $6,587,700,000 X

801-49120 SUMMIT STRATEGIES GROUP $229,000,000 X

801-60827 SUMMITALLIANCE ADVISORS, L.L.C. $314,000,000 X

801-60900 SUMMITALLIANCE CAPITAL MANAGEMENT, L.L.C. $690,000,000 X X

801-60309 SUMNICHT & ASSOCIATES, LLC $277,800,000 X X X

801-73215 SUN CAPITAL ADVISORS, INC. $8,544,807,951 X

801-56292 SUN VALLEY GOLD LLC $1,324,683,149 X

801-64406 SUNBRIDGE MANAGEMENT, INC. $28,600,000 X

801-57007 SUNDVOLD FINANCIAL $260,500,000 X

801-61532 SUNPORT CAPITAL, LLC $90,600,000 X

801-68019 SUNSET PARTNERS CAPITAL MANAGEMENT, LLC $101,000,000 X

801-74045 SUNTX CAPITAL PARTNERS $961,737,736 X

801-68013 SUSTAINABLE ASSET MANAGEMENT USA, INC. $113,091,715 X X

801-63839 SUSTAINABLE WEALTH MANAGEMENT LLC $148,297,255 X

801-72527 SUSTAINABLE WOODLANDS PARTNERS, LLC $337,734,122 X

801-64557 SUTTER CAPITAL MANAGEMENT, LLC $16,638,010 X X

801-63023 SUTTONBROOK CAPITAL MANAGEMENT LP $441,901,000 X

801-72818 SVA PLUMB WEALTH MANAGEMENT, LLC $940,547,967 X

801-61674 SVB ASSET MANAGEMENT $9,997,435,280 X X

801-63473 SVOF/MM, LLC $3,572,719,000 X

801-72669 SWBC INVESTMENT ADVISORY SERVICES LLC $0 X

801-68054 SWBC INVESTMENT COMPANY $123,110,677 X X X

801-71098 SWEDAN INVESTMENT MANAGEMENT, LLC $56,000,000 X

801-35176 SWEETWATER INVESTMENTS INC $1,575,910,250 X

801-69457 SWISS ASSET ADVISORS, LLC $0 X

801-67396 SWISS RE PORTFOLIO ADVISORS CORPORATION $593,071,237 X

801-70762 SWISS SELECT ADVISORS, LLC $120,235,157 X

801-72787 SWISS USADVISORS $0 X

801-69940 SWISSPARTNERS ADVISORS $254,626,628 X

801-73779 SYCAMORE PARTNERS $611,008,438 X

801-73025 SYMETRA INVESTMENT MANAGEMENT, INC. $103,000,000 X

801-18876 SYMONS CAPITAL MANAGEMENT INC $445,628,700 X

801-52638 SYMPHONY ASSET MANAGEMENT LLC $8,748,526,276 X X


801-73246 SYMPHONY TECHNOLOGY GROUP, LLC $1,085,000,000 X

801-64132 SYNERGY FINANCIAL MANAGEMENT, LLC $90,699,234 X X

801-74778 SYNTAL CAPITAL PARTNERS, LLC $0 X X

801-55276 SYNTHESIS ADVISORS, INC. $85,555,537 X

801-69510 SYNTRINSIC INVESTMENT COUNSEL, LLC. $650,000,000 X X

801-48908 SYSTEMATIC FINANCIAL MANAGEMENT LP $10,439,253,047 X X

801-74460 SYZ SWISS ADVISORS S.A. $0 X X

801-39638 T. ROWE PRICE (CANADA), INC. $1,664,188,112 X X

801-58098 T. ROWE PRICE ADVISORY SERVICES, INC. $0 X X

801-856 T. ROWE PRICE ASSOCIATES, INC. $479,692,099,972 X X

801-61894 T. ROWE PRICE INTERNATIONAL LTD $77,249,421,526 X X

801-72034 T. ROWE PRICE SINGAPORE PRIVATE LTD $40,788,243 X X

801-72035 T.ROWE PRICE HONG KONG LIMITED $5,229,916,263 X X

801-63303 T2 PARTNERS MANAGEMENT LP $333,396,061 X

801-74026 TA ASSOCIATES $10,630,700,000 X

801-68923 TABERNA CAPITAL MANAGEMENT, LLC $1,666,695,230 X

801-65189 TACONIC CAPITAL ADVISORS LP $13,204,408,395 X X

801-65190 TACONIC CAPITAL ADVISORS UK LLP $13,163,606,445 X X

801-73221 TACONIC INVESTMENT PARTNERS LLC $267,014,748 X

801-64810 TACTICAL ALLOCATION GROUP, LLC $450,425,261 X X

801-72138 TACTICAL INVESTMENT MANAGERS, LLC $55,271,786 X X

801-60908 TAG ASSOCIATES LLC $6,857,400,000 X

801-63901 TAG EISNERAMPER LLC $118,700,000 X

801-71859 TALBOT FINANCIAL, LLC $97,095,450 X

801-73732 TALIMCO, LLC $1,188,000,000 X

801-67609 TALIS ADVISORY SERVICES, LLC $122,144,487 X

801-67031 TAMALPAIS ASSET MANAGEMENT, L.P. $75,825,823 X

801-71532 TAMAR SECURITIES, LLC $169,803,510 X X

801-69697 TAMPA ASSET MANAGEMENT, LLC $101,310,877 X

801-68235 TAMRO CAPITAL PARTNERS LLC $1,581,440,994 X

801-28990 TANAKA CAPITAL MANAGEMENT INC $32,500,000 X

801-73496 TANDEM GLOBAL MANAGEMENT L.P. $105,731,988 X X

801-64917 TAPESTRY ASSET MANAGEMENT L.P. $385,510,066 X

801-69873 TAPLIN, CANIDA & HABACHT, LLC $6,780,899,820 X

801-62542 TARGETED FINANCIAL SERVICES, LLC $91,473,666 X

801-72224 TATRO CAPITAL, LLC $54,565,540 X

801-62902 TAURUS ASSET MANAGEMENT, LLC $598,655,073 X X

801-63832 TAXBRIDGE FINANCIAL GROUP INC $73,000,000 X

801-67498 TAYLOR FRIGON CAPITAL MANAGEMENT LLC $90,960,753 X

801-44465 TAYLOR SECURITIES, INC. $127,652,796 X X X

801-57919 TBP ADVISORS LTD $211,835,560 X

801-63218 TBP INVESTMENTS MANAGEMENT LLC $486,165,782 X

801-60904 TCG INVESTMENT ADVISORY, INC. $126,867,975 X

801-39280 TDA $358,010,111 X X

801-69936 TEAK TREE CAPITAL MANAGEMENT, LLC $158,561,396 X

801-61069 TEAM FINANCIAL MANAGERS $178,996,293 X X

801-67257 TEAMCO ADVISERS LLC $724,340,337 X

801-73547 TECHNOLOGY CROSSOVER VENTURES $5,113,622,464 X X

801-67097 TED BUCHAN & COMPANY $50,364,098 X

801-66324 TEEWINOT CAPITAL ADVISERS, L.L.C. $89,700,000 X


801-63914 TELEMUS INVESTMENT MANAGEMENT, LLC $862,632,379 X X X

801-64748 TELEMUS WEALTH ADVISORS, LLC $452,245,925 X X

801-61024 TELLIGENT INVESTMENT MANAGEMENT, LLC $214,132,714 X

801-74787 TEMBION CAPITAL MANAGEMENT, LLC $0 X

801-56486 TEMENOS ADVISORY, INC. $260,000,000 X X

801-74270 TEMPUS QUO CAPITAL MANAGEMENT, LLC $584,424,833 X

801-60384 TENNENBAUM CAPITAL PARTNERS, LLC $5,048,000,000 X

801-47568 TETON ADVISORS, INC. $846,000,000 X X

801-73027 TETRAD CAPITAL LLC $26,782,183 X

801-60546 TEXAS CAPITAL MANAGEMENT $51,926,017 X

801-17784 TFC FINANCIAL MANAGEMENT INC $726,304,163 X

801-38963 TGS FINANCIAL ADVISORS $221,935,825 X X

801-71780 THE ADVISORS GROUP $60,995,063 X

801-57715 THE ADVISORY GROUP $123,505,000 X

801-72157 THE ADVOCATE GROUP, LLC $246,975,285 X X

801-48238 THE AYCO COMPANY,L.P. $17,301,171,881 X X X X

801-72767 THE AYRES GROUP LLC $0 X

801-70125 THE BLAKELEY GROUP INC $64,993,549 X

801-72749 THE BOLLARD GROUP LLC $2,369,800,000 X

801-57589 THE CAMPBELL GROUP, LLC $5,194,220,696 X X

801-69464 THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC $127,576,358 X

801-60779 THE CAPITAL CHART ROOM, LTD $118,447,352 X

801-61642 THE CAPROCK GROUP, INC. $936,911,018 X

801-73420 THE CAPSTREET GROUP, LLC $227,600,000 X

801-52462 THE CARLYLE GROUP $99,919,571,868 X X

801-8809 THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY $30,897,518,017 X X

801-72862 THE COLONY GROUP, LLC $1,329,078,169 X

801-61337 THE COMMONWEALTH GROUP, INC $103,600,000 X X

801-42281 THE CORUNDUM GROUP, INC. $552,051,529 X X

801-53527 THE CYPRESS FUNDS LLC $285,293,984 X

801-72658 THE D. CHRISTOPHER CAPITAL MANAGEMENT GROUP, LLC $0 X

801-34359 THE DARROW COMPANY, INC. $124,359,434 X

801-21129 THE DELTA GROUP $39,330,224 X X

801-19358 THE EDGAR LOMAX COMPANY $1,296,170,325 X

801-66396 THE EIDEARD GROUP, LLC $533,013,252 X

801-68318 THE ELEMENTS FINANCIAL GROUP, LLC $249,334,000 X

801-73630 THE ENERGY & MINERALS GROUP $3,082,700,000 X X

801-68921 THE FINANCIAL ADVISORS, LLC $251,565,245 X X X

801-49136 THE FINANCIAL NETWORK GROUP, LTD $644,435,450 X X

801-71807 THE FISHER GROUP, LLC $689,657,689 X X

801-68416 THE FLORIDAN GROUP $48,000,000 X

801-71876 THE GENWEALTH GROUP, INC. $139,280,000 X

801-37818 THE GLASS FREEDMAN COMPANY $50,714,443 X X

801-62398 THE GOLUB GROUP $704,656,142 X

801-45421 THE HARBINGER GROUP JV $58,240,378 X X

801-22924 THE HARBOR GROUP, INC. $791,306,643 X

801-70424 THE INSIGHT GROUP, INC. $217,246,086 X

801-69427 THE J R BAKER GROUP $58,409,311 X X

801-73848 THE JORDAN COMPANY, L.P. $5,138,034,816 X

801-34480 THE JUNK INVESTMENT GROUP $142,817,868 X


801-55317 THE KARRAS COMPANY, INC. $758,673,570 X

801-56965 THE L. WARNER COMPANIES, INC $230,576,812 X

801-64293 THE LEGACY FINANCIAL GROUP, INC. $163,923,949 X

801-73009 THE LIONSTONE GROUP $1,753,792,520 X

801-52142 THE MDE GROUP, INC. $1,299,199,052 X

801-73191 THE MIDWAY GROUP $2,297,038,422 X

801-63377 THE MOLPUS WOODLANDS GROUP, LLC $439,500,000 X X

801-72257 THE MONEYPAPER ADVISOR, INC. $38,000,000 X

801-31049 THE MUTUAL FUND PUBLIC COMPANY LIMITED $8,875,000,000 X

801-69328 THE MUTUAL FUND STORE $60,025,547 X

801-72929 THE MUTUAL FUND STORE $0 X X

801-68208 THE MUTUAL FUND STORE $171,000,000 X X

801-58221 THE NEWTON FOLLIS PARTNERSHIP LIMITED $0 X

801-70379 THE NORTHERN TRUST COMPANY OF CONNECTICUT $34,472,244,568 X X X

801-64694 THE OXFORD PRIVATE CLIENT GROUP, LLC $16,315,778 X

801-55119 THE PACIFIC CENTER FOR FINANCIAL SERVICES $370,713,047 X X

801-60247 THE PLANNERS NETWORK, INC. $184,026,733 X X

801-66972 THE PLANNING GROUP $97,857,816 X X X

801-37533 THE PORTFOLIO STRATEGY GROUP, INC. $1,009,500,000 X

801-62497 THE PRIVATE INVESTMENT GROUP, INC. $103,347,708 X X

801-5097 THE PUTNAM ADVISORY COMPANY, LLC $46,542,926,421 X X

801-62638 THE PUTNEY FINANCIAL GROUP, REGISTERED INVESTMENT ADVISORS $115,683,890 X X

801-69302 THE RELAXING RETIREMENT COACH, INC. $209,083,000 X

801-62655 THE RETIREMENT PLANNING GROUP, INC. $433,000,000 X X

801-66378 THE RIDGEWOOD GROUP $126,229,876 X

801-63095 THE RIKOON GROUP, LLC $419,709,789 X X

801-73686 THE RIVERSIDE COMPANY $3,511,626,770 X

801-61767 THE ROBARE GROUP, LTD. $130,000,000 X

801-69153 THE SPIELBERGER GROUP $200,500,000 X

801-62226 THE STRATEGIC FINANCIAL ALLIANCE $271,817,097 X X X

801-71205 THE UNIVERSITY FUNDS, LLC $0 X X

801-66580 THE WEALTH ENHANCEMENT GROUP, INC. $92,765,020 X

801-61238 THE WHARTON ADVISORY GROUP, LLC $225,826,318 X X X

801-2501 THE WINTHROP CORPORATION $0 X

801-28429 THETFORD INVESTMENT MANAGEMENT, INC. $94,644,717 X X

801-27792 THIRD AVENUE MANAGEMENT LLC $11,378,528,589 X X

801-55720 THIRD MILLENNIUM INVESTMENT ADVISORS, LLC $18,908,009 X X

801-65088 THIRD POINT LLC $11,980,000,000 X

801-74161 THIRD SECURITY, LLC $1,541,958,866 X

801-67208 THIRD STAGE INVESTMENT GROUP, LLC $0 X

801-71921 THIRTYNORTH INVESTMENTS, LLC $124,805,911 X

801-71201 THL CREDIT ADVISORS LLC $277,149,431 X X

801-73374 THL CREDIT, INC. $169,426,323 X X

801-73483 THL MANAGERS VI, LLC $10,819,324,699 X

801-73780 THOMA BRAVO $1,896,400,000 X

801-74079 THOMA CRESSEY BRAVO, INC. $1,353,600,000 X

801-57435 THOMAS PROPERTIES GROUP $0 X

801-60537 THOMAS WEISEL ASSET MANAGEMENT LLC $175,800,000 X X

801-56739 THOMAS WEISEL CAPITAL MANAGEMENT LLC $512,051,000 X X X

801-61276 THOMAS WEISEL GLOBAL GROWTH PARTNERS LLC $905,055,000 X X


801-41896 THOMAS WHITE INTERNATIONAL LTD $1,426,112,250 X

801-6273 THOMPSON SIEGEL & WALMSLEY LLC $6,775,443,000 X X

801-73528 THOMPSON STREET CAPITAL MANAGER LLC $843,450,259 X

801-66115 THOMSON FINANCIAL ADVISORS LLC. $32,567,693 X

801-54432 THOMSON HORSTMANN & BRYANT INC $1,455,966,353 X

801-17853 THORNBURG INVESTMENT MANAGEMENT INC $73,262,143,771 X

801-45618 TIFF ADVISORY SERVICES, INC. $9,622,019,476 X

801-73256 TIFF ENDOWMENT ASSET MANAGEMENT, LLC $350,037,224 X

801-74001 TIGER ASIA MANAGEMENT, LLC $2,637,635,132 X

801-73973 TIGER GLOBAL MANAGEMENT, LLC $16,992,700,000 X

801-72867 TIGER MANAGEMENT ADVISORS L.L.C. $431,516,458 X

801-74105 TIGERSHARK MANAGEMENT, LLC $345,084,722 X

801-64633 TILSON FINANCIAL GROUP INC $205,823,836 X

801-62821 TIMBERLAND INVESTMENT RESOURCES, LLC $775,131,205 X

801-67620 TIMBERLINE ASSET MANAGEMENT LLC. $212,630,000 X X

801-50316 TIMBERVEST LLC $1,775,853,626 X

801-11732 TIMECAPITAL INVESTOR ADVISORY SERVICES INC $194,453,480 X X X

801-63492 TIMESSQUARE CAPITAL MANAGEMENT, LLC $13,237,543,252 X

801-70341 TIMONIER FAMILY OFFICE, LTD. $125,775,957 X

801-45766 TIMOTHY PARTNERS, LTD. $554,076,668 X

801-68625 TIMPANI CAPITAL MANAGEMENT LLC $118,959,516 X X

801-51319 TINGEY ADVISORS INC $78,000,000 X X X

801-74124 TINICUM INCORPORATED $2,620,563,005 X

801-76681 TIPTREE ASSET MANAGEMENT COMPANY, LLC $0 X X

801-49315 TIS GROUP INC $130,559,321 X

801-73310 TISHMAN SPEYER PROPERTIES, L.P. $7,898,370,937 X X

801-65693 TITAN CAPITAL GROUP III, LP $82,056,571 X

801-70058 TITANIUM ASSET MANAGEMENT CORP $105,000,000 X

801-60458 TLG ADVISORS, INC. $157,658,211 X

801-66454 TMD & ASSOCIATES, INC. $137,848,219 X

801-36209 TOCQUEVILLE ASSET MANAGEMENT LP $10,948,864,845 X X

801-55565 TODD VEREDUS ASSET MANAGEMENT LLC $3,209,734,741 X

801-47765 TOEWS CORPORATION $372,980,984 X

801-57641 TOLLESON PRIVATE WEALTH MANAGEMENT $2,411,135,433 X

801-66540 TOOMEY INVESTMENT MANAGEMENT, INC $56,092,083 X

801-68178 TOP TIER CAPITAL PARTNERS, LLC $2,065,865,806 X

801-73058 TOPWATER CAPITAL PARTNERS $350,500,000 X

801-55296 TORCHLIGHT INVESTORS, LLC $3,554,000,000 X

801-66461 TOREADOR RESEARCH & TRADING, LLC $76,000,000 X

801-74096 TORO INVESTMENT PARTNERS, LP $120,000,000 X

801-66611 TORREY GROWTH & INCOME ADVISORS, LLC $164,337,400 X

801-72746 TORREYCOVE CAPITAL PARTNERS LLC $18,510,741,836 X

801-61622 TORTOISE CAPITAL ADVISORS, L.L.C. $8,178,442,656 X X

801-71443 TORTUGA WEALTH MANAGEMENT $10,000,000 X

801-67755 TOTAL CLARITY WEALTH MANAGEMENT, INC $105,000,000 X

801-67935 TOTAL FINANCIAL ADVISORS, LLC $123,768,393 X

801-70829 TOTAL WEALTH MANAGEMENT INC. $90,288,422 X

801-45963 TOUCHSTONE ADVISORS INC $7,769,077,981 X X

801-68636 TOWER WEALTH MANAGERS, INC. $1,073,923,000 X X

801-74084 TOWERBROOK CAPITAL PARTNERS LP $4,506,412,700 X


801-57632 TOWERHILL WEALTH MANAGEMENT, LLC $98,244,838 X

801-46008 TOWERS WATSON INVESTMENT SERVICES, INC. $0 X

801-66559 TOWNSEND RETIREMENT SPECIALISTS $242,353,392 X

801-72310 TPG CREDIT MANAGEMENT, L.P. $2,196,259,369 X

801-72845 TPG OPPORTUNITIES ADVISERS, LLC $1,344,566,279 X X

801-72650 TPG-AXON MANAGEMENT LP $7,750,742,532 X

801-71886 TPH ASSET MANAGEMENT LLC $104,504,631 X X

801-74811 TRADELINK CAPITAL LLC $256,986,109 X X

801-57008 TRADEMARK CAPITAL MANAGEMENT INC $101,082,629 X

801-68789 TRADEWINDS CAPITAL MANAGEMENT, LLC $125,687,219 X

801-74281 TRADEWORX INC. $110,600,000 X

801-62666 TRADITION WEALTH MANAGEMENT LLC $171,000,000 X

801-73192 TRAFELET CAPITAL MANAGEMENT, L.P. $359,020,030 X

801-53319 TRANSAMERICA ASSET MANAGEMENT, INC. $49,116,734,835 X X

801-67722 TRANSPARENT VALUE ADVISORS, LLC $205,114,901 X X

801-76546 TRANSWESTERN INVESTMENT MANAGEMENT, LLC $184,700,000 X

801-56565 TREES INVESTMENT COUNSEL LLC $237,648,399 X

801-71804 TRELLUS MANAGEMENT COMPANY, LLC $274,830,000 X

801-71560 TREMBLANT CAPITAL GROUP $2,649,344,105 X

801-73216 TREND CAPITAL MANAGEMENT LP $200,000,000 X

801-66210 TRENDZ ADVISORS $17,877,628 X X

801-34570 TRENT CAPITAL MANAGEMENT INC $126,528,754 X

801-72702 TRG ADVISORS, INC. $135,000,000 X

801-70199 TRIAD WEALTH STEWARDSHIP, LLC $252,448,614 X X

801-71968 TRIAN FUND MANAGEMENT, L.P. $3,975,100,000 X

801-69591 TRIANGLE PEAK PARTNERS, LP $304,523,498 X

801-69531 TRIANGLE SECURITIES WEALTH MANAGEMENT $462,842,183 X

801-60441 TRIBECA FINANCIAL, LLC $111,128,730 X X

801-60282 TRIBUTARY CAPITAL MANAGEMENT, LLC $1,115,400,000 X

801-65759 TRICADIA CAPITAL MANAGEMENT, LLC $3,591,632,132 X X

801-62492 TRICADIA CDO MANAGEMENT, LLC $1,520,311,990 X X

801-55933 TRICAPITAL ADVISORS INC $159,977,474 X

801-67209 TRICOR ADVISORY SERVICES, LLC $107,000,000 X X X

801-73151 TRIDENT INVESTMENT MANAGEMENT, LLC $634,903,951 X

801-72437 TRIGRAN INVESTMENTS, INC. $216,226,188 X

801-72696 TRILLION CAPITAL $0 X

801-65694 TRILOGY CAPITAL, LLC $1,338,800,000 X

801-57139 TRILOGY GLOBAL ADVISORS, LP $14,141,467,001 X X

801-73637 TRIMARAN ADVISORS, LLC $1,393,800,000 X

801-67581 TRINITY CAPITAL MANAGEMENT, LLC $131,270,000 X

801-68517 TRINITY FINANCIAL PARTNERS $131,270,000 X X

801-69052 TRINITY INVESTMENT ADVISORS $31,000,000 X

801-66958 TRINITY INVESTMENT ADVISORS, LLC $95,050,000 X

801-71133 TRINITY STREET ASSET MANAGEMENT LLP $751,000,000 X

801-76431 TRIOAKS CAPITAL MANAGEMENT L.P. $0 X

801-67311 TRIPACIFIC CAPITAL ADVISORS, LLC $447,452,000 X X

801-65940 TRIPPON WEALTH MANAGEMENT GROUP LLC $111,292,947 X

801-70769 TRI-STAR ADVISORS, INC. $150,782,690 X X

801-70960 TRIUNE FINANCIAL PARTNERS, LLC $147,222,772 X X

801-74049 TRIVEST INVESTMENT ADVISORS, LLC $463,000,000 X


801-67503 TRUE CAPITAL MANAGEMENT $173,671,331 X X

801-70431 TRUE NORTH PARTNERS LLC $129,600,000 X

801-56776 TRUENORTH, INC. $401,679,786 X

801-76164 TRURO ASSET MANAGEMENT, LLC $0 X X

801-46919 TRUST ADVISORY GROUP LTD $128,382,581 X X

801-74171 TRUST ASSET MANAGEMENT, LLP $4,186,800,000 X

801-17538 TRUSTCORE FINANCIAL SERVICES, INC. $895,072,109 X

801-60966 TRUSTMARK INVESTMENT ADVISORS, INC. $2,841,041,692 X X

801-70313 TRUTINA FINANCIAL $227,620,000 X

801-41423 TSA MANAGEMENT INC $155,522,654 X

801-74089 TSG CONSUMER PARTNERS LLC $2,865,000,000 X

801-72185 TSL ADVISERS, LLC $1,395,594,008 X

801-71031 TSL INVESTMENT MANAGEMENT, LLC $35,388,811 X

801-63507 TSP CAPITAL MANAGEMENT GROUP, LLC $288,929,481 X

801-56935 TUCKERMAN GROUP LLC $7,290,806,740 X X

801-73474 TUDOR INVESTMENT CORPORATION $19,450,190,442 X

801-36220 TURNER INVESTMENTS, L.P. $13,087,411,666 X

801-72603 TWENTY-FIRST TAILORED SOLUTIONS, INC. $116,864,219 X

801-76829 TWGP-OGP, LLC $0 X

801-36431 TWIN CAPITAL MANAGEMENT INC $998,785,824 X

801-66717 TWIN FOCUS CAPITAL PARTNERS, LLC $582,653,154 X

801-70699 TWIN OAKS STRATEGIC PARTNERS, LLC $0 X X X

801-73786 TWIN SECURITIES, INC. $272,571,468 X

801-71110 TWO SIGMA ADVISERS, LLC $1,975,939,083 X X

801-70476 TWO SIGMA INVESTMENTS, LLC $17,877,451,455 X X

801-76551 TWO WEST CAPITAL ADVISORS LLC $257,600,000 X

801-73766 TXRE ADVISERS, LLC $410,000,000 X X

801-74019 TZP MANAGEMENT ASSOCIATES, LLC $193,565,537 X

801-67051 U.S. ADVISORS, INC. $48,000,000 X

801-4868 U.S. GLOBAL INVESTORS, INC. $2,034,830,679 X

801-64473 U.S. INSTITUTIONAL CORPORATION $0 X

801-66977 U.S. WEALTH GROUP, LLC $75,000,000 X

801-64727 UA ADVISORY SERVICES, INC. $249,005,507 X X

801-32004 UAS ASSET MANAGEMENT $131,563,600 X X

801-56922 UBP ASSET MANAGEMENT LLC $2,566,013,262 X X

801-42753 UCM PARTNERS, L.P. $1,167,696,164 X

801-62896 UHLER AND VERTICH FINANCIAL PLANNERS $90,469,901 X

801-73433 ULYSSES MANAGEMENT LLC $1,331,281,446 X

801-63664 UMA FINANCIAL SERVICES INC $421,792,962 X

801-67069 UNFCU FINANCIAL ADVISORS $35,539,159 X X

801-73153 UNION AVENUE ADVISORS LP $83,803,532 X X

801-60008 UNION INVESTMENT ADVISORS, INC $109,370,830 X

801-72120 UNION STREET PARTNERS LLC $9,400,000 X

801-66754 UNITED ADVISORS $133,048,432 X X

801-70104 UNITED ADVISORS SERVICES, LLC $64,448,580 X

801-41464 UNITED ASSET STRATEGIES INC. $508,865,026 X

801-67306 UNITED BROKERS S.A. (AGENTE DE VALORES) $13,508,932 X X

801-64376 UNITED CAPITAL FINANCIAL ADVISERS $5,575,820,642 X X

801-63572 UNIVERSAL ADVISORY SERVICES $274,966,157 X

801-68480 UNIVERSAL FINANCIAL PLANNING CONSULTANTS, INC. $119,992,678 X


801-69448 UNIVERSAL FINANCIAL SERVICES INC. $186,039,530 X X

801-61159 UNIVEST INVESTMENTS, INC. $15,534,480 X X

801-66275 UNIWEALTH ADVISORS, INC. $111,392,000 X X

801-74164 UOB GLOBAL CAPITAL LLC $160,694,667 X

801-38340 UPRIGHT FINANCIAL CORP $20,000,000 X X X

801-61680 US ASSET MANAGEMENT, LLC $123,606,098 X

801-72896 USAA ASSET MANAGEMENT COMPANY $89,233,515,297 X

801-53347 USAA FINANCIAL PLANNING SERVICES $0 X X X X

801-34462 USAA INVESTMENT MANAGEMENT COMPANY $11,959,054,614 X X X X X

801-72105 USCA RIA LLC $644,551,066 X X

801-64165 USF SERVICES, LLC $574,789,557 X X X

801-71232 V WEALTH MANAGEMENT, LLC $160,378,440 X

801-72194 VAB ADVISORS, LLC. $155,000,000 X X

801-55829 VAHANIAN & ASSOCIATES FINANCIAL PLANNING INC $132,017,312 X

801-68213 VALENS INVESTMENT ADVISERS, L.P. $364,343,578 X X

801-73911 VALIANT CAPITAL MANAGEMENT, L.P. $4,240,957,883 X

801-66767 VALIDEA CAPITAL MANAGEMENT LLC $58,951,768 X

801-73489 VALINOR MANAGEMENT, LLC $2,599,250,000 X

801-25126 VALLEY NATIONAL ADVISERS INC $371,703,575 X

801-68866 VALLEY WEALTH, INC. $260,000,000 X

801-55564 VALMARK ADVISERS, INC. $1,605,696,887 X X

801-71547 VALPEY FINANCIAL SERVICES LLC $34,033,413 X

801-60576 VALSTONE PARTNERS, LLC $346,390,246 X

801-37987 VALUE FINANCIAL ADVISERS, INC. $119,981,119 X

801-71659 VALUEACT SMALLCAP MANAGEMENT, L.P. $28,188,789 X

801-69247 VALUED WEALTH ADVISORS, LLC $42,001,820 X X

801-70391 VALUES FIRST ADVISORS, INC. $71,777,634 X

801-60663 VALUEWORKS, LLC $175,000,000 X

801-65614 VAN BIEMA VALUE PARTNERS, LLC $756,365,996 X

801-65186 VAN ECK ABSOLUTE RETURN ADVISERS CORP. $686,161,437 X X

801-21340 VAN ECK ASSOCIATES CORP. $36,805,583,374 X X

801-71978 VAN GILDER RETIREMENT SOLUTIONS, LLC $356,776,483 X X

801-62944 VANCE CAPITAL MANAGEMENT, LLC $32,803,000 X

801-27432 VANTAGE CONSULTING GROUP INC $5,352,634,654 X

801-33485 VANTAGE FINANCIAL GROUP, INC. $287,302,426 X

801-57491 VANTAGE INVESTMENT ADVISORS, LLC $591,606,794 X

801-62034 VANTAGE INVESTMENT PARTNERS, LLC $1,028,591,068 X

801-56223 VANTAGEPOINT INVESTMENT ADVISERS, LLC $18,557,088,346 X

801-73506 VARADERO CAPITAL, L.P. $301,792,488 X

801-56414 VAWTER FINANCIAL LTD $40,500,000 X X

801-73768 VCFA GROUP $516,873,813 X

801-51685 VECTOR WEALTH MANAGEMENT, LLC $423,432,929 X

801-64986 VECTORS RESEARCH MANAGEMENT LLC $232,572,000 X

801-73691 VEDANTA MANAGEMENT, LP $550,000,000 X

801-70489 VELLUM FINANCIAL, LLC $123,464,945 X X

801-76564 VELOCITY PARTNERS $0 X

801-70883 VENTURA WEALTH MANAGEMENT $125,000,000 X X

801-73833 VENTURE INVESTMENT ASSOCIATES $642,675,744 X

801-69167 VERDE CAPITAL MANAGEMENT, INC. $99,919,652 X X

801-64536 VERDEAM, LLC $92,000,000 X


801-65821 VERDIS INVESTMENT MANAGEMENT, LLC $340,360,406 X

801-71670 VERE ASSET MANAGEMENT, INC. $37,500,000 X

801-70579 VERGEPOINTE WEALTH MANAGEMENT, LLC $101,352,905 X X

801-67966 VERIS WEALTH PARTNERS, LLC $485,998,841 X X

801-62911 VERITABLE LP $10,886,500,000 X

801-66730 VERITY ASSET MANAGEMENT $316,578,542 X

801-15429 VERIZON INVESTMENT MANAGEMENT CORP. $50,282,187,383 X X

801-69058 VERMILLION FINANCIAL ADVISORS, INC. $105,957,282 X

801-73119 VERSA CAPITAL MANAGEMENT, LLC $1,192,978,854 X

801-72681 VERTICAL CAPITAL ASSET MANAGEMENT, LLC $0 X

801-68223 VERTICAL CAPITAL, LLC $1,280,000,000 X

801-70875 VERUS CAPITAL PARTNERS, LLC $58,439,423 X

801-74167 VESTAR CAPITAL PARTNERS $5,912,050,033 X

801-27505 VESTOR CAPITAL PARTNERS, LLC $410,231,190 X

801-72956 VF INVESTMENT SERVICES CORP. $100,965,795 X

801-72405 VFG ADVISORS, INC. $47,000,000 X X

801-73903 VICENTE CAPITAL PARTNERS, LLC $158,616,651 X

801-65023 VICIS CAPITAL, LLC $382,923,697 X

801-58112 VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. $129,815,000 X X

801-68943 VICTORIA 1522 INVESTMENTS, LP $719,181,343 X

801-36836 VICTORY ASSET MANAGEMENT CO INC $105,018,555 X X

801-46878 VICTORY CAPITAL MANAGEMENT INC. $26,490,822,439 X X

801-73676 VICTORY PARK CAPITAL $733,233,202 X

801-71919 VICTUS CAPITAL WEALTH $106,494,000 X X X

801-71894 VIDA CAPITAL MANAGEMENT, LLC $28,700,000 X

801-62983 VIEW CAPITAL RIA, LP $932,046,762 X X X

801-70722 VIGILANT INVESTMENT ADVISORS, LLC $25,000,000 X X

801-72385 VIGILARE WEALTH MANAGEMENT LLC $101,627,798 X

801-76817 VII PEAKS-KBR BDC ADVISOR II, LLC $0 X

801-72885 VIKING WEALTH ADVISORS $90,349,805 X X

801-57412 VILLAFRANCO WEALTH MANAGEMENT $220,000,000 X

801-69859 VIMA, LLC $61,744,040 X

801-73133 VINE INVESTMENT ADVISORS, LP $357,400,000 X

801-39326 VIRGINIA CAPITAL MANAGEMENT GROUP INC $30,233,940 X X X

801-74276 VIRGO INVESTMENT GROUP LLC $270,257,700 X

801-74278 VIRGO INVESTMENT SOCIETAS LLC $79,650,000 X

801-72854 VIRTUE OF SELFISH INVESTING, LLC $0 X

801-67924 VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. $0 X X

801-5995 VIRTUS INVESTMENT ADVISERS, INC. $21,058,896,000 X X

801-63975 VIRTUS PRIVATE WEALTH MANAGEMENT $102,000,000 X X

801-66419 VISION CAPITAL ADVISORS, LLC $243,452,764 X

801-69451 VISION CAPITAL PARTNERS, INC. $91,851,331 X X

801-69217 VISIONARY ASSET MANAGEMENT $396,378,744 X X

801-72280 VISIUM ASSET MANAGEMENT, LP $5,505,900,000 X

801-64833 VISTA FINANCIAL ADVISORS, INC. $135,984,968 X

801-67713 VISTA INVESTMENT MANAGEMENT, LLC $47,500,000 X

801-60117 VISTA WEALTH MANAGEMENT, LLC $909,239,000 X

801-73024 VIVALDI CAPITAL MANAGEMENT, LLC $181,000,000 X

801-73672 VMG PARTNERS II, LLC $728,129,212 X

801-63219 VOGEL FINANCIAL ADVISORS, LLC $158,000,000 X


801-71044 VOLORIDGE $106,536,267 X

801-21953 VONTOBEL ASSET MANAGEMENT, INC. $20,022,633,413 X X

801-71790 VONTOBEL SWISS WEALTH ADVISORS AG $772,511,000 X X X X

801-65229 VOYAGER MANAGEMENT, LLC $383,428,570 X

801-13457 W. H. REAVES & CO., INC. $2,153,038,251 X

801-27959 W.E. DONOGHUE & CO., INC. $662,000,000 X

801-32541 W.R. HUFF ASSET MANAGEMENT CO., L.L.C. $1,698,414,249 X

801-56437 W.R. HUFF CM, LLC $280,606,824 X

801-56451 W.R.T. SMITH & CO. $20,788,733 X X

801-26693 WADDELL & ASSOCIATES INC $559,302,617 X

801-72908 WAFRA CAPITAL PARTNERS INC. $635,485,275 X

801-23491 WAFRA INVESTMENT ADVISORY GROUP, INC. $4,724,998,204 X X X

801-63145 WAGNER, LOFTIN INVESTMENT SERVICES $104,973,072 X X

801-56485 WAINWRIGHT INVESTMENT COUNSEL LLC $3,363,466,525 X

801-69748 WALKER & DUNLOP FUND MANAGEMENT LLC $25,144,000 X

801-61827 WALL FOSS ADVISORS, INC. $132,012,242 X

801-30019 WALL STREET ASSOCIATES $1,256,905,846 X

801-18819 WALLACE R. WEITZ & COMPANY $4,274,658,920 X X

801-67613 WALLINGTON ASSET MANAGEMENT $387,367,092 X

801-69403 WALTON STREET CAPITAL, L.L.C. $9,930,933,262 X X

801-71476 WAMBOLT & ASSOCIATES, LLC $94,337,522 X

801-73264 WARBURG PINCUS LLC $34,518,133,000 X

801-66008 WARD FERRY MANAGEMENT (BVI) LIMITED $540,506,000 X

801-66072 WARD FERRY MANAGEMENT LIMITED $560,490,000 X

801-60741 WARREN AVERETT ASSET MANAGEMENT, LLC $864,658,547 X

801-68798 WARREN CAPITAL GROUP $47,425,253 X

801-11095 WASATCH ADVISORS INC $10,436,928,358 X X

801-73127 WASHINGTON ASSET MANAGEMENT II, LLC $0 X

801-14263 WASHINGTON CAPITAL MANAGEMENT INC $2,510,036,728 X

801-71936 WASHINGTON WEALTH MANAGEMENT $223,973,516 X X

801-32554 WASMER SCHROEDER & CO INC $4,128,339,428 X X

801-66872 WATER OAK ADVISORS, LLC $762,263,052 X

801-73050 WATER STREET HEALTHCARE PARTNERS, LLC $1,154,238,713 X

801-65087 WATERFALL ASSET MANAGEMENT, LLC $2,084,680,074 X

801-62780 WATERS CAPITAL ADVISERS, LLC $19,000,000 X X

801-63078 WATTS GWILLIAM & COMPANY, LLC $163,565,000 X

801-63304 WAYZATA INVESTMENT PARTNERS LLC $7,362,463,551 X X

801-22873 WBI INVESTMENTS $1,065,794,944 X X

801-72932 WCAS FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC $4,218,350,975 X X

801-73309 WCAS MANAGEMENT CORPORATION $9,398,143,142 X

801-69787 WEALTH ADVISORS GROUP $155,000,000 X

801-74575 WEALTH ADVISORS OF TAMPA BAY $109,890,000 X

801-66566 WEALTH ANALYTICS PARTNERS, LLC $91,240,800 X

801-41346 WEALTH ASSET MANAGERS $41,300,000 X

801-71551 WEALTH GATHERING, LLC $13,600,000 X

801-44115 WEALTH MANAGEMENT ADVISORS INC $437,914,000 X

801-67868 WEALTH MANAGEMENT GROUP LLC $135,000,000 X

801-71159 WEALTH MANAGEMENT INTERNATIONAL, LTD. $137,426,639 X

801-54769 WEALTH MANAGEMENT LLC $131,501,494 X X

801-65977 WEALTH MANAGEMENT LLC $259,285,348 X


801-57281 WEALTH MANAGEMENT RESOURCES, INC. $91,615,544 X

801-74490 WEALTH MANAGEMENT, LLC $0 X

801-68025 WEALTH NAVIGATION, LLC $95,000,000 X X X

801-18378 WEALTH PLANNING CORP $125,000,000 X

801-70353 WEALTH RESCUE STRATEGIES, INC. $32,268,439 X

801-57824 WEALTH RESOURCES GROUP $83,473,000 X X X

801-67858 WEALTH STRATEGIES BY BAYLISS & MCANINCH, INC. $70,298,000 X X

801-69766 WEALTHFRONT $33,729,052 X

801-63064 WEALTHPRO, LLC $30,353,547 X X

801-67079 WEALTHQUEST CORPORATION $446,870,908 X

801-20781 WEALTHSTONE INC $453,491,913 X X X

801-67203 WEALTHTRUST ARIZONA $448,494,464 X

801-39985 WEBB FINANCIAL GROUP, LLC $115,372,855 X X

801-74188 WEBSTER CAPITAL MANAGEMENT, LLC $172,772,880 X

801-61500 WEBSTERROGERS FINANCIAL ADVISORS, LLC $156,294,795 X

801-61057 WECHTER FELDMAN WEALTH MANAGEMENT, INC. $186,823,051 X

801-31746 WEDGEWOOD PARTNERS, INC. $1,030,707,777 X X

801-73412 WEINTRAUB CAPITAL MANAGEMENT, L.P. $1,384,375,107 X

801-72871 WEISS FINANCIAL GROUP LLC $0 X

801-69434 WELA STRATEGIES, LLC $23,432,273 X

801-60532 WELCH & FORBES LLC $3,185,037,636 X

801-52308 WELCH CAPITAL PARTNERS LLC $350,766,278 X

801-31650 WELCH HORNSBY, INC. $1,385,575,844 X

801-68361 WELLESLEY INVESTMENT PARTNERS, LLC $93,325,010 X

801-15908 WELLINGTON MANAGEMENT COMPANY, LLP $651,496,145,082 X X

801-64350 WELLSPRING WEALTH MANAGEMENT LLC $113,385,000 X X X

801-66794 WERBA RUBIN WEALTH MANAGEMENT, LLC $213,050,656 X X X

801-64023 WERLINICH ASSET MANAGEMENT, L.L.C. $62,570,000 X

801-60151 WESBANCO INVESTMENT DEPARTMENT $748,468,655 X X

801-32095 WESCAP GROUP $699,154,000 X

801-55880 WEST CAPITAL MANAGEMENT, INC. $479,786,527 X

801-47835 WEST CHESTER CAPITAL ADVISORS INC $101,378,786 X

801-58232 WEST COAST ASSET MANAGEMENT,INC. $178,116,210 X

801-73894 WEST CREEK CAPITAL $166,975,827 X

801-64834 WEST FINANCIAL SERVICES, INC. $806,622,867 X

801-64560 WEST GATE HORIZONS ADVISORS, LLC $1,160,682,940 X

801-68453 WEST RIM CAPITAL ASSOCIATES II, L.P. $456,851,702 X

801-61778 WEST RIM CAPITAL I, LLC $61,389,357 X

801-74380 WEST RIVER MANAGEMENT, LLC $131,000,000 X

801-55147 WEST SIDE ADVISORS LLC $1,627,213,662 X

801-36800 WESTBOURNE INVESTMENTS, INC. $101,615,809 X

801-69387 WESTCO ADVISORY SERVICES, INC. $54,513,693 X

801-21068 WESTERN ASSET MANAGEMENT CO LTD $42,371,209,733 X

801-8162 WESTERN ASSET MANAGEMENT COMPANY $343,013,297,314 X X

801-68224 WESTERN ASSET MANAGEMENT COMPANY LTD. $24,020,585,089 X X

801-67298 WESTERN ASSET MANAGEMENT COMPANY PTE LTD $3,772,609,087 X

801-64673 WESTERN FINANCIAL ADVISORS $40,962,554 X X X

801-73351 WESTERN INVESTMENT LLC $244,174,825 X

801-57797 WESTERN RESEARCH AND MANAGEMENT, L.L.C. $117,888,765 X X

801-69413 WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P. $15,936,324,324 X X X


801-66776 WESTLAKE FINANCIAL ADVISORS LLC $43,500,000 X

801-72739 WESTMOUNT ASSET MANAGEMENT, LLC $1,167,768,524 X

801-71628 WESTON CAPITAL ADVISOR $19,200,000 X

801-60595 WESTON CAPITAL ASSET MANAGEMENT LLC $218,632,297 X X

801-73514 WESTON PRESIDIO $1,697,104,804 X

801-18403 WESTONFINANCIAL $1,634,806,696 X

801-72750 WESTPORT CAPITAL PARTNERS LLC $1,566,754,409 X X

801-76594 WESTPORT STRATEGIES ADVISORS, LLC $0 X

801-19899 WESTRIDGE CAPITAL MANAGEMENT INC $1,800,000,000 X X

801-71762 WESTSIDE INVESTMENT MANAGEMENT, LLC $140,000,000 X

801-63410 WESTWOOD ADVISORS, L.L.C $460,072,640 X

801-18727 WESTWOOD MANAGEMENT CORP $11,978,120,000 X

801-55118 WEXFORD CAPITAL LP $6,663,819,405 X

801-66848 WHALEROCK POINT PARTNERS, LLC $338,214,394 X

801-70752 WHARTON BUSINESS GROUP, LLC $1,504,874,151 X

801-43158 WHIPPOORWILL ASSOCIATES INC $928,975,450 X

801-74249 WHITE DEER ENERGY $822,379,500 X

801-73443 WHITE ELM CAPITAL, LLC $514,000,000 X

801-71127 WHITE HORSE ADVISORS, LLC $32,165,086 X

801-8315 WHITE MOUNTAINS ADVISORS LLC $33,996,904,145 X

801-70433 WHITE OAK GLOBAL ADVISORS, LLC $642,462,843 X

801-72370 WHITE OAK PARTNERS INVESTMENT ADVISOR, LLC $25,842,500 X

801-51809 WHITE OAKS WEALTH ADVISORS INC $253,784,999 X

801-57154 WHITE PINE CAPITAL LLC $340,378,037 X

801-65882 WHITEBOX ADVISORS LLC $5,531,000,000 X

801-62048 WHITESTAR ADVISORS, LLC $906,022,514 X

801-72219 WHITETAIL ROCK CAPITAL MANAGEMENT, LLC $551,218,233 X X

801-36433 WHITNELL & CO $997,381,000 X X

801-69953 WHITNEY WETZEL & KUETHER, L.L.C. $103,696,880 X X

801-72791 WHJR ASSOCIATES $125,000,000 X X

801-46131 WHV INVESTMENT MANAGEMENT, INC. $13,513,518,110 X

801-72403 WICKER PARK ADVISORS LLC $10,000,000 X X

801-69575 WIENKEN ADVISORS, LTD. $0 X X

801-47370 WIESE CAPITAL MANAGEMENT INC $68,176,100 X

801-37972 WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC $1,775,250,392 X

801-35038 WILLARD B SAPERSTON, INC. $6,275,844 X

801-29805 WILLIAM HARRIS INVESTORS, INC. $1,269,762,076 X

801-35268 WILLIAM MANN COMPANY, INC. $101,462,654 X

801-61480 WILLIAMS CAPITAL MANAGEMENT, LLC $1,950,000,000 X X

801-18528 WILLIS INVESTMENT COUNSEL INC $1,083,495,317 X

801-73442 WILLIS STEIN & PARTNERS MANAGEMENT III, L.L.C. $698,300,000 X

801-56562 WILLOW CREEK FINANCIAL SERVICES, INC. $420,951,171 X

801-70089 WILLOWBROOK ASSET MANAGEMENT, LLC $26,300,000 X

801-22071 WILMINGTON FUNDS MANAGEMENT CORPORATION $12,814,689,788 X

801-50883 WILMINGTON TRUST INVESTMENT ADVISORS, INC. $14,453,588,629 X X

801-70297 WILSEY ASSET MANAGEMENT INCORPORATED $120,000,000 X

801-67795 WILSHIRE-PENNINGTON GROUP, INC. $53,579,914 X X

801-57694 WILTON ASSET MANAGEMENT LLC $119,699,656 X X

801-55488 WINCH ADVISORY SERVICES LLC $180,693,865 X

801-73327 WIND POINT ADVISORS, LLC $1,927,844,680 X


801-71836 WINDHAVEN INVESTMENT MANAGEMENT, INC. $8,586,200,000 X X

801-73502 WINDJAMMER CAPITAL INVESTORS $737,500,000 X

801-70859 WINDROSE ADVISORS LLC $1,192,276,235 X

801-61372 WINDSOR ADVISORY GROUP, LLC $430,424,606 X

801-55485 WINDSOR FINANCIAL GROUP LLC $1,834,487,701 X

801-28534 WINDSOR GROUP LTD $618,354,332 X

801-11280 WINDSOR SECURITIES INC $99,860,723 X

801-50819 WINDWARD CAPITAL MANAGEMENT CO $267,078,534 X

801-73198 WINGATE ADVISORS, L.L.C. $232,154,148 X

801-41316 WINSLOW CAPITAL MANAGEMENT INC $26,596,935,833 X X

801-54022 WINSTON CAPITAL MANAGEMENT LLC $2,327,329,620 X

801-46523 WINSTON INVESTMENT MANAGEMENT, INC. $112,556,214 X

801-73223 WINTON CAPITAL MANAGEMENT LTD. $12,041,321,000 X

801-68648 WISCONSIN WEALTH ADVISORS, LLC $122,805,196 X

801-71367 WISE WEALTH MANAGEMENT, LLC $47,524,771 X

801-68053 WISLAR WEALTH MANAGEMENT, LLC $0 X

801-12695 WITTER WILLIAM D INC $362,042,450 X X

801-72409 WMD ASSET MANAGEMENT, LLC $369,821,278 X

801-44672 WNA WEALTH ADVISORS, INC. $213,074,500 X

801-71632 WNY ASSET MANAGEMENT, LLC $218,685,874 X

801-64016 WOLF ASSET MANAGEMENT INTERNATIONAL LLC $254,600,000 X

801-66693 WOLF FINANCIAL MANAGEMENT, LLC $165,870,000 X X

801-61501 WOLF GROUP CAPITAL ADVISORS $164,142,724 X X

801-69844 WOLF RIVER CAPITAL MANAGEMENT, LLC $128,788,550 X

801-72588 WOLFF WIESE MAGANA $100,343,072 X

801-68170 WOMACK INVESTMENT ADVISERS, INC $49,569,588 X

801-46248 WOOD ASSET MANAGEMENT INC $449,588,451 X

801-70571 WOODBINE CAPITAL ADVISORS LP $1,324,960,000 X

801-57961 WOODMONT INVESTMENT COUNSEL, LLC $397,081,975 X

801-31041 WOODMONT REALTY ADVISORS INC $0 X

801-64858 WORLD CAPITAL ADVISORS, LLC $46,245,660 X

801-69064 WORLDWIDE ASSET MANAGEMENT GROUP, LLC $26,909,621 X X

801-64343 WP GLOBAL PARTNERS INC. $1,379,464,562 X X

801-57183 WRENN FINANCIAL STRATEGIES, INC. $103,043,029 X

801-55535 WRH PARTNERS GLOBAL SECURITIES LP $536,375,957 X

801-68554 WRIGHT FUND MANAGEMENT, LLC $789,046,169 X

801-51257 WRIGHT INVESTORS SERVICE INC $1,518,113,225 X

801-66231 WRIGHT PRIVATE ASSET MANAGEMENT LLC $101,903,864 X

801-39365 WRP INVESTMENTS, INC. $363,271,921 X X X X

801-73581 WRP MANAGEMENT, LLC $390,855,335 X X

801-71775 WWK ADVISORS, LLC $130,540,765 X

801-70501 WYATT BLAKEY SECREST & ASSOCIATES, LLC $78,180,777 X

801-73340 WYNN-CROSBY MANAGEMENT, LTD. $181,112,816 X

801-73498 WYNNEFIELD CAPITAL, INC. $240,851,117 X X

801-71461 Y/CAP MANAGEMENT, LLC $119,627,466 X

801-71868 YATALIE CAPITAL $0 X

801-72467 YELLOWBRICKROAD FINANCIAL ADVISORS, LLC $198,024,177 X

801-64771 YELLOWSTONE PARTNERS $461,000,000 X X

801-56455 YENTIS & ASSOCIATES INC $125,006,646 X

801-64634 YIELDQUEST ADVISORS, LLC $14,162,000 X X X


801-71010 YORK ASSET MANAGEMENT INC. $49,861,000 X

801-70315 YORK CAPITAL MANAGEMENT $14,200,000,000 X X

801-74098 YORK STREET CAPITAL PARTNERS $295,799,853 X

801-23441 YORKTOWN MANAGEMENT AND RESEARCH CO INC $325,820,877 X

801-67050 YORKVILLE CAPITAL MANAGEMENT LLC $112,363,407 X

801-62784 YOUR SOURCE FINANCIAL $169,127,306 X X

801-40592 ZACKS INVESTMENT MANAGEMENT, INC. $1,977,329,623 X X

801-34818 ZAZOVE ASSOCIATES LLC $5,699,009,480 X

801-69179 ZEKE CAPITAL ADVISORS, LLC $1,515,650,438 X

801-72287 ZEO CAPITAL ADVISORS, LLC $74,544,041 X

801-63824 ZEPHYR MANAGEMENT, L.P. $575,349,228 X

801-62477 ZEVENBERGEN CAPITAL INVESTMENTS LLC $2,422,829,405 X X

801-72987 ZHANG FINANCIAL $126,849,000 X

801-64334 ZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLC $3,608,379,978 X X

801-73497 ZIMMER LUCAS CAPITAL, LLC $2,066,400,000 X

801-73697 ZM CAPITAL ADVISORS, L.L.C. $170,000,000 X

801-66411 ZPR INVESTMENT MANAGEMENT INC $124,559,820 X

801-42246 ZULAUF ASSET MANAGEMENT AG $45,012,000 X

801-56470 ZWEIG ADVISERS LLC $823,800,000 X X

801-73451 ZWEIG-DIMENNA ASSOCIATES LLC $1,379,375,476 X

Total: 4970 Investment Advisors $21,611,267,091,180

SEC Number Primary Business Name Regulatory AUM Findings

801-69853 &WEALTH PARTNERS $210,296,478 No significant adverse items identified

801-73962 10TH LANE PARTNERS, LLC $458,100,000 No significant adverse items identified

801-68570 12 METER MANAGEMENT, LP $40,000,000 No significant adverse items identified

801-73235 12 WEST CAPITAL MANAGEMENT, L.P. $548,900,000 No significant adverse items identified

801-72869 13D MANAGEMENT LLC $1,000,000 No significant adverse items identified

801-68322 1607 CAPITAL PARTNERS, LLC $1,619,677,752 No significant adverse items identified

801-63977 1620 INVESTMENT ADVISORS, INC. $90,978,546 No significant adverse items identified

801-66939 1926 INVESTMENT ADVISORS $91,115,174 No significant adverse items identified

801-64870 1ST FINANCIAL SERVICES, LLC $95,273,692 No significant adverse items identified

801-67744 21ST CENTURY WEALTH MANAGEMENT LLC $199,503,463 No significant adverse items identified

801-72460 2281329 ONTARIO INC. $65,000,000 No significant adverse items identified

801-60813 361 CAPITAL LLC $155,611,000 No significant adverse items identified

801-68413 3D ASSET MANAGEMENT, INC. $330,767,556 No significant adverse items identified

801-74040 3G CAPITAL PARTNERS LTD. $3,204,300,000 No significant adverse items identified

801-56850 3M INVESTMENT MANAGEMENT CORP $23,206,800,000 No significant adverse items identified

801-72955 3SISTERS SUSTAINABLE MANAGEMENT, LLC $34,097,080 No significant adverse items identified

801-73363 40 NORTH INDUSTRIES LLC $1,281,785,175 No significant adverse items identified

801-74346 400 CAPITAL MANAGEMENT LLC $303,491,772 No significant adverse items identified

801-73303 401 INVESTMENTS, LLC $0 No significant adverse items identified

801-67697 47 DEGREES NORTH CAPITAL MANAGEMENT LTD $250,000,000 No significant adverse items identified

801-68210 485 SERVICES COMPANY $189,306,470 No significant adverse items identified

801-72432 5:15 CAPITAL MANAGEMENT, LLC $16,500,000,000 No significant adverse items identified

801-73900 5113 CAPITAL ASSOCIATES, LLC $246,759,193 No significant adverse items identified

801-68824 5151 ADVISORS, LLC $143,885,614 No significant adverse items identified

801-70595 613 CAPITAL, LLC $2,300,000 No significant adverse items identified

801-69678 620 ASSOCIATES LLC $28,732,649 No significant adverse items identified

801-73217 7X7 ASSET MANAGEMENT LLC $398,000,000 No significant adverse items identified

801-69819 A & I FINANCIAL SERVICES, LLC $110,379,533 No significant adverse items identified

801-76428 A FINE LINE ASSET MANAGEMENT COMPANY, LLC $133,000,000 No significant adverse items identified

801-55519 A. MILLER INVESTMENT ADVISORS, L.P. $60,337,706 No significant adverse items identified

801-63477 A.Q. JOHNSON & CO., INC. $39,086,031 No significant adverse items identified

801-73790 A.W. JONES $248,000,000 No significant adverse items identified

801-55414 ABACUS PLANNING GROUP INC $652,022,426 No significant adverse items identified

801-64527 ABARIS FINANCIAL GROUP, LLC $90,552,700 No significant adverse items identified

801-15995 ABBIT MANAGEMENT CORP $147,541,298 No significant adverse items identified

801-19944 ABBOT FINANCIAL MANAGEMENT, INC $121,038,664 No significant adverse items identified

801-57736 ABERDEEN WEALTH MANAGEMENT LLC $261,553,000 No significant adverse items identified

801-69850 ABLE ALPHA $11,000,000 No significant adverse items identified

801-62047 ABLES, IANNONE, MOORE & ASSOCIATES, INC. $63,212,512 No significant adverse items identified

801-65657 ABRAMS BISON INVESTMENTS, L.L.C. $963,170,000 No significant adverse items identified

801-42907 ABRAMS, FACTOR & ASSOCIATES $129,674,999 No significant adverse items identified

801-63488 ABSOLUTE INVESTMENT ADVISERS LLC $4,453,068,389 No significant adverse items identified

801-71500 ABSOLUTE INVESTMENT MANAGEMENT $223,942,239 No significant adverse items identified

801-72461 ABSOLUTE PRIVATE WEALTH MANAGEMENT LLC $0 No significant adverse items identified

801-71271 ABSOLUTE RETURN STRATEGIES LTD. $2,700,000,000 No significant adverse items identified

801-68963 ABUNDA FINANCIAL, LLC $30,000,000 No significant adverse items identified

801-72875 AC ONE ASSET MANAGEMENT, LLC $0 No significant adverse items identified

801-73455 ACA II ADVISORS, LLC $1,537,166,804 No significant adverse items identified


801-64174 ACACIA WEALTH ADVISORS, LLC $554,952,634 No significant adverse items identified

801-68475 ACADEMY ASSET MANAGEMENT LLC $28,675,314 No significant adverse items identified

801-27836 ACADEMY CAPITAL MANAGEMENT $399,264,056 No significant adverse items identified

801-70873 ACADIA MUTUAL FUND MANAGEMENT, LLC $3,051,156 No significant adverse items identified

801-69399 ACC INVESTMENT MANAGEMENT, INC. $39,606,000 No significant adverse items identified

801-66457 ACCESS FINANCIAL SERVICES, INC. $141,671,454 No significant adverse items identified

801-61826 ACCESS FUND MANAGEMENT, LLC $105,069,130 No significant adverse items identified

801-56436 ACCESS INVESTMENT ADVISORS INC $104,349,118 No significant adverse items identified

801-57448 ACCESS PARTNERS LLC $31,000,000 No significant adverse items identified

801-74069 ACCIPITER CAPITAL MANAGEMENT, LLC $209,390,075 No significant adverse items identified

801-3548 ACCOUNT MANAGEMENT, LLC $132,679,219 No significant adverse items identified

801-62457 ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC. $271,869,415 No significant adverse items identified

801-33659 ACCREDITED INVESTORS INC $914,250,433 No significant adverse items identified

801-74340 ACCUMULUS CAPITAL MANAGEMENT, LLC $225,408,017 No significant adverse items identified

801-68887 ACCUVEST GLOBAL ADVISORS $361,033,713 No significant adverse items identified

801-71844 ACK ASSET MANAGEMENT LLC $305,000,000 No significant adverse items identified

801-61595 ACKERMAN CAPITAL MANAGEMENT $189,024,730 No significant adverse items identified

801-60549 ACORN CAPITAL MANAGEMENT, LLC $122,182,863 No significant adverse items identified

801-43760 ACORN DERIVATIVES MANAGEMENT CORP $577,500,000 No significant adverse items identified

801-61444 ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. $747,857,456 No significant adverse items identified

801-67006 ACT CURRENCY PARTNER AG $39,600,000 No significant adverse items identified

801-71924 ACT WEALTH MANAGEMENT, LLC $139,426,500 No significant adverse items identified

801-70678 ACTIUM LLC $203,076,246 No significant adverse items identified

801-72708 ACUITY CAPITAL MANAGEMENT, LLC $45,300,000 No significant adverse items identified

801-73131 ADAGE CAPITAL MANAGEMENT, L.P. $24,492,584,514 No significant adverse items identified

801-62228 ADAIR CAPITAL, LLC. $120,368,214 No significant adverse items identified

801-61797 ADAMS ASSET ADVISORS LLC $1,427,470,526 No significant adverse items identified

801-65984 ADAPA CAPITAL MANAGEMENT, LLC $43,600,000 No significant adverse items identified

801-70885 ADARE ASSET MANAGEMENT, LLC $62,000,000 No significant adverse items identified

801-75532 ADC WEALTH MANAGEMENT, LLC $56,000,000 No significant adverse items identified

801-68352 ADDISON CAPITAL $400,887,000 No significant adverse items identified

801-65842 ADDISON CLARK MANAGEMENT, L.L.C. $1,230,998,230 No significant adverse items identified

801-50660 ADELL HARRIMAN & CARPENTER $442,419,999 No significant adverse items identified

801-76797 ADELPHI CAPITAL LLP $1,128,956,932 No significant adverse items identified

801-67829 ADHESION WEALTH ADVISOR SOLUTIONS $1,742,308,766 No significant adverse items identified

801-63015 ADIRONDACK RESEARCH & MANAGEMENT INC. $102,372,110 No significant adverse items identified

801-74527 ADIRONDACK RETIREMENT SPECIALISTS, INC. $54,652,691 No significant adverse items identified

801-71028 ADONDO CAPITAL $33,743,899 No significant adverse items identified

801-39145 ADRIAN DAY ASSET MANAGEMENT $143,866,161 No significant adverse items identified

801-61760 ADVANCED ASSET MANAGEMENT ADVISORS, INC. $393,219,947 No significant adverse items identified

801-70833 ADVANCED GROUP FINANCIAL SERVICES, LLC $25,344,056 No significant adverse items identified

801-66005 ADVANCED PORTFOLIO MANAGEMENT, LLC $2,161,700,000 No significant adverse items identified

801-60263 ADVENT CAPITAL MANAGEMENT, LLC $5,822,051,058 No significant adverse items identified

801-69112 ADVEQ MANAGEMENT AG $4,136,000,000 No significant adverse items identified

801-60495 ADVISOR PARTNERS, LLC $143,000,000 No significant adverse items identified

801-70457 ADVISORSHARES $403,000,000 No significant adverse items identified

801-66703 ADVISORY WEALTH MANAGEMENT SERVICES, LLC $35,414,237 No significant adverse items identified

801-63692 AEA INVESTORS SBF LLC $463,156,305 No significant adverse items identified


801-61722 AEA QP ADVISERS LLC $5,065,716,385 No significant adverse items identified

801-64004 AEGIS WEALTH MANAGEMENT LLC $428,673,867 No significant adverse items identified

801-70713 AEQUITAS WEALTH MANAGEMENT, LLC $92,158,000 No significant adverse items identified

801-41118 AEQUUS WEALTH MANAGEMENT RESOURCES, LLC $105,693,744 No significant adverse items identified

801-68623 AER ADVISORS, INC. $127,400,000 No significant adverse items identified

801-60760 AETOS ALTERNATIVES MANAGEMENT $5,801,190,770 No significant adverse items identified

801-49946 AFFILIATED PRIVATE INVESTORS LLC $887,000,000 No significant adverse items identified

801-61181 AFFINITY INVESTMENT GROUP, LLC $105,336,174 No significant adverse items identified

801-33920 AFT, FORSYTH & BENT LLC $43,292,225 No significant adverse items identified

801-71972 AG GLOBAL ADVISORS LLC $125,000,000 No significant adverse items identified

801-76658 AGFE $0 No significant adverse items identified

801-68900 AGILE INVESTMENTS $99,728,000 No significant adverse items identified

801-56592 AGINCOURT CAPITAL MANAGEMENT, LLC $4,391,018,741 No significant adverse items identified

801-70256 AGW CAPITAL ADVISORS $437,667,550 No significant adverse items identified

801-74030 AHAB CAPITAL MANAGEMENT, INC $204,026,840 No significant adverse items identified

801-62202 AHC ADVISORS, INC. $233,612,644 No significant adverse items identified

801-74289 AIFAM, INC. $546,295,717 No significant adverse items identified

801-56778 AILERON LTD $0 No significant adverse items identified

801-43295 AIS CAPITAL MANAGEMENT LLC $350,733,204 No significant adverse items identified

801-76588 AJG GOLD MANAGEMENT LLC $0 No significant adverse items identified

801-64793 AK GLOBAL ASSET MANAGEMENT, LLC $104,429,360 No significant adverse items identified

801-74087 AKANTHOS CAPITAL MANAGEMENT, LLC $386,620,079 No significant adverse items identified

801-35998 AKJ ASSET MANAGEMENT, LLC $194,235,252 No significant adverse items identified

801-67661 AKSIA LLC $22,120,481,225 No significant adverse items identified

801-30528 AL FRANK ASSET MANAGEMENT INC $566,475,016 No significant adverse items identified

801-48432 ALAN BILLER AND ASSOCIATES $4,150,000 No significant adverse items identified

801-40501 ALASKA PERMANENT CAPITAL MANAGEMENT CO $2,462,767,953 No significant adverse items identified

801-21646 ALBANY FINANCIAL PLANNERS INC $242,603,000 No significant adverse items identified

801-65971 ALBEMARLE ASSET MANAGEMENT LTD $127,665,485 No significant adverse items identified

801-33207 ALBERT A. CAPORASO & ASSOCIATES, INC. $32,925,000 No significant adverse items identified

801-44891 ALBERT HEEG INVESTMENT MANAGEMENT $245,537,469 No significant adverse items identified

801-70076 ALBERTS INVESTMENT MANAGEMENT INC. $225,224,611 No significant adverse items identified

801-53005 ALBION INVESTORS LLC $1,143,400,000 No significant adverse items identified

801-66613 ALBOURNE AMERICA LLC $0 No significant adverse items identified

801-73541 ALCION VENTURES, L.P. $852,108,309 No significant adverse items identified

801-31093 ALDEBARAN FINANCIAL INC $218,560,586 No significant adverse items identified

801-57453 ALESCO ADVISORS LLC $1,439,280,641 No significant adverse items identified

801-72176 ALETHEA CAPITAL MANAGEMENT, LLC $104,405,003 No significant adverse items identified

801-50964 ALEX GREEN INVESTMENT MANAGEMENT LLC $148,147,999 No significant adverse items identified

801-71583 ALEX. BROWN REALTY, INC. $482,267,586 No significant adverse items identified

801-57102 ALEXANDER CAPITAL MANAGEMENT, INC. $25,800,000 No significant adverse items identified

801-70407 ALEXANDRA DEST CAPITAL MANAGEMENT $107,929,499 No significant adverse items identified

801-62471 ALEXANDRIA FINANCIAL ASSOCIATES $305,700,000 No significant adverse items identified

801-61878 ALGERT COLDIRON INVESTORS, LLC $1,084,000,000 No significant adverse items identified

801-60462 ALGONQUIN ADVISORS LLC $196,200,000 No significant adverse items identified

801-66624 ALHAMBRA INVESTMENT MANAGEMENT LLC $100,039,281 No significant adverse items identified


801-71405 ALIGN INVESTMENT MANAGEMENT, LLC $0 No significant adverse items identified

801-63165 ALIGN WEALTH MANAGEMENT $139,500,000 No significant adverse items identified

801-16626 ALL SEASON FINANCIAL ADVISORS, INC. $111,465,692 No significant adverse items identified

801-50793 ALLBRIGHT ASSET MANAGEMENT INC $28,559,084 No significant adverse items identified

801-64514 ALLEN CAPITAL GROUP, LLC $112,331,275 No significant adverse items identified

801-67018 ALLEN CAPITAL MANAGEMENT, LLC $91,586,121 No significant adverse items identified

801-64431 ALLEN WEALTH MANAGEMENT, LLC $92,634,831 No significant adverse items identified

801-60264 ALLEY COMPANY, LLC $191,199,522 No significant adverse items identified

801-61112 ALLIANCE BENEFIT GROUP $0 No significant adverse items identified

801-63710 ALLIANT WEALTH ADVISORS $50,000,000 No significant adverse items identified

801-57323 ALLIED ASSET ADVISORS INC $39,617,227 No significant adverse items identified

801-61656 ALLIED PORTFOLIO MANAGEMENT, INC. $91,500,000 No significant adverse items identified

801-64508 ALLODIUM INVESTMENT CONSULTANTS, LLC $140,104,868 No significant adverse items identified

801-71675 ALLSQUARE WEALTH MANAGEMENT, LLC $67,779,538 No significant adverse items identified

801-49797 ALM ADVISORS, INC. $54,625,904 No significant adverse items identified

801-57980 ALM FIRST FINANCIAL ADVISORS LLC $16,211,192,557 No significant adverse items identified

801-72479 ALMANAC REALTY INVESTORS, LLC $1,924,453,797 No significant adverse items identified

801-72136 ALPENROSE WEALTH MANAGEMENT INTERNATIONAL AG $120,000,000 No significant adverse items identified

801-35331 ALPHA ADVISORS, INC $128,254,178 No significant adverse items identified

801-61450 ALPHA ASSET CONSULTING LLC $0 No significant adverse items identified

801-71990 ALPHA CAPITAL FUNDS MANAGEMENT $13,412,000 No significant adverse items identified

801-61613 ALPHA CAPITAL MANAGEMENT $381,500,000 No significant adverse items identified

801-39288 ALPHA CAPITAL MANAGEMENT INC. $0 No significant adverse items identified

801-58247 ALPHA CAPITAL RESEARCH, LLC $766,000,000 No significant adverse items identified

801-68215 ALPHA FINANCIAL ADVISORS, LLC $49,434,879 No significant adverse items identified

801-62802 ALPHA FINANCIAL ADVISORS, LLC $66,966,198 No significant adverse items identified

801-68658 ALPHA INVESTMENT ADVISORS, INC. $2,356,732 No significant adverse items identified

801-66652 ALPHA INVESTMENT CONSULTING GROUP, LLC $0 No significant adverse items identified

801-62423 ALPHA PARTNERS, LLC $30,000,000 No significant adverse items identified

801-76806 ALPHA TEAM CAPITAL LLC $10,000,000 No significant adverse items identified

801-69679 ALPHA VISTA ADVISORS LLC $25,000,000 No significant adverse items identified

801-66314 ALPHA WEALTH STRATEGIES, LLC $87,743,162 No significant adverse items identified

801-55610 ALPHA WINDWARD LLC $112,033,409 No significant adverse items identified

801-58162 ALPHABRIDGE CAPITAL MANAGEMENT,LLC $155,300,000 No significant adverse items identified

801-71017 ALPHADYNE ASSET MANAGEMENT PTE. LTD. $9,721,536,220 No significant adverse items identified

801-71674 ALPHADYNE ASSET MANAGEMENT, LLC $9,721,536,220 No significant adverse items identified

801-67546 ALPHAENGINE GLOBAL INVESTMENT SOLUTION LLC $140,000,000 No significant adverse items identified

801-70533 ALPHAMETRIX, LLC $157,865,282 No significant adverse items identified

801-69890 ALPHAONE INVESTMENT SERVICES, LLC $503,744,184 No significant adverse items identified

801-62719 ALPHAPOINT, INC. $0 No significant adverse items identified

801-72361 ALPHASTAR CAPITAL MANAGEMENT, LLC $28,247,392 No significant adverse items identified

801-63858 ALPINE CAPITAL MANAGEMENT, LLC $58,000,000 No significant adverse items identified

801-61366 ALSIN CAPITAL MANAGEMENT, INC. $27,453,301 No significant adverse items identified

801-75367 ALTA COMMUNICATIONS, INC. $329,478,069 No significant adverse items identified

801-71441 ALTA INVESTORS LLC $206,000,000 No significant adverse items identified

801-70647 ALTAI CAPITAL MANAGEMENT, L.P. $620,943,000 No significant adverse items identified

801-61138 ALTAIR ADVISERS, LLC $2,833,814,353 No significant adverse items identified


801-73288 ALTERNA CAPITAL PARTNERS LLC $445,084,280 No significant adverse items identified

801-55132 ALTERNATIVE INVESTMENT GROUP SERVICES, L.P. $1,077,931,244 No significant adverse items identified

801-74165 ALTERNATIVE INVESTMENT MANAGEMENT, LLC $893,667,481 No significant adverse items identified

801-73411 ALTIMETER CAPITAL MANAGEMENT, LLC $258,281,000 No significant adverse items identified

801-57418 ALTIUS ASSOCIATES LTD $16,559,000,000 No significant adverse items identified

801-60387 ALTMAN INVESTMENT MANAGEMENT LLC $45,916,246 No significant adverse items identified

801-73486 ALTPOINT CAPITAL PARTNERS LLC $657,796,000 No significant adverse items identified

801-63055 ALTRINSIC GLOBAL ADVISORS, LLC $11,726,619,258 No significant adverse items identified

801-63153 ALTRIUS CAPITAL MANAGEMENT, INC. $130,963,531 No significant adverse items identified

801-72306 ALTRIUS INSTITUTIONAL ASSET MANAGEMENT, LLC $12,490,762 No significant adverse items identified

801-66728 ALTRUIST FINANCIAL ADVISORS LLC $100,215,595 No significant adverse items identified

801-73008 ALTUM CAPITAL MANAGEMENT, LLC $195,267,145 No significant adverse items identified

801-67726 ALTUS CAPITAL INC. $111,275,000 No significant adverse items identified

801-73571 ALTUS CAPITAL PARTNERS, INC. $237,000,000 No significant adverse items identified

801-71857 ALTUS WEALTH ADVISORS, LLC $360,000,000 No significant adverse items identified

801-62808 ALYDAR CAPITAL $1,767,800,000 No significant adverse items identified

801-61471 AMBASSADOR ADVISORS, LLC $172,519,448 No significant adverse items identified

801-64703 AMBER PARTNERS LTD. $0 No significant adverse items identified

801-68411 AMDG FINANCIAL $38,256,194 No significant adverse items identified

801-76787 AMELIORA WEALTH MANAGEMENT LTD. $0 No significant adverse items identified

801-61586 AMERICAN ASSET MANAGEMENT INC. $250,000,000 No significant adverse items identified

801-74343 AMERICAN CAPITAL AGNC MANAGEMENT, LLC $57,972,297,000 No significant adverse items identified

801-15254 AMERICAN CAPITAL MANAGEMENT INC $584,625,692 No significant adverse items identified

801-74342 AMERICAN CAPITAL MTGE MANAGEMENT, LLC $2,170,322,000 No significant adverse items identified

801-44737 AMERICAN FINANCIAL & TAX STRATEGIES, INC. $91,571,889 No significant adverse items identified

801-56857 AMERICAN FINANCIAL ADVISORS INC $215,000,000 No significant adverse items identified

801-60761 AMERICAN FINANCIAL ADVISORS, LLC. $422,518,282 No significant adverse items identified

801-74025 AMERICAN INFRASTRUCTURE FUNDS, LLC $553,346,854 No significant adverse items identified

801-14337 AMERICAN INVESTMENT SERVICES INC $520,770,993 No significant adverse items identified

801-26376 AMERICAN INVESTORS ADVISORS INC $3,723,773 No significant adverse items identified

801-58004 AMERICAN NORTHWEST ADVISORY SERVICES L.L.C. $204,148,000 No significant adverse items identified

801-76718 AMERICAN PLANNING GROUP $0 No significant adverse items identified

801-10312 AMERICAN SHAREHOLDERS INVESTMENT CORP $67,125,671 No significant adverse items identified

801-62403 AMERICAN VALUES INVESTMENTS, INC. $23,576,282 No significant adverse items identified

801-71831 AMERICAN YELLOWSTONE ADVISORS, LLC $20,318,076 No significant adverse items identified

801-68479 AMERISRAEL CAPITAL MANAGEMENT, LLC $2,421,681 No significant adverse items identified

801-49716 AMERISTOCK CORPORATION $209,835,862 No significant adverse items identified

801-54219 AMERITRUST INVESTMENT ADVISORS INC $64,346,707 No significant adverse items identified

801-43397 AMES PLANNING ASSOCIATES INC $120,873,903 No significant adverse items identified

801-74397 AMH EQUITY LTD $77,781,736 No significant adverse items identified

801-49335 AMI INVESTMENT MANAGEMENT INC $355,729,521 No significant adverse items identified

801-76182 AMIDA CAPITAL MANAGEMENT II, LLC $561,221,146 No significant adverse items identified

801-66956 AMOEBA CAPITAL PARTNERS PTE. LTD. $0 No significant adverse items identified

801-56387 AMP WEALTH MANAGEMENT $108,350,000 No significant adverse items identified

801-73588 AMPERSAND CAPITAL PARTNERS $386,383,495 No significant adverse items identified

801-72757 AMPLITUDE CAPITAL INTERNATIONAL LTD $190,000,000 No significant adverse items identified

801-67538 AMS ADVISORS LLC $124,500,000 No significant adverse items identified

801-58279 AMUSSEN, HUNSAKER & ASSOCIATES INCORPORATED $45,000,000 No significant adverse items identified


801-64338 ANCHOR INVESTMENT MANAGEMENT $191,498,794 No significant adverse items identified

801-72517 ANCHOR INVESTMENT PARTNERS $0 No significant adverse items identified

801-67038 ANCIENT ART, L.P. $379,279,596 No significant adverse items identified

801-76530 ANDERSON ADVISORS, LLC $22,400,000 No significant adverse items identified

801-65663 ANDERSON GROWTH PARTNERS, LLC $237,688,103 No significant adverse items identified

801-74324 ANDOR CAPITAL MANAGEMENT, L.L.C. $1,238,297,466 No significant adverse items identified

801-39248 ANDOVER EQUITY ASSOCIATES $124,000,000 No significant adverse items identified

801-76643 ANDREA EVERETT LLC $26,000,000 No significant adverse items identified

801-62964 ANDREW SOTER INVESTMENT CONSULTANTS $32,000,000 No significant adverse items identified

801-67547 ANDREWS & COMPANY $124,995,702 No significant adverse items identified

801-66974 ANDREWS, LUCIA WEALTH MANAGEMENT LLC $112,365,967 No significant adverse items identified

801-70436 ANLYAN & HIVELY ASSET MANAGEMENT, LLC $110,000,000 No significant adverse items identified

801-64105 ANNAPOLIS FINANCIAL SERVICES, LLC $70,831,655 No significant adverse items identified

801-67771 ANTHONY SMITH ADVISORS, INC. $181,358,118 No significant adverse items identified

801-71835 ANTIPODEAN ADVISORS LLC $1,005,317,665 No significant adverse items identified

801-74690 ANVIL CAPITAL ADVISORS, LLC $0 No significant adverse items identified

801-69617 AP INSTITUTIONAL ADVISORS, LLC $31,000,000 No significant adverse items identified

801-69544 APELLES INVESTMENT MANAGEMENT, LP $26,500,000 No significant adverse items identified

801-73123 APERIMUS CAPITAL, LLC $283,569,621 No significant adverse items identified

801-57184 APERIO GROUP, LLC $2,065,234,873 No significant adverse items identified

801-70425 APEX CAPITAL MANAGEMENT (NEW YORK) LLC $10,000,000 No significant adverse items identified

801-42460 APEX CAPITAL MANAGEMENT,INC., $1,310,498,074 No significant adverse items identified

801-58282 APEX INVESTMENT SERVICES, INC. $95,807,649 No significant adverse items identified

801-68697 APPALACHIAN CAPITAL MANAGEMENT LTD. $35,296,000 No significant adverse items identified

801-62598 APPLETON GROUP WEALTH MANAGEMENT LLC $132,000,000 No significant adverse items identified

801-71652 APPOMATTOX ADVISORY, INC $794,183,437 No significant adverse items identified

801-73348 APS ASSET MANAGEMENT INTERNATIONAL LIMITED $513,338,596 No significant adverse items identified

801-63166 AQS ASSET MANAGEMENT, L.L.C. $1,299,759,968 No significant adverse items identified

801-70732 AQUA CAPITAL ADVISORS $38,834,798 No significant adverse items identified

801-74869 AQUA INVESTMENT MANAGEMENT, LLC $63,155,000 No significant adverse items identified

801-66262 ARAGORN LTD. $34,659,301 No significant adverse items identified

801-73508 ARBALET CAPITAL MANAGEMENT, LLC $633,554,879 No significant adverse items identified

801-60341 ARBOR ASSET MANAGEMENT, LLC $184,686,088 No significant adverse items identified

801-47941 ARBOR CAPITAL MANAGEMENT CORP $686,416,645 No significant adverse items identified

801-57392 ARBOR CAPITAL MANAGEMENT INC $116,827,365 No significant adverse items identified

801-58281 ARBOR INVESTMENT ADVISORS $317,016,772 No significant adverse items identified

801-73487 ARBOR INVESTMENTS MANAGEMENT, LLC $650,000,000 No significant adverse items identified

801-63012 ARC INVESTMENT PLANNING & MANAGEMENT INC $126,213,673 No significant adverse items identified

801-56607 ARCADIA INVESTMENT ADVISORS, LLC $91,203,686 No significant adverse items identified

801-29203 ARCADIA INVESTMENT MANAGEMENT CORP $448,404,919 No significant adverse items identified

801-31398 ARCH ASSET MANAGEMENT INC $70,737,711 No significant adverse items identified

801-73684 ARCHER CAPITAL MANAGEMENT, L.P. $631,959,000 No significant adverse items identified

801-64607 ARCHER INVESTMENT CORPORATION $70,000,000 No significant adverse items identified

801-67811 ARCHON CAPITAL MANAGEMENT LLC $325,923,395 No significant adverse items identified

801-73562 ARCHON PARTNERS LLC $295,791,888 No significant adverse items identified

801-64073 ARCHSTONE INVESTMENT MANAGEMENT $5,256,000 No significant adverse items identified

801-67077 ARCHSTONE PORTFOLIO SOLUTIONS, LLC $1,826,386,678 No significant adverse items identified

801-71800 ARCHVIEW INVESTMENT GROUP LP $532,752,117 No significant adverse items identified


801-67556 ARCO CAPITAL MANAGEMENT, LLC $118,000,000 No significant adverse items identified

801-73384 ARCODA CAPITAL MANAGEMENT LP $65,600,000 No significant adverse items identified

801-69325 ARCUS CAPITAL PARTNERS, LLC $892,000,000 No significant adverse items identified

801-76573 ARDA CAPITAL MANAGEMENT LLC $0 No significant adverse items identified

801-72399 ARES CAPITAL MANAGEMENT II LLC $0 No significant adverse items identified

801-55903 ARGENT CAPITAL MANAGEMENT LLC $1,270,273,398 No significant adverse items identified

801-66099 ARGO CAPITAL MANAGEMENT (CYPRUS) LTD $220,000,000 No significant adverse items identified

801-65815 ARGONAUT MANAGEMENT, L.P. $2,532,787,000 No significant adverse items identified

801-69958 ARGOS INVESTMENT ADVISORS, LLC $421,002,927 No significant adverse items identified

801-73958 ARGOSY CAPITAL $510,872,495 No significant adverse items identified

801-2423 ARGUS INVESTORS' COUNSEL, INC. $220,536,983 No significant adverse items identified

801-19780 ARGYLE CAPITAL MANAGEMENT INC $190,762,915 No significant adverse items identified

801-72518 ARGYLE STREET MANAGEMENT LIMITED $1,195,300,000 No significant adverse items identified

801-60797 ARIA PARTNERS GP, LLC $30,871,446 No significant adverse items identified

801-72548 ARIAS RESOURCE CAPITAL MANAGEMENT LP $507,261,823 No significant adverse items identified

801-70702 ARIEL WEALTH ADVISORS, LLC $52,967,695 No significant adverse items identified

801-70598 ARIN RISK ADVISORS LLC $202,289,130 No significant adverse items identified

801-65936 ARIS CAPITAL MANAGEMENT, LLC $91,275,818 No significant adverse items identified

801-46896 ARIS WEALTH SERVICES INC $1,036,042,172 No significant adverse items identified

801-46380 ARISTA INVESTMENT ADVISORS, LTD. $166,453,372 No significant adverse items identified

801-68830 ARISTON SERVICES GROUP, LLC $166,200,000 No significant adverse items identified

801-72571 ARISTON WEALTH MANAGEMENT, LP $190,000,000 No significant adverse items identified

801-73415 ARISTOTLE INVESTORS, INC. $207,201,068 No significant adverse items identified

801-66994 ARK FINANCIAL SERVICES, LLC $90,869,639 No significant adverse items identified

801-73893 ARLON ADVISOR LLC $726,959,000 No significant adverse items identified

801-71184 ARMBRUSTER CAPITAL MANAGEMENT, INC. $125,624,760 No significant adverse items identified

801-63981 ARMOR INVESTMENT ADVISORS, LLC $136,350,000 No significant adverse items identified

801-70152 ARMORED WOLF, LLC $744,191,167 No significant adverse items identified

801-70206 ARMORY CAPITAL MANAGEMENT, LLC $34,419,377 No significant adverse items identified

801-20597 ARMSTRONG SHAW ASSOCIATES INC. $2,188,484,726 No significant adverse items identified

801-13754 ARNOLD INVESTMENT COUNSEL INC $18,743,878 No significant adverse items identified

801-66662 ARNOTT CAPITAL PTY LTD $10,943,888 No significant adverse items identified

801-73586 AROHI ASSET MANAGEMENT PTE LTD. $840,815,985 No significant adverse items identified

801-22950 ARONSON JOHNSON ORTIZ $19,455,590,716 No significant adverse items identified

801-68334 ARQUE ADVISORS, LLC $30,000,000 No significant adverse items identified

801-72516 ARROWGRASS CAPITAL PARTNERS (US) LP $5,396,670,000 No significant adverse items identified

801-73862 ARROWGRASS CAPITAL PARTNERS LLP $5,396,670,000 No significant adverse items identified

801-61691 ARS WEALTH ADVISORS $233,473,067 No significant adverse items identified

801-74217 ARTEMIS REAL ESTATE PARTNERS $740,500,000 No significant adverse items identified

801-71019 ARTEMIS WEALTH ADVISORS, LLC $550,000,000 No significant adverse items identified

801-60161 ARTERBURN AND WATTERS, LLP $107,900,000 No significant adverse items identified

801-68532 ARTHA CAPITAL MANAGEMENT, INC. $1,941,547,957 No significant adverse items identified

801-3956 ARTHUR E SPELLISSY & ASSOCIATES INC $99,209,524 No significant adverse items identified

801-62910 ARTHUR J. STITES, P.A. $50,650,814 No significant adverse items identified

801-35752 ARTHUR M. COHEN & ASSOCIATES LLC $397,883,316 No significant adverse items identified

801-70927 ARTIFEX FINANCIAL GROUP, LLC $60,000,000 No significant adverse items identified

801-65188 ARTIS CAPITAL MANAGEMENT, L.P. $1,706,550,000 No significant adverse items identified


801-73168 ARTORIUS MANAGEMENT, LLC $162,728,000 No significant adverse items identified

801-57896 ASB CAPITAL MANAGEMENT LLC $9,010,177,633 No significant adverse items identified

801-64853 ASC TRUST CORPORATION $344,000,000 No significant adverse items identified

801-60843 ASCENDANT CAPITAL PARTNERS, LLC $79,261,714 No significant adverse items identified

801-67175 ASCENDANT FINANCIAL SOLUTIONS, INC. $141,123,436 No significant adverse items identified

801-68341 ASCENDANT WEALTH MANAGEMENT $93,947,332 No significant adverse items identified

801-63371 ASCENT CAPITAL MANAGEMENT, INC. $25,258,326 No significant adverse items identified

801-63211 ASCENT CAPITAL MANAGEMENT, LLC $115,000,000 No significant adverse items identified

801-70130 ASCENT FINANCIAL PLANNING LLC $0 No significant adverse items identified

801-70331 ASHEN INVESTMENT MANAGEMENT, LLC $437,000,000 No significant adverse items identified

801-60563 ASHFORD ADVISORS, LLC $354,607,006 No significant adverse items identified

801-73868 ASIA INVESTMENT PARTNERS, INC. $161,903,417 No significant adverse items identified

801-65981 ASIAN CENTURY QUEST CAPITAL LLC $2,479,564,047 No significant adverse items identified

801-62408 ASPECT CAPITAL LIMITED $1,546,563,106 No significant adverse items identified

801-63437 ASPEN CAPITAL MANAGEMENT $170,400,000 No significant adverse items identified

801-58191 ASPEN INVESTMENT MANAGEMENT INC. $228,247,990 No significant adverse items identified

801-62136 ASPEN WEALTH MANAGEMENT, INC. $92,516,829 No significant adverse items identified

801-31621 ASSET ADVISORS CORPORATION $524,425,014 No significant adverse items identified

801-46343 ASSET ADVISORY GROUP INC $175,723,413 No significant adverse items identified

801-55031 ASSET ADVISORY GROUP INC $218,198,864 No significant adverse items identified

801-31221 ASSET ALLOCATION ADVISORS INC $131,726,994 No significant adverse items identified

801-71892 ASSET DEDICATION, LLC $91,196,731 No significant adverse items identified

801-62108 ASSET MANAGEMENT $75,110,025 No significant adverse items identified

801-56554 ASSET MANAGEMENT ADVISORS, LLC $104,856,085 No significant adverse items identified

801-67384 ASSET MANAGEMENT ADVISORY GROUP LLC $117,433,306 No significant adverse items identified

801-60743 ASSET MANAGEMENT AND PLANNING, LLC $123,000,000 No significant adverse items identified

801-55831 ASSET MANAGEMENT SERVICES LLP $99,909,000 No significant adverse items identified

801-70301 ASSET MANAGEMENT STRATEGIES, LLC $26,435,927 No significant adverse items identified

801-68120 ASSET PLANNING & MANAGEMENT, INC. $52,100,000 No significant adverse items identified

801-63461 ASSET PLANNING CORPORATION $115,733,904 No significant adverse items identified

801-29419 ASSET PLANNING SERVICES INC $202,322,701 No significant adverse items identified

801-30830 ASSET PLANNING SERVICES LTD. $640,990,985 No significant adverse items identified

801-62993 ASSET PLANNING, INC $107,782,693 No significant adverse items identified

801-56931 ASSET PRESERVATION GROUP INC $130,000,000 No significant adverse items identified

801-30085 ASSET STRATEGIES & MANAGEMENT INC $68,691,488 No significant adverse items identified

801-62049 ASSET STRATEGIES PORTFOLIO SERVICES, INC. $0 No significant adverse items identified

801-61023 ASSET STRATEGIES, INC. $258,133,977 No significant adverse items identified

801-67404 ASSETBUILDER, INC. $486,600,427 No significant adverse items identified

801-70218 ASSETPLUS INVESTMENT MANAGEMENT CO. $844,483,986 No significant adverse items identified

801-12928 ASTER INVESTMENT MANAGEMENT CO INC $3,428,306,397 No significant adverse items identified

801-69717 ASTRAEUS ADVISERS, LLC $387,433,451 No significant adverse items identified

801-69463 ATHENA ASSET MANAGEMENT & RESEARCH, LLC $28,000,000 No significant adverse items identified

801-13100 ATHENA INVESTMENT MANAGEMENT $107,776,051 No significant adverse items identified

801-63870 ATHERTON LANE ADVISERS, LLC $2,289,715,302 No significant adverse items identified

801-65975 ATIVO CAPITAL MANAGEMENT, LLC $329,816,534 No significant adverse items identified

801-64994 ATLANTES FINANCIAL ADVISORS $26,369,205 No significant adverse items identified

801-58048 ATLANTIC CAPITAL MANAGEMENT $66,128,768 No significant adverse items identified

801-19111 ATLANTIC CAPITAL MANAGEMENT INC. $35,369,126 No significant adverse items identified


801-69289 ATLANTIC CAPITAL STRATEGIES, INC. $2,442,129,000 No significant adverse items identified

801-65319 ATLANTIC INVESTMENT MANAGEMENT, INC $1,749,296,779 No significant adverse items identified

801-66544 ATLAS CAPITAL ADVISORS LLC $175,000,000 No significant adverse items identified

801-73745 ATLAS HOLDINGS, LLC $394,542,601 No significant adverse items identified

801-71480 ATRATO ADVISORS LLC $400,000,000 No significant adverse items identified

801-70631 ATRATO ASSET MANAGEMENT LLC $182,787,255 No significant adverse items identified

801-74552 ATREAUS CAPITAL $0 No significant adverse items identified

801-60958 ATTUCKS ASSET MANAGEMENT, LLC $1,831,837,690 No significant adverse items identified

801-19122 AUFMAN ASSOCIATES INC $463,112,041 No significant adverse items identified

801-23187 AUGUSTINE ASSET MANAGEMENT INC $248,795,000 No significant adverse items identified

801-72911 AURELIUS CAPITAL MANAGEMENT, LP $3,505,842,618 No significant adverse items identified

801-64723 AUREUS ASSET MANAGEMENT, LLC $625,000,000 No significant adverse items identified

801-65136 AURIEL CAPITAL MANAGEMENT LLP $88,792,000 No significant adverse items identified

801-68185 AURORA ASSET MANAGEMENT, L.L.C. $26,436,952 No significant adverse items identified

801-65793 AURORA FINANCIAL GROUP, LLC $52,999,000 No significant adverse items identified

801-60000 AURORA INVESTMENT COUNSEL $189,000,000 No significant adverse items identified

801-68844 AURORA INVESTMENT MANAGERS, LLC $108,695,722 No significant adverse items identified

801-32217 AUSTIN ASSET MANAGEMENT CO $463,236,631 No significant adverse items identified

801-69911 AUSTIN CAPITAL CONSULTING, LLC $0 No significant adverse items identified

801-69660 AUSTIN CAPITAL MANAGEMENT, LLC $0 No significant adverse items identified

801-71600 AUTOSPORT FUND ADVISORS, INC. $778,605 No significant adverse items identified

801-62176 AUTUS ASSET MANAGEMENT, LLC $245,420,016 No significant adverse items identified

801-68424 AUXANO ADVISORS $205,400,000 No significant adverse items identified

801-41657 AVALON CAPITAL MANAGEMENT $206,579,000 No significant adverse items identified

801-57032 AVALON GLOBAL ASSET MANAGEMENT LLC $103,524,820 No significant adverse items identified

801-68387 AVANT CAPITAL MANAGEMENT I. L.L.C. $50,000 No significant adverse items identified

801-72294 AVANT CAPITAL MANAGEMENT II, LLC $1,600,000 No significant adverse items identified

801-72817 AVANT CAPITAL MANAGEMENT, LLC $0 No significant adverse items identified

801-32509 AVENIR CORPORATION $750,102,720 No significant adverse items identified

801-72359 AVEO CAPITAL PARTNERS, LLC $112,737,486 No significant adverse items identified

801-68979 AVIANCE CAPITAL PARTNERS LLC $250,528,608 No significant adverse items identified

801-44169 AVIEMORE ASSET MANAGEMENT, LLC $31,000,000 No significant adverse items identified

801-63224 AVL/WEALTHCARE, LLC $92,032,352 No significant adverse items identified

801-68362 AWJ CAPITAL PARTNERS, LLC $112,700,000 No significant adverse items identified

801-72824 AWM GLOBAL ADVISORS $105,331,137 No significant adverse items identified

801-40415 AWM INVESTMENT COMPANY INC $817,724,099 No significant adverse items identified

801-71030 AXEL CAPITAL MANAGEMENT, LLC $49,000,000 No significant adverse items identified

801-42110 AXIA ADVISORY CORP $744,434,555 No significant adverse items identified

801-73656 AXIAL CAPITAL $3,019,000,000 No significant adverse items identified

801-68405 AXIOM ASSET MANAGEMENT $452,793,327 No significant adverse items identified

801-73132 AXONIC CAPITAL LLC $264,000,000 No significant adverse items identified

801-74300 AYER CAPITAL MANAGEMENT $421,000,000 No significant adverse items identified

801-63374 AZIMUTH CAPITAL MANAGEMENT LLC $588,733,034 No significant adverse items identified

801-61735 B & L ASSET MANAGEMENT, LLC $98,458,250 No significant adverse items identified

801-71815 B.C. HOLDINGS, INC. $83,062,642 No significant adverse items identified

801-57976 BACHE CAPITAL MANAGEMENT $30,058,636 No significant adverse items identified

801-74606 BACHRACH ASSET MANAGEMENT INC $180,000,000 No significant adverse items identified

801-41038 BACON & COMPANY $32,009,311 No significant adverse items identified


801-9075 BADGLEY PHELPS INVESTMENT MANAGERS $1,611,192,508 No significant adverse items identified

801-70528 BAFFIN ADVISORS LLC $72,900,000 No significant adverse items identified

801-36951 BAHL & GAYNOR INC $3,678,422,308 No significant adverse items identified

801-72078 BAKER & ASSOCIATES $102,832,000 No significant adverse items identified

801-61479 BAKER ELLIS ASSET MANAGEMENT LLC $358,700,000 No significant adverse items identified

801-62370 BAKER STREET ADVISORS, LLC $3,621,000,000 No significant adverse items identified

801-70284 BALANCE POINT WEALTH MANAGEMENT, INC. $0 No significant adverse items identified

801-60368 BALASA DINVERNO FOLTZ LLC $2,009,120,383 No significant adverse items identified

801-74685 BALCONY PARTNERS, LLC $62,500,000 No significant adverse items identified

801-57985 BALDRIGE ASSET MANAGEMENT $209,988,869 No significant adverse items identified

801-15418 BALDWIN BROTHERS INC $725,769,425 No significant adverse items identified

801-70910 BALENTINE LLC $1,052,447,133 No significant adverse items identified

801-76853 BALFOUR BEATTY INFRASTRUCTURE PARTNERS, LLP $0 No significant adverse items identified

801-72989 BALLANCE ADVISORS UK LIMITED $235,000,000 No significant adverse items identified

801-73646 BALLAST CAPITAL MANAGEMENT (BCM) $50,340,450 No significant adverse items identified

801-71062 BALLENTINE PARTNERS $3,620,884,043 No significant adverse items identified

801-33677 BALLIETT FINANCIAL SERVICES, INC. $24,429,189 No significant adverse items identified

801-67874 BALTER CAPITAL MANAGEMENT LLC $779,692,666 No significant adverse items identified

801-55160 BALTIMORE CAPITAL MANAGEMENT, INC. $79,000,000 No significant adverse items identified

801-74294 BANDERA PARTNERS $202,000,000 No significant adverse items identified

801-60409 BANK STREET INVESTMENT ADVISORS, LLC $439,418,378 No significant adverse items identified

801-69280 BANNERSTONE CAPITAL $98,000,000 No significant adverse items identified

801-72599 BANTRY BAY, LLC $200,000,000 No significant adverse items identified

801-65907 BANYAN EQUITY MANAGEMENT, LLC $715,129,634 No significant adverse items identified

801-72112 BAOCHUAN CAPITAL MANAGEMENT, LLC $23,000,000 No significant adverse items identified

801-53568 BARATTA INVESTMENT GROUP TBIG FINANCIAL SERVICES $43,593,000 No significant adverse items identified

801-28820 BARD ASSOCIATES INC $252,225,009 No significant adverse items identified

801-55709 BARDIN FINANCIAL SERVICES $71,490,780 No significant adverse items identified

801-63780 BARES CAPITAL MANAGEMENT, INC. $455,407,146 No significant adverse items identified

801-45276 BARLOW PARTNERS INC $1,606,870,000 No significant adverse items identified

801-55835 BARNES INVESTMENT ADVISORY INC $132,827,277 No significant adverse items identified

801-67555 BARNES PETTEY FINANCIAL ADVISORS, LLC $664,327,613 No significant adverse items identified

801-20295 BARNETT & CO INC $248,080,413 No significant adverse items identified

801-66555 BARNETT FINANCIAL, INC. $90,982,364 No significant adverse items identified

801-72535 BAROMETER CAPITAL MANAGEMENT $2,074,127,340 No significant adverse items identified

801-67989 BARON FINANCIAL GROUP LLC $145,200,000 No significant adverse items identified

801-71168 BARON WEALTH MANAGEMENT, LLC $236,535,345 No significant adverse items identified

801-69933 BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC $303,260,042 No significant adverse items identified

801-73141 BARRINGTON WILSHIRE, LLC $709,683,480 No significant adverse items identified

801-73057 BARTLETT & CO. LLC $2,875,364,987 No significant adverse items identified

801-64453 BARTOLF WEALTH ADVISORS, INC. $42,000,000 No significant adverse items identified

801-66964 BARTON INVESTMENT MANAGEMENT, LLC $174,310,000 No significant adverse items identified

801-70235 BAS CAPITAL $40,410,230 No significant adverse items identified

801-76788 BASCOMB MADISON & JAMES CAPITAL MANAGEMENT, LLC $102,001,186 No significant adverse items identified

801-28328 BASE MANAGEMENT CO $114,265,048 No significant adverse items identified

801-76598 BASIX CAPITAL, LLC $140,234,165 No significant adverse items identified

801-64130 BASSO CAPITAL MANAGEMENT, L.P. $1,709,162,070 No significant adverse items identified

801-73978 BASTGONE LLC $102,000,000 No significant adverse items identified


801-67895 BASTIAT CAPITAL, LLC $22,000,000 No significant adverse items identified

801-71439 BATTENKILL CAPITAL MANAGEMENT, INC. $53,000,000 No significant adverse items identified

801-73308 BATTERY GLOBAL ADVISORS, LLC $442,000,000 No significant adverse items identified

801-58087 BAUER CAPTAIN & JOHNSON, INC. $241,482,640 No significant adverse items identified

801-14659 BAXTER CAPITAL MANAGEMENT INC $823,093,558 No significant adverse items identified

801-1939 BAXTER INVESTMENT MANAGEMENT $208,414,078 No significant adverse items identified

801-71309 BAYHAWK ASSET MANAGEMENT, LLC $151,454,211 No significant adverse items identified

801-63641 BAYSTATE FIDUCIARY ADVISORS, INC. $1,700,000,000 No significant adverse items identified

801-73467 BCG ADVISORS LLC $0 No significant adverse items identified

801-70020 BEACH HORIZON LLP $0 No significant adverse items identified

801-66526 BEACH INVESTMENT MANAGEMENT LLC. $57,454,195 No significant adverse items identified

801-60288 BEACON CAPITAL MANAGEMENT LIMITED $4,180,000 No significant adverse items identified

801-73431 BEACON CAPITAL PARTNERS, LLC $5,827,480,000 No significant adverse items identified

801-43463 BEACON FINANCIAL ADVISORS LTD $159,436,361 No significant adverse items identified

801-64742 BEACON ROCK PARTNERS $90,581,740 No significant adverse items identified

801-71899 BEACON WEALTH CONSULTANTS, INC. $50,000,000 No significant adverse items identified

801-73891 BEACONLIGHT CAPITAL, LLC $215,780,000 No significant adverse items identified

801-10677 BEADELL A D INVESTMENT COUNSEL INC $168,000,000 No significant adverse items identified

801-51938 BEAIRD HARRIS WEALTH MANAGEMENT, INC. $397,618,700 No significant adverse items identified

801-22549 BEATON MANAGEMENT CO INC $148,097,119 No significant adverse items identified

801-76559 BECK ASSET MANAGEMENT SA $0 No significant adverse items identified

801-482 BECK, MACK & OLIVER LLC $4,282,498,345 No significant adverse items identified

801-34246 BECKER, BURKE ASSOCIATES, INC. $0 No significant adverse items identified

801-37257 BEDDOW CAPITAL MANAGEMENT INC $319,786,531 No significant adverse items identified

801-34764 BEDEL FINANCIAL CONSULTING INC $592,938,003 No significant adverse items identified

801-57272 BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. $305,992,690 No significant adverse items identified

801-73491 BEDFORD FUNDING $1,348,525,000 No significant adverse items identified

801-67041 BEDLAM ASSET MANAGEMENT PLC $657,515,507 No significant adverse items identified

801-74285 BEDMINSTER CAPITAL MANAGEMENT LLC $349,000,000 No significant adverse items identified

801-61822 BEDROCK CAPITAL MANAGEMENT, INC. $194,813,081 No significant adverse items identified

801-62421 BEECHTREE CAPITAL INC. $70,392,955 No significant adverse items identified

801-68302 BEEKMAN WEALTH ADVISORY, LLC $250,000,000 No significant adverse items identified

801-73105 BEERS KIGHT FINANCIAL ADVISORS, LLC $115,366,000 No significant adverse items identified

801-15485 BEESE, FULMER INVESTMENT MANAGEMENT, INC. $304,821,012 No significant adverse items identified

801-53637 BELDING FINANCIAL RESOURCES, INC. $52,210,795 No significant adverse items identified

801-63608 BELENOS CAPITAL MANAGEMENT LLC $130,068,311 No significant adverse items identified

801-56417 BELL INVESTMENT ADVISORS INC $436,986,282 No significant adverse items identified

801-74354 BELL POINT CAPITAL MANAGEMENT LP $456,000,000 No significant adverse items identified

801-65934 BELL ROCK CAPITAL, LLC $223,100,000 No significant adverse items identified

801-66079 BELL WEALTH MANAGEMENT INC. $76,400,000 No significant adverse items identified

801-68251 BELLATORE FINANCIAL, INC. $436,488,469 No significant adverse items identified

801-72584 BELLECAPITAL INTERNATIONAL $3,200,000 No significant adverse items identified

801-60078 BELLWETHER CONSULTING LLC $0 No significant adverse items identified

801-70442 BELSTAR MANAGEMENT COMPANY, LLC $79,300,000 No significant adverse items identified

801-64417 BENDER LANE ADVISORY, LLC $81,728,900 No significant adverse items identified

801-14216 BENDER ROBERT & ASSOCIATES $131,683,415 No significant adverse items identified

801-56475 BENHAM & GREEN CAPITAL MANAGEMENT LLC $32,651,497 No significant adverse items identified

801-9326 BENIN MANAGEMENT CORP $226,246,944 No significant adverse items identified


801-68729 BENNETT GROUP FINANCIAL SERVICES, LLC $185,507 No significant adverse items identified

801-48099 BENSON L K & CO P C $174,187,911 No significant adverse items identified

801-71113 BEPLAT ASSET MANAGEMENT, INC. $6,744,909 No significant adverse items identified

801-63262 BERGMAN INVESTMENT MANAGEMENT $101,755,189 No significant adverse items identified

801-74510 BERINGEA, LLC $172,000,000 No significant adverse items identified

801-72251 BERKELEY ANALYTICS LLC $700,000,000 No significant adverse items identified

801-62959 BERKELEY, INC $158,000,000 No significant adverse items identified

801-53149 BERKSHIRE CAPITAL HOLDINGS INC $40,606,215 No significant adverse items identified

801-61763 BERKSHIRE MONEY MANAGEMENT, INC. $259,123,263 No significant adverse items identified

801-71925 BERMAN CAPITAL ADVISORS, LLC $1,178,316,594 No significant adverse items identified

801-76831 BERMAN HOPKINS RETIREMENT SOLUTIONS, LLC $0 No significant adverse items identified

801-63121 BERMAN, STEVEN M. $123,510,576 No significant adverse items identified

801-57320 BERNHARDT WEALTH MANAGEMENT, INC. $162,035,325 No significant adverse items identified

801-44188 BERNO FINANCIAL MANAGEMENT INC $105,032,284 No significant adverse items identified

801-56940 BERNZOTT CAPITAL ADVISORS $345,684,153 No significant adverse items identified

801-55585 BERTHEL SCHUTTER LLC $0 No significant adverse items identified

801-61782 BERTOLET CAPITAL LLC $59,000,000 No significant adverse items identified

801-23135 BETH WRIGHT WOODSIDE, CFP $81,290,869 No significant adverse items identified

801-63046 BEVERLY INVESTMENT ADVISORS LLC $116,682,891 No significant adverse items identified

801-70358 BGEMD CAPITAL ADVISORS, LLC $107,287,851 No significant adverse items identified

801-72710 BGL FAMILY OFFICE AG $110,000,000 No significant adverse items identified

801-70867 BH ASSET MANAGEMENT, LLC $114,000,000 No significant adverse items identified

801-33631 BIDART & ROSS INC $58,282,000 No significant adverse items identified

801-57900 BIEGEL & WALLER LLC $401,370,509 No significant adverse items identified

801-61915 BIG SKY ASSET MANAGEMENT LLC $36,363,592 No significant adverse items identified

801-69024 BIGSUR WEALTH MANAGEMENT, LLC $295,009,292 No significant adverse items identified

801-61838 BILKEYKATZ INVESTMENT CONSULTANTS $0 No significant adverse items identified

801-71229 BILL OPP FIXED INCOME ADVISORY SERVICE, LLC $165,300,000 No significant adverse items identified

801-71902 BILL SPALDING WEALTH MANAGEMENT $92,700,000 No significant adverse items identified

801-56006 BILLEAUD CAPITAL MANAGEMENT INC $223,486,774 No significant adverse items identified

801-69391 BILTMORE INVESTMENT MANAGEMENT, LLC $36,726,225 No significant adverse items identified

801-64693 BILTMORE WEALTH ADVISERS, LLC $0 No significant adverse items identified

801-65699 BINJAI HILL ASSET MANAGEMENT PTE LTD. $21,658,467 No significant adverse items identified

801-67818 BIRCH HILL INVESTMENT ADVISORS LLC $963,844,075 No significant adverse items identified

801-72954 BIRCH RUN CAPITAL $246,744,490 No significant adverse items identified

801-66711 BIRD ROCK ASSET MANAGEMENT, LP $92,207,720 No significant adverse items identified

801-37267 BIRINYI ASSOCIATES, INC. $196,321,000 No significant adverse items identified

801-20170 BIRMINGHAM CAPITAL MANAGEMENT CO INC $237,888,882 No significant adverse items identified

801-61956 BIRMIWAL ASSET MANAGEMENT, INC. $10,841,977 No significant adverse items identified

801-454 BISHOP & ASSOCIATES INC $92,798,032 No significant adverse items identified

801-71810 BISHOP ASSET MANAGEMENT, LLC $3,500,000 No significant adverse items identified

801-73871 BISON CAPITAL ASSET MANAGEMENT, LLC $228,600,000 No significant adverse items identified

801-58029 BITTERROOT CAPITAL ADVISORS LLC $685,066,264 No significant adverse items identified

801-58260 BIVIN & ASSOCIATES, INC. $61,665,715 No significant adverse items identified

801-31878 BLACK CAPITAL MANAGEMENT, LLC $72,217,100 No significant adverse items identified

801-72826 BLACK CAPITAL, LLC $13,027,577 No significant adverse items identified

801-74333 BLACK CREEK INVESTMENT MANAGEMENT INC. $721,000,000 No significant adverse items identified

801-67617 BLACK KNIGHT ASSET MANAGEMENT $166,234,690 No significant adverse items identified


801-68803 BLACK LABEL WEALTH MANAGEMENT, LLC $15,000,000 No significant adverse items identified

801-74785 BLACKEAGLE PARTNERS, LLC $173,017,000 No significant adverse items identified

801-32051 BLACKHILL CAPITAL, INC $462,950,291 No significant adverse items identified

801-69823 BLACKSTREET CAPITAL ADVISORS, II, LLC $145,063,502 No significant adverse items identified

801-64443 BLACKSTREET CAPITAL ADVISORS, LLC $90,750,811 No significant adverse items identified

801-64444 BLACKSTREET CAPITAL MANAGEMENT, LL $235,814,313 No significant adverse items identified

801-65896 BLACKTHORN INVESTMENT GROUP, LLC $668,877,705 No significant adverse items identified

801-73181 BLAKENEY MANAGEMENT $1,869,000,000 No significant adverse items identified

801-35218 BLANKINSHIP & FOSTER, LLC $324,000,000 No significant adverse items identified

801-72779 BLAU CAPITAL LTD. $82,000,000 No significant adverse items identified

801-49217 BLOOM ASSET MANAGEMENT, INC. $733,270,041 No significant adverse items identified

801-71374 BLUE ALTERNATIVE ASSET MANAGEMENT L.L.C. $161,000,000 No significant adverse items identified

801-64005 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $189,307,701 No significant adverse items identified

801-71627 BLUE CRAB PARTNERS $91,355,265 No significant adverse items identified

801-56127 BLUE FIN CAPITAL, INC. $129,458,894 No significant adverse items identified

801-72084 BLUE HARBOUR GROUP, L.P. $1,261,027,822 No significant adverse items identified

801-57664 BLUE OCEAN CAPITAL $307,283,199 No significant adverse items identified

801-60304 BLUE OCEAN STRATEGIC CAPITAL, LLC $136,600,000 No significant adverse items identified

801-64437 BLUE PRAIRIE GROUP,LLC $4,136,540,000 No significant adverse items identified

801-73648 BLUE RIDGE CAPITAL CAYMANS, L.P. $593,700,000 No significant adverse items identified

801-73823 BLUE RIDGE CAPITAL, L.L.C. $11,336,100,000 No significant adverse items identified

801-60460 BLUE ROCK ADVISORS, LLC $131,586,180 No significant adverse items identified

801-74458 BLUE TIP ENERGY MANAGEMENT, LLC $145,800,000 No significant adverse items identified

801-67718 BLUE WATER CAPITAL MANAGEMENT, LLC $114,420,252 No significant adverse items identified

801-73349 BLUEFIN INVESTMENT MANAGEMENT, LLC $361,553,750 No significant adverse items identified

801-72624 BLUEGRASS INVESTMENT MANAGEMENT, LLC $39,173,225 No significant adverse items identified

801-73150 BLUESTEM ASSET MANAGEMENT, LLC $1,300,000,000 No significant adverse items identified

801-64002 BLUESTONE WEALTH ADVISORS, INC. $61,333,155 No significant adverse items identified

801-68611 BLUESTONE WEALTH MANAGEMENT LLC $134,111,017 No significant adverse items identified

801-55922 BLUME CAPITAL MANAGEMENT, INC. $177,279,137 No significant adverse items identified

801-61120 BMB ADVISERS LLC $234,770,993 No significant adverse items identified

801-68822 BMS FINANCIAL ADVISORS, LLC $66,311,884 No significant adverse items identified

801-68274 BOB BRAKEMAN ENTERPRISES LLC $8,086,708 No significant adverse items identified

801-63131 BOGDANOVICH WEALTH MANAGEMENT PLLC $93,093,246 No significant adverse items identified

801-60404 BOLTER & COMPANY, LLC $66,479,367 No significant adverse items identified

801-27099 BOLTWOOD CAPITAL MANAGEMENT $119,025,057 No significant adverse items identified

801-57315 BOND STREET CAPITAL LLC $136,945,764 No significant adverse items identified

801-45443 BOND TECH INC $310,076,519 No significant adverse items identified

801-11178 BOSTON FINANCIAL MANAGEMENT INC $1,035,930,593 No significant adverse items identified

801-67048 BOSTON HILL ADVISORS, LLC $257,138,791 No significant adverse items identified

801-71626 BOSTON INVESTMENT ADVISERS, INC. $46,086,031 No significant adverse items identified

801-70660 BOSTON PROVIDENT, L.P. $136,537,753 No significant adverse items identified

801-39603 BOSTON RESEARCH AND MANAGEMENT, INC. $199,606,166 No significant adverse items identified

801-68403 BOSTON RETIREMENT ADVISORS,LLC $53,900,000 No significant adverse items identified

801-62031 BOTT-ANDERSON PARTNERS, INC $900,000,000 No significant adverse items identified

801-70679 BOTTY INVESTORS LLC $408,481,000 No significant adverse items identified

801-39066 BOULDER ASSET MANAGEMENT $285,578,478 No significant adverse items identified

801-56515 BOULDER INVESTMENT ADVISERS LLC $637,801,914 No significant adverse items identified


801-63309 BOULEGERIS INVESTMENTS, INC. $91,665,484 No significant adverse items identified

801-7288 BOUNTY MANAGEMENT CORP $55,478,003 No significant adverse items identified

801-57773 BOURNE STENSTROM LENT ASSET MANAGEMENT, INC. $144,855,290 No significant adverse items identified

801-74153 BOW STREET LLC $103,000,000 No significant adverse items identified

801-69031 BOWEN FINANCIAL SERVICES, LLC $41,848,139 No significant adverse items identified

801-15530 BOWEN, HANES & CO INC $2,055,950,802 No significant adverse items identified

801-63696 BOWLING PORTFOLIO MANAGEMENT LLC $384,688,718 No significant adverse items identified

801-72221 BOYD INVESTMENT MANAGEMENT, LLC $0 No significant adverse items identified

801-13200 BOYS ARNOLD & CO. INC. $826,574,000 No significant adverse items identified

801-61019 BPS CAPITAL MANAGEMENT, INC. $2,650,000,000 No significant adverse items identified

801-73416 BRACEBRIDGE CAPITAL, LLC $16,691,635,019 No significant adverse items identified

801-60893 BRADDOCK FINANCIAL CORP. $107,479,658 No significant adverse items identified

801-20778 BRADFORD & MARZEC, LLC $4,384,204,053 No significant adverse items identified

801-72448 BRAESIDE INVESTMENTS, LLC $232,611,528 No significant adverse items identified

801-69257 BRAHMA MANAGEMENT LTD. $541,911,296 No significant adverse items identified

801-73436 BRAHMAN CAPITAL CORP $2,043,000,000 No significant adverse items identified

801-74578 BRAMSHILL INVESTMENTS, LLC $217,300,000 No significant adverse items identified

801-26380 BRANSON FRANK A INC $143,999,158 No significant adverse items identified

801-73627 BRANT POINT INVESTMENT MANAGEMENT LLC $633,000,000 No significant adverse items identified

801-66261 BRANZAN INVESTMENT ADVISORS, INC. $96,367,897 No significant adverse items identified

801-42617 BRAVE ASSET MANAGEMENT, INC. $148,522,116 No significant adverse items identified

801-29459 BRAVE WARRIOR ADVISORS, LLC $1,285,066,942 No significant adverse items identified

801-73248 BRAZOS INVESTMENT PARTNERS I, L.P. $1,025,800,000 No significant adverse items identified

801-64182 BRC INVESTMENT MANAGEMENT, LLC $540,145,924 No significant adverse items identified

801-43833 BRECKINRIDGE CAPITAL ADVISORS INC $15,386,920,469 No significant adverse items identified

801-70451 BREITHORN CAPITAL MANAGEMENT LLC $168,648,785 No significant adverse items identified

801-58182 BRENCOURT ADVISORS, LLC $644,451,688 No significant adverse items identified

801-65368 BRENNER WEST CAPITAL PARTNERS $471,267,119 No significant adverse items identified

801-31969 BRETON CO $118,637,897 No significant adverse items identified

801-72829 BRETON HILL CAPITAL LTD. $102,781,593 No significant adverse items identified

801-71709 BRETTON CAPITAL MANAGEMENT $2,753,268 No significant adverse items identified

801-76800 BREVAN HOWARD US INVESTMENT MANAGEMENT LP $0 No significant adverse items identified

801-70992 BREWER CAPITAL MANAGEMENT $53,660,906 No significant adverse items identified

801-31379 BRIAUD FINANCIAL ADVISORS $484,631,261 No significant adverse items identified

801-66825 BRICK ASSET MANAGEMENT INC. $13,827,009 No significant adverse items identified

801-42564 BRICK CAPITAL MANAGEMENT INC $1,478,000,000 No significant adverse items identified

801-71281 BRICK HOUSE ASSET MANAGEMENT, LLC $31,235,443 No significant adverse items identified

801-66948 BRIDGE CREEK CAPITAL MANAGEMENT LLC $154,241,136 No significant adverse items identified

801-63411 BRIDGECREEK INVESTMENT MANAGEMENT, LLC $470,000,000 No significant adverse items identified

801-70934 BRIDGEHAMPTON CAPITAL MANAGEMENT LLC $67,285,129 No significant adverse items identified

801-48380 BRIDGEWATER ADVISORS INC. $944,218,553 No significant adverse items identified

801-71348 BRIDPORT INVESTMENTS LLC $0 No significant adverse items identified

801-6082 BRIGGS MANAGEMENT & RESEARCH CO. $16,609,650 No significant adverse items identified

801-66556 BRIGGS WEALTH MANAGEMENT, LLC $90,566,734 No significant adverse items identified

801-66909 BRIGHT ASSET MANAGEMENT $41,114,431 No significant adverse items identified

801-57087 BRIGHTON JONES LLC $1,604,000,000 No significant adverse items identified

801-57003 BRIGHTWORTH, LLC $788,053,700 No significant adverse items identified

801-35421 BRINTON EATON $609,733,608 No significant adverse items identified


801-56359 BRISTLECONE ADVISORS LLC $964,165,975 No significant adverse items identified

801-15722 BRISTOL GROUP INC $0 No significant adverse items identified

801-73567 BROADFIN CAPITAL, LLC $461,610,000 No significant adverse items identified

801-71143 BROADLEAF PARTNERS, LLC $93,929,979 No significant adverse items identified

801-72019 BROADRIVER ASSET MANAGEMENT, L.P. $200,000,000 No significant adverse items identified

801-63011 BROADWATER CAPITAL MANAGEMENT LLC $79,000,000 No significant adverse items identified

801-73853 BROADWOOD CAPITAL, INC $767,800,000 No significant adverse items identified

801-76678 BROE REAL ESTATE OPPORTUNITY FUND MANAGER, LLC $0 No significant adverse items identified

801-69181 BROGAN FINANCIAL, INC. $101,550,000 No significant adverse items identified

801-63088 BROMAN & GREIG ASSET MANAGEMENT, LLC $66,000,000 No significant adverse items identified

801-67397 BROMFIELD FINANCIAL ADVISORY GROUP, INC. $166,821,870 No significant adverse items identified

801-74185 BRONSON POINT MANAGEMENT LLC $638,276,801 No significant adverse items identified

801-40417 BRONWOOD MANAGEMENT CORP $94,048,479 No significant adverse items identified

801-76653 BRONZE INVESTMENTS, LLC $0 No significant adverse items identified

801-66184 BROOKE CAPITAL LIMITED $48,504,919 No significant adverse items identified

801-68533 BROOKMONT CAPITAL MANAGEMENT $191,308,567 No significant adverse items identified

801-26708 BROOKS, MOORE & ASSOCIATES, INC. $163,355,228 No significant adverse items identified

801-69337 BROUWER & JANACHOWSKI, LLC $979,932,598 No significant adverse items identified

801-10193 BRUCE & CO INC $481,948,561 No significant adverse items identified

801-73994 BRUCKMANN, ROSSER, SHERRILL & CO., MANAGEMENT, L.P. $413,000,000 No significant adverse items identified

801-42242 BRUNI J V & CO $385,770,011 No significant adverse items identified

801-63056 BRUTON FINANCIAL ADVISORS, LLC $172,483,000 No significant adverse items identified

801-67550 BRYDEN-ABRAMS INVESTMENT MANAGEMENT LLC $43,082,014 No significant adverse items identified

801-41364 BRYN MAWR CAPITAL MANAGEMENT, INC. $3,911,677,000 No significant adverse items identified

801-70514 BRYN MAWR FINANCIAL, LLC $55,000,000 No significant adverse items identified

801-73387 BRYNWOOD PARTNERS $739,330,030 No significant adverse items identified

801-57755 BRYSPEN, INCORPORATED $94,076,509 No significant adverse items identified

801-45532 BSW WEALTH PARTNERS $675,000,000 No significant adverse items identified

801-69372 BT WEALTH MANAGEMENT, LLC $182,989,330 No significant adverse items identified

801-34890 BTR CAPITAL MANAGEMENT INC $456,244,874 No significant adverse items identified

801-57810 BUCKHEAD CAPITAL MANAGEMENT, LLC $1,653,861,902 No significant adverse items identified

801-56163 BUCKHORN CAPITAL MANAGEMENT LLC $44,247,238 No significant adverse items identified

801-29609 BUCKLEY MUETHING CAPITAL MANAGEMENT CO $123,488,899 No significant adverse items identified

801-32884 BUDROS, RUHLIN & ROE, INC. $1,540,092,053 No significant adverse items identified

801-64412 BUENA VISTA FUND MANAGEMENT, LLC. $142,216,209 No significant adverse items identified

801-73879 BUFFALO BAY CAPITAL, LLC $406,910,000 No significant adverse items identified

801-55878 BUFFINGTON MOHR MCNEAL $267,928,867 No significant adverse items identified

801-57568 BUFORD DICKSON HARPER & SPARROW INC $27,035,305 No significant adverse items identified

801-19907 BUILDER INVESTMENT GROUP $232,091,263 No significant adverse items identified

801-74563 BULL CITY ADVISORS, LLC $105,586,879 No significant adverse items identified

801-20433 BULLARD MCLEOD & ASSOCIATES INC $124,045,001 No significant adverse items identified

801-72797 BULLISH CROSS ASSET MANAGEMENT, LLC $20,000,000 No significant adverse items identified

801-39017 BULTMAN INVESTMENT MANAGEMENT, INC. $159,424,131 No significant adverse items identified

801-73975 BURFORD GROUP LLC $302,766,000 No significant adverse items identified

801-60503 BURGUNDY ASSET MANAGEMENT LTD. $8,962,339,658 No significant adverse items identified

801-67535 BURKETT FINANCIAL SERVICES, LLC $129,469,794 No significant adverse items identified

801-67639 BURL CAPITAL, LLC $91,942,443 No significant adverse items identified

801-65950 BURLINGAME ASSET MANAGEMENT, LLC $160,500,000 No significant adverse items identified


801-60510 BURNHAM & DELLS ADVISORS $113,115,187 No significant adverse items identified

801-54171 BURNS & LEVINSON ASSET MANAGEMENT $187,177,645 No significant adverse items identified

801-61036 BURNS MATTESON CAPITAL MANAGEMENT $162,649,711 No significant adverse items identified

801-67201 BURR & COMPANY, LLC $25,861,267 No significant adverse items identified

801-23924 BURT WEALTH ADVISORS $373,844,879 No significant adverse items identified

801-73331 BUSARA ADVISORS, LLC $150,000,000 No significant adverse items identified

801-68814 BUSHIDO CAPITAL PARTNERS LLC $8,718,260 No significant adverse items identified

801-71871 BUSINESS LOGIC CORPORATION $0 No significant adverse items identified

801-55533 BUTENSKY & COHEN FINANCIAL SECURITY INC $156,002,333 No significant adverse items identified

801-61943 BYRNE ASSET MANAGEMENT, LLC $108,630,996 No significant adverse items identified

801-47062 C & C FINANCIAL SERVICES, INC. $68,472,822 No significant adverse items identified

801-72864 C.M. CAPITAL ADVISORS, LLC $840,167,870 No significant adverse items identified

801-14976 C.M.BIDWELL & ASSOCIATES LTD $282,620,217 No significant adverse items identified

801-38064 C.W. HENDERSON & ASSOCIATES, INC. $3,106,762,000 No significant adverse items identified

801-66146 C.W. O'CONNER & ASSOCIATES, INC. $130,339,615 No significant adverse items identified

801-73258 C12 CAPITAL MANAGEMENT $3,330,662,000 No significant adverse items identified

801-65805 C2 ASSET MANAGEMENT L.L.C. $45,105,000 No significant adverse items identified

801-67336 C5 WEALTH MANAGEMENT, LLC $196,085,709 No significant adverse items identified

801-70179 CABAL CAPITAL MANAGEMENT, LLC $0 No significant adverse items identified

801-72508 CABEZON INVESTMENT GROUP, LLC $265,000,000 No significant adverse items identified

801-19708 CABOT MONEY MANAGEMENT INC $476,676,000 No significant adverse items identified

801-60839 CABOT PROPERTIES L.P. $1,733,000,000 No significant adverse items identified

801-73910 CADENT MANAGEMENT SERVICES, LLC $679,143,655 No significant adverse items identified

801-72922 CADIAN CAPITAL MANAGEMENT, LLC $3,794,548,536 No significant adverse items identified

801-57784 CADINHA & CO LLC $821,090,662 No significant adverse items identified

801-72410 CAERUS GLOBAL INVESTORS, LLC $212,350,788 No significant adverse items identified

801-70837 CAHABA WEALTH MANAGEMENT, INC. $102,765,740 No significant adverse items identified

801-18388 CAHILL FINANCIAL ADVISORS, INC. $203,572,717 No significant adverse items identified

801-64009 CAHILL WEALTH MANAGEMENT, LLC $109,909,014 No significant adverse items identified

801-73368 CAI CAPITAL MANAGEMENT, INC. $150,000,000 No significant adverse items identified

801-76447 CAI PRIVATE EQUITY $409,733,343 No significant adverse items identified

801-68016 CAIRN INVESTMENT GROUP $132,889,000 No significant adverse items identified

801-75427 CALAIS WEALTH MANAGEMENT LLC $0 No significant adverse items identified

801-67907 CALDER INVESTMENT ADVISORS $203,738,011 No significant adverse items identified

801-72582 CALEDON CAPITAL MANAGEMENT INC. $3,864,000,000 No significant adverse items identified

801-74041 CALERA CAPITAL ADVISORS, LP $1,519,466,621 No significant adverse items identified

801-72553 CALIBRATED CAPITAL MANAGEMENT LLC $500,000,000 No significant adverse items identified

801-76714 CALIFORNIA CAPITAL MANAGEMENT $102,035,723 No significant adverse items identified

801-55273 CALIFORNIA FINANCIAL ADVISORS $762,806,697 No significant adverse items identified

801-61981 CALLAHAN ADVISORS, LLC $201,766,311 No significant adverse items identified

801-67379 CALLAN CAPITAL, LLC $292,294,016 No significant adverse items identified

801-64324 CALVERT INVESTMENT COUNSEL $291,544,795 No significant adverse items identified

801-73600 CALVERT STREET CAPITAL PARTNERS, INC. $305,305,000 No significant adverse items identified

801-65212 CALYPSO CAPITAL MANAGEMENT, LP $340,150,000 No significant adverse items identified

801-60541 CAMBIAR INVESTORS, LLC $6,604,422,149 No significant adverse items identified

801-71786 CAMBRIA INVESTMENT MANAGEMENT, L.P. $184,385,000 No significant adverse items identified

801-65965 CAMBRIAN CAPITAL LIMITED PARTNERSHIP $1,296,620,081 No significant adverse items identified

801-36028 CAMBRIDGE ADVISORS INC $202,692,078 No significant adverse items identified


801-26539 CAMBRIDGE FINANCIAL GROUP, INC. $538,913,148 No significant adverse items identified

801-68899 CAMBRIDGE FINANCIAL SERVICES GROUP, INC $2,164,655,527 No significant adverse items identified

801-29605 CAMBRIDGE FINANCIAL SERVICES INC $15,796,634,837 No significant adverse items identified

801-62580 CAMDEN CAPITAL MANAGEMENT, LLC $552,000,000 No significant adverse items identified

801-60348 CAMDEN FINANCIAL MANAGEMENT, INC. $134,209,155 No significant adverse items identified

801-62855 CAMDEN PARTNERS STRATEGIC MANAGER, LLC $306,851,855 No significant adverse items identified

801-70932 CAMELOT PORTFOLIOS, LLC $160,000,000 No significant adverse items identified

801-70982 CAMERON CAPITAL MANAGEMENT LLC $102,000,000 No significant adverse items identified

801-67444 CAMLIN ASSET MANAGEMENT, INC $884,344 No significant adverse items identified

801-67770 CAMPBELL ASSET MANAGEMENT, L.L.C. $101,000,000 No significant adverse items identified

801-31473 CAMPBELL CAPITAL MANAGEMENT INC $99,070,983 No significant adverse items identified

801-8825 CAMPBELL NEWMAN ASSET MANAGEMENT INC $463,459,228 No significant adverse items identified

801-64285 CAMPION ASSET MANAGEMENT, LLC $90,086,000 No significant adverse items identified

801-75445 CANAAN NATURAL GAS MANAGEMENT, LLC $488,457,894 No significant adverse items identified

801-69415 CANDOR WEALTH ADVISORS LLC $153,207,755 No significant adverse items identified

801-73505 CANNAE ADVISORS LLC $237,150,000 No significant adverse items identified

801-72207 CANOPY INVESTMENT ADVISORS $410,260,000 No significant adverse items identified

801-61876 CANTERBURY INVESTMENT MANAGEMENT, LLC $122,000,000 No significant adverse items identified

801-68026 CANTY FINANCIAL MANAGEMENT, INC. $46,665,325 No significant adverse items identified

801-58006 CAP ADVISORS LLC $56,438,000 No significant adverse items identified

801-66982 CAPE ANN CAPITAL, INC. $90,005,426 No significant adverse items identified

801-48430 CAPELLI FINANCIAL SERVICES INC $275,621,898 No significant adverse items identified

801-61027 CAPES CAPITAL MANAGEMENT, INC. $65,820,078 No significant adverse items identified

801-73576 CAPGEN CAPITAL ADVISERS, LLC $370,047,926 No significant adverse items identified

801-22428 CAPITAL & SECURITY MANAGEMENT INC $71,196,895 No significant adverse items identified

801-55896 CAPITAL ADVANTAGE, INC. $355,000,000 No significant adverse items identified

801-63487 CAPITAL ADVISERS, INC. $152,645,057 No significant adverse items identified

801-60262 CAPITAL ADVISORS GROUP, INC $6,641,535,164 No significant adverse items identified

801-68849 CAPITAL ASSET MANAGEMENT, INC. $58,099,733 No significant adverse items identified

801-69504 CAPITAL CITIES INVESTMENTS $83,757,931 No significant adverse items identified

801-69270 CAPITAL CITIES, L.L.C. $0 No significant adverse items identified

801-57269 CAPITAL DIRECTIONS LLC $863,000,000 No significant adverse items identified

801-69021 CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC $64,500,000 No significant adverse items identified

801-57725 CAPITAL FINANCIAL SERVICES LLC $62,587,090 No significant adverse items identified

801-55098 CAPITAL FORMATION ADVISERS LLC $35,473,373 No significant adverse items identified

801-61960 CAPITAL FUND MANAGEMENT S.A. $3,918,695,820 No significant adverse items identified

801-41787 CAPITAL GAINS INCORPORATED $273,138,811 No significant adverse items identified

801-66106 CAPITAL HOTEL MANAGEMENT (CHM) $7,298,050,000 No significant adverse items identified

801-15052 CAPITAL INVESTMENT SERVICES OF AMERICA INC $438,902,634 No significant adverse items identified

801-51517 CAPITAL MANAGEMENT ASSOCIATES, LLC $94,000,000 No significant adverse items identified

801-37116 CAPITAL MANAGEMENT CORP OF THE NORTHEAST $70,785,547 No significant adverse items identified

801-68632 CAPITAL MANAGEMENT INVESTOR SERVICES, INC. $105,000,000 No significant adverse items identified

801-55753 CAPITAL MANAGEMENT LLC $136,897,225 No significant adverse items identified

801-64790 CAPITAL MAX, INC. $24,800,000 No significant adverse items identified

801-31703 CAPITAL PLANNING ADVISORY GROUP INC $112,000,000 No significant adverse items identified

801-19781 CAPITAL PLANNING CORP $254,253,593 No significant adverse items identified

801-69807 CAPITAL PRESERVATION PARTNERS, INC. $57,150,994 No significant adverse items identified

801-64972 CAPITAL PROSPECTS LLC $983,198,445 No significant adverse items identified


801-67237 CAPITAL STRATEGIES & INVESTMENTS, INC. $54,452,511 No significant adverse items identified

801-69804 CAPITAL STRATEGIES FINANCIAL CORPORATION $82,166,072 No significant adverse items identified

801-70212 CAPITAL STRATEGIES INVESTMENT GROUP LLC $5,350,000,000 No significant adverse items identified

801-70844 CAPITAL TACTICS ADVISORS, LLC $149,462,644 No significant adverse items identified

801-62003 CAPITAL VIEW WEALTH MANAGEMENT, LLC $128,000,000 No significant adverse items identified

801-62859 CAPITAL WEST PARTNERS, LLC $123,044,057 No significant adverse items identified

801-73381 CAPITAL Z PARTNERS MANAGEMENT, LLC $673,804,440 No significant adverse items identified

801-76691 CAPITALIA SA $500,000,000 No significant adverse items identified

801-74234 CAPITALSPRING $225,231,871 No significant adverse items identified

801-64256 CAPITOL WEALTH MANAGEMENT, INC. $28,452,898 No significant adverse items identified

801-55633 CAPLINGER MANAGEMENT $29,506,889 No significant adverse items identified

801-74377 CAPRA IBEX ADVISORS LLC $2,000,000,000 No significant adverse items identified

801-69602 CAPRICORN INVESTMENT GROUP LLC $3,981,265,379 No significant adverse items identified

801-53959 CAPRIN ASSET MANAGEMENT, LLC $1,139,366,091 No significant adverse items identified

801-68390 CAPSTONE CAPITAL GROUP $59,418,349 No significant adverse items identified

801-56979 CAPSTONE FINANCIAL ADVISORS INC $721,832,531 No significant adverse items identified

801-66144 CAPSTONE WEALTH MANAGEMENT GROUP, LLC $91,529,076 No significant adverse items identified

801-69947 CAPSTONE WEALTH MANAGEMENT, LLC $113,485,791 No significant adverse items identified

801-67587 CAPTRUST ADVISORS, LLC $0 No significant adverse items identified

801-73189 CAPULA INVESTMENT US LP $21,000,000,000 No significant adverse items identified

801-70477 CAPVISOR ASSOCIATES, LLC $230,000,000 No significant adverse items identified

801-69684 CARA TRADING ADVISORS $21,018,871 No significant adverse items identified

801-28840 CARDEROCK CAPITAL MANAGEMENT, INC. $310,161,982 No significant adverse items identified

801-66660 CARDIFF PARK ADVISORS $470,518,489 No significant adverse items identified

801-40703 CARDINAL CAPITAL MANAGEMENT INC $171,974,058 No significant adverse items identified

801-49090 CARDINAL CAPITAL MANAGEMENT, L.L.C. $1,184,120,403 No significant adverse items identified

801-60751 CARDINAL INVESTMENT ADVISORS, L.L.C. $73,000,000,000 No significant adverse items identified

801-64704 CARDINAL WEALTH ADVISORY, LLC $55,367,466 No significant adverse items identified

801-63409 CARL DOMINO INC. $190,223,896 No significant adverse items identified

801-34606 CARLSON D L INVESTMENT GROUP INC $534,607,574 No significant adverse items identified

801-69331 CARLTON WEALTH MANAGEMENT LLC $0 No significant adverse items identified

801-64695 CARMEL CAPITAL PARTNERS, LLC $132,000,000 No significant adverse items identified

801-69565 CARMICHAEL CAPITAL, INC. $54,002,082 No significant adverse items identified

801-34173 CARMICHAEL HILL & ASSOCIATES INC $127,287,000 No significant adverse items identified

801-72965 CARNE CAPITAL, LLC $41,496,767 No significant adverse items identified

801-70242 CARNEGIE INVESTMENT COUNSEL $453,000,000 No significant adverse items identified

801-72828 CARNICK & COMPANY, LLC $236,000,000 No significant adverse items identified

801-15105 CAROL H. BALDI, INC. $41,672,525 No significant adverse items identified

801-66254 CAROLOPOLIS FIDUCIARY COUNSEL, INC. $6,641,138 No significant adverse items identified

801-53311 CAROSA, STANTON & DEPAOLO ASSET MANAGEMENT, LLC $34,035,000 No significant adverse items identified

801-62908 CARPENTER ASSOCIATES $96,108,618 No significant adverse items identified

801-67751 CARPENTER, CLAYDON ADVISORS, INC. $106,071,979 No significant adverse items identified

801-71599 CARRINGTON STRATEGIC ADVISORS, LLC $0 No significant adverse items identified

801-71258 CARSON MANAGEMENT COMPANY, LLC $327,594,122 No significant adverse items identified

801-72455 CARSWELL INVESTMENTS, LLC $62,485,237 No significant adverse items identified

801-60724 CARTER ASSET MANAGEMENT, INC. $157,464,288 No significant adverse items identified

801-66206 CARTER JACOBS, LLC $90,801,500 No significant adverse items identified

801-69467 CARTICA MANAGEMENT, LLC $351,336,727 No significant adverse items identified


801-64498 CARUSO MCLEAN & CO., INC. $132,000,000 No significant adverse items identified

801-76669 CASABLANCA CAPITAL MANAGEMENT LP $5 No significant adverse items identified

801-62891 CASCADE INVESTMENT ADVISORS, INC. $129,829,006 No significant adverse items identified

801-56536 CASCADE INVESTMENT COUNSEL LLC $91,870,471 No significant adverse items identified

801-33232 CASHEN INVESTMENT ADVISORS INC $539,432,883 No significant adverse items identified

801-72238 CASPIAN CAPITAL, LP $2,400,000,000 No significant adverse items identified

801-65915 CASTALIA ADVISORS LLC $50,163,328 No significant adverse items identified

801-73860 CASTINE CAPITAL MANAGEMENT, LLC $423,000,000 No significant adverse items identified

801-65773 CASTLE CREEK ARBITRAGE, LLC $2,270,301,623 No significant adverse items identified

801-56632 CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC $77,499,477 No significant adverse items identified

801-74023 CASTLE HARLAN, INC. $1,428,500,000 No significant adverse items identified

801-60871 CASTLE WEALTH MANAGEMENT $142,322,995 No significant adverse items identified

801-60338 CASTLEKEEP INVESTMENT ADVISORS $538,876,589 No significant adverse items identified

801-65359 CASTLEROCK MANAGEMENT $268,446,000 No significant adverse items identified

801-66886 CATALYST CAPITAL ADVISORS LLC $320,311,000 No significant adverse items identified

801-56077 CATALYST INVESTMENT MANAGEMENT CO LLC $259,108,000 No significant adverse items identified

801-62368 CATAMOUNT WEALTH MANAGEMENT $96,726,865 No significant adverse items identified

801-41334 CATAWBA CAPITAL MANAGEMENT INC $906,031,410 No significant adverse items identified

801-73295 CATHOLIC HEALTHCARE INVESTMENT MANAGEMENT COMPANY $0 No significant adverse items identified

801-62440 CATON FINANCIAL, INC. $114,943,188 No significant adverse items identified

801-70042 CAUBLE & HARRE WEALTH MANAGEMENT, INC. $101,455,614 No significant adverse items identified

801-36051 CAUSEY DEMGEN & MOORE INC $131,846,622 No significant adverse items identified

801-39728 CAVES & ASSOCIATES $132,446,295 No significant adverse items identified

801-63765 CAYMUS CAPITAL PARTNERS, L.P. $177,847,000 No significant adverse items identified

801-58187 CAZENOVE CAPITAL MANAGEMENT LIMITED $16,269,232,249 No significant adverse items identified

801-71079 CAZENOVIA CREEK INVESTMENT MANAGEMENT, LLC $101,305,514 No significant adverse items identified

801-69177 CB CAPITAL ADVISORS, LLC $212,547,562 No significant adverse items identified

801-73814 CBM CAPITAL, INC. $463,682,345 No significant adverse items identified

801-72678 CCFG ADVISORS, LLC $228,318 No significant adverse items identified

801-56891 CCG INVESTMENTS $170,337,000 No significant adverse items identified

801-10846 CCI FINANCIAL GROUP INC $106,847,047 No significant adverse items identified

801-29159 CCM INVESTMENT ADVISERS, LLC $2,543,788,908 No significant adverse items identified

801-73169 CCM OPPORTUNISTIC ADVISORS, LLC $7,608,934 No significant adverse items identified

801-55936 CCP, INC $114,000,000 No significant adverse items identified

801-67094 CEDAR RIDGE PARTNERS, LLC $370,420,000 No significant adverse items identified

801-61552 CEDAR ROCK CAPITAL LIMITED $7,209,678,670 No significant adverse items identified

801-63395 CENTAUR CAPITAL PARTNERS, L.P. $179,625,368 No significant adverse items identified

801-73559 CENTENNIAL ENERGY MANAGEMENT, INC. $222,206,758 No significant adverse items identified

801-73876 CENTERBRIDGE PARTNERS, L.P. $20,071,836,884 No significant adverse items identified

801-74187 CENTERFIELD CAPITAL PARTNERS $275,432,000 No significant adverse items identified

801-72619 CENTERPOINT ADVISORS, LLC $150,172,304 No significant adverse items identified

801-61048 CENTERPOINT WEALTH MANAGEMENT, LLC $113,121,733 No significant adverse items identified

801-71188 CENTINELA CAPITAL PARTNERS, LLC $1,000,000,000 No significant adverse items identified

801-73587 CENTRAL SQUARE MANAGEMENT LLC $131,293,043 No significant adverse items identified

801-66295 CENTRE ASSET MANAGEMENT $532,185,000 No significant adverse items identified

801-56929 CENTRE PARTNERS MANAGEMENT LLC $1,031,175,295 No significant adverse items identified

801-67329 CENTURION INVESTMENT PARTNERS, LLC $87,147 No significant adverse items identified

801-62860 CENTURY CAPITAL MANAGEMENT, LLC $2,940,604,484 No significant adverse items identified


801-72550 CENTURY CITY CAPITAL MANAGEMENT, LLC $0 No significant adverse items identified

801-14809 CENTURY MANAGEMENT $1,926,314,144 No significant adverse items identified

801-74037 CENTURY PARK CAPITAL PARTNERS $242,081,383 No significant adverse items identified

801-68474 CENTURY WEALTH MANAGEMENT, LLC $155,062,143 No significant adverse items identified

801-76600 CEPHEI CAPITAL $533,951,416 No significant adverse items identified

801-70827 CERASUS ADVISORS INC $189,679,050 No significant adverse items identified

801-70989 CERBERUS CAPITAL MANAGEMENT, L.P. $40,180,435,963 No significant adverse items identified

801-65818 CERTIFIED FINANCIAL STRATEGIES CORPORATION $40,000,000 No significant adverse items identified

801-34450 CERTIFIED PLANNERS INC $151,743,912 No significant adverse items identified

801-67728 CFS WEALTH MANAGEMENT $94,558,561 No significant adverse items identified

801-62604 CHADWICK & D'AMATO, LLC $125,200,495 No significant adverse items identified

801-73339 CHALKSTREAM CAPITAL GROUP, L.P. $666,517,500 No significant adverse items identified

801-67229 CHAMPION CAPITAL RESEARCH, INC. $576,790,202 No significant adverse items identified

801-69040 CHAMPION FINANCIAL PLANNING GROUP, LLC $44,993,290 No significant adverse items identified

801-34195 CHAN P & CO INC $35,000,000 No significant adverse items identified

801-44378 CHANDLER ASSET MANAGEMENT INC $5,928,561,552 No significant adverse items identified

801-67807 CHANEY CAPITAL MANAGEMENT INC. $90,003,639 No significant adverse items identified

801-76625 CHANNEL FAMILY ASSETS $69,200,000 No significant adverse items identified

801-62371 CHANNING CAPITAL MANAGEMENT, LLC $910,500,000 No significant adverse items identified

801-64616 CHAPEL HILL INVESTMENT ADVISORS $35,751,000 No significant adverse items identified

801-43537 CHAPIN ASSET MANAGEMENT, INC. $37,668,159 No significant adverse items identified

801-72422 CHAPTER IV INVESTORS, LLC $251,642,945 No significant adverse items identified

801-69623 CHARIOT ADVISORS $18,612,252 No significant adverse items identified

801-38841 CHARLES D. HYMAN & COMPANY $643,700,000 No significant adverse items identified

801-62130 CHARLES D. JONES CAPITAL MANAGEMENT, INC. $97,000,000 No significant adverse items identified

801-20651 CHARLES PRATT & COMPANY, L.L.C. $388,353,000 No significant adverse items identified

801-55830 CHARLES RAVEN CAPITAL MANAGEMENT CO $298,483,802 No significant adverse items identified

801-22681 CHARLES STEPHEN AND COMPANY, INC. $199,081,848 No significant adverse items identified

801-65932 CHARLESTON FINANCIAL ADVISORS, LLC $73,878,097 No significant adverse items identified

801-15482 CHARLESWORTH & RUGG INC $90,918,024 No significant adverse items identified

801-33360 CHARTER INVESTMENT ADVISORS INC $47,334,574 No significant adverse items identified

801-37458 CHARTER RESEARCH & INVESTMENT GROUP INC $172,431,927 No significant adverse items identified

801-73160 CHARTERHOUSE GROUP, INC. $382,337,135 No significant adverse items identified

801-60621 CHARTWELL BENEFITS CONSULTING, LLC $0 No significant adverse items identified

801-46022 CHARTWELL CONSULTING USA LLC $2,000,000,000 No significant adverse items identified

801-3396 CHASE INVESTMENT COUNSEL CORPORATION $709,689,000 No significant adverse items identified

801-73452 CHATHAM ASSET MANAGEMENT, LLC $1,504,100,000 No significant adverse items identified

801-58135 CHATHAM WEALTH MANAGEMENT $193,000,000 No significant adverse items identified

801-70567 CHAUTAUQUA CAPITAL MANAGEMENT LLC $106,340,979 No significant adverse items identified

801-74202 CHB CAPITAL PARTNERS $114,213,858 No significant adverse items identified

801-67727 CHECCHI CAPITAL ADVISERS, LLC $150,084,000 No significant adverse items identified

801-29001 CHECK CAPITAL MANAGEMENT INC $463,362,407 No significant adverse items identified

801-74390 CHECKETTS PARTNERS INVESTMENT MANAGEMENT, LLC $49,367,725 No significant adverse items identified

801-60184 CHECKS & BALANCES, INC. $153,276,981 No significant adverse items identified

801-63440 CHELSEA ADVISORS, LLC $98,371,607 No significant adverse items identified

801-74482 CHEROKEE INVESTMENT PARTNERS, LLC $625,000,000 No significant adverse items identified

801-72210 CHERRY CREEK FAMILY OFFICES $570,570,575 No significant adverse items identified

801-47547 CHERRY CREEK INVESTMENT ADVISORS INC $113,898,000 No significant adverse items identified


801-64600 CHERRY HILLS INVESTMENT ADVISORS, LLC $109,837,809 No significant adverse items identified

801-69925 CHERRY INVESTMENT ADVISORS, LTD. $6,800,000 No significant adverse items identified

801-73826 CHESAPEAKE PARTNERS $1,673,347,186 No significant adverse items identified

801-58177 CHESLEY, TAFT & ASSOCIATES, LLC $1,043,439,662 No significant adverse items identified

801-66375 CHESME CAPITAL MANAGEMENT $253,094,839 No significant adverse items identified

801-66704 CHESNEY & COMPANY $90,363,700 No significant adverse items identified

801-68372 CHESTER CAPITAL MANAGEMENT, LLC $0 No significant adverse items identified

801-25136 CHEVIOT VALUE MANAGEMENT, LLC $313,877,741 No significant adverse items identified

801-57162 CHEVY CHASE ASSET MANAGEMENT LLC $33,287,172 No significant adverse items identified

801-55134 CHEVY CHASE TRUST COMPANY $10,366,459,000 No significant adverse items identified

801-69500 CHICAGO PARTNERS INVESTMENT GROUP LLC $499,624,323 No significant adverse items identified

801-70822 CHIEFTAIN CAPITAL MANAGEMENT, INC. $1,727,391,237 No significant adverse items identified

801-24795 CHILTON CAPITAL MANAGEMENT ADVISORS INC. $172,651,853 No significant adverse items identified

801-51061 CHILTON CAPITAL MANAGEMENT LLC $945,696,132 No significant adverse items identified

801-54733 CHINOOK CAPITAL MANAGEMENT LLC $306,268,486 No significant adverse items identified

801-36972 CHIPCO ASSET MANAGEMENT $113,427,047 No significant adverse items identified

801-74211 CHI-RHO FINANCIAL, LLC $378,890,064 No significant adverse items identified

801-16510 CHISHOLM & DAMES INC $36,375,558 No significant adverse items identified

801-53321 CHOATE INVESTMENT ADVISORS $1,922,963,608 No significant adverse items identified

801-70814 CHOU AMERICA MANAGEMENT INC. $69,300,000 No significant adverse items identified

801-61557 CHRISTOFFERSON, ROBB & COMPANY $1,781,970,160 No significant adverse items identified

801-29708 CHRISTOPHER D. CROFT, INC. $104,876,700 No significant adverse items identified

801-27759 CHRONOGRAM CORPORATION $187,629,499 No significant adverse items identified

801-73212 CHS CAPITAL LLC $1,747,969,728 No significant adverse items identified

801-26103 CICCARELLI ADVISORY SERVICES INC $343,792,765 No significant adverse items identified

801-73265 CIM INVESTMENT MANAGEMENT LIMITED $1,825,300,000 No significant adverse items identified

801-34376 CINCINNATI ASSET MANAGEMENT INC $1,582,353,674 No significant adverse items identified

801-72984 CINQUE PARTNERS LLC $183,479,438 No significant adverse items identified

801-73733 CIPHER CAPITAL LLC $235,000,000 No significant adverse items identified

801-67841 CIRCLE WEALTH MANAGEMENT, LLC $1,067,704,604 No significant adverse items identified

801-72632 CITYVIEW MANAGEMENT SERVICES, LLC $398,201,113 No significant adverse items identified

801-71872 CLAREMONT CAPITAL MANAGEMENT, LLC $220,000,000 No significant adverse items identified

801-57506 CLAREMONT FINANCIAL GROUP,INC. $96,413,815 No significant adverse items identified

801-55911 CLAREMONT INVESTMENT PARTNERS LLC $7,838,201 No significant adverse items identified

801-55012 CLARET ASSET MANAGEMENT CORP $745,967,669 No significant adverse items identified

801-73755 CLARION OPERATING, LLC $296,770,888 No significant adverse items identified

801-66993 CLARIS ADVISORS, LLC $179,720,388 No significant adverse items identified

801-69808 CLARITY INVESTMENTS + PLANNING LLC $27,048,420 No significant adverse items identified

801-20842 CLARK FINANCIAL ADVISORS $170,011,550 No significant adverse items identified

801-67681 CLARKSTON CAPITAL PARTNERS, LLC $194,821,971 No significant adverse items identified

801-67302 CLASSIC ASSET MANAGEMENT, LLC $90,299,070 No significant adverse items identified

801-70593 CLASSIC ASSET MANAGEMENT, LLC $30,000,000 No significant adverse items identified

801-56336 CLASSIC CAPITAL, INC. $203,698,527 No significant adverse items identified

801-63890 CLAYBORNE GROUP, LLC $140,700,000 No significant adverse items identified

801-17344 CLAYTON FINANCIAL SERVICES INC $264,399,543 No significant adverse items identified

801-73344 CLAYTON, DUBILIER & RICE, LLC $13,725,237,117 No significant adverse items identified

801-62853 CLAYVARD FUND MANAGEMENT USA, INC. $0 No significant adverse items identified

801-63915 CLAYVARD LTD. $0 No significant adverse items identified


801-30656 CLBI INVESTMENTS INC $37,637,183 No significant adverse items identified

801-66918 CLEAR BROOK ADVISORS, INC. $931,000,000 No significant adverse items identified

801-70821 CLEAR HARBOR ASSET MANAGEMENT, LLC $377,436,763 No significant adverse items identified

801-55390 CLEAR POINT ADVISORS, INC. $127,578,795 No significant adverse items identified

801-73993 CLEARLAKE CAPITAL GROUP, L.P. $589,683,794 No significant adverse items identified

801-73529 CLEARLIGHT PARTNERS MANAGEMENT, LLC $427,116,896 No significant adverse items identified

801-67896 CLEARPATH CAPITAL PARTNERS LLC $70,077,000 No significant adverse items identified

801-71032 CLEARPATH RETIREMENT PARTNERS $0 No significant adverse items identified

801-68715 CLEARPATH WEALTH MANAGEMENT, LLC $71,666,094 No significant adverse items identified

801-68164 CLEARROCK CAPITAL LLC $275,000,000 No significant adverse items identified

801-74179 CLEARVIEW CAPITAL, LLC $657,860,417 No significant adverse items identified

801-29336 CLEARWATER MANAGEMENT COMPANY, INC. $1,889,417,421 No significant adverse items identified

801-34425 CLELLAND & COMPANY INC $248,522,051 No significant adverse items identified

801-67973 CLERESTORY CAPITAL ADVISORS, LLC $138,000,000 No significant adverse items identified

801-71080 CLIENTFIRST FINANCIAL STRATEGIES, INC. $152,078,548 No significant adverse items identified

801-67589 CLIENTFIRST WEALTH MANAGEMENT $234,551,223 No significant adverse items identified

801-63344 CLIFFWATER LLC $796,109,639 No significant adverse items identified

801-39692 CLINTON GROUP, INC $2,969,118,000 No significant adverse items identified

801-69342 CLINTON INVESTMENT MANAGEMENT, LLC $201,000,000 No significant adverse items identified

801-70250 CLOUD CAPITAL LLC $185,300,044 No significant adverse items identified

801-61598 CLOVER PARTNERS, L.P. $141,910,822 No significant adverse items identified

801-61493 CLOVIS CAPITAL MANAGEMENT $1,148,691,580 No significant adverse items identified

801-5935 CLUTINGER WILLIAMS & VERHOYE INC $168,249,382 No significant adverse items identified

801-66522 CLUTTERBUCK CAPITAL MANAGEMENT LLC $124,208,879 No significant adverse items identified

801-70916 CMA ADVISORY GROUP, LLC $92,500,000 No significant adverse items identified

801-62466 CMC ADVISORS, INC. $0 No significant adverse items identified

801-56954 CMG ADVISORS, INC. $0 No significant adverse items identified

801-63449 CMG INVESTMENT ADVISORS,LLC $0 No significant adverse items identified

801-70154 CMH WEALTH MANAGEMENT, LLC $128,656,845 No significant adverse items identified

801-68833 COAST WEALTH MANAGEMENT, INC. $34,850,000 No significant adverse items identified

801-70289 COASTWISE CAPITAL GROUP, LLC $37,150,000 No significant adverse items identified

801-74012 COBALT CAPITAL MANAGEMENT, INC. $3,781,854,297 No significant adverse items identified

801-68796 COBB WEALTH MANAGEMENT, LLC $17,984,272 No significant adverse items identified

801-56798 COBBLE HILL FINANCIAL SERVICES, INC. $514,879,791 No significant adverse items identified

801-55482 COBBLESTONE CAPITAL ADVISORS, LLC $973,375,402 No significant adverse items identified

801-19890 COBEY JACOBSON & GORDON INC $157,526,276 No significant adverse items identified

801-70109 COHANZICK MANAGEMENT LLC $278,999,568 No significant adverse items identified

801-49266 COHEN CAPITAL MANAGEMENT INC $340,000,000 No significant adverse items identified

801-69612 COHEN KLINGENSTEIN, LLC $251,006,826 No significant adverse items identified

801-72897 COHESION CAPITAL $59,000,000 No significant adverse items identified

801-60111 COHO PARTNERS, LTD. $688,108,182 No significant adverse items identified

801-69752 COLE INVESTMENT ADVISORS, INC. $37,961,000 No significant adverse items identified

801-70748 COLLEGE FUNDING GROUP, LLC $0 No significant adverse items identified

801-72267 COLLINS ADVISORS, LLC $34,200,000 No significant adverse items identified

801-65014 COLLINS CAPITAL INVESTMENTS, LLC $398,478,440 No significant adverse items identified

801-73016 COLLINS CAPITAL MANAGEMENT $70,122,000 No significant adverse items identified

801-61940 COLMAN KNIGHT ADVISORY GROUP, LLC $91,299,000 No significant adverse items identified

801-53402 COLONIAL ASSET MANAGEMENT INC $394,584,904 No significant adverse items identified


801-63229 COLONIAL CONSULTING, LLC $0 No significant adverse items identified

801-24747 COLONY CAPITAL MANAGEMENT INC $48,610,381 No significant adverse items identified

801-65868 COLONY INVESTMENT MANAGEMENT, LLC $81,918,383 No significant adverse items identified

801-60868 COLORADO CAPITAL MANAGEMENT $148,319,500 No significant adverse items identified

801-39481 COLORADO FINANCIAL MANAGEMENT INC $186,000,000 No significant adverse items identified

801-62115 COLUMBIA ASSET MANAGEMENT, L.L.C. $298,285,551 No significant adverse items identified

801-55499 COLUMBIA CAPITAL MANAGEMENT, LLC $349,530,337 No significant adverse items identified

801-71970 COLUMBIA RIVER $105,000,000 No significant adverse items identified

801-73277 COLUMBUS HILL CAPITAL MANAGEMENT, L.P. $1,377,000,000 No significant adverse items identified

801-51052 COLUMBUS INVESTMENT ADVISORY INC. $198,394,000 No significant adverse items identified

801-64213 COLUMN CAPITAL ADVISORS, LLC $392,237,581 No significant adverse items identified

801-73260 COMAC CAPITAL LLP $18,167,245,398 No significant adverse items identified

801-65579 COMBINATORICS CAPITAL, LLC $115,523,152 No significant adverse items identified

801-76581 COMMODITY STRATEGIES, AG $0 No significant adverse items identified

801-60362 COMMONWEALTH ADVISORY GROUP, LTD. $186,125,711 No significant adverse items identified

801-73694 COMMONWEALTH OPPORTUNITY CAPITAL GP, LLC $297,890,355 No significant adverse items identified

801-40319 COMPASS ADVISORS, LLC $831,198,226 No significant adverse items identified

801-70302 COMPASS ADVISORY PARTNERS LLC $73,751,275 No significant adverse items identified

801-62936 COMPASS ANALYTICS, LLC $11,835,382,009 No significant adverse items identified

801-32238 COMPASS CAPITAL MANAGEMENT INC $540,950,555 No significant adverse items identified

801-62830 COMPASS FINANCIAL CONSULTING, LLC $164,073,440 No significant adverse items identified

801-61941 COMPASS FINANCIAL GROUP, INC. $200,081,250 No significant adverse items identified

801-72297 COMPASS FINANCIAL MANAGEMENT LLC $68,148,061 No significant adverse items identified

801-67114 COMPASS INVESTMENTS LLC $48,030,394 No significant adverse items identified

801-60956 COMPASS WEALTH ADVISORS, LLC $140,901,600 No significant adverse items identified

801-72172 COMPASS WEALTH MANAGEMENT, LLC $99,777,011 No significant adverse items identified

801-66831 COMPERIO RETIREMENT CONSULTING, INC. $0 No significant adverse items identified

801-62834 COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. $91,355,265 No significant adverse items identified

801-73689 COMPREHENSIVE FINANCIAL MANAGEMENT LLC $7,900,000,000 No significant adverse items identified

801-61967 COMPREHENSIVE INVESTMENT SOLUTIONS, LLC $345,255,547 No significant adverse items identified

801-61885 COMPREHENSIVE PERSONAL FINANCIAL ADVISORS $173,362,000 No significant adverse items identified

801-64941 COMPUTATIONAL MANAGEMENT, INC. $155,021,969 No significant adverse items identified

801-73931 CONATUS CAPITAL MANAGEMENT LP $3,681,899,000 No significant adverse items identified

801-68940 CONCENTRIC WEALTH MANAGEMENT LLC $104,631,000 No significant adverse items identified

801-71484 CONCERTO ASSET MANAGEMENT, LLC $129,686,000 No significant adverse items identified

801-68737 CONCISE CAPITAL MANAGEMENT, L.P. $34,000,000 No significant adverse items identified

801-38219 CONCORD ADVISORY GROUP LTD $0 No significant adverse items identified

801-68548 CONCORD ATLANTIC, INC. $22,000,000 No significant adverse items identified

801-39752 CONCORD INVESTMENT COUNSEL $150,042,231 No significant adverse items identified

801-57620 CONCORD INVESTMENT MANAGEMENT $188,932,000 No significant adverse items identified

801-73939 CONDUIT CAPITAL PARTNERS, LLC $339,405,250 No significant adverse items identified

801-68723 CONFLUENCE INVESTMENT MANAGEMENT LLC $1,421,641,000 No significant adverse items identified

801-56974 CONFLUENCE WEALTH MANAGEMENT LLC $327,101,858 No significant adverse items identified

801-61453 CONGRESS SPRINGS CAPITAL LLC. $104,000,000 No significant adverse items identified

801-74184 CONGRUENT INVESTMENT PARTNERS, LLC $161,987,219 No significant adverse items identified

801-47009 CONIFER INVESTMENTS LTD $191,074,847 No significant adverse items identified

801-63575 CONLON & DART LLC $219,702,386 No significant adverse items identified

801-74339 CONNECTIVE CAPITAL MANAGEMENT, LLC $149,325,404 No significant adverse items identified


801-51069 CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD $20,642,800,000 No significant adverse items identified

801-62505 CONRAD SIEGEL INVESTMENT ADVISORS $628,366,804 No significant adverse items identified

801-73775 CONSERVATION FORESTRY PARTNERS $222,977,652 No significant adverse items identified

801-66651 CONSERVATIVE WEALTH MANAGEMENT LLC $105,830,156 No significant adverse items identified

801-63245 CONSILIUM INVESTMENT MANAGEMENT LLC $205,000,000 No significant adverse items identified

801-11913 CONSOLIDATED PLANNING CORP $280,803,067 No significant adverse items identified

801-75000 CONSONANCE CAPITAL $155,373,907 No significant adverse items identified

801-34934 CONSTITUTION RESEARCH & MANAGEMENT INC $40,396,297 No significant adverse items identified

801-69904 CONTEXT FINANCIAL GROUP $92,232,591 No significant adverse items identified

801-58243 CONTINENTAL ADVISORS LLC $182,000,000 No significant adverse items identified

801-73621 CONVEXITY CAPITAL MANAGEMENT LP $21,969,300,000 No significant adverse items identified

801-63757 CONWAY CAPITAL MANAGEMENT, INC. $31,300,000 No significant adverse items identified

801-46303 CONWAY JARVIS LLC $202,000,000 No significant adverse items identified

801-69930 COOK & BYNUM CAPITAL MANAGEMENT, LLC $189,577,201 No significant adverse items identified

801-16541 COOK STREET CONSULTING, INC. $7,980,566,670 No significant adverse items identified

801-71693 COOMBS CAPITAL MANAGEMENT, LLC $23,726,253 No significant adverse items identified

801-61944 COOPER MCMANUS $142,205,526 No significant adverse items identified

801-19769 COORDINATED FINANCIAL PLANNING CORP $158,317,863 No significant adverse items identified

801-68586 COPELAND CAPITAL MANAGEMENT, LLC $282,280,549 No significant adverse items identified

801-65180 COPIA CAPITAL LLC $528,044,263 No significant adverse items identified

801-13834 COPLEY FINANCIAL SERVICES CORP $65,143,459 No significant adverse items identified

801-61705 COPLEY SQUARE CAPITAL MANAGEMENT, LLC $45,785,521 No significant adverse items identified

801-69655 COPPICE ASSET MANAGEMENT $23,425,948 No significant adverse items identified

801-57097 CORDA INVESTMENT MANAGEMENT, LLC $300,844,539 No significant adverse items identified

801-41021 CORDILLERA ASSET MANAGEMENT $27,396,838 No significant adverse items identified

801-15480 CORE ASSET MANAGEMENT COMPANY $62,315,308 No significant adverse items identified

801-64618 CORE CAPITAL SOLUTIONS LLC $113,291,822 No significant adverse items identified

801-60280 CORINTHIAN CAPITAL COMPANY $48,843,692 No significant adverse items identified

801-74138 CORINTHIAN CAPITAL GROUP, LLC $317,969,618 No significant adverse items identified

801-68467 CORNELL POCHILY INVESTMENT ADVISORS, INC. $200,190,200 No significant adverse items identified

801-36918 CORNERCAP INVESTMENT COUNSEL INC $692,886,417 No significant adverse items identified

801-20509 CORNERSTONE ADVISORS INC $2,420,000,000 No significant adverse items identified

801-60024 CORNERSTONE ADVISORS, INC. $202,549,271 No significant adverse items identified

801-68058 CORNERSTONE ADVISORY LLP $238,715,103 No significant adverse items identified

801-63480 CORNERSTONE ASSET MANAGEMENT, INC. $24,563,161 No significant adverse items identified

801-22384 CORNERSTONE CAPITAL ADVISORS $363,895,118 No significant adverse items identified

801-63198 CORNERSTONE INVESTMENT ADVISORS, LLC $123,114,971 No significant adverse items identified

801-67775 CORNERSTONE INVESTMENT MANAGEMENT AND CONSULTING,LLC $61,275,669 No significant adverse items identified

801-61425 CORNERSTONE INVESTMENT PARTNERS, LLC $3,606,700,346 No significant adverse items identified

801-61507 CORNERSTONE PARTNERS LLC $4,100,000,000 No significant adverse items identified

801-51066 CORNERSTONE WEALTH MANAGEMENT $93,517,384 No significant adverse items identified

801-73902 CORNWALL CAPITAL MANAGEMENT LP $345,000,000 No significant adverse items identified

801-63159 CORPORATE CONSULTING GROUP, INC. $0 No significant adverse items identified

801-74256 CORPORATE PARTNERS LLC $418,177,177 No significant adverse items identified

801-54883 CORRIGAN FINANCIAL INC $364,662,000 No significant adverse items identified

801-73636 CORSAIR CAPITAL MANAGEMENT, L.L.C. $824,500,000 No significant adverse items identified

801-74085 CORVEX MANAGEMENT LP $1,006,569,584 No significant adverse items identified

801-66109 COSMO ASSET MANAGEMENT CO., LTD. $3,180,000,000 No significant adverse items identified


801-70691 COSTELLO ASSET MANAGEMENT, INC. $56,069,696 No significant adverse items identified

801-71153 COTE FINANCIAL MANAGEMENT $25,000,000 No significant adverse items identified

801-66633 COTTONWOOD ADVISORS, LLC $0 No significant adverse items identified

801-55379 COUGAR GLOBAL INVESTMENTS $175,276,921 No significant adverse items identified

801-57832 COUNCILMARK ASSET MANAGEMENT, LLC $125,084,553 No significant adverse items identified

801-76735 COUNSEL FIDUCIARY, LLC $34,432,299 No significant adverse items identified

801-63190 COURAGE CAPITAL MANAGEMENT, LLC $655,354,469 No significant adverse items identified

801-69242 COURAGE MILLER PARTNERS, LLC $212,020,498 No significant adverse items identified

801-71556 COURANT INVESTMENT MANAGEMENT LLC $25,600,000 No significant adverse items identified

801-7457 COURIER CAPITAL CORPORATION $1,832,302,088 No significant adverse items identified

801-57317 COURT PLACE ADVISORS LLC $136,700,000 No significant adverse items identified

801-73663 COURT SQUARE CAPITAL $4,720,800,000 No significant adverse items identified

801-50190 COURTLAND PARTNERS LTD $31,426,430,000 No significant adverse items identified

801-66656 COVALENT PARTNERS LLC $455,000,000 No significant adverse items identified

801-74356 COVE CAPITAL MANAGEMENT INC. $100,000,000 No significant adverse items identified

801-72231 COVE STREET CAPITAL, LLC $312,000,000 No significant adverse items identified

801-62178 COVENANT PARTNERS, LLC $145,000,000 No significant adverse items identified

801-61443 COVENANT WEALTH MANAGEMENT, LTD DBA COVENANT WEALTH ADVISORS $107,735,000 No significant adverse items identified

801-71733 COVEY CAPITAL ADVISORS, LLC $161,710,760 No significant adverse items identified

801-60359 COVINGTON & ASSOCIATES, INC. $153,500,000 No significant adverse items identified

801-63361 COVINGTON CAPITAL MANAGEMENT $1,469,807,638 No significant adverse items identified

801-62139 COVINGTON INVESTMENT ADVISORS, INC. $216,596,504 No significant adverse items identified

801-76613 COWDEN FINANCIAL SERVICES, LLC $0 No significant adverse items identified

801-71890 COX CAPITAL MANAGEMENT $128,820,256 No significant adverse items identified

801-69880 COXE ADVISORS LLP $335,000,000 No significant adverse items identified

801-74295 CP2 LIMITED $1,915,000,000 No significant adverse items identified

801-58133 CPA INVESTMENT SOLUTIONS, LLC $36,431,547 No significant adverse items identified

801-56525 CPA WEALTH MANAGEMENT SERVICES PA $238,900,000 No significant adverse items identified

801-24109 CPIC INTERNATIONAL $97,505,486 No significant adverse items identified

801-64945 CPMG, INC. $1,043,909,979 No significant adverse items identified

801-69452 CQS (US), LLC $1,321,667,000 No significant adverse items identified

801-73858 CRANSHIRE CAPITAL ADVISORS, LLC $220,759,134 No significant adverse items identified

801-17953 CREATIVE CAPITAL MANAGEMENT INC $214,410,707 No significant adverse items identified

801-35969 CREATIVE INVESTMENT RESEARCH, INC. $0 No significant adverse items identified

801-61513 CREATIVE WEALTH MANAGEMENT, LLC $59,335,655 No significant adverse items identified

801-58095 CREDIT RENAISSANCE PARTNERS, LLC $114,618,069 No significant adverse items identified

801-71761 CREDIT VALUE PARTNERS, LP $508,774,598 No significant adverse items identified

801-60913 CREDITSIGHTS ADVISORY SERVICES, LLC $0 No significant adverse items identified

801-67033 CREDO CAPITAL MANAGEMENT, LLC $689,382,181 No significant adverse items identified

801-63316 CREEGAN & NASSOURA FINANCIAL GROUP, LLC $145,191,130 No significant adverse items identified

801-68879 CREEKSIDE PARTNERS $121,925,000 No significant adverse items identified

801-71747 CRESCENT CAPITAL GROUP LP $6,949,030,900 No significant adverse items identified

801-41821 CRESCENT STERLING LTD. $140,220,228 No significant adverse items identified

801-69802 CRESCENT STRATEGIC, LLC $143,200 No significant adverse items identified

801-72823 CREST INVESTMENT PARTNERS LLC $5,448,421 No significant adverse items identified

801-62000 CRESTWOOD ADVISORS LLC $807,649,205 No significant adverse items identified

801-66802 CREVELING & CREVELING PRIVATE WEALTH ADVISORY $0 No significant adverse items identified

801-62962 CRIMSON MANAGEMENT $277,000,000 No significant adverse items identified


801-69820 CRISTATA INVESTMENT MANAGEMENT $55,084,376 No significant adverse items identified

801-71407 CROSS BORDER PLANNING PARTNERS, LLC $0 No significant adverse items identified

801-65999 CROSS SHORE CAPITAL MANAGEMENT, LLC $474,000,000 No significant adverse items identified

801-57228 CROSSVAULT CAPITAL MANAGEMENT LLC $118,518,025 No significant adverse items identified

801-76642 CROW POINT INVESTMENT MANAGEMENT CORPORATION $0 No significant adverse items identified

801-67184 CROW POINT PARTNERS, LLC $927,866,803 No significant adverse items identified

801-67064 CROWN JEWEL CONCEPTS, LLC $300,000 No significant adverse items identified

801-68672 CRYSTAL CAPITAL PARTNERS, LLC $319,329,156 No significant adverse items identified

801-73129 CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. $100,700,000 No significant adverse items identified

801-62672 CSM CAPITAL CORPORATION $718,900,000 No significant adverse items identified

801-68577 CTB FINANCIAL SERVICES, LTD. $94,000,000 No significant adverse items identified

801-63144 CTR FINANCIAL GROUP LLC $127,000,000 No significant adverse items identified

801-72528 CUBE CAPITAL LLP $1,094,000,000 No significant adverse items identified

801-68445 CUBIC ASSET MANAGEMENT, LLC $447,000,000 No significant adverse items identified

801-35801 CULLINAN ASSOCIATES INC $860,000,000 No significant adverse items identified

801-73055 CULTIVAR CAPITAL, INC. $102,082,681 No significant adverse items identified

801-69472 CUNNINGHAM WEALTH MANAGEMENT $39,767,952 No significant adverse items identified

801-60017 CUPPS CAPITAL MANAGEMENT, LLC $673,079,000 No significant adverse items identified

801-56468 CURCIO WEBB, LLC $0 No significant adverse items identified

801-61096 CURRAN & LEWIS INVESTMENT MANAGEMENT, INC. $134,480,760 No significant adverse items identified

801-69416 CURRENCY INSIGHT LTD. $275,000,000 No significant adverse items identified

801-31670 CURTIS & BISSONETTE INC $41,022,375 No significant adverse items identified

801-63124 CURTIS WEALTH MANAGEMENT GROUP, LLC $19,000,000 No significant adverse items identified

801-71788 CUSTOM PORTFOLIO GROUP $78,813,707 No significant adverse items identified

801-62469 CUTLER INVESTMENT COUNSEL, LLC $175,051,091 No significant adverse items identified

801-65119 CWM FINANCIAL GROUP, INC. $36,623,831 No significant adverse items identified

801-73213 CYPRESS ADVISORS INC. $351,769,232 No significant adverse items identified

801-50511 CYPRESS ASSET MANAGEMENT $863,000,000 No significant adverse items identified

801-51814 CYPRESS ASSET MANAGEMENT INC $474,116,882 No significant adverse items identified

801-61733 CYPRESS CAPITAL GROUP $130,923,375 No significant adverse items identified

801-76742 CYPRESS CAPITAL MANAGEMENT GP LLC $118,675,779 No significant adverse items identified

801-62811 CYPRESS CAPITAL MANAGEMENT, LLC $68,000,000 No significant adverse items identified

801-66861 CYPRESS CAPITAL PARTNERS, LLC $312,000,000 No significant adverse items identified

801-67840 CYPRESS WEALTH MANAGEMENT, LLC $180,425,961 No significant adverse items identified

801-72094 CYRUS ASSET MANAGEMENT, LLC $3,250,000 No significant adverse items identified

801-73324 CZ CAPITAL LLP $159,977,647 No significant adverse items identified

801-72815 CZECH ASSET MANAGEMENT, L.P. $1,028,060,000 No significant adverse items identified

801-70413 D LITTLE, L.L.C. $26,000,000 No significant adverse items identified

801-60070 D. SCOTT NEAL, INC. $142,753,650 No significant adverse items identified

801-38202 D.A.C. DAVIS INVESTMENT COUNSEL, INC. $4,522,079 No significant adverse items identified

801-22733 D.B. FITZPATRICK & CO. $1,051,586,030 No significant adverse items identified

801-11253 D.P. HILL & CO. $133,188,523 No significant adverse items identified

801-74372 D/B/A THE DAVIS COMPANIES $546,000,000 No significant adverse items identified

801-47327 DABNEY INVESTMENT CONSULTING ASSOCIATES INC $0 No significant adverse items identified

801-64537 DAC ASSET MANAGEMENT LLC $94,813,535 No significant adverse items identified

801-62559 DAFNA CAPITAL MANAGEMENT, LLC $99,981,754 No significant adverse items identified

801-26495 DAHAB ASSOCIATES INC $0 No significant adverse items identified

801-71166 DAINTREE ADVISORS LLC $670,000,000 No significant adverse items identified


801-70030 DAN GOLDIE FINANCIAL SERVICES LLC $516,079,203 No significant adverse items identified

801-14828 DANA INVESTMENT ADVISORS INC $3,660,080,916 No significant adverse items identified

801-63207 DANIEL DEVINE & COMPANY $169,872,083 No significant adverse items identified

801-67599 DANIELS & ERICKSON FINANCIAL ADVISORS, LLC $98,161,668 No significant adverse items identified

801-42489 DANISON & ASSOCIATES INC $293,265,576 No significant adverse items identified

801-68118 D'ANNUNZIO CONSULTING GROUP, LLC $1,278,346,837 No significant adverse items identified

801-71575 DARA CAPITAL US, INC. $89,000,000 No significant adverse items identified

801-70094 D'ARCANGELO FINANCIAL GROUP, LLC $3,265,396 No significant adverse items identified

801-74976 DARRELL & KING, LLC $528,434,849 No significant adverse items identified

801-66356 DARTMOUTH ADVISORY SERVICES,INC. $52,033,939 No significant adverse items identified

801-49300 DARTMOUTH CAPITAL ADVISORS, INC. $130,546,857 No significant adverse items identified

801-49354 DARUMA CAPITAL MANAGEMENT, LLC $1,737,556,543 No significant adverse items identified

801-72964 DAVENPORT CAPITAL MANAGEMENT, LLC $0 No significant adverse items identified

801-68995 DAVID M. LEE, P.C. $278,000,000 No significant adverse items identified

801-12642 DAVID VAUGHAN INVESTMENTS INC $1,367,369,000 No significant adverse items identified

801-47437 DAVID WENDELL ASSOCIATES, INC. $494,656,000 No significant adverse items identified

801-28022 DAVIDSON & GARRARD INC $439,316,799 No significant adverse items identified

801-62185 DAVIDSON CAPITAL $128,300,000 No significant adverse items identified

801-60519 DAVIDSON CAPITAL MANAGEMENT, INC $105,459,763 No significant adverse items identified

801-60895 DAVIS CAPITAL MANAGEMENT, LLC $81,385,932 No significant adverse items identified

801-67997 DAVIS FINANCIAL SERVICES, LLC $44,685,790 No significant adverse items identified

801-48864 DAVIS MICHAEL KIM $92,831,000 No significant adverse items identified

801-13878 DAVIS R M INC $2,137,481,542 No significant adverse items identified

801-70254 DAVIS WEALTH MANAGEMENT $145,000,000 No significant adverse items identified

801-62106 DAY & ENNIS, LLC $166,926,395 No significant adverse items identified

801-66337 DAY HAGAN ASSET MANAGEMENT $154,373,407 No significant adverse items identified

801-57993 DBA CAP ADVISORS $0 No significant adverse items identified

801-58110 DBA, MULLEN ADVISORY $47,704,129 No significant adverse items identified

801-69033 DBL INVESTORS, LLC $225,000,000 No significant adverse items identified

801-63364 DBN WEALTH MANAGEMENT, LLC $0 No significant adverse items identified

801-62552 DC FUNDING PARTNERS LLC $2,495,677,797 No significant adverse items identified

801-55001 DDJ CAPITAL MANAGEMENT LLC $3,691,681,795 No significant adverse items identified

801-56225 DEAN ROLAND RUSSELL, LLC $103,067,000 No significant adverse items identified

801-68307 DEANE RETIREMENT STRATEGIES, INC. $104,107,591 No significant adverse items identified

801-54279 DEARBORN PARTNERS L.L.C. $2,053,000,000 No significant adverse items identified

801-55619 DECAMILLA CAPITAL MANAGEMENT INC $18,000,000 No significant adverse items identified

801-74387 DECATHLON CAPITAL PARTNERS, LLC $0 No significant adverse items identified

801-66165 DECATUR CAPITAL MANAGEMENT, INC. $188,342,785 No significant adverse items identified

801-72904 DECCAN VALUE INVESTORS L.P. $505,965,000 No significant adverse items identified

801-62171 DECISION ECONOMICS, INCORPORATED $0 No significant adverse items identified

801-70112 DECKER WEALTH MANAGEMENT, LLC $92,198,759 No significant adverse items identified

801-25156 DEERFIELD FINANCIAL ADVISORS, INC. $475,705,966 No significant adverse items identified

801-73284 DEERFIELD MANAGEMENT COMPANY $3,989,012,000 No significant adverse items identified

801-72980 DEERVIEW ASSET MANAGEMENT $43,000,000 No significant adverse items identified

801-50832 DEFINED CONTRIBUTION ADVISORS, INC. OR DCADVISORS $0 No significant adverse items identified

801-36582 DEIGHAN ASSOCIATES INC $140,245,459 No significant adverse items identified

801-64890 DEL MAR ASSET MANAGEMENT, LP $2,928,401,219 No significant adverse items identified

801-26994 DELAROCHE & CO INC $96,612,000 No significant adverse items identified


801-72555 DELAWARE ADVISORS, LLC $0 No significant adverse items identified

801-72996 DELEGATE ADVISORS, LLC $777,455,000 No significant adverse items identified

801-70198 DELLA PAROLA CAPITAL RESEARCH $92,279,000 No significant adverse items identified

801-66598 DELLACAMERA CAPITAL MANAGEMENT, LLC $78,054,331 No significant adverse items identified

801-18367 DELPHI MANAGEMENT INC $646,000,000 No significant adverse items identified

801-60746 DELRAY FINANCIAL CORPORATION $1,875,000 No significant adverse items identified

801-60492 DELTA ASSET MANAGEMENT, LLC $507,295,849 No significant adverse items identified

801-64169 DELTA CAPITAL MANAGEMENT LLC $165,630,431 No significant adverse items identified

801-61891 DELTA FINANCIAL ADVISORS $256,504,336 No significant adverse items identified

801-71210 DELTA FINANCIAL ADVISORS, INC $46,000,000 No significant adverse items identified

801-38772 DELTA FINANCIAL GROUP, INC. $221,327,000 No significant adverse items identified

801-44823 DELTA WEALTH MANAGEMENT $255,170,832 No significant adverse items identified

801-62553 DENALI CAPITAL LLC $29,097,646 No significant adverse items identified

801-62334 DENALI CAPITAL MANAGEMENT LLC $94,067,000 No significant adverse items identified

801-67725 DENNIS CAPITAL MANAGEMENT, L.L.C. $29,860,000 No significant adverse items identified

801-70786 DENT ASSET MANAGEMENT $147,000,000 No significant adverse items identified

801-11364 DENT D F & CO INC $3,257,316,658 No significant adverse items identified

801-21562 DENVER MONEY MANAGER, LLC $107,554,934 No significant adverse items identified

801-61316 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC. $494,030,717 No significant adverse items identified

801-63581 DESERANNO WEALTH MANAGEMENT $112,911,337 No significant adverse items identified

801-53077 DESTINATION WEALTH MANAGEMENT $1,059,299,075 No significant adverse items identified

801-57905 DETTERBECK WEALTH MANAGEMENT $78,331,004 No significant adverse items identified

801-55554 DEVER RICHARD WILLIAM $0 No significant adverse items identified

801-34127 DEVON ASSOCIATES $94,000,000 No significant adverse items identified

801-69078 DEW WEALTH STRATEGIES, LLC $104,169,325 No significant adverse items identified

801-74370 DFW MANAGEMENT CORPORATION $128,300,000 No significant adverse items identified

801-66469 DGAM $5,276,000,000 No significant adverse items identified

801-73377 DGZ CAPITAL II, L.L.C. $357,000,000 No significant adverse items identified

801-44524 DHK FINANCIAL ADVISORS INC $873,463,377 No significant adverse items identified

801-74028 DIALECTIC CAPITAL MANAGEMENT, LLC $2,349,034,472 No significant adverse items identified

801-73268 DIAMOND CASTLE HOLDINGS, LLC $1,622,242,750 No significant adverse items identified

801-64585 DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC $102,000,000 No significant adverse items identified

801-42639 DIGIOVINE HNILO JORDAN & JOHNSON FINANCIAL ADVISORS LTD $109,462,840 No significant adverse items identified

801-31572 DILLON & ASSOCIATES INC $176,046,184 No significant adverse items identified

801-8123 DINSMORE CAPITAL MANAGEMENT CO. $217,708,940 No significant adverse items identified

801-67248 DIRECT RETIREMENT SOLUTIONS $199,095,013 No significant adverse items identified

801-69191 DISABATO ADVISERS, LLC $0 No significant adverse items identified

801-70479 DISCH & ASSOCIATES, LLC $119,480,000 No significant adverse items identified

801-62624 DISCIPLINED EQUITY MANAGEMENT, INC. $132,384,490 No significant adverse items identified

801-71011 DISCIPLINED INVESTMENTS, LLC $111,764,690 No significant adverse items identified

801-67768 DISCIPLINED INVESTORS, L.L.C. $105,154,389 No significant adverse items identified

801-74471 DISCIPLINED PORTFOLIO SOLUTIONS LLC $48,779,937 No significant adverse items identified

801-74047 DISCOVERY CAPITAL MANAGEMENT, LLC $12,636,684,627 No significant adverse items identified

801-56038 DIVELEY LIND & ASSOCIATES LLC $64,215,516 No significant adverse items identified

801-70541 DIVERSIFIED FINANCIAL ADVISORS, LLC $125,116,815 No significant adverse items identified

801-57167 DIVERSIFIED FINANCIAL PLANNING INC $167,620,780 No significant adverse items identified

801-67260 DIVERSIFIED INVESTMENT STRATEGIES, LLC $143,100,000 No significant adverse items identified

801-46436 DIVERSIFIED MANAGEMENT INC $607,255,013 No significant adverse items identified


801-61293 DIVI-VEST ADVISORS $40,122,574 No significant adverse items identified

801-15740 DIXON, HUBARD, FEINOUR & BROWN, INC. $437,007,279 No significant adverse items identified

801-70505 DJM WEALTH STRATEGIES, LLC $41,218,804 No significant adverse items identified

801-66443 DKR FUSION MANAGEMENT L.P. $23,488,260 No significant adverse items identified

801-70445 DLG WEALTH MANAGEMENT LLC $91,691,489 No significant adverse items identified

801-69825 DLK INVESTMENT MANAGEMENT $106,331,163 No significant adverse items identified

801-74315 DM HESS INVESTMENTS, INC. $88,200,000 No significant adverse items identified

801-73031 DMS ADVISORS, INC. $100,000 No significant adverse items identified

801-51693 DOBSON ASSET MANAGEMENT $102,578,116 No significant adverse items identified

801-63130 DOBSON ASSET MANAGEMENT, INC. $114,046,684 No significant adverse items identified

801-43547 DOCK STREET ASSET MANAGEMENT INC $338,265,509 No significant adverse items identified

801-70411 DOGWOOD CAPITAL MANAGEMENT $20,000,000 No significant adverse items identified

801-43726 DOHENY ASSET MANAGEMENT, L.L.C. $222,350,156 No significant adverse items identified

801-24638 DOLAN FINANCIAL CORP $48,812,523 No significant adverse items identified

801-54756 DOLAN MCENIRY CAPITAL MANAGEMENT LLC $2,873,097,000 No significant adverse items identified

801-44471 DOLIVER CAPITAL ADVISORS, L.P. $157,633,382 No significant adverse items identified

801-35883 DOMAIN CAPITAL ADVISORS, LLC $2,470,525,471 No significant adverse items identified

801-73039 DOMINION CAPITAL MANAGEMENT FUND ADVISORS, INC. $0 No significant adverse items identified

801-73269 DOMINUS CAPITAL MANAGEMENT, L.P. $200,309,579 No significant adverse items identified

801-60531 DONNELLY WEALTH ADVISORS, INC. $195,886,695 No significant adverse items identified

801-61818 DOPKINS WEALTH MANAGEMENT, LLC $464,060,196 No significant adverse items identified

801-63706 D'ORAZIO & ASSOCIATES, INC. $517,141,557 No significant adverse items identified

801-31676 DORCHESTER INVESTMENT MANAGEMENT $631,000,000 No significant adverse items identified

801-60402 DORIAN EASON ASSET MANAGEMENT, LLC $190,665,000 No significant adverse items identified

801-73078 DORSAL CAPITAL MANAGEMENT, LLC $213,000,000 No significant adverse items identified

801-70325 DOUBLE ALPHA GROUP LLC $5,596,270 No significant adverse items identified

801-68346 DOUBLE EAGLE CAPITAL MANAGEMENT LP $227,335,763 No significant adverse items identified

801-47055 DOUGLAS C. LANE & ASSOCIATES, INC. $2,255,544,743 No significant adverse items identified

801-10647 DOUGLAS CAPITAL MANAGEMENT INC $208,883,394 No significant adverse items identified

801-56993 DOUGLASS WINTHROP ADVISORS LLC $713,958,168 No significant adverse items identified

801-35543 DOVER PARTNERS INC $33,948,940 No significant adverse items identified

801-71820 DOWD COMPANY LLC $5,100,000 No significant adverse items identified

801-29274 DOWLING & YAHNKE, LLC $2,097,247,554 No significant adverse items identified

801-72304 DOWNEY CAPITAL MANAGEMENT, INC. $39,925,246 No significant adverse items identified

801-65468 DOWNTOWN ASSOCIATES, L.L.C. $145,000,000 No significant adverse items identified

801-74142 DOYLE FUND MANAGEMENT, LLC $270,012,225 No significant adverse items identified

801-64034 DOYLE WEALTH MANAGEMENT, INC. $305,948,872 No significant adverse items identified

801-46908 DRA ADVISORS LLC $10,255,333,386 No significant adverse items identified

801-73554 DRAGONBACK CAPITAL LIMITED $286,930,184 No significant adverse items identified

801-72521 DRAGUS CAPITAL, LLC $105,408,869 No significant adverse items identified

801-74579 DREAMTREE CAPITAL LLC $0 No significant adverse items identified

801-54255 DREMAN VALUE MANAGEMENT LLC $4,653,953,113 No significant adverse items identified

801-72212 DREXEL HAMILTON INVESTMENT PARTNERS, LLC $63,000,000 No significant adverse items identified

801-55207 DROMS STRAUSS ADVISORS INC $211,954,000 No significant adverse items identified

801-66278 DRUM CAPITAL MANAGEMENT LLC $850,613,348 No significant adverse items identified

801-66446 DRUM HILL CAPITAL, LLC $109,918,846 No significant adverse items identified

801-65114 DTS GROUP LLC $46,898,679 No significant adverse items identified

801-74612 DUBLIN HILL CAPITAL ADVISORS, LP $0 No significant adverse items identified


801-71267 DUBLIN WEALTH MANAGEMENT, INC. $14,154,984 No significant adverse items identified

801-57574 DUCKWORTH MEHNER PRIVATE WEALTH ADVISORS, INC. $104,513,603 No significant adverse items identified

801-61390 DUET ALTERNATIVE INVESTMENTS (USA) LIMITED $194,000,000 No significant adverse items identified

801-66742 DUET ASSET MANAGEMENT LTD. $1,201,000,000 No significant adverse items identified

801-65757 DUNBAR CAPITAL INVESTORS, LLC $179,001,938 No significant adverse items identified

801-72027 DUNCAN INVESTMENT ADVISORS, INC. $153,489,320 No significant adverse items identified

801-58224 DUNCKER STREETT & CO., LLC $265,409,350 No significant adverse items identified

801-73450 DUNE REAL ESTATE PARTNERS LP $1,358,789,741 No significant adverse items identified

801-14602 DUNNAVAN & CO. $162,066,065 No significant adverse items identified

801-54211 DUNTON AMMON GRESHAM JR $160,291,810 No significant adverse items identified

801-11453 DUNVEGAN ASSOCIATES INC $216,957,092 No significant adverse items identified

801-71497 DUPREE FINANCIAL GROUP, LLC $90,000,000 No significant adverse items identified

801-60001 DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLP $654,166,416 No significant adverse items identified

801-69076 DURBIN FINANCIAL ADVISORS, INC. $31,213,446 No significant adverse items identified

801-65704 DURHAM ASSET MANAGEMENT L.L.C. $462,160,000 No significant adverse items identified

801-65024 DWIGHT INVESTMENT COUNSEL $59,000,000 No significant adverse items identified

801-73856 DYNAMIC CAPITAL MANAGEMENT LIMITED $1,192,700,000 No significant adverse items identified

801-65717 DYNAMIS ADVISORS, LLC $16,864,771 No significant adverse items identified

801-71769 DYREK, JOHN EDWARD $0 No significant adverse items identified

801-60620 E CAPITAL MANAGEMENT L.P. $3,928,996,688 No significant adverse items identified

801-63200 E&E CAPITAL ADVISORS LLC $41,125,000 No significant adverse items identified

801-61788 E. BATOFF & CO., INC. $116,000,000 No significant adverse items identified

801-42566 E. S. BARR & COMPANY $724,956,506 No significant adverse items identified

801-74092 EAC MANAGEMENT LP $335,054,845 No significant adverse items identified

801-29263 EADS & HEALD INVESTMENT COUNSEL $142,600,000 No significant adverse items identified

801-57207 EAGLE CAPITAL MANAGEMENT, LLC $172,000,000 No significant adverse items identified

801-65727 EAGLE FINANCIAL MANAGEMENT SERVICES, LLC $100,562,956 No significant adverse items identified

801-71324 EAGLE FINANCIAL STRATEGIES $48,038,566 No significant adverse items identified

801-67955 EAGLE INVESTMENT ADVISORS $45,379,060 No significant adverse items identified

801-69450 EAGLE RIDGE INVESTMENT MANAGEMENT LLC $258,418,748 No significant adverse items identified

801-73577 EAGLE RIVER ASSET MANAGEMENT LLC $191,836,500 No significant adverse items identified

801-68994 EAGLEEYE ASSET MANAGEMENT, LLC $53,723,955 No significant adverse items identified

801-73376 EAGLE'S VIEW CAPITAL MANAGEMENT LLC $420,457,682 No significant adverse items identified

801-73423 EAGLEVALE PARTNERS LP $126,042,156 No significant adverse items identified

801-46920 EAMES FINANCIAL $104,500,000 No significant adverse items identified

801-56189 EARNEST PARTNERS, LLC $18,824,622,706 No significant adverse items identified

801-69456 EAST COAST ASSET MANAGEMENT, LLC $230,626,446 No significant adverse items identified

801-69170 EAST END ADVISORS, LLC $3,753,311,848 No significant adverse items identified

801-44774 EAST PACIFIC INVESTMENT COMPANY INC $107,175,818 No significant adverse items identified

801-74111 EAST SIDE CAPITAL CORP $2,121,900,000 No significant adverse items identified

801-64438 EAST WEST WEALTH MANAGEMENT, LLC $311,552,105 No significant adverse items identified

801-73730 EASTWARD CAPITAL PARTNERS, LLC $289,490,000 No significant adverse items identified

801-33176 EBER CAPITAL MANAGEMENT $51,075,459 No significant adverse items identified

801-65966 EBF & ASSOCIATES, L.P. $1,159,343,063 No significant adverse items identified

801-73460 ECHO STREET CAPITAL MANAGEMENT, LLC $483,470,000 No significant adverse items identified

801-21175 ECLECTIC ASSOCIATES INC $470,768,331 No significant adverse items identified

801-65723 ECOFIN LIMITED $1,242,917,949 No significant adverse items identified

801-64822 EDDYSTONE CAPITAL LLC $33,000,000 No significant adverse items identified


801-66817 EDEN ROCK CAPITAL MANAGEMENT $149,694,939 No significant adverse items identified

801-74485 EDEX RECOVERY SOLUTIONS, LLC $0 No significant adverse items identified

801-71397 EDGBASTON INVESTMENT PARTNERS $204,588,735 No significant adverse items identified

801-64547 EDGE PORTFOLIO MANAGEMENT, LLC $193,977,984 No significant adverse items identified

801-74056 EDGE PRINCIPAL ADVISORS, LLC $447,002,316 No significant adverse items identified

801-56945 EDGEMOOR INVESTMENT ADVISORS, INC. $506,403,333 No significant adverse items identified

801-63714 EDINBURGH PARTNERS LIMITED $13,517,307,779 No significant adverse items identified

801-43372 EDMP, INC. $163,642,797 No significant adverse items identified

801-71303 EDMUNDS WHITE PARTNERS LLC $136,398,870 No significant adverse items identified

801-74304 EDOMA PARTNERS LLP $1,507,053,033 No significant adverse items identified

801-60450 EFFICIENT FRONTIER ADVISORS LLC $203,678,000 No significant adverse items identified

801-62482 EFFICIENT PORTFOLIO CONSULTANTS, LLC $15,000 No significant adverse items identified

801-62957 EHB FINANCIAL RESOURCES MANAGEMNT, INC. $48,200,000 No significant adverse items identified

801-71744 EIG MANAGEMENT COMPANY, LLC $9,643,897,151 No significant adverse items identified

801-69214 EIGHT CAPITAL MANAGEMENT, LLC $32,615,748 No significant adverse items identified

801-72423 EIGHT INVESTMENT PARTNERS PTY LIMITED $261,600,000 No significant adverse items identified

801-74240 EIKOH RESEARCH INVESTMENT MANAGEMENT $1,685,606,970 No significant adverse items identified

801-64940 ELCO MANAGEMENT COMPANY, LLC $57,997,232 No significant adverse items identified

801-42161 ELDRIDGE INVESTMENT ADVISORS INC $199,957,843 No significant adverse items identified

801-58092 ELECT-INVEST.COM,INC. $700,000 No significant adverse items identified

801-73544 ELEMENT CAPITAL MANAGEMENT LLC $9,799,970,000 No significant adverse items identified

801-74043 ELEMENT PARTNERS $776,456,212 No significant adverse items identified

801-70618 ELEMENTUM ADVISORS, LLC $506,066,676 No significant adverse items identified

801-66969 ELEVEN O'CLOCK ASSOCIATES, LLC $60,305,600 No significant adverse items identified

801-66560 ELGETHUN CAPITAL MANAGEMENT $100,205,729 No significant adverse items identified

801-10139 ELIOT FINKEL INVESTMENT COUNSEL, LLC $90,602,278 No significant adverse items identified

801-61108 ELIOT ROSE ASSET MANAGEMENT, LLC $90,113,000 No significant adverse items identified

801-69929 ELITE CAPITAL MANAGEMENT GROUP, LLC $237,284,136 No significant adverse items identified

801-52436 ELITE CONSULTANTS INTERNATIONAL $0 No significant adverse items identified

801-69350 ELK HILL ADVISORS, INC. $59,197,319 No significant adverse items identified

801-73011 ELLIS INVESTMENT PARTNERS, LLC $163,991,715 No significant adverse items identified

801-73493 ELLIS LAKE CAPITAL, LLC $205,356,237 No significant adverse items identified

801-64366 ELM ADVISORS, LLC $197,949,454 No significant adverse items identified

801-63068 EMANCIPATION CAPITAL LLC $96,000,000 No significant adverse items identified

801-60455 EMERALD RESEARCH CORP. $2,283,490 No significant adverse items identified

801-70871 EMERGING CAPITAL PARTNERS $17,239,511 No significant adverse items identified



801-69832 EMERGING GLOBAL ADVISORS, LLC $683,000,000 No significant adverse items identified

801-70731 EMERGINGWEALTH INVESTMENT MANAGEMENT, INC. $3,659,184 No significant adverse items identified

801-64084 EMERITI RETIREMENT HEALTH SOLUTIONS $0 No significant adverse items identified

801-24250 EMERSON INVESTMENT MANAGEMENT INC $548,885,645 No significant adverse items identified

801-60292 EMERY HOWARD $787,990,818 No significant adverse items identified

801-73523 EMINENCE CAPITAL, LLC $4,879,849,593 No significant adverse items identified

801-68115 EMPIRE INVESTING GROUP, LLC $0 No significant adverse items identified

801-73495 EMPIRIC ASSET MANAGEMENT, LLC $71,990,533 No significant adverse items identified

801-72168 EMPIRICAL WEALTH MANAGEMENT $363,910,608 No significant adverse items identified

801-66642 EMPIRICAL WEALTH MANAGEMENT, LLC $182,025,005 No significant adverse items identified


801-71697 EMPIRITRAGE, LLC $101,200,000 No significant adverse items identified

801-65586 EMPYREAN CAPITAL PARTNERS, LP $4,078,286,324 No significant adverse items identified

801-36794 EMPYRION WEALTH MANAGEMENT, INC. $126,670,077 No significant adverse items identified

801-73068 EMRYS PARTNERS, LP $22,860,000 No significant adverse items identified

801-71862 EMS CAPITAL LP $841,035,866 No significant adverse items identified

801-73723 ENCOMPASS CAPITAL ADVISORS LLC $1,597,050,979 No significant adverse items identified

801-73984 ENDEAVOUR CAPITAL ADVISORS INC. $538,628,000 No significant adverse items identified

801-73267 ENDICOTT MANAGEMENT COMPANY $362,736,424 No significant adverse items identified

801-70077 ENDURANCE WEALTH MANAGEMENT, INC. $543,000,000 No significant adverse items identified

801-66907 ENERGY INCOME PARTNERS $1,569,000,000 No significant adverse items identified

801-73850 ENERGY INVESTORS FUNDS $4,205,427,306 No significant adverse items identified

801-58193 ENERGY TRUST LLC $661,005,900 No significant adverse items identified

801-68896 ENGLESON & ASSOCIATES $44,640,803 No significant adverse items identified

801-74134 ENHANCED CAPITAL PARTNERS, INC. $309,026,243 No significant adverse items identified

801-64861 ENHANCED INVESTMENT PRODUCTS LIMITED $344,182,000 No significant adverse items identified

801-64892 ENHANCED INVESTMENT PRODUCTS LIMITED $304,069,851 No significant adverse items identified

801-73282 ENHANCED MANAGEMENT COMPANY $582,020,202 No significant adverse items identified

801-72575 ENR ASSET MANAGEMENT, INCORPORATED $115,000,000 No significant adverse items identified

801-36250 ENRIGHT, MOLLIN, CASCIO AND RAMUSEVIC $165,521,000 No significant adverse items identified

801-54850 ENSEMBLE CAPITAL MANAGEMENT, LLC $258,333,884 No significant adverse items identified

801-74447 ENTERPRISE INVESTORS $1,438,071,266 No significant adverse items identified

801-56888 ENTRUST INVESTMENT MANAGEMENT LLC $25,185,000 No significant adverse items identified

801-48253 ENVISION CAPITAL MANAGEMENT INC $325,302,525 No significant adverse items identified

801-69927 ENVOI LLC $855,037,275 No significant adverse items identified

801-74102 EOS MANAGEMENT, L.P. $1,496,231,262 No significant adverse items identified

801-51518 EPG INCORPORATED $3,004,993,883 No significant adverse items identified

801-63213 EPLAN ADVISORS, LLC $0 No significant adverse items identified

801-63118 EPOCH INVESTMENT PARTNERS, INC. $21,363,051,571 No significant adverse items identified

801-62454 EPSILON FINANCIAL GROUP, INC. $246,000,000 No significant adverse items identified

801-73357 EQUABLE INVESTMENT MANAGEMENT, LLC $54,350,000 No significant adverse items identified

801-71777 EQUALIA CAPITAL PARTNERS, LLC $236,542,479 No significant adverse items identified

801-73002 EQUATOR, LLC $398,000,000 No significant adverse items identified

801-72785 EQUITIUS LLC $0 No significant adverse items identified

801-62880 EQUITRUST FINANCIAL GROUP, LTD. $135,023,701 No significant adverse items identified

801-64817 EQUITY FUND RESEARCH $41,692,368 No significant adverse items identified

801-27781 EQUITY INVESTMENT CORP $1,127,941,890 No significant adverse items identified

801-71776 EQUITY LOGIC $1,500,000 No significant adverse items identified

801-20786 EQUIUS PARTNERS, INC. $583,124,916 No significant adverse items identified

801-67358 ERAAM $398,660,931 No significant adverse items identified

801-68225 ERICKSON ADVISORS $47,599,000 No significant adverse items identified

801-64931 ERISA FIDUCIARY ADVISORS, INC. $302,182,454 No significant adverse items identified

801-65247 ERMITAGE ASSET MANAGEMENT JERSEY LIMITED $555,791,498 No significant adverse items identified

801-17591 ESD ADVISORY SERVICES INC $39,017,701 No significant adverse items identified

801-61549 ESD MANAGEMENT III LIMITED $68,686,573 No significant adverse items identified

801-74534 ESO CAPITAL UK LIMITED $160,000,000 No significant adverse items identified

801-74284 ESPALIER GLOBAL MANAGEMENT LLC $803,859,057 No significant adverse items identified

801-73659 ESS FUND MANAGEMENT, LLC $29,157,949 No significant adverse items identified

801-70121 ESSENTIAL INVESTMENT PARTNERS, LLC $90,428,395 No significant adverse items identified


801-70193 ESSEX ASSET MANAGEMENT LLC $104,424,651 No significant adverse items identified

801-54274 ESSEX LLC $146,110,116 No significant adverse items identified

801-68600 ESSEX RIDGE CAPITAL GROUP, LLC $107,394,814 No significant adverse items identified

801-62584 ESTATE COUNSELORS, LLC $165,280,283 No significant adverse items identified

801-56842 ESTHER M MCGANN , MBA, CFP $5,859,380 No significant adverse items identified

801-70785 ETESIAN WEALTH ADVISORS, INC. $255,971,591 No significant adverse items identified

801-73171 ETON PARK CAPITAL MANAGEMENT, L.P. $19,401,291,008 No significant adverse items identified

801-62745 EUBANK, HUTSON & ASSOCIATES $92,887,239 No significant adverse items identified

801-60766 EUCLID INVESTMENT ADVISORY, LLC $124,000,000 No significant adverse items identified

801-74259 EUREKA GROWTH CAPITAL $167,900,000 No significant adverse items identified

801-63396 EUROCAPITAL ADVISORS, LLC $94,453,266 No significant adverse items identified

801-74296 EUROPEAN SPECIAL OPPORTUNITIES ADVISORS AG $209,144,000 No significant adverse items identified

801-70838 EUROPEAN VALUE PARTNERS ADVISORS S.A R.L $1,171,339,078 No significant adverse items identified

801-69405 EVANS INVESTMENT ADVISORS, L.L.C. $121,485,369 No significant adverse items identified

801-64387 EVANSON ASSET MANAGEMENT, LLC $2,326,587,245 No significant adverse items identified

801-43993 EVANSTON ADVISORS $324,128,000 No significant adverse items identified

801-42861 EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT $124,368,276 No significant adverse items identified

801-60104 EVENSKY & KATZ, LLC $757,000,000 No significant adverse items identified

801-69154 EVENTIDE ASSET MANAGEMENT, LLC $28,438,240 No significant adverse items identified

801-853 EVERETT HARRIS & CO $5,568,390,486 No significant adverse items identified

801-70106 EVERGREEN ADVISORS, LLC $106,534,041 No significant adverse items identified

801-63734 EVERGREEN ASSET MANAGEMENT, LLC $132,143,606 No significant adverse items identified

801-20248 EVERGREEN CAPITAL MANAGEMENT LLC $1,041,480,784 No significant adverse items identified

801-62732 EVERGREEN CAPITAL MANAGEMENT, INC. $105,000,000 No significant adverse items identified

801-66606 EVERGREEN WEALTH ADVISORY GROUP, LLC $36,903,933 No significant adverse items identified

801-57708 EVERGREEN WEALTH MANAGEMENT LLC $122,462,211 No significant adverse items identified

801-70170 EVERMAY WEALTH MANAGEMENT, LLC $262,293,041 No significant adverse items identified

801-70645 EVERMORE GLOBAL ADVISORS, LLC $55,964,913 No significant adverse items identified

801-63668 EVOLUTION CAPITAL STRATEGIES LLC $23,201,285 No significant adverse items identified

801-71225 EVOLVED ALPHA, LLC $172,733,512 No significant adverse items identified

801-71927 EVT FINANCIAL ADVISORS $226,754,424 No significant adverse items identified

801-39935 EXCALIBUR MANAGEMENT CORP $795,189,000 No significant adverse items identified

801-57188 EXCEL CAPITAL MANAGEMENT CORP $73,728,496 No significant adverse items identified

801-61798 EXCELSIA, INC. $141,941,601 No significant adverse items identified

801-68100 EXCELSIOR CAPITAL ADVISORS, LLC $120,189,295 No significant adverse items identified

801-36104 EXCHANGE CAPITAL MANAGEMENT INC $246,906,221 No significant adverse items identified

801-63511 EXCHANGE PLACE ADVISORS, LLC $103,765,893 No significant adverse items identified

801-43057 EXCOMP ASSET MANAGEMENT LTD $109,329,446 No significant adverse items identified

801-61152 EXECUTIVE ASSET MANAGEMENT, INC. $26,373,129 No significant adverse items identified

801-57459 EXECUTIVE FINANCIAL SERVICES INC $65,176,639 No significant adverse items identified

801-64974 EXECUTIVE FINANCIAL SERVICES, INC. $32,500,000 No significant adverse items identified

801-67730 EXECUTIVE MONEY MANAGERS, INC. $61,053,597 No significant adverse items identified

801-62789 EXENCIAL WEALTH ADVISORS $647,804,517 No significant adverse items identified

801-74368 EXETER PROPERTY GROUP, LLC $725,000,000 No significant adverse items identified

801-71805 EXIGENT CAPITAL MANAGEMENT LLC $109,345,210 No significant adverse items identified

801-66315 EXPLORADOR CAPITAL MANAGEMENT, LLC $96,000,000 No significant adverse items identified

801-73617 EXPO CAPITAL MANAGEMENT LLC $855,093,113 No significant adverse items identified

801-68848 F&V CAPITAL MANAGEMENT, L.L.C. $113,548,794 No significant adverse items identified


801-50955 FAGAN ASSOCIATES INC $155,201,000 No significant adverse items identified

801-72042 FAIR HAVEN PARTNERS, LLC $160,000,000 No significant adverse items identified

801-44279 FAIRFIELD FINANCIAL ADVISORS $109,195,409 No significant adverse items identified

801-72160 FAIRPOINTE CAPITAL LLC $3,398,038,784 No significant adverse items identified

801-68520 FAIRPORT ASSET MANAGEMENT $767,311,088 No significant adverse items identified

801-60991 FAIRSON MANAGEMENT LIMITED $23,757,148 No significant adverse items identified

801-74743 FAIRVIEW CAPITAL PARTNERS, INC. $2,010,251,800 No significant adverse items identified

801-72952 FAIRVIEW CONSTITUTION MANAGEMENT IV LLC $150,750,000 No significant adverse items identified

801-70804 FAIRWAY INVESTMENT ADVISORS, LLC $385,000 No significant adverse items identified

801-72513 FALCON BRIDGE CAPITAL $732,509,451 No significant adverse items identified

801-74667 FALCON EDGE CAPITAL, LP $0 No significant adverse items identified

801-73626 FALCON INVESTMENT ADVISORS, LLC $1,160,401,969 No significant adverse items identified

801-69642 FAMA INVESTIMENTOS $494,985,722 No significant adverse items identified

801-60213 FAMILY CAPITAL MANAGEMENT $59,610,000 No significant adverse items identified

801-63744 FAMILY INVESTMENT CENTER $90,332,184 No significant adverse items identified

801-61987 FAMILY WMS, LLC $351,945,145 No significant adverse items identified

801-57786 FAN ASSET MANAGEMENT LLC $836,039,112 No significant adverse items identified

801-66148 FARNAM STREET FUND MANAGEMENT (CAYMAN) LIMITED $191,000,000 No significant adverse items identified

801-52081 FARR MILLER & WASHINGTON LLC $824,995,894 No significant adverse items identified

801-15865 FARROW FINANCIAL INC $113,378,339 No significant adverse items identified

801-73815 FC CAPITAL MANAGEMENT LLC $340,900,000 No significant adverse items identified

801-73908 FDG ASSOCIATES $308,000,000 No significant adverse items identified

801-55104 FDO PARTNERS $3,053,300,000 No significant adverse items identified

801-29775 FDX ADVISORS, INC. $130,980,000 No significant adverse items identified

801-73275 FE CLEAN ENERGY GROUP, INC. $50,735,698 No significant adverse items identified

801-73237 FE GLOBAL CLEAN ENERGY CORP. $177,904,745 No significant adverse items identified

801-74428 FEDERAL CAPITAL PARTNERS $1,517,599,703 No significant adverse items identified

801-61168 FEDERAL STREET ADVISERS, INC. $1,200,000 No significant adverse items identified

801-74419 FEDERAL WAY ASSET MANAGEMENT LP $0 No significant adverse items identified

801-71273 FEDERMANN FINANCIAL ADVISORS INC. $28,888,746 No significant adverse items identified

801-60251 FEE-ONLY FINANCIAL PLANNING, L.C. $167,822,235 No significant adverse items identified

801-56718 FEE-ONLY PLANNING PROFESSIONALS, LLC $81,529,610 No significant adverse items identified

801-65638 FEINGOLD O'KEEFFE CAPITAL, LLC $1,417,413,050 No significant adverse items identified

801-72705 FELTZ WEALTHPLAN, INC. $412,900,000 No significant adverse items identified

801-56625 FERGUSON ASSET MANAGEMENT INC $106,052,022 No significant adverse items identified

801-11188 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. $2,915,429,525 No significant adverse items identified

801-65497 FERMAT CAPITAL MANAGEMENT, LLC $2,515,150,000 No significant adverse items identified

801-73817 FERRER FREEMAN & COMPANY, LLC $696,204,949 No significant adverse items identified

801-71685 FFCM LLC $44,000,000 No significant adverse items identified

801-63837 FGMK/PRESERVATON CAPITAL PARTNERS, LLC $107,876,772 No significant adverse items identified

801-65517 FGS CAPITAL LLP $30,000,000 No significant adverse items identified

801-65544 FH INTERNATIONAL ASSET MANAGEMENT, LLC $97,890,204 No significant adverse items identified

801-57196 FIC CAPITAL, INC. $152,600,000 No significant adverse items identified

801-69357 FIDUCIA GROUP, LLC $0 No significant adverse items identified

801-57763 FIDUCIARY ADVISORS, INC. $266,813,678 No significant adverse items identified

801-32115 FIDUCIARY CAPITAL ADVISORS INC $293,214,838 No significant adverse items identified

801-70016 FIDUCIARY CONSULTING GROUP, LLC $143,579,699 No significant adverse items identified

801-4158 FIDUCIARY COUNSELLING INC $3,723,825,591 No significant adverse items identified


801-37185 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC $295,918,784 No significant adverse items identified

801-72234 FIDUCIARY FIRST $0 No significant adverse items identified

801-66762 FIDUCIARY INVESTMENT ADVISORS, LLC $0 No significant adverse items identified

801-71950 FIDUCIARY INVESTMENT CONSULTANTS, LLC $3,761,342 No significant adverse items identified

801-72645 FIDUCIARY INVESTMENT COUNCIL, LLC $105,000,000 No significant adverse items identified

801-61750 FIDUCIARY MANAGEMENT ASSOCIATES, LLC $1,481,714,709 No significant adverse items identified

801-18217 FIDUCIARY MANAGEMENT GROUP LTD $125,600,000 No significant adverse items identified

801-15164 FIDUCIARY MANAGEMENT, INC. $12,806,706,096 No significant adverse items identified

801-70714 FIDUCIARY RESEARCH AND CONSULTING LLC $7,621,491,000 No significant adverse items identified

801-67372 FIDUCIARY SERVICES, INC. $171,681,000 No significant adverse items identified

801-70601 FIDUCIARYPLANREVIEW $42,000,000 No significant adverse items identified

801-63958 FIDUCIARYVEST, LLC $182,812,832 No significant adverse items identified

801-72335 FIELD STREET CAPITAL MANAGEMENT, LLC $12,414,772,979 No significant adverse items identified

801-60240 FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC $136,495,960 No significant adverse items identified

801-60490 FIEN CAPITAL MANAGEMENT, LLC $76,339,997 No significant adverse items identified

801-71885 FIERA CAPITAL CORPORATION $29,000,000,000 No significant adverse items identified

801-34803 FIERSTON FINANCIAL GROUP INC $438,250,086 No significant adverse items identified

801-68676 FIFTH STREET MANAGEMENT LLC $1,218,472,057 No significant adverse items identified

801-65126 FILAMENT, LLC $979,433,506 No significant adverse items identified

801-68464 FILOMENO WEALTH MANAGEMENT, LLC $157,819,074 No significant adverse items identified

801-71013 FINACCESS ADVISORS, LLC $1,768,925,915 No significant adverse items identified

801-62698 FINANCAL SYMMETRY INC. $137,276,083 No significant adverse items identified

801-33001 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD $575,364,742 No significant adverse items identified

801-31624 FINANCIAL ADVANTAGE INC $268,372,626 No significant adverse items identified

801-71109 FINANCIAL ADVISORY CORPORATION $94,171,734 No significant adverse items identified

801-33761 FINANCIAL ADVISORY CORPORATION $269,591,286 No significant adverse items identified

801-57864 FINANCIAL ALTERNATIVES, INC. $94,912,279 No significant adverse items identified

801-27858 FINANCIAL ASSET MANAGEMENT CORP $125,238,788 No significant adverse items identified

801-66516 FINANCIAL AVENGERS, INC. $68,669,568 No significant adverse items identified

801-42200 FINANCIAL CLARITY, INC. $1,052,813,000 No significant adverse items identified

801-61345 FINANCIAL CONCEPTS UNLIMITED, INC. $41,000,000 No significant adverse items identified

801-57202 FINANCIAL CONNECTIONS GROUP, INC. $131,715,060 No significant adverse items identified

801-18829 FINANCIAL CONSULATE $261,000,000 No significant adverse items identified

801-51360 FINANCIAL COUNCIL ASSET MANAGEMENT INC $233,757,942 No significant adverse items identified

801-42792 FINANCIAL COUNCIL INC $0 No significant adverse items identified

801-63876 FINANCIAL COUNSELING, INC. $36,000,000 No significant adverse items identified

801-55196 FINANCIAL ENGINES ADVISORS L.L.C. $47,500,000,000 No significant adverse items identified

801-72907 FINANCIAL ENHANCEMENT GROUP $0 No significant adverse items identified

801-71390 FINANCIAL FIDUCIARIES, LLC $96,194,744 No significant adverse items identified

801-61013 FINANCIAL FOCUS, INC. $148,622,982 No significant adverse items identified

801-63647 FINANCIAL FREEDOM $138,400,000 No significant adverse items identified

801-10905 FINANCIAL HORIZONS, INC. $104,801,461 No significant adverse items identified

801-61821 FINANCIAL HORIZONS-WEALTH BUILDING STRATEGIES LLC $181,696,552 No significant adverse items identified

801-67516 FINANCIAL INNOVATIONS, LLC $91,072,049 No significant adverse items identified

801-21624 FINANCIAL INSIGHTS INC $100,066,494 No significant adverse items identified

801-61949 FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC $53,860,000 No significant adverse items identified

801-39889 FINANCIAL MANAGEMENT ADVISORS INC $41,603,814 No significant adverse items identified

801-62030 FINANCIAL MANAGEMENT CONCEPTS $94,360,315 No significant adverse items identified


801-44691 FINANCIAL MANAGEMENT GROUP INC $189,213,653 No significant adverse items identified

801-37738 FINANCIAL MANAGEMENT PARTNERS $2,104,597,599 No significant adverse items identified

801-60609 FINANCIAL MANAGEMENT SERVICES $92,255,226 No significant adverse items identified

801-44517 FINANCIAL MOUNTAIN INC $57,960,357 No significant adverse items identified

801-55164 FINANCIAL NETWORK SPECIALISTS LLC $55,000,000 No significant adverse items identified

801-64595 FINANCIAL PLANNING & CONSULTING SERVICES, INC $113,368,176 No significant adverse items identified

801-67497 FINANCIAL PLANNING ADVISORS, INC. $50,852,324 No significant adverse items identified

801-61933 FINANCIAL PLANNING AND INFORMATION SERVICES, INC. $227,000,000 No significant adverse items identified

801-64150 FINANCIAL PLANNING CONCEPTS OF AMERICA, INC. $58,135,000 No significant adverse items identified

801-58022 FINANCIAL PLANNING SERVICES, INC. $67,500,000 No significant adverse items identified

801-64340 FINANCIAL PROFESSIONALS INCORPORATED $36,502,936 No significant adverse items identified

801-69347 FINANCIAL RESOURCES GROUP $103,954,732 No significant adverse items identified

801-64503 FINANCIAL RESOURCES TAX & FINANCIAL CONSULTING SERVICES $20,345,605 No significant adverse items identified

801-41991 FINANCIAL SERVICE GROUP INC $105,164,701 No significant adverse items identified

801-18801 FINANCIAL SERVICES ADVISORY $554,000,000 No significant adverse items identified

801-62068 FINANCIAL SOLUTIONS ADVISORY GROUP $170,000,000 No significant adverse items identified

801-62917 FINANCIAL SOLUTIONS, INC. $354,000,000 No significant adverse items identified

801-69584 FINANCIAL SOUNDINGS $0 No significant adverse items identified

801-38948 FINANCIALLY SPEAKING INC $98,914,824 No significant adverse items identified

801-37761 FINARC LLC $62,453,861 No significant adverse items identified

801-73740 FINE CAPITAL PARTNERS, L.P. $1,146,073,453 No significant adverse items identified

801-72661 FINOM FINANCIAL $0 No significant adverse items identified

801-71462 FINSER INTERNATIONAL CORPORATION $402,000,000 No significant adverse items identified

801-65032 FINTAN PARTNERS LLC $810,000,000 No significant adverse items identified

801-71707 FINVASIA FINANCIAL SERVICES PVT LTD $45,000,000 No significant adverse items identified

801-73273 FIR TREE PARTNERS $13,497,450,351 No significant adverse items identified

801-73770 FIREFLY VALUE PARTNERS, LP $750,434,367 No significant adverse items identified

801-61052 FIRELAKE CAPITAL MANAGEMENT LLC $239,082,645 No significant adverse items identified

801-76654 FIREMAN CAPITAL PARTNERS LLC $62,539,623 No significant adverse items identified

801-40397 FIRESTONE CAPITAL MANAGEMENT INC $245,308,094 No significant adverse items identified

801-14853 FIRST CITY CAPITAL MANAGEMENT INC $301,785,204 No significant adverse items identified

801-11685 FIRST FIDUCIARY INVESTMENT COUNSEL INC $311,340,000 No significant adverse items identified

801-32812 FIRST FINANCIAL ADVISORS INC $94,014,951 No significant adverse items identified

801-66647 FIRST HOUSTON CAPITAL, INC. $96,674,036 No significant adverse items identified

801-72249 FIRST OAK CAPITAL MANAGEMENT LLC $169,000,000 No significant adverse items identified

801-73789 FIRST RESERVE MANAGEMENT, L.P. $19,837,899,829 No significant adverse items identified

801-56812 FIRSTRUST $146,800,000 No significant adverse items identified

801-51407 FIS GROUP, INC. $2,593,280,375 No significant adverse items identified

801-31434 FISCHER FINANCIAL SERVICES INC $152,784,160 No significant adverse items identified

801-30304 FISCHER INVESTMENT GROUP, INC. $135,215,774 No significant adverse items identified

801-63707 FIVE MILE RIVER I. M. L.L.C. $59,470,906 No significant adverse items identified

801-36095 FLAGSHIP CAPITAL MANAGEMENT INC $81,845,000 No significant adverse items identified

801-19384 FLAHERTY & CRUMRINE INCORPORATED $4,435,696,893 No significant adverse items identified

801-67851 FLEETWOOD ASSET MANAGEMENT LTD. $35,614,904 No significant adverse items identified

801-68244 FLEISHEL FINANCIAL ASSOCIATES, INC. $80,804,980 No significant adverse items identified

801-73440 FLEXPOINT FORD, LLC $989,200,000 No significant adverse items identified

801-18701 FLOOD GAMBLE ASSOCIATES INC $292,552,154 No significant adverse items identified

801-67944 FLORIAN FINANCIAL GROUP LLC $53,295,352 No significant adverse items identified


801-73254 FLORIN PENSIONS LLC $0 No significant adverse items identified

801-14116 FLOWER WALTER C & CO INC $238,977,935 No significant adverse items identified

801-64036 FLOWERS CAPITAL MANAGEMENT, INC. $42,457,029 No significant adverse items identified

801-60539 FLOYD CAPITAL MANAGEMENT $168,047,447 No significant adverse items identified

801-71111 FLYNN ZITO CAPITAL MANAGEMENT, LLC $134,300,612 No significant adverse items identified

801-37341 FMA ADVISORY INC $576,747,996 No significant adverse items identified

801-66412 FMA, LLC $26,195,643 No significant adverse items identified

801-66983 FMF&E WEALTH MANAGEMENT, LLC $87,721,674 No significant adverse items identified

801-71117 FOCUS FINANCIAL $1,140,700,000 No significant adverse items identified

801-30209 FOCUS FINANCIAL ADVISORS, INC. $106,281,741 No significant adverse items identified

801-72022 FOCUS POINT CAPITAL LLC $104,279,283 No significant adverse items identified

801-63028 FOCUS POINT SOLUTIONS $1,056,979,093 No significant adverse items identified

801-61846 FOCUS WEALTH MANAGEMENT, LTD. $131,024,721 No significant adverse items identified

801-66523 FOCUSED INVESTORS LLC $1,489,554,613 No significant adverse items identified

801-69309 FOLDES FINANCIAL MANAGEMENT $417,901,877 No significant adverse items identified

801-70394 FOLIOMETRIX, LLC $26,921,449 No significant adverse items identified

801-71544 FOOTHILL FINANCIAL ADVISORS, INC. $92,626,083 No significant adverse items identified

801-55154 FOOTHILLS ASSET MANAGEMENT LTD $130,058,704 No significant adverse items identified

801-62566 FORESIGHT ASSET MANAGEMENT $592,289 No significant adverse items identified

801-66649 FORESIGHT WEALTH MANAGEMENT $49,000,000 No significant adverse items identified

801-62567 FOREST HILL CAPITAL, LLC $533,239,383 No significant adverse items identified

801-43106 FOREST INVESTMENT MANAGEMENT, LLC $125,000,000 No significant adverse items identified

801-56631 FORESTER CAPITAL MANAGEMENT LTD $273,053,010 No significant adverse items identified

801-73494 FORESTER CAPITAL, L.L.C. $3,323,546,271 No significant adverse items identified

801-70623 FORT HILL INVESTMENT ADVISORS, L.P. $738,012,009 No significant adverse items identified

801-70517 FORT SHERIDAN ADVISORS LLC $1,640,000,000 No significant adverse items identified

801-37037 FORTALEZA ASSET MANAGEMENT INC $135,598,405 No significant adverse items identified

801-64405 FORTE ASSET MANAGEMENT, LLC $81,879,500 No significant adverse items identified

801-55817 FORTE CAPITAL LLC $553,059,176 No significant adverse items identified

801-44613 FORTERIS WEALTH MANAGEMENT, INC. $156,302,000 No significant adverse items identified

801-24292 FORTUNA ASSET MANAGEMENT LLC $53,164,520 No significant adverse items identified

801-73675 FORUM PARTNERS INVESTMENT MANAGEMENT LLC $1,728,847,877 No significant adverse items identified

801-38507 FOSTER GROUP, INC. $1,123,997,788 No significant adverse items identified

801-74258 FOSUN EQUITY INVESTMENT MANAGEMENT, LTD. $469,543,203 No significant adverse items identified

801-60714 FOUNDATION RESOURCE MANAGEMENT, INC. $1,938,643,818 No significant adverse items identified

801-68861 FOUNDATIONS ASSET MANAGEMENT, LLC $129,646,000 No significant adverse items identified

801-48364 FOUNDERS CAPITAL MANAGEMENT INC $126,371,042 No significant adverse items identified

801-60878 FOUNDERS CAPITAL MANAGEMENT, LLC $145,456,938 No significant adverse items identified

801-54437 FOUNTAIN CAPITAL MANAGEMENT LLC $1,091,723,852 No significant adverse items identified

801-60571 FOX FINANCIAL SERVICES, INC. $55,411,376 No significant adverse items identified

801-73299 FOX POINT CAPITAL MANAGEMENT LLC $694,751,758 No significant adverse items identified

801-66159 FOX, JOSS & YANKEE $312,500,000 No significant adverse items identified

801-61755 FOY FINANCIAL SERVICES, INC. $104,125,678 No significant adverse items identified

801-61411 FPL ASSET MANAGEMENT, LLC $203,471,831 No significant adverse items identified

801-60057 FPP ASSET MANAGEMENT LLP $191,000,000 No significant adverse items identified

801-74002 FPR PARTNERS LLC $1,030,535,680 No significant adverse items identified

801-76703 FRANCIS FINANCIAL $62,064,429 No significant adverse items identified

801-62841 FRANCIS INVESTMENT COUNSEL LLC $81,420,000 No significant adverse items identified


801-62245 FRANK CAPITAL PARTNERS LLC $20,787,644 No significant adverse items identified

801-62201 FRANK, RIMERMAN ADVISORS LLC $316,648,683 No significant adverse items identified

801-62046 FRANKLIN PARK $10,608,035,069 No significant adverse items identified

801-72163 FRANKLIN WEALTH MANAGEMENT $74,000,000 No significant adverse items identified

801-67608 FRANKLIN, TURNER & WELCH LLC $209,066,166 No significant adverse items identified

801-50432 FRAZIER FINANCIAL ADVISORS, LLC $90,619,000 No significant adverse items identified

801-31518 FREED ADVISORS $250,516,103 No significant adverse items identified

801-71548 FREEMAN CAPITAL MANAGEMENT, LLC $6,700,000 No significant adverse items identified

801-68756 FREMONT FINANCIAL ADVISORS INC. $0 No significant adverse items identified

801-73488 FREMONT REALTY CAPITAL, L.P. $776,880,000 No significant adverse items identified

801-66552 FRENCH WOLF & FARR, INC. $299,970,000 No significant adverse items identified

801-72564 FRESHFORD CAPITAL MANAGEMENT, LLC $948,774,407 No significant adverse items identified

801-14063 FRIEDBERG INVESTMENT MANAGEMENT, INC. $207,389,064 No significant adverse items identified

801-16821 FRIEDLANDER & CO INC $272,565,897 No significant adverse items identified

801-74180 FRIGATE VENTURES LP $185,700,000 No significant adverse items identified

801-62300 FRISCH FINANCIAL GROUP, INC. $230,355,236 No significant adverse items identified

801-46599 FRONT BARNETT ASSOCIATES LLC $506,945,940 No significant adverse items identified

801-68139 FRONT STREET CAPITAL MANAGEMENT, INC. $190,623,250 No significant adverse items identified

801-64544 FRONT STREET INVESTMENT MANAGEMENT, LLC $66,926,860 No significant adverse items identified

801-60047 FRONTIER ASSET MANAGEMENT, LLC $824,087,669 No significant adverse items identified

801-74290 FRONTIER CAPITAL ADVISORS LLC $142,487,254 No significant adverse items identified

801-71279 FRONTIER MARKET ASSET MANAGEMENT, LLC $100,300,000 No significant adverse items identified

801-74607 FRONTRANGE PROPERTY PARTNERS MANAGEMENT HOLDINGS, LLC $37,493,500 No significant adverse items identified

801-40948 FRUTH INVESTMENT MANAGEMENT $192,370,305 No significant adverse items identified

801-72940 F-SQUARED ALTERNATIVE INVESTMENTS $1,605,884 No significant adverse items identified

801-71753 F-SQUARED INSTITUTIONAL ADVISORS, LLC $3,278,832,534 No significant adverse items identified

801-69937 F-SQUARED INVESTMENTS, INC $2,217,855,411 No significant adverse items identified

801-72396 F-SQUARED RETIREMENT SOLUTIONS $98,869,313 No significant adverse items identified

801-62985 FUHRMAN MANAGEMENT ASSOCIATES, INC. $184,090,692 No significant adverse items identified

801-68459 FULCRUM CAPITAL, LLC $161,000,000 No significant adverse items identified

801-72841 FULCRUMEQ $7,970,815 No significant adverse items identified

801-74066 FULHAM & CO $259,693,000 No significant adverse items identified

801-71447 FULL CIRCLE ADVISORS, LLC $97,134,508 No significant adverse items identified

801-43915 FULLER & THALER ASSET MANAGEMENT INC $1,236,297,028 No significant adverse items identified

801-66451 FULLER ASSET MANAGEMENT, LLC $23,109,000 No significant adverse items identified

801-57402 FULLER HYLAND ADVISORS LLC $55,674,000 No significant adverse items identified

801-38192 FULREADER & KOMMA MANAGEMENT INC $71,900,000 No significant adverse items identified

801-57292 FUND ADVISORS OF AMERICA INC $66,638,000 No significant adverse items identified

801-70862 FUNDAMENTAL CAPITAL MANAGEMENT, LLC $60,749,000 No significant adverse items identified

801-54793 FUNDX INVESTMENT GROUP, LLC $927,495,100 No significant adverse items identified

801-69648 FUTURE VALUE CONSULTANTS LIMITED $0 No significant adverse items identified

801-71929 FUTUREADVISOR $0 No significant adverse items identified

801-15169 G & R INVESTMENT CONSULTANTS INC $900,909,000 No significant adverse items identified

801-76098 G2G CAPITAL ADVISORS, LLC $0 No significant adverse items identified

801-72486 GABALEX CAPITAL MANAGEMENT LLC $380,248,354 No significant adverse items identified

801-62443 GAINSBOROUGH FINANCIAL CONSULTANTS, INC. $35,059,111 No significant adverse items identified

801-47181 GALECKI FINANCIAL MANAGEMENT INC $277,228,911 No significant adverse items identified

801-60165 GALLATIN & COMPANY, LLC $79,324,247 No significant adverse items identified


801-36855 GAMBLE JONES INVESTMENT COUNSEL $1,092,258,449 No significant adverse items identified

801-74747 GAME CREEK CAPITAL, LP $52,824,535 No significant adverse items identified

801-51849 GANTZERT INVESTMENT CO., LLC $152,699,031 No significant adverse items identified

801-45317 GANUCHEAU CAPITAL MANAGEMENT, INC. $77,978,979 No significant adverse items identified

801-56194 GARCIA HAMILTON & ASSOCIATES LP $2,714,709,297 No significant adverse items identified

801-70472 GARDE CAPITAL, INC. $240,692,000 No significant adverse items identified

801-22431 GARDEY FINANCIAL ADVISORS LLC $209,000,000 No significant adverse items identified

801-55438 GARLAND CAPITAL MANAGEMENT INC $152,645,902 No significant adverse items identified

801-73649 GARMARK ADVISORS II L.L.C. $376,000,000 No significant adverse items identified

801-63944 GARNER ASSET MANAGEMENT CORPORATION $65,800,000 No significant adverse items identified

801-63206 GARNER FINANCIAL MANAGEMENT, INC. $70,000,000 No significant adverse items identified

801-10966 GARY EUGENE GIBBONS DBA THE COLERIDGE GROUP $28,635,404 No significant adverse items identified

801-62415 GARY KLEIN CONSULTING $17,000,000 No significant adverse items identified

801-24149 GARY L. GREENBERG $119,530,990 No significant adverse items identified

801-72295 GASBER FINANCIAL ADVISORS, INC $92,055,605 No significant adverse items identified

801-67709 GASKIN WEALTH MANAGEMENT $45,000,000 No significant adverse items identified

801-66572 GATEMORE CAPITAL MANAGEMENT, LLC $244,513,540 No significant adverse items identified

801-65550 GATES CAPITAL MANAGEMENT, INC. $1,384,000,000 No significant adverse items identified

801-70890 GATEWAY ADVISORY, LLC $224,204,922 No significant adverse items identified

801-61189 GAV, LTD. $25,074,992 No significant adverse items identified

801-69490 GAVEKAL CAPITAL, LLC $205,400,000 No significant adverse items identified

801-66796 GAVIN MANAGEMENT GROUP, INC. $60,248,698 No significant adverse items identified

801-74126 GCG MANAGEMENT, LLC $205,555,074 No significant adverse items identified

801-44977 GDM ADVISORY GROUP LTD $308,000,000 No significant adverse items identified

801-56955 GEIER ASSET MANAGEMENT INC $187,678,000 No significant adverse items identified

801-66112 GELLER & LEHMANN, LLC $125,000,000 No significant adverse items identified

801-64033 GELLER FAMILY OFFICE SERVICES LLC $1,066,954,665 No significant adverse items identified

801-67414 GEM ASSET MANAGEMENT, LLC $102,837,219 No significant adverse items identified

801-70834 GEM FINANCIAL ADVISORS, INC. $103,449,957 No significant adverse items identified

801-73628 GEM REALTY CAPITAL, INC. $5,621,856,174 No significant adverse items identified

801-56517 GEMMER ASSET MANAGEMENT LLC $568,620,997 No significant adverse items identified

801-57823 GEN FINANCIAL MANAGEMENT INC. $101,500,000 No significant adverse items identified

801-63595 GENERATION INVESTMENT MANAGEMENT US LLP $2,536,548,384 No significant adverse items identified

801-66498 GENESIS ADVISORS $25,500,000 No significant adverse items identified

801-66845 GENESIS INVESTMENT ADVISORY SERVICES LLC. $55,316,417 No significant adverse items identified

801-60408 GENTER ADVISORS LLC $179,335,846 No significant adverse items identified

801-72707 GENTRUST WEALTH MANAGEMENT, LLC $259,387,542 No significant adverse items identified

801-33969 GEORGE W. LAUB & ASSOCIATES, LLC $45,116,479 No significant adverse items identified

801-57689 GEORGINA ASSET MANAGEMENT LLC $141,286,927 No significant adverse items identified

801-73261 GEOSHPERE CAPITAL MANAGEMENT, LLC $609,930,854 No significant adverse items identified

801-31544 GEOVEST ADVISORS INC $162,423,000 No significant adverse items identified

801-71114 GEOWEALTH MANAGEMENT LLC $210,412,565 No significant adverse items identified

801-13458 GERALD L. RAY & ASSOCIATES, LTD. $422,251,875 No significant adverse items identified

801-73292 GF CAPITAL ASSET ADVISORS, LLC $344,600,000 No significant adverse items identified

801-73556 GI PARTNERS $5,824,917,725 No significant adverse items identified

801-73557 GI PARTNERS UK LIMITED $3,018,039,875 No significant adverse items identified

801-70518 GIA PARTNERS, LLC. $1,376,000,000 No significant adverse items identified

801-66289 GIBRALTAR CAPITAL MANAGEMENT, INC. $186,980,048 No significant adverse items identified


801-69774 GIBSON CAPITAL, LLC $980,664,894 No significant adverse items identified

801-67534 GIFFORD FONG ASSOCIATES $111,071,559 No significant adverse items identified

801-72754 GILDED ADVISORS LLC $0 No significant adverse items identified

801-6449 GILLESPIE ROBINSON & GRIMM INC $830,857,300 No significant adverse items identified

801-67941 GILMAN HILL ASSET MANAGEMENT, LLC $172,606,956 No significant adverse items identified

801-65689 GIOVINE CAPITAL GROUP LLC $940,734,000 No significant adverse items identified

801-62943 GIVERNY CAPITAL $2,500,000 No significant adverse items identified

801-73398 GLADE BROOK CAPITAL PARTNERS LLC $351,700,000 No significant adverse items identified

801-70841 GLADIUS CAPITAL MANAGEMENT LP $1,566,141,608 No significant adverse items identified

801-69546 GLANZ, DANIEL $0 No significant adverse items identified

801-70512 GLASFUNDS, LLC $35,000,000 No significant adverse items identified

801-66727 GLASGOW PARTNERS, LLC $105,000,000 No significant adverse items identified

801-70562 GLASSMAN WEALTH SERVICES, LLC $504,838,449 No significant adverse items identified

801-65644 GLAZER CAPITAL, LLC. $844,481,158 No significant adverse items identified

801-73565 GLENCOE LIMITED, L.L.C. $974,942,212 No significant adverse items identified

801-71126 GLENMORE ADVISORS, LLC $220,000,000 No significant adverse items identified

801-18321 GLENN WOODY FINANCIAL CONSULTANTS INC $127,749,557 No significant adverse items identified

801-67919 GLENROCK CAPITAL ADVISERS, LLC $514,690,000 No significant adverse items identified

801-73013 GLENROCK INC. $741,017,183 No significant adverse items identified

801-75679 GLOBAL ALPHA CAPITAL MANAGEMENT LTD. $82,314,056 No significant adverse items identified

801-67562 GLOBAL AUTOTRADING $7,948,982 No significant adverse items identified

801-61143 GLOBAL CAPITAL MANAGEMENT, INC. $25,255,269 No significant adverse items identified

801-72580 GLOBAL DIVERSIFIED INVESTMENTS $71,000 No significant adverse items identified

801-73314 GLOBAL ENDOWMENT MANAGEMENT, LP $3,591,722,920 No significant adverse items identified

801-74448 GLOBAL EVOLUTION USA, LLC $0 No significant adverse items identified

801-69284 GLOBAL GURU CAPITAL LLC $4,402,457 No significant adverse items identified

801-66370 GLOBAL INDEX ADVISORS, INC. $13,603,284,404 No significant adverse items identified

801-47774 GLOBAL INVESTMENT ADVISER LC $595,224,212 No significant adverse items identified

801-71368 GLOBAL INVESTMENT MANAGEMENT, LLC $152,200,000 No significant adverse items identified

801-70975 GLOBAL THEMATIC PARTNERS, LLC $11,217,256,103 No significant adverse items identified

801-56932 GLOBAL TRENDS INVESTMENTS $67,625,000 No significant adverse items identified

801-68778 GLOBAL TRUST ASSET MANAGEMENT, LLC $100,174,496 No significant adverse items identified

801-72887 GLOBAL VIEW CAPITAL MANAGEMENT, LTD $101,395,754 No significant adverse items identified

801-68500 GLOBAL VIEW INVESTMENT ADVISORS, LLC $132,048,000 No significant adverse items identified

801-70857 GLOBAL VISION ADVISORS $48,766,908 No significant adverse items identified

801-68781 GLOBAL WEALTH ADVISORS LLC $42,878,228 No significant adverse items identified

801-60180 GLOBALBRIDGE $349,000,000 No significant adverse items identified

801-68843 GLOVISTA INVESTMENTS LLC $332,600,000 No significant adverse items identified

801-68290 GLUSKIN SHEFF + ASSOCIATES INC $6,009,925,000 No significant adverse items identified

801-41243 GLYNN CAPITAL MANAGEMENT, LLC $418,602,771 No significant adverse items identified

801-76521 GMI RATINGS $0 No significant adverse items identified

801-39857 GODSHALK ERIC M & CO $168,381,000 No significant adverse items identified

801-54610 GOFEN AND GLOSSBERG, L.L.C. $2,773,913,239 No significant adverse items identified

801-72197 GOLD COAST WEALTH MANAGEMENT, LLC $130,000,000 No significant adverse items identified

801-74095 GOLD HILL CAPITAL MANAGEMENT, LLC $218,056,098 No significant adverse items identified

801-72738 GOLD INVESTMENT MANAGEMENT LTD. $0 No significant adverse items identified

801-67008 GOLDBERG LINDSAY & CO. LLC $8,975,282,276 No significant adverse items identified

801-63484 GOLDEN BUSINESS CONSULTANTS, INC. $0 No significant adverse items identified


801-73532 GOLDEN GATE CAPITAL $11,139,582,275 No significant adverse items identified

801-74628 GOLDENGROVE LLC $0 No significant adverse items identified

801-56711 GOLDSTEIN MUNGER + ASSOCIATES $289,629,627 No significant adverse items identified

801-68544 GOLDSTONE PORTFOLIOS INCORPORATED $41,387,254 No significant adverse items identified

801-71064 GOOD HARBOR FINANCIAL $1,573,000,000 No significant adverse items identified

801-70244 GOOD HILL PARTNERS LP $568,700,000 No significant adverse items identified

801-56093 GOODE INVESTMENT MANAGEMENT, INC. $391,823,539 No significant adverse items identified

801-74320 GOODE PARTNERS LLC $278,006,649 No significant adverse items identified

801-61260 GOODMAN FINANCIAL CORPORATION $215,109,442 No significant adverse items identified

801-69192 GOODREID INVESTMENT COUNSEL CORP. $45,524,694 No significant adverse items identified

801-73454 GOSHEN INVESTMENTS, L.L.C. $208,862,181 No significant adverse items identified

801-73128 GOSSELIN CONSULTING GROUP LLC $0 No significant adverse items identified

801-66129 GOTTEX FUND MANAGEMENT SARL $5,209,541,993 No significant adverse items identified

801-66230 GOTTEX FUND MANAGEMENT, LTD. $99,091,815 No significant adverse items identified

801-63162 GOULD ASSET MANAGEMENT LLC $375,280,553 No significant adverse items identified

801-71528 GOUWS CAPITAL LLC $91,399,234 No significant adverse items identified

801-56453 GOVATOS INVESTMENT CONSULTING $0 No significant adverse items identified

801-57186 GP BULLHOUND LTD. $0 No significant adverse items identified

801-64685 GPS CAPITAL MANAGEMENT, LLC $191,634,912 No significant adverse items identified

801-69293 GPS INVESTMENT GROUP LLC $35,610,000 No significant adverse items identified

801-13000 GRACE & WHITE, INC $790,952,388 No significant adverse items identified

801-61830 GRAF FINANCIAL ADVISORS, LLC $54,218,000 No significant adverse items identified

801-69949 GRAHAM & DODD FUND L.L.C. $123,785,178 No significant adverse items identified

801-25887 GRAHAM BORDELON & CO INC $174,330,000 No significant adverse items identified

801-73866 GRAHAM PARTNERS $137,654,680 No significant adverse items identified

801-70808 GRAMERCY FUNDS MANAGEMENT LLC $2,818,695,554 No significant adverse items identified

801-23705 GRANAHAN INVESTMENT MANAGEMENT INC $2,740,235,582 No significant adverse items identified

801-36610 GRAND JEAN CAPITAL MANAGEMENT INC. $276,680,936 No significant adverse items identified

801-73965 GRAND TRUNK CAPITAL MANAGEMENT, L.P. $27,000,000 No significant adverse items identified

801-63306 GRAND WEALTH MANAGEMENT, LLC $141,143,423 No significant adverse items identified

801-72540 GRANDEUR PEAK GLOBAL ADVISORS $88,636,023 No significant adverse items identified

801-60064 GRANDFIELD & DODD, LLC $729,930,503 No significant adverse items identified

801-56343 GRANDVIEW CAPITAL MANAGEMENT LLC $291,851,916 No significant adverse items identified

801-62197 GRANITE GROUP ADVISORS, LLC $368,000,000 No significant adverse items identified

801-70383 GRANITE INVESTMENT PARTNERS, LLC $496,000,000 No significant adverse items identified

801-71328 GRANT CAPITAL PARTNERS, LLC $917,831,601 No significant adverse items identified

801-71624 GRANT PARK CAPITAL PARTNERS, LLC $0 No significant adverse items identified

801-43095 GRANT STREET ASSET MANAGEMENT INC $268,977,095 No significant adverse items identified

801-50972 GRANT/GROSSMENDELSOHN, LLC $249,529,000 No significant adverse items identified

801-57556 GRASSI INVESTMENT MANAGEMENT, LLC $431,431,841 No significant adverse items identified

801-68764 GRATIO CAPITAL $1,247,000 No significant adverse items identified

801-27598 GRATRY & COMPANY, LLC $443,800,000 No significant adverse items identified

801-65765 GRATUS CAPITAL MANAGEMENT, LLC $467,000,000 No significant adverse items identified

801-60307 GRAVITAS CAPITAL ADVISORS, INC. $59,175,421 No significant adverse items identified

801-71579 GRAVITY CAPITAL PARTNERS, LLC $0 No significant adverse items identified

801-55882 GRAY & CO $511,000,000 No significant adverse items identified

801-5921 GRAYBILL BARTZ ASSOCIATES, LTD $199,641,979 No significant adverse items identified

801-72820 GRAYCLIFF PARTNERS LP $1,308,939,226 No significant adverse items identified


801-76662 GRAYSON & ASSOCIATES $0 No significant adverse items identified

801-63605 GREAT GABLE PARTNERS, LP $49,228,338 No significant adverse items identified

801-73763 GREAT HILL PARTNERS $1,922,000,000 No significant adverse items identified

801-66214 GREAT NORTHERN ASSET MANAGEMENT, LLC $167,530,816 No significant adverse items identified

801-47193 GREAT NORTHERN ASSET MANAGMENT INC $65,288,806 No significant adverse items identified

801-55264 GREAT POINT INVESTORS, LLC $634,898,000 No significant adverse items identified

801-73834 GREAT POINT PARTNERS, LLC $404,000,000 No significant adverse items identified

801-64357 GREAT RIVER ASSET MANAGEMENT LLC $99,415,576 No significant adverse items identified

801-29945 GREATMARK INVESTMENT PARTNERS, INC. $186,343,497 No significant adverse items identified

801-73214 GREEN & SMITH INVESTMENT MANAGEMENT L.L.C. $94,898,120 No significant adverse items identified

801-53475 GREEN CAY ASSET MANAGEMENT LTD $74,535,980 No significant adverse items identified

801-39630 GREEN CENTURY CAPITAL MANAGEMENT INC $111,605,624 No significant adverse items identified

801-21093 GREEN INVESTMENT MANAGEMENT INC $163,227,478 No significant adverse items identified

801-62610 GREENBERG GRAHAM ADVISORS LLC $159,896,000 No significant adverse items identified

801-74396 GREENBRIER PARTNERS CAPITAL MANAGEMENT, LLC $171,000,000 No significant adverse items identified

801-73044 GREENBUSH FINANCIAL GROUP, LLC $43,394,757 No significant adverse items identified

801-70251 GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC $308,081,553 No significant adverse items identified

801-31678 GREENHAVEN ASSOCIATES INC $3,212,000,000 No significant adverse items identified

801-57675 GREENLEAF FINANCIAL, INC. $32,534,000 No significant adverse items identified

801-67570 GREENSPRING WEALTH MANAGEMENT, INC. $534,846,163 No significant adverse items identified

801-71129 GREENWAY FAMILY OFFICE, LLC $129,055,413 No significant adverse items identified

801-60497 GREENWICH ASSET MANAGEMENT GROUP, LLC $3,000,000 No significant adverse items identified

801-69383 GREENWICH CREEK CAPITAL MANAGEMENT, LLC $61,554,568 No significant adverse items identified

801-67774 GREENWICH INVESTMENT MANAGEMENT, INC. $362,798,538 No significant adverse items identified

801-68897 GREENWICH WEALTH MANAGEMENT, LLC $1,176,779,743 No significant adverse items identified

801-17703 GREENWOOD GEARHART INC. $160,419,308 No significant adverse items identified

801-73736 GREENWOOD INVESTMENTS, INC. $177,831,307 No significant adverse items identified

801-74638 GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC $345,000,000 No significant adverse items identified

801-61246 GREER & WALKER INVESTMENT ADVISORS, LLC $235,714,118 No significant adverse items identified

801-74192 GREER ANDERSON CAPITAL LLC $225,361,159 No significant adverse items identified

801-62223 GREGORY.W.GROUP, INC. $0 No significant adverse items identified

801-74359 GREY MOUNTAIN PARTNERS $352,600,000 No significant adverse items identified

801-70120 GREY OWL CAPITAL MANAGEMENT, LLC $204,289,767 No significant adverse items identified

801-62357 GREYBULL PARTNERS LLC $4,733,765 No significant adverse items identified

801-42843 GREYLIN INVESTMENT MANAGEMENT $311,537,937 No significant adverse items identified

801-58150 GREYSTONE INVESTMENT MANAGEMENT, LLC $288,055,537 No significant adverse items identified

801-7495 GRIFFIN ASSET MANAGEMENT, INC. $265,466,060 No significant adverse items identified

801-43846 GRIFFIN PORTFOLIO MANAGEMENT CORP $101,851,153 No significant adverse items identified

801-57368 GRIFFON CAPITAL MANAGEMENT INC. $6,900,000 No significant adverse items identified

801-56602 GRISANTI BROWN & PARTNERS LLC $238,000,000 No significant adverse items identified

801-44798 GROESBECK INVESTMENT MANAGEMENT CORP $270,025,475 No significant adverse items identified

801-64344 GROSS INVESTMENTS $121,000,000 No significant adverse items identified

801-62980 GROSSMAN FINANCIAL MANAGEMENT $92,476,775 No significant adverse items identified

801-73582 GROUND SWELL CAPITAL, LLC $496,598,927 No significant adverse items identified

801-74287 GROVE INTERNATIONAL PARTNERS LLP $1,697,434,311 No significant adverse items identified

801-40818 GROVE INVESTMENTS, INC. $31,156,000 No significant adverse items identified

801-60272 GROVE STREET ADVISORS $4,799,510,000 No significant adverse items identified

801-63021 GRUBMAN FINANCIAL CONSULTING, INC $180,718,000 No significant adverse items identified


801-71471 GRUNION CAPITAL MANAGEMENT LLC $32,700,000 No significant adverse items identified

801-65911 GRYPHON ADVISORS, LLC $196,790,875 No significant adverse items identified

801-61736 GRYPHON INTERNATIONAL INVESTMENT CORPORATION $6,851,777,046 No significant adverse items identified

801-71414 GRYPHON INVESTMENT COUNSEL INC. $1,088,925,858 No significant adverse items identified

801-56317 GS INVESTMENT INC $92,669,793 No significant adverse items identified

801-65491 GSA CAPITAL PARTNERS LLP $2,719,930,000 No significant adverse items identified

801-74314 GSB CAPITAL LLC $0 No significant adverse items identified

801-72253 GSB PODIUM ADVISORS, LLC $425,000,000 No significant adverse items identified

801-62890 GSG CAPITAL ADVISORS, LLC $72,185,000 No significant adverse items identified

801-64484 GSI (BERMUDA) LTD. $175,000,000 No significant adverse items identified

801-71749 GSV ASSET MANAGEMENT, LLC $167,693,000 No significant adverse items identified

801-11279 GUARDIAN INVESTMENT MANAGEMENT $147,041,226 No significant adverse items identified

801-63951 GUARDIAN PLUS INC $24,155,138 No significant adverse items identified

801-61330 GUARDIAN WEALTH MANAGEMENT, INC. $145,855,595 No significant adverse items identified

801-17662 GUERIN FINANCIAL SERVICES,LTD. $238,880,000 No significant adverse items identified

801-73184 GUIDANCE POINT RETIREMENT SERVICES, LLC $265,355,824 No significant adverse items identified

801-61922 GUIDED CHOICE ASSET MANAGEMENT, INC. $5,638,637,758 No significant adverse items identified

801-71102 GUILFORD FINANCIAL GROUP, INC. $35,000,000 No significant adverse items identified

801-61667 GUINNESS ATKINSON ASSET MANAGEMENT, INC. $542,465,155 No significant adverse items identified

801-61356 GUIRY CAPITAL MANAGEMENT, LLC $243,000,000 No significant adverse items identified

801-61349 GULF COAST INVESTMENT MANAGEMENT $27,253,551 No significant adverse items identified

801-66823 GUNDERSON CAPITAL MANAGEMENT INC. $31,654,000 No significant adverse items identified

801-47978 GUTT FINANCIAL MANAGEMENT, LLC $185,326,806 No significant adverse items identified

801-47201 GUYASUTA INVESTMENT ADVISORS, INCORPORATED $817,290,000 No significant adverse items identified

801-35777 GW CAPITAL INC $2,036,405,000 No significant adverse items identified

801-36415 GWYNN MANAGEMENT CO $116,443,199 No significant adverse items identified

801-72728 H CTG S.A. $47,000,000 No significant adverse items identified

801-73989 H PARTNERS MANAGEMENT LLC $920,595,941 No significant adverse items identified

801-72352 H&A WEALTH ADVISORS, H&A RETIREMENT ADVISORS $133,322,934 No significant adverse items identified

801-55004 H. L. LICHSTRAHL & COMPANY, LLC $43,109,349 No significant adverse items identified

801-44986 H.B. GOFMAN ASSOCIATES INC $111,020,402 No significant adverse items identified

801-21444 H.L. ZEVE ASSOCIATES, INC. $324,146,298 No significant adverse items identified

801-42986 H.P. Becker & Co $47,903,289 No significant adverse items identified

801-62809 H.S. DENT INVESTMENT MANAGEMENT, LLC $8,250,000 No significant adverse items identified

801-73527 H/2 CAPITAL PARTNERS $6,355,166,295 No significant adverse items identified

801-71873 HABER TRILIX ADVISORS, LP $1,801,300,000 No significant adverse items identified

801-73513 HADDINGTON VENTURES, LLC $338,749,376 No significant adverse items identified

801-32487 HAHN CAPITAL MANAGEMENT, LLC $495,470,000 No significant adverse items identified

801-57297 HALBERSTADT FINANCIAL CONSULTANTS INC $91,167,000 No significant adverse items identified

801-33048 HALBERT HARGROVE $1,748,888,514 No significant adverse items identified

801-73985 HALE CAPITAL MANAGEMENT, LP $169,069,942 No significant adverse items identified

801-68707 HALL & NORTH FINANCIAL GROUP, LLC $45,439,179 No significant adverse items identified

801-54286 HALL CAPITAL MANAGEMENT CO INC $158,688,654 No significant adverse items identified

801-60935 HALLETT ADVISORS $91,350,000 No significant adverse items identified

801-57444 HALPERN FINANCIAL, INC. $167,958,722 No significant adverse items identified

801-13704 HALSEY ASSOCIATES INC $753,044,006 No significant adverse items identified

801-57288 HALTER FERGUSON FINANCIAL INC $132,323,528 No significant adverse items identified

801-73540 HALYARD CAPITAL MANAGEMENT, LLC $300,651,522 No significant adverse items identified


801-37636 HAMEL ASSOCIATES,INC. $234,477,409 No significant adverse items identified

801-16724 HAMILTON ADVISORS INC $91,973,252 No significant adverse items identified

801-54611 HAMILTON CAPITAL MANAGEMENT INC $771,038,355 No significant adverse items identified

801-55813 HAMILTON LANE $146,533,622,978 No significant adverse items identified

801-68186 HAMILTON POINT INVESTMENT ADVISORS, LLC $151,409,116 No significant adverse items identified

801-60463 HAMILTON-BATES INVESTMENT RESEARCH, INC. $33,350,670 No significant adverse items identified

801-50900 HAMMEL FINANCIAL ADVISORY GROUP, LLC $105,757,164 No significant adverse items identified

801-37476 HAMMER ASSET MANAGEMENT LLC $473,000,000 No significant adverse items identified

801-73290 HANCOCK PARK ASSOCIATES $391,150,000 No significant adverse items identified

801-70203 HANLEY CAPITAL MANAGEMENT, LLC $55,000,000 No significant adverse items identified

801-60889 HANLON INVESTMENT MANAGEMENT, INC. $3,362,153,581 No significant adverse items identified

801-72569 HANNA CAPITAL $9,400,000 No significant adverse items identified

801-63150 HANOVER ADVISORS, INC $150,100,000 No significant adverse items identified

801-49508 HANSEATIC MANAGEMENT SERVICES INC $284,000,000 No significant adverse items identified

801-55412 HANSON & DOREMUS INVESTMENT MANAGEMENT $237,377,770 No significant adverse items identified

801-8915 HARBOR ADVISORY CORPORATION $114,620,102 No significant adverse items identified

801-73838 HARBOR BRIDGE CAPITAL MANAGEMENT LP $265,382,449 No significant adverse items identified

801-70674 HARBOR CAPITAL ADVISORY SERVICES, INC. $44,561,545 No significant adverse items identified

801-71040 HARBORVIEW CAPITAL MANAGEMENT, LLC $6,170,000 No significant adverse items identified

801-73623 HARBOUR GROUP INDUSTRIES, INC. $638,527,000 No significant adverse items identified

801-39540 HARBOUR INVESTMENT MANAGEMENT L.L.C. $216,586,675 No significant adverse items identified

801-66757 HARDING ADVISORY LLC $1,839,766,796 No significant adverse items identified

801-66976 HARDY REED, LLC $274,524,225 No significant adverse items identified

801-71661 HARFST AND ASSOCIATES, INC. $211,690,121 No significant adverse items identified

801-73154 HARMONY FINANCIAL ADVISORS, LLC $30,122,628 No significant adverse items identified

801-72288 HAROLD ZIRKIN FIDUCIARY SERVICES, INC. $93,445,000 No significant adverse items identified

801-63963 HARPER ASSOCIATES, LLC $48,300,000 No significant adverse items identified

801-68846 HARPSWELL CAPITAL MANAGEMENT, LLC $122,211,102 No significant adverse items identified

801-17932 HARRINGTON INVESTMENTS, INC. $152,893,421 No significant adverse items identified

801-67918 HARRISON - DE CHARON, L.L.C. $124,234,550 No significant adverse items identified

801-72745 HARRISON FIDUCIARY GROUP $0 No significant adverse items identified

801-13730 HARRISON MANAGEMENT $50,255,557 No significant adverse items identified

801-67583 HARRISON STREET SECURITIES, LLC $467,045,907 No significant adverse items identified

801-65044 HARRY R. HOLM, FINANCIAL ADVISORY SERVICES, L.L.C. $36,758,602 No significant adverse items identified

801-58297 HART CAPITAL MANAGEMENT, INC. $150,200,000 No significant adverse items identified

801-33349 HART REALTY ADVISERS, INC. $818,935,000 No significant adverse items identified

801-33554 HARTLAND & CO $1,114,178,027 No significant adverse items identified

801-55695 HARTLAND ASSET MANAGEMENT CORP $55,000,000 No significant adverse items identified

801-61928 HARVEST CAPITAL ADVISORS INC. $141,332,418 No significant adverse items identified

801-50107 HARVEST CAPITAL MANAGEMENT INC $204,010,413 No significant adverse items identified

801-63565 HARVEST CAPITAL PARTNERS LLC $0 No significant adverse items identified

801-71791 HARVEST FUND ADVISORS LLC $800,000,000 No significant adverse items identified

801-61814 HARVEST MANAGEMENT, L.L.C. $143,714,063 No significant adverse items identified

801-74136 HARVEST PARTNERS, LP $1,898,000,000 No significant adverse items identified

801-69037 HARVEST VOLATILITY MANAGEMENT, LLC $1,960,862,000 No significant adverse items identified

801-52027 HARVEY CAPITAL MANAGEMENT INC $249,613,570 No significant adverse items identified

801-58031 HARVEY INVESTMENT COMPANY, LLC $328,936,877 No significant adverse items identified

801-73395 HARVEY PARTNERS, LLC $479,247,158 No significant adverse items identified


801-74305 HARWOOD CAPITAL LLP $891,251,050 No significant adverse items identified

801-60580 HATTON CONSULTING, INC. $174,301,420 No significant adverse items identified

801-72313 HAUSSMANN FINANCIAL INC. $165,975,827 No significant adverse items identified

801-53254 HAVELL CAPITAL MANAGEMENT LLC $0 No significant adverse items identified

801-70337 HAVEN CAPITAL GROUP $34,038,283 No significant adverse items identified

801-69527 HAVEN WEALTH GROUP $90,500,000 No significant adverse items identified

801-60259 HAVENS ADVISORS $463,124,116 No significant adverse items identified

801-67126 HAVERDINK FINANCIAL MANAGEMENT, LLC $55,704,415 No significant adverse items identified

801-74805 HAWK QUANTITATIVE STRATEGIES, LLC $174,967,970 No significant adverse items identified

801-74072 HAWKEYE CAPITAL MANAGEMENT, LLC $812,000,000 No significant adverse items identified

801-64764 HAWKEYE PARTNERS, LP $641,276,269 No significant adverse items identified

801-62642 HAWKINS CAPITAL L.P. $1,274,210,812 No significant adverse items identified

801-66068 HAWKSHAW CAPITAL MANAGEMENT, LLC $155,100,000 No significant adverse items identified

801-68248 HAWTHORN CAPITAL MANAGEMENT, LLC $106,000,000 No significant adverse items identified

801-70851 HAYDEL, BIEL & ASSOCIATES $127,373,786 No significant adverse items identified

801-23973 HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. $209,105,059 No significant adverse items identified

801-55723 HAYES & ASSOCIATES ACCOUNTANCY CORP $36,428,582 No significant adverse items identified

801-69019 HAYMAN CAPITAL MANAGEMENT LP $1,090,056,000 No significant adverse items identified

801-69274 HAYMAN WOODS, LLC $160,294,000 No significant adverse items identified

801-63872 HBC FINANCIAL SERVICES, PLLC $126,013,160 No significant adverse items identified

801-73781 HC CAPITAL PARTNERS, LLC $80,493,091 No significant adverse items identified

801-26182 HC FINANCIAL ADVISORS INC $191,174,137 No significant adverse items identified

801-73312 HCI INVESTMENT MANAGEMENT, LLC $225,000,000 No significant adverse items identified

801-46300 HCM INVESTORS INC $10,000,000 No significant adverse items identified

801-68136 HD FINANCIAL SERVICES, LLC $114,675,676 No significant adverse items identified

801-74322 HDG MANSUR $1,100,000,000 No significant adverse items identified

801-58064 HEACOCK & JONES FINANCIAL SERVICES, INC. $150,170,236 No significant adverse items identified

801-64965 HEADWATER INVESTMENT CONSULTING,INC. $93,071,740 No significant adverse items identified

801-73981 HEALTHCARE VALUE CAPITAL, LLC $104,000,000 No significant adverse items identified

801-74201 HEALTHCOR MANAGEMENT L.P. $5,026,700,957 No significant adverse items identified

801-74191 HEALTHCOR PARTNERS MANAGEMENT, L.P. $168,409,240 No significant adverse items identified

801-70962 HEAPHY INVESTMENTS, LLC $48,423,333 No significant adverse items identified

801-55793 HEARTHSTONE, A CALIFORNIA CORPORATION $575,000,000 No significant adverse items identified

801-74048 HEARTLAND INDUSTRIAL GROUP, LLC $206,852,816 No significant adverse items identified

801-570 HEBER FUGER WENDIN INC $4,180,329,982 No significant adverse items identified

801-56420 HEINTZBERGER PAYNE ADVISORS $1,693,263,718 No significant adverse items identified

801-65884 HELIOS ADVISORS LLC $954,886,000 No significant adverse items identified

801-69963 HELIOS INVESTMENTS INC $63,000,000 No significant adverse items identified

801-72008 HELLER WEALTH ADVISORS, LLC. $239,176,302 No significant adverse items identified

801-67176 HELM INVESTMENT MANAGEMENT, LLC $114,731,648 No significant adverse items identified

801-64603 HEMISPHERE PARTNERS LLC $84,802,000 No significant adverse items identified

801-62918 HENDERSHOT INVESTMENTS, INC. $167,941,710 No significant adverse items identified

801-13491 HENDLEY & CO. INC. $182,709,406 No significant adverse items identified

801-37821 HENGEHOLD CAPITAL MANAGEMENT LLC $381,659,000 No significant adverse items identified

801-36288 HENNESSY ADVISORS, INC. $822,002,968 No significant adverse items identified

801-74116 HEP PARTNERS LLC $273,570,982 No significant adverse items identified

801-60796 HERITAGE CAPITAL ADVISORS, LLC $118,051,367 No significant adverse items identified

801-71723 HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC $56,757,482 No significant adverse items identified


801-42319 HERITAGE CAPITAL MANAGEMENT INC $30,404,707 No significant adverse items identified

801-71819 HERITAGE FINANCIAL ADVISORS, LLC $83,411,088 No significant adverse items identified

801-64494 HERITAGE FINANCIAL SERVICES, INC. $624,627,694 No significant adverse items identified

801-64123 HERITAGE HOUSE ASSET MANAGEMENT $47,442,227 No significant adverse items identified

801-60396 HERITAGE INVESTMENT GROUP, INC. $626,676,057 No significant adverse items identified

801-10612 HERITAGE INVESTORS MANAGEMENT CORP $1,250,057,543 No significant adverse items identified

801-61739 HERITAGE WAY ADVISORS, L.L.C. $114,205,692 No significant adverse items identified

801-64803 HERITAGE WEALTH ADVISORS $267,975,584 No significant adverse items identified

801-69671 HERITAGE WEALTH MANAGEMENT GROUP, LTD $44,019,074 No significant adverse items identified

801-68679 HERON FINANCIAL GROUP, LLC $70,000,000 No significant adverse items identified

801-73652 HERONETTA MANAGEMENT, L.P. $150,600,000 No significant adverse items identified

801-56865 HEWINS FINANCIAL ADVISORS, LLC $2,496,822,053 No significant adverse items identified

801-70078 HEWLETT DAVIDSON POWELL, LLC $43,248,340 No significant adverse items identified

801-71630 HEXAM CAPITAL PARTNERS, LLP $1,418,000,000 No significant adverse items identified

801-63376 HEXAVEST INC. $9,332,000,000 No significant adverse items identified

801-64133 HEYDORN CAPITAL MANAGEMENT LLC $40,635,000 No significant adverse items identified

801-62326 HFH PLANNING INC. $54,000,000 No significant adverse items identified

801-62954 HFI WEALTH MANAGEMENT $249,497,403 No significant adverse items identified

801-33701 HFM WEALTH MANAGEMENT $730,943,000 No significant adverse items identified

801-60143 HFR ASSET MANAGEMENT, L.L.C $4,477,343,086 No significant adverse items identified

801-50326 HFR INVESTMENT ADVISORY SERVICES $112,477,735 No significant adverse items identified

801-68230 HG CAPITAL ADVISORS, LLC $102,765,047 No significant adverse items identified

801-74371 HG VORA CAPITAL MANAGEMENT, LLC $156,480,797 No significant adverse items identified

801-19314 HGK ASSET MANAGEMENT INC $4,117,375,003 No significant adverse items identified

801-70419 HHM WEALTH ADVISORS, LLC $191,868,015 No significant adverse items identified

801-61820 HIGH PERCH LLC $1,370,956,672 No significant adverse items identified

801-73470 HIGH ROAD CAPITAL PARTNERS, LLC $189,334,664 No significant adverse items identified

801-73240 HIGHBURY PACIFIC CAPITAL CORP. $174,050,018 No significant adverse items identified

801-66718 HIGHCLERE INTERNATIONAL INVESTORS $1,849,789,088 No significant adverse items identified

801-74386 HIGHCROSS STRATEGIC PARTNERS, LLC $670,000,000 No significant adverse items identified

801-66336 HIGHLAND CAPITAL ADVISORS, LLC $0 No significant adverse items identified

801-8762 HIGHLAND CAPITAL MANAGEMENT, LLC $1,214,162,646 No significant adverse items identified

801-46040 HIGHLAND CONSULTING ASSOCIATES INC. $6,446,332,000 No significant adverse items identified

801-64369 HIGHLAND FINANCIAL ADVISORS, LLC $137,000,000 No significant adverse items identified

801-65217 HIGHLAND GOOD STEWARD MANAGEMENT, LLC $114,428,249 No significant adverse items identified

801-56450 HIGHLAND PRIVATE WEALTH MANAGEMENT $331,327,724 No significant adverse items identified

801-66085 HIGHLINE CAPITAL MANAGEMENT, L.L.C. $2,432,744,450 No significant adverse items identified

801-67341 HIGHLINE WEALTH MANAGEMENT, LLC $1,190,224,048 No significant adverse items identified

801-61093 HIGHMOUNT CAPITAL $1,969,109,191 No significant adverse items identified

801-65053 HIGHSIDE CAPITAL MANAGEMENT, L.P. $2,060,413,000 No significant adverse items identified

801-74120 HIGHSTAR CAPITAL LP $9,987,941,141 No significant adverse items identified

801-65988 HIGHVIEW ADVISORS, L.P. $90,405,000 No significant adverse items identified

801-64551 HILL INVESTMENT GROUP $283,889,230 No significant adverse items identified

801-72834 HILLCREST ASSET MANAGEMENT $22,054,749 No significant adverse items identified

801-63950 HILLEGAS ADVISORY SERVICES, INC. $82,518,864 No significant adverse items identified

801-67701 HILLIER ADVISORS, LLC $60,000,000 No significant adverse items identified

801-57921 HILLMAN CAPITAL MANAGEMENT INC $147,558,599 No significant adverse items identified

801-65665 HILLSDALE INVESTMENT MANAGEMENT INC. $600,252,588 No significant adverse items identified


801-69123 HILL-TOWNSEND CAPITAL, LLC $37,844,946 No significant adverse items identified

801-66568 HILTON HEAD FINANCIAL ADVISORS, INC. $101,428,262 No significant adverse items identified

801-72763 HIMALAYA CAPITAL $337,500,000 No significant adverse items identified

801-69813 HIPPENSTIEL INVESTMENT $109,000,000 No significant adverse items identified

801-32688 HIRTLE, CALLAGHAN & CO., LLC $18,737,340,796 No significant adverse items identified

801-74473 HIRZEL CAPITAL MANAGEMENT, LLC $116,788,924 No significant adverse items identified

801-73166 HITE HEDGE ASSET MANAGEMENT LLC $227,322,161 No significant adverse items identified

801-74163 HM CLIPPER MANAGEMENT, LTD. $285,550,000 No significant adverse items identified

801-74197 HMI CAPITAL, LLC $153,100,000 No significant adverse items identified

801-70027 HMS CAPITAL MANAGEMENT, LLC $64,826,459 No significant adverse items identified

801-71955 HNW MANAGEMENT INC. $65,000,000 No significant adverse items identified

801-70530 HODGE FINANCIAL SERVICES, LLC $113,613,444 No significant adverse items identified

801-14613 HOFKIN CAPITAL MANAGEMENT, INC. $22,898,118 No significant adverse items identified

801-15602 HOISINGTON INVESTMENT MANAGEMENT CO $5,919,514,814 No significant adverse items identified

801-22755 HOKANSON ASSOCIATES, INC. $409,113,199 No significant adverse items identified

801-62751 HOLBROOK GLOBAL STRATEGIES $106,000,000 No significant adverse items identified

801-49394 HOLLAND & CO LLC $27,468,339 No significant adverse items identified

801-58115 HOLLAND DUELL FINANCIAL STRATEGIES $9,884,649 No significant adverse items identified

801-70271 HOLLANDER ASSET MANAGEMENT, LLC $95,302,652 No significant adverse items identified

801-71182 HOLLEN FINANCIAL PLANNING, LTD. $55,479,901 No significant adverse items identified

801-63491 HOLLIS CAPITAL MANAGEMENT, LLC $45,000,000 No significant adverse items identified

801-68599 HOLLOW BROOK WEALTH MANAGEMENT LLC $1,658,000,000 No significant adverse items identified

801-68714 HOLMAN INVESTMENTS AND PLANNING, LLC $70,763,000 No significant adverse items identified

801-67355 HOLTER, WILLIAM LATIMER $15,000,000 No significant adverse items identified

801-30171 HOLT-SMITH ADVISORS $181,000,000 No significant adverse items identified

801-65201 HOMEFIELD CAPITAL, L.P. $339,470,111 No significant adverse items identified

801-64361 HOMEWOOD CAPITAL MANAGEMENT, INC. $71,100,000 No significant adverse items identified

801-72873 HONEY HOUSE PRODUCTIONS $0 No significant adverse items identified

801-61101 HONEYWELL CAPITAL MANAGEMENT LLC $7,119,800,000 No significant adverse items identified

801-61958 HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC. $236,193,100 No significant adverse items identified

801-68575 HOPKINS INVESTMENT MANAGEMENT, LLC. $107,454,518 No significant adverse items identified

801-73089 HOPLITE CAPITAL MANAGEMENT, LLC $2,926,665,900 No significant adverse items identified

801-62268 HOPWOOD FINANCIAL SERVICES, INC. $187,481,938 No significant adverse items identified

801-48749 HORAN CAPITAL MANAGEMENT,LLC $396,494,633 No significant adverse items identified

801-61731 HORIZON ADVISORS, LLC $192,000,000 No significant adverse items identified

801-57461 HORIZON ASSET MANAGEMENT $73,544,406 No significant adverse items identified

801-47928 HORIZON CASH MANAGEMENT LLC $2,093,726,519 No significant adverse items identified

801-70767 HORIZON FUNDS MANAGEMENT, LLC $3,094,000 No significant adverse items identified

801-63047 HORIZON INVESTMENT SERVICES, LLC. $137,715,501 No significant adverse items identified

801-70294 HORIZON POINT WEALTH MANAGEMENT, LLC $34,637,250 No significant adverse items identified

801-71141 HORIZON TECHNOLOGY FINANCE $198,811,000 No significant adverse items identified

801-71677 HORIZONS WEST CAPITAL PARTNERS, LLC $0 No significant adverse items identified

801-67063 HORRELL CAPITAL MANAGEMENT, INC. $226,848,247 No significant adverse items identified

801-61192 HOULIHAN FINANCIAL RESOURCE GROUP, LTD. $139,470,000 No significant adverse items identified

801-72100 HOUND PARTNERS $1,491,022,698 No significant adverse items identified

801-69395 HOURGLASS CAPITAL, LLC $538,863,000 No significant adverse items identified

801-69981 HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC $218,214,123 No significant adverse items identified

801-73898 HOUSTON ENERGY ADVISORS, LLC $265,000,000 No significant adverse items identified


801-10188 HOWARD CAPITAL MANAGEMENT $753,102,603 No significant adverse items identified

801-46741 HOWARD FINANCIAL SERVICES, LTD. $786,203,844 No significant adverse items identified

801-294 HOWE AND RUSLING, INC. $664,936,619 No significant adverse items identified

801-42531 HOWLAND AND ASSOCIATES, LLC $44,667,000 No significant adverse items identified

801-8390 HOWLAND CAPITAL MANAGEMENT, INC. $923,929,467 No significant adverse items identified

801-70486 HOYEM WEALTH MANAGEMENT, LLC $164,100,000 No significant adverse items identified

801-75062 HR ADVOCATES, INC. $0 No significant adverse items identified

801-68501 HS MANAGEMENT PARTNERS, LLC $886,283,497 No significant adverse items identified

801-55553 HTG INVESTMENT ADVISORS INC $296,672,051 No significant adverse items identified

801-76595 HTX CAPITAL MANAGEMENT, LP $0 No significant adverse items identified

801-67634 HUBER CAPITAL MANAGEMENT LLC $928,349,491 No significant adverse items identified

801-34345 HUBER JOAN MACMONNIES $59,400,000 No significant adverse items identified

801-72651 HUDSON & LEE WEALTH MANAGEMENT, INC. $0 No significant adverse items identified

801-54763 HUDSON ADVISOR SERVICES, INC. $235,441,668 No significant adverse items identified

801-73536 HUDSON BAY CAPITAL MANAGEMENT LP $1,979,786,417 No significant adverse items identified

801-60470 HUDSON CANYON INVESTMENT COUNSELORS LLC $134,330,586 No significant adverse items identified

801-70190 HUDSON PILOT $0 No significant adverse items identified

801-62646 HUDSON PORTFOLIO MANAGEMENT LLC $80,000,000 No significant adverse items identified

801-73434 HUDSON REALTY CAPITAL LLC $184,387,228 No significant adverse items identified

801-74737 HUDSON VALLEY WEALTH MANAGEMENT, INC $34,786,885 No significant adverse items identified

801-20812 HUFF, STUART & CARLTON $140,100,000 No significant adverse items identified

801-56496 HUGHES C G CO LLC $72,112,830 No significant adverse items identified

801-44532 HUGHES CAPITAL MANAGEMENT INC $1,222,045,000 No significant adverse items identified

801-71343 HUGHES WARREN, INC. $54,070,337 No significant adverse items identified

801-65883 HULL CAPITAL MANAGEMENT LLC $116,700,000 No significant adverse items identified

801-63226 HUNDREDFOLD ADVISORS, LLC $104,217,095 No significant adverse items identified

801-64521 HUNTER CAPITAL ADVISORS, INC. $589,947 No significant adverse items identified

801-62040 HUNTINGTON STEELE LLC $439,241,206 No significant adverse items identified

801-69269 HURLEY CAPITAL, LLC $75,866,881 No significant adverse items identified

801-73784 HURON CAPITAL PARTNERS LLC $468,000,000 No significant adverse items identified

801-27298 HUSIC CAPITAL MANAGEMENT $56,308,253 No significant adverse items identified

801-57572 HUSSMAN STRATEGIC ADVISORS INC $8,230,362,930 No significant adverse items identified

801-72846 HUTCHIN HILL CAPITAL, LP $4,113,660,830 No significant adverse items identified

801-48519 HUTCHINSON CAPITAL MANAGEMENT $477,039,525 No significant adverse items identified

801-48913 HV CAPITAL MANAGEMENT, INC. $278,244,154 No significant adverse items identified

801-69938 HYAS GROUP $8,000,000 No significant adverse items identified

801-73272 HYLAS CAPITAL MANAGEMENT, L.P. $243,436,720 No significant adverse items identified

801-28129 HYNES HIMMELREICH GLENNON & COMPANY, LLC $1,007,100,000 No significant adverse items identified

801-74238 IBS CAPITAL LLC $274,300,000 No significant adverse items identified

801-49420 ICC CAPITAL MANAGEMENT INC $3,206,800,065 No significant adverse items identified

801-76784 ICEROSE CAPITAL MANAGEMENT, LLC $23,000,000 No significant adverse items identified

801-69638 ICG ADVISORS, LLC $2,816,600,000 No significant adverse items identified

801-68280 ICM PARTNERS, LLC $0 No significant adverse items identified

801-72878 ICONIQ CAPITAL $1,568,000,000 No significant adverse items identified

801-76635 IDEAL LIFE FINANCIAL ADVISORS $0 No significant adverse items identified

801-64962 IFRAH FINANCIAL SERVICES, INC. $253,943,704 No significant adverse items identified

801-48185 IGNIS INVESTMENT SERVICES LIMITED $117,896,726,470 No significant adverse items identified

801-73643 IGP INDUSTRIES, LLC $1,104,321,104 No significant adverse items identified


801-72314 IGUANA HEALTHCARE MANAGEMENT $104,000,000 No significant adverse items identified

801-75358 IHP CAPITAL PARTNERS $650,000,000 No significant adverse items identified

801-63415 IKE CAPITAL, LLC $77,327,483 No significant adverse items identified

801-66029 IKOS CIF LIMITED $210,179,800 No significant adverse items identified

801-68383 IMC ASSET MANAGEMENT, INC $67,000,000 No significant adverse items identified

801-70153 IMPACT INVESTMENT ADVISER LLC $410,771,198 No significant adverse items identified

801-74754 IMPERIUM PARTNERS GROUP, LLC $45,950,094 No significant adverse items identified

801-72621 IMPLIED CAPITAL LP $250,000,000 No significant adverse items identified

801-68299 IMPRINT CAPITAL $155,425,566 No significant adverse items identified

801-16064 IMPULSORA DEL FONDO MEXICO, SC $318,531,452 No significant adverse items identified

801-63234 INCA INVESTMENTS, LLC $366,323,250 No significant adverse items identified

801-69747 INCLINE ANALYTICS, LLC $6,799,352 No significant adverse items identified

801-72683 INCLINE EQUITY PARTNERS $465,693,046 No significant adverse items identified

801-76692 INCLINE GLOBAL MANAGEMENT, LLC $99,236,000 No significant adverse items identified

801-72319 INCOME DISCOVERY $0 No significant adverse items identified

801-71867 INDEPENDENCE ASSET ADVISORS, LLC $541,655,481 No significant adverse items identified

801-63746 INDEPENDENCE CAPITAL MANAGEMENT, LLC $10,622,483 No significant adverse items identified

801-67291 INDEPENDENCE WEALTH ADVISORS INC. $90,615,637 No significant adverse items identified

801-74757 INDEPENDENT FAMILY OFFICE, LLC $152,434,378 No significant adverse items identified

801-66460 INDEPENDENT FINANCIAL ADVISORS $84,829,523 No significant adverse items identified

801-52182 INDEPENDENT FINANCIAL ADVISORS INC $325,445,586 No significant adverse items identified

801-68156 INDEPENDENT FINANCIAL PLANNING, INC. $30,000,000 No significant adverse items identified

801-70126 INDEPENDENT FRANCHISE PARTNERS LLP $7,235,000,000 No significant adverse items identified

801-50718 INDEPENDENT INVESTMENT ADVISORS INC. $72,803,900 No significant adverse items identified

801-19338 INDEPENDENT INVESTORS INC $196,203,052 No significant adverse items identified

801-57978 INDEX FUNDS ADVISORS, INC. $1,444,717,070 No significant adverse items identified

801-70930 INDEX MANAGEMENT SOLUTIONS, LLC $848,608,344 No significant adverse items identified

801-61912 INDEX STREET ADVISORS, INC. $60,000,000 No significant adverse items identified

801-68220 INDEXIQ ADVISORS LLC $763,036,936 No significant adverse items identified

801-64160 INDIANO CAPITAL MANAGEMENT $161,994,111 No significant adverse items identified

801-73725 INDICES-PAC RESEARCH CORP. $248,920,564 No significant adverse items identified

801-69922 INDO-US SPECIAL EQUITIES GROUP INC. $0 No significant adverse items identified

801-73743 INDUSTRIAL OPPORTUNITY PARTNERS, LLC $250,498,562 No significant adverse items identified

801-57817 INFANGER INVESTMENT TECHNOLOGY, LLC $395,877,000 No significant adverse items identified

801-68893 INFINITI WEALTH MANAGEMENT $64,445,088 No significant adverse items identified

801-69857 INFINIUM INVESTMENT ADVISORS, LLC $36,000,000 No significant adverse items identified

801-72071 INFLECTION PARTNERS LLC $33,954,064 No significant adverse items identified

801-35059 INFORMED INVESTORS GROUP $39,346,111 No significant adverse items identified

801-73364 INGENIOUS ASSET MANAGEMENT LIMITED $1,781,612,266 No significant adverse items identified

801-21037 INNIS INVESTMENTS $105,000,000 No significant adverse items identified

801-76745 INNOVATIVE CAPITAL ADVISORS, LLC $254,481,937 No significant adverse items identified

801-71614 INNOVATUM CAPITAL PARTNERS, LLC $30,750,000 No significant adverse items identified

801-51483 INNOVEST PORTFOLIO SOLUTIONS LLC $4,102,000,000 No significant adverse items identified

801-64049 INSIGHT 2811 GP LLC $3,586,952 No significant adverse items identified

801-34586 INSIGHT CAPITAL RESEARCH & MANAGEMENT INC $305,884,425 No significant adverse items identified

801-71491 INSIGHT WEALTH PARTNERS $201,148,600 No significant adverse items identified

801-57036 INSTITUTIONAL CAPITAL MANAGEMENT, INC. $275,134,000 No significant adverse items identified

801-71574 INSTITUTIONAL INVESTOR ADVISERS, INC. $36,775,105 No significant adverse items identified


801-56570 INSTITUTIONAL PROPERTY CONSULTANTS LLC $0 No significant adverse items identified

801-68188 INSTITUTIONAL SERVICES GROUP, LLC $320,000,000 No significant adverse items identified

801-55092 INSTITUTIONAL SHAREHOLDER SERVICES INC. $0 No significant adverse items identified

801-64680 INTEGER WEALTH ADVISORS GROUP, LLC $246,370,562 No significant adverse items identified

801-72397 INTEGRA WEALTH ADVISORS, LLC $26,203,650 No significant adverse items identified

801-57095 INTEGRATED FINANCIAL PLANNING $71,367,535 No significant adverse items identified

801-42435 INTEGRATED FINANCIAL SERVICES INC $135,676,797 No significant adverse items identified

801-76345 INTEGRATED WEALTH ADVISORY SERVICES, INC. $138,939,664 No significant adverse items identified

801-66376 INTEGRIS WEALTH MANAGEMENT, LLC $124,000,000 No significant adverse items identified

801-70877 INTEGRIS, LLC $234,320,943 No significant adverse items identified

801-62141 INTEGRITY ASSET MANAGEMENT, LLC $3,100,800,000 No significant adverse items identified

801-70864 INTEGRITY CAPITAL MANAGEMENT $94,741,116 No significant adverse items identified

801-67633 INTEGRITY FIXED INCOME MANAGEMENT $139,804,728 No significant adverse items identified

801-70114 INTEGRITY WEALTH MANAGEMENT, INC. $40,545,178 No significant adverse items identified

801-64460 INTELLIGENT CAPITALWORKS $107,849,850 No significant adverse items identified

801-57626 INTELLIGENT FINANCIAL STRATEGIES $109,790,600 No significant adverse items identified

801-71241 INTERAMERICAN ADVISORS $102,089,253 No significant adverse items identified

801-74328 INTERMARKET CORPORATION $666,215,285 No significant adverse items identified

801-70140 INTERNATIONAL ASSET MANAGEMENT LIMITED $2,450,139,396 No significant adverse items identified

801-47796 INTERNATIONAL INVESTMENT GROUP LLC $478,000,000 No significant adverse items identified

801-66765 INTERNATIONAL MANAGEMENT ADVISORS LTD. $90,333,334 No significant adverse items identified

801-68721 INTERNATIONAL VALUE ADVISERS, LLC $17,839,568,555 No significant adverse items identified

801-76709 INTERNET CAPITAL MANAGEMENT $0 No significant adverse items identified

801-73777 INTREPID FUND MANAGEMENT, LLC $196,000,000 No significant adverse items identified

801-21151 INTRINSIC WEALTH COUNSEL, INC. $90,686,000 No significant adverse items identified

801-74155 INVECO INTERNATIONAL, INC. $671,945,197 No significant adverse items identified

801-40161 INVERNESS COUNSEL, LLC $1,963,862,335 No significant adverse items identified

801-76505 INVESTMARK ADVISORY SERVICES, INC. $161,000,000 No significant adverse items identified

801-56858 INVESTMENT ADVISORY PROFESSIONALS LLC $133,000,000 No significant adverse items identified

801-60648 INVESTMENT ADVISORY SERVICES, INC $144,980,381 No significant adverse items identified

801-51629 INVESTMENT CONSULTANTS $94,446,898 No significant adverse items identified

801-61387 INVESTMENT CONSULTING SERVICES, LLC $0 No significant adverse items identified

801-269 INVESTMENT COUNSEL INC $102,810,000 No significant adverse items identified

801-65513 INVESTMENT COUNSELORS OF REDLANDS LLC $58,841,209 No significant adverse items identified

801-68932 INVESTMENT INSIGHT WEALTH MANAGEMENT, LLC $28,102,290 No significant adverse items identified

801-66530 INVESTMENT MANAGEMENT ADVISORS, INC. $58,204,153 No significant adverse items identified

801-14574 INVESTMENT MANAGEMENT ASSOCIATES $53,717,760 No significant adverse items identified

801-63499 INVESTMENT MANAGEMENT CONSULTANTS $107,097,496 No significant adverse items identified

801-72162 INVESTMENT MANAGEMENT HAWAII $67,344,995 No significant adverse items identified

801-76673 INVESTMENT MANAGERS GROUP, LLC $0 No significant adverse items identified

801-55069 INVESTMENT PARTNERS LTD $242,683,267 No significant adverse items identified

801-33204 INVESTMENT PERFORMANCE SERVICES LLC $0 No significant adverse items identified

801-64571 INVESTMENT PROGRAMS LLC $2,600,000 No significant adverse items identified

801-38059 INVESTOR RESOURCES INC $37,449,701 No significant adverse items identified

801-47251 INVESTOR SOLUTIONS $517,270,845 No significant adverse items identified

801-18198 INVESTORS ASSET MANAGEMENT, INC. $179,575,005 No significant adverse items identified

801-66929 INVESTOR'S CAPITAL MANAGEMENT, LLC $179,207,218 No significant adverse items identified

801-72610 INVESTORS FASTTRACK $0 No significant adverse items identified


801-5445 INVESTORS MANAGEMENT SERVICES INC $95,084,538 No significant adverse items identified

801-64349 INVESTORS RESEARCH CORPORATION $100,497,902 No significant adverse items identified

801-71525 INVESTSIMPLY $1,525,000 No significant adverse items identified

801-75002 INVICTUS CAPITAL PARTNERS $743,593,162 No significant adverse items identified

801-67020 INVIEW INVESTMENT MANAGEMENT, LLC $115,165,990 No significant adverse items identified

801-73756 INVUS FINANCIAL ADVISORS, LLC $1,045,300,000 No significant adverse items identified

801-72188 IONIC CAPITAL MANAGEMENT LLC $3,123,782,434 No significant adverse items identified

801-71851 IPEX, INC. $105,644,371 No significant adverse items identified

801-72719 IPM INFORMED PORTFOLIO MANAGEMENT AB $7,273,500,000 No significant adverse items identified

801-70729 IPOX CAPITAL MANAGEMENT, LLC $19,800,000 No significant adverse items identified

801-68508 IPRO ONE MANAGEMENT, INC. $12,000,000 No significant adverse items identified

801-26465 IPSWICH INVESTMENT MANAGEMENT COMPANY, INC $261,712,131 No significant adverse items identified

801-67945 IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT $62,976,844 No significant adverse items identified

801-70558 IRA GROUP, INC. $0 No significant adverse items identified

801-69237 IRON PEAK CAPITAL MANAGEMENT LLC $695,600,000 No significant adverse items identified

801-73280 IRON POINT PARTNERS, LLC $599,956,561 No significant adverse items identified

801-57534 IRONBRIDGE CAPITAL MANAGEMENT, LP $6,080,242,248 No significant adverse items identified

801-71772 IRONCLAD INVESTMENTS LLC $141,661,398 No significant adverse items identified

801-67328 IRONGATE INTERNATIONAL LLC $361,418,079 No significant adverse items identified

801-62476 IRONMAN CAPITAL MANAGEMENT, LLC $122,935,759 No significant adverse items identified

801-74703 IRONWOOD CAPITAL ADVISORS III LLC $144,444,033 No significant adverse items identified

801-60073 IRONWOOD INVESTMENT COUNSEL, LLC $626,066,649 No significant adverse items identified

801-55081 IRONWOOD INVESTMENT MANAGEMENT, LLC $507,000,000 No significant adverse items identified

801-72067 IRONWOOD WEALTH ADVISORS, LLC $54,131,855 No significant adverse items identified

801-74361 IROQUOIS CAPITAL MANAGEMENT, LLC $156,741,432 No significant adverse items identified

801-71896 IRVING MAGEE INVESTMENT MANAGEMENT, LLC $145,600,205 No significant adverse items identified

801-71827 ISF MANAGEMENT $87,900,000 No significant adverse items identified

801-71388 ISLAND GROVE $4,153,198 No significant adverse items identified

801-71431 IUR CAPITAL, LLC $360,000 No significant adverse items identified

801-65140 IVORY INVESTMENT MANAGEMENT, L.P. $3,900,344,000 No significant adverse items identified

801-74676 IVWAY $0 No significant adverse items identified

801-72881 IVY EQUITIES II, LLC $100,099,292 No significant adverse items identified

801-66562 IVY LEAGUE FINANCIAL ADVISORS LLC $92,570,665 No significant adverse items identified

801-51879 J A GIBBONS LLC $36,805,000 No significant adverse items identified

801-60831 J M BROWN & ASSOCIATES, INC. $54,752,000 No significant adverse items identified

801-55231 J. L. BAINBRIDGE & CO., INC. $283,000,000 No significant adverse items identified

801-74209 J. W. CHILDS ASSOCIATES, L. P. $1,581,000,000 No significant adverse items identified

801-70229 J.A. FORLINES, LLC $350,120,000 No significant adverse items identified

801-54792 J.E. SIMMONS & CO., P.C. $93,863,889 No significant adverse items identified

801-74186 J.F. LEHMAN & COMPANY, INC. $779,172,000 No significant adverse items identified

801-74381 J.H. WHITNEY CAPITAL PARTNERS, LLC $1,410,730,000 No significant adverse items identified

801-65465 J.H. WHITNEY INVESTMENT MANAGEMENT, LLC $312,901,490 No significant adverse items identified

801-66736 J.J. BURNS & COMPANY $122,473,570 No significant adverse items identified

801-2252 J.M. FORBES & CO. LLP $472,113,074 No significant adverse items identified

801-68042 J.P. MARVEL INVESTMENT ADVISORS, INC. $312,072,791 No significant adverse items identified

801-64017 J.W. COONS ADVISORS, LLC $149,592,926 No significant adverse items identified

801-13068 J.W.BURNS & COMPANY, INC. $268,005,088 No significant adverse items identified

801-60641 J/M FINANCIAL ADVISERS, INC. $130,525,000 No significant adverse items identified


801-69469 JACKSON WEALTH MANAGEMENT, LLC $264,671,263 No significant adverse items identified

801-56267 JACKSON, GRANT INVESTMENT ADVISERS, INC. $101,600,000 No significant adverse items identified

801-56730 JACOB ASSET MANAGEMENT OF NEW YORK LLC $53,065,826 No significant adverse items identified

801-12012 JACOBS & CO $263,599,282 No significant adverse items identified

801-72102 JACOBS BROEL ASSET MANAGEMENT, LLC $40,988,981 No significant adverse items identified

801-66735 JACOBSON & SCHMITT ADVISORS, LLC $102,253,868 No significant adverse items identified

801-64427 JAGUAR INVESTMENT SERVICES, LTD $39,639,169 No significant adverse items identified

801-73673 JAMES CAIRD ASSET MANAGEMENT (US) LP $688,263,985 No significant adverse items identified

801-9166 JAMES F. MAINO, REGISTERED INVESTMENT COUNSELLOR, INC. $93,411,804 No significant adverse items identified

801-62378 JAMES MCCUSKER & ASSOCIATES $111,198,823 No significant adverse items identified

801-58066 JAMES R. MARTIN CONSULTING, INC $206,151,650 No significant adverse items identified

801-37889 JANICZEK & COMPANY, LTD. $347,465,988 No significant adverse items identified

801-71830 JASINKIEWICZ CAPITAL MANAGEMENT, LLC $565,079,146 No significant adverse items identified

801-73729 JAT CAPITAL MANAGEMENT, L.P. $5,057,006,112 No significant adverse items identified

801-6618 JAY A. FISHMAN, LTD $386,356,549 No significant adverse items identified

801-69085 JB INVESTMENT MANAGEMENT, LLC $510,822,026 No significant adverse items identified

801-67619 JC MIANO INVESTMENT ADVISORY $40,900,000 No significant adverse items identified

801-71106 JCM ADVISORS OF CRYSTAL RIVER, LLC $9,198,074 No significant adverse items identified

801-55086 JE WILSON ADVISORS, LLC $108,133,041 No significant adverse items identified

801-9788 JEANNERET J P ASSOCIATES INC $98,464,541 No significant adverse items identified

801-73155 JEEREDDI INVESTMENTS, LP $65,284,139 No significant adverse items identified

801-60784 JEFFERY ASSET MANAGEMENT LLC $310,269,124 No significant adverse items identified

801-66937 JEFFREY N. MEHLER, CFP LLC $97,000,000 No significant adverse items identified

801-70734 JEMSTEP, INC. $0 No significant adverse items identified

801-72059 JENEVA WEALTH MANAGEMENT $125,000,000 No significant adverse items identified

801-66648 JENNINGS INVESTMENT ADVISORS, LLC $81,049,767 No significant adverse items identified

801-23465 JENTNER WEALTH MANAGEMENT $177,533,838 No significant adverse items identified

801-73924 JERICHO CAPITAL ASSET MANAGEMENT L.P. $916,188,679 No significant adverse items identified

801-66895 JERMYN CAPITAL (SINGAPORE) PTE. LTD. $61,599,768 No significant adverse items identified

801-63928 JERRMAR CAPITAL MANAGEMENT, INC. $94,008,577 No significant adverse items identified

801-65543 JET CAPITAL INVESTORS, LP $799,260,000 No significant adverse items identified

801-63849 JETSTREAM CAPITAL LLC $318,000,000 No significant adverse items identified

801-63184 JG ADVISORS, LLC $108,065,773 No significant adverse items identified

801-72478 JGE CAPITAL MANAGEMENT, LLC $202,076,838 No significant adverse items identified

801-72421 JHWIM FUND MANAGEMENT COMPANY, LLC $453,192,860 No significant adverse items identified

801-68933 JJ INVESTMENT COMPANY $34,044,537 No significant adverse items identified

801-43630 JJM FINANCIAL STRATEGIES INC $104,472,289 No significant adverse items identified

801-20567 JJP CAPITAL MANAGEMENT, INC. $116,356,789 No significant adverse items identified

801-63470 JKMILNE ASSET MANAGEMENT $1,824,932,313 No significant adverse items identified

801-72454 JL SQUARED GROUP, LLC $300,407,884 No significant adverse items identified

801-19434 JLB & ASSOCIATES INC $393,071,000 No significant adverse items identified

801-74194 JLL PARTNERS INC. $2,890,246,257 No significant adverse items identified

801-23526 JMG FINANCIAL GROUP LTD $1,330,509,000 No significant adverse items identified

801-68392 JOCELYN INVESTMENT MANAGEMENT, LLC $105,145,537 No significant adverse items identified

801-15669 JOEL R. MOGY INVESTMENT COUNSEL INC. $658,895,787 No significant adverse items identified

801-36076 JOHN A. WOLFE & ASSOCIATES, INC. $395,154,721 No significant adverse items identified

801-71603 JOHN C. FOTI, DBA EXPERIENT PORTFOLIO MANAGEMENT $2,166,440 No significant adverse items identified

801-44151 JOHN E. SESTINA AND COMPANY $367,724,444 No significant adverse items identified


801-70434 JOHN F SUBY WEALTH MANAGEMENT LLC $157,798,937 No significant adverse items identified

801-14064 JOHN G. ULLMAN & ASSOCIATES, INC $867,325,472 No significant adverse items identified

801-38994 JOHN HSU CAPITAL GROUP, INC. $506,900,000 No significant adverse items identified

801-66643 JOHN R. FIESTA, LLC $25,300,000 No significant adverse items identified

801-13942 JOHN W. BRISTOL & CO., INC. $6,188,699,073 No significant adverse items identified

801-19247 JOHN W. BROOKER & CO., CPAS,PC $235,837,564 No significant adverse items identified

801-41621 JOHNSON CUSTOM STRATEGIES INC $41,951,771 No significant adverse items identified

801-70139 JOHNSON LYMAN WEALTH ADVISORS $138,037,955 No significant adverse items identified

801-43319 JOHNSON MARTIN ADVISORS, INC. $548,722,615 No significant adverse items identified

801-72401 JOHNSON'S GLOBAL ADVISORS CORP. $0 No significant adverse items identified

801-73575 JOHO CAPITAL, LLC $4,924,694,928 No significant adverse items identified

801-56214 JONAS BRITTAIN GLENN INC. $42,854,000 No significant adverse items identified

801-66229 JONATHAN D. POND, LLC $167,129,000 No significant adverse items identified

801-57365 JONATHAN SMITH & CO. $26,684,211 No significant adverse items identified

801-64504 JONES & COMPANY $25,900,000 No significant adverse items identified

801-57322 JOSEPH JOHN HASSON JR $108,000,000 No significant adverse items identified

801-63273 JP WEALTH MANAGEMENT, INC. $145,304,361 No significant adverse items identified

801-62265 JPH ADVISORY GROUP, INC. $90,341,932 No significant adverse items identified

801-68199 JR MESENBURG AND ASSOCIATES $56,834,257 No significant adverse items identified

801-65892 JRM INVESTMENT COUNSEL. $167,179,944 No significant adverse items identified

801-69429 JUNCTION CITY FINANCIAL $0 No significant adverse items identified

801-71866 JUNCTURE WEALTH STRATEGIES, LLC $94,580,327 No significant adverse items identified

801-68462 JUNO MOTHER EARTH ASSET MANAGEMENT, LLC $374,000 No significant adverse items identified

801-61660 JVL ASSOCIATES, LLC $100,359,433 No significant adverse items identified

801-67910 JWKODAK CAPITAL MANAGEMENT, LLC $43,985,482 No significant adverse items identified

801-76603 K PLUS, INC. $0 No significant adverse items identified

801-63541 K.A. RADIGAN, LLC $53,258,175 No significant adverse items identified

801-55850 KADES FINANCIAL INC $141,410,000 No significant adverse items identified

801-71773 KADISAK FINANCIAL SERVICES, INC. $34,657,392 No significant adverse items identified

801-64112 KAHN FINANCIAL GROUP $49,547,964 No significant adverse items identified

801-72005 KAJO INVESTMENTS, LLC $0 No significant adverse items identified

801-72544 KALENJIN ADVISORY LTD. $180,000 No significant adverse items identified

801-53608 KALMAR INVESTMENT ADVISERS $3,276,486,462 No significant adverse items identified

801-71741 KALTBAUM CAPITAL MANAGEMENT $115,000,000 No significant adverse items identified

801-72724 KAMUNTING STREET CAPITAL MANAGEMENT, L.P. $898,112,000 No significant adverse items identified

801-60800 KANAWHA CAPITAL MANAGEMENT, LLC $568,511,522 No significant adverse items identified

801-68684 KANON BLOCH CARRE $40,321,977 No significant adverse items identified

801-70117 KAPP/SCANLON FINANCIAL GROUP, LLC $47,000,000 No significant adverse items identified

801-74799 KARAMAAN GROUP, LLC $90,000,357 No significant adverse items identified

801-34145 KAREL CAPITAL, INC. $63,000,000 No significant adverse items identified

801-57019 KARPAS STRATEGIES LLC $164,746,322 No significant adverse items identified

801-73281 KARPREILLY, LLC $383,201,157 No significant adverse items identified

801-29607 KARPUS INVESTMENT MANAGEMENT $2,170,200,198 No significant adverse items identified

801-65213 KARSTENS INVESTMENT COUNSEL, INC. $491,230,459 No significant adverse items identified

801-72079 KAVAR CAPITAL PARTNERS, LLC $214,325,742 No significant adverse items identified

801-54788 KAYDAN WEALTH MANAGEMENT, INC. $39,250,856 No significant adverse items identified

801-52157 KAZIMIR PARTNERS LIMITED $319,073,925 No significant adverse items identified

801-55395 KCM INVESTMENT ADVISORS $2,446,731,242 No significant adverse items identified


801-71960 KD ADVISORS $0 No significant adverse items identified

801-74248 KDI CAPITAL PARTNERS, LLC $350,755,219 No significant adverse items identified

801-67536 KDV WEALTH MANAGEMENT LLC $171,450,843 No significant adverse items identified

801-74511 KEANE CAPITAL MANAGEMENT, INC. $172,064,320 No significant adverse items identified

801-73342 KEARNS AND ASSOCIATES, LLC $1,262,199,081 No significant adverse items identified

801-19820 KEATING INVESTMENT COUNSELORS INC $161,756,928 No significant adverse items identified

801-67305 KEATING INVESTMENTS, LLC $76,900,000 No significant adverse items identified

801-69866 KEATS, CONNELLY AND ASSOCIATES, LLC $274,107,698 No significant adverse items identified

801-62965 KEB ASSET MANAGEMENT, LLC $213,468,348 No significant adverse items identified

801-67808 KEEBLE & PYKE FINANCIAL ADVISORS, LLC. $136,820,387 No significant adverse items identified

801-68247 KEEL ASSET MANAGEMENT LLC $31,417,238 No significant adverse items identified

801-57002 KEIDAN FINANCIAL CONSULTANTS LLC $180,678,185 No significant adverse items identified

801-63942 KEITH KELVIN ANDERSON $45,000,000 No significant adverse items identified

801-63893 KELLNER CAPITAL MANAGEMENT, INC. $38,645,722 No significant adverse items identified

801-64528 KELLY FINANCIAL GROUP $101,454,332 No significant adverse items identified

801-45185 KELMAN LAZAROV INC $196,343,139 No significant adverse items identified

801-17585 KEMPNER CAPITAL MANAGEMENT, INC. $416,564,816 No significant adverse items identified

801-46893 KEN ROBERTS INVESTMENT MANAGEMENT, INC. $212,982,381 No significant adverse items identified

801-70209 KENDALL SQUARE CAPITAL LLC $168,400,000 No significant adverse items identified

801-61611 KENJOL CAPITAL MANAGEMENT $90,485,459 No significant adverse items identified

801-73964 KENMARE MANAGEMENT, L.P. $329,299,000 No significant adverse items identified

801-56310 KENNETH FRENKE & CO $95,689,600 No significant adverse items identified

801-35528 KENNEY INVESTMENTS INC $105,464,824 No significant adverse items identified

801-75576 KENRICH PARTNERS PTE LTD $174,860,000 No significant adverse items identified

801-57910 KENSINGTON INVESTMENT COUNSEL $39,467,587 No significant adverse items identified

801-38979 KENSINGTON REALTY ADVISORS INC $0 No significant adverse items identified

801-73112 KENT AVENUE CAPITAL PARTNERS, LLC $0 No significant adverse items identified

801-72308 KEPOS CAPITAL LP $208,687,100 No significant adverse items identified

801-43072 KEPPLER ASSET MANAGEMENT INC. $2,086,071,842 No significant adverse items identified

801-73986 KERRISDALE ADVISERS, LLC $97,200,000 No significant adverse items identified

801-71393 KESSLER INVESTMENT GROUP, LLC $91,203,081 No significant adverse items identified

801-43351 KESTREL INVESTMENT MANAGEMENT CORP $732,322,172 No significant adverse items identified

801-67666 KETTERING FINANCIAL ADVISORY GROUP, LTD $51,600,000 No significant adverse items identified

801-66344 KEVIN CLARIDAY INVESTMENT ADVISOR $44,000,000 No significant adverse items identified

801-60398 KEY CAPITAL ADVISORS, INC. $50,403,986 No significant adverse items identified

801-61016 KEY INVESTMENT TEAM $43,339,609 No significant adverse items identified

801-69002 KEYHAVEN CAPITAL PARTNERS LIMITED $885,103,227 No significant adverse items identified

801-62685 KEYSTONE ASSET MANAGEMENT, INC. $138,000,000 No significant adverse items identified

801-30218 KEYSTONE FINANCIAL PLANNING INC $104,066,838 No significant adverse items identified

801-76775 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED $1,425,000,000 No significant adverse items identified

801-57971 KHC WEALTH MANAGEMENT $238,103,000 No significant adverse items identified

801-62758 KIELY CAPITAL MANAGEMENT, INC. $48,106,958 No significant adverse items identified

801-72930 KILDONAN CASTLE ASSET MANAGEMENT, L.P. $140,000,000 No significant adverse items identified

801-70467 KILEY JUERGENS WEALTH MANAGEMENT, LLC $130,852,741 No significant adverse items identified

801-72673 KILTEARN PARTNERS $155,697,592 No significant adverse items identified

801-74251 KIMMERIDGE ENERGY MANAGEMENT COMPANY, LLC $0 No significant adverse items identified

801-68165 KINETIC VENTURES, L.L.C. $99,630,479 No significant adverse items identified

801-73447 KINGDOM RIDGE CAPITAL, LLC $328,800,000 No significant adverse items identified


801-38248 KINGS CAPITAL MANAGEMENT INC. $2,000,000 No significant adverse items identified

801-73574 KINGSLAND CAPITAL MANAGEMENT, LLC $2,055,425,854 No significant adverse items identified

801-68950 KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC $97,245,494 No significant adverse items identified

801-69412 KINGSTOWN CAPITAL $785,504,000 No significant adverse items identified

801-36879 KIPP FINANCIAL GROUP, INC. $108,441,045 No significant adverse items identified

801-10809 KIRR, MARBACH & COMPANY, LLC $409,911,480 No significant adverse items identified

801-74562 KITANO CAPITAL $378,200,000 No significant adverse items identified

801-43503 KITZINGER LAUTMANN CAPITAL MANAGEMENT INC $428,710,729 No significant adverse items identified

801-66449 KK WEALTH ADVISORS, LLC $136,831,074 No significant adverse items identified

801-67783 KLINGMAN AND ASSOCIATES, LLC $671,001,650 No significant adverse items identified

801-72408 KLS DIVERSIFIED ASSET MANAGEMENT LP $3,714,730,816 No significant adverse items identified

801-73396 KMCP ADVISORS II, LLC $299,913,255 No significant adverse items identified

801-55234 KMH WEALTH MANAGEMENT, LLC $159,500,000 No significant adverse items identified

801-69568 KNELMAN ASSET MANAGEMENT GROUP, LLC $105,000,000 No significant adverse items identified

801-66574 KNICKERBOCKER ADVISORS INC. $65,484,813 No significant adverse items identified

801-73337 KNIGHTHEAD CAPITAL MANAGEMENT, LLC $2,802,430,618 No significant adverse items identified

801-45068 KNIGHTSBRIDGE ADVISERS LLC $1,121,693,799 No significant adverse items identified

801-60729 KNIGHTSBRIDGE ADVISORS, INC. $70,791,656 No significant adverse items identified

801-72353 KNOTT ASSET MANAGEMENT, LLC $101,296,041 No significant adverse items identified

801-76671 KOBALT CAPITAL LIMITED $35,500,000 No significant adverse items identified

801-70128 KOBO WEALTH CONSERVANCY $92,880,502 No significant adverse items identified

801-72243 KOBREN INSIGHT MANAGEMENT - AN ADVISER INVESTMENTS COMPANY $898,700,000 No significant adverse items identified

801-72547 KOHALA CAPITAL PARTNERS, LLC $47,000,000 No significant adverse items identified

801-74118 KOLE ASSET MANAGEMENT, INC. $139,169,152 No significant adverse items identified

801-36574 KOPP INVESTMENT ADVISORS $283,696,006 No significant adverse items identified

801-73097 KORE ADVISORS LP $943,000,000 No significant adverse items identified

801-70111 KORENVAES MANAGEMENT LLC $109,699,402 No significant adverse items identified

801-34933 KORNITZER CAPITAL MANAGEMENT, INC. $7,817,786,000 No significant adverse items identified

801-58175 KOSS-OLINGER CONSULTING, LLC. $264,304,633 No significant adverse items identified

801-72943 KOVALCIK & GERAGHTY WEALTH PARTNERS LLP $101,563,645 No significant adverse items identified

801-71208 KPDN INC. $35,000,000 No significant adverse items identified

801-73907 KPS CAPITAL PARTNERS, LP $2,789,308,460 No significant adverse items identified

801-20236 KR CAPITAL ADVISORS INC $558,780,910 No significant adverse items identified

801-41790 KR CAPITAL PARTNERS I LP $94,792,968 No significant adverse items identified

801-62333 KR FINANCIAL SERVICES, INC. $136,225,711 No significant adverse items identified

801-56022 KRA CAPITAL MANAGEMENT INC $445,889,698 No significant adverse items identified

801-66245 KRAL FINANCIAL ADVISORS, LLC $101,787,800 No significant adverse items identified

801-73134 KRAMER VAN KIRK CREDIT STRATEGIES L.P. $353,000,000 No significant adverse items identified

801-71344 KRANE FINANCIAL SOLUTIONS $90,798,100 No significant adverse items identified

801-68271 KROHNE CAPITAL, LLC $20,000,000 No significant adverse items identified

801-18897 KRUMREI & ROSS, INC. $99,257,326 No significant adverse items identified

801-65310 KS MANAGEMENT CORP. $332,104,728 No significant adverse items identified

801-62886 KSA CAPITAL MANAGEMENT, LLC $155,030,000 No significant adverse items identified

801-73674 KSL CAPITAL PARTNERS $3,631,637,000 No significant adverse items identified

801-55994 KT ADMINISTRATORS INC $0 No significant adverse items identified

801-44183 KUHN AND ASSOCIATES, INC. $242,730,404 No significant adverse items identified

801-18935 KUNATH KARREN RINNE & ATKIN LLC $803,468,710 No significant adverse items identified

801-46461 KURIYAMA & CO LLC $143,162,416 No significant adverse items identified


801-69365 KURTIN FINANCIAL ADVISERS, LLC $57,748,000 No significant adverse items identified

801-49160 KUTSCHER RHODES & BENNER, INC. $207,000,000 No significant adverse items identified

801-73520 KYLIN MANAGEMENT LLC $1,919,169,423 No significant adverse items identified

801-64955 KYNIKOS ASSOCIATES LP $5,266,269,080 No significant adverse items identified

801-64726 L & B REALTY ADVISORS, LLP $451,770,897 No significant adverse items identified

801-66849 L & S ADVISORS, INC $237,576,791 No significant adverse items identified

801-69343 L&P FINANCIAL TRUSTEES LTD $500,000 No significant adverse items identified

801-74751 L. C. BHANDARI & CO. $150,003,327 No significant adverse items identified

801-35594 L. ROY PAPP & ASSOCIATES, LLP $659,578,237 No significant adverse items identified

801-61209 L.A. BURTON & ASSOCIATES, INC. $119,459,680 No significant adverse items identified

801-64216 L.J. BREY, INC. $39,807,345 No significant adverse items identified

801-57829 LA JOLLA ASSET MANAGEMENT, INC. $35,199,885 No significant adverse items identified

801-70378 LABRUM CAPITAL ADVISORS, LLC $205,700,000 No significant adverse items identified

801-70634 LACERTE CAPITAL ADVISERS, LLC $7,000,000 No significant adverse items identified

801-35032 LACLA INVESTMENT ADVISERS $91,829,876 No significant adverse items identified

801-11098 LADD CAPITAL MANAGEMENT LLC $126,234,190 No significant adverse items identified

801-56953 LAFFER INVESTMENTS INC $319,400,000 No significant adverse items identified

801-29108 LAFLEUR & GODFREY, INC. INVESTMENT COUNSEL $426,935,637 No significant adverse items identified

801-55762 LAIDLAW GROUP, LLC $208,100,000 No significant adverse items identified

801-63766 LAIN ASSET MANAGEMENT & PLANNING $44,469,535 No significant adverse items identified

801-60345 LAIRD NORTON TYEE ASSET STRATEGIES, LLC $1,599,973,000 No significant adverse items identified

801-38929 LAKE PARTNERS,INC. $412,101,611 No significant adverse items identified

801-66733 LAKE UNION CAPITAL MANAGEMENT, LLC $91,113,080 No significant adverse items identified

801-63366 LAKESHORE CAPITAL, LLC $119,630,241 No significant adverse items identified

801-74696 LAKESTAR WEALTH MANAGEMENT, LLC $0 No significant adverse items identified

801-70520 LAKEVIEW CAPITAL MANAGEMENT LLC $107,506,720 No significant adverse items identified

801-70801 LAKSHMI WEALTH MANAGEMENT, LLC $20,000,000 No significant adverse items identified

801-40331 LAMCO ADVISORY SERVICES INC. $1,696,709,548 No significant adverse items identified

801-74014 LAMOND CAPITAL PARTNERS LLC $110 No significant adverse items identified

801-72835 LANCASTER INVESTMENT MANAGEMENT LLP $306,256,813 No significant adverse items identified

801-73035 LANCELOT CAPITAL LIMITED $0 No significant adverse items identified

801-69951 LAND & BUILDINGS INVESTMENT MANAGEMENT, LLC $116,800,000 No significant adverse items identified

801-15124 LANDER & ASSOCIATES INC $73,776,486 No significant adverse items identified

801-73439 LANDMARK MANAGEMENT, INC. $1,565,736,367 No significant adverse items identified

801-73926 LANE FIVE CAPITAL MANAGEMENT LP $108,000,000 No significant adverse items identified

801-70384 LANIER ASSET MANAGEMENT, LLC $66,565,129 No significant adverse items identified

801-63887 LANPHIER CAPITAL MANAGEMENT, INC. $28,028,376 No significant adverse items identified

801-62570 LANSDOWNE PARTNERS LIMITED $0 No significant adverse items identified

801-62972 LANSDOWNE PARTNERS LIMITED PARTNERSHIP $20,811,349,000 No significant adverse items identified

801-71650 LANX MANAGEMENT, LLC $364,000,000 No significant adverse items identified

801-64518 LAPIDES ASSET MANAGEMENT, LLC $702,186,000 No significant adverse items identified

801-66390 LARMER & ELSTUN LLC $125,000,000 No significant adverse items identified

801-43016 LARRY THOMPSON & ASSOCIATES, INC. $750,733,799 No significant adverse items identified

801-68926 LASAIR CAPITAL LLC $212,000,000 No significant adverse items identified

801-41892 LASECKE WEIL WEALTH ADVISORY GROUP, LLC $193,000,000 No significant adverse items identified

801-27567 LASSUS WHERLEY $355,108,719 No significant adverse items identified

801-62261 LATASH INVESTMENTS, LLC $877,173,951 No significant adverse items identified

801-9747 LATEEF INVESTMENT MANAGEMENT, LP. $3,770,157,997 No significant adverse items identified


801-16128 LATHROP INVESTMENT MANAGEMENT CORP $332,702,922 No significant adverse items identified

801-65354 LATIGO PARTNERS, L.P. $270,100,000 No significant adverse items identified

801-72777 LATIN CAPITAL MARKET $180,000,000 No significant adverse items identified

801-70420 LATITUDE ADVISORS, LLC $161,615,038 No significant adverse items identified

801-63451 LATTICE STRATEGIES LLC $172,596,736 No significant adverse items identified

801-48112 LAUER, FROMELT CAPITAL MANAGEMENT LTD. $160,874,782 No significant adverse items identified

801-73912 LAULIMA FAMILY OFFICES, LLC $167,000,000 No significant adverse items identified

801-56433 LAURA J. BOXER REGISTERED INVESTMENT ADVISORS, LLC $93,868,963 No significant adverse items identified

801-50514 LAUREL GROVE CAPITAL LLC $184,631,437 No significant adverse items identified

801-73253 LAURION CAPITAL MANAGEMENT LP $5,111,000,000 No significant adverse items identified

801-24322 LAWRENCE W. KELLY & ASSOCIATES, INC $625,354,918 No significant adverse items identified

801-72868 LAWTON ASSET MANAGEMENT, INC $110,000,000 No significant adverse items identified

801-70003 LBA WEALTH MANAGEMENT, LLC $228,723,234 No significant adverse items identified

801-73863 LBC CREDIT MANAGEMENT, L.P. $1,157,528,960 No significant adverse items identified

801-72014 LBI WEALTH MANAGEMENT, LLC $760,497,777 No significant adverse items identified

801-55589 LBMC INVESTMENT ADVISORS, LLC $665,737,955 No significant adverse items identified

801-71989 LC ADVISORS, LLC $117,025,784 No significant adverse items identified

801-73083 LCM GLOBAL PARTNERS LLC $129,000,000 No significant adverse items identified

801-75986 LDR CAPITAL MANAGEMENT, LLC $68,234,925 No significant adverse items identified

801-68249 LEADING EDGE INVESTMENT ADVISORS,LLC $1,541,323,254 No significant adverse items identified

801-73680 LEAF CLEAN ENERGY USA, LLC $215,000,000 No significant adverse items identified

801-76617 LEARNVEST PLANNING SERVICES, LLC $0 No significant adverse items identified

801-67683 LEBER-ANDESA ADVISORS, INC. $132,054,376 No significant adverse items identified

801-26228 LEDERER & ASSOCIATES INVESTMENT COUNSEL $103,290,263 No significant adverse items identified

801-73870 LEDGEWOOD CAPITAL, INC $2,417,551,314 No significant adverse items identified

801-37085 LEDONNE ADVISORY SERVICES $53,832,832 No significant adverse items identified

801-30924 LEE DANNER & BASS INC $867,697,312 No significant adverse items identified

801-73418 LEE EQUITY PARTNERS, LLC $934,729,847 No significant adverse items identified

801-57009 LEE OVERLAY PARTNERS LTD $3,351,000,000 No significant adverse items identified

801-67177 LEGACY ADVISORY GROUP $105,000,000 No significant adverse items identified

801-8846 LEGACY CAPITAL PARTNERS, INC. $217,000,000 No significant adverse items identified

801-69166 LEGACY FAMILY OFFICE, LLC $33,515,025 No significant adverse items identified

801-72637 LEGACY FINANCIAL ADVISORS, INC. $354,822,137 No significant adverse items identified

801-60680 LEGACY FINANCIAL GROUP $68,667,243 No significant adverse items identified

801-66694 LEGACY FINANCIAL SERVICES GROUP, LLC $59,130,000 No significant adverse items identified

801-67392 LEGACY FINANCIAL SERVICES, LLC $95,988,204 No significant adverse items identified

801-72850 LEGACY PARTNERS LTD. $105,200,000 No significant adverse items identified

801-18073 LEGACY WEALTH MANAGEMENT INC $865,105,890 No significant adverse items identified

801-64653 LEGATO CAPITAL MANAGEMENT LLC $1,487,137,169 No significant adverse items identified

801-44704 LEGEND FINANCIAL ADVISORS INC $344,503,037 No significant adverse items identified

801-66283 LEHMAN FINANCIAL RESOURCES, INC. $360,767,908 No significant adverse items identified

801-55473 LEHRER MANAGEMENT CO INC $160,000,000 No significant adverse items identified

801-61416 LEISURE CAPITAL MANAGEMENT, INC. $232,119,316 No significant adverse items identified

801-54913 LEJEUNE PUETZ INVESTMENT COUNSEL $103,274,000 No significant adverse items identified

801-73703 LEM CAPITAL, L.P. $352,632,373 No significant adverse items identified

801-35900 LENIHAN GINGER VALLERY CFP $111,571,150 No significant adverse items identified

801-43403 LENK LADNER INVESTMENT SOLUTIONS LLC $97,261,579 No significant adverse items identified

801-74393 LEONARD CAPITAL MANAGEMENT , INC $226,823,202 No significant adverse items identified


801-73794 LEONARD GREEN & PARTNERS, L.P. $14,704,036,000 No significant adverse items identified

801-54969 LEPERCQ LYNX INVESTMENT ADVISORY LLC $1,015,262,983 No significant adverse items identified

801-63822 LEPHEW FINANCIAL SERVICES, INC. $90,054,997 No significant adverse items identified

801-63880 LESA SROUFE & COMPANY, INC. $259,408,393 No significant adverse items identified

801-11563 LESESNE CAPITAL MANAGEMENT INC $218,485,115 No significant adverse items identified

801-15662 LESJAK PLANNING CORP $160,000,000 No significant adverse items identified

801-73072 LEVASSEUR CAPITAL PARTNERS LLC $104,475,105 No significant adverse items identified

801-37038 LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. $267,000,000 No significant adverse items identified

801-63956 LEWIS CAPITAL MANAGEMENT $93,587,700 No significant adverse items identified

801-57799 LEWIS CAPITAL MANAGEMENT $116,416,890 No significant adverse items identified

801-60666 LEWIS FINANCIAL MANAGEMENT, LLC $131,292,747 No significant adverse items identified

801-57776 LEXINGTON RESEARCH & CAPITAL GROUP $215,017,172 No significant adverse items identified

801-64329 LEXINGTON WEALTH MANAGEMENT, INC. $500,000,000 No significant adverse items identified

801-73003 LEXION CAPITAL MANAGEMENT LLC $34,058,671 No significant adverse items identified

801-71798 LGK ADVISORS, L.P. $321,488,190 No significant adverse items identified

801-24081 LIBBIE AGRAN FINANCIAL SERVICES & SEMINARS $551,508,303 No significant adverse items identified

801-42852 LIBERTY CAPITAL MANAGEMENT INC $159,447,702 No significant adverse items identified

801-73622 LIBERTY PARTNERS $354,427,541 No significant adverse items identified

801-73619 LIBERTY PARTNERS $248,013,626 No significant adverse items identified

801-74205 LIBERTY SQUARE ASSET MANAGEMENT, LP $820,550,000 No significant adverse items identified

801-72148 LIBREMAX CAPITAL, LLC $1,667,492,954 No significant adverse items identified

801-61074 LIDO ADVISORS $433,466,322 No significant adverse items identified

801-63305 LIFEPLAN FINANCIAL GROUP, INC. $184,236,600 No significant adverse items identified

801-61031 LIFESTYLE DESIGN GROUP LLC $25,524,576 No significant adverse items identified

801-21209 LIFETIME PLANNING PINNACLE ADVISORS, INC $189,140,538 No significant adverse items identified

801-61800 LIFEWAY FINANCIAL CORPORATION $95,484,960 No significant adverse items identified

801-56742 LIGHT GREEN ADVISORS LLC $52,794,635 No significant adverse items identified

801-70312 LIGHTHOUSE CAPITAL $0 No significant adverse items identified

801-62709 LIGHTHOUSE FINANCIAL PLANNING $49,273,377 No significant adverse items identified

801-55848 LIGHTHOUSE FINANCIAL SERVICES INC $90,256,581 No significant adverse items identified

801-70243 LIGHTSTONE CAPITAL ADVISERS, LLC $43,252,000 No significant adverse items identified

801-73847 LIME ROCK $4,428,306,736 No significant adverse items identified

801-72718 LIMESTONE CAPITAL ADVISERS, LLC $0 No significant adverse items identified

801-38517 LINCOLN CAPITAL CORP $146,546,897 No significant adverse items identified

801-52546 LINCOLN MANAGEMENT $95,632,016 No significant adverse items identified

801-60157 LINDA A. BARLOW, CFP $120,523,128 No significant adverse items identified

801-71399 LINDE EQUITY $47,237,476 No significant adverse items identified

801-72997 LINDE, HANSEN & CO., LLC $30,926,000 No significant adverse items identified

801-65641 LINDEN ADVISORS LP $3,939,200,000 No significant adverse items identified

801-74100 LINDEN CAPITAL PARTNERS $564,207,600 No significant adverse items identified

801-72979 LINDEN GLOBAL STRATEGIES LLC $2,608,150,000 No significant adverse items identified

801-67526 LINDER FINANCIAL SERVICES, INC. $35,000,000 No significant adverse items identified

801-72541 LINDSELL TRAIN LIMITED $2,745,000,000 No significant adverse items identified

801-72589 LINGOHR & PARTNER NORTH AMERICA, INC. $779,000,000 No significant adverse items identified

801-75232 LINWOOD INVESTMENT ADVISORS INC. $98,011,618 No significant adverse items identified

801-74351 LINX PARTNERS, LLC $174,029,000 No significant adverse items identified

801-76210 LIONEYE CAPITAL MANAGEMENT LLC $91,400,000 No significant adverse items identified

801-71554 LIONGATE CAPITAL MANAGEMENT LLP $2,279,000,000 No significant adverse items identified


801-69812 LIONSBRIDGE ASSET MANAGEMENT, LLC $65,030,700 No significant adverse items identified

801-73996 LIONSTONE CAPITAL MANAGEMENT LLC $351,506,556 No significant adverse items identified

801-73670 LIONTRUST INVESTMENT PARTNERS LLP $2,117,438,250 No significant adverse items identified

801-66472 LIPE & DALTON INVESTMENT COUNSEL $150,953,579 No significant adverse items identified

801-74308 LIQUID REALTY PARTNERS $320,000,000 No significant adverse items identified

801-56394 LITCHFIELD, NELSON & COMPANY $92,447,400 No significant adverse items identified

801-66100 LITESPEED MANAGEMENT, L.L.C. $1,032,451,779 No significant adverse items identified

801-56364 LITTLEFIELD ASSET MGMT. INC. $52,986,966 No significant adverse items identified

801-73618 LITTLEJOHN MANAGEMENT HOLDINGS, LLC $2,409,531,000 No significant adverse items identified

801-39831 LIVINGSTON & JEFFERSON INC $117,514,008 No significant adverse items identified

801-69277 LIZARD INVESTORS LLC $131,715,910 No significant adverse items identified

801-68547 LJCOOPER CAPITAL MANAGEMENT, LLC $90,585,480 No significant adverse items identified

801-35836 LJPR, LLC $407,933,373 No significant adverse items identified

801-74055 LL FUNDS $986,239,024 No significant adverse items identified

801-72733 LLOYD CAPITAL LLC $26,543,196 No significant adverse items identified

801-74016 LLR MANAGEMENT, L.P. $1,197,753,946 No significant adverse items identified

801-72170 LM ADVISORS LLC $952,361,755 No significant adverse items identified

801-61100 LM CAPITAL GROUP, LLC $4,461,441,947 No significant adverse items identified

801-73716 LNK PARTNERS, LLC $905,611,858 No significant adverse items identified

801-67590 LOCKE FINANCIAL SERVICES, INC. $44,500,000 No significant adverse items identified

801-72174 LOCKWELL INVESTMENTS, LLC $13,771,037 No significant adverse items identified

801-71513 LOCUST CAPITAL MANAGEMENT LLC $120,000,000 No significant adverse items identified

801-72132 LOCUST WOOD CAPITAL ADVISERS, LLC $451,413,778 No significant adverse items identified

801-37511 LODESTAR PRIVATE ASSET MANAGEMENT LLC $296,436,485 No significant adverse items identified

801-6756 LOEWENBERG R E CAPITAL MANAGEMENT CORP $297,948,567 No significant adverse items identified

801-74403 LOGAN STONE CAPITAL, LLC $180,000,000 No significant adverse items identified

801-67172 LOGICAL WEALTH MANAGEMENT INC. $25,525,000 No significant adverse items identified

801-76602 LOMAS CAPITAL MANAGEMENT LLC $0 No significant adverse items identified

801-35519 LOMBARDIA CAPITAL PARTNERS, LLC $2,699,732,442 No significant adverse items identified

801-67073 LONDINIUM ASSET MANAGEMENT LTD. $52,000,000 No significant adverse items identified

801-73932 LONE STAR INVESTMENT ADVISORS, LLC $363,153,447 No significant adverse items identified

801-73555 LONG OAR GLOBAL INVESTORS, LLC $454,003,270 No significant adverse items identified

801-74122 LONG POND CAPITAL, LP $294,355,764 No significant adverse items identified

801-72539 LONG WHARF REAL ESTATE PARTNERS LLC $837,000,000 No significant adverse items identified

801-65049 LONGACRE FUND MANAGEMENT, LLC $560,636,446 No significant adverse items identified

801-72623 LONGBOARD ASSET MANAGEMENT $14,204,245 No significant adverse items identified

801-65503 LONGBOW CAPITAL PARTNERS, L.P. $395,000,000 No significant adverse items identified

801-26644 LONGER INVESTMENTS INC $172,847,592 No significant adverse items identified

801-27485 LONGFELLOW INVESTMENT MANAGEMENT CO. LLC $4,131,000,000 No significant adverse items identified

801-66480 LONGHORN CAPITAL PARTNERS, L.P. $1,196,878,634 No significant adverse items identified

801-73358 LONGROAD ASSET MANAGEMENT, LLC $416,152,549 No significant adverse items identified

801-69226 LONGVIEW CAPITAL MANAGEMENT LLC $182,240,841 No significant adverse items identified

801-64122 LONGVIEW FINANCIAL ADVISORS, INC. $102,843,051 No significant adverse items identified

801-63803 LOPEZ WEALTH MANAGEMENT, LLC $54,530,000 No significant adverse items identified

801-66772 LORENCE & VANDER ZWART $183,043,000 No significant adverse items identified

801-70826 LOTUSGROUP ADVISORS $21,628,537 No significant adverse items identified

801-61745 LOUDON INVESTMENT MANAGEMENT, LLC $113,991,134 No significant adverse items identified

801-74409 LOUIS DREYFUS INVESTMENT GROUP $2,262,118,181 No significant adverse items identified


801-66803 LOURD CAPITAL MANAGEMENT $650,080,604 No significant adverse items identified

801-70519 LOVETT ADVISORS $75,000,000 No significant adverse items identified

801-67831 LOVETT INVESTMENT CONSULTING LLC $125,658,302 No significant adverse items identified

801-71980 LOWCOUNTRY CAPITAL MANAGEMENT, LLC $0 No significant adverse items identified

801-27745 LOWDER BRIAN D INC $176,415,354 No significant adverse items identified

801-72431 LOWE FS, LLC $147,733,138 No significant adverse items identified

801-9892 LOWELL BLAKE & ASSOCIATES INC. $624,558,114 No significant adverse items identified

801-61335 LOWERY ASSET CONSULTING, LLC $383,326,249 No significant adverse items identified

801-58206 LOWERY THOMAS, LLC $91,294,848 No significant adverse items identified

801-74418 LOWIN, LEEAM $103,151,829 No significant adverse items identified

801-71170 LP CAPITAL ADVISORS, LLC $0 No significant adverse items identified

801-69340 LS INVESTMENT ADVISORS, LLC $1,003,948,410 No significant adverse items identified

801-74052 LS POWER EQUITY ADVISORS, LLC $3,733,694,834 No significant adverse items identified

801-71796 LSV ADVISORS, LLC $39,000,000 No significant adverse items identified

801-62306 LTG CAPITAL LLC $44,603,175 No significant adverse items identified

801-71911 LUBERT-ADLER MANAGEMENT COMPANY, L.P. $2,865,910,478 No significant adverse items identified

801-67665 LUCID ADVISORS, INC. $395,724,007 No significant adverse items identified

801-74219 LUCIDUS CAPITAL PARTNERS LLP $1,362,569,844 No significant adverse items identified

801-61140 LUMA CAPITAL $111,076,028 No significant adverse items identified

801-61888 LUMBARD INVESTMENT COUNSELING LLC $101,165,872 No significant adverse items identified

801-68344 LUMINA FUND MANAGEMENT LLC $586,300,000 No significant adverse items identified

801-72331 LUMINUS MANAGEMENT, LLC $2,514,693,131 No significant adverse items identified

801-68159 LUSIGHT RESEARCH $0 No significant adverse items identified

801-73929 LUSMAN CAPITAL MANAGEMENT, LLC $187,000,000 No significant adverse items identified

801-69433 LUSTRIN FINANCIAL, LLC $30,084,828 No significant adverse items identified

801-67506 LUTHER FOREST WEALTH ADVISORS, L.L.C. $40,944,994 No significant adverse items identified

801-62093 LUTZ FINANCIAL $448,831,691 No significant adverse items identified

801-32681 LVM CAPITAL MANAGEMENT LTD $379,672,405 No significant adverse items identified

801-57713 LYDIAN ASSET MANAGEMENT LP $175,000,000 No significant adverse items identified

801-66628 LYFORD GROUP INTERNATIONAL LTD. $42,772,986 No significant adverse items identified

801-16717 LYLE & FORSYTH INVESTMENT MANAGERS $147,122,054 No significant adverse items identified

801-47981 LYNCH & ASSOCIATES $208,256,964 No significant adverse items identified

801-74497 LYON CAPITAL MANAGEMENT, LLC $32,563,042 No significant adverse items identified

801-73706 LYONROSS CAPITAL MANAGEMENT, LLC $286,014,858 No significant adverse items identified

801-72143 M SQUARE INVESTIMENTOS LTDA $1,280,000,000 No significant adverse items identified

801-44950 M&R CAPITAL MANAGEMENT INC $418,092,773 No significant adverse items identified

801-72289 M. CUTLER FIDUCIARY SERVICES, LLC $37,000,000 No significant adverse items identified

801-37592 M. D. FALK & COMPANY, INC. $6,733,689 No significant adverse items identified

801-52060 M.KRAUS & COMPANY $162,330,299 No significant adverse items identified

801-23074 M.Z. KARK & ASSOCIATES, INC $107,696,782 No significant adverse items identified

801-70649 M3F, INC. $179,508,519 No significant adverse items identified

801-70700 MA WEALTH MANAGEMENT $53,191,491 No significant adverse items identified

801-67906 MAC WEALTH MANAGEMENT INC. $69,000,000 No significant adverse items identified

801-66388 MACARTHURCOOK INVESTMENT MANAGERS LIMITED $71,324,981 No significant adverse items identified

801-68603 MACE CAPITAL MANAGEMENT, LLC $31,740,124 No significant adverse items identified

801-73522 MACELLUM ADVISORS, LP $191,672,832 No significant adverse items identified

801-60770 MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC $345,000,000 No significant adverse items identified

801-55188 MACKENSEN & CO INC $102,029,586 No significant adverse items identified


801-63272 MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC $95,286,580 No significant adverse items identified

801-72376 MACLENDON WEALTH MANAGEMENT, LLC $145,000,000 No significant adverse items identified

801-56550 MACNEALY HOOVER INVESTMENT MANAGEMENT INC $185,408,159 No significant adverse items identified

801-70564 MACROFOCUS PORTFOLIOS $268,293 No significant adverse items identified

801-62774 MADDEN ADVISORY SERVICES, INC. $190,213,215 No significant adverse items identified

801-69414 MADDEN ASSET MANAGEMENT LLC $84,771,768 No significant adverse items identified

801-49640 MADDEN FUNDS MANAGEMENT $135,297,686 No significant adverse items identified

801-73760 MADISON CAPITAL PARTNERS $781,900,000 No significant adverse items identified

801-72967 MADISON FAMILY ADVISORS, INC. $100,000,000 No significant adverse items identified

801-60390 MADISON WEALTH MANAGEMENT $310,000,000 No significant adverse items identified

801-74815 MADISONLEE PARTNERS, LLC $0 No significant adverse items identified

801-71935 MADRONA FUNDS, LLC $40,358,000 No significant adverse items identified

801-72889 MAERISLAND CAPITAL, LLC $19,513,312 No significant adverse items identified

801-61092 MAGEE THOMSON INVESTMENT PARTNERS, LLC $499,444,389 No significant adverse items identified

801-65284 MAGNITUDE CAPITAL, LLC $2,727,200,000 No significant adverse items identified

801-65323 MAGNOLIA CAPITAL MANAGEMENT $107,061,362 No significant adverse items identified

801-66161 MAGNOLIA FINANCIAL PLANNING SERVICES, INC. $54,028,547 No significant adverse items identified

801-76579 MAGUIRE INVESTMENTS LLC $0 No significant adverse items identified

801-70648 MAIN LINE GROUP WEALTH MANAGEMENT, LLC $50,744,889 No significant adverse items identified

801-61113 MAIN MANAGEMENT, LLC $373,808,795 No significant adverse items identified

801-71942 MAIN STREET CAPITAL CORPORATION $755,191,831 No significant adverse items identified

801-76624 MAIN STREET FINANCIAL $0 No significant adverse items identified

801-76458 MAIN STREET FINANCIAL $33,991,352 No significant adverse items identified

801-60820 MAIN STREET INVESTMENT ADVISORS, LLC $94,254,383 No significant adverse items identified

801-57739 MAIN STREET RESEARCH LLC $401,115,762 No significant adverse items identified

801-67485 MAINSAIL ASSET MANAGEMENT, LLC $98,084,323 No significant adverse items identified

801-58099 MAINSTAY CAPITAL MANAGEMENT, LLC $1,148,119,409 No significant adverse items identified

801-68930 MAINSTREET ADVISORS $1,825,660,360 No significant adverse items identified

801-2731 MAIRS AND POWER INC $4,274,656,411 No significant adverse items identified

801-67789 MAJOR LEAGUE INVESTMENTS, INC. $34,588,556 No significant adverse items identified

801-57151 MAJORITY ASSET MANAGEMENT, INC. $47,858,066 No significant adverse items identified

801-73772 MAK CAPITAL ONE, LLC $2,709,400,000 No significant adverse items identified

801-28113 MAKROD INVESTMENT ASSOCIATES INC $394,586,343 No significant adverse items identified

801-69102 MALAGA COVE CAPITAL, LLC $111,255,605 No significant adverse items identified

801-61395 MALLARD ADVISORS, LLC $146,203,068 No significant adverse items identified

801-36483 MALM KENDRICK ELMER $0 No significant adverse items identified

801-68182 MALTI TRADING, LLC $27,000,000 No significant adverse items identified

801-69715 MALVERN CAPITAL MANAGEMENT L.L.C. $49,440,491 No significant adverse items identified

801-58125 MANAGED ASSET PORTFOLIOS, LLC $245,233,940 No significant adverse items identified

801-56058 MANAGED FINANCIAL SERVICES CORP INC $58,000,000 No significant adverse items identified

801-73679 MANALAPAN ORACLE CAPITAL MANAGEMENT LLC $245,994,000 No significant adverse items identified

801-73765 MANATUCK HILL PARTNERS, LLC $1,692,092,489 No significant adverse items identified

801-76728 MANCHAC CAPITAL, LLC $188,000,000 No significant adverse items identified

801-43586 MANCHESTER CAPITAL MANAGEMENT LLC $1,762,470,380 No significant adverse items identified

801-37370 MANCHESTER FINANCIAL INC $319,816,331 No significant adverse items identified

801-45852 MANGHAM ASSOCIATES, INC. $2,060,486,397 No significant adverse items identified

801-72117 MAP ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC $0 No significant adverse items identified

801-62783 MAPLE CAPITAL MANAGEMENT, INC. $393,137,804 No significant adverse items identified


801-45332 MAPLE LEAF INVESTMENT MANAGEMENT $25,052,783 No significant adverse items identified

801-74054 MAPLELANE CAPITAL LLC $388,468,966 No significant adverse items identified

801-72982 MAPMY401K $0 No significant adverse items identified

801-62793 MARATHON CAPITAL MANAGEMENT $172,640,455 No significant adverse items identified

801-53893 MARATHON INVESTMENT MANAGEMENT, INC. $64,009,837 No significant adverse items identified

801-68851 MARCA LIFE PLANNING $70,824,616 No significant adverse items identified

801-55605 MARCO INVESTMENT MANAGEMENT LLC $686,947,455 No significant adverse items identified

801-20092 MARGATE ADVISORY GROUP, INC. $68,079,457 No significant adverse items identified

801-57179 MARIETTA INVESTMENT PARTNERS, LLC $340,747,396 No significant adverse items identified

801-28992 MARK ASSET MANAGEMENT CORP $211,155,007 No significant adverse items identified

801-38031 MARK BELL ADVISORY SERVICES, INC. $94,184,735 No significant adverse items identified

801-42152 MARK CAPITAL MANAGEMENT INC $62,730,433 No significant adverse items identified

801-45828 MARK I ASSET MANAGEMENT, LTD $51,165,910 No significant adverse items identified

801-57744 MARK SHEPTOFF FINANCIAL PLANNING LLC $162,710,970 No significant adverse items identified

801-76552 MARKET BRIDGE CAPITAL, LLC $45,272,279 No significant adverse items identified

801-62577 MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC $137,500,000 No significant adverse items identified

801-69514 MARKETRIDERS, INC. $0 No significant adverse items identified

801-63539 MARKETTREND ADVISORS, LTD. $26,703,044 No significant adverse items identified

801-56141 MARKSTON INTERNATIONAL LLC $1,314,861,970 No significant adverse items identified

801-54780 MARLCROFT ASSET MANAGEMENT LLC $397,325,457 No significant adverse items identified

801-62848 MAROTTA WEALTH MANAGEMENT, INC. $196,593,385 No significant adverse items identified

801-54006 MARQUETTE ASSOCIATES, INC. $71,386,385,413 No significant adverse items identified

801-70824 MARRS WEALTH MANAGEMENT, LLC $90,084,658 No significant adverse items identified

801-16142 MARSHALL & SULLIVAN, INC. $128,720,636 No significant adverse items identified

801-61538 MARSHALLA ASSET MANAGEMENT $93,329,693 No significant adverse items identified

801-70275 MARSHFIELD ASSOCIATES $1,503,440,578 No significant adverse items identified

801-31672 MARSHWINDS ADVISORY CO $247,600,000 No significant adverse items identified

801-72271 MARTIN CAPITAL MANAGEMENT, LLC $191,534,940 No significant adverse items identified

801-71360 MARTIN CAPITAL PARTNERS, LLC $90,112,542 No significant adverse items identified

801-17911 MARTIN J D & CO $39,903,000 No significant adverse items identified

801-67908 MARTINELLI DISCENZA INVESTMENT COUNSEL, INC. $38,727,463 No significant adverse items identified

801-70629 MARVINMATRIX LLC $0 No significant adverse items identified

801-60313 MARY J. SPITLER, M.S. $13,211,812 No significant adverse items identified

801-63649 MARYLAND CAPITAL MANAGEMENT, LLC $596,626,000 No significant adverse items identified

801-71351 MASECO PRIVATE WEALTH A.G. $214,066,541 No significant adverse items identified

801-73255 MASON CAPITAL MANAGEMENT LLC $8,045,912,000 No significant adverse items identified

801-73914 MASON WELLS BUYOUT PARTNERS II, LLC $405,209,212 No significant adverse items identified

801-73917 MASON WELLS BUYOUT PARTNERS III, LLC $460,541,611 No significant adverse items identified

801-69817 MASSEY, JOSHUA $66,779,000 No significant adverse items identified

801-63090 MAST CAPITAL MANAGEMENT LLC $1,411,531,366 No significant adverse items identified

801-43315 MASTRAPASQUA ASSET MANAGEMENT, INC. $674,137,996 No significant adverse items identified

801-72097 MATLINPATTERSON GLOBAL ADVISERS LLC $5,684,358,308 No significant adverse items identified

801-26943 MATRIX PLANNING INC $99,646,275 No significant adverse items identified

801-40176 MATSON MONEY, INC. $3,255,704,381 No significant adverse items identified

801-67876 MATTERHORN CAPITAL MANAGEMENT, LLC $230,445,655 No significant adverse items identified

801-76370 MATTERHORN INVESTMENT MANAGEMENT (ASIA) LIMITED $44,500,000 No significant adverse items identified

801-66366 MATTERHORN INVESTMENT MANAGEMENT LLP $360,000,000 No significant adverse items identified

801-62129 MATTHEW GOFF INVESTMENT ADVISOR, LLC $104,206,174 No significant adverse items identified


801-9488 MAURY WADE & COMPANY $25,527,548 No significant adverse items identified

801-74336 MAWER INVESTMENT MANAGEMENT LTD. $10,511,864,262 No significant adverse items identified

801-76841 MB, LEVIS & ASSOCIATES,LLC $0 No significant adverse items identified

801-75697 MBF HEALTHCARE MANAGEMENT, LLC $179,655,053 No significant adverse items identified

801-51834 MBM ADVISORS INC $959,227,466 No significant adverse items identified

801-71124 MCALVANY WEALTH MANAGEMENT, LLC $128,427,165 No significant adverse items identified

801-69656 MCBEE ADVISORS, INC. $29,321,000 No significant adverse items identified

801-57187 MCBREARTY CAPITAL MANAGEMENT INC $96,412,163 No significant adverse items identified

801-71515 MCC ADVISORS LLC $1,262,903,151 No significant adverse items identified

801-49898 MCCABE & ASSOCIATES, INC $148,657,949 No significant adverse items identified

801-60897 MCCARTHY ASSET MANAGEMENT, INC. $120,576,551 No significant adverse items identified

801-62250 MCCARTHY CAPITAL CORPORATION $1,024,564,086 No significant adverse items identified

801-56927 MCCARTHY GRITTINGER WEIL FINANCIAL GROUP, LLC $208,378,708 No significant adverse items identified

801-56829 MCCARTHY J MICHAEL FINANCIAL ADVISOR INC $62,770,000 No significant adverse items identified

801-72709 MCCARTHY PARTNERS MANAGEMENT, LLC $183,000,000 No significant adverse items identified

801-66683 MCCLAIN VALUE MANAGEMENT, LLC $298,021,781 No significant adverse items identified

801-65392 MCCONNELL ASSET MANAGEMENT LLC $3,600,000 No significant adverse items identified

801-27092 MCCORMICK CAPITAL MANAGEMENT $60,000,000 No significant adverse items identified

801-9157 MCCUEN & CO INC $186,023,790 No significant adverse items identified

801-63826 MCCULLOUGH & ASSOCIATES LLC $102,543,405 No significant adverse items identified

801-17866 MCDONALD CAPITAL INVESTORS INC $619,453,910 No significant adverse items identified

801-61327 MCDONALD CAPITAL MANAGEMENT $121,480,000 No significant adverse items identified

801-40578 MCGINN INVESTMENT MANAGEMENT INC $51,955,360 No significant adverse items identified

801-65187 MCGINN, MCKEAN & O'NEILL, INC. $8,463,112 No significant adverse items identified

801-56326 MCGOWAN & CO LLP $163,284,617 No significant adverse items identified

801-72073 MCHAM TAYLOR & CO. $114,175,007 No significant adverse items identified

801-68209 MCI SERVICES LTD $0 No significant adverse items identified

801-28169 MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC. $58,623,509 No significant adverse items identified

801-67412 MCKEEL CAPITAL MANAGEMENT $33,000,000 No significant adverse items identified

801-56489 MCKINNEY ASSET MANAGEMENT INC. $26,400,000 No significant adverse items identified

801-72698 MCMILLAN OFFICE, INC. $220,000,000 No significant adverse items identified

801-66844 MCMILLEN & COMPANY, INC. $98,600,000 No significant adverse items identified

801-69321 MCMURREY INVESTMENT ADVISORS LLC $277,367,097 No significant adverse items identified

801-21989 MCQUEEN BALL & ASSOCIATES INC $1,047,024,365 No significant adverse items identified

801-15717 MCRAE CAPITAL MANAGEMENT INC. $227,574,997 No significant adverse items identified

801-36692 MCS FINANCIAL ADVISORS $154,079,470 No significant adverse items identified

801-60658 MCW ADVISORS $21,014,146 No significant adverse items identified

801-69438 MD WITTER INVESTMENTS, LLC $123,000,000 No significant adverse items identified

801-74691 MDC CAPITAL LLC $0 No significant adverse items identified

801-73607 MEADOW CAPITAL MANAGEMENT LLC $214,683,418 No significant adverse items identified

801-57918 MEADOWBROOK INVESTMENT ADVISORS LLC $100,457,413 No significant adverse items identified

801-63763 MEDLEY & BROWN $381,803,470 No significant adverse items identified

801-72365 MEDLEY CREDIT STRATEGIES, LLC $46,385,503 No significant adverse items identified

801-72688 MEF ADVISER, LLC $77,375,425 No significant adverse items identified

801-14519 MEKETA INVESTMENT GROUP INC $4,009,600,000 No significant adverse items identified

801-62981 MELD FINANCIAL, INC. $148,322,756 No significant adverse items identified

801-71887 MELROE, DAVID J. $115,000,000 No significant adverse items identified

801-48232 MENCH FINANCIAL INC $187,400,000 No significant adverse items identified


801-36350 MENDEL CAPITAL MANAGEMENT, INC. $131,564,884 No significant adverse items identified

801-34323 MENDEL MONEY MANAGEMENT INC $110,089,000 No significant adverse items identified

801-67644 MENDOTA FINANCIAL GROUP, LLC $106,050,000 No significant adverse items identified

801-60688 MENGIS CAPITAL MANAGEMENT, INC. $114,236,458 No significant adverse items identified

801-70303 MENTA CAPITAL LLC $1,030,297,192 No significant adverse items identified

801-64556 MENTOR CAPITAL MANAGEMENT INC. $39,564,826 No significant adverse items identified

801-61748 MERCANTILE INVESTMENT ADVISORS $255,740,000 No significant adverse items identified

801-50347 MERCATOR ASSET MANAGEMENT LP $5,438,762,728 No significant adverse items identified

801-56303 MERCER CAPITAL ADVISERS, INC. $125,619,944 No significant adverse items identified

801-73456 MERCHANTS' GATE CAPITAL LP $3,302,045,350 No significant adverse items identified

801-73690 MERESTONE CAPITAL MANAGEMENT LLC $178,000,000 No significant adverse items identified

801-73393 MERFIN, LLC $830,471,008 No significant adverse items identified

801-60923 MERIDIAN ADVISORY SERVICES $37,000,000 No significant adverse items identified

801-13452 MERIDIAN INVESTMENT ADVISORS $310,975,174 No significant adverse items identified

801-63191 MERIDIAN INVESTMENT COUNSEL, INC. $162,399,898 No significant adverse items identified

801-64501 MERION CAPITAL LLC $934,734,000 No significant adverse items identified

801-67462 MERIT FINANCIAL ADVISORS LLC $329,725,744 No significant adverse items identified

801-39348 MERITAGE PORTFOLIO MANAGEMENT, INC. $977,364,252 No significant adverse items identified

801-69687 MERITAS WEALTH MANAGEMENT, LLC $125,275,701 No significant adverse items identified

801-60616 MERK INVESTMENTS LLC $689,300,000 No significant adverse items identified

801-64976 MERRITT CAPITAL INVESTMENT ADVISORS LLC $154,500,000 No significant adverse items identified

801-24076 MESSNER & SMITH $181,702,877 No significant adverse items identified

801-68202 METHOD ADVISORS, LLC $117,150,000 No significant adverse items identified

801-72893 METHOD ENTERPRISES, LLC $0 No significant adverse items identified

801-66834 METIS CAPITAL MANAGEMENT LLC $48,272,315 No significant adverse items identified

801-74286 METIS, L.L.C. $0 No significant adverse items identified

801-69359 METROPOLITAN CAPITAL STRATEGIES LLC $90,831,794 No significant adverse items identified

801-34212 MEYER CAPITAL GROUP $561,741,596 No significant adverse items identified

801-661 MEYER HANDELMAN COMPANY LLC $1,519,930,943 No significant adverse items identified

801-69220 MEYERS CAPITAL MANAGEMENT GROUP, LLC $3,181,195 No significant adverse items identified

801-60683 MEZZACAPPA INVESTORS, LLC $38,178,000 No significant adverse items identified

801-72872 MFG ASSET MANAGEMENT $3,090,097,789 No significant adverse items identified

801-70666 MG SULLIVAN, LLC $25,000,000 No significant adverse items identified

801-67672 MGH ASSET MANAGEMENT $11,759,762 No significant adverse items identified

801-76644 MGP WEALTH MANAGEMENT, LLC $168,000,000 No significant adverse items identified

801-74313 MGPA ADVISORY (SINGAPORE) PTE. LTD. $9,021,454,992 No significant adverse items identified

801-16281 MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION $98,584,329 No significant adverse items identified

801-28362 MICHAEL J. BERGQUIST FINANCIAL & ESTATE PLANNING $122,679,671 No significant adverse items identified

801-19835 MICHAEL J. CREW, INVESTMENT ADVISOR $154,547,673 No significant adverse items identified

801-72973 MICHAUD CAPITAL MANAGEMENT LLC $158,000,000 No significant adverse items identified

801-69605 MICOUD INVESTMENTS LIMITED $0 No significant adverse items identified

801-64887 MIDATLANTIC CAPITAL MANAGEMENT, INC. $120,077,838 No significant adverse items identified

801-68677 MIDDLECOVE CAPITAL, LLC $63,326,695 No significant adverse items identified

801-42167 MIDDLEGREEN ASSOCIATES $108,268,000 No significant adverse items identified

801-21247 MIDDLETON & COMPANY INC. $447,758,479 No significant adverse items identified

801-66187 MIDDLETON DICKINSON CAPITAL MANAGEMENT, LLC $721,642,892 No significant adverse items identified

801-60941 MIDDLETON GARDINER GROUP, LLC $140,862,447 No significant adverse items identified

801-70672 MIDOCEAN CREDIT PARTNERS $480,753,521 No significant adverse items identified


801-70671 MIDOCEAN US ADVISOR, L.P. $1,489,952,000 No significant adverse items identified

801-71419 MIDWEST CAPITAL ADVISORS, LLC $62,654,528 No significant adverse items identified

801-57070 MIDWEST INVESTMENT MANAGEMENT LLC $119,903,810 No significant adverse items identified

801-70401 MIDWEST MORTGAGE ANALYTICS $5,000,000 No significant adverse items identified

801-68130 MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY $50,434,073 No significant adverse items identified

801-67662 MIKE O'REILLY LLC $112,000,000 No significant adverse items identified

801-61996 MIKUS CAPITAL MANAGEMENT, INC. $114,797,848 No significant adverse items identified

801-17430 MILES CAPITAL, INC. $3,672,000,000 No significant adverse items identified

801-73644 MILESTONE PARTNERS $448,613,362 No significant adverse items identified

801-67173 MILL CREEK CAPITAL ADVISORS, LLC $2,250,771,226 No significant adverse items identified

801-67219 MILLBROOK ADVISORS LLC $0 No significant adverse items identified

801-65964 MILLENNIUM GLOBAL INVESTMENTS LIMITED $13,602,000,000 No significant adverse items identified

801-76544 MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC $146,722,115 No significant adverse items identified

801-71084 MILLER & ASSOCIATES $1,471,995 No significant adverse items identified

801-57849 MILLER CAPITAL ADVISORY, INC. $4,019,304,977 No significant adverse items identified

801-64489 MILLER CAPITAL PARTNERS $93,021,620 No significant adverse items identified

801-66094 MILLER FINANCIAL GROUP $44,000,000 No significant adverse items identified

801-28170 MILLER HOWARD INVESTMENTS INC $2,976,017,569 No significant adverse items identified

801-2820 MILLER, FLEMING & ASSOCIATES $38,000,000 No significant adverse items identified

801-26388 MILLER, GESKO & COMPANY INC. $184,521,528 No significant adverse items identified

801-57740 MILLIE CAPITAL MANAGEMENT LLC $206,789,000 No significant adverse items identified

801-73056 MILLIMAN FINANCIAL RISK MANAGEMENT LLC $2,782,029,901 No significant adverse items identified

801-70979 MIMCO $106,186,569 No significant adverse items identified

801-73417 MINERVA ADVISORS LLC $214,525,000 No significant adverse items identified

801-63180 MINERVA PLANNING GROUP $64,395,702 No significant adverse items identified

801-70490 MINICHMACGREGOR WEALTH MANAGEMENT, LLC $84,252,450 No significant adverse items identified

801-62669 MINNEAPOLIS PORTFOLIO MANAGEMENT GROUP, LLC $739,806,000 No significant adverse items identified

801-73774 MINOT CAPITAL, LLC $1,288,378,845 No significant adverse items identified

801-69950 MINOT DEBLOIS ADVISORS LLC $654,650,000 No significant adverse items identified

801-55976 MINTZ LEVIN FINANCIAL ADVISORS LLC $1,035,643,985 No significant adverse items identified

801-71375 MISSION VALUE PARTNERS, LLC $410,000,000 No significant adverse items identified

801-74204 MISTRAL CAPITAL MANAGEMENT, LLC $257,718,750 No significant adverse items identified

801-29318 MITCHELL CAPITAL MANAGEMENT CO $609,000,000 No significant adverse items identified

801-34644 MITCHELL GROUP INC $659,411,206 No significant adverse items identified

801-8445 MITCHELL SINKLER & STARR $965,116,850 No significant adverse items identified

801-52668 MITCHELL VAUGHT & TAYLOR INC $293,725,582 No significant adverse items identified

801-65005 MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. $371,504,279 No significant adverse items identified

801-56653 MJB ASSET MANAGEMENT LLC $111,856,550 No significant adverse items identified

801-68827 MJC ADVISORS, LLC $45,000,000 No significant adverse items identified

801-66591 MJM401K, LLC $2,254,783,281 No significant adverse items identified

801-63389 MJP ASSOCIATES, INC. $145,418,537 No significant adverse items identified

801-71940 MJX ASSET MANAGEMENT LLC $3,363,866,409 No significant adverse items identified

801-58039 MKP CAPITAL MANAGEMENT, L.L.C. $11,844,000,000 No significant adverse items identified

801-74317 MMF CAPITAL MANAGEMENT LLC $187,580,000 No significant adverse items identified

801-72179 MOAB CAPITAL PARTNERS, LLC $472,984,369 No significant adverse items identified

801-71973 MODERA WEALTH MANAGEMENT, LLC $982,236,583 No significant adverse items identified

801-61244 MODERN PORTFOLIO CONSULTANTS, LLC $290,000,000 No significant adverse items identified

801-57042 MOHAWK ASSET MANAGEMENT INC $5,466,130 No significant adverse items identified


801-66181 MOHICAN FINANCIAL MANAGEMENT, LLC $622,400,000 No significant adverse items identified

801-55992 MOISAND FITZGERALD TAMAYO, LLC $218,382,957 No significant adverse items identified

801-40822 MOLLER FINANCIAL SERVICES $242,000,000 No significant adverse items identified

801-73092 MOMENTUM ADVISORS $25,055,012 No significant adverse items identified

801-46796 MONARCH CAPITAL MANAGEMENT INC $254,687,679 No significant adverse items identified

801-71007 MONARCH PARTNERS ASSET MANAGEMENT LLC $106,600,000 No significant adverse items identified

801-42406 MONETA INVESTMENT CONSULTING INC $0 No significant adverse items identified

801-69522 MONETARY SOLUTIONS, LTD. $45,500,000 No significant adverse items identified

801-25217 MONEY MANAGERS INC $76,726,667 No significant adverse items identified

801-72262 MONEY MATTERS WITH KEN MORAIF $1,374,298,448 No significant adverse items identified

801-26952 MONEY WATCH ADVISORS INC $98,643,902 No significant adverse items identified

801-69291 MONK, STAN $35,500,000 No significant adverse items identified

801-74559 MONROE CAPITAL MANAGEMENT ADVISORS LLC $425,470,035 No significant adverse items identified

801-72876 MONT BLANC CAPITAL MANAGEMENT LLC $0 No significant adverse items identified

801-17671 MONTAG A & ASSOCIATES INC $886,317,466 No significant adverse items identified

801-70207 MONTE FINANCIAL GROUP, LLC $123,566,669 No significant adverse items identified

801-61605 MONTEREY PRIVATE WEALTH, INC. $216,978,042 No significant adverse items identified

801-71711 MONTGOMERY ASSET MANAGEMENT, LLC $10,200,000 No significant adverse items identified

801-56351 MONTGOMERY BROTHERS INC $90,604,295 No significant adverse items identified

801-64964 MONTGOMERY CAPITAL ADVISORS LLC $55,510,415 No significant adverse items identified

801-62412 MONTGOMERY CAPITAL MANAGEMENT, LLC $59,765,179 No significant adverse items identified

801-69360 MONTGOMERY FINANCIAL ADVISORS LLC $28,636,090 No significant adverse items identified

801-51758 MONTICELLO ASSOCIATES INC $0 No significant adverse items identified

801-76534 MONTIS FINANCIAL $0 No significant adverse items identified

801-71803 MONTRUSCO BOLTON INVESTMENTS INC. $4,970,966,197 No significant adverse items identified

801-60480 MONUMENT FINANCIAL ADVISORS, LLC $185,364,441 No significant adverse items identified

801-52693 MONUMENT INVESTMENTS INC. $38,477,170 No significant adverse items identified

801-49240 MOON CAPITAL MANAGEMENT, LLC $133,242,690 No significant adverse items identified

801-65797 MORANT WRIGHT MANAGEMENT LIMITED $2,710,216,408 No significant adverse items identified

801-62617 MORE FOR LESS FINANCIAL SOLUTIONS, LLC $95,820,352 No significant adverse items identified

801-48064 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC $186,663,477 No significant adverse items identified

801-71189 MORGAN FINCH, LLC $0 No significant adverse items identified

801-10773 MORGAN INVESTMENTS INC $60,859,127 No significant adverse items identified

801-73546 MORGENTHALER MANAGEMENT CORPORATION $1,350,560,625 No significant adverse items identified

801-70587 MORI HUSTON PARTNERS $191,339,550 No significant adverse items identified

801-40425 MORRIS & MORSE CO INC $0 No significant adverse items identified

801-48262 MORRIS CAPITAL ADVISORS INC $148,143,476 No significant adverse items identified

801-60830 MORRIS FINANCIAL CONCEPTS, INC. $129,942,000 No significant adverse items identified

801-62217 MORRISON FIDUCIARY ADVISORS, INC. $0 No significant adverse items identified

801-72239 MORTGAGE INDUSTRY ADVISORY COMPANY $25,000,000 No significant adverse items identified

801-33740 MOSAIC FINANCIAL PARTNERS, INC. $437,823,581 No significant adverse items identified

801-43756 MOSBY LINCOLN LC $289,391,689 No significant adverse items identified

801-68983 MOSELEY INVESTMENT MANAGEMENT, INC. $53,651,585 No significant adverse items identified

801-70211 MOSS BOOTH WEALTH ADVISORS, L.L.C. $159,457,385 No significant adverse items identified

801-26821 MOUNT VERNON ASSOCIATES INC $198,261,358 No significant adverse items identified

801-72050 MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC $234,000,000 No significant adverse items identified

801-12784 MOUNTAIN PACIFIC INVESTMENT ADVISERS INC $660,553,642 No significant adverse items identified

801-68951 MOZAIC, LLC $1,255,300,000 No significant adverse items identified


801-72912 MP ADVISORY SERVICE, LLC $0 No significant adverse items identified

801-71456 MPC CAPITAL ADVISORS, LLC $648,000,000 No significant adverse items identified

801-70405 MPC WEALTH MANAGEMENT $1,909,200 No significant adverse items identified

801-72723 MR ADVISERS, INC. $67,570,782 No significant adverse items identified

801-72742 MRAZ, AMERINE & ASSOCIATES, INC. $250,592,235 No significant adverse items identified

801-62882 MRD, INC. $90,391,512 No significant adverse items identified

801-60089 MRJ CAPITAL, INC. $113,620,555 No significant adverse items identified

801-32996 MRM ASSET ALLOCATION GROUP INC $80,263,505 No significant adverse items identified

801-74071 MSDC MANAGEMENT, L.P. $4,439,921,862 No significant adverse items identified

801-73504 MSOUTH EQUITY PARTNERS, LLC $671,295,654 No significant adverse items identified

801-63697 MT. EDEN INVESTMENT ADVISORS, LLC $596,482,139 No significant adverse items identified

801-67357 MTX WEALTH MANAGEMENT, LLC $377,927,325 No significant adverse items identified

801-73797 MUDRICK CAPITAL $201,825,000 No significant adverse items identified

801-69263 MUELLER ASSET MANAGEMENT $0 No significant adverse items identified

801-16476 MUHLENKAMP & CO INC $554,596,860 No significant adverse items identified

801-47490 MULLANEY KEATING & WRIGHT INC $206,973,540 No significant adverse items identified

801-69275 MULLER & MONROE ASSET MANAGEMENT,LLC $421,700,000 No significant adverse items identified

801-64554 MULTNOMAH GROUP, INC. $4,040,238,920 No significant adverse items identified

801-48394 MUNDER CAPITAL MANAGEMENT $13,086,215,952 No significant adverse items identified

801-46631 MUNICIPAL ASSET MANAGEMENT INC $839,028,699 No significant adverse items identified

801-61130 MUNICIPAL PORTFOLIO MANAGERS, INC. $779,700,498 No significant adverse items identified

801-60301 MUNICREST INVESTMENT MANAGEMENT COMPANY, LLC $290,762,137 No significant adverse items identified

801-67543 MUNROS CAPITAL MANAGEMENT, LLC $44,849,979 No significant adverse items identified

801-20376 MURPHY CAPITAL MANAGEMENT INC $530,084,474 No significant adverse items identified

801-57329 MURPHY POHLAD ASSET MANAGEMENT LLC $240,344,485 No significant adverse items identified

801-66155 MUSTARD SEED FINANCIAL, LLC $114,287,179 No significant adverse items identified

801-42031 MUTUAL FUND MANAGEMENT CO $168,822,465 No significant adverse items identified

801-55844 MUTUAL FUNDS LEADER INC $318,208 No significant adverse items identified

801-62488 MYFINANCIALADVICE, INC. $0 No significant adverse items identified

801-71336 MYTHEN INVESTMENT ADVISORS AG $180,472,651 No significant adverse items identified

801-70165 N 1 PLACE, LLC $5,191,366 No significant adverse items identified

801-64499 N.D. PITMAN & COMPANY, INC. $112,694,612 No significant adverse items identified

801-66392 NAFTILIA ASSET MANAGEMENT LIMITED $13,500,000 No significant adverse items identified

801-56357 NANCY C. NELSON & ASSOCIATES, INC. $40,547,733 No significant adverse items identified

801-72481 NANTAHALA CAPITAL MANAGEMENT, LLC $310,000,000 No significant adverse items identified

801-72600 NAPLES GLOBAL ADVISORS $134,872,710 No significant adverse items identified

801-32593 NASHVILLE CAPITAL CORP $94,396,103 No significant adverse items identified

801-73799 NATURAL GAS PARTNERS $9,361,777,856 No significant adverse items identified

801-63874 NATURAL INVESTMENTS, LLC $145,000,000 No significant adverse items identified

801-71754 NAUTILUS ADVISORS LLC $116,000,000 No significant adverse items identified

801-30582 NAVELLIER & ASSOCIATES INC $2,762,259,178 No significant adverse items identified

801-50045 NAVELLIER HEDGE MANAGEMENT INC $0 No significant adverse items identified

801-72356 NAVIGATION CAPITAL PARTNERS, INC. $231,115,067 No significant adverse items identified

801-55229 NAVPOINT FINANCIAL, INC. $262,757,500 No significant adverse items identified

801-62087 NBZ INVESTMENT ADVISORS, LLC $96,791,709 No significant adverse items identified

801-62654 NCM CAPITAL ADVISERS, INC. $468,278,321 No significant adverse items identified

801-28196 NCM CAPITAL MANAGEMENT GROUP INC $672,475,249 No significant adverse items identified

801-71409 NCM CAPITAL MANAGEMENT, LLC $52,000,000 No significant adverse items identified


801-64989 NEA'S MEMBER BENEFITS CORPORATION $0 No significant adverse items identified

801-76805 NEBULA CAPITAL MANAGEMENT $148,620,000 No significant adverse items identified

801-60241 NED DAVIS RESEARCH GROUP $0 No significant adverse items identified

801-69301 NEF ADVISORS, LLC $8,330,000 No significant adverse items identified

801-62601 NELSON ROBERTS INVESTMENT ADVISORS, LLC $264,821,045 No significant adverse items identified

801-69773 NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC $102,427,185 No significant adverse items identified

801-72732 NEMAN FINANCIAL, INC $0 No significant adverse items identified

801-68602 NEON LIBERTY CAPITAL MANAGEMENT, LLC $605,550,000 No significant adverse items identified

801-70057 NEOSHO ADVISORS LLC $0 No significant adverse items identified

801-62907 NEOSHO CAPITAL LLC $141,762,351 No significant adverse items identified

801-37227 NEPC, LLC $660,000,000 No significant adverse items identified

801-65331 NERY ASSET MANAGEMENT, LLC $94,340,815 No significant adverse items identified

801-72870 NESTED INTEREST LLC $0 No significant adverse items identified

801-63869 NESTEGGS, INC. $140,799,221 No significant adverse items identified

801-63133 NETOLS ASSET MANAGEMENT INC $960,233,981 No significant adverse items identified

801-71268 NETPLUS CAPITAL LLC $353,304,004 No significant adverse items identified

801-32548 NETTING & PACE, INCORPORATED $128,075,852 No significant adverse items identified

801-65548 NETWORTH ADVISORY GROUP, LLC $138,580,364 No significant adverse items identified

801-41001 NEUMANN CAPITAL MANAGEMENT $172,650,758 No significant adverse items identified

801-23649 NEUMEIER POMA INVESTMENT COUNSEL LLC $259,741,172 No significant adverse items identified

801-74969 NEUSTRADA CAPITAL LLC $250,000,000 No significant adverse items identified

801-4148 NEVILLE, RODIE & SHAW INC $1,197,809,134 No significant adverse items identified

801-26535 NEW AMSTERDAM PARTNERS LLC $2,544,262,423 No significant adverse items identified

801-63295 NEW CAPITAL MANAGEMENT, LP $145,000,000 No significant adverse items identified

801-73399 NEW CAPITAL PARTNERS $150,763,564 No significant adverse items identified

801-61423 NEW CENTURY ADVISORS, LLC $1,327,890,354 No significant adverse items identified

801-68904 NEW CENTURY CAPITAL MANAGEMENT, LLC $38,801,654 No significant adverse items identified

801-68483 NEW CENTURY CAPITAL MANAGEMENT, LLC $4,230,090 No significant adverse items identified

801-55627 NEW CENTURY INVESTMENT MANAGEMENT, INCORPORATED $129,556,749 No significant adverse items identified

801-34369 NEW CENTURY PARTNERS $227,543,814 No significant adverse items identified

801-74525 NEW ENERGY CAPITAL PARTNERS LLC $100,000,000 No significant adverse items identified

801-57122 NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC $126,409,356 No significant adverse items identified

801-63830 NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC $681,920,863 No significant adverse items identified

801-14380 NEW ENGLAND RESEARCH & MANAGEMENT, INC. $137,923,279 No significant adverse items identified

801-74646 NEW FRONTIER ADVISORS, LLC $0 No significant adverse items identified

801-72506 NEW FRONTIER MANAGEMENT COMPANY, LLC $994,552,000 No significant adverse items identified

801-71865 NEW FRONTIERS ADVISORY GROUP, LLC. $1,513,745 No significant adverse items identified

801-33044 NEW GENERATION ADVISORS, LLC $754,657,705 No significant adverse items identified

801-72007 NEW HARBOR FINANCIAL GROUP, LLC $208,200,000 No significant adverse items identified

801-74244 NEW HOLLAND CAPITAL, LLC $17,235,324,000 No significant adverse items identified

801-74446 NEW LEGACY GROUP, LLC $0 No significant adverse items identified

801-73560 NEW MAINSTREAM CAPITAL $199,418,880 No significant adverse items identified

801-70239 NEW SHERIDAN ADVISORS, INC. $71,966,456 No significant adverse items identified

801-70345 NEW VISTA INVESTMENT GROUP, LLC $165,400,000 No significant adverse items identified

801-65330 NEWBROOK CAPITAL ADVISORS LP $597,417,735 No significant adverse items identified

801-64613 NEWHAVEN ASSET MANAGEMENT INC. $91,998,239 No significant adverse items identified

801-73518 NEWLAND CAPITAL MANAGEMENT, LLC $1,150,000,000 No significant adverse items identified

801-73606 NEWLIN CAPITAL PARTNERS, LLC $192,800,000 No significant adverse items identified


801-70863 NEWMAN ADVISORS, LLC $39,971,907 No significant adverse items identified

801-41412 NEWMAN DIGNAN & SHEERAR, INC $317,583,829 No significant adverse items identified

801-67605 NEWMAN SCHIMEL $190,518,716 No significant adverse items identified

801-66417 NEWPORT GLOBAL ADVISORS L.P. $512,677,686 No significant adverse items identified

801-62279 NEWSHOLME FINANCIAL GROUP, INC. $43,687,840 No significant adverse items identified

801-63814 NEWSMITH ASSET MANAGEMENT LLP $2,337,937,374 No significant adverse items identified

801-24716 NEWSOUTH CAPITAL MANAGEMENT INC $2,216,060,492 No significant adverse items identified

801-73849 NEWSPRING CAPITAL $756,700,000 No significant adverse items identified

801-73667 NEWSTONE CAPITAL PARTNERS, LLC $1,315,300,000 No significant adverse items identified

801-73991 NEWTYN MANAGEMENT, LLC $251,968,000 No significant adverse items identified

801-56281 NEXT CAPITAL MANAGEMENT LLC $493,243,840 No significant adverse items identified

801-56049 NEXT CENTURY GROWTH INVESTORS LLC $2,606,646,355 No significant adverse items identified

801-67748 NEXT GENERATION WEALTH MANAGEMENT, INC. $92,471,260 No significant adverse items identified

801-72628 NEXTGEN FAMILY OFFICE, LLC $0 No significant adverse items identified

801-63082 NFI ADVISORS, INC $49,420,850 No significant adverse items identified

801-73928 NGP ENERGY TECHNOLOGY PARTNERS $419,544,427 No significant adverse items identified

801-4658 NICHOLAS CO INC $2,714,385,224 No significant adverse items identified

801-68306 NICHOLAS HOFFMAN & COMPANY, LLC $225,216,788 No significant adverse items identified

801-47618 NICHOLS & PRATT ADVISERS LLP $1,384,184,730 No significant adverse items identified

801-50360 NICHOLS ASSET MANAGEMENT LLC $225,638,760 No significant adverse items identified

801-72743 NICHOLS CONSULTING $0 No significant adverse items identified

801-63208 NICHOLS INVESTMENT MANAGEMENT $43,898,795 No significant adverse items identified

801-56986 NICHOLSON DONALD W & ASSOCIATES LTD $97,576,877 No significant adverse items identified

801-57282 NICOLLET INVESTMENT MANAGEMENT, INC. $149,095,211 No significant adverse items identified

801-63202 NIEMANN ANALYTICS $516,452,476 No significant adverse items identified

801-74080 NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. $331,788,246 No significant adverse items identified

801-66807 NIGHTINGALE FINANCIAL ADVISORY $24,600,000 No significant adverse items identified

801-70723 NIKE INVESTMENT PARTNERS, LLC $62,734,539 No significant adverse items identified

801-70780 NILE CAPITAL MANAGEMENT LLC $13,700,000 No significant adverse items identified

801-66876 NIPPON VALUE INVESTORS $645,585,549 No significant adverse items identified

801-45153 NISA INVESTMENT ADVISORS, L.L.C. $92,520,142,271 No significant adverse items identified

801-64472 NIXON PEABODY FINANCIAL ADVISORS LLC $34,740,358 No significant adverse items identified

801-74225 NOGALES INVESTORS MANAGEMENT, LLC $256,179,000 No significant adverse items identified

801-73120 NOKOTA MANAGEMENT, LP $349,841,759 No significant adverse items identified

801-69996 NOONAN CAPITAL MANAGEMENT, L.L.C. $39,416,225 No significant adverse items identified

801-67692 NORDBERG & VANDENBERG, INC. $23,016,305 No significant adverse items identified

801-64611 NORMAN FIELDS, GOTTSCHO CAPITAL MANAGEMENT LLC $148,674,000 No significant adverse items identified

801-67734 NORRIS FINANCIAL GROUP, LLC $52,462,448 No significant adverse items identified

801-3475 NORRIS PERNE & FRENCH LLP $879,380,854 No significant adverse items identified

801-5346 NORTH AMERICAN MANAGEMENT CORP $1,141,735,312 No significant adverse items identified

801-74666 NORTH BRIDGE GROWTH MANAGEMENT COMPANY, LLC $561,004,547 No significant adverse items identified

801-74556 NORTH CASTLE ADVISORS, LLC $32,317,923 No significant adverse items identified

801-73792 NORTH CASTLE PARTNERS, LLC $208,692,524 No significant adverse items identified

801-74274 NORTH FORTY MANAGEMENT $630,906,374 No significant adverse items identified

801-76743 NORTH PEAK ASSET MANAGEMENT, LLC $0 No significant adverse items identified

801-69545 NORTH PIER FIDUCIARY MANAGEMENT, LLC $644,817,800 No significant adverse items identified

801-69484 NORTH POINT ADVISORS $120,000,000 No significant adverse items identified

801-56362 NORTH POINT PORTFOLIO MANAGERS CORPORATION $440,198,016 No significant adverse items identified


801-67773 NORTH SHORE ASSET MANAGEMENT, LLC $36,559,944 No significant adverse items identified

801-62729 NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC $79,360,917 No significant adverse items identified

801-63853 NORTH SKY CAPITAL, LLC $664,108,327 No significant adverse items identified

801-52034 NORTH STAR ASSET MANAGEMENT INC $864,669,581 No significant adverse items identified

801-73783 NORTH TIDE CAPITAL, LLC $134,000,000 No significant adverse items identified

801-67994 NORTHEAST ASSET MANAGEMENT GROUP,INC. $28,670,997 No significant adverse items identified

801-22437 NORTHEAST INVESTMENT MANAGEMENT INC $1,006,035,203 No significant adverse items identified

801-15415 NORTHEAST MANAGEMENT & RESEARCH CO., INC. $79,253,651 No significant adverse items identified

801-14843 NORTHERN CAPITAL MANAGEMENT LLC $334,200,000 No significant adverse items identified

801-62668 NORTHERN CROSS, LLC $32,686,870,000 No significant adverse items identified

801-74504 NORTHERN FUND MANAGEMENT AMERICA LLC $312,010,198 No significant adverse items identified

801-72998 NORTHFIELD TRADING LP $0 No significant adverse items identified

801-55126 NORTHSHORE ADVISORS LLC $289,894,618 No significant adverse items identified

801-56071 NORTHSIDE CAPITAL MANAGEMENT LLC $2,298,444,294 No significant adverse items identified

801-57654 NORTHSTAR ASSET MANAGEMENT LLC $358,061,108 No significant adverse items identified

801-50288 NORTHSTAR CAPITAL INC $50,559,737 No significant adverse items identified

801-71608 NORTHSTAR FINANCIAL ADVISORS LLC $39,076,149 No significant adverse items identified

801-64267 NORTHSTAR FINANCIAL PLANNING, INC. $75,000,000 No significant adverse items identified

801-41169 NORTHSTAR GROUP INC $220,614,134 No significant adverse items identified

801-49238 NORTHSTAR INVESTMENT ADVISORS LLC $352,649,561 No significant adverse items identified

801-10787 NORTHWEST ADMINISTRATORS INC $312,917,739 No significant adverse items identified

801-67376 NORTHWEST CRITERION ASSET MANAGEMENT, L.L.C. $35,086,443 No significant adverse items identified

801-42770 NORTHWEST FINANCIAL SERVICES INC $196,803,026 No significant adverse items identified

801-47325 NORTHWEST INVESTMENT CONSULTING, INC. $147,673,591 No significant adverse items identified

801-56301 NORTHWEST INVESTMENT COUNSELORS $190,508,556 No significant adverse items identified

801-71183 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED $732,700,000 No significant adverse items identified

801-74379 NORTHWOOD INVESTORS LLC $2,378,973,195 No significant adverse items identified

801-63179 NOVA WEALTH MANAGEMENT GROUP, LLC $176,940,303 No significant adverse items identified

801-57319 NOVAK FINANCIAL PLANNING LLC $92,357,280 No significant adverse items identified

801-68335 NOVANT ASSET MANAGEMENT, LLC $565,330,998 No significant adverse items identified

801-73992 NOVAQUEST CAPITAL MANAGEMENT, L.L.C. $398,448,000 No significant adverse items identified

801-61848 NOVARE CAPITAL MANAGEMENT $466,330,183 No significant adverse items identified

801-65296 NOVEN FINANCIAL GROUP, INC. $136,538,127 No significant adverse items identified

801-68074 NOYES CAPITAL MANAGEMENT, LLC $64,834,611 No significant adverse items identified

801-66925 NPJ ASSET MANAGEMENT LLP $497,355,398 No significant adverse items identified

801-58140 NTV ASSET MANAGEMENT, LLC $362,692,307 No significant adverse items identified

801-74413 NUKU ASSET INC. $0 No significant adverse items identified

801-16349 NUTTALL RICHARD VOIGHT $87,154,982 No significant adverse items identified

801-33250 NUTTER INVESTMENT ADVISORS $1,067,841,708 No significant adverse items identified

801-70310 NUWAVE INVESTMENT MANAGEMENT, LLC $730,018,178 No significant adverse items identified

801-69693 NVEST WEALTH STRATEGIES, INC. $40,947,092 No significant adverse items identified

801-74514 NWI MANAGEMENT LP $2,794,935,690 No significant adverse items identified

801-73458 O.S.S. CAPITAL MANAGEMENT LP $363,000,000 No significant adverse items identified

801-64842 OAK ADVISORS, LLC $102,053,729 No significant adverse items identified

801-71486 OAK ASSET MANAGEMENT, LLC $92,000,000 No significant adverse items identified

801-23632 OAK ASSOCIATES LTD $811,200,000 No significant adverse items identified

801-74468 OAK CITY CONSULTING, LLC $282,141,243 No significant adverse items identified

801-40926 OAK FINANCIAL GROUP INC $303,482,476 No significant adverse items identified


801-25846 OAK TREE ADVISORY SERVICES INC $26,000,000 No significant adverse items identified

801-55334 OAKBROOK INVESTMENTS $2,926,284,546 No significant adverse items identified

801-71076 OAKSTREET WEALTH MANAGEMENT, INC. $247,110,262 No significant adverse items identified

801-55342 OAKWOOD CAPITAL MANAGEMENT LLC $582,498,000 No significant adverse items identified

801-72747 OBERMAIER MANAGEMENT LLC $100,000,000 No significant adverse items identified

801-54953 OBERMEYER ASSET MANAGEMENT CO $766,876,535 No significant adverse items identified

801-71358 OBERON ASSET MANAGEMENT, LLC $67,769,000 No significant adverse items identified

801-49462 OBJECTIVE ADVISORS, INC. $1,030,000,000 No significant adverse items identified

801-5866 OBRIEN GREENE & CO INC $248,617,152 No significant adverse items identified

801-31201 O'BRIEN MANAGEMENT, LLC $331,071,142 No significant adverse items identified

801-60137 OCCAM CAPITAL MANAGEMENT, LLC $46,706,608 No significant adverse items identified

801-73687 OCEANIC FUND MANAGEMENT LIMITED $1,405,000,000 No significant adverse items identified

801-67071 OCEANSTONE CAPITAL MANAGEMENT, INC $14,636,983 No significant adverse items identified

801-71014 OCTAVIAN ADVISORS, LP $885,000,000 No significant adverse items identified

801-71519 OCTOBER WEALTH ADVISORS, INC $57,341,793 No significant adverse items identified

801-64219 ODER & STEWART INVESTMENT MANAGEMENT, LLC $68,246,000 No significant adverse items identified

801-70825 ODEY ASSET MANAGEMENT LLP $7,016,080,000 No significant adverse items identified

801-73427 ODYSSEY INVESTMENT MANAGEMENT, LLC $203,368,006 No significant adverse items identified

801-73589 ODYSSEY INVESTMENT PARTNERS, LLC $2,601,905,352 No significant adverse items identified

801-64510 OFFSHORE INVESTMENT ADVISOR $2,500,000 No significant adverse items identified

801-71366 OFS CAPITAL MANAGEMENT, LLC $645,834,000 No significant adverse items identified

801-18446 OGOREK WEALTH MANAGEMENT, LLC $230,500,174 No significant adverse items identified

801-75431 OHANA ADVISORS, LLC $864,270,000 No significant adverse items identified

801-47929 OKABENA INVESTMENT SERVICES INC $1,290,253,143 No significant adverse items identified

801-73297 OLD BELLOWS PARTNERS L.P. $287,605,000 No significant adverse items identified

801-33743 OLD DOMINION CAPITAL MANAGEMENT INC. $254,376,000 No significant adverse items identified

801-66666 OLD MISSION INVESTMENT COMPANY, LLC $282,674,000 No significant adverse items identified

801-69690 OLD NORTH STATE WEALTH MANAGEMENT, LLC $110,522,720 No significant adverse items identified

801-69604 OLD WEST INVESTMENT MANAGEMENT, LLC $138,500,000 No significant adverse items identified

801-72023 OLDFIELD PARTNERS LLP $5,058,252,225 No significant adverse items identified

801-67157 OLIVER CAPITAL MANAGEMENT, INC. $105,000,000 No significant adverse items identified

801-72225 OLYMPIA CAPITAL MANAGEMENT S.A. $579,571,514 No significant adverse items identified

801-72675 OLYMPUS ADVISERS, LLC $0 No significant adverse items identified

801-73661 OLYMPUS ADVISORS V, LLC $2,461,500,000 No significant adverse items identified

801-68414 OM INVESTMENT MANAGEMENT, LLC $56,270,583 No significant adverse items identified

801-43464 OMEGA ADVISORS,INC. $7,163,113,350 No significant adverse items identified

801-74224 OMEGA FUND MANAGEMENT (US) INC. $204,437,000 No significant adverse items identified

801-23421 OMICRON GROUP, LTD. $31,104,322 No significant adverse items identified

801-72343 OMNI PARTNERS LLP $436,004,597 No significant adverse items identified

801-72977 OMNIA FINANCE, LLC $235,000,000 No significant adverse items identified

801-65016 OMNIQUEST CAPITAL, LLC $69,800,000 No significant adverse items identified

801-60466 OMT CAPITAL MANAGEMENT, LLC $242,315,375 No significant adverse items identified

801-74327 ONE EAST CAPITAL ADVISORS, L.P. $226,424,000 No significant adverse items identified

801-74388 ONE RETIREMENT, LLC $0 No significant adverse items identified

801-62051 ONE WORLD AMS, LLC $1,619,664 No significant adverse items identified

801-72272 ONSLOW CAPITAL MANAGEMENT LIMITED $1,471,889,378 No significant adverse items identified

801-72734 OPEN DOOR CAPITAL ADVISORS (US), LLC $574,231,997 No significant adverse items identified

801-72755 OPEN DOOR INVESTMENT MANAGEMENT (US), LTD. $574,231,997 No significant adverse items identified


801-73352 OPENARC ASSET MANAGEMENT $61,878,571 No significant adverse items identified

801-64768 OPES ADVISORS, INC. $155,419,000 No significant adverse items identified

801-52409 OPTIMA ASSET MANAGEMENT INC $281,117,392 No significant adverse items identified

801-57706 OPTIMA CAPITAL MANAGEMENT, INC. $226,977,578 No significant adverse items identified

801-55111 OPTIMUM GROWTH ADVISORS,LLC $126,690,680 No significant adverse items identified

801-35773 OPTIMUM INVESTMENT ADVISORS, LLC $333,174,912 No significant adverse items identified

801-63421 OPTIMUM WEALTH MANAGEMENT, LLC $929,224 No significant adverse items identified

801-51533 OPUS CAPITAL GROUP, LLC $1,744,768,319 No significant adverse items identified

801-67259 ORACLE FINANCIAL SERVICES, LLC $9,498,279 No significant adverse items identified

801-71472 ORACLE INVESTMENT RESEARCH $47,000,000 No significant adverse items identified

801-61046 ORBIMED ADVISORS LLC $4,200,000,000 No significant adverse items identified

801-61952 ORBIMED CAPITAL LLC $2,200,000,000 No significant adverse items identified

801-68050 ORCA INVESTMENT MANAGEMENT, LLC $112,854,717 No significant adverse items identified

801-76589 ORCHARD HILL CAPITAL MANAGEMENT LP $0 No significant adverse items identified

801-73372 ORIGAMI CAPITAL PARTNERS, LLC $273,800,000 No significant adverse items identified

801-72126 ORINDA ASSET MANAGEMENT LLC $91,802,000 No significant adverse items identified

801-40234 ORION CAPITAL MANAGEMENT INC $139,000,000 No significant adverse items identified

801-65878 ORION CAPITAL MANAGEMENT L.L.C. $35,577,566 No significant adverse items identified

801-39597 ORLEANS CAPITAL MANAGEMENT CORP $1,762,316,381 No significant adverse items identified

801-66486 ORR, BRAD L. $7,635,582 No significant adverse items identified

801-68545 OSAGE ENERGY PARTNERS, L.P. $20,500,000 No significant adverse items identified

801-49690 OSHER VAN DE VOORDE INVESTMENT MANAGEMENT $152,855,739 No significant adverse items identified

801-73610 OSKIE CAPITAL MANAGEMENT, LLC $103,709,499 No significant adverse items identified

801-76537 OSMIUM PARTNERS, LLC $70,954,663 No significant adverse items identified

801-74307 OSTRA CAPITAL $234,000,000 No significant adverse items identified

801-71116 OTTAVIANO & ASSOCIATES, LLC $3,078,282 No significant adverse items identified

801-62535 OTTER CREEK MANAGEMENT, INC. $589,054,009 No significant adverse items identified

801-58024 OTTO & ASSOCIATES, INC. $84,574,816 No significant adverse items identified

801-62839 OUTRIDER MANAGEMENT, L.L.C. $271,000,000 No significant adverse items identified

801-65983 OVERLOOK INVESTMENTS L.P. $1,917,460,643 No significant adverse items identified

801-65982 OVERLOOK INVESTMENTS LIMITED $1,917,460,643 No significant adverse items identified

801-72766 OVS CAPITAL MANAGEMENT LLP $520,000,000 No significant adverse items identified

801-72786 OWL INVEST $2,100,000 No significant adverse items identified

801-65987 OXFORD ASSET MANAGEMENT $9,508,000,000 No significant adverse items identified

801-71654 OXFORD LANE MANAGEMENT, LLC $37,724,000 No significant adverse items identified

801-58214 P&A FUND MANAGEMENT, INC. $330,462,951 No significant adverse items identified

801-70664 P.F. ROBERTS & ASSOCIATES $25,516,530 No significant adverse items identified

801-72133 P/E GLOBAL LLC $1,025,517,107 No significant adverse items identified

801-73830 P2 CAPITAL PARTNERS, LLC $681,601,000 No significant adverse items identified

801-74230 PABRAI INVESTMENT FUNDS $455,000,000 No significant adverse items identified

801-60894 PACIFIC ASSET MANAGEMENT, LLC $120,700,000 No significant adverse items identified

801-70849 PACIFIC FINANCIAL STRATEGIES, INC $105,611,710 No significant adverse items identified

801-61673 PACIFIC HEIGHTS ASSET MANAGEMENT, LLC $15,484,623,879 No significant adverse items identified

801-74647 PACIFIC POINTE ADVISORS LLC $120,000,000 No significant adverse items identified

801-71489 PACIFIC RIDGE CAPITAL PARTNERS, LLC $77,009,184 No significant adverse items identified

801-69129 PACIFIC VALUE, LLC $155,000,000 No significant adverse items identified

801-68311 PACIFIC WEALTH STRATEGIES GROUP, INC. $100,258,207 No significant adverse items identified

801-69785 PACIFICA PARTNERS CAPITAL MANAGEMENT $55,021,000 No significant adverse items identified


801-75541 PACIFICA PARTNERS CAPITAL MANAGEMENT INC. $0 No significant adverse items identified

801-65891 PACIFICA WEALTH ADVISORS, INC. $170,195,657 No significant adverse items identified

801-55059 PACWEST FINANCIAL MANAGEMENT INC $232,699,679 No significant adverse items identified

801-28756 PAGEONE FINANCIAL, INC. $174,620,000 No significant adverse items identified

801-76685 PAGEONE FUNDS MANAGEMENT, LLC $0 No significant adverse items identified

801-73472 PAINE & PARTNERS, LLC $1,090,572,334 No significant adverse items identified

801-69806 PAKOLA, STEICHEN & COMPANY LLP $115,392,000 No significant adverse items identified

801-74130 PALADIN REALTY PARTNERS, LLC $1,095,000,000 No significant adverse items identified

801-67566 PALADIN REGISTRY $0 No significant adverse items identified

801-74131 PALESTRA CAPITAL MANAGEMENT LLC $192,114,943 No significant adverse items identified

801-64471 PALISADE ASSET MANAGEMENT, LLC $368,979,514 No significant adverse items identified

801-55677 PALISADES HUDSON ASSET MANAGEMENT, L.P. $1,052,310,041 No significant adverse items identified

801-62328 PALISADES INVESTMENT PARTNERS, LLC $367,325,510 No significant adverse items identified

801-72726 PALLADIEM LLC $487,234,185 No significant adverse items identified

801-73865 PALLADIUM EQUITY PARTNERS ADVISOR, LLC $1,100,000,000 No significant adverse items identified

801-68408 PALLADIUM REGISTERED INVESTMENT ADVISORS $1,301,939,400 No significant adverse items identified

801-72198 PALLISER BAY INVESTMENT MANAGEMENT, LLC $123,843,401 No significant adverse items identified

801-73453 PALM BEACH CAPITAL MANAGEMENT III, LLC $164,045,654 No significant adverse items identified

801-74793 PALM EQUITY, LLC $224,421,383 No significant adverse items identified

801-16512 PALMER JONES & ASSOCIATES, INC. $88,561,263 No significant adverse items identified

801-61867 PALMERDODGE ADVISORS LLC $1,069,809,597 No significant adverse items identified

801-69026 PALO CAPITAL, INC. $107,063,158 No significant adverse items identified

801-44260 PAMA GROUP INC. $10,348,892 No significant adverse items identified

801-73956 PAMLI FUND MANAGEMENT LLC $195,803,000 No significant adverse items identified

801-74226 PAMLICO CAPITAL $1,706,578,710 No significant adverse items identified

801-73371 PAMPLONA CAPITAL MANAGEMENT LLC $1,300,000,000 No significant adverse items identified

801-71145 PAN RELIANCE CAPITAL ADVISORS $223,892,110 No significant adverse items identified

801-73361 PANDA POWER FUNDS $407,900,000 No significant adverse items identified

801-68422 PAOLINO, WILLIAM $51,755,511 No significant adverse items identified

801-73100 PAR CAPITAL MANAGEMENT, INC. $2,533,628,515 No significant adverse items identified

801-65167 PARA ADVISORS LLC $289,923,695 No significant adverse items identified

801-63993 PARACLE ADVISORS LLC $326,574,550 No significant adverse items identified

801-72012 PARADIGM ADVISORS, LLC $326,300,533 No significant adverse items identified

801-49001 PARADIGM ASSET MANAGEMENT $1,030,505,782 No significant adverse items identified

801-63558 PARADIGM CAPITAL CORPORATION $128,200,000 No significant adverse items identified

801-54603 PARADIGM FINANCIAL ADVISORS LLC $108,866,394 No significant adverse items identified

801-69719 PARADIGM WEALTH MANAGEMENT, LLC $91,380,000 No significant adverse items identified

801-71869 PARADOR ASSET MANAGEMENT $170,803,000 No significant adverse items identified

801-49383 PARAGON ADVISORS LLC $145,944,882 No significant adverse items identified

801-56915 PARAGON ASSET MANAGEMENT INC. $44,072,785 No significant adverse items identified

801-55805 PARAGON CAPITAL MANAGEMENT LLC $315,688,295 No significant adverse items identified

801-67813 PARAGON FINANCIAL ADVISORS $158,524,074 No significant adverse items identified

801-39191 PARAGON INVESTMENT MANAGEMENT INC $1,241,016,488 No significant adverse items identified

801-45326 PARAGON WEALTH MANAGEMENT $96,735,819 No significant adverse items identified

801-73478 PARALLEL INVESTMENT PARTNERS, LLC $369,111,000 No significant adverse items identified

801-73819 PARALLEL RESOURCE PARTNERS, LLC $702,828,282 No significant adverse items identified

801-72497 PARAMOUNT ACCESS ADVISORS, LLC $0 No significant adverse items identified

801-63703 PARATUS FINANCIAL, INC. $900,000,000 No significant adverse items identified


801-65721 PARDUS CAPITAL MANAGEMENT L.P. $77,675,436 No significant adverse items identified

801-67781 PARISH & COMPANY LLC $76,980,000 No significant adverse items identified

801-62540 PARK PIEDMONT ADVISORS LLC $327,678,000 No significant adverse items identified

801-65166 PARK PLACE CAPITAL LIMITED $47,800,000 No significant adverse items identified

801-74145 PARK WEST ASSET MANAGEMENT LLC $950,512,851 No significant adverse items identified

801-56045 PARKER INVESTMENT MANAGEMENT, LLC $249,200,000 No significant adverse items identified

801-73069 PARKVIEW LTD. $0 No significant adverse items identified

801-73116 PARKVIEW US LLC $88,000,000 No significant adverse items identified

801-66293 PARKWORTH WEALTH MANAGEMENT, INC. $39,805,011 No significant adverse items identified

801-16359 PARSEC FINANCIAL MANAGEMENT, INC $1,164,036,101 No significant adverse items identified

801-45209 PARSONS CAPITAL MANAGEMENT INC $832,566,193 No significant adverse items identified

801-61362 PARSONS CAPITAL MANAGEMENT, LLC $118,000,000 No significant adverse items identified

801-73175 PARSOW MANAGEMENT LLC $132,053,445 No significant adverse items identified

801-56440 PARTHENON LLC $386,204,286 No significant adverse items identified

801-69706 PARTNERS FOR PROSPERITY, INC. $0 No significant adverse items identified

801-70754 PARTNERS IN FINANCIAL PLANNING, LLC $187,732,452 No significant adverse items identified

801-57566 PARTNERSINWEALTH, INC $167,271,293 No significant adverse items identified

801-47690 PASCO INVESTMENT ADVISORS INC $90,089,207 No significant adverse items identified

801-68712 PASI INVESTMENTS, LLC $121,660,875 No significant adverse items identified

801-68774 PASSIVE CAPITAL MANAGEMENT, LLC $172,000,000 No significant adverse items identified

801-70599 PATHLIGHT INVESTORS, LLC $151,729,437 No significant adverse items identified

801-64598 PATHWAY FINANCIAL ADVISORS, LLC $136,141,957 No significant adverse items identified

801-67921 PATHWAYS ADVISORY GROUP, INC. $93,050,226 No significant adverse items identified

801-62327 PATHWAYS FINANCIAL PARTNERS,INC. $55,440,540 No significant adverse items identified

801-67849 PATRICIA A. HEATH & ASSOCIATES, INC. $44,595,127 No significant adverse items identified

801-73715 PATRIOT FINANCIAL MANAGER, L.P. $270,919,312 No significant adverse items identified

801-44477 PATTEN & DAVES CAPITAL MANAGEMENT $26,407,576 No significant adverse items identified

801-11499 PATTEN AND PATTEN, INC. $1,003,468,975 No significant adverse items identified

801-46437 PATTERSON & ASSOCIATES $5,243,196,954 No significant adverse items identified

801-61959 PATTON ALBERTSON & MILLER LLC $420,164,989 No significant adverse items identified

801-61603 PAUL CAPITAL $4,223,081,844 No significant adverse items identified

801-22496 PAUL COMSTOCK PARTNERS $1,625,952,379 No significant adverse items identified

801-14470 PAUL MANNERS & ASSOCIATES, INC. $172,941,844 No significant adverse items identified

801-60612 PAULAHOGAN $178,008,361 No significant adverse items identified

801-70227 PAULSON WEALTH MANAGEMENT LLC $94,475,520 No significant adverse items identified

801-69261 PAYNE CAPITAL MANAGEMENT, LLC $255,317,473 No significant adverse items identified

801-33446 PAYNE WEALTH PARTNERS, INC. $287,677,433 No significant adverse items identified

801-67369 PCA INVESTMENT ADVISORY SERVICES, INC. $445,895,856 No significant adverse items identified

801-34567 PCA REAL ESTATE ADVISORS, INC. $0 No significant adverse items identified

801-65047 PCE INVESTORS LIMITED $693,055,314 No significant adverse items identified

801-70706 PCJ INVESTMENT COUNSEL LTD. $1,712,200,000 No significant adverse items identified

801-25182 PCM, INC. $378,176,311 No significant adverse items identified

801-67554 PDR ADVISORS, LLC $354,725,618 No significant adverse items identified

801-33041 PDS PLANNING INC $548,078,000 No significant adverse items identified

801-52118 PEAK ASSET MANAGEMENT LLC $202,000,000 No significant adverse items identified

801-60554 PEAK FINANCIAL ADVISORS $93,410,312 No significant adverse items identified

801-8868 PEARL MANAGEMENT COMPANY $105,952,800 No significant adverse items identified

801-69230 PEARSON TRADE INTERNATIONAL INC. $0 No significant adverse items identified


801-70500 PEBBLE MANAGEMENT GROUP $4,300,000 No significant adverse items identified

801-49498 PECAUT & CO. $131,932,449 No significant adverse items identified

801-37165 PECKS MANAGEMENT PARTNERS LTD $26,368,825 No significant adverse items identified

801-69611 PEDDOCK CAPITAL ADVISORS, LLC $188,564,130 No significant adverse items identified

801-16104 PEG CAPITAL MANAGEMENT INC $224,938,359 No significant adverse items identified

801-3186 PEGASUS ASSET MANAGEMENT INC $133,084,857 No significant adverse items identified

801-58123 PEGASUS ASSOCIATES, LLC $1,111,803 No significant adverse items identified

801-60436 PEGASUS GROUP, LLC $13,562,734 No significant adverse items identified

801-73490 PEI FUNDS $322,000,000 No significant adverse items identified

801-69056 PELAGOS CAPITAL MANAGEMENT, LLC $548,156,000 No significant adverse items identified

801-27200 PELOTON WEALTH STRATEGISTS, INC. $140,400,000 No significant adverse items identified

801-65099 PEMIGEWASSET CAPITAL LLC $38,842,203 No significant adverse items identified

801-17065 PENINSULA ASSET MANAGEMENT INC $171,653,505 No significant adverse items identified

801-73782 PENINSULA CAPITAL PARTNERS, L.L.C. $673,632,000 No significant adverse items identified

801-71025 PENINSULA WEALTH, LLC $88,000,000 No significant adverse items identified

801-13038 PENN DAVIS MCFARLAND INC $480,404,715 No significant adverse items identified

801-67622 PENNANTPARK INVESTMENT ADVISERS, LLC $1,010,284,899 No significant adverse items identified

801-57705 PENNINGTON FINANCIAL GROUP $127,020,452 No significant adverse items identified

801-50732 PENNSYLVANIA CAPITAL MANAGEMENT INC. $354,823,481 No significant adverse items identified

801-73385 PENNYBACKER CAPITAL MANAGEMENT, LLC $112,517,265 No significant adverse items identified

801-31820 PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. $272,939,362 No significant adverse items identified

801-40100 PENSION PARAMETERS FINANCIAL SERVICES, INC. $50,863,000 No significant adverse items identified

801-66759 PENSION PERFORMANCE ADVISORS, INC. $20,000,000 No significant adverse items identified

801-74297 PENSO ADVISORS, LLC $1,345,000,000 No significant adverse items identified

801-72861 PENTWATER CAPITAL MANAGEMENT LP $2,010,752,457 No significant adverse items identified

801-60608 PEREGRINE ASSET ADVISERS, INC. $229,599,773 No significant adverse items identified

801-71179 PEREGRINE INVESTMENT ADVISORS, LLC $140,108,632 No significant adverse items identified

801-74109 PERENNIAL CAPITAL ADVISORS, LLC $131,600,000 No significant adverse items identified

801-62988 PERIGON WEALTH MANAGEMENT, LLC $147,382,019 No significant adverse items identified

801-66782 PERIMETER CAPITAL MANAGEMENT $1,435,388,744 No significant adverse items identified

801-72416 PERMANENS CAPITAL L.P. $264,817,229 No significant adverse items identified

801-72321 PERMIAN $167,000,000 No significant adverse items identified

801-72367 PERMIT CAPITAL ADVISORS, LLC $182,742,176 No significant adverse items identified

801-65996 PERMIT CAPITAL, LLC $1,075,142,439 No significant adverse items identified

801-61473 PERPETUITY $0 No significant adverse items identified

801-30378 PERRITT CAPITAL MANAGEMENT INC $463,246,054 No significant adverse items identified

801-64100 PERRY B. SEIFFERT, INVESTMENT MANAGEMENT $54,191,546 No significant adverse items identified

801-8706 PERSONAL ASSET MANAGEMENT CORP $30,132,124 No significant adverse items identified

801-16384 PERSONAL BUSINESS MANAGEMENT GROUP LTD $128,235,109 No significant adverse items identified

801-74412 PERSONAL CFO SOLUTIONS LLC $130,227,000 No significant adverse items identified

801-60845 PERSONAL FINANCIAL ADVISORS, L.L.C. $91,996,000 No significant adverse items identified

801-61965 PERSONAL FINANCIAL ADVISORS, LLC $46,471,000 No significant adverse items identified

801-75061 PERSONAL FINANCIAL CONSULTANTS, INC. $133,017,564 No significant adverse items identified

801-70718 PERSONAL FINANCIAL GROUP $133,419,063 No significant adverse items identified

801-42879 PERSONAL FINANCIAL MANAGEMENT $313,267,864 No significant adverse items identified

801-62565 PERSONAL FINANCIAL PLANNING, INC. $210,000,000 No significant adverse items identified

801-68514 PERSONAL MONEY PLANNING $51,024,801 No significant adverse items identified

801-72259 PERSONAL PORTFOLIO MANAGEMENT, INC. $151,632,685 No significant adverse items identified


801-46277 PETER A. FARRELL INVESTMENT MANAGEMENT SERVICES $49,826,744 No significant adverse items identified

801-13945 PETERSEN FLYNN & DINSMORE INC $421,117,415 No significant adverse items identified

801-19727 PETERSEN HASTINGS INVESTMENT MANAGEMENT INC $379,160,468 No significant adverse items identified

801-71263 PETRIE CAPITAL MANAGEMENT LLC. $41,716,788 No significant adverse items identified

801-76636 PETROFF INSTITUTIONAL $0 No significant adverse items identified

801-34750 PETTEE INVESTORS INC $91,680,495 No significant adverse items identified

801-68292 PFE ADVISORS, INC. $0 No significant adverse items identified

801-57982 PFLUG KOORY, LLC $96,097,019 No significant adverse items identified

801-44165 PFM CAPITAL MANAGEMENT LLC $166,516,872 No significant adverse items identified

801-74263 PHARMAKON ADVISORS, LP $484,382,177 No significant adverse items identified

801-73145 PHARO MANAGEMENT LLC $4,255,324,616 No significant adverse items identified

801-72752 PHAROS CAPITAL GROUP, LLC $266,935,568 No significant adverse items identified

801-63806 PHASE III ADVISORY SERVICES, LTD $102,163,450 No significant adverse items identified

801-63788 PHILADELPHIA FINANCIAL $672,279,033 No significant adverse items identified

801-67108 PHILIP VONGONTARD, CFA, LLC $138,667,857 No significant adverse items identified

801-16774 PHILIPPE INVESTMENT MANAGEMENT, INC $229,273,904 No significant adverse items identified

801-71207 PHINEUS PARTNERS, L.P. $128,130,349 No significant adverse items identified

801-64317 PHOCAS FINANCIAL CORPORATION $1,092,447,114 No significant adverse items identified

801-61994 PHOENIX FINANCIAL CONSULTING $2,953,901 No significant adverse items identified

801-74323 PHOENIX HOLDINGS-NC, INC. $375,424,093 No significant adverse items identified

801-73091 PHOENIX INVESTORS LLC $27,500,000 No significant adverse items identified

801-70010 PIEDMONT INDEPENDENT FIDUCIARIES, INC. $94,452,812 No significant adverse items identified

801-35040 PIEDMONT INVESTMENT ADVISORY LP $140,740,007 No significant adverse items identified

801-67782 PIERMONT CAPITAL MANAGEMENT LLC $80,002,010 No significant adverse items identified

801-69867 PIERMONT INC. D/B/A PIERMONT RETIREMENT PLAN SERVICES $0 No significant adverse items identified

801-61254 PIERMONT WEALTH MANAGEMENT INC. $126,695,157 No significant adverse items identified

801-27094 PILLAR FINANCIAL ADVISORS, INC. $570,337,829 No significant adverse items identified

801-56472 PILLAR PACIFIC CAPITAL MANAGEMENT LLC $448,669,986 No significant adverse items identified

801-73321 PILOT GROUP $263,000,000 No significant adverse items identified

801-55786 PIM GESTION FRANCE, SA $716,388,514 No significant adverse items identified

801-35858 PIN OAK INVESTMENT ADVISORS INC $160,000,000 No significant adverse items identified

801-72260 PINACULO $300,000,000 No significant adverse items identified

801-72372 PINE COBBLE CAPITAL, LLC $83,664,044 No significant adverse items identified

801-71502 PINE HAVEN INVESTMENT COUNSEL, INC. $91,797,477 No significant adverse items identified

801-72446 PING CAPITAL MANAGEMENT, LTD $192,370,692 No significant adverse items identified

801-69577 PINGORA PARTNERS LLC $24,000,000 No significant adverse items identified

801-58205 PINNACLE FINANCIAL ADVISORS, LLC $197,757,899 No significant adverse items identified

801-71357 PINNACLE FINANCIAL GROUP LLC $139,310,000 No significant adverse items identified

801-40420 PINNACLE INVESTMENT MANAGEMENT INC $114,169,177 No significant adverse items identified

801-61796 PINNACLE WEALTH MANAGEMENT, LLC $114,059,534 No significant adverse items identified

801-51715 PINNACLE WEALTH PLANNING SERVICES, INC. $479,507,212 No significant adverse items identified

801-40271 PINNACLE WEST ASSET MANAGEMENT INC $48,593,325 No significant adverse items identified

801-23657 PINNEY & SCOFIELD, INC. $284,847,485 No significant adverse items identified

801-74292 PIONEER GLOBAL INVESTORS, LLC $0 No significant adverse items identified

801-67799 PIONEER SQUARE ADVISORS, LLC $304,094,916 No significant adverse items identified

801-56159 PIOT ASSOCIATES LLC $37,775,184 No significant adverse items identified

801-71230 PIRMANN FINANCIAL SERVICES, INCORPORATED $39,850,000 No significant adverse items identified

801-49107 PITTENGER & ANDERSON INC $674,488,381 No significant adverse items identified


801-64389 PKS INVESTMENT ADVISORS LLC $74,708,530 No significant adverse items identified

801-60471 PLACEMARK INVESTMENTS, INC. $7,700,242,853 No significant adverse items identified

801-69786 PLAN & ACT $0 No significant adverse items identified

801-63670 PLAN SPONSOR ADVISORS LLC $15,300,000,000 No significant adverse items identified

801-20398 PLANCORP, LLC $1,559,998,300 No significant adverse items identified

801-67363 PLANNED FINANCIAL GROWTH CO $42,029,003 No significant adverse items identified

801-33162 PLANNED SOLUTIONS, INC. $142,802,925 No significant adverse items identified

801-18310 PLANNING ALTERNATIVES LTD $450,341,907 No significant adverse items identified

801-66239 PLANNING FOR WEALTH, LLC $29,559,847 No significant adverse items identified

801-73176 PLANPILOT $128,400,000 No significant adverse items identified

801-55929 PLASTRIDGE JOEL FLETCHER $125,800,000 No significant adverse items identified

801-73899 PLATINUM ASSET MANAGEMENT $16,603,401,638 No significant adverse items identified

801-66493 PLATINUM CAPITAL MANAGEMENT (USA) LLC $244,000,000 No significant adverse items identified

801-73758 PLATINUM EQUITY ADVISORS, LLC $3,662,959,000 No significant adverse items identified

801-72514 PLATINUM MANAGEMENT (NY) LLC $1,375,691,121 No significant adverse items identified

801-72447 PLATINUM WEALTH PARTNERS, INC. $140,000,000 No significant adverse items identified

801-66186 PLATTE RIVER CAPITAL, LLC $1,314,800,000 No significant adverse items identified

801-73287 PLATTE RIVER VENTURES $399,484,300 No significant adverse items identified

801-69256 PLUSCIOS MANAGEMENT LLC $118,172,727 No significant adverse items identified

801-52204 PMG ADVISORS, LLC $1,374,965,722 No significant adverse items identified

801-63189 POEHLING CAPITAL MANAGEMENT, INC. $102,543,424 No significant adverse items identified

801-43340 POINT VIEW WEALTH MANAGEMENT, INC. $116,448,115 No significant adverse items identified

801-70983 POINTE CAPITAL MANAGEMENT LLC $290,404,000 No significant adverse items identified

801-74127 POINTSTATE CAPITAL LP $9,505,462,304 No significant adverse items identified

801-64644 POLAR CAPITAL $5,083,782,469 No significant adverse items identified

801-71922 POLAR CAPITAL (AMERICA) CORPORATION $158,743,261 No significant adverse items identified

801-63453 POLARIS ADVISORS, LLC $91,071,432 No significant adverse items identified

801-43216 POLARIS CAPITAL MANAGEMENT, LLC $3,728,190,086 No significant adverse items identified

801-62455 POLARIS EQUITY MANAGEMENT, INC. $250,000,000 No significant adverse items identified

801-69732 POLARIS FINANCIAL SERVICES, INC. $170,000,000 No significant adverse items identified

801-38199 POLARIS INVESTMENT PARTNERS, INC $96,423,960 No significant adverse items identified

801-72654 POLARIS WEALTH ADVISERS, LLC $0 No significant adverse items identified

801-71361 POLLOCK INVESTMENT ADVISORS, LLC $144,585,000 No significant adverse items identified

801-70815 POLO TRAVEL AND INVESTMENTS L.L.C. $0 No significant adverse items identified

801-72772 POLUNIN CAPITAL PARTNERS LIMITED $669,125,816 No significant adverse items identified

801-74150 POLYGON MANAGEMENT L.P. $1,274,090,385 No significant adverse items identified

801-72842 POMELO CAPITAL LLC $150,000,000 No significant adverse items identified

801-60556 POPE ASSET MANAGEMENT, LLC $417,676,461 No significant adverse items identified

801-71742 PORTER ORLIN LLC $2,454,841,819 No significant adverse items identified

801-38220 PORTFOLIO ADVISORS, INC. $121,100,000 No significant adverse items identified

801-16379 PORTFOLIO CAPITAL MANAGEMENT INC $478,832,000 No significant adverse items identified

801-70015 PORTFOLIO EVALUATIONS, INC. $0 No significant adverse items identified

801-72558 PORTFOLIO FOOTBALL $0 No significant adverse items identified

801-42052 PORTFOLIO MANAGEMENT $90,693,539 No significant adverse items identified

801-52600 PORTFOLIO MANAGEMENT TECHNOLOGY $0 No significant adverse items identified

801-56681 PORTFOLIO SOLUTIONS LLC $960,838,235 No significant adverse items identified

801-45798 PORTFOLIO STRATEGIES INC NY $311,257,971 No significant adverse items identified

801-54256 PORTLAND GLOBAL ADVISORS LLC $365,464,795 No significant adverse items identified


801-64786 PORTREAL, LLC $0 No significant adverse items identified

801-64145 POSEIDON CAPITAL MANAGEMENT, INC. $27,024,000 No significant adverse items identified

801-71572 POSEY CAPITAL $110,000,000 No significant adverse items identified

801-69722 POSITIVE DELTA ASSET MANAGEMENT LLC $20,000,000 No significant adverse items identified

801-73147 POST RESCH TALLON GROUP $52,224,550 No significant adverse items identified

801-73988 POST ROCK ADVISORS, LLC $1,009,000,000 No significant adverse items identified

801-64645 POTKUL CAPITAL MANAGEMENT, LLC $7,670,500 No significant adverse items identified

801-31311 POTOMAC FUND MANAGEMENT $162,133,546 No significant adverse items identified

801-73283 POTOMAC RIVER CAPITAL $226,400,000 No significant adverse items identified

801-62399 POWER ASSET MANAGEMENT LLC $212,000,000 No significant adverse items identified

801-68377 POWERS CAPITAL INVESTMENTS, INC. $132,419,179 No significant adverse items identified

801-66500 PPG INVESTMENTS, LLC $90,061,842 No significant adverse items identified

801-40057 PPS & V ASSET MANAGEMENT CONSULTANTS INC $114,000,000 No significant adverse items identified

801-63502 PRAESIDEO MANAGEMENT, LLC $53,009,940 No significant adverse items identified

801-73827 PRAESIDIAN CAPITAL MANAGEMENT II, LLC $264,070,000 No significant adverse items identified

801-66042 PRAESIDIUM INVESTMENT MANAGEMENT COMPANY, LLC $854,417,853 No significant adverse items identified

801-69431 PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC $61,120,980 No significant adverse items identified

801-73143 PRAGUE WEALTH MANAGEMENT, S.R.O. $385,672,805 No significant adverse items identified

801-68588 PRAIRIEVIEW PARTNERS, LLC $183,782,000 No significant adverse items identified

801-72839 PRATT COLLARD ADVISORY PARTNERS, LLC $104,432,771 No significant adverse items identified

801-72507 PRAXIENT CAPITAL LLP $253,000,000 No significant adverse items identified

801-76741 PRAXIS FIDUCIARY ADVISORS, LLC $0 No significant adverse items identified

801-66256 PRECEPT MANAGEMENT, LLC $97,967,296 No significant adverse items identified

801-72255 PRECIDIAN FUNDS LLC $163,957,004 No significant adverse items identified

801-60559 PREMIER ASSET MANAGEMENT LLC $414,868,730 No significant adverse items identified

801-68487 PREMIER ESTATE PLANNERS, LLC $99,041,599 No significant adverse items identified

801-71799 PREMIER FINANCIAL MANAGEMENT, LLC $100,000,000 No significant adverse items identified

801-73739 PRENTICE CAPITAL MANAGEMENT, LP $225,266,606 No significant adverse items identified

801-76490 PRENTICE WEALTH MANAGEMENT LLC $0 No significant adverse items identified

801-17579 PRENTISS SMITH & COMPANY, INC. $472,666,277 No significant adverse items identified

801-73464 PRESCOTT GENERAL PARTNERS LLC $1,127,276,122 No significant adverse items identified

801-60650 PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. $383,101,200 No significant adverse items identified

801-70426 PRESERVATION CAPITAL MANAGEMENT LP $101,585,523 No significant adverse items identified

801-72576 PRESERVATION TRUST ADVISORS, LLC $5,300,000 No significant adverse items identified

801-71001 PRESIDIO CAPITAL INVESTMENTS, LLC $6,500,000 No significant adverse items identified

801-65318 PRESIDIUM $538,019,422 No significant adverse items identified

801-66599 PRESIMA INC. $489,342,955 No significant adverse items identified

801-58276 PRESTIGE WEALTH MANAGEMENT $131,181,608 No significant adverse items identified

801-67724 PRESTON & CLEVELAND WEALTH MANAGEMENT, LLC $65,889,849 No significant adverse items identified

801-66638 PRI FINANCIAL ADVISORS, INC. $40,022,324 No significant adverse items identified

801-27922 PRI INVESTMENTS, INC. $257,417,022 No significant adverse items identified

801-73195 PRICE CAPITAL MANAGEMENT, INC. $352,229,584 No significant adverse items identified

801-63120 PRICE WEALTH MANAGEMENT, INC. $770,811,367 No significant adverse items identified

801-33673 PRIME ADVISORS INC $11,672,412,516 No significant adverse items identified

801-37429 PRIME BUCHHOLZ & ASSOCIATES INC $0 No significant adverse items identified

801-66222 PRIME CAPITAL MANAGEMENT COMPANY LIMITED $1,877,000,000 No significant adverse items identified

801-19765 PRIMECAP MANAGEMENT CO $63,995,781,723 No significant adverse items identified

801-60028 PRIMESOLUTIONS ADVISORS, LLC $267,053,671 No significant adverse items identified


801-68762 PRIMETRUST ADVISORS LLC $0 No significant adverse items identified

801-68499 PRIMORIS CAPITAL MANAGEMENT, LLC $37,988,198 No significant adverse items identified

801-73471 PRIMUS CAPITAL PARTNERS, INC. $744,421,600 No significant adverse items identified

801-71305 PRINCETON GLOBAL ASSET MANAGEMENT LLC $108,753,326 No significant adverse items identified

801-29455 PRINCETON INVESTMENT MANAGEMENT COMPANY $124,091,779 No significant adverse items identified

801-72695 PRINCETON PORTFOLIO STRATEGIES GROUP LLC $135,936,378 No significant adverse items identified

801-12851 PRING TURNER CAPITAL GROUP $139,542,006 No significant adverse items identified

801-73218 PRIORITY CAPITAL MANAGEMENT LLC $26,000,000 No significant adverse items identified

801-42832 PRIVATE ASSET MANAGEMENT INC $611,891,808 No significant adverse items identified

801-55237 PRIVATE CAPITAL MANAGEMENT INC. $152,197,797 No significant adverse items identified

801-69694 PRIVATE CLIENT GROUP ASSET MANAGEMENT $22,212,803 No significant adverse items identified

801-26253 PRIVATE FINANCIAL COUNSELING $136,607,017 No significant adverse items identified

801-62271 PRIVATE FUND ADVISORS, INC. $147,000,000 No significant adverse items identified

801-69044 PRIVATE HARBOUR $243,609,731 No significant adverse items identified

801-28023 PRIVATE MANAGEMENT GROUP INC $1,402,343,931 No significant adverse items identified

801-57364 PRIVATE WEALTH CONSULTANTS LTD $116,446,100 No significant adverse items identified

801-57021 PRIVATE WEALTH MANAGEMENT GROUP INC $127,622,337 No significant adverse items identified

801-61214 PRIVATE WEALTH MANAGEMENT, INC. $314,165,735 No significant adverse items identified

801-70937 PRIVATE WEALTH NORTHWEST, LLC $90,236,528 No significant adverse items identified

801-72601 PROA PARTNERS PTE LTD $175,300,000 No significant adverse items identified

801-61596 PROCTOR FINANCIAL $188,714,788 No significant adverse items identified

801-37125 PRODUCTIVE CAPITAL MANAGEMENT, INC. $1,875,104,136 No significant adverse items identified

801-14090 PROFESSIONAL ADVISORY SERVICES INC $513,452,210 No significant adverse items identified

801-64045 PROFESSIONAL FINANCIAL SOLUTIONS, LLC $58,748,447 No significant adverse items identified

801-14186 PROFESSIONAL INVESTMENT COUNSEL, INC $49,509,023 No significant adverse items identified

801-14008 PROFESSIONAL INVESTMENT MANAGEMENT INC $49,624,000 No significant adverse items identified

801-68591 PROFESSIONAL INVESTMENT MANAGEMENT SERVICES, PLLC $37,638,024 No significant adverse items identified

801-28292 PROFFITT & GOODSON INC. $195,953,809 No significant adverse items identified

801-70342 PROFITSCORE CAPITAL MANAGEMENT, INC. $101,525,000 No significant adverse items identified

801-63324 PROGRESS INVESTMENT MANAGEMENT COMPANY, LLC $6,458,029,435 No significant adverse items identified

801-74283 PROMETHEUS PARTNERS ADVISORS, LLC $137,566,116 No significant adverse items identified

801-60964 PRONVEST, INC. $502,247,055 No significant adverse items identified

801-73367 PROPERTY INVESTMENT ADVISORS, INC. $202,781,527 No significant adverse items identified

801-75390 PROPHECY ASSET MANAGEMENT, INC $55,400,000 No significant adverse items identified

801-76092 PROPHET EQUITY MANAGEMENT LLC $317,457,020 No significant adverse items identified

801-61781 PROPRIETARY CAPITAL, LLC $532,000,000 No significant adverse items identified

801-74301 PROSIRIS CAPITAL MANAGEMENT LLC $144,000,000 No significant adverse items identified

801-62969 PROSPECT CAPITAL MANAGEMENT LLC $1,802,222,000 No significant adverse items identified

801-68052 PROSPECTOR PARTNERS ASSET MANAGEMENT, LLC $122,950,561 No significant adverse items identified

801-64500 PROSPECTOR PARTNERS, LLC $2,647,926,027 No significant adverse items identified

801-64486 PROSPER ADVISORS LLC $246,027,094 No significant adverse items identified

801-65679 PROTEGE PARTNERS, LLC $2,638,077,977 No significant adverse items identified

801-76696 PROTEUS, LLC $10,000 No significant adverse items identified

801-73247 PROTOSTAR PARTNERS LLC $208,644,459 No significant adverse items identified

801-73845 PROVIDENCE INVESTMENT MANAGEMENT, LLC $1,476,000,000 No significant adverse items identified

801-71352 PROVIDENCE WEALTH ADVISORS, LLC $155,000,000 No significant adverse items identified

801-58213 PROVIDENT TRUST COMPANY $1,347,487,445 No significant adverse items identified

801-62053 PROXYGEN CO. INVESTMENT ADVISER $0 No significant adverse items identified


801-61408 PROXYVOTE PLUS, LLC $0 No significant adverse items identified

801-63481 PRUDENT INVESTOR ADVISORS, LLC $315,310,964 No significant adverse items identified

801-33304 PRUDENT MAN INVESTMENT MANAGEMENT $123,032,750 No significant adverse items identified

801-72664 PRUSIK INVESTMENT MANAGEMENT LLP $255,000,000 No significant adverse items identified

801-69733 PS SERVICES LLC $47,000,000 No significant adverse items identified

801-74506 PSG INVESTMENT ADVISORS, LLC $0 No significant adverse items identified

801-62213 P-SOLVE $3,397,070,159 No significant adverse items identified

801-76519 PT ASSET MANAGEMENT, LLC $0 No significant adverse items identified

801-72782 PUBLIC TRUST ADVISORS, LLC $3,700,000,000 No significant adverse items identified

801-39138 PUGH CAPITAL MANAGEMENT, INC. $1,996,848,632 No significant adverse items identified

801-62524 PURCELL ADVISORY SERVICES, LLC $187,037,135 No significant adverse items identified

801-70137 PURE FINANCIAL ADVISORS, INC. $490,809,419 No significant adverse items identified

801-64777 PURKISS CAPITAL ADVISORS, LLC $124,268,139 No significant adverse items identified

801-70673 PURPOSE WEALTH $128,197,159 No significant adverse items identified

801-21951 PUTNAM F L INVESTMENT MANAGEMENT CO $1,009,000,000 No significant adverse items identified

801-72657 PWM ADVISORY GROUP, LLC $42,000,000 No significant adverse items identified

801-75013 PX GLOBAL ADVISORS, LLC $0 No significant adverse items identified

801-76844 PYRRHO CAPITAL MANAGEMENT, LP $0 No significant adverse items identified

801-71562 Q3 ASSET MANAGEMENT CORPORATION $42,437,330 No significant adverse items identified

801-63455 QA INVESTMENT SERVICES, LLC $0 No significant adverse items identified

801-12815 QCI ASSET MANAGEMENT INC $2,031,514,000 No significant adverse items identified

801-74061 QEM ADVISERS, LLC $1,505,184,777 No significant adverse items identified

801-70591 QFR CAPITAL MANAGEMENT, L.P. $4,955,956,000 No significant adverse items identified

801-44995 QFS ASSET MANAGEMENT, INC. $249,550,169 No significant adverse items identified

801-65095 QFS ASSET MANAGEMENT, L.P. $1,552,796,746 No significant adverse items identified

801-74064 QIC $0 No significant adverse items identified

801-74058 QIC INVESTMENTS NO. 1 PTY LTD $91,915,717 No significant adverse items identified

801-69753 QP CONSULTING $63,894,487 No significant adverse items identified

801-70974 QS INVESTORS, LLC $105,843,459,001 No significant adverse items identified

801-73196 QUAD PARTNERS LLC $414,710,918 No significant adverse items identified

801-60050 QUADRANT CAPITAL MANAGEMENT, LLC $249,023,458 No significant adverse items identified

801-69216 QUADRANT PARTNERS $167,237,048 No significant adverse items identified

801-24702 QUAKER CAPITAL MANAGEMENT CORP $669,509,222 No significant adverse items identified

801-60603 QUAKER FUNDS, INC. $339,000,000 No significant adverse items identified

801-20177 QUAN VEST CONSULTANTS INC $0 No significant adverse items identified

801-74591 QUANTA FINANCE SA $380,000,000 No significant adverse items identified

801-74282 QUANTBOT TECHNOLOGIES LLC $300,000,000 No significant adverse items identified

801-62787 QUANTEL ASSOCIATES, INC. $0 No significant adverse items identified

801-67577 QUANTELLIGENT SOLUTIONS,LLC $0 No significant adverse items identified

801-57426 QUANTITATIVE ADVANTAGE, LLC $477,920,777 No significant adverse items identified

801-67607 QUANTITATIVE ASSET MANAGEMENT, LLC $94,104,108 No significant adverse items identified

801-37422 QUANTITATIVE FINANCIAL STRATEGIES INC $651,704,151 No significant adverse items identified

801-72583 QUANTITATIVE INVESTMENT MANAGEMENT, LLC $2,530,917,083 No significant adverse items identified

801-74053 QUANTUM ADVISERS, LLC $2,489,989,199 No significant adverse items identified

801-67571 QUANTUM CAPITAL MANAGEMENT $341,995,704 No significant adverse items identified

801-76487 QUANTUM ECONOMETRICS, LLC $0 No significant adverse items identified

801-63842 QUANTUM FAMILY OFFICE GROUP, LLC $75,298,050 No significant adverse items identified

801-67729 QUANTUM FINANCIAL SERVICES INC. $116,033,089 No significant adverse items identified


801-68872 QUANTUM WEALTH MANAGEMENT LLC $74,200,000 No significant adverse items identified

801-73967 QUEENSCLIFF PARTNERS LP $31,417,000 No significant adverse items identified

801-60734 QUEST CAPITAL MANAGEMENT, INC. $727,890,830 No significant adverse items identified

801-23659 QUEST INVESTMENT MANAGEMENT INC $1,856,532,668 No significant adverse items identified

801-69917 QUORUM INVESTMENT COUNSEL, LLC $305,565,221 No significant adverse items identified

801-68678 QUOTIENT INVESTORS, LLC $254,334,220 No significant adverse items identified

801-70646 QUOVO, LLC $0 No significant adverse items identified

801-57772 R. BRIAN HOWELL & ASSOCIATES, INC. $22,543,695 No significant adverse items identified

801-67777 R.G HURLEY & ASSOCIATES, INC. $49,841,031 No significant adverse items identified

801-39695 R.H. DINEL INVESTMENT COUNSEL,INC. $90,996,000 No significant adverse items identified

801-57463 R.H. HANSFORD & CO., INC $40,245,519 No significant adverse items identified

801-68388 R.M.SINCERBEAUX CAPITAL MANAGEMENT, LLC. $90,500,000 No significant adverse items identified

801-27679 R.V. KUHNS & ASSOCIATES, INC. $0 No significant adverse items identified

801-76606 R3 RETURNS, LLC $0 No significant adverse items identified

801-73980 RA CAPITAL MANAGEMENT, LLC $234,721,495 No significant adverse items identified

801-24721 RACHOR INVESTMENT ADVISORY SERVICES, LLC $90,965,043 No significant adverse items identified

801-65461 RADCLIFFE CAPITAL MANAGEMENT, L.P. $1,316,746,003 No significant adverse items identified

801-73492 RADIUM FUND ADVISORS LLC $378,883,456 No significant adverse items identified

801-74042 RAFFLES CAPITAL MANAGEMENT, LLC $225,443,000 No significant adverse items identified

801-73408 RAIL-SPLITTER CAPITAL MANAGEMENT, LLC $519,102,000 No significant adverse items identified

801-72744 RAIN CAPITAL MANAGEMENT $117,059,354 No significant adverse items identified

801-63467 RAINIER GROUP INVESTMENT ADVISORY LLC $626,029,055 No significant adverse items identified

801-35638 RAINIER INVESTMENT MANAGEMENT,INC. $15,480,981,277 No significant adverse items identified

801-38096 RAINSBERGER WEALTH ADVISORS, INC. $97,000,000 No significant adverse items identified

801-71664 RAM CAPITAL MANAGEMENT LLC $7,300,000 No significant adverse items identified

801-11769 RAMSAY STATTMAN VELA & PRICE INC $265,556,118 No significant adverse items identified

801-56341 RAMSEY & ASSOCIATES INC $154,213,444 No significant adverse items identified

801-28213 RANDOLPH CO INC $485,979,603 No significant adverse items identified

801-70252 RANGEMARK INVESTMENT MANAGEMENT, INC. $1,456,890,844 No significant adverse items identified

801-71680 RANGER INTERNATIONAL MANAGEMENT (TX), LP $11,157,808 No significant adverse items identified

801-71679 RANGER INTERNATIONAL MANAGEMENT, L.P. $11,157,808 No significant adverse items identified

801-62397 RANGER INVESTMENT MANAGEMENT,L.P. $1,005,574,956 No significant adverse items identified

801-67542 RAPPAPORT REICHES CAPITAL MANAGEMENT, $187,009,959 No significant adverse items identified

801-70506 RARE INFRASTRUCTURE (NORTH AMERICA) PTY LTD $623,908,644 No significant adverse items identified

801-69799 RARE INFRASTRUCTURE LIMITED $2,292,075,328 No significant adverse items identified

801-71853 RARE INFRASTRUCTURE USA INCORPORATED $0 No significant adverse items identified

801-25980 RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD $120,070,419 No significant adverse items identified

801-66996 RATHER & KITTRELL, INC. $171,310,302 No significant adverse items identified

801-73603 RATIONAL ASSET MANAGEMENT COMPANY $51,580,561 No significant adverse items identified

801-71732 RAUB BROCK CAPITAL MANAGEMENT, LP $217,911,658 No significant adverse items identified

801-42372 RAULIN INC. $0 No significant adverse items identified

801-17712 RAV FINANCIAL SERVICES, LLC $315,800,000 No significant adverse items identified

801-71323 RAVENNA INVESTMENT LLC $32,126,237 No significant adverse items identified

801-60202 RAY MIGNONE & ASSOCIATES, INC. $230,000,000 No significant adverse items identified

801-72348 RAY|THEIL WEALTH MANAGEMENT, LLC $145,780,141 No significant adverse items identified

801-67883 RAYLIGN ADVISORY, LLC $194,611,153 No significant adverse items identified

801-68653 RAYLOR INVESTMENTS LLC $30,312,270 No significant adverse items identified

801-13556 RAYNER & HAYNOR $157,571,965 No significant adverse items identified


801-60283 RBO & CO, LLC $198,025,485 No significant adverse items identified

801-64902 RBP INVESTMENT ADVISORS INC. $90,685,729 No significant adverse items identified

801-67508 RCL ADVISORS, LLC $1,245,634,039 No significant adverse items identified

801-72064 RDG CAPITAL MANAGEMENT LLC $215,000,000 No significant adverse items identified

801-63181 RDK FINANCIAL GROUP $67,755,000 No significant adverse items identified

801-34753 RDM CAPITAL ASSOCIATES INC $32,861,098 No significant adverse items identified

801-74827 REAL PARTNERS, LLC $0 No significant adverse items identified

801-73266 REALM PARTNERS LLC $1,081,866,353 No significant adverse items identified

801-46575 RECORD CURRENCY MANAGEMENT LIMITED $30,908,958,688 No significant adverse items identified

801-72476 RED DOT TRADING, LLC $81,610,180 No significant adverse items identified

801-66479 RED GRANITE ADVISORS LLC $416,652,521 No significant adverse items identified

801-73641 RED KITE MANAGEMENT (USA), LP $422,599,824 No significant adverse items identified

801-71211 RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC $80,200,000 No significant adverse items identified

801-73325 RED MOUNTAIN CAPITAL PARTNERS LLC $315,080,371 No significant adverse items identified

801-67832 RED ROCKS CAPITAL LLC $731,212,929 No significant adverse items identified

801-70793 RED SKY CAPITAL MANAGEMENT $35,018,071 No significant adverse items identified

801-66035 RED STAR ASSET MANAGEMENT $3,000,000 No significant adverse items identified

801-74363 RED ZONE CAPITAL MANAGEMENT COMPANY, LLC $193,379,000 No significant adverse items identified

801-62422 REDFIELD, BLONSKY & CO., LLC $36,000,854 No significant adverse items identified

801-68902 REDHAWK WEALTH ADVISORS, INC. $71,314,951 No significant adverse items identified

801-65154 REDMOND ASSET MANAGEMENT, LLC $119,736,195 No significant adverse items identified

801-40186 REDSTONE ADVISORS INC $409,944,086 No significant adverse items identified

801-63597 REDWOOD INVESTMENTS, LLC $674,548,061 No significant adverse items identified

801-70012 REGAN INVESTMENTS, INC. $58,015,120 No significant adverse items identified

801-68490 REGATTA CAPITAL GROUP, LLC $88,571,236 No significant adverse items identified

801-60383 REGATTA RESEARCH & MONEY MANAGEMENT L.L.C. $112,446,389 No significant adverse items identified

801-44406 REGENCY INVESTMENT ADVISORS INC $186,358,047 No significant adverse items identified

801-72134 REGENCY WEALTH MANAGEMENT $101,600,000 No significant adverse items identified

801-70180 REGENT WEALTH MANAGEMENT, INC. $91,679,456 No significant adverse items identified

801-17301 REGENTATLANTIC CAPITAL, LLC $2,369,956,171 No significant adverse items identified

801-73315 REGIMENT CAPITAL ADVISORS $7,558,467,232 No significant adverse items identified

801-68821 REICH INVESTMENT ADVISORS LLC $300,000,000 No significant adverse items identified

801-67284 REIK & CO., LLC $207,382,408 No significant adverse items identified

801-56721 REILLY FINANCIAL ADVISORS $377,120,416 No significant adverse items identified

801-41865 REINHARDT FINANCIAL SERVICES INC $146,676,350 No significant adverse items identified

801-40278 REINHART PARTNERS, INC. $3,814,236,000 No significant adverse items identified

801-65051 REIS INVESTMENT MANAGEMENT, INC. $99,530,092 No significant adverse items identified

801-55028 RELATIONAL INVESTORS LLC $6,835,331,496 No significant adverse items identified

801-63577 RELATIVE VALUE PARTNERS, LLC $596,760,097 No significant adverse items identified

801-72844 RELEVANT INVESTMENTS, LLC $0 No significant adverse items identified

801-70151 RELIANCE WEALTH & TRUST PARTNERS, LLC $17,050,102 No significant adverse items identified

801-72378 RELIANT CONSULTING & RESEARCH, INC. $0 No significant adverse items identified

801-61458 REMCO ASSET MANAGEMENT, INC. $29,171,650 No significant adverse items identified

801-71594 REMPART ASSET MANAGEMENT $390,000,000 No significant adverse items identified

801-57474 RENCH & MUIR FINANCIAL ADVISORS INC $226,174,463 No significant adverse items identified

801-8851 REPS FRANCIS MICHAEL $61,710,597 No significant adverse items identified

801-70134 REPUBLIC INVESTMENT MANAGEMENT PTE. LTD. $162,228,399 No significant adverse items identified

801-60782 RESMARK EQUITY PARTNERS, LLC $600,263,000 No significant adverse items identified


801-67898 RESOLUTE FINANCIAL, LLC $92,676,000 No significant adverse items identified

801-67600 RESOLUTION CAPITAL LIMITED $1,645,982,135 No significant adverse items identified

801-24252 RESOURCE ADVISORY SERVICES, INC. $64,720,902 No significant adverse items identified

801-73699 RESOURCE CAPITAL FUNDS $1,942,700,000 No significant adverse items identified

801-32146 RESOURCE CONSULTING GROUP $869,894,014 No significant adverse items identified

801-68076 RESOURCE PARTNERS LLC $108,627,552 No significant adverse items identified

801-43321 RESOURCE PLANNING GROUP, LTD. $382,748,495 No significant adverse items identified

801-21902 RESOURCES MANAGEMENT CORP $432,000,000 No significant adverse items identified

801-70555 RESTON WEALTH MANAGEMENT $103,688,242 No significant adverse items identified

801-34485 RESTRUCTURING CAPITAL ASSOCIATES LP $1,605,046,764 No significant adverse items identified

801-62493 RETAIL INTELLIGENCE GROUP, LLC $0 No significant adverse items identified

801-60003 RETIREMENT ADVISORS OF AMERICA $1,530,145,650 No significant adverse items identified

801-69377 RETIREMENT ADVISORS, LLC $119,740,028 No significant adverse items identified

801-73301 RETIREMENT ASSET MANAGEMENT $154,653,255 No significant adverse items identified

801-69594 RETIREMENT FUND MANAGEMENT $477,327,909 No significant adverse items identified

801-49645 RETIREMENT FUNDING ADVISORS INC. $228,677,594 No significant adverse items identified

801-71319 RETIREMENT INCOME SOLUTIONS, INC. $808,003,086 No significant adverse items identified

801-64010 RETIREMENT STRATEGIES, INC. $130,396,090 No significant adverse items identified

801-61054 RETIREMENT WEALTH MANAGEMENT, INC. $44,014,672 No significant adverse items identified

801-70428 RETURN ON INVESTMENT, LLC $320,000,000 No significant adverse items identified

801-39487 REVIEW SERVICES INC $100,521,550 No significant adverse items identified

801-61630 REX CAPITAL ADVISORS, LLC $635,547,098 No significant adverse items identified

801-73796 REYCAP SERVICES, INC $406,187,269 No significant adverse items identified

801-23561 REYNOLDS CAPITAL MANAGEMENT, LLC $212,859,463 No significant adverse items identified

801-66924 REYNOLDS CONSULTING SERVICES LLC $0 No significant adverse items identified

801-71530 REYNOLDS GROUP, PRIVATE INVESTMENT COUNSELORS, LLC $113,747,000 No significant adverse items identified

801-55935 REZNY WEALTH MANAGEMENT, LTD $69,888,407 No significant adverse items identified

801-66710 RF&L WEALTH MANAGEMENT, LLC $96,157,984 No significant adverse items identified

801-73601 RFE MANAGEMENT CORPORATION $372,814,518 No significant adverse items identified

801-27938 RHOADS LUCCA CAPITAL MANAGEMENT, INC. $159,697,952 No significant adverse items identified

801-40535 RHUMBLINE ADVISERS $25,121,834,196 No significant adverse items identified

801-74178 RIALTO CAPITAL MANAGEMENT, LLC $2,400,000,000 No significant adverse items identified

801-61905 RICE HALL JAMES & ASSOCIATES LLC $1,230,084,420 No significant adverse items identified

801-70219 RICE INVESTMENT ADVISORY SERVICES, INC $78,560,369 No significant adverse items identified

801-15442 RICH ADVISORY CORP $62,327,993 No significant adverse items identified

801-70681 RICH GOLDMAN ASSET MGMT, LLC $78,000,000 No significant adverse items identified

801-70726 RICH INVESTMENT SOLUTIONS, LLC $0 No significant adverse items identified

801-44866 RICH INVESTMENTS INC $26,100,000 No significant adverse items identified

801-71501 RICHARD BERNSTEIN ADVISORS LLC $370,980,791 No significant adverse items identified

801-60326 RICHARD G. SLATER R.I.A. $104,000,000 No significant adverse items identified

801-62984 RICHARD LEHMANN & ASSOCIATES INC. $105,000,000 No significant adverse items identified

801-55455 RICHARD P. SLAUGHTER ASSOCIATES, INC. $269,780,721 No significant adverse items identified

801-17534 RICHMOND CAPITAL MANAGEMENT INC $5,514,334,000 No significant adverse items identified

801-73666 RICHMOND HILL INVESTMENTS, LLC $608,267,416 No significant adverse items identified

801-61367 RICHTER BOBER ASSET MANAGEMENT, LLC $346,000,000 No significant adverse items identified

801-37622 RIDGE CREEK GLOBAL, INC. $179,662,170 No significant adverse items identified

801-65065 RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP $286,605,874 No significant adverse items identified

801-72769 RIDGEPOINT ASSET MANAGEMENT LLC $100,000,000 No significant adverse items identified


801-38171 RIGGS ASSET MANAGEMENT CO INC $214,722,959 No significant adverse items identified

801-64363 RIGGS CAPITAL MANAGEMENT, LLC $137,268,981 No significant adverse items identified

801-74198 RILEY CREEK CAPITAL MANAGEMENT, LLC $250,000,000 No significant adverse items identified

801-72721 RILEY FRIEDMAN ASSET MANAGEMENT $125,821,499 No significant adverse items identified

801-44259 RINEHART WEALTH MANAGEMENT $255,000,000 No significant adverse items identified

801-74220 RIORDAN, LEWIS & HADEN $668,000,000 No significant adverse items identified

801-64933 RIOUX & COMPANY, LLC $10,130,000 No significant adverse items identified

801-74137 RIPPLEWOOD HOLDINGS L.L.C. $535,844,550 No significant adverse items identified

801-72500 RISK 3.0 ASSET MANAGEMENT, LLC $326,612,575 No significant adverse items identified

801-74479 RISKALYZE ADVISORS LLC $0 No significant adverse items identified

801-73405 RIVA RIDGE CAPITAL MANAGEMENT LP $692,877,817 No significant adverse items identified

801-64178 RIVER CAPITAL ADVISORS, LC $113,476,608 No significant adverse items identified

801-72250 RIVERBEND CAPITAL ADVISORS, LLC $102,174,903 No significant adverse items identified

801-70321 RIVERPARK ADVISORS, LLC $327,341,873 No significant adverse items identified

801-61071 RIVERPLACE ANALYTICS, LLC $0 No significant adverse items identified

801-55841 RIVERPLACE CAPITAL MANAGEMENT INC $75,407,205 No significant adverse items identified

801-48783 RIVERPOINT CAPITAL MANAGEMENT, INC. $1,141,668,673 No significant adverse items identified

801-68439 RIVERSEDGE CONVERTIBLE PORTFOLIO ADVISORS, LLC $75,131,949 No significant adverse items identified

801-72161 RIVERSIDE ADVISORS, LLC $491,100,000 No significant adverse items identified

801-70392 RIVERSIDE PORTFOLIO MANAGEMENT, LLC $2,797,499,349 No significant adverse items identified

801-62778 RIVERSTONE ADVISORS, LLC $108,482,372 No significant adverse items identified

801-74853 RIVERSVILLE CAPITAL, INC. $246,678,657 No significant adverse items identified

801-66623 RIVERVIEW CAPITAL ADVISERS LLC $110,427,525 No significant adverse items identified

801-64433 RJR ASSOCIATES INC $522,808,900 No significant adverse items identified

801-69824 RJR INVESTMENTS $37,942,000 No significant adverse items identified

801-67544 RK CAPITAL MANAGEMENT, LLC $294,952,195 No significant adverse items identified

801-56089 RLC BUSINESS SERVICES INC $183,773,450 No significant adverse items identified

801-71333 RLC CAPITAL MANAGEMENT $25,000,000 No significant adverse items identified

801-74617 RLJ EQUITY PARTNERS, LLC $241,845,242 No significant adverse items identified

801-74306 RMBS MANAGEMENT LLC $32,000,000 No significant adverse items identified

801-68095 RMDR ADVISORS, INC. $96,975,643 No significant adverse items identified

801-69895 RNB WEALTH MANAGEMENT GROUP $31,000,000 No significant adverse items identified

801-55484 RNC GENTER CAPITAL MANAGEMENT $3,560,117,227 No significant adverse items identified

801-72159 RO & LAMBERT $0 No significant adverse items identified

801-13857 ROANOKE ASSET MANAGEMENT CORP $121,207,005 No significant adverse items identified

801-71792 ROARING BLUE LION CAPITAL MANAGEMENT, L.P. $74 No significant adverse items identified

801-73653 ROARK CAPITAL MANAGEMENT, LLC $1,167,018,408 No significant adverse items identified

801-68141 ROBERT A. MECCA & ASSOCIATES, LLC $112,994,604 No significant adverse items identified

801-11929 ROBERT A. ZOCK & CO.,INC. $101,493,116 No significant adverse items identified

801-5680 ROBERT D. BROWN INVESTMENT COUNSEL INC $80,348,484 No significant adverse items identified

801-33642 ROBERT GORDON & ASSOCIATES INC $72,023,144 No significant adverse items identified

801-56373 ROBERT PRISKE, LLC $118,348,284 No significant adverse items identified

801-65108 ROBERTSON OPPORTUNITY CAPITAL, LLC $161,921,229 No significant adverse items identified

801-27090 ROBERTSON, GRIEGE & THOELE, FINANCIAL ADVISORS $1,500,000,000 No significant adverse items identified

801-63290 ROBINSON FINANCIAL ASSOCIATES $113,281,805 No significant adverse items identified

801-51450 ROBINSON INVESTMENT GROUP INC $108,086,963 No significant adverse items identified

801-68234 ROBINSWOOD FINANCIAL $222,599,000 No significant adverse items identified

801-17552 ROBSHAW & JULIAN ASSOCIATES INC $139,171,610 No significant adverse items identified


801-71290 ROC CAPITAL MANAGEMENT, L.P. $1,102,500,000 No significant adverse items identified

801-72976 ROC RESOURCES, LLC $426,000,000 No significant adverse items identified

801-61144 ROCATON INVESTMENT ADVISORS $520,361,226 No significant adverse items identified

801-57098 ROCHESTER FINANCIAL SERVICES $95,251,141 No significant adverse items identified

801-62923 ROCK POINT ADVISORS, LLC $271,153,807 No significant adverse items identified

801-74104 ROCKBRIDGE CAPITAL, LLC $1,341,812,374 No significant adverse items identified

801-60639 ROCKBRIDGE INVESTMENT MANAGEMENT, LLC $257,939,700 No significant adverse items identified

801-72482 ROCKLEDGE ADVISORS LLC $2,600,000 No significant adverse items identified

801-62314 ROCKLEDGE PARTNERS, LLC $27,100,000 No significant adverse items identified

801-73890 ROCKPOINT GROUP, L.L.C. $3,622,339,812 No significant adverse items identified

801-71855 ROCKRIDGE MONEY MANAGEMENT LLC $17,588,222 No significant adverse items identified

801-54163 ROCKWOOD CAPITAL ADVISORS LLC $572,699,822 No significant adverse items identified

801-73731 ROCKWOOD CAPITAL, LLC $3,405,185,591 No significant adverse items identified

801-73515 ROCKWOOD INVESTMENT MANAGEMENT, INC. $246,000,000 No significant adverse items identified

801-69884 ROCKWOOD WEALTH MANAGEMENT, LLC $123,512,167 No significant adverse items identified

801-70202 ROCKY MOUNTAIN ADVISERS, LLC $263,562,476 No significant adverse items identified

801-71710 ROCKY MOUNTAIN WEALTH CONCEPTS $135,590,000 No significant adverse items identified

801-73059 ROCKY PEAK CAPITAL MANAGEMENT $150,000 No significant adverse items identified

801-62118 RODGERS & ASSOCIATES $354,082,516 No significant adverse items identified

801-38491 ROFFMAN MILLER ASSOCIATES INC $484,658,895 No significant adverse items identified

801-71227 ROGERS FINANCIAL $0 No significant adverse items identified

801-74478 ROI CAPITAL MANAGEMENT $161,478,615 No significant adverse items identified

801-36942 ROLLINS FINANCIAL INC $141,556,419 No significant adverse items identified

801-20351 ROMAN BUTLER FULLERTON & CO $167,500,000 No significant adverse items identified

801-67965 RON BEATON'S MONEY MATTERS $50,173,517 No significant adverse items identified

801-62995 ROOF ADVISORY GROUP, INC. $225,621,364 No significant adverse items identified

801-67186 ROONEY CAPITAL MANAGEMENT, INC. $153,807,000 No significant adverse items identified

801-73304 ROSEBROOK CAPITAL PARTNERS $115,000,000 No significant adverse items identified

801-64868 ROSELINE CAPITOL ADVISORS, LLC $116,500,000 No significant adverse items identified

801-21730 ROSENBLUM SILVERMAN SUTTON SF INC $205,849,382 No significant adverse items identified

801-66897 ROSENTHAL CAPITAL MANAGEMENT, LLC $42,310,000 No significant adverse items identified

801-71483 ROSS, JEFFREY & ANTLE LLC $840,127,777 No significant adverse items identified

801-71086 ROTH ASSET MANAGEMENT, INC. $51,018,815 No significant adverse items identified

801-70045 ROTHSCHILD CAPITAL MANAGEMENT $164,409,254 No significant adverse items identified

801-73843 ROTHSCHILD CAPITAL PARTNERS $80,873,970 No significant adverse items identified

801-72758 ROTHSCHILD WEALTH MANAGEMENT (AMERICAS) AG $1,933,350 No significant adverse items identified

801-60837 ROUMELL ASSET MANAGEMENT, LLC $309,467,766 No significant adverse items identified

801-26950 ROUND HILL ASSET MANAGEMENT INC $163,741,440 No significant adverse items identified

801-73990 ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP $638,000,000 No significant adverse items identified

801-72233 ROUNDKEEP CAPITAL ADVISORS LLC $1,300,287,049 No significant adverse items identified

801-73397 ROUNDTABLE HEALTHCARE MANAGEMENT, INC $1,579,680,000 No significant adverse items identified

801-69519 ROUNDVIEW CAPITAL, LLC $216,804,281 No significant adverse items identified

801-13578 ROWLAND & CO INVESTMENT COUNSEL $179,592,506 No significant adverse items identified

801-73164 ROWLING & ASSOCIATES $226,538,822 No significant adverse items identified

801-69030 ROYAL ASSET MANAGERS $34,000,000 No significant adverse items identified

801-65552 ROYAL CAPITAL MANAGEMENT, LLC $1,600,462,189 No significant adverse items identified

801-74235 RP MANAGEMENT, LLC $7,024,648,713 No significant adverse items identified

801-73037 RREIC ADVISORS, LLC $134,943,100 No significant adverse items identified


801-72362 RS ASSET MANAGEMENT, LLC $88,392,824 No significant adverse items identified

801-63947 RSW INVESTMENTS, LLC $1,289,291,109 No significant adverse items identified

801-19015 RTD FINANCIAL ADVISORS INC $588,184,624 No significant adverse items identified

801-74293 RUBENSTEIN PARTNERS $337,700,000 No significant adverse items identified

801-43618 RUGGAARD & ASSOCIATES, INC. $124,908,088 No significant adverse items identified

801-44751 RULAPAUGH STANLEY E CFA $50,901,951 No significant adverse items identified

801-42744 RUNNYMEDE CAPITAL MANAGEMENT INC $292,200,000 No significant adverse items identified

801-56233 RUTABAGA CAPITAL MANAGEMENT LLC $621,354,988 No significant adverse items identified

801-62324 RUTHERFORD ASSET PLANNING, INC. $113,896,105 No significant adverse items identified

801-64714 RYAN ALM ADVISERS, LLC $0 No significant adverse items identified

801-60566 RYAN CAPITAL ADVISORS, LLC $8,500,000 No significant adverse items identified

801-60589 RYAN INVESTMENT MANAGEMENT, INC. $113,659,865 No significant adverse items identified

801-33707 RYAN LABS ASSET MANAGEMENT $4,329,625,749 No significant adverse items identified

801-72680 S BROWN AND ASSOCIATES, LLC $0 No significant adverse items identified

801-62743 S&F INVESTMENT ADVISORS $104,000,000 No significant adverse items identified

801-70548 S.A. MASON, LLC $169,836,610 No significant adverse items identified

801-64795 S3 PARTNERS, LLC. $477,463,210 No significant adverse items identified

801-69727 SAA ADVISORS, INC. $0 No significant adverse items identified

801-74222 SAB CAPITAL MANAGEMENT, LP $796,800,000 No significant adverse items identified

801-71740 SABA CAPITAL MANAGEMENT, L.P. $8,222,238,107 No significant adverse items identified

801-73429 SABRETOOTH CAPITAL MANAGEMENT, LLC $769,888,332 No significant adverse items identified

801-55107 SACAJAWEA & CO, LLP $91,180,000 No significant adverse items identified

801-14017 SADOFF INVESTMENT MANAGEMENT LLC $590,200,000 No significant adverse items identified

801-69144 SAFE HAVEN ADVISORS, INC. $0 No significant adverse items identified

801-19482 SAFFORD NICHOLAS H & CO INC $482,550,330 No significant adverse items identified

801-70797 SAFRAN WEALTH ADVISORS, LLC $40,032,630 No significant adverse items identified

801-52937 SAGE ADVISORY SERVICES LTD CO $10,468,622,613 No significant adverse items identified

801-56261 SAGE CAPITAL MANAGEMENT LLC $452,381,557 No significant adverse items identified

801-49948 SAGE CAPITAL MANAGEMENT, LLC $157,233,792 No significant adverse items identified

801-51183 SAGE FINANCIAL ADVISORS INC $90,237,066 No significant adverse items identified

801-60717 SAGE FINANCIAL ADVISORS INC. $100,805,940 No significant adverse items identified

801-71852 SAGE HILL CAPITAL $108,387,056 No significant adverse items identified

801-32359 SAGE INVESTMENT MANAGEMENT $39,184,000 No significant adverse items identified

801-67703 SAGEVEST WEALTH MANAGEMENT $106,890,576 No significant adverse items identified

801-73568 SAGEVIEW CAPITAL LP $995,000,000 No significant adverse items identified

801-71568 SAIL ADVISORS LIMITED $1,900,000,000 No significant adverse items identified

801-34265 SALEM CAPITAL MANAGEMENT INC $342,641,786 No significant adverse items identified

801-14487 SALEM INVESTMENT COUNSELORS INC $1,050,000,000 No significant adverse items identified

801-71175 SALLFORT ADVISORS LTD. $17,650,000 No significant adverse items identified

801-68132 SALTMARSH FINANCIAL ADVISORS, L.L.C. $54,555,896 No significant adverse items identified

801-73073 SALZMAN & CO., INC. $284,850,000 No significant adverse items identified

801-74035 SAMLYN CAPITAL, LLC $5,150,442,787 No significant adverse items identified

801-65565 SANBORN KILCOLLIN PARTNERS, LLC $240,000,000 No significant adverse items identified

801-69730 SANCTUARY WEALTH MANAGEMENT, LLC $51,734,000 No significant adverse items identified

801-74311 SANCUS CAPITAL MANAGEMENT LP $197,074,120 No significant adverse items identified

801-58002 SAND HILL GLOBAL ADVISORS, LLC $951,000,000 No significant adverse items identified

801-26861 SANDER CAPITAL ADVISORS, INC. $56,000,000 No significant adverse items identified

801-69729 SANDERS BOOZE CAPITAL ADVISORS, LLC $91,118,000 No significant adverse items identified


801-45370 SANDERS FINANCIAL MANAGEMENT, INC. $192,652,940 No significant adverse items identified

801-61208 SANDERSON WEALTH MANAGEMENT, LLC $440,192,000 No significant adverse items identified

801-63194 SANDHILL INVESTMENT MANAGEMENT $282,540,824 No significant adverse items identified

801-31177 SANDLER CAPITAL MANAGEMENT $2,476,960,000 No significant adverse items identified

801-64820 SANDS CAPITAL MANAGEMENT, LLC $18,759,854,890 No significant adverse items identified

801-73961 SANDTON CAPITAL PARTNERS, LP $248,400,000 No significant adverse items identified

801-63774 SANSOTERRA GROUP LLC $35,000,000 No significant adverse items identified

801-63591 SANTA FE PARTNERS LLC $183,298,000 No significant adverse items identified

801-72927 SAOS CAPITAL, LLC $38,631,336 No significant adverse items identified

801-64540 SARACEN ENERGY ADVISORS, LP $250,500,000 No significant adverse items identified

801-46534 SARATOGA CAPITAL MANAGEMENT,LLC $221,617,873 No significant adverse items identified

801-71176 SARATOGA INVESTMENT ADVISORS, LLC $99,773,483 No significant adverse items identified

801-74430 SARATOGA MANAGEMENT COMPANY LLC $248,900,000 No significant adverse items identified

801-57695 SARATOGA RESEARCH & INVESTMENT MANAGEMENT $758,587,628 No significant adverse items identified

801-61681 SARATOGA WEALTH ADVISORS, LLC $51,898,185 No significant adverse items identified

801-68891 SARD WEALTH MANAGMENT GROUP, LLC $96,898,384 No significant adverse items identified

801-56204 SARGENT BICKHAM LAGUDIS, LLC $717,000,000 No significant adverse items identified

801-25958 SASCO CAPITAL INC $4,960,000,000 No significant adverse items identified

801-57925 SATHER FINANCIAL GROUP, INC. $266,432,621 No significant adverse items identified

801-74547 SATORI CAPITAL, LLC $158,635,000 No significant adverse items identified

801-38553 SAUBERAN & COMPANY, LLC $76,600,000 No significant adverse items identified

801-74364 SAUGATUCK ENERGY, LLC $500,000,000 No significant adverse items identified

801-72546 SAVEDAILY.COM, INC. $0 No significant adverse items identified

801-72337 SAVIA FINANCIAL ADVISORS, LLC $25,507,645 No significant adverse items identified

801-72216 SAVING2RETIRE, LLC $0 No significant adverse items identified

801-71908 SAVITR CAPITAL LLC $207,311,404 No significant adverse items identified

801-62979 SAWTELLE FINANCIAL MANAGEMENT $93,102,202 No significant adverse items identified

801-28526 SAWYER & CO INC $108,583,354 No significant adverse items identified

801-35487 SAYBROOK CAPITAL CORP $341,000,000 No significant adverse items identified

801-74318 SAYE CAPITAL MANAGEMENT, LP $124,339,003 No significant adverse items identified

801-68332 SBAUER FUNDS, LLC $119,000,000 No significant adverse items identified

801-64185 SBK FINANCIAL, INC. $298,940,515 No significant adverse items identified

801-71292 SC MANAGEMENT, INC. $135,316,069 No significant adverse items identified

801-51254 SCEPTRE INVESTMENT COUNSEL LIMITED $7,026,000,000 No significant adverse items identified

801-34341 SCHAEFER FINANCIAL MANAGEMENT, INC. $377,667,484 No significant adverse items identified

801-63790 SCHAEFFER FINANCIAL LLC $99,963,084 No significant adverse items identified

801-39679 SCHAPER BENZ & WISE INVESTMENT COUNSEL INC $416,357,311 No significant adverse items identified

801-61043 SCHENCK INVESTMENT SOLUTIONS LLC $371,361,335 No significant adverse items identified

801-18338 SCHIAVI + DATTANI $301,202,000 No significant adverse items identified

801-47703 SCHNALL ADVISORY SERVICES, INC $79,100,000 No significant adverse items identified

801-55439 SCHNEIDER CAPITAL MANAGEMENT CORP. $1,770,197,041 No significant adverse items identified

801-46723 SCHOLTZ & CO $81,636,326 No significant adverse items identified

801-68985 SCHOONER INVESTMENT GROUP LLC $142,000,000 No significant adverse items identified

801-61030 SCHROEDER CAPITAL MANAGEMENT, LLC $44,577,586 No significant adverse items identified

801-15900 SCHROEDER, BRAXTON & VOGT INC. $223,649,403 No significant adverse items identified

801-32441 SCHUCHARD CAPITAL MANAGEMENT INC $124,035,741 No significant adverse items identified

801-11987 SCHULHOFF & CO INC $172,455,124 No significant adverse items identified

801-48362 SCHULTZ COLLINS LAWSON CHAMBERS $2,084,500,279 No significant adverse items identified


801-64529 SCHULTZ FINANCIAL MANAGEMENT CORPORATION $57,883,510 No significant adverse items identified

801-37926 SCHUYLKILL CAPITAL MANAGEMENT, LLC $45,342,872 No significant adverse items identified

801-48291 SCHWARTZ & HOFFLICH CAPITAL MANAGEMENT, L.P. $28,302,195 No significant adverse items identified

801-69248 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC $109,617,000 No significant adverse items identified

801-73711 SCM $269,318,548 No significant adverse items identified

801-45621 SCM ADVISORS LP $441,132,989 No significant adverse items identified

801-68709 SCOT MCCORMICK LLC $163,346,305 No significant adverse items identified

801-69997 SCOTIA PARTNERS, LLC $145,000,000 No significant adverse items identified

801-28446 SCOTT & SELBER, INC. CAPITAL MANAGEMENT $252,952,000 No significant adverse items identified

801-64728 SCOTT CONYERS CAPITAL MANAGEMENT, INC. $120,000,000 No significant adverse items identified

801-64172 SCOTT SNOW (FINANCIAL ADVISORS) LLC $240,000,000 No significant adverse items identified

801-62688 SCOTT WHITE ADVISORS, LLC $41,267,011 No significant adverse items identified

801-73535 SCOUT CAPITAL MANAGEMENT, L.L.C. $5,205,200,000 No significant adverse items identified

801-68406 SCURLYDOG CAPITAL, LLC $54,470,583 No significant adverse items identified

801-74158 SEAF $416,943,845 No significant adverse items identified

801-72898 SEAFARER CAPITAL PARTNERS, LLC $1,545,818 No significant adverse items identified

801-60852 SEAMANS CAPITAL MANAGEMENT, LLC $432,048,380 No significant adverse items identified

801-65763 SEAMARK CAPITAL, LP $39,728,004 No significant adverse items identified

801-56412 SEAMOUNT FINANCIAL GROUP INC $186,267,987 No significant adverse items identified

801-73953 SEAPORT CAPITAL, LLC $271,908,000 No significant adverse items identified

801-74004 SEARCHLIGHT MANAGEMENT CO., L.L.C. $305,068,075 No significant adverse items identified

801-76591 SEASTONE CAPITAL MANAGEMENT, L.P. $873,305,751 No significant adverse items identified

801-64936 SEATTLE PORTFOLIO COMPANY $28,077,000 No significant adverse items identified

801-74027 SEAVEST CAPITAL PARTNERS, LLC $120,000,000 No significant adverse items identified

801-74350 SEAVEST FAMILY OFFICE $128,750,000 No significant adverse items identified

801-70278 SEAVIEW GLOBAL ADVISORS LLC $54,000,000 No significant adverse items identified

801-70044 SEAWALL CAPITAL MANAGEMENT, LLC $143,500,000 No significant adverse items identified

801-31805 SEAWARD MANAGEMENT $2,020,649,012 No significant adverse items identified

801-73026 SEAWOLF CAPITAL, LLC $82,059,409 No significant adverse items identified

801-62844 SEBOLD CAPITAL MANAGEMENT, INC $75,289,041 No significant adverse items identified

801-75379 SECOND CURVE CAPITAL, LLC $186,400,000 No significant adverse items identified

801-72557 SECONDSIGHT $0 No significant adverse items identified

801-73038 SECOR CAPITAL ADVISORS, LP $0 No significant adverse items identified

801-71897 SECOR INVESTMENT ADVISORS, LP $7,100,000,000 No significant adverse items identified

801-72076 SECOR INVESTMENT MANAGEMENT, LP $2,150,000,000 No significant adverse items identified

801-60344 SECURITIES MONITORING GROUP, LLC $127,154,704 No significant adverse items identified

801-37198 SECURITY ASSET MANAGEMENT $132,493,675 No significant adverse items identified

801-72182 SECURITY CREDIT SERVICES, LLC $111,607,101 No significant adverse items identified

801-67271 SECURITY FIRST FINANCIAL $60,000,000 No significant adverse items identified

801-70944 SEDGEFIELD CAPITAL MANAGEMENT, LLC $5,000,000 No significant adverse items identified

801-70835 SEER CAPITAL MANAGEMENT LP $1,407,998,745 No significant adverse items identified

801-16412 SEGER ELVEKROG INC $254,362,000 No significant adverse items identified

801-60113 SELECT CONSULTING, INC. $655,400,000 No significant adverse items identified

801-69926 SEMAPHORE MANAGEMENT LLC $209,930,318 No significant adverse items identified

801-73289 SENATOR INVESTMENT GROUP LP $5,086,026,695 No significant adverse items identified

801-73971 SENECA CAPITAL INVESTMENTS, L.P. $2,435,507,984 No significant adverse items identified

801-71051 SENECA FINANCIAL ADVISORS LLC $142,994,660 No significant adverse items identified

801-73108 SENECA MANAGEMENT LLC $394,230,000 No significant adverse items identified


801-63156 SENESCHAL ADVISORS, LLC $73,516,181 No significant adverse items identified

801-71304 SENSATO INVESTORS LLC $295,402,297 No significant adverse items identified

801-68811 SENSIBA SAN FILIPPO FINANCIAL ADVISERS LLC $43,659,527 No significant adverse items identified

801-64149 SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC $250,813,980 No significant adverse items identified

801-47700 SENSIBLE INVESTMENTS INC $157,935,175 No significant adverse items identified

801-68660 SENSUS INVESTMENT MANAGEMENT $40,485,000 No significant adverse items identified

801-63385 SENTINEL ADVISORY CORP $29,837,100 No significant adverse items identified

801-73968 SENTINEL CAPITAL PARTNERS, L.L.C. $1,090,574,913 No significant adverse items identified

801-61393 SENTINEL WEALTH MANAGEMENT, INC. $132,206,045 No significant adverse items identified

801-74819 SENTINUS ASSET MANAGEMENT, LLC $0 No significant adverse items identified

801-70290 SENTRY, LLC $578,647,732 No significant adverse items identified

801-69523 SEQUENT ASSET MANAGEMENT, LLC $395,433,887 No significant adverse items identified

801-57596 SEQUOIA PLANNING & INVESTMENTS LLC $134,483,091 No significant adverse items identified

801-72715 SEQUOIA S.F.A. $0 No significant adverse items identified

801-73476 SERENGETI ASSET MANAGEMENT LP $1,070,627,220 No significant adverse items identified

801-62824 SERIOUS STEWARDSHIP, LLC $112,157,219 No significant adverse items identified

801-73864 SEVEN LOCKS CAPITAL MANAGEMENT LP $158,237,022 No significant adverse items identified

801-72411 SEVEN POST PRIVATE INVESTMENT OFFICE $2,818,303,461 No significant adverse items identified

801-72819 SEVEN TWO PARTNERS LLC $601,300,000 No significant adverse items identified

801-72443 SEVERN FINANCIAL ADVISORS $10,000,000 No significant adverse items identified

801-63183 SFM, LLC $81,429,000 No significant adverse items identified

801-42329 SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC $45,364,101 No significant adverse items identified

801-64000 SG CAPITAL MANAGEMENT LLC $167,325,185 No significant adverse items identified

801-67524 SG FINANCIAL ADVISORS, LLC $122,369,575 No significant adverse items identified

801-60907 SHAKER INVESTMENTS $92,545,753 No significant adverse items identified

801-74077 SHAMROCK CAPITAL ADVISORS, LLC $568,669,366 No significant adverse items identified

801-62920 SHANKERVALLEAU WEALTH ADVISORS, INC. $105,181,874 No significant adverse items identified

801-73444 SHANNON RIVER FUND MANAGEMENT, LLC $437,900,000 No significant adverse items identified

801-34275 SHAPIRO CAPITAL MANAGEMENT LLC $2,795,788,930 No significant adverse items identified

801-38328 SHARKEY HOWES & JAVER INC $438,168,927 No significant adverse items identified

801-71478 SHARPE 4 CAPITAL, LLC $39,953,284 No significant adverse items identified

801-56424 SHAYNE & CO LLC $170,905,872 No significant adverse items identified

801-16175 SHEA JOHN A INVESTMENT ADVISOR $76,040,233 No significant adverse items identified

801-60978 SHEAFF BROCK INVESTMENT ADVISORS, LLC $323,000,000 No significant adverse items identified

801-66575 SHEARWATER CAPITAL $82,405,000 No significant adverse items identified

801-14812 SHEFFIELD INVESTMENT MANAGEMENT INC $76,479,200 No significant adverse items identified

801-70142 SHELTON FINANCIAL GROUP, INC. $171,500,000 No significant adverse items identified

801-62349 SHEPHERD KAPLAN LLC $7,734,563,224 No significant adverse items identified

801-73681 SHERBORNE INVESTORS MANAGEMENT LP $190,000,000 No significant adverse items identified

801-72189 SHERIDAN CAPITAL MANAGEMENT, LLC $94,000,000 No significant adverse items identified

801-46193 SHERLOCK INVESTMENT MANAGEMENT, INC. $138,233,992 No significant adverse items identified

801-64128 SHERMAN & ARMBRUSTER, INC. $115,784,800 No significant adverse items identified

801-54959 SHERPA INVESTMENT MANAGEMENT $285,480,566 No significant adverse items identified

801-22637 SHERRILL & HUTCHINS FINANCIAL ADVISORY INC $250,197,448 No significant adverse items identified

801-60372 SHERWOOD INVESTMENT SERVICES $30,000,000 No significant adverse items identified

801-44062 SHIKIAR ASSET MANAGEMENT INC $244,822,637 No significant adverse items identified

801-37179 SHOKER INVESTMENT COUNSEL INC $133,834,356 No significant adverse items identified

801-73373 SHORELINE CAPITAL MANAGEMENT, LTD. $391,010,714 No significant adverse items identified


801-57590 SHORELINE INVESTMENT MANAGEMENT CO $11,966,705,991 No significant adverse items identified

801-70760 SHOREPOINT CAPITAL PARTNERS LLC $95,729,908 No significant adverse items identified

801-73173 SHOREVIEW INDUSTRIES II, LLC $450,306,985 No significant adverse items identified

801-75511 SIBILLA CAPITAL MANAGEMENT, LLC $22,000,000 No significant adverse items identified

801-73077 SIC ADVISORS LLC $0 No significant adverse items identified

801-67383 SIEBELS ASSET MANAGEMENT, LTD $137,492,829 No significant adverse items identified

801-69178 SIENA WEALTH MANAGEMENT, INC. $173,267,413 No significant adverse items identified

801-56723 SIERRA ASSET MANAGEMENT $120,713,537 No significant adverse items identified

801-57691 SIERRA CAPITAL LLC $240,000,000 No significant adverse items identified

801-74355 SIERRA GLOBAL MANAGEMENT, LLC $164,410,334 No significant adverse items identified

801-48848 SIERRA INVESTMENT PARTNERS, INC. $2,488,798,713 No significant adverse items identified

801-74439 SIERRA NEVADA WEALTH MANAGEMENT, LLC $106,794,021 No significant adverse items identified

801-72762 SIGFIG WEALTH MANAGEMENT LLC $0 No significant adverse items identified

801-71520 SIGHTLINE INVESTMENTS, LLC $74,000,000 No significant adverse items identified

801-9529 SIGMA INVESTMENT COUNSELORS $486,883,468 No significant adverse items identified

801-42418 SIGMA INVESTMENT MANAGEMENT COMPANY $478,809,275 No significant adverse items identified

801-61636 SIGNET INVESTMENT ADVISORY GROUP, INC. $122,190,181 No significant adverse items identified

801-62885 SIGNIA CAPITAL MANAGEMENT, LLC $614,896,437 No significant adverse items identified

801-72568 SIGNIA WEALTH LIMITED $2,993,169,886 No significant adverse items identified

801-69495 SIHARUM ADVISORS, LLC $225,796,531 No significant adverse items identified

801-49302 SILICON VALLEY CAPITAL MANAGEMENT $50,000,000 No significant adverse items identified

801-62004 SILICON VALLEY CAPITAL PARTNERS, L.P. $117,038,000 No significant adverse items identified

801-71756 SILICON VALLEY RETIREMENT SERVICES, LLC $130,000,000 No significant adverse items identified

801-71748 SILVA CAPITAL MANAGEMENT LLC $893,000,000 No significant adverse items identified

801-31346 SILVER BRIDGE $2,339,784,735 No significant adverse items identified

801-72925 SILVER CREEK ADVISORY PARTNERS LLC $809,546,120 No significant adverse items identified

801-41655 SILVER LAKE ADVISORY $107,142,675 No significant adverse items identified

801-39897 SILVER OAK ADVISORY GROUP $122,332,930 No significant adverse items identified

801-70984 SILVER SPRING INVESTMENT ADVISORS, LLC $218,000,000 No significant adverse items identified

801-67159 SILVERBACK ASSET MANAGEMENT, LLC $1,824,712,000 No significant adverse items identified

801-71966 SILVERHELIX $9,800,000 No significant adverse items identified

801-70075 SILVERLEAF CAPITAL ADVISORS, LLC $5,096,677 No significant adverse items identified

801-63594 SILVERLEAFE CAPITAL PARTNERS, LLC $104,360,386 No significant adverse items identified

801-70516 SILVERMINE CAPITAL MANAGEMENT $2,600,000,000 No significant adverse items identified

801-71371 SIMPLE ALTERNATIVES, LLC $56,753,299 No significant adverse items identified

801-63672 SIMPLIFI $0 No significant adverse items identified

801-69016 SIMPLYRICH $104,352,597 No significant adverse items identified

801-41918 SINGER POTITO ASSOCIATES INC $168,226,551 No significant adverse items identified

801-61402 SINGLETERRY MANSLEY ASSET MANAGEMENT COMPANY, LLC $280,000,000 No significant adverse items identified

801-60284 SINTRA CAPITAL CORP $497,000,000 No significant adverse items identified

801-37788 SIPHRON CAPITAL MANAGEMENT $131,772,232 No significant adverse items identified

801-71870 SIPPICAN CAPITAL ADVISORS $90,000,000 No significant adverse items identified

801-74063 SIR CAPITAL MANAGEMENT L.P. $1,683,983,906 No significant adverse items identified

801-73609 SIRIS CAPITAL GROUP, LLC $682,292,000 No significant adverse items identified

801-69920 SITKA PACIFIC CAPITAL MANAGEMENT, LLC $75,200,000 No significant adverse items identified

801-73067 SJM FIDUCIARY ADVISORS, LLC $213,527,039 No significant adverse items identified

801-39915 SK GROUP, INC $31,047,770 No significant adverse items identified

801-56304 SK WEALTH MANAGEMENT, LLC $108,543,053 No significant adverse items identified


801-56391 SKBA CAPITAL MANAGEMENT, LLC $546,368,573 No significant adverse items identified

801-74199 SKCP FUND MANAGEMENT LLC $500,000,000 No significant adverse items identified

801-57630 SKOWRUP C E & CO $65,815,000 No significant adverse items identified

801-63600 SKY INVESTMENT COUNSEL INC. $1,644,532,755 No significant adverse items identified

801-63875 SKY INVESTMENT GROUP LLC $221,991,491 No significant adverse items identified

801-71893 SKYTOP CAPITAL MANAGEMENT LLC $470,091,225 No significant adverse items identified

801-72128 SKYVIEW INVESTMENT ADVISORS LLC $105,000,000 No significant adverse items identified

801-15749 SLAYDEN DIEHL & COMPANY $47,395,692 No significant adverse items identified

801-58163 SLAYTON LEWIS INC $142,907,000 No significant adverse items identified

801-62473 SLOAN ASSET MANAGEMENT AG $207,097,462 No significant adverse items identified

801-67463 SLOAN WEALTH MANAGEMENT, L.L.C. $331,120,836 No significant adverse items identified

801-39426 SLOCUM $300,000,000 No significant adverse items identified

801-74424 SMART INVESTMENT MANAGEMENT, INC. $0 No significant adverse items identified

801-67772 SMART PORTFOLIOS, LLC $220,611,000 No significant adverse items identified

801-62494 SMART401K, LLC $39,007,620 No significant adverse items identified

801-17207 SMEDLEY FINANCIAL SERVICES INC $143,588,624 No significant adverse items identified

801-64882 SMI ADVISORY SERVICES, LLC $316,000,000 No significant adverse items identified

801-17037 SMITH AFFILIATED CAPITAL CORP. $2,100,000,000 No significant adverse items identified

801-17567 SMITH BREEDEN ASSOCIATES INC $7,307,803,505 No significant adverse items identified

801-10798 SMITH DONALD & CO INC $3,720,057,424 No significant adverse items identified

801-36485 SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** $5,046,265,391 No significant adverse items identified

801-67760 SMITH PIERCE $140,000 No significant adverse items identified

801-49071 SMITH SHELLNUT WILSON $1,443,920,693 No significant adverse items identified

801-29558 SMITH W B & CO INC $553,043,107 No significant adverse items identified

801-53667 SMITHBRIDGE ASSET MANAGEMENT INC $171,239,968 No significant adverse items identified

801-60173 SMS INVESTMENT COMPANY, LLC $0 No significant adverse items identified

801-37238 SNOW CAPITAL MANAGEMENT, L.P. $2,791,700,000 No significant adverse items identified

801-67651 SNOW CREEK WEALTH MANAGEMENT $108,895,686 No significant adverse items identified

801-72332 SNOWDEN CAPITAL ADVISORS LLC $28,420,000 No significant adverse items identified

801-70998 SNS FINANCIAL GROUP, LLC $56,100,000 No significant adverse items identified

801-76234 SOA FINANCIAL $25,000,000 No significant adverse items identified

801-74734 SOCIAL LEVERAGE ADVISORS, LLC $0 No significant adverse items identified

801-73901 SOCRATIC FUND MANAGEMENT, LP $175,000,000 No significant adverse items identified

801-29829 SOL CAPITAL MANAGEMENT CO $1,283,591,369 No significant adverse items identified

801-68710 SOLAR CAPITAL PARTNERS, LLC $1,266,800,000 No significant adverse items identified

801-64711 SOLARIS ADVISORS, LLC $1,492,446,000 No significant adverse items identified

801-62742 SOLARIS ASSET MANAGEMENT $179,173,881 No significant adverse items identified

801-73861 SOLAS CAPITAL MANAGEMENT, LLC $113,950,000 No significant adverse items identified

801-66089 SOLDAN CORP. $29,595,245 No significant adverse items identified

801-72884 SOLEDAD INVESTMENT MANAGEMENT, LLC $27,321,062 No significant adverse items identified

801-66818 SOLID ROCK MANAGEMENT LIMITED $142,653,731 No significant adverse items identified

801-56545 SOLIDARITY INVESTMENT CONSULTING $64,542,819 No significant adverse items identified

801-71833 SOLTIS INVESTMENT ADVISORS, LLC $960,529,626 No significant adverse items identified

801-67953 SOLUS ALTERNATIVE ASSET MANAGEMENT LP $3,765,200,823 No significant adverse items identified

801-72794 SOLUTIONS FUNDS GROUP, INC. $450,000 No significant adverse items identified

801-73020 SOMERSET GROUP LLC $231,707,234 No significant adverse items identified

801-57515 SONATA CAPITAL GROUP INC $125,034,174 No significant adverse items identified

801-72926 SONEN CAPITAL LLC $122,000,000 No significant adverse items identified


801-31791 SONORA INVESTMENT MANAGEMENT LLC $180,000,000 No significant adverse items identified

801-42494 SOPHER INVESTMENT MANAGEMENT INC $79,174,802 No significant adverse items identified

801-72700 SOPHROSYNE CAPITAL, LLC $325,000,000 No significant adverse items identified

801-70052 SORTINO INVESTMENT ADVISORS, LLC $178,309,456 No significant adverse items identified

801-71825 SOTEIRA CAPITAL, LLC $250,000,000 No significant adverse items identified

801-68434 SOUND ASSET MANAGEMENT GROUP, LLC $83,122,947 No significant adverse items identified

801-62521 SOUND ENERGY PARTNERS, INC. $351,625,562 No significant adverse items identified

801-46570 SOUND INVESTMENT MANAGEMENT INC $91,828,654 No significant adverse items identified

801-72515 SOUND POINT CAPITAL MANAGEMENT, LP $178,374,000 No significant adverse items identified

801-13549 SOUND SHORE MANAGEMENT INC $5,554,906,156 No significant adverse items identified

801-68960 SOUNDVIEW ADVISORS $144,745,215 No significant adverse items identified

801-73463 SOUTH FERRY CAPITAL MANAGEMENT, LP $218,388,649 No significant adverse items identified

801-69943 SOUTH GEORGIA CAPITAL, LLC $114,000,000 No significant adverse items identified

801-41804 SOUTH OCEAN MANAGEMENT LTD. $12,005,018 No significant adverse items identified

801-55383 SOUTH STREET ADVISORS, LLC $267,943,837 No significant adverse items identified

801-58167 SOUTH TEXAS MONEY MANAGEMENT, LTD. $1,817,799,072 No significant adverse items identified

801-42952 SOUTHEAST ASSET ADVISORS INC $1,470,636,088 No significant adverse items identified

801-31661 SOUTHEASTERN ADVISORY SERVICES INC $0 No significant adverse items identified

801-18286 SOUTHERN CAPITAL SERVICES INC $69,537,451 No significant adverse items identified

801-67489 SOUTHERN FINANCIAL GROUP, LLC $258,343,231 No significant adverse items identified

801-70791 SOUTHERN TRUST FINANCIAL PLANNING $91,960,696 No significant adverse items identified

801-64402 SOUTHPAW ASSET MANAGEMENT, LP $1,354,618,994 No significant adverse items identified

801-74264 SOUTHPOINT CAPITAL ADVISORS LP $1,576,118,332 No significant adverse items identified

801-70455 SOUTHPORT ASSET MANAGEMENT $0 No significant adverse items identified

801-60356 SOUTHPORT CAPITAL, INC. $143,389,483 No significant adverse items identified

801-15538 SOUTHWEST MONEY MANAGEMENT INC $128,000,000 No significant adverse items identified

801-74277 SOUTHWEST VALUE PARTNERS $266,085,000 No significant adverse items identified

801-73525 SOVARNUM CAPITAL L.P. $611,132,078 No significant adverse items identified

801-66839 SOVEREIGN WEALTH ADVISORS, INC. $124,492,464 No significant adverse items identified

801-43008 SOWA FINANCIAL GROUP $134,709,099 No significant adverse items identified

801-63991 SOWELL MANAGEMENT SERVICES $445,842,987 No significant adverse items identified

801-60660 SP ASSET MANAGEMENT $95,000,000 No significant adverse items identified

801-73613 SP PARTNERS $48,303,000 No significant adverse items identified

801-68260 SPARTA ASSET MANAGEMENT, LLC $531,399,555 No significant adverse items identified

801-76597 SPARTUS CAPITAL MANAGEMENT LP $0 No significant adverse items identified

801-66037 SPARX ASIA INVESTMENT ADVISORS LIMITED $591,443,070 No significant adverse items identified

801-40286 SPECTRUM ADVISORY SERVICES INC. $394,317,578 No significant adverse items identified

801-30377 SPECTRUM ASSET MANAGEMENT INC $363,051,331 No significant adverse items identified

801-29349 SPECTRUM CAPITAL MANAGEMENT $64,827,816 No significant adverse items identified

801-56966 SPECTRUM INVESTMENT ADVISORS, INC. $36,230,443 No significant adverse items identified

801-71751 SPECTRUM MANAGEMENT GROUP, INC. $334,408,377 No significant adverse items identified

801-43661 SPENCE ASSET MANAGEMENT $107,507,915 No significant adverse items identified

801-71760 SPENCER CAPITAL MANAGEMENT, LLC $63,500,000 No significant adverse items identified

801-20893 SPERO-SMITH INVESTMENT ADVISERS, INC. $515,109,528 No significant adverse items identified

801-74229 SPIRE CAPITAL MANAGEMENT LLC $338,500,000 No significant adverse items identified

801-73719 SPO PARTNERS & CO. $10,153,200,000 No significant adverse items identified

801-69187 SPRAKER WEALTH MANAGEMENT INC $90,335,330 No significant adverse items identified

801-74183 SPRINGBANK VALUE PARTNERS, L.P. $54,879,614 No significant adverse items identified


801-73598 SPRINGBOK CAPITAL MANAGEMENT, LLC $484,811,958 No significant adverse items identified

801-48276 SPRINKLE FINANCIAL CONSULTANTS LLC $327,320,652 No significant adverse items identified

801-45884 SPRUCEGROVE INVESTMENT MANAGEMENT LTD $17,788,000,000 No significant adverse items identified

801-72026 SQ ADVISORS, LLC $1,079,962,079 No significant adverse items identified

801-74148 SRS INVESTMENT MANAGEMENT, LLC $2,051,848,945 No significant adverse items identified

801-17015 SS&H FINANCIAL ADVISORS, INC. $110,979,900 No significant adverse items identified

801-73388 ST. CLOUD CAPITAL $190,190,000 No significant adverse items identified

801-702 ST. DENIS J. VILLERE & CO., LLC $1,488,496,809 No significant adverse items identified

801-72471 ST. GEORGE ASSET MANAGEMENT, LLC $225,089,931 No significant adverse items identified

801-61779 ST. JAMES INVESTMENT COMPANY, LLC $1,063,144,315 No significant adverse items identified

801-35817 STAAR FINANCIAL ADVISORS INC $33,400,000 No significant adverse items identified

801-74169 STABILIS CAPITAL MANAGEMENT, LP $234,600,000 No significant adverse items identified

801-71633 STABLE TWO FINANCIAL LLC $502,800,000 No significant adverse items identified

801-45724 STACK FINANCIAL MANAGEMENT INC $709,149,926 No significant adverse items identified

801-56846 STAFFORD CAPITAL MANAGEMENT LLC $50,938,000 No significant adverse items identified

801-63583 STAIRWAY PARTNERS, LLC $259,500,000 No significant adverse items identified

801-52862 STALEY CAPITAL ADVISERS INC $818,432,449 No significant adverse items identified

801-70853 STANDARD GENERAL L.P. $700,330,000 No significant adverse items identified

801-49080 STANDARD PACIFIC CAPITAL LLC $3,882,263,346 No significant adverse items identified

801-51307 STANDARD VALUATIONS, INC. $0 No significant adverse items identified

801-64684 STANLEY F. GREEN, LLC $96,667,244 No significant adverse items identified

801-40373 STARFIRE INVESTMENT ADVISERS INC $225,642,814 No significant adverse items identified

801-60863 STARMONT ASSET MANAGEMENT, LLC $100,000,000 No significant adverse items identified

801-67746 STATE CAPITAL WEALTH MANAGEMENT INC $0 No significant adverse items identified

801-73425 STEADFAST CAPITAL MANAGEMENT LP $5,704,845,809 No significant adverse items identified

801-39328 STEARNS FINANCIAL GROUP $470,588,423 No significant adverse items identified

801-50636 STEELE CAPITAL MANAGEMENT, INC. $1,188,632,929 No significant adverse items identified

801-65393 STEELHEAD PARTNERS, LLC $1,573,404,484 No significant adverse items identified

801-55467 STEELOAKS INVESTMENT ADVISERS, INC. $115,000,000 No significant adverse items identified

801-64907 STEELPATH CAPITAL MANAGEMENT $365,581,367 No significant adverse items identified

801-70946 STEELPATH FUND ADVISORS LLC $1,855,634,008 No significant adverse items identified

801-68144 STEELRIVER INFRASTRUCTURE MANAGEMENT US LLC $2,200,955,076 No significant adverse items identified

801-64179 STEFFES FINANCIAL, LTD $162,000,000 No significant adverse items identified

801-57377 STEGINSKY CAPITAL, LLC $67,283,771 No significant adverse items identified

801-46803 STEGNER INVESTMENT ASSOCIATES INC $547,515,848 No significant adverse items identified

801-55694 STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS $227,126,459 No significant adverse items identified

801-41473 STEINBERG GLOBAL ASSET MANAGEMENT LTD $475,415,380 No significant adverse items identified

801-25597 STEINE & GOOCH CO INC $51,392,348 No significant adverse items identified

801-68823 STELAC ADVISORY SERVICES LLC $833,000,000 No significant adverse items identified

801-74057 STELLIAM INVESTMENT MANAGEMENT LP $1,002,691,219 No significant adverse items identified

801-73036 STELLUS CAPITAL MANAGEMENT, LLC $1,335,472,468 No significant adverse items identified

801-76754 STENHAM ASSET MANAGEMENT INC. $2,688,500,000 No significant adverse items identified

801-66434 STEPHEN M. GROSS, INC. $67,681,280 No significant adverse items identified

801-47378 STEPHEN P. MOULTON & ASSOCIATES, LTD. $42,016,725 No significant adverse items identified

801-55489 STEPP & ROTHWELL INC $411,405,383 No significant adverse items identified

801-38321 STERLING ASSET MANAGEMENT CO INC $112,000,000 No significant adverse items identified

801-31743 STERLING CAPITAL MANAGEMENT $127,599,739 No significant adverse items identified

801-66769 STERLING INVESTMENT ADVISORS LTD. $130,975,000 No significant adverse items identified


801-63925 STERLING INVESTMENT ADVISORS,LLC $99,057,000 No significant adverse items identified

801-73976 STERLING INVESTMENT PARTNERS ADVISERS, LLC $926,932,589 No significant adverse items identified

801-76570 STERLING WEALTH MANAGEMENT, LLC $36,000,000 No significant adverse items identified

801-63013 STEVE ROBBINS, INC. $24,467,686 No significant adverse items identified

801-71087 STEVEN AYERS & COMPANY $39,112,898 No significant adverse items identified

801-26716 STEVEN CHARLES CAPITAL LTD $57,260,285 No significant adverse items identified

801-62556 STEVEN L. POMERANZ FINANCIAL MANAGEMENT, INC. $187,312,020 No significant adverse items identified

801-26834 STEVENS FIRST PRINCIPLES INVESTMENT ADVISORS $315,426,340 No significant adverse items identified

801-61929 STEVENS WEALTH MANAGEMENT LLC $184,758,607 No significant adverse items identified

801-62738 STEWARDSHIP PARTNERS INVESTMENT COUNSEL, INC. $153,467,253 No significant adverse items identified

801-55172 STEWART & PATTEN CO LLC $692,718,611 No significant adverse items identified

801-56522 STEWART INVESTMENT ADVISERS $901,364,390 No significant adverse items identified

801-67656 STEWART WEALTH MANAGEMENT, INC. $63,955,241 No significant adverse items identified

801-64668 STIEVEN CAPITAL ADVISORS, L.P. $135,415,920 No significant adverse items identified

801-70060 STILLWATER CAPITAL ADVISORS, LLC $411,000,000 No significant adverse items identified

801-63353 STILLWATER INVESTMENT MANAGEMENT, LLC $137,059,982 No significant adverse items identified

801-73419 STILWELL VALUE LLC $161,848,354 No significant adverse items identified

801-66878 STOCK MARKETS INSTITUTE $0 No significant adverse items identified

801-46328 STOCKLIN CAPITAL MANAGEMENT $97,608,783 No significant adverse items identified

801-11646 STOLPER & CO., INC. $684,805,598 No significant adverse items identified

801-65397 STONE HARBOR INVESTMENT PARTNERS LP $39,638,162,702 No significant adverse items identified

801-73812 STONE LION CAPITAL PARTNERS L.P. $916,024,000 No significant adverse items identified

801-65651 STONE TOWER DEBT ADVISORS LLC $10,743,097,118 No significant adverse items identified

801-53760 STONEBRIDGE CAPITAL ADVISORS LLC $790,990,633 No significant adverse items identified

801-5363 STONEBRIDGE CAPITAL MANAGEMENT INC $393,046,094 No significant adverse items identified

801-68324 STONEBRIDGE CAPITAL MANAGEMENT VIII, LLC $3,796,728 No significant adverse items identified

801-73846 STONEBRIDGE PARTNERS LLC $216,000,000 No significant adverse items identified

801-68613 STONEBRIDGE WEALTH MANAGEMENT $51,800,000 No significant adverse items identified

801-63331 STONEGATE WEALTH MANAGEMENT, LLC $202,338,230 No significant adverse items identified

801-73355 STONEHILL CAPITAL MANAGEMENT LLC $2,155,906,132 No significant adverse items identified

801-69581 STONEHURST MANAGEMENT, LLC $70,694,036 No significant adverse items identified

801-56755 STONERIDGE INVESTMENT PARTNERS $564,347,981 No significant adverse items identified

801-74378 STONETREE CAPITAL ADVISORS, LLC $123,300,000 No significant adverse items identified

801-64101 STONEWATER CAPITAL LLC $125,247,000 No significant adverse items identified

801-68472 STONEWORKS ASSET MANAGEMENT LLP $64,000,000 No significant adverse items identified

801-70327 STOREY & ASSOCIATES $125,849,978 No significant adverse items identified

801-69491 STRANBERG CAPITAL LLC $39,000,000 No significant adverse items identified

801-57450 STRATEGIC CAPITAL ADVISERS, INC. $2,981,720,090 No significant adverse items identified

801-60513 STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C. $1,021,418,000 No significant adverse items identified

801-56603 STRATEGIC CAPITAL INVESTMENT ADVISORS INC $0 No significant adverse items identified

801-55690 STRATEGIC EQUITY MANAGEMENT, INC. $356,788,836 No significant adverse items identified

801-62287 STRATEGIC FINANCIAL $41,256,178 No significant adverse items identified

801-73040 STRATEGIC FINANCIAL MANAGEMENT, LLC $580,900,000 No significant adverse items identified

801-68564 STRATEGIC FINANCIAL PLANNING, INC. $42,049,232 No significant adverse items identified

801-38734 STRATEGIC FIXED INCOME LLC $1,744,320,000 No significant adverse items identified

801-66360 STRATEGIC GLOBAL ADVISORS, LLC $313,199,842 No significant adverse items identified

801-71765 STRATEGIC INCOME MANAGEMENT, LLC $287,944,068 No significant adverse items identified

801-51102 STRATEGIC INVESTMENT COUNSEL CORP $2,721,782,388 No significant adverse items identified


801-45978 STRATEGIC INVESTMENT SOLUTIONS INC. $0 No significant adverse items identified

801-58045 STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. $367,013,078 No significant adverse items identified

801-76676 STRATEGIC PLANNING SOLUTIONS, INC. $30,300,000 No significant adverse items identified

801-30985 STRATEGIC PROPERTY ADVISERS INC $2,441,657,336 No significant adverse items identified

801-72080 STRATEGIC VALUE PARTNERS, LLC $4,299,672,839 No significant adverse items identified

801-62947 STRATEGIC WEALTH ADVISORS, LLC $135,628,200 No significant adverse items identified

801-66999 STRATEGIC WEALTH MANAGEMENT ADVISORS, INC. $40,932,135 No significant adverse items identified

801-34623 STRATEGIC WEALTH MANAGEMENT INC $448,252,877 No significant adverse items identified

801-66859 STRATEGIC WEALTH MANAGEMENT LLC $29,000,000 No significant adverse items identified

801-72682 STRATEGIC WEALTH PARTNERS INC. $40,000,000 No significant adverse items identified

801-62180 STRATEGIES LLC $1,132,452,517 No significant adverse items identified

801-71983 STRATEGOS CAPITAL MANAGEMENT, LLC $2,980,583,115 No significant adverse items identified

801-60049 STRATEGY ASSET MANAGERS L.L.C. $477,737,699 No significant adverse items identified

801-36259 STRATFORD INVESTMENT ADVISORY GROUP, INC. $127,577,209 No significant adverse items identified

801-43838 STRATIGRAPHIC ASSET MANAGEMENT, INC. $98,717,600 No significant adverse items identified

801-70810 STRONG INVESTMENT MANAGEMENT $104,906,762 No significant adverse items identified

801-66545 STRUCTURAL $740,244,715 No significant adverse items identified

801-44412 STRUCTURED FINANCE ADVISORS, INC. $90,000,000 No significant adverse items identified

801-66326 STRUCTURED INVESTMENT MANAGEMENT $300,000,000 No significant adverse items identified

801-60169 STUART CHAUSSÉE & ASSOCIATES, INC. $63,207,534 No significant adverse items identified

801-73380 STURBRIDGE CAPITAL LLC $104,219,102 No significant adverse items identified

801-14169 STUYVESANT CAPITAL MANAGEMENT CORPORATION $151,000,000 No significant adverse items identified

801-38647 STW ASSOCIATES $93,000,000 No significant adverse items identified

801-48761 STW FIXED INCOME MANAGEMENT LLC $11,400,000,000 No significant adverse items identified

801-43656 SUCCESSFUL MONEY STRATEGIES INC $100,740,531 No significant adverse items identified

801-71016 SUCCESSFUL PORTFOLIOS LLC $75,000,000 No significant adverse items identified

801-62810 SUGARLOAF WEALTH MANAGEMENT, LLC $91,293,440 No significant adverse items identified

801-74006 SUMIT CAPITAL $37,300,000 No significant adverse items identified

801-71249 SUMMA GLOBAL ADVISORS, LLC $110,240,000 No significant adverse items identified

801-73677 SUMMER HILL CAPITAL PARTNERS, LLC $1,010,719,000 No significant adverse items identified

801-73785 SUMMER STREET CAPITAL PARTNERS, LLC $376,533,821 No significant adverse items identified

801-56221 SUMMIT ASSET MANAGEMENT LLC $419,443,996 No significant adverse items identified

801-70380 SUMMIT CREEK ADVISORS $417,350,575 No significant adverse items identified

801-71156 SUMMIT CREEK CAPITAL LLC $4,100,000 No significant adverse items identified

801-50616 SUMMIT FINANCIAL STRATEGIES INC $588,734,105 No significant adverse items identified

801-71021 SUMMIT FINANCIAL WEALTH ADVISORS $90,120,000 No significant adverse items identified

801-76631 SUMMIT GLOBAL INVESTMENTS, LLC $2,500,000 No significant adverse items identified

801-67226 SUMMIT INVESTMENT GUIDANCE PARTNERS $60,109,900 No significant adverse items identified

801-72951 SUMMIT PLANNING GROUP LLC $240,000,000 No significant adverse items identified

801-70098 SUMMIT PORTFOLIO ADVISORS, LLC $45,520,600 No significant adverse items identified

801-67293 SUMMIT WEALTH MANAGEMENT, LLC $117,800,000 No significant adverse items identified

801-51348 SUMNER FINANCIAL ADVISORS INC $49,352,200 No significant adverse items identified

801-72312 SUN MOUNTAIN CAPITAL $552,560,000 No significant adverse items identified

801-62262 SUNCOAST EQUITY MANAGEMENT, INC. $95,503,242 No significant adverse items identified

801-66405 SUNDANCE ADVISORS $255,000,000 No significant adverse items identified

801-72788 SUNESIS ADVISORS, LLC $141,200,000 No significant adverse items identified

801-66855 SUNLAKE INVESTMENT MANAGEMENT $47,745,696 No significant adverse items identified

801-61610 SUNLIN CONSULTING INVESTMENT ADVISORY SERVICES, LLC $0 No significant adverse items identified


801-60459 SUNRISE ADVISORS $246,062,000 No significant adverse items identified

801-74456 SUNRISE CAPITAL PARTNERS LLC $0 No significant adverse items identified

801-66592 SUNSAGE CAPITAL MANAGEMENT $42,870,582 No significant adverse items identified

801-73746 SUREVIEW CAPITAL $462,351,115 No significant adverse items identified

801-62151 SUSTAINABLE GROWTH ADVISERS, LP $2,730,095,858 No significant adverse items identified

801-73362 SVERICA INTERNATIONAL $395,669,000 No significant adverse items identified

801-71945 SW ASSET MANAGEMENT LLC $129,640,293 No significant adverse items identified

801-76701 SWAN CAPITAL MANAGEMENT, INC. $0 No significant adverse items identified

801-70881 SWAN WEALTH ADVISORS, INC. $108,500,000 No significant adverse items identified

801-41752 SWARTHMORE ASSET MANAGEMENT LTD $31,884,415 No significant adverse items identified

801-62928 SWEENEY ASSET MANAGEMENT LLC $144,617,000 No significant adverse items identified

801-62459 SWEETWATER FINANCIAL ADVISORS, LLC $140,000,000 No significant adverse items identified

801-69458 SWISS ASSET ADVISORS, A.G. $245,000,000 No significant adverse items identified

801-72706 SWISS INFINITY GLOBAL INVESTMENTS GMBH $2,292,287 No significant adverse items identified

801-73019 SYCAMORE VENTURES $190,809,894 No significant adverse items identified

801-23944 SYM FINANCIAL ADVISORS $863,570,580 No significant adverse items identified

801-74261 SYMMETRIC CAPITAL, LLC $228,466,311 No significant adverse items identified

801-61422 SYMMETRY CAPITAL ADVISORS LLC $146,476,162 No significant adverse items identified

801-61342 SYMMETRY PARTNERS $3,212,000,000 No significant adverse items identified

801-63300 SYMPHONY FINANCIAL SERVICES, INC. $160,000,000 No significant adverse items identified

801-76820 SYSTEM 2 ADVISORS, L.P. $46,710,000 No significant adverse items identified

801-74241 T.A. MCKAY & CO, INC $200,000,000 No significant adverse items identified

801-74416 T.H. ADVISORS LLC $150,000,000 No significant adverse items identified

801-12196 T.H.FITZGERALD & CO., L.L.C. $104,444,668 No significant adverse items identified

801-64377 T2 ADVISERS, LLC $338,000,000 No significant adverse items identified

801-64432 T2AM, LLC $101,900,000 No significant adverse items identified

801-37990 TA ASSOCIATES REALTY $0 No significant adverse items identified

801-57460 TA REALTY LLC $0 No significant adverse items identified

801-74345 TAC PARTNERS, INC. $892,273,466 No significant adverse items identified

801-60209 TACTICAL GLOBAL MANAGEMENT (UK) LIMITED $0 No significant adverse items identified

801-71005 TADDEI, LUDWIG & ASSOCIATES, INC. $135,536,624 No significant adverse items identified

801-70175 TAILWIND ADVISORS $483,711,237 No significant adverse items identified

801-73545 TAILWIND CAPITAL $891,768,405 No significant adverse items identified

801-73713 TAIYO PACIFIC PARTNERS L.P. $1,758,000,000 No significant adverse items identified

801-74060 TALARA CAPITAL MANAGEMENT, LLC $134,330,523 No significant adverse items identified

801-67766 TALBOT CAPITAL MANAGEMENT INC. $35,521,564 No significant adverse items identified

801-73578 TALL TREE INVESTMENT MANAGEMENT, LLC $1,009,813,903 No significant adverse items identified

801-72906 TAM CAPITAL MANAGEMENT INC $39,000,000 No significant adverse items identified

801-71883 TAMARACK CAPITAL MANAGEMENT, LLC $117,000,000 No significant adverse items identified

801-38764 TANDEM CAPITAL MANAGEMENT, INC. $95,765,000 No significant adverse items identified

801-57846 TANDEM INVESTMENT ADVISORS INC $102,375,372 No significant adverse items identified

801-66519 TANDEMGROWTH FINANCIAL ADVISORS, LLC $80,960,327 No significant adverse items identified

801-74213 TANDRAGEE GLOBAL ADVISORS, LLC $0 No significant adverse items identified

801-38245 TANGLEWOOD WEALTH MANAGEMENT, INC. $648,048,000 No significant adverse items identified

801-64348 TANNER CAPITAL MANAGEMENT, LLC $198,196,954 No significant adverse items identified

801-74031 TANO CAPITAL, LLC $265,740,997 No significant adverse items identified

801-69498 TARGET DATE ANALYTICS LLC $0 No significant adverse items identified

801-10918 TARGET INVESTMENT ADVISORY SERVICE $28,900,000 No significant adverse items identified


801-76766 TATE ASSET MANAGEMENT, INCORPORATED $0 No significant adverse items identified

801-69089 TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC. $140,015,618 No significant adverse items identified

801-70435 TAYAL VENTURES INTERNATIONAL LLC $0 No significant adverse items identified

801-60952 TAYLOR ADVISORS, INC. $985,918,000 No significant adverse items identified

801-71029 TAYLOR ASSET MANAGEMENT, INC. $46,500,000 No significant adverse items identified

801-61747 TAYLOR FINANCIAL GROUP, INC. $128,916,514 No significant adverse items identified

801-61075 TAYLOR INVESTMENT ADVISORS LP $300,834,510 No significant adverse items identified

801-69253 TAYLOR INVESTMENT COUNSELORS LLC $439,000,000 No significant adverse items identified

801-41280 TAYLOR K A ASSOCIATES INC $25,100,013 No significant adverse items identified

801-73742 TAYLOR WOODS CAPITAL MANAGEMENT LLC $149,644,085 No significant adverse items identified

801-68203 TAYLOR, COTTRILL LLC $193,950,507 No significant adverse items identified

801-68624 TBH GLOBAL ASSET MANAGEMENT, LLC $207,034,266 No significant adverse items identified

801-72183 TCG FINANCIAL SERVICES LLC $275,000,000 No significant adverse items identified

801-37083 TCI WEALTH ADVISORS, INC. $1,000,093,334 No significant adverse items identified

801-74360 TCS CAPITAL MANAGEMENT, LLC $253,292,901 No significant adverse items identified

801-52893 TD CAPITAL MANAGEMENT LLC $383,681,166 No significant adverse items identified

801-69294 TDC CAPITAL ADVISORS, INC. $50,696,415 No significant adverse items identified

801-76165 TDI REAL ESTATE HOLDINGS LLC $870,714,240 No significant adverse items identified

801-29095 TEALWOOD ASSET MANAGEMENT $338,188,318 No significant adverse items identified

801-70590 TEAM FINANCIAL ASSET MANAGEMENT, LLC $64,883,740 No significant adverse items identified

801-74253 TEGEAN CAPITAL MANAGEMENT, LLC $245,456,780 No significant adverse items identified

801-61018 TEKLA CAPITAL MANAGEMENT LLC $584,716,147 No significant adverse items identified

801-73615 TELEMARK ASSET MANAGEMENT, LLC $249,461,581 No significant adverse items identified

801-29982 TELLONE MANAGEMENT GROUP INC $242,998,089 No significant adverse items identified

801-73592 TELLURIDE ASSET MANAGEMENT LLC $166,922,143 No significant adverse items identified

801-69837 TELOS CAPITAL MANAGEMENT, INC. $192,324,931 No significant adverse items identified

801-66521 TEMPLETON FINANCIAL SERVICES INC. $215,000,000 No significant adverse items identified

801-70546 TEMPO INVESTMENT ADVISORS, INC. $52,120,658 No significant adverse items identified

801-73030 TEN CAPITAL INVESTMENT ADVISORS, LLC $115,000,000 No significant adverse items identified

801-73413 TENASKA CAPITAL MANAGEMENT, LLC $3,123,519,000 No significant adverse items identified

801-73311 TENEX CAPITAL MANAGEMENT, L.P. $452,680,412 No significant adverse items identified

801-71508 TENOR CAPITAL MANAGEMENT COMPANY, L.P. $1,699,322,000 No significant adverse items identified

801-76835 TENSILE CAPITAL MANAGEMENT LLC $0 No significant adverse items identified

801-68753 TEN-SIXTY ASSET MANAGEMENT, LLC $1,917,911,280 No significant adverse items identified

801-72920 TENZING GLOBAL $16,287,381 No significant adverse items identified

801-55603 TERRA NOVA ASSET MANAGEMENT LLC $107,469,045 No significant adverse items identified

801-64227 TERRAPIN ASSET MANAGEMENT, LLC $444,199,000 No significant adverse items identified

801-15619 TERRIL & COMPANY $515,000,000 No significant adverse items identified

801-24465 TERRY MCDANIEL & COMPANY $643,105,794 No significant adverse items identified

801-65122 TETON WEALTH MANAGEMENT, INC. $16,100,000 No significant adverse items identified

801-74151 TETRAGON FINANCIAL MANAGEMENT LP $4,701,558,667 No significant adverse items identified

801-64296 TETREM CAPITAL MANAGEMENT LTD. $4,944,599,074 No significant adverse items identified

801-48171 TFG ADVISORS $142,726,779 No significant adverse items identified

801-72840 TFO PHOENIX, INC. $312,358,719 No significant adverse items identified

801-74369 TFO USA LIMITED $491,605,313 No significant adverse items identified

801-56947 TFS CAPITAL LLC $1,835,000,000 No significant adverse items identified

801-49682 TGM ASSOCIATES L.P. $1,245,496,459 No significant adverse items identified

801-73172 TGRA CAPITAL MANAGEMENT, LLC $101,677,716 No significant adverse items identified


801-67408 THAMES FINANCIAL MANAGEMENT $74,600,000 No significant adverse items identified

801-76790 THE 401 (K) CONCIERGE $0 No significant adverse items identified

801-56848 THE ADVISORY GROUP OF SAN FRANCISCO, LLC $537,811,971 No significant adverse items identified

801-23922 THE ARKANSAS FINANCIAL GROUP, INC. $256,274,897 No significant adverse items identified

801-53866 THE BANC FUNDS COMPANY, L.L.C. $684,000,000 No significant adverse items identified

801-55245 THE BAUPOST GROUP, L.L.C. $23,752,781,342 No significant adverse items identified

801-58083 THE BEDMINSTER GROUP $97,174,000 No significant adverse items identified

801-10232 THE BURNEY COMPANY $843,175,483 No significant adverse items identified

801-72204 THE CAMBRIDGE STRATEGY (ASSET MANAGEMENT) LIMITED $820,000,000 No significant adverse items identified

801-13252 THE CAPITAL MANAGEMENT CORPORATION $238,509,219 No significant adverse items identified

801-28191 THE CARMACK GROUP, INC. $30,000,000 No significant adverse items identified

801-50257 THE CAVANAUGH GROUP INC $263,700,000 No significant adverse items identified

801-71974 THE CENTURION GROUP, LLC $0 No significant adverse items identified

801-11714 THE CHARTIST $235,204,049 No significant adverse items identified

801-68698 THE COLOMA GROUP, L.LC. $25,000,000 No significant adverse items identified

801-1675 THE DANFORTH ASSOCIATES, INC $74,102,683 No significant adverse items identified

801-63040 THE DAVID J. YVARS GROUP, INC. $82,600,000 No significant adverse items identified

801-71288 THE DE BURLO GROUP, INC. $489,209,735 No significant adverse items identified

801-54184 THE DELANCEY CAPITAL GROUP, LP $42,050,762 No significant adverse items identified

801-72917 THE DOMAN GROUP, LLC $25,481,113 No significant adverse items identified

801-48299 THE ELLERSON GROUP INC $101,182,058 No significant adverse items identified

801-69143 THE ENDOWMENT OFFICE, INC. $737,254,598 No significant adverse items identified

801-61326 THE FAIRMAN GROUP, LLC $261,056,959 No significant adverse items identified

801-18765 THE FAMILY FIRM, INC. $394,459,254 No significant adverse items identified

801-9822 THE FIDUCIARY GROUP $480,619,448 No significant adverse items identified

801-54599 THE FINANCIAL ADVISORY GROUP, INC. $511,994,621 No significant adverse items identified

801-67591 THE FINANCIAL WELL, INC. $26,900,000 No significant adverse items identified

801-67382 THE FOCUS GROUP ADVISORS $95,171,031 No significant adverse items identified

801-56353 THE GLOWACKI GROUP, LLC $262,088,410 No significant adverse items identified

801-73952 THE GORES GROUP, LLC $3,400,000,000 No significant adverse items identified

801-39523 THE H GROUP, INC. $494,542,784 No significant adverse items identified

801-63494 THE HUMPHREYS GROUP $126,273,885 No significant adverse items identified

801-67624 THE INSTITUTE $267,711,007 No significant adverse items identified

801-76777 THE INVESTMENT ANALYST LIMITED $0 No significant adverse items identified

801-32353 THE INVESTMENT COUNSEL COMPANY $658,061,000 No significant adverse items identified

801-76547 THE INVESTMENT HOUSE LLC $302,090,541 No significant adverse items identified

801-69086 THE ITHAKA GROUP, LLC $174,300,000 No significant adverse items identified

801-57911 THE JOSEPH GROUP CAPITAL MANAGEMENT $282,655,690 No significant adverse items identified

801-45453 THE JUMPER GROUP, INC. $13,000,000 No significant adverse items identified

801-62544 THE LAM GROUP, INC. $200,700,000 No significant adverse items identified

801-46604 THE LONDON COMPANY OF VIRGINIA $2,529,600,000 No significant adverse items identified

801-56677 THE LUBITZ FINANCIAL GROUP $139,428,708 No significant adverse items identified

801-72156 THE MATHER GROUP, INC. $215,064,181 No significant adverse items identified

801-54747 THE MATHES COMPANY, INC. $106,507,998 No significant adverse items identified

801-51401 THE MILESTONE GROUP, INC. $1,192,560,128 No significant adverse items identified

801-56697 THE MONITOR GROUP, INC. $461,008,106 No significant adverse items identified

801-69182 THE MONITOR GROUP, LLC $461,008,106 No significant adverse items identified

801-63917 THE MOORINGS GROUP, LLC $447,904,000 No significant adverse items identified


801-58120 THE MOSAIC FINANCIAL GROUP, LLC $313,217,393 No significant adverse items identified

801-67939 THE MUSTICO FINANCIAL GROUP, INC. $102,100,000 No significant adverse items identified

801-67181 THE MUTUAL FUND RESEARCH CENTER $0 No significant adverse items identified

801-69762 THE MUTUAL FUND STORE $72,342,049 No significant adverse items identified






















801-72832 THE MUTUAL FUND STORE $0 No significant adverse items identified






801-66877 THE MUTUAL FUND STORE - CHARLOTTE $98,145,536 No significant adverse items identified

801-67262 THE NESTEGG GROUP, INC. $107,386,822 No significant adverse items identified

801-39648 THE NEW ENGLAND GUILD, INC. $273,104,221 No significant adverse items identified

801-71846 THE OMEGA FINANCIAL GROUP $133,913,388 No significant adverse items identified

801-18151 THE PACIFIC FINANCIAL GROUP, INC. $446,031,921 No significant adverse items identified

801-74247 THE PACIFIC GROUP LIMITED $133,054,121 No significant adverse items identified

801-74156 THE PATRIOT GROUP, LLC $143,700,000 No significant adverse items identified

801-13828 THE PATTERSON CAPITAL CORPORATION $1,399,928,915 No significant adverse items identified

801-68174 THE PERSONAL WEALTH COACH $91,334,158 No significant adverse items identified

801-13803 THE PETTYJOHN COMPANY $222,091,286 No significant adverse items identified

801-61051 THE PLANNING CENTER, INC. $193,970,000 No significant adverse items identified

801-14344 THE PORTOLA GROUP INC $368,420,388 No significant adverse items identified

801-68725 THE POWELL FINANCIAL GROUP, INC. $115,478,596 No significant adverse items identified

801-74236 THE PRAEDIUM GROUP, LLC $3,058,651,000 No significant adverse items identified

801-42983 THE PROPER ANALYSIS CORPORATION $291,864,969 No significant adverse items identified

801-61243 THE RESOURCE GROUP ASSET AND TRUST MANAGERS $47,303,992 No significant adverse items identified

801-26109 THE RETIREMENT CORPORATION OF AMERICA $363,788,957 No significant adverse items identified


801-69578 THE RETIREMENT GROUP, LLC $44,503,216 No significant adverse items identified

801-61844 THE ROCK CREEK GROUP, LP $7,273,185,287 No significant adverse items identified

801-72192 THE SIMMONS PARTNERSHIP, LLC $54,119,488 No significant adverse items identified

801-36203 THE SPANGLER GROUP, INC. $106,083,458 No significant adverse items identified

801-73530 THE STERLING GROUP, L.P. $1,245,603,399 No significant adverse items identified

801-70367 THE SULLIVAN GROUP $102,800,000 No significant adverse items identified

801-58069 THE SWARTHMORE GROUP, INC. $1,304,667,125 No significant adverse items identified

801-27225 THE TARBOX GROUP, INC. $253,000,000 No significant adverse items identified

801-67221 THE TOKARZ GROUP ADVISERS LLC $511,000,000 No significant adverse items identified

801-63818 THE WATCHMAN GROUP, INC. $103,154,000 No significant adverse items identified

801-72033 THE WATERFORD GROUP, LLC $75,398,768 No significant adverse items identified

801-68456 THE WEALTH COLLABORATIVE, INC. $264,204,482 No significant adverse items identified

801-19008 THE WEALTH CONSERVANCY, INC. $232,609,090 No significant adverse items identified

801-69486 THE WEALTH CONSERVATORY $41,062,342 No significant adverse items identified

801-56254 THE WELCH GROUP, LLC $440,957,603 No significant adverse items identified

801-74189 THE WICKS GROUP OF COMPANIES III, LLC $1,093,412,336 No significant adverse items identified

801-66358 THE WILLIS GROUP $35,000,000 No significant adverse items identified

801-72501 THELEME PARTNERS LLP $1,537,939,405 No significant adverse items identified

801-76562 THELEME PARTNERS LP $1,537,939,405 No significant adverse items identified

801-71286 THEOREMA ADVISORS LTD. $170,000,000 No significant adverse items identified

801-71329 THEOREMA ASSET MANAGEMENT LTD. $170,000,000 No significant adverse items identified

801-64014 THERMOPOLIS PARTNERS, LLC $13,773,820 No significant adverse items identified

801-70872 THESIS FUND MANAGEMENT, LLC $2,704,791 No significant adverse items identified

801-69055 THIRD CREEK INVESTMENTS $60,000,000 No significant adverse items identified

801-66241 THISTLE ASSET CONSULTING $0 No significant adverse items identified

801-62705 THOMAS & ATKINSON CAPITAL MANAGEMENT LLC $139,000,000 No significant adverse items identified

801-70770 THOMAS AZZARA - TAY HAVEN REPORTER $0 No significant adverse items identified

801-20866 THOMAS J. HERZFELD ADVISORS, INC. $130,726,000 No significant adverse items identified

801-69744 THOMAS STORY AND SON LLC $143,000,000 No significant adverse items identified

801-22189 THOMASPARTNERS, INC. $1,784,706,000 No significant adverse items identified

801-62562 THOMPSON INVESTMENT MANAGEMENT, INC. $1,137,000,000 No significant adverse items identified

801-14599 THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC $188,454,226 No significant adverse items identified

801-39460 THOMPSON WEALTH MANAGEMENT, LTD. $112,893,158 No significant adverse items identified

801-40745 THOR INVESTMENT MANAGEMENT INC $286,299,774 No significant adverse items identified

801-70332 THREE BRIDGE WEALTH ADVISORS $280,351,304 No significant adverse items identified

801-73041 THREE BRIDGES CAPITAL, LP $540,000,000 No significant adverse items identified

801-73722 THREE CITIES RESEARCH, INC. $291,000,000 No significant adverse items identified

801-69579 THREE G FINANCIAL, LLC $66,223,662 No significant adverse items identified

801-62196 THREE PEAKS CAPITAL MANAGEMENT, LLC $1,294,341,097 No significant adverse items identified

801-62712 THRESHOLD GROUP, LLC $2,586,235,193 No significant adverse items identified

801-62975 THUNDERSTORM CAPITAL LLC $41,222,257 No significant adverse items identified

801-30680 TIA, TRUST INVESTMENT ADVISORS, TRUST & INVESTMENT ADVISORS $135,066,570 No significant adverse items identified

801-71202 TIBURON CAPITAL MANAGEMENT, LLC $54,000,000 No significant adverse items identified

801-62278 TICC MANAGEMENT, LLC $424,100,000 No significant adverse items identified

801-63619 TICKNOR, ATHERTON AND ASSOCIATES $134,734,372 No significant adverse items identified

801-69865 TIEDEMANN WEALTH MANAGEMENT, LLC $3,213,653,615 No significant adverse items identified

801-64295 TIEMANN INVESTMENT ADVISORS, LLC $109,000,000 No significant adverse items identified

801-66657 TIETON CAPITAL MANAGEMENT $113,308,000 No significant adverse items identified


801-73831 TIGER CONSUMER MANAGEMENT, LLC $2,663,373,770 No significant adverse items identified

801-73895 TIGER LEGATUS CAPITAL MANAGEMENT, LLC $153,766,914 No significant adverse items identified

801-73165 TIGER VEDA MANAGEMENT L.L.C. $379,171,396 No significant adverse items identified

801-74398 TILDEN PARK CAPITAL MANAGEMENT LP $366,000,000 No significant adverse items identified

801-56787 TILLMAN HARTLEY LLC $389,938,000 No significant adverse items identified

801-76731 TIM LOONEY INVESTMENTS, LLC $0 No significant adverse items identified

801-68817 TIMBER CREEK CAPITAL MANAGEMENT, LLC $286,728,511 No significant adverse items identified

801-17353 TIMING STRATEGIES CORP $102,774,659 No significant adverse items identified

801-36461 TIMUCUAN ASSET MANAGEMENT INC $699,805,000 No significant adverse items identified

801-72836 TIRESIAS CAPITAL LIMITED $542,448,534 No significant adverse items identified

801-13399 TIRSCHWELL & LOEWY INC $449,903,606 No significant adverse items identified

801-65606 TITAN ADVISORS, LLC $3,186,491,820 No significant adverse items identified

801-62913 TITAN CAPITAL MANAGEMENT, LLC $137,388,424 No significant adverse items identified

801-70286 TJT CAPITAL GROUP, LLC $173,346,418 No significant adverse items identified

801-76838 TK STRATEGIC INVESTMENT CONSULTANTS $0 No significant adverse items identified

801-69778 TLA CAPITAL MANAGEMENT, LLC $59,046,749 No significant adverse items identified

801-70359 TMF CAPITAL MANAGEMENT LLC $60,575,949 No significant adverse items identified

801-70545 TMFS ADVISORY SERVICES, LLC $152,170,101 No significant adverse items identified

801-66394 TMFS-GRAND RAPIDS, LLC $77,400,000 No significant adverse items identified

801-63916 TMFS-SAN FRANCISCO-OAKLAND, LLC $228,318,000 No significant adverse items identified

801-67657 TMG INVESTMENT ADVISORY COMPANY $6,863,619 No significant adverse items identified

801-71139 TMS CAPITAL MANAGEMENT LTD. $43,240,806 No significant adverse items identified

801-72248 TOBAM $1,576,008,000 No significant adverse items identified

801-33972 TOBIAS FINANCIAL ADVISORS $178,928,735 No significant adverse items identified

801-76693 TOKALON CAPITAL PARTNERS, LLC $0 No significant adverse items identified

801-42549 TOM JOHNSON INVESTMENT MANAGEMENT, LLC $555,301,000 No significant adverse items identified

801-72281 TOMPKINS & CO. $325,000,000 No significant adverse items identified

801-67978 TONER ASSET MANAGEMENT GROUP, INC. $31,528,667 No significant adverse items identified

801-74344 TOPSPIN MANAGEMENT COMPANY LBO LLC $254,000,000 No significant adverse items identified

801-8629 TORRAY LLC $480,610,945 No significant adverse items identified

801-64959 TORSHEN CAPITAL MANAGEMENT, LLC $27,500,000 No significant adverse items identified

801-65160 TORTOISE INVESTMENT MANAGEMENT, LLC $301,128,696 No significant adverse items identified

801-64857 TORTUGA ADVISERS LLC $317,568,663 No significant adverse items identified

801-69759 TOTAL INVESTMENT MANAGEMENT, INC. $616,426,800 No significant adverse items identified

801-63802 TOTAL PORTFOLIO MANAGEMENT, LLC $95,621,730 No significant adverse items identified

801-73286 TOURMALET ADVISORS, L.P. $299,035,031 No significant adverse items identified

801-60640 TOWER BRIDGE ADVISORS $914,851,739 No significant adverse items identified

801-72211 TOWER THREE PARTNERS LLC $558,062,351 No significant adverse items identified

801-68910 TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC $70,500,000 No significant adverse items identified

801-68977 TOWER WEALTH MANAGEMENT, LLC $6,213,788 No significant adverse items identified

801-16622 TOWLE & CO $308,006,363 No significant adverse items identified

801-7739 TOWNELEY CAPITAL MANAGEMENT, INC. $541,725,566 No significant adverse items identified

801-18013 TOWNSEND ASSET MANAGEMENT CORP. $97,200,000 No significant adverse items identified

801-13612 TOWNSEND GROUP INVESTMENTS $92,124,616 No significant adverse items identified

801-72968 TOWNSEND HOLDINGS LLC $6,776,789,278 No significant adverse items identified

801-63712 TPBS CAPITAL MANAGEMENT $138,119,735 No significant adverse items identified

801-63724 TPW FINANCIAL, INC. $243,179,259 No significant adverse items identified

801-76729 TR CAPITAL MANAGEMENT, LLC $24,051,000 No significant adverse items identified


801-63682 TRACKBULL INTERNATIONAL LLC $12,338,935 No significant adverse items identified

801-56236 TRACS FINANCIAL $266,780,239 No significant adverse items identified

801-68080 TRACY ROSS FINANCIAL ADVISOR, PLLC $59,264,188 No significant adverse items identified

801-62162 TRADE STREET INVESTMENT ADVISER, LLLP $358,453,245 No significant adverse items identified

801-65028 TRADEPATH ADVISORS, LLC $0 No significant adverse items identified

801-61289 TRADERISKS LTD. $93,296,000 No significant adverse items identified

801-64991 TRADEWINDS INVESTMENT MANAGEMENT, L.P. $188,000,000 No significant adverse items identified

801-65832 TRADEX GLOBAL ADVISORS, LLC $139,000,000 No significant adverse items identified

801-67210 TRADING CENTRAL $0 No significant adverse items identified

801-58075 TRADITION CAPITAL MANAGEMENT LLC $422,029,265 No significant adverse items identified

801-65150 TRAFF ASSET MANAGEMENT, INC. $67,526,000 No significant adverse items identified

801-10571 TRAIN, BABCOCK ADVISORS LLC $630,282,312 No significant adverse items identified

801-62662 TRAJECTORY ASSET MANAGEMENT LLC $223,275,708 No significant adverse items identified

801-69367 TRANSITION FINANCIAL ADVISORS GROUP, INC. $83,827,756 No significant adverse items identified

801-73934 TRANSPORTATION RESOURCE PARTNERS $264,485,000 No significant adverse items identified

801-73920 TRANSPORTATION RESOURCE PARTNERS III $244,480,000 No significant adverse items identified

801-56130 TRAPHAGEN FINANCIAL GROUP $257,784,284 No significant adverse items identified

801-70068 TRAUB CAPITAL MANAGEMENT $86,045,555 No significant adverse items identified

801-57069 TRAUST SOLLUS WEALTH MANAGEMENT, LLC $262,086,671 No significant adverse items identified

801-57931 TRAVIS STREET ADVISORS $22,550,090 No significant adverse items identified

801-62070 TRAXIS PARTNERS LP $1,307,725,134 No significant adverse items identified

801-73889 TREE CAPITAL, LLC $100,446,738 No significant adverse items identified

801-66781 TREE LINE MANAGEMENT $691,708,000 No significant adverse items identified

801-63622 TREESDALE PARTNERS, LLC $242,100,000 No significant adverse items identified

801-69081 TRELLIS ADVISORS, LLC $96,601,817 No significant adverse items identified

801-74417 TREMONT REALTY CAPITAL $236,685,615 No significant adverse items identified

801-62727 TRENT CAPITAL MANAGEMENT, INC. $99,215,887 No significant adverse items identified

801-75835 TREVI HEALTH CAPITAL $393,267,020 No significant adverse items identified

801-10369 TREVOR STEWART BURTON & JACOBSEN INC $477,044,120 No significant adverse items identified

801-65631 TRG MANAGEMENT LP $2,159,260,272 No significant adverse items identified

801-68966 TRIAD INVESTMENT MANAGEMENT, LLC $91,548,954 No significant adverse items identified

801-74415 TRICON CAPITAL GROUP INC $944,000,000 No significant adverse items identified

801-74029 TRICOR PACIFIC CAPITAL, INC. $523,747,457 No significant adverse items identified

801-72663 TRIEX FINANCIAL SERVICES, INC. $854,704 No significant adverse items identified

801-73441 TRIGATE CAPITAL LLC $222,591,941 No significant adverse items identified

801-73747 TRIGUARD MANAGEMENT LLC $486,556,188 No significant adverse items identified

801-70902 TRILANTIC CAPITAL PARTNERS $2,400,000,000 No significant adverse items identified

801-17958 TRILLIUM ASSET MANAGEMENT $970,953,646 No significant adverse items identified

801-74503 TRILYN INVESTMENT MANAGEMENT LLC $100,000,000 No significant adverse items identified

801-72147 TRIMARAN CREDIT MANAGERS LP $230,274,703 No significant adverse items identified

801-75381 TRIMARC WEALTH MANAGEMENT LLC $0 No significant adverse items identified

801-72450 TRIMTABS ASSET MANAGEMENT, LLC $6,672,145 No significant adverse items identified

801-57287 TRINITY CAPITAL INVESTORS $419,493,910 No significant adverse items identified

801-67457 TRINITY FIDUCIARY PARTNERS, LLC $44,534,244 No significant adverse items identified

801-57843 TRINITY FINANCIAL ADVISORS LLC $158,722,746 No significant adverse items identified

801-73533 TRINITY HUNT MANAGEMENT, L.P. $262,504,159 No significant adverse items identified

801-70663 TRINITY PORTFOLIO ADVISORS, LLC $264,854,953 No significant adverse items identified

801-74438 TRIOGEM ASSET MANAGEMENT, LP $299,101,600 No significant adverse items identified


801-68750 TRITON WEALTH MANAGEMENT, LLC $96,743,000 No significant adverse items identified

801-69905 TRIVELLONI ASSET MANAGEMENT $1,035,290 No significant adverse items identified

801-74074 TROOB CAPITAL MANAGEMENT LLC $377,000,000 No significant adverse items identified

801-67916 TROVENA INVESTMENT ADVISORS $150,158,624 No significant adverse items identified

801-63474 TROVENA, LLC. $504,579,679 No significant adverse items identified

801-74237 TRUE BEARING ASSET MANAGEMENT LP $155,600,000 No significant adverse items identified

801-66250 TRUE NORTH ADVISORS, LLC $979,937,382 No significant adverse items identified

801-74203 TRUE NORTH MANAGEMENT GROUP, LLC $718,800,000 No significant adverse items identified

801-71946 TRUEBRIDGE CAPITAL PARTNERS $734,491,500 No significant adverse items identified

801-61530 TRUEHAND, INC. $104,023,221 No significant adverse items identified

801-68446 TRUENORTH WEALTH $157,000,000 No significant adverse items identified

801-25433 TRUEPOINT, INC. $1,011,416,000 No significant adverse items identified

801-73293 TRUFFLE HOUND CAPITAL, LLC $239,034,781 No significant adverse items identified

801-73957 TRUMAN CAPITAL ADVISORS, LP $162,958,036 No significant adverse items identified

801-51817 TRUMBOWER FINANCIAL ADVISORS LLC $675,883,993 No significant adverse items identified

801-66614 TRUNORTH $151,665,544 No significant adverse items identified

801-72355 TRUST ADVISORS INC. $2,765,269,786 No significant adverse items identified

801-60043 TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC. $100,000,000 No significant adverse items identified

801-69363 TRUST ASSET MANAGEMENT LLC $246,605,810 No significant adverse items identified

801-74536 TRUSTON ASSET MANAGEMENT CO.,LTD $5,232,000,000 No significant adverse items identified

801-69203 TRW INVESTMENTS $66,282,369 No significant adverse items identified

801-67381 TSAI CAPITAL CORPORATION $39,845,206 No significant adverse items identified

801-73369 TSW II CAPITAL ADVISORS, LLC $332,000,000 No significant adverse items identified

801-45435 TT INTERNATIONAL $10,797,360,000 No significant adverse items identified

801-68024 TUBLIN - DIFUSCO ADVISORS INC. $32,747,658 No significant adverse items identified

801-68262 TUCKER WEALTH MANAGEMENT, INC. $63,311,859 No significant adverse items identified

801-15279 TUKMAN GROSSMAN CAPITAL MANAGEMENT, INC. $2,184,640,073 No significant adverse items identified

801-61759 TULL FINANCIAL GROUP, INC. $107,635,000 No significant adverse items identified

801-69066 TURK CAPITAL MANAGEMENT, INC. $30,296,651 No significant adverse items identified

801-57327 TURNBERRY FINANCIAL SERVICES, INC. $195,693,038 No significant adverse items identified

801-67256 TURNER FINANCIAL SERVICES, INC. $0 No significant adverse items identified

801-72114 TURQUOISE ASSET MANAGEMENT LLC $92,800,000 No significant adverse items identified

801-66626 TURTLE CREEK MANAGEMENT, LLC $1,569,127,745 No significant adverse items identified

801-69443 TUTTLE WEALTH MANAGEMENT, LLC $69,632,974 No significant adverse items identified

801-60709 TW ADVISORS $119,400,000 No significant adverse items identified

801-67142 TWEDDELL GOLDBERG INVESTMENT MANAGEMENT $59,090,319 No significant adverse items identified

801-67477 TWELE CAPITAL MANAGEMENT, INC. $251,662,566 No significant adverse items identified

801-69032 TWENTY-FIRST CENTURY FINANCIAL ADVISORS INC $43,900,000 No significant adverse items identified

801-73938 TWIN HAVEN CAPITAL PARTNERS, LLC $630,143,261 No significant adverse items identified

801-74616 TWIN OAKS PARTNERS $292,650,000 No significant adverse items identified

801-73138 TWIN TREE MANAGEMENT, LP $318,490,047 No significant adverse items identified

801-72390 TWO OAKS INVESTMENT MANAGEMENT, LLC $16,019,531 No significant adverse items identified

801-74522 TWO POINT CAPITAL MANAGEMENT, INC. $26,487,808 No significant adverse items identified

801-63058 TWO RIVERS CAPITAL MANAGEMENT AT KINGSMILL INC $5,768,389 No significant adverse items identified

801-70624 TWOMBLY ASSET MANAGEMENT LLC $39,748,918 No significant adverse items identified

801-66991 TWRU PRIVATE WEALTH MANAGEMENT, LLC $71,130,911 No significant adverse items identified

801-63231 TYGH CAPITAL MANAGEMENT, INC. $1,513,408,340 No significant adverse items identified

801-61148 TYNER CAPITAL MANAGEMENT INVESTMENT COUNSEL, INC. $102,100,000 No significant adverse items identified


801-60501 UA, LLC $824,960,725 No significant adverse items identified

801-57473 ULLAND INVESTMENT ADVISORS $171,322,695 No significant adverse items identified

801-61563 ULLMANN FINANCIAL GROUP, INC. $118,647,000 No significant adverse items identified

801-72880 ULRICH CONSULTING GROUP, LLC $659,802,888 No significant adverse items identified

801-72765 ULT WEALTH ADVISORS, LLC $100,400,000 No significant adverse items identified

801-64788 UMBAUGH CASH ADVISORY SERVICES, LLC $363,354,000 No significant adverse items identified

801-63676 UNIFIED WEALTH MANAGEMENT, LLC $75,000,000 No significant adverse items identified

801-55304 UNION SQUARE INVESTMENT CO $181,930,649 No significant adverse items identified

801-71802 UNIPLAN INVESTMENT COUNSEL, INC. $582,000,000 No significant adverse items identified

801-24133 UNIPLAN REAL ESTATE ADVISORS, INC. $132,000,000 No significant adverse items identified

801-40182 UNITED AMERICAN CAPITAL CORP $2,817,219,417 No significant adverse items identified

801-39528 UNITED STATES STEEL & CARNEGIE PENSION FUND INC $10,167,021,623 No significant adverse items identified

801-64843 UNIVERSAL VALUE ADVISORS $78,577,960 No significant adverse items identified

801-70416 UP NORTH FINANCIAL, LLC $51,219,944 No significant adverse items identified

801-47160 URBAN FINANCIAL ADVISORY CORPORATION $546,174,042 No significant adverse items identified

801-71350 URBANAMERICA ADVISORS, LLC $824,960,725 No significant adverse items identified

801-71372 URBANAMERICA PRINCIPALS II, LLC $820,232,527 No significant adverse items identified

801-71404 URBANAMERICA PRINCIPALS III, LLC $820,232,527 No significant adverse items identified

801-71377 URBANAMERICA PRINCIPALS, LLC $824,960,725 No significant adverse items identified

801-70440 URSAMINE CREDIT ADVISORS LLC $1,006,747,203 No significant adverse items identified

801-56179 US ADVISORY GROUP INC $90,000,000 No significant adverse items identified

801-75314 US RENEWABLES GROUP $677,946,759 No significant adverse items identified

801-31899 V.H. KING ASSOCIATES $124,589,317 No significant adverse items identified

801-70377 V2 CAPITAL, LLC $240,130,575 No significant adverse items identified

801-74193 V3 CAPITAL MANAGEMENT, L.P. $167,835,010 No significant adverse items identified

801-71468 VALENTINE INVESTMENTS, LLC $64,021,203 No significant adverse items identified

801-67710 VALENTINE VENTURES, LLC $108,666,701 No significant adverse items identified

801-66402 VALEO FINANCIAL ADVISORS, LLC $815,943,000 No significant adverse items identified

801-19249 VALICENTI ADVISORY SERVICES INC $298,265,514 No significant adverse items identified

801-8984 VALLEY FORGE MANAGEMENT CORP $22,200,000 No significant adverse items identified

801-56181 VALLEY VIEW CONSULTING LLC $1,220,000,000 No significant adverse items identified

801-69955 VALLEY WEALTH, INC. $12,200,000 No significant adverse items identified

801-73485 VALOR EQUITY PARTNERS $373,715,000 No significant adverse items identified

801-69152 VALPAR, INC. $71,600,000 No significant adverse items identified

801-36899 VALU TRAC INVESTMENT MANAGEMENT LTD $535,815,495 No significant adverse items identified

801-65411 VALUE ARCHITECTS ASSET MANAGEMENT LLC $119,705,352 No significant adverse items identified

801-72336 VALUE HOLDINGS, L.P. $110,287,391 No significant adverse items identified

801-56657 VALUE TREND CAPITAL MANAGEMENT LP $5,719,000 No significant adverse items identified

801-69158 VALUE WEALTH MANAGEMENT LLC $96,628,000 No significant adverse items identified

801-65887 VALUED INVESTMENT PARTNERS, LLC $144,827,000 No significant adverse items identified

801-36898 VALU-TRAC RESEARCH $0 No significant adverse items identified

801-62340 VAN BERKOM AND ASSOCIATES INC. $1,612,630,271 No significant adverse items identified

801-32604 VAN CLEEF ASSET MANAGEMENT INC $227,447,400 No significant adverse items identified

801-63759 VAN CLEEF, JORDAN AND WOOD, INC. $60,000,000 No significant adverse items identified

801-61884 VAN HULZEN ASSET MANAGEMENT $196,455,471 No significant adverse items identified

801-41651 VAN SANT & MEWSHAW, INC $202,302,730 No significant adverse items identified

801-11816 VAN STRUM & TOWNE INC $238,351,000 No significant adverse items identified

801-73466 VANCE STREET CAPITAL LLC $326,253,000 No significant adverse items identified


801-69425 VANCEGRAY WEALTH MANAGEMENT, INC. $43,075,000 No significant adverse items identified

801-68702 VANDERBILT AVENUE ASSET MANAGEMENT LLC $509,900,000 No significant adverse items identified

801-69709 VANTAGE FINANCIAL PARTNERS LIMITED $214,013,768 No significant adverse items identified

801-71511 VANTAGE POINT ADVISORS, LLC $39,676,000 No significant adverse items identified

801-70921 VANTAGE WEALTH MANAGEMENT, LLC $113,159,490 No significant adverse items identified

801-63448 VARDE MANAGEMENT INTERNATIONAL, L.P. $695,495,992 No significant adverse items identified

801-69821 VARDE MANAGEMENT, L.P. $7,749,531,650 No significant adverse items identified

801-76575 VARDEN PACIFIC, LLC $144,844,310 No significant adverse items identified

801-12741 VARI INVESTOR SERVICES INC $62,146,164 No significant adverse items identified

801-63932 VARIPHASE FINANCIAL PARTNERS, LLC $41,930,294 No significant adverse items identified

801-42685 VARN INVESTMENT COUNSEL, INC $34,227,500 No significant adverse items identified

801-73435 VARNA CAPITAL MANAGEMENT LLC $156,204,657 No significant adverse items identified

801-72299 VASQUEZ & CO. $2,500,000 No significant adverse items identified

801-64075 VAUGHN INVESTMENT ADVISORS INC $29,221,000 No significant adverse items identified

801-73516 VECTOR CAPITAL CORPORATION $2,871,000,000 No significant adverse items identified

801-70999 VENABLE PARK INVESTMENT COUNSEL INC. $10,000,000 No significant adverse items identified

801-74391 VENBIO SELECT ADVISOR LLC $203,000,000 No significant adverse items identified

801-70343 VENNWELL, LLC $100,629,448 No significant adverse items identified

801-72616 VENOR CAPITAL MANAGEMENT LP $679,443,991 No significant adverse items identified

801-72725 VERACEN PARTNERS L.P. $0 No significant adverse items identified

801-60849 VERATIS INSTITUTIONAL ADVISORS, INC. $0 No significant adverse items identified

801-67307 VERDANT CAPITAL MANAGEMENT $35,203,670 No significant adverse items identified

801-72644 VERICIMETRY ADVISORS LLC $1,059,028 No significant adverse items identified

801-73512 VERITAS CAPITAL FUND MANAGEMENT, L.L.C. $2,004,762,834 No significant adverse items identified

801-63829 VERITY INVESTMENT PARTNERS $120,589,627 No significant adverse items identified

801-62022 VERITY WEALTH ADVISORS, LLC $121,814,952 No significant adverse items identified

801-68477 VERMILION ASSET MANAGEMENT, LLC $31,400,000 No significant adverse items identified

801-68683 VERO CAPITAL MANAGEMENT, LLC $720,000,000 No significant adverse items identified

801-66979 VEROS PARTNERS, INC. $110,506,951 No significant adverse items identified

801-63192 VERSANT CAPITAL MANAGEMENT, INC. $412,804,126 No significant adverse items identified

801-72298 VERSUS CAPITAL ADVISORS LLC $2,172,000 No significant adverse items identified

801-41983 VERUS FINANCIAL PARTNERS $346,519,177 No significant adverse items identified

801-70019 VERUS INVESTMENT ADVISORY GROUP, INC. $141,885,833 No significant adverse items identified

801-64911 VEST ASSURED, INC. $44,660,000 No significant adverse items identified

801-71941 VESTED WEALTH ADVISORS $10,800,000 No significant adverse items identified

801-74467 VESTORLY $0 No significant adverse items identified

801-69183 VEZZETTI CAPITAL MANAGEMENT, L.L.C. $155,857,571 No significant adverse items identified

801-61006 VIGILANT CAPITAL MANAGEMENT, LLC $387,172,485 No significant adverse items identified

801-71553 VII PEAKS CAPITAL LLC $26,244,246 No significant adverse items identified

801-72433 VIKING GLOBAL INVESTORS LP $22,538,977,341 No significant adverse items identified

801-68226 VILLANOVA FINANCIAL SERVICES, INC. $118,400,000 No significant adverse items identified

801-73665 VINIK ASSET MANAGEMENT, LP $8,892,796,850 No significant adverse items identified

801-61768 VINOY CAPITAL, LLC $152,895,233 No significant adverse items identified

801-23853 VINTAGE FINANCIAL SERVICES LLC $183,219,000 No significant adverse items identified

801-56823 VIOLICH CAPITAL MANAGEMENT $582,445,535 No significant adverse items identified

801-70187 VIRGINIA CAPITAL STRATEGIES $107,453,903 No significant adverse items identified

801-69041 VIRGINIA GLOBAL ASSET MANAGEMENT, LLC $37,900,000 No significant adverse items identified

801-66188 VISION CAPITAL $121,825,307 No significant adverse items identified


801-73752 VISION CAPITAL AMERICAS LLC $241,553,194 No significant adverse items identified

801-56669 VISION CAPITAL MANAGEMENT INC $638,300,000 No significant adverse items identified

801-65956 VISION INVESTMENT MANAGEMENT (ASIA) LIMITED $408,394,678 No significant adverse items identified

801-65955 VISION INVESTMENT MANAGEMENT (BVI) LIMITED $520,553,974 No significant adverse items identified

801-60536 VISTA CAPITAL PARTNERS, INC. $484,258,440 No significant adverse items identified

801-73726 VISTA EQUITY PARTNERS III, LLC $4,897,149,943 No significant adverse items identified

801-67561 VISTA RESEARCH AND MANAGEMENT, LLC $10,006,000 No significant adverse items identified

801-44142 VOELLINGER, SIMPSON, DOLAN & ASSOCIATES, P.C. $30,435,122 No significant adverse items identified

801-62198 VOISARD ASSET MANAGEMENT GROUP $90,815,362 No significant adverse items identified

801-60937 VOIT & HAMILTON, LLC $118,058,861 No significant adverse items identified

801-73974 VOLEON CAPITAL MANAGEMENT LP $357,000,000 No significant adverse items identified

801-72195 VOLLERO BEACH CAPITAL PARTNERS LLC $935,619,563 No significant adverse items identified

801-69984 VOLOMITE MANAGEMENT, LLC $131,820,057 No significant adverse items identified

801-23767 VOLUMETRIC ADVISERS $20,401,286 No significant adverse items identified

801-62694 VOYAGER CAPITAL MANAGEMENT, LLC $174,868,128 No significant adverse items identified

801-65792 VR ADVISORY SERVICES LTD. $1,565,308,237 No significant adverse items identified

801-75170 VS CAPITAL PARTNERS, LP $192,000,000 No significant adverse items identified

801-73930 VSS FUND MANAGEMENT LLC $1,603,083,921 No significant adverse items identified

801-63618 VTL ASSOCIATES, LLC $848,608,344 No significant adverse items identified

801-73017 VUEFOLIO, INC $0 No significant adverse items identified

801-70739 VULCAN VALUE PARTNERS LLC $380,366,000 No significant adverse items identified

801-69165 W & S MANAGEMENT SERVICES, INC. $41,000,000 No significant adverse items identified

801-73383 W CAPITAL PARTNERS $1,124,247,283 No significant adverse items identified

801-13895 W.P. STEWART & CO., LTD. $880,956,558 No significant adverse items identified

801-61428 W.P. STEWART ASSET MANAGEMENT LTD. $515,310,585 No significant adverse items identified

801-73005 W3 PARTNERS $100,000,000 No significant adverse items identified

801-56063 WABASH CAPITAL, INC. $99,816,593 No significant adverse items identified

801-47676 WADE FINANCIAL GROUP INC $258,317,466 No significant adverse items identified

801-27973 WAGNER BOWMAN MANAGEMENT CORP $286,722,000 No significant adverse items identified

801-60930 WAGNER WEALTH MANAGEMENT, LLC $304,000,000 No significant adverse items identified

801-76574 WAKEFIELD ADVISORS, LLC $0 No significant adverse items identified

801-68152 WAKEFIELD ASSET MANAGEMENT, LLLP $110,330,300 No significant adverse items identified

801-70592 WAKEFIELD CAPITAL MANAGEMENT, INC. $113,000,000 No significant adverse items identified

801-13697 WAKLEY & ROBERTON INC $100,399,168 No significant adverse items identified

801-67261 WALDEN CAPITAL ADVISORS, LLC $93,200,000 No significant adverse items identified

801-69104 WALDMAN FINANCIAL ADVISERS $92,165,434 No significant adverse items identified

801-28135 WALKER FINANCIAL ADVISORS INC $78,386,380 No significant adverse items identified

801-65399 WALKER SMITH CAPITAL $694,373,290 No significant adverse items identified

801-41815 WALL & ASSOCIATES $618,341,084 No significant adverse items identified

801-70100 WALLACE CAPITAL MANAGEMENT, INC. $212,108,000 No significant adverse items identified

801-72938 WALLER FINANCIAL PLANNING GROUP, INC. $69,096,507 No significant adverse items identified

801-68784 WALLMAN INVESTMENT COUNSEL LLC $113,825,695 No significant adverse items identified

801-64253 WALLS INVESTMENT MANAGEMENT COMPANY $62,000,000 No significant adverse items identified

801-63137 WALRUS PARTNERS, LLC $28,050,000 No significant adverse items identified

801-51725 WALSKY INVESTMENT MANAGEMENT INC $51,282,899 No significant adverse items identified

801-56106 WALT ST WSIM LTD $34,978,000 No significant adverse items identified

801-22367 WALTER & KEENAN FINANICAL CONSULTING CO $254,565,431 No significant adverse items identified

801-68321 WALTHAUSEN & CO., LLC $648,064,863 No significant adverse items identified


801-76808 WARBERG ASSET MANAGEMENT LLC $58,630,000 No significant adverse items identified

801-55927 WARD & ASSOCIATES $149,415,152 No significant adverse items identified

801-64223 WARNER FINANCIAL, INC $116,957,344 No significant adverse items identified

801-61931 WARNKE/NICHOLS LTD. $79,878,000 No significant adverse items identified

801-69116 WARREN FINANCIAL SERVICE $55,748,484 No significant adverse items identified

801-73801 WARWICK GROUP II, INC. $265,772,000 No significant adverse items identified

801-14704 WARWICK PARTNERS $447,260,000 No significant adverse items identified

801-67403 WASHINGTON CORNER CAPITAL MANAGEMENT, LP $98,700,000 No significant adverse items identified

801-72166 WASHINGTON INVESTMENT ADVISORS, LLC $0 No significant adverse items identified

801-66931 WASSERMAN WEALTH MANAGEMENT, LLC $95,687,345 No significant adverse items identified

801-74075 WASSERSTEIN & CO., L.P. $265,063,019 No significant adverse items identified

801-70607 WATER ASSET MANAGEMENT, LLC $316,000,000 No significant adverse items identified

801-57341 WATER ISLAND CAPITAL, LLC $3,296,745,474 No significant adverse items identified

801-73810 WATER STREET CAPITAL, INC. $4,572,938,309 No significant adverse items identified

801-62941 WATERFORD ADVISORS, LLC $90,109,638 No significant adverse items identified

801-16035 WATERHOUSE L M & CO INC $177,000,000 No significant adverse items identified

801-70763 WATERMARK ALTERNATIVE INVESTMENT MANAGEMENT $25,000,000 No significant adverse items identified

801-57796 WATERMARK ASSET MANAGEMENT, INC. $180,418,000 No significant adverse items identified

801-37258 WATERMARK GROUP $783,941,870 No significant adverse items identified

801-8754 WATERS, PARKERSON & CO., LLC $975,532,314 No significant adverse items identified

801-66873 WATERSHED ASSET MANAGEMENT, L.L.C. $1,468,244,863 No significant adverse items identified

801-55503 WATERSHED INVESTMENT CONSULTANTS INC $0 No significant adverse items identified

801-65161 WATERSTONE CAPITAL MANAGEMENT, L.P. $4,074,300,000 No significant adverse items identified

801-66453 WATERSTONE WEALTH ADVISORS, LLC $69,798,000 No significant adverse items identified

801-73727 WATERTON ASSOCIATES L.L.C. $71,684,833 No significant adverse items identified

801-63026 WATERVILLE INVESTMENTS, INC. $23,079,994 No significant adverse items identified

801-62914 WATSON CAPITAL MANAGEMENT, INC. $45,613,635 No significant adverse items identified

801-64419 WATTERS FINANCIAL SERVICES, LLC $54,276,061 No significant adverse items identified

801-73921 WAUD CAPITAL PARTNERS $1,032,448,414 No significant adverse items identified

801-73947 WAVE HILL CAPITAL MANAGEMENT LLC $78,000,000 No significant adverse items identified

801-73146 WAVERLY ADVISERS, LLC $0 No significant adverse items identified

801-61451 WAYPOINT ADVISORS, LLC $441,789,913 No significant adverse items identified

801-70929 WAYPOINT STRATEGIC ADVISORS $38,983,077 No significant adverse items identified

801-69262 WAYPOINT WEALTH PARTNERS $171,015,821 No significant adverse items identified

801-73307 WCA MANAGEMENT CORPORATION $202,375,909 No significant adverse items identified

801-72522 WCG MANAGEMENT, L.P. $13,600,344,000 No significant adverse items identified

801-64313 WEALTH ARCHITECTS, LLC $315,604,925 No significant adverse items identified

801-67132 WEALTH CARE LLC $130,000,000 No significant adverse items identified

801-67331 WEALTH DESIGN CONSULTING, LLC $14,700,000 No significant adverse items identified

801-67741 WEALTH DESIGN SERVICES INC. $81,648,924 No significant adverse items identified

801-37668 WEALTH DIMENSIONS GROUP, LTD. $358,082,862 No significant adverse items identified

801-74505 WEALTH FOCUS RESOURCES, LLC $0 No significant adverse items identified

801-64171 WEALTH HEALTH, LLC $125,583,060 No significant adverse items identified

801-69539 WEALTH LTD $0 No significant adverse items identified

801-68815 WEALTH MANAGEMENT ADVISORS, LLC $34,420,000 No significant adverse items identified

801-72543 WEALTH MANAGEMENT CONSULTANTS INC $70,963,972 No significant adverse items identified

801-64413 WEALTH MANAGEMENT GROUP $115,015,506 No significant adverse items identified

801-62431 WEALTH MANAGEMENT NETWORK LLC $128,625,590 No significant adverse items identified


801-67190 WEALTH MANAGEMENT SOLUTIONS $45,779,250 No significant adverse items identified

801-72069 WEALTH SPROUT INC. $4,000,000 No significant adverse items identified

801-72404 WEALTH STRATEGIST PARTNERS, LLC $1,262,544,246 No significant adverse items identified

801-74486 WEALTHAVEN LLC $0 No significant adverse items identified

801-73086 WEALTHCARE ADVISORS, LLC $0 No significant adverse items identified

801-70306 WEALTHCARE ALLIANCE, INC. $88,800,000 No significant adverse items identified

801-62721 WEALTHHARBOR CAPITAL GROUP, LLC $113,000,000 No significant adverse items identified

801-76650 WEALTHPLAN ADVISORS $766,051,892 No significant adverse items identified

801-71645 WEALTHPOINT ADVISORS LLC $90,380,820 No significant adverse items identified

801-63269 WEALTHQUEST FINANCIAL SERVICES, LLC $224,548,550 No significant adverse items identified

801-63363 WEALTHSTREAM ADVISORS, INC. $213,349,069 No significant adverse items identified

801-57711 WEATHER GAUGE ADVISORY LLC $99,012,152 No significant adverse items identified

801-72853 WEATHERGAGE CAPITAL, LLC $446,072,000 No significant adverse items identified

801-48177 WEATHERLY ASSET MANAGEMENT $351,520,327 No significant adverse items identified

801-57263 WEATHERSTONE CAPITAL MANAGEMENT $1,038,574,421 No significant adverse items identified

801-63329 WEATHERVANE WEALTH MANAGEMENT, LLC $92,113,875 No significant adverse items identified

801-23126 WEAVER C. BARKSDALE & ASSOCIATES, INC. $3,967,875,181 No significant adverse items identified

801-70160 WEAVER CAPITAL MANAGEMENT, LLC $64,107,753 No significant adverse items identified

801-33835 WEB401KCOM INC $0 No significant adverse items identified

801-42886 WEBER ASSET MANAGEMENT, INC. $239,170,239 No significant adverse items identified

801-47248 WEBSTER PARTNERS $139,580,000 No significant adverse items identified

801-29479 WEDGE CAPITAL MANAGEMENT LLP $8,439,000,000 No significant adverse items identified

801-29144 WEDGEWOOD INVESTORS INC $112,426,510 No significant adverse items identified

801-67223 WEGENER, LLC $2,800,000 No significant adverse items identified

801-32397 WEICK & ASSOCIATES INC $40,151,952 No significant adverse items identified

801-30452 WEIK INVESTMENT SERVICES, INC $173,112,109 No significant adverse items identified

801-73590 WEISS ASSET MANAGEMENT LP $1,605,815,191 No significant adverse items identified

801-63699 WEISS CAPITAL MANAGEMENT, INC. $53,422,000 No significant adverse items identified

801-70694 WELL AND GOOD LLC $0 No significant adverse items identified

801-61288 WELLESLEY INVESTMENT ADVISORS, INC. $1,138,187,378 No significant adverse items identified

801-41552 WELLINGTON CONSULTING SERVICES INC $295,569,172 No significant adverse items identified

801-62294 WELLSCANNING $20,364,032,142 No significant adverse items identified

801-63569 WELLSPRING CAPITAL ADVISORS, LLC $2,661,461,651 No significant adverse items identified

801-74093 WELLSPRING CAPITAL MANAGEMENT LLC $2,713,389,295 No significant adverse items identified

801-67630 WELLSPRING FINANCIAL ADVISORS, LLC $863,602,361 No significant adverse items identified

801-73748 WELLSPRING MANAGEMENT LLC $92,614,623 No significant adverse items identified

801-74664 WELTON INVESTMENT CORPORATION $275,000,000 No significant adverse items identified

801-48199 WENDEL ANDREW MARTIN $40,997,217 No significant adverse items identified

801-60690 WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC $259,083,473 No significant adverse items identified

801-29752 WESCOTT FINANCIAL ADVISORY GROUP LLC $1,278,704,428 No significant adverse items identified

801-70024 WESLEY CAPITAL MANAGEMENT, LLC $253,350,000 No significant adverse items identified

801-71485 WESSEL INVESTMENT COUNSEL, L.L.C. $41,349,056 No significant adverse items identified

801-16202 WEST & HOWARD INC $59,225,500 No significant adverse items identified

801-72579 WEST ADVISORS, INC. $275,300,000 No significant adverse items identified

801-19093 WEST COAST FINANCIAL, LLC $361,869,670 No significant adverse items identified

801-40981 WEST ELLIS INVESTMENT MANAGEMENT INC $31,529,580 No significant adverse items identified

801-62367 WEST OAK CAPITAL, LLC $223,922,356 No significant adverse items identified

801-71961 WEST RIDGE REALTY ADVISORS $40,000,000 No significant adverse items identified


801-70307 WEST WIND WEALTH MANAGEMENT, LLC $1,600,000 No significant adverse items identified

801-68167 WESTBOURNE INVESTMENT ADVISORS INC. $90,043,373 No significant adverse items identified

801-74144 WESTBRIDGE CAPITAL US ADVISORS, LLC $791,820,000 No significant adverse items identified

801-74384 WESTBROOK REAL ESTATE PARTNERS, L.L.C. $43,793,000 No significant adverse items identified

801-28498 WESTCHESTER CAPITAL MANAGEMENT INC $215,526,225 No significant adverse items identified

801-72002 WESTCHESTER CAPITAL MANAGEMENT, LLC $5,172,594,048 No significant adverse items identified

801-52709 WESTCLIFF CAPITAL MANAGEMENT LLC $139,421,000 No significant adverse items identified

801-63626 WESTEND ADVISORS, LLC $2,060,799,325 No significant adverse items identified

801-61128 WESTEND CAPITAL MANAGEMENT, LLC. $233,400,000 No significant adverse items identified

801-72412 WESTERN PEAK INVESTMENT ADVISORS, LLC $49,400,000 No significant adverse items identified

801-44806 WESTERN TECHNOLOGY INVESTMENT (WTI) $913,852,983 No significant adverse items identified

801-11545 WESTON CAPITAL MANAGEMENT INC $215,848,250 No significant adverse items identified

801-64380 WESTOVER CAPITAL ADVISORS, LLC $131,512,674 No significant adverse items identified

801-39554 WESTPEAK GLOBAL ADVISORS, LLC $24,397,986 No significant adverse items identified

801-54967 WESTPORT ADVISERS LLC $1,023,557,653 No significant adverse items identified

801-21845 WESTPORT ASSET MANAGEMENT INC $431,696,869 No significant adverse items identified

801-74357 WESTRIVER ASSOCIATES LLC $187,736,842 No significant adverse items identified

801-74392 WESTVIEW CAPITAL MANAGEMENT COMPANY, INC. $524,751,673 No significant adverse items identified

801-61776 WESTWOOD GLOBAL INVESTMENTS $5,106,070,789 No significant adverse items identified

801-11728 WESTWOOD MANAGEMENT CORPORATION $421,322,177 No significant adverse items identified

801-36445 WETHERBY ASSET MANAGEMENT $3,013,111,975 No significant adverse items identified

801-57627 WEYBOSSET RESEARCH & MANAGEMENT LLC $154,031,346 No significant adverse items identified

801-63222 WEYERHAEUSER ASSET MANAGEMENT LLC $3,990,322,858 No significant adverse items identified

801-71082 WEYLAND CAPITAL MANAGEMENT LLC $182,835,960 No significant adverse items identified

801-44808 WFA ASSET MANAGEMENT CORP $139,746,743 No significant adverse items identified

801-71470 WHALE ROCK CAPITAL MANAGEMENT $374,703,842 No significant adverse items identified

801-72124 WHARTON ADVISORS $90,000,000 No significant adverse items identified

801-70611 WHARTONHILL INVESTMENT ADVISORS $170,000,000 No significant adverse items identified

801-34820 WHEATLAND ADVISORS INC $107,563,366 No significant adverse items identified

801-73106 WHEATON WEALTH PARTNERS, LLC $111,400,000 No significant adverse items identified

801-17502 WHEELER FROST ASSOCIATES INC $188,349,511 No significant adverse items identified

801-40071 WHELAN FINANCIAL $129,056,167 No significant adverse items identified

801-72807 WHEREWITHAL LLC $0 No significant adverse items identified

801-55054 WHITE PINE INVESTMENT CO $167,073,948 No significant adverse items identified

801-72453 WHITE RIVER INVESTMENT PARTNERS, LLC $167,200,000 No significant adverse items identified

801-40719 WHITEGATE INVESTMENT COUNSELORS INC $289,353,327 No significant adverse items identified

801-67111 WHITEHORSE CAPITAL PARTNERS, L.P. $1,084,000,000 No significant adverse items identified

801-31219 WHITENER CAPITAL MANAGEMENT, INC $114,613,000 No significant adverse items identified

801-68528 WHITLEY PENN FINANCIAL, L.L.P. $136,571,710 No significant adverse items identified

801-60710 WHITNEY & COMPANY $192,092,126 No significant adverse items identified

801-39329 WHN INVESTOR SERVICES, INC. $8,495,900 No significant adverse items identified

801-72329 WHVP $195,431,845 No significant adverse items identified

801-72537 WICKHAM INVESTMENT COUNSEL INC. $1,600,000 No significant adverse items identified

801-60754 WIENER FINANCIAL MANAGEMENT $100,530,000 No significant adverse items identified

801-61726 WIIKEN & GORMAN LLC $216,000,000 No significant adverse items identified

801-61893 WILCOX INVESTMENT, INC. $151,189,000 No significant adverse items identified

801-76510 WILDCAT CAPITAL MANAGEMENT, LLC $817,410,009 No significant adverse items identified

801-21673 WILEN INVESTMENT MANAGEMENT CORP. $200,000,000 No significant adverse items identified


801-68384 WILHELM FINANCIAL SERVICES, PLLC $46,660,007 No significant adverse items identified

801-35172 WILKINS INVESTMENT COUNSEL, INC $267,052,000 No significant adverse items identified

801-8948 WILKINSON OGRADY & CO. INC. $1,982,706,011 No significant adverse items identified

801-31084 WILLIAM HOWARD & CO FINANCIAL ADVISORS, INC $126,153,162 No significant adverse items identified

801-42259 WILLIAM MACK & ASSOCIATES INC $211,000,000 No significant adverse items identified

801-62555 WILLIAMS FINANCIAL GROUP, INC. $93,239,975 No significant adverse items identified

801-31832 WILLIAMS, JONES & ASSOCIATES, LLC $3,698,323,535 No significant adverse items identified

801-16393 WILLIAMSON & SNEED INCORPORATED $152,118,719 No significant adverse items identified

801-63624 WILLINGDON WEALTH MANAGEMENT INC. $138,628,689 No significant adverse items identified

801-26083 WILLIS INVESTMENT MANAGEMENT CO $121,689,353 No significant adverse items identified

801-69582 WILLOW STREET ADVISORS, LLC $230,303,897 No significant adverse items identified

801-73759 WILLOWRIDGE PARTNERS, INC. $557,279,764 No significant adverse items identified

801-56590 WILLS FINANCIAL GROUP $121,876,492 No significant adverse items identified

801-12830 WILMERDING MILLER & CO INC $43,243,000 No significant adverse items identified

801-51728 WILSON DONALD J ASSOCIATES $30,503,925 No significant adverse items identified

801-62730 WIMMER ASSOCIATES LLC $177,293,000 No significant adverse items identified

801-43327 WINANS INTERNATIONAL $123,923,501 No significant adverse items identified

801-64605 WIND RIVER $46,378,010 No significant adverse items identified

801-57165 WINDHAM BRANNON FINANCIAL GROUP, LLC $650,597,153 No significant adverse items identified

801-45014 WINDHAM CAPITAL MANAGEMENT, LLC $706,282,593 No significant adverse items identified

801-72641 WINDHORSE CAPITAL MANAGEMENT, LLC $210,000,000 No significant adverse items identified

801-63538 WINDOWPANE ADVISORS L.L.C. $68,608,756 No significant adverse items identified

801-64200 WINDSOR CAPITAL MANAGEMENT, LLC $368,007,091 No significant adverse items identified

801-72848 WINDSOR INVESTMENT MANAGEMENT LLC $34,932,004 No significant adverse items identified

801-54970 WINFIELD ASSOCIATES INC $109,261,371 No significant adverse items identified

801-76608 WING LAKE CAPITAL, LLC $85,110,000 No significant adverse items identified

801-28664 WINGATE FINANCIAL CORP $519,805,320 No significant adverse items identified

801-55246 WINGATE PLANNING CORP $0 No significant adverse items identified

801-41392 WINSLOW ASSET MANAGEMENT INC $475,095,537 No significant adverse items identified

801-64305 WINTERGREEN ADVISERS, LLC $2,177,065,228 No significant adverse items identified

801-71321 WINTHROP CAPITAL MANAGEMENT $131,755,488 No significant adverse items identified

801-72751 WINTHROP FINANCIAL, INC. $144,803,039 No significant adverse items identified

801-57782 WIPFLI HEWINS INVESTMENT ADVISORS LLC $1,317,795,811 No significant adverse items identified

801-53829 WISCONSIN CAPITAL MANAGEMENT, LLC $467,526,991 No significant adverse items identified

801-66567 WISDOMTREE ASSET MANAGEMENT, INC. $12,181,898,156 No significant adverse items identified

801-62425 WITT MARES FINANCIAL VISION, LLC $148,431,635 No significant adverse items identified

801-32143 WITTENBERG INVESTMENT MANAGEMENT INC $158,758,862 No significant adverse items identified

801-61853 WJ INTERESTS, LLC $144,181,000 No significant adverse items identified

801-67022 WJM FINANCIAL, LLC $95,428,936 No significant adverse items identified

801-67923 WMG ASIA LIMITED $0 No significant adverse items identified

801-75693 WMP LLC $674,965,243 No significant adverse items identified

801-46692 WMS PARTNERS, LLC $1,591,170,547 No significant adverse items identified

801-37177 WOLVERINE INVESTMENTS $33,940,000 No significant adverse items identified

801-19998 WOOD & CO. $451,273,945 No significant adverse items identified

801-64113 WOOD & WHITE INVESTMENT ADVISORS, L.L.C. $92,843,977 No significant adverse items identified

801-24818 WOODARD & CO ASSET MANAGEMENT GROUP INC $354,200,000 No significant adverse items identified

801-68001 WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LP $406,381,000 No significant adverse items identified

801-65460 WOODBOURNE INVESTMENT MANAGEMENT LLC $88,735,509 No significant adverse items identified


801-65459 WOODBOURNE MANAGEMENT INTERNATIONAL LP $8,160,000 No significant adverse items identified

801-58077 WOODLAND LEISHMAN & ASSOCIATES $101,596,978 No significant adverse items identified

801-50387 WOODLEY FARRA $409,126,800 No significant adverse items identified

801-61875 WOODMONT ADVISORY GROUP, INC. $93,007,494 No significant adverse items identified

801-61758 WOODRIDGE CAPITAL PORTFOLIO MANAGEMENT, LLC $148,000,000 No significant adverse items identified

801-4782 WOODSTOCK CORPORATION $524,278,759 No significant adverse items identified

801-70279 WOODWARD FINANCIAL ADVISORS, INC. $91,833,107 No significant adverse items identified

801-68726 WORLD CAPITAL PARTNERS L.L.C. $120,680,034 No significant adverse items identified

801-66338 WORTHSCAPE, LLC $79,373,525 No significant adverse items identified

801-62924 WP ADVISORS, LLC $119,105,179 No significant adverse items identified

801-68936 WPN CORP. $1,239,000,000 No significant adverse items identified

801-55637 WPS ADVISORS, INC. $16,557,157 No significant adverse items identified

801-57629 WRAPMANAGER INC $211,708,393 No significant adverse items identified

801-36116 WRIGHT ASSET MANAGEMENT INC $52,795,000 No significant adverse items identified

801-62560 WRIGHT ASSOCIATES $92,174,321 No significant adverse items identified

801-64163 WRWCO, LLC $79,000,000 No significant adverse items identified

801-61992 WS INVESTMENT ADVISORS, LLC $182,474,716 No significant adverse items identified

801-43817 WS SECURITIES INC $60,253,549 No significant adverse items identified

801-61693 WTAS LLC $1,425,746,000 No significant adverse items identified

801-69902 WTM WEALTH MANAGEMENT CORPORATION $6,600,000 No significant adverse items identified

801-33895 WURTS & ASSOCIATES INC. $1,931,181,425 No significant adverse items identified

801-72802 WWW.401HARMONY.COM $0 No significant adverse items identified

801-70048 WYNKOOP LLC $68,851,135 No significant adverse items identified

801-36331 WYNN CAPITAL MANAGEMENT INC. $180,038,258 No significant adverse items identified

801-73717 WYNNCHURCH CAPITAL, LTD. $1,019,500,000 No significant adverse items identified

801-70899 WYNNCORR CAPITAL MANAGEMENT, LLC $0 No significant adverse items identified

801-74212 XARAF MANAGEMENT LLC $442,000,000 No significant adverse items identified

801-37555 XPYRIA INVESTMENT ADVISORS, INC. $447,390,185 No significant adverse items identified

801-76744 YACKTMAN ASSET MANAGEMENT LP $0 No significant adverse items identified

801-68621 YACKTMAN CAPITAL GROUP, LLC $115,300,000 No significant adverse items identified

801-64116 YALE CAPITAL CORP. $706,025,715 No significant adverse items identified

801-61921 YELLOWWOOD FINANCIAL ADVISORS, INC. $115,571,000 No significant adverse items identified

801-71473 YEOMANS CONSULTING GROUP, INC. $67,898,920 No significant adverse items identified

801-68187 YESKE BUIE INC. $337,729,428 No significant adverse items identified

801-35916 YHB INVESTMENT ADVISORS INC $757,903,638 No significant adverse items identified

801-64875 YOGI ADVISORS, LLC $4,337,000 No significant adverse items identified

801-56371 YOLLES, TOAL & POST - DIVERSIFIED PORTFOLIOS, INC. $350,000,000 No significant adverse items identified

801-49757 YON DRAKE & ASSOCIATES INC $0 No significant adverse items identified

801-73157 YORKVILLE ETF ADVISORS, LLC $39,939,806 No significant adverse items identified

801-35765 YOUNG RICHARD C & CO LTD $882,177,876 No significant adverse items identified

801-53367 YOUNGS ADVISORY GROUP, INC. $213,305,000 No significant adverse items identified

801-73542 YUKON PARTNERS MANAGEMENT, L.L.C. $231,916,787 No significant adverse items identified

801-64464 YX FUNDS LTD $149,000,000 No significant adverse items identified

801-73820 Z CAPITAL PARTNERS, L.L.C. $238,540,590 No significant adverse items identified

801-65164 ZABRISKIE, STEVEN $31,980,167 No significant adverse items identified

801-73859 ZACHRY INFRASTRUCTURE INVESTMENTS, LLC $653,063,540 No significant adverse items identified

801-76764 ZAFF LLC $0 No significant adverse items identified

801-54979 ZAIS GROUP $6,133,043,486 No significant adverse items identified


801-72510 ZEAL ASSET MANAGEMENT LIMITED $310,563,947 No significant adverse items identified

801-63476 ZEBRA ADVISORS, LLC $142,282,836 No significant adverse items identified

801-63475 ZEBRA CAPITAL MANAGEMENT, LLC $438,473,116 No significant adverse items identified

801-55615 ZEMENICK & WALKER INC $1,242,375,974 No significant adverse items identified

801-71152 ZENO CONSULTING GROUP, LLC $0 No significant adverse items identified

801-69308 ZEROCELSIUS WEALTH STUDIO, INC. $30,690,000 No significant adverse items identified

801-49615 ZESIGER CAPITAL GROUP LLC $743,236,922 No significant adverse items identified

801-55158 ZEVIN ASSET MANAGEMENT, LLC $321,419,952 No significant adverse items identified

801-67928 ZIMENT FINANCIAL ADVISORS, INC. $40,255,063 No significant adverse items identified

801-62210 ZIMMERMAN WEALTH MANAGEMENT, LLC $151,316,009 No significant adverse items identified

801-45566 ZIMMERMANN ALAN L $94,732,631 No significant adverse items identified

801-65050 ZUCKERMAN INVESTMENT GROUP $480,056,000 No significant adverse items identified

801-16306 ZWJ INVESTMENT COUNSEL INC $1,040,184,390 No significant adverse items identified

Total: 5337 Investment Advisors $4,776,828,483,811

red-yellow-green report on all sec-registered investment

Documents