quantifying global greenhouse gas emissions from land-use change for crop production
TRANSCRIPT
Quantifying global greenhouse gas emissions fromland-use change for crop productionHELEN C FLYNN* , L LOREN C M IL A I CANALS † , EMMA KELLER † , HENRY K ING † , SARAH
S IM † , A STLEY HAST INGS * , SH I FENG WANG* and PETE SMITH*
*Institute of Biological and Environmental Sciences, School of Biological Sciences, University of Aberdeen, Aberdeen, AB24 3UU,
UK, †Safety and Environmental Assurance Centre, Unilever, Colworth Science Park, Sharnbrook, Bedford MK44 1LQ, UK
Abstract
Many assessments of product carbon footprint (PCF) for agricultural products omit emissions arising from land-use
change (LUC). In this study, we developed a framework based on IPCC national greenhouse gas inventory methodol-
ogies to assess the impacts of LUC from crop production using oil palm, soybean and oilseed rape as examples. Using
ecological zone, climate and soil types from the top 20 producing countries, calculated emissions for transitions from
natural vegetation to cropland on mineral soils under typical management ranged from �4.5 to 29.4 t CO2-
eq ha�1 yr�1 over 20 years for oil palm and 1.2–47.5 t CO2-eq ha�1 yr�1 over 20 years for soybeans. Oilseed rape
showed similar results to soybeans, but with lower maximum values because it is mainly grown in areas with lower
C stocks. GHG emissions from other land-use transitions were between 62% and 95% lower than those from natural
vegetation for the arable crops, while conversions to oil palm were a sink for C. LUC emissions were considered on a
national basis and also expressed per-tonne-of-oil-produced. Weighted global averages indicate that, depending on
the land-use transition, oil crop production on newly converted land contributes between �3.1 and 7.0 t CO2-eq t oil
production�1 yr�1 for palm oil, 11.9–50.6 t CO2-eq t oil production�1 yr�1 for soybean oil, and 7.7–31.4 t CO2-
eq t oil production�1 yr�1 for rapeseed oil. Assumptions made about crop and LUC distribution within countries
contributed up to 66% error around the global averages for natural vegetation conversions. Uncertainty around bio-
mass and soil C stocks were also examined. Finer resolution data and information (particularly on land management
and yield) could improve reliability of the estimates but the framework can be used in all global regions and repre-
sents an important step forward for including LUC emissions in PCFs.
Keywords: biomass carbon, carbon accounting, carbon footprinting, crop production, greenhouse gas emissions, land-use
change, soil carbon
Received 19 October 2011 and accepted 24 November 2011
Introduction
Land-use change (LUC) accounted for an estimated
5.9 ± 2.9 Gt CO2-eq yr�1 during the 1990s, represent-
ing 6–17% of total anthropogenic greenhouse gas
(GHG) emissions (IPCC, 2001). The body of research
into soil carbon changes in response to LUC is increas-
ing (Guo & Gifford, 2002; Smith, 2008; Don et al., 2011)
but large uncertainties remain, especially for tropical
regions (Don et al., 2011) where land conversion to agri-
culture continues to increase (IPCC, 2007). These uncer-
tainties and debates over appropriate methodologies to
use (e.g. Searchinger et al., 2008; and responses Fargi-
one et al., 2008; Wang & Haq, 2008) have resulted in
product carbon footprints (PCF) that tend to omit LUC
emissions (Garnett, 2008; Russell, 2010).
Current LUC emission methodologies differ in how
they apportion the amount of LUC per crop; from par-
tial and general equilibrium models used by the US
Environmental Protection Agency (EPA, 2010; see Bran-
dao, 2011 for a review) to the simple top-down method-
ology used by Audsley et al. (2009), which apportions
total global LUC emissions solely on the basis of the
crop’s land requirements. Despite this, most
approaches ultimately rely on the IPCC (2003) method-
ology for LUC to calculate GHG emissions per ha of
LUC; for example, PAS2050 (BSI, 2011), the EU Renew-
able Energy Directive (RED) (Directive 2009/28/EC)
(EU, 2009, 2010) and the recent European Commission
study into the indirect LUC impacts of RED (Hiederer
et al., 2010).
This article builds on the IPCC default LUC method-
ology using easily available additional input data. We
develop a framework for converting per ha emissions
from LUC to a per-tonne of product basis, particularly
when information on crop origin and growing condi-
tions is limited. Three oil crops (oil palm, oilseed rape
and soybean) are used as examples to demonstrate the
benefits, limitations and uncertainties of the method.Correspondence: Prof. Pete Smith, tel. + 44 0 1224 272 702,
fax + 44 0 1224 272 703, e-mail: [email protected]
© 2011 Blackwell Publishing Ltd 1
Global Change Biology (2012), doi: 10.1111/j.1365-2486.2011.02618.x
The methodology is intended to facilitate the inclusion
of LUC into existing PCF methods in a practical and
efficient manner and to enable differentiation at a crop
and country level. It includes biomass C losses from
vegetation clearance, and both C and N losses from
soil organic matter (SOM) mineralization, but not N
losses from fertilizer applications, which are already
routinely included in agricultural LCA. Here, we deal
only with the land-use/management issues which are
currently excluded from most current PCFs. The
approach is similar to that described by Hiederer et al.
(2010), but that study used the complex spatial data-
bases which are necessary to feed into agrieconomic
models and assess the impact of global agricultural
trends. Here, we have instead developed a simple
matrix that is more suited to the needs of users who
do not have the capacity or data (e.g. in developing
countries) to run such models. This matrix enables
land managers and companies to easily see how
climate, soil type, previous land use (LU) and crop
management affect LUC emissions, thereby supporting
product sourcing and management decisions. The
approach is thus fit for purpose and provides crop and
country specificity with more relevance to PCF meth-
ods than the simple defaults provided in the original
PAS 2050, without the costs and detailed data require-
ments of full, process-based spatial modelling.
Materials and methods
Land-use change emissions were taken to be the sum of three
components – change in soil C stocks, emissions of nitrous
oxide (N2O) from the mineralization of SOM, and change in
biomass C stocks, as per the IPCC Good Practice Guidance for
Land Use, Land Use Change and Forestry (GPG-LULUCF,
2003) tier 1 methodology. N2O was only included in the calcu-
lations where soils were losing SOM as soils do not act as a
sink for atmospheric N2O. Other N2O emissions from soils,
such as from nitrogen fertilizers, are associated with land-use
management practices rather than LUC. They were not
included in this analysis as they are already well understood
and routinely included in PCF methodologies. The methodol-
ogy differs from the default tier 1 IPCC methodology by using
biomass C stock data from the EU RED (2010) guidelines and
by spreading biomass C stock changes over 20 years (see
below).
Soil C stock
Changes in soil C stocks were calculated as follows:
(reference soil C stock � previous LU stock change factors)� (reference soil C stock � new LU stock change factors)¼ soil C stock loss over 20 years.
The emissions calculated for changes in soil organic
carbon (SOC) were allocated over 20 years, as explained
below. Reference soil C stock values were the default C levels
under native vegetation in the top 30 cm of the soil profile in
t ha�1, taken from IPCC (2006) for six different soil types
across nine climate zones. LU stock change factors modify C
stocks up or down, and account for the impact of management
(e.g. tillage regimes) and inputs (crop residue or manure addi-
tions) where relevant, as well as LU type (native or managed
forest and grassland, tropical shifting cultivation short or
mature fallow, set aside, annual crops and permanent crops),
and were also taken from IPCC (2006). The resulting C stock
changes were converted to CO2-eq ha�1 yr�1 for comparison,
with a negative value representing an increase in soil C, that
is, the soil acts as a C sink. The exception to this methodology
was organic soils; where they are mentioned, annual C losses
per-ha were not calculated from reference C stocks but
rather taken directly from IPCC (2006) and again converted to
CO2-eq.
N2O emissions from SOM loss
Where a decrease in the soil C stock occurred, the following
calculation was used to convert the loss of soil C (as a measure
of SOM loss) to N2O emissions (as per IPCC, 2003), assuming
a 15 : 1 C : N ratio and 1% emission factor for the proportion
of N lost as N2O (equivalent to losing 1 kg per 100 kg of N
added used for N fertilizer additions):
Loss of soil C over 20 years � ð1=15Þ � 0:01¼ N2O--N loss over 20 years;
where both soil C and N2O-N are in t ha�1 from the top 30 cm
of the soil profile.
This value was again converted to annual CO2-eq for com-
parison, using a global warming potential of 296 for N2O
(IPCC, 2001), which is the value used for national inventory
assessments (to ensure consistency in estimates at different
times), despite a more recent estimate of 310 (IPCC, 2007).
These emissions are directly proportional to soil C emissions,
making up 8% of total soil LUC emissions where SOM is lost
as a result of land conversion and are therefore not considered
separately in the results.
Biomass C stocks
Changes in biomass C stocks were calculated as follows:
Previous biomass C stock� new biomass C stock¼ loss of biomass C:
The results were also allocated over 20 years as with soil C
(see explanation below). Biomass C stock values representing
total above and below ground, living and dead matter C stock,
averaged over a production cycle where applicable, were
taken from the EU RED guidelines (2010). These are, in turn,
based on biomass dry matter stocks, C fraction, and root to
shoot ratio data given by the IPCC (2006). As data were not
available for all ecological zones some substitutions were
made; for temperate steppe, temperate grassland values were
used as the nearest vegetation type, and all tropical and sub-
tropical mountain systems were treated as tropical mountain
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
2 H. C. FLYNN et al.
systems. For Australia, available biomass C values for each
vegetation class from other regions were averaged, and for
European subtropical dry forests, continental Asian values
were used. In desert regions, it was assumed some level of rec-
lamation would be necessary before crop production was pos-
sible so these ecological zones were excluded from the
analysis of conversions from natural vegetation. For soy and
oilseed rape, which are not covered in the EU RED report, the
IPCC (2006) default value of 5 t C ha�1 was used. As with soil
C stock changes, a positive value shows a loss of C on conver-
sion and a negative value indicates a C sink.
20-Year equilibrium rule
The IPCC methodology uses a 20-year period for soil C to
equilibrate to management or LUCs. As explained in the
Revised 1996 Guidelines (IPCC, 1996), this represents a com-
promise as systems vary in their response times. Tropical sys-
tems reach a new equilibrium faster than temperate ones, as
do systems where soil C is being degraded in comparison with
those where there is a build-up of soil C in response to land
abandonment or increased residue inputs. In general, while a
longer inventory period would mean systems were closer to
equilibrium, the most rapid changes in soil C occur during the
first 10–20 years following a significant change in manage-
ment practices or land use. Therefore, 20 years is deemed an
appropriate time period for the inclusion of most of the
change in soil C stocks resulting from land conversions to
agriculture and management-induced changes. At the same
time, it limits the historical LU data requirements and the
amount of bias introduced by the assumption of linear change
over longer inventory periods (IPCC, 1996).
Biomass C changes are inventoried in the year they occur as
the IPCC methodology is designed to calculate annual inven-
tories of GHG. In contrast, product assessment methods, such
as PCF or life cycle assessment (LCA), aim to ascribe the
impacts from LUC to the products obtained following a prin-
ciple of causality (whoever causes the LUC bears the burden).
Thus, when land is converted to provide agricultural prod-
ucts, the impacts from LUC should be allocated to such prod-
ucts even if this class of emissions occur mainly in the first
year. An allocation problem arises because there is usually no
certainty over how many years the land will be used for that
purpose. There is no scientific justification for choosing one
allocation period or another, but as both PAS 2050 (BSI, 2008,
2011) and EU RED (EU, 2009, 2010) suggest allocating all LUC
emissions (or fixation) over the 20 years following LUC,
including both those derived from SOC degradation (or build-
up) and biomass C stock loss (or gain), we have followed the
same allocation principle.
Choice of crops and conditions
Three oil crops were selected – oil palm and soybean as exam-
ples of perennial and annual crops, respectively, which are
currently implicated in high levels of LUC, potentially threat-
ening biodiversity across Asia and South America (Koh & Wil-
cove, 2007), and oilseed rape as a temperate annual crop with
similar food, biofuel and other uses for comparison. Further
crop types (cocoa, tea, sugar, sunflowers and arable fruit and
vegetables) are given in the Appendix S1. For each crop, com-
binations of climate, soil type and ecological zone were
selected to reflect conditions within the FAO top 20 producing
countries. All ecological zones except deserts were included
provided they covered at least 1% of the total area of suitable
ecological zones. Oil palm was assumed to be grown only in
tropical regions and oilseed rape in temperate ones (except for
in India, where temperate zones cover only 2% of the land
area), whereas soy was assumed to grow across both tropical
and temperate regions, and only boreal regions were
excluded. No further considerations of suitability for crop pro-
duction were taken into account. Previous land uses covered
were natural vegetation/forest (where referred to as forest,
shrubland and other nonforest ecological zones are excluded),
improved grassland, and for tropical forest zones, short fallow
shifting cultivation where vegetation has regenerated as far as
grassland, and mature fallow where scrub has developed,
with set aside grassland as a comparison for temperate
regions. A range of management options were tested for each
crop. Typical management was taken to be medium inputs
and full tillage for the two annual crops as this is the default
baseline for the IPCC methodology. The other two scenarios
were full tillage and low inputs (crop residues removed and
nutrients not replaced with fertilizer or N-fixing crops) (Sce-
nario A), and reduced tillage (because no-till is not suitable for
all crops or soil types) and high inputs (crop residues returned
and significant additional organic matter via use of green
manure, cover crops, etc. but not animal manure, as it is
unclear how widely this is used) (Scenario B). For oil palm,
no-till management was assumed for all scenarios (Wahid
et al., 2005) but input levels were the same as for annual crops
(low inputs for Scenario A and high inputs for Scenario B).
These management scenarios reflect a range of likely organic
matter inputs and disturbance affecting soil C stocks, not a full
range of management options which may affect yield levels.
Therefore, only per-ha emissions under typical management
were used to assess per-yield emissions.
Per-yield/product-based emissions
Per-ha emissions were converted to per-tonne-of-product
levels to reflect product-based climate impact. This was
performed at country scale using average emission levels
under typical management and crop oil yields. Two sets of
calculations were performed; one using emissions for conver-
sions from natural vegetation, and one using emissions for
conversions from agricultural or formerly agricultural (set
aside or fallow) land. For conversions from natural vegetation,
per-ha emission levels under typical management were aver-
aged for each country, using a proportional weighting based
on the coverage of each vegetation type analysed. Ecological
zones deemed climatically unsuitable for crop production
were discounted such that 100% coverage represented all suit-
able areas rather than 100% of the land area of the country.
Where multiple soil types occurred within the ecological
zones, these were assumed to be equally distributed, as were
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
GHG EMISSIONS FROM CROP PRODUCTION LUC 3
crops and different types of agricultural or previously agricul-
tural land. This is because a multilayered, high-resolution spa-
tial database would be required to account for these
distributions; the aim of this study was to produce a matrix
which could be easily manipulated in a simple spreadsheet
form. It means that these emissions have no spatial resolution
below country level, which is in keeping with the use of a sin-
gle yield value for each country, rather than multiple yield
values taking into account the effects of climate and soil type
within each country.
FAO cropping area and oil production data for 2008 were
used to calculate oil yields for oil palm and oilseed rape
(because yield values are only given for crops, not their oil).
For soy, rather than assume all cropping area is used for oil
production, FAO national production figures for soybeans
were used and converted to oil production assuming 1 t of soy-
beans produces 0.19 t of vegetable oil (Brandao, 2011). FAO
data were used for consistency as these are the most recent
data available which cover all the countries considered. How-
ever, these yield levels are not always those expected from
commercial growers, so it is recommended that grower data be
used for finer scale applications of the methodology. This
would also allow the effect of management scenarios on per-
yield emissions to be properly assessed, as discussed below.
Country-scale per-product emissions were then averaged
using a weighting according to the percentage of production
from each of the top 20 producing countries to give two esti-
mates of global impact, one based on the assumption that all
LUC occurs on previously natural vegetation, and one assum-
ing all new crop production occurs on land which is currently,
or has recently been, under agricultural management. Both of
these estimates assume that LUC is distributed according to
national production levels, that is, that a country which pro-
duces 20% of the crop also contributes 20% of the LUC emis-
sions. This is because the alternative is to use scenarios of
LUC distribution which need to be based on complex agrieco-
nomic modelling to be realistic. These final estimates, there-
fore, have a very high degree of associated uncertainty (see
below), and are presented here to illustrate the purpose of the
methodology rather than to provide an accurate estimate of
global LUC emissions.
Results and discussion
Area-based LUC emissions
Conversion of natural vegetation to oil palm under typ-
ical crop management on mineral soils results in the
loss of �4.5 to 29.4 t CO2-eq ha�1 yr�1 over 20 years,
with tropical shrubland conversions in Africa and Cen-
tral & South America acting as a C sink. The highest
emissions are from tropical rainforests in the countries
of insular Asia (Fig. 1a). This maximum emission level
is within the range calculated by Fargione et al. (2008)
for Malaysian and Indonesian rainforests not on peat
soils (equivalent to 35 ± 10 t CO2 ha�1 yr�1 if taken
over 20 years). Note that because conversions to oil
palm do not reduce soil C stocks under any of the con-
ditions tested, these emissions do not include any N2O.
Conversion of natural vegetation to soy cropping
under typical management emits between 1.2 and
47.5 t CO2-eq ha�1 yr�1; with the lowest emissions
from temperate dry steppe conversions in Europe and
South America and the highest from tropical rainforests
in the countries of insular Asia (Fig. 1b). Emissions
from Brazilian rainforest converted to soy were calcu-
lated as 41.6 t CO2 ha�1 yr�1, which is similar to previ-
ously published estimates for this land-use transition
(Fargione et al., 2008; Reijnders & Huijbregts, 2008b).
Conversion to oilseed rape production under typical
management results in LUC emissions of 1.2–39.2 t
CO2-eq ha�1 yr�1, with the lowest emissions from
warm temperate dry steppe conversions in Europe. The
highest emissions are from tropical rainforest conver-
sions in India, although this covers only 6% of the land
area, and warm temperate moist subtropical humid
forest conversions in the United States have the next
highest emissions of 27.2 t CO2-eq ha�1 yr�1 (Fig. 1c).
Emissions ranges for all the previous LU types selected
are given in Table 1 (note that for natural vegetation,
all classes are included on the emission maps [forest,
shrubland, natural grassland, etc.] but for simplicity,
only forests are included in the table).
Emissions are higher from the two annual crops
because postconversion biomass C stocks are much
lower than for oil palm which is a long-term tree crop,
and because continuous cultivation reduces soil C
stocks for all the scenarios investigated, whereas no-till
permanent crops are deemed to increase soil C stocks.
This second point is an area of some contention as the
IPCC acknowledge the methodology for tropical sys-
tems is based on fewer data points than that for temper-
ate ones (IPCC, 2006), and more recent studies suggest
it may overestimate the C sink strength of plantation
soils. For example, measurements of SOC concentra-
tions under plantations of different ages indicate high
levels of spatial variation and no constant directional
change over time (Smiley & Kroschel, 2008). Mean-
while, comparisons of soil C concentrations in top soil
under primary and secondary forest and plantations
have indicated LUC reduces soil C stocks at least at the
surface (van Noordwijk et al., 1997; Schroth et al., 2000,
2002). A meta-analysis of SOC concentrations under
different land uses in Brazil suggested that noninten-
sive cropping systems (including perennial crops and
plantations) had the same SOC stocks as natural vegeta-
tion in general, but that coarse-textured soils under this
management lost ca. 20% of their stored C (Zinn et al.,
2005). Reijnders & Huijbregts (2008a) used direct CO2
measurements made by Ishizuka et al. (2005) to infer a
loss of 1.2 t CO2-eq ha�1 yr�1 for South Asian forests
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
4 H. C. FLYNN et al.
(a)
(b)
(c)
Fig. 1 Land-use change (LUC) emissions for conversion of natural vegetation on mineral soils to oil cropping under typical manage-
ment for top 20 producing countries. (a) Oil palm, (b) soybean and (c) oilseed rape. Strength of shading reflects level of emissions with
black representing 42 t CO2-eq h�1 yr�1 or more.
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
GHG EMISSIONS FROM CROP PRODUCTION LUC 5
converted to oil palm plantations in the first 20 years
after conversion. Inclusion of N2O emissions from this
level of SOM loss would give total soil emissions of
1.4 t CO2-eq ha�1 yr�1, which in turn would increase
the LUC emissions calculated here for this region from
a range of 5.6–29.4 to 8.9–32.6 t CO2-eq ha�1 yr�1,
assuming conversions from natural forest to typical
management.
Previous land use
As shown in Table 1, previous land use can make a
big difference to resulting C losses when land is con-
verted. For oil palm, LUC emission levels do not over-
lap between categories of previous land use, even
when comparing across different world regions. Only
forest conversions to palm oil produce net LUC emis-
sions; conversions of all the former agricultural land
uses to palm oil produce net sinks of C. Conversion
of grassland which is fallow after shifting cultivation
provides the biggest sink of C, followed by conversion
of improved grassland with, on average, 65% of the C
sink strength of fallow grassland conversions (com-
paring emissions for different previous land uses from
the same region, soil type and climate zone). Conver-
sion of mature fallow scrubland provides the smallest
sink, with a sink strength of 41% that of converted
fallow grassland on average. Across all the conditions
tested, forest conversion to oil palm cropping loses an
average of 12.9 ± 9.0 t CO2-eq ha�1 yr�1 (mean ± SD),
while mature fallow conversions to palm oil are
a sink of �6.4 ± 1.5 t CO2-eq ha�1 yr�1. Conversions
of improved grasslands to palm oil are a sink
of �10.0 ± 0.1 t CO2-eq ha�1 yr�1, and conversions of
Table 1 Land-use change emission ranges (n = number of combinations of soil, climate and ecological zones) by region and for-
mer land use, assuming typical crop management
Region Previous land-use
Emissions range (t CO2-eq ha�1 yr�1) (n)
Oil palm Soybean Oilseed rape
Africa Natural forest 1.3 to 24.5 (6) 14.2 to 42.7 (9) n.a
Mature fallow �7.6 to –4.9 (5) 9.1 to 11.3 (4) n.a
Short fallow �16.4 to –13.6 (5) 0.3 to 2.5 (4) n.a
Set aside grassland* n.a 0.3 to 2.6 (3) n.a
Improved grassland �10.2 to –10.0 (5) 1.3 to 8.8 (8) n.a
C & S America Natural forest 3.7 to 23.5 (8) 17.8 to 41.6 (13) n.a
Mature fallow �7.1 to 3.7 (8) 10.3 to 12.9 (6) n.a
Short fallow �18.4 to –13.6 (8) 0.3 to 2.6 (6) n.a
Set aside grassland* n.a 0.6 to 2.6 (3) n.a
Improved grassland �10.2 to –9.9 (8) 2.2 to 9.5 (9) n.a
Continental Asia Natural forest 2.3 to 21.0 (5) 16.5 to 39.2 (15) 16.5 to 39.2 (10)
Mature fallow �9.7 to –7.5 (3) 7.9 to 10.4 (6) n.a
Short fallow �18.4 to –14.5 (3) 0.3 to 2.6 (6) n.a
Set aside grassland* n.a 0.6 to 2.8 (5) 0.6 to 5.0 (8)
Improved grassland �10.0 (3) 2.2 to 9.5 (11) 2.2 to 9.5 (8)
Insular Asia Natural forest 5.6 to 29.4 (6) 27.4 to 47.5 (5) n.a
Mature fallow �8.4 to –6.0 (5) 9.5 to 11.3 (5) n.a
Short fallow �18.4 to �14.2 (5) 0.3 to 2.5 (5) n.a
Improved grassland �10.1 to –9.9 (5) 6.6 to 9.4 (5) n.a
N America Natural forest n.a 17.3 to 28.1 (8) 17.3 to 27.2 (7)
Set aside grassland n.a 0.3 to 3.3 (6) 0.3 to 3.3 (6)
Improved grassland n.a 1.3 to 10.6 (7) 1.3 to 10.6 (6)
Europe Natural forest n.a 15.6 to 22.1 (9) 15.6 to 22.1 (11)
Set aside grassland n.a 0.6 to 3.3 (5) 0.6 to 3.3 (6)
Improved grassland n.a 2.2 to 10.6 (5) 2.2 to 10.6 (6)
Australia Natural forest n.a n.a 18.4 to 25.2 (3)
Set aside grassland n.a n.a 0.3 to 2.0 (3)
Improved grassland n.a n.a 1.3 to 6.0 (3)
*Temperate zones only except for oilseed rape where tropical regions of India are also included.
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
6 H. C. FLYNN et al.
short fallow grasslands are a sink of
�15.7 ± 1.6 t CO2-eq ha�1 yr�1.
For the two annual crops, the picture is more com-
plex; all the conversion scenarios tested result in a net
loss of C and in general, forest conversions give the
highest emissions, then mature fallow scrubland
(where applicable) losing 62% less CO2-eq from LUC
on average (when compared with the same soil, cli-
mate and region), then improved grassland with LUC
emissions 73% lower on average than forest conver-
sions. The lowest emissions are from short fallow for
tropical regions (95% lower than forest conversions),
and set aside grassland for temperate regions (91%
lower than forest conversions). This fits with previous
work which showed conversion of abandoned agricul-
tural land greatly reduces carbon losses upon conver-
sion to biofuels (Fargione et al., 2008). There is some
overlap in LUC emissions from different previous LU
categories when compared across all the soil, climate
and regions tested, however; forest conversion to
annual arable cropping loses 24.8 ± 8.0 t CO2-eq
ha�1 yr�1, mature fallow 10.4 ± 1.3 t CO2-eq ha�1
yr�1, improved grassland 6.5 ± 2.8 t CO2-eq ha�1 yr�1,
set aside grassland 2.1 ± 1.2 t CO2-eq ha�1 yr�1, and
short fallow 1.6 ± 1.0 t CO2-eq ha�1 yr�1.
Crop management decisions
As shown in Fig. 2a, crop management decisions can
have a strong impact on loss of soil C and N2O from
SOM under annual arable crops, with scenario B man-
agement (reduced tillage and high inputs) significantly
reducing emissions upon conversion from natural veg-
etation. For oil palm, the relationship is even stronger
with scenario B management producing a more than
double strength of C sink, despite there being less dif-
ference between the two management strategies as both
feature no tillage. However, as noted above, this is
based on a methodology which may underestimate the
impact of conversions to plantations on soil C stocks
and assume they are more positive than more recent
field data may suggest (see, e.g. Hertel et al., 2009; Li
et al., 2011; Potvin et al., 2011).
When total LUC emissions are considered, the effect
of management strategies is far smaller for transitions
from natural vegetation with high standing above
ground C stocks (forests) because the biomass compo-
nent of LUC emissions generally outweighs the soil
component (Fig. 2b). This is also reflected in Reijnders
& Huijbregts (2008b), where tillage vs. no tillage man-
agement has little impact on land use and LUC emis-
sions associated with soybean production on former
Brazilian rainforest sites. However, for land-use transi-
tions from grasslands to arable crops, soil emissions
play a much bigger role in total LUC emissions, and
overall crop management can be considered a key fac-
tor when estimating GHG emissions from LUC (Kim
et al., 2009). Ideally, if yield levels were available for
different management scenarios, for example, at finer
spatial scales, it would be preferable to assess how
these management scenarios affect emissions per tonne
of oil production. This would, for example, allow land
managers to assess tradeoffs in terms of possible yield
loss if they switched to a reduced tillage regime, or sup-
plied a greater proportion of the crop’s N requirement
with organic matter rather than mineral N fertilizers.
However, without management-specific yields, these
assessments are not possible.
Soil type
Soil type does not, in general, have a clear impact on
LUC emission levels because initial soil C stocks are
also dependent on climate zone and prior land use and
management (see Fig. 3, which shows soil LUC emis-
sions from conversions to oilseed rape and soybean
cropping only, as oil palm is either C neutral or a sink
for C when only soil LUC emissions are taken into
Fig. 2 Land-use change (LUC) emissions from natural vegeta-
tion conversions to oilseed rape and soybean cropping under
two different management scenarios: (a) soil emissions only (b)
total LUC emissions. Closed diamonds: oil palm; open squares:
soybean; open triangles: oilseed rape. Linear regression lines
solid: palm oil; dashed: soybean; dotted: oilseed rape.
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
GHG EMISSIONS FROM CROP PRODUCTION LUC 7
account). Soils in dry regions tend to lose less C than
those in wetter areas. Therefore, sandy soils, which
tend to occur in dry regions, tend to have lower LUC
emissions than spodic soils, which only occur in cool
temperate moist zones. However, the most common
soil types, high and low activity clays (HAC and LAC),
occur across a wider variety of climate zones, so it is
not possible to make any further generalizations about
relative emission levels based on soil type. The excep-
tion to this is organic soils, which always lose the most
C on conversion. These were not included in the analy-
sis as they tend to occur in very localized pockets and,
in the absence of fine resolution spatial data on cover-
age, would greatly skew the results. However, as the
IPCC considers that cropland on organic soils, such as
peat, loses 5–20 t C ha�1 yr�1, depending on climate
zone, converting these emissions to CO2-eq and includ-
ing N2O emissions from SOM loss, gives LUC emission
levels just for soils of 20–80 t CO2-eq ha�1 yr�1 (assum-
ing LUC from undrained peat to cropping, as opposed
to forest or grassland on already drained peat to
cropping). This means that growing palm oil on a peat
rainforest in Malaysia or Indonesia would lose
111 t CO2-eq ha�1 yr�1, a total of 2223 t CO2-eq ha�1
over 20 years, which is at the higher end of the range of
1294 ± 2158 t CO2 ha�1 calculated by Fargione et al.
(2008).
Emissions per tonne of production for top 20 producingcountries
Using FAO yield data and averaging emissions across
soil, climate and ecological zones, gives an emission
level per tonne of vegetable oil production by country,
assuming either conversion from natural vegetation
and typical management. These values can then be
averaged using a weighting based on country produc-
tion levels to give an estimated global contribution to
LUC emissions. These estimates assume LUC is distrib-
uted according to national production levels, that is,
that if a country grows 20% of global oil palm, it
contributes 20% of global LUC emissions. For palm oil
on mineral soils, national emissions vary from 1.0
to 105.6 t CO2-eq t oil production�1 (see Table 2),
although this highest value is for Guinea, with a subsis-
tence farming yield level. This gives a weighted global
average of 7.0 t CO2-eq t oil production�1 for oil pro-
duced on land converted from natural vegetation. In
comparison, assuming the previous land use is agricul-
tural (fallow after shifting cultivation or improved
grassland) gives a weighted global average of
�3.1 t CO2-eq t oil production�1, demonstrating that
these land-use transitions can act as a C sink, and can
offset emissions from conversion of forest land. Reijn-
ders & Huijbregts (2008a) calculated an approximate
value of 5.8 t CO2-eq t oil production�1 for South
Asian oil palm plantations on former rainforest on min-
eral soils, which is lower than those calculated here for
insular Asia, but only because they used a higher yield
value and divided emissions over 25 years, represent-
ing the lifespan of the plantation.
Land-use change emissions for soybean oil vary from
29.2 to 149.5 t CO2-eq t oil production�1 on land
converted from natural vegetation on a national basis,
giving a weighted global average emission of
50.6 t CO2-eq t oil production�1 (see Table 3). The
Fig. 3 Soil land-use change (LUC) change emissions by soil type for oilseed rape and soybean for all previous LU and management
scenarios. Climate zones open squares: cool temperate dry; closed squares, cool temperate moist; open triangles, tropical dry; closed tri-
angles, tropical moist; grey diamonds, tropical montane; closed diamonds, tropical wet; open circles, warm temperate dry; closed cir-
cles, warm temperate moist.
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
8 H. C. FLYNN et al.
Table 2 Land-use change (LUC) emissions for natural vegetation to palm oil by country for top 20 producers and weighted global
average emissions based on FAO 2008 yield data
Country
Average LUC emissions
(t CO2-eq ha�1 yr�1)
Annual yield
(t oil ha�1)
LUC emissions
(t CO2-eq t oil�1)
Contribution to
weighted global
average
% t CO2-eq
Malaysia 27.9 4.5 6.1 43.4 2.7
Indonesia 26.9 3.4 8.0 41.3 3.3
Nigeria 11.5 4.2 2.8 3.3 0.1
Thailand 8.1 2.8 2.9 3.2 0.1
Colombia 16.3 4.7 3.5 1.9 0.1
Papua New Guinea 25.2 4.0 6.3 0.9 0.1
Ecuador 13.9 2.3 6.1 0.8 <0.1Ivory Coast 21.0 1.35 15.6 0.7 0.1
Honduras 16.1 2.9 5.5 0.7 <0.1China 4.6 4.7 1.0 0.6 <0.1Brazil 17.3 3.3 5.2 0.5 <0.1Costa Rica 17.1 3.7 4.6 0.5 <0.1Cameroon 17.7 3.1 5.6 0.5 <0.1Guatemala 15.0 3.7 4.1 0.5 <0.1DR Congo 21.9 1.0 21.0 0.4 0.1
Ghana 17.9 0.4 47.1 0.3 0.1
Venezuela 14.0 3.3 4.2 0.2 <0.1Philippines 25.1 3.7 6.7 0.2 <0.1Mexico 10.5 0.3 40.4 0.2 0.1
Guinea 17.0 0.2 105.6 0.1 0.1
Global weighted average LUC emissions (t CO2-eq t oil�1) 7.0
Table 3 Land-use change (LUC) emissions for natural vegetation to soybean oil by country for top 20 producers and weighted glo-
bal average emissions based on FAO 2008 yield data
Country
Average LUC emissions
(t CO2-eq ha�1 yr�1)
Annual yield
(t oil ha�1)
LUC emissions
(t CO2-eq t oil�1)
Contribution to
weighted global
average
% t CO2-eq
United States 16.0 0.5 31.5 28.0 8.8
Brazil 34.8 0.5 65.1 19.4 12.6
Argentina 18.8 0.5 35.0 18.7 6.5
China 18.4 0.3 56.9 22.0 12.5
India 17.1 0.2 86.2 4.9 4.2
Paraguay 27.8 0.5 57.1 0.8 0.5
Canada 17.2 0.5 32.4 0.7 0.2
Bolivia 30.5 0.3 100.2 0.5 0.5
Uruguay 29.4 0.4 81.1 <0.1 <0.1Indonesia 44.5 0.2 178.4 1.6 2.8
Russian Federation 14.6 0.2 73.3 0.5 0.4
Ukraine 13.4 0.3 46.8 0.1 0.1
Nigeria 27.6 0.2 149.5 <0.1 <0.1Serbia 21.2 0.5 45.7 0.2 0.1
DPR Korea 20.1 0.2 91.9 0.1 0.1
South Africa 15.6 0.3 48.1 0.1 <0.1Vietnam 25.8 0.3 96.9 <0.1 <0.1Italy 17.8 0.6 29.2 1.0 0.3
Iran 15.6 0.4 35.2 0.6 0.2
Thailand 24.9 0.3 82.1 0.7 0.6
Global weighted average LUC emissions (t CO2-eq t oil�1) 50.6
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
GHG EMISSIONS FROM CROP PRODUCTION LUC 9
national emission levels for soybean oil have a greater
uncertainty around them than for the other two crops
because a single conversion factor was used for oil pro-
duction per t of soybeans to avoid the assumption that
all the crop area is used for oil production. Considering
only land-use transitions from improved grassland and
either shifting cultivation fallow for tropical regions,
or set aside grassland for temperate regions, reduces
this global average emission to 11.9 t CO2-eq t oil pro-
duction�1. For rapeseed oil, national LUC emissions
vary from 10.2 to 457.3 t CO2-eq t oil production�1,
giving a weighted global average of 31.4 t CO2-eq t oil
production�1 when natural vegetation is converted
(see Table 4). When land-use transitions from im-
proved or set aside grassland are considered, this
weighted global average drops to 7.7 t CO2-eq t oil
production�1.
Sources of uncertainty
Use of the IPCC default methodology (recommended
when country-specific data are unavailable) means
there is a high level of uncertainty associated with the
results of this study, but because a consistent data set
was used for all conditions, specific bias was avoided.
The variation in biomass C stock estimates in natural
vegetation differs depending on the ecological zone
and geographical region, while the default biomass C
stock of annual crops has a 75% error associated with it
(IPCC, 2006). Default reference soil C stocks have a
nominal estimate of 90% error associated with them
(IPCC, 2006). The soil stock change factors for land use,
tillage and inputs generally have error levels of 4–14%associated with them but tropical annual cropping,
shifting cultivation fallow, and all activities in tropical
montane regions have a much higher error of 46–61%(IPCC, 2006). Further uncertainty is added to per-
tonne-of-production emission levels by using FAO
cropping area and production data to calculate yields,
especially for soybean where crop yields were con-
verted to oil yields using a single factor for all countries
to avoid the assumption of all cropping area being used
for oil production.
These error levels are largely estimates based on
expert knowledge and not suitable for conversion to a
single error value for the results presented here. How-
ever, a sensitivity analysis to investigate the impact of
assuming equal crop distribution within countries, and
of using default soil and biomass C input data is
described below.
Table 4 Land-use change (LUC) emissions for natural vegetation to rapeseed oil by country for top 20 producers and weighted
global average emissions based on FAO 2008 yield data
Country
Average LUC emissions
(t CO2-eq ha�1 yr�1)
Annual yield
(t oil ha�1)
LUC emissions
(t CO2-eq t oil�1)
Contribution to
weighted global
average
% t CO2-eq
Canada 17.2 0.3 62.5 11.2 7.0
China 18.0 0.7 26.3 28.3 7.4
India 17.1 0.3 55.0 11.3 6.2
Germany 20.6 2.0 10.2 17.3 1.8
France 18.2 1.1 17.3 9.4 1.6
Poland 20.2 1.0 21.2 4.6 1.0
Australia 12.1 0.1 86.6 1.5 1.3
UK 20.4 1.2 16.3 4.7 0.8
Czech Republic 21.2 0.8 27.3 1.7 0.5
Ukraine 13.4 0.1 221.9 0.5 1.2
Romania 16.7 0.2 67.5 0.6 0.4
United States 16.1 1.1 15.3 2.6 0.4
Hungary 20.9 0.2 116.1 0.3 0.3
Denmark 21.0 1.1 19.9 1.1 0.2
Russian Federation 14.6 0.2 61.5 0.9 0.6
Iran 8.7 0.8 11.1 0.9 0.1
Pakistan 10.7 0.9 12.1 2.2 0.3
Slovakia 19.3 0.5 40.6 0.5 0.2
Lithuania 21.5 <0.1 457.3 <0.1 0.2
Bulgaria 16.8 0.7 24.7 0.4 0.1
Global weighted average LUC emissions (t CO2-eq t oil�1) 31.4
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
10 H. C. FLYNN et al.
Crop distribution
The impact of assuming equal crop distribution within
countries was investigated by comparing global aver-
age LUC emissions per tonne of oil production calcu-
lated using the lowest and highest per ha LUC
emissions for each country. This gives a minimum and
maximum level of GHG impact for natural vegetation
conversions to crop production. For palm oil, this gives
a range of 2.4 to 8.0 t CO2-eq t oil production�1 for
conversions from natural vegetation, representing 34–114% of the value shown in Table 2. This reflects the
fact that much of the main producing countries is
covered by ecological zones with high biomass C
stocks, such as tropical rainforest, and therefore the
equal distribution scenario is much closer to the worst-
case scenario than the minimum emissions scenario.
For soybean, the range is 17.3–78.2 t CO2-eq t oil
production�1, representing 34–156% of the value shown
in Table 3. For oilseed rape, the range is 12.2–49.0 t CO2-eq t oil production�1, representing 39–156%of the value shown in Table 4. These values indicate
that assuming LUC is equally distributed within coun-
tries could be overestimating LUC emissions by as
much as 66% in some cases but is by no means the
worst-case scenario, especially for the annual crops.
The assumption that LUC is distributed across coun-
tries according to their current level of crop production
is the single biggest source of uncertainty in the global
LUC emissions per-product estimates. However, com-
plex agrieconomic modelling would be required to
improve on this, and the values are included here illus-
trate the possibilities based on the range of assumptions
outlined.
Biomass C input data
This study used regional defaults for broad classes of
vegetation but local knowledge of biomass C stocks
could greatly improve the estimates made using the
same methodology. For example, the National GHG
Inventory Report for Brazil (Brazil, 2010) gives a range
of biomass C stocks for 6 different forest classes within
the Amazon rainforest area (including submontane but
not montane forest or scrubland) which is covered by
a single ecological zone in this methodology. Substitut-
ing the minimum and maximum values of these
ranges for the default biomass C value, gives per ha
emissions of 19.2–56.1 t CO2-eq ha�1 yr�1 upon con-
version of Amazon rainforest to soybean production
using typical management, in comparison with
41.6 t CO2-eq ha�1 yr�1 calculated here. This single
change makes Brazil’s weighted average LUC
emissions vary between 44.6 and 78.4 t CO2-eq t oil
production�1 for natural vegetation conversions, giv-
ing a range of 46.4–53.0 t CO2-eq t oil production�1
for the global average. This represents 92–105% of the
average calculated here (shown in Table 3). The large
impact of these biomass C stocks is reflected in Hieder-
er et al. (2010) as they found the removal of biomass
contributed ca. 80% of the LUC emissions calculated
for a scenario, where most of the additional cropland
was assigned to Brazil.
Soil C input data
In the background material to the recent European
Commission study (Carre et al., 2010; Hiederer et al.,
2010), default soil C stocks under native vegetation
used by the IPCC methodology and this study are
updated using the latest complete global dataset of soil
parameters – the Harmonized World Soil Database.
Substituting these new values into the calculation of
LUC emissions for conversion from natural vegetation
to oilseed rape production under typical management
gives a range of per ha emissions from 0.7 to
38.0 t CO2-eq ha�1 yr�1 in comparison with the values
shown in Fig. 1c (the minimum emission level for forest
conversions as shown in Table 1 is 15.1 t CO2-
eq ha�1 yr�1). Table 5 shows how these changes reduce
the national average per ha emissions by 3–15% and the
global average LUC emissions for this LU transition by
9%. This indicates that improving soil C stock change
factors would probably have a greater impact in terms
of reducing the uncertainty around soil LUC emissions
than using different soil C stocks prior to conversion.
Implications for carbon footprinting
In 2009, at least 13 different methodologies for calculat-
ing carbon footprints were in use or development
(Plassmann et al., 2010), many with differing bound-
aries and assumptions to account for LUC impacts,
which can result in significantly disparate carbon foot-
print results with differing degrees of variability. The
PCFs which omit LUC impacts may fail to account for a
substantial portion of the product’s true contribution to
climate change. This is most pronounced for products
containing tropically produced agricultural materials
from developing countries, where recent deforestation
for oil and food crops is widespread (Fargione et al.,
2008; Gibbs et al., 2010), and has occurred within the
last 20 years. For example, the Ecoinvent database sug-
gests a value of ~1.7 t CO2-eq t palm oil�1 (Ecoinvent,
2007) over the whole life cycle of oil production exclud-
ing any considerations of LUC. Adding the global aver-
age emissions from LUC calculated in this study would
therefore increase the PCF of palm oil by more than
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
GHG EMISSIONS FROM CROP PRODUCTION LUC 11
fivefold if all oil came from recently cleared forest land.
On the other hand, palm oil would become a net C
sink if all the plantations were previously agricultural
or fallow land. This also means that tropically pro-
duced agricultural raw materials will often have an
inequitable emissions burden compared to agricul-
tural materials from developed countries where LUC
has occurred well over 20 years ago (Brenton et al.,
2010; Cederberg et al., 2011). Moreover, limited data
from developing countries make accurate LUC
accounting more contentious, as illustrated by the
higher level of error associated with soil C changes
under agricultural management discussed above. The
first version of PAS 2050 (BSI, 2008) methodology
advocated that highest tier (IPCC, 2006) available data
be used where possible and if this is unknown, a
‘worst in class’ approach should be taken, represented
by the conversion of tropical forest to annual cropland
in Malaysia. In this instance PCFs can be unfairly
overestimated, by up to 1900% (Plassmann et al.,
2010). Recent revisions to PAS 2050 (BSI, 2011) recog-
nize this as ‘overly severe’ and replace the worst-case
default value with a tiered approach using land-use
factors based on country of sourcing or countries of
global production.
This has important implications for companies who
are increasingly seeking to quantify, and in many cases
communicate, the GHG impact of their products.
Nilsson et al. (2010) conducted an LCA comparing but-
ter and margarine and demonstrated the significance of
including LUC for palm oil when accounting for the
GHG emissions associated with margarine. The carbon
footprint of margarines containing a high proportion of
palm oil and palm kernel oil (ca. 50%) was found to
decrease by at least 25% if LUC was not considered
when compared to palm oil coming solely from former
tropical forest land. No LUC was considered for
the other oils used to produce margarine. However,
this study suggests that should LUC be taking place for
the other oils, then significant additional C emissions
could occur. Should a proportion of palm oil be sourced
from land already under agricultural management or
formerly so, then there may be no LUC emissions or
even negative emissions (i.e. sequestration) associated
with this palm oil (Table 1). LUC scenarios for butter,
which would largely be associated with land required
for feed production for cows, were also not considered
in Nilsson et al. (2010). This could result in a significant
underestimation of the PCF for butter where, for
example, soy-based feeds are used (Table 3; see also
Cederberg et al., 2011). Brenton et al. (2010) also high-
lighted the importance of using country-specific data
and the potential for huge inflation of the GHG
estimate when this was unknown due to the severe
Table 5 Land-use change (LUC) emissions for natural vegetation to rapeseed oil calculated using updated Harmonized World Soil
Database soil C stocks for comparison with Table 4
Country
Average LUC emissions
(t CO2-eq ha�1 yr�1)
% Change from
value in Table 4
LUC emissions
(t CO2-eq t oil�1)
Contribution to
weighted global
average t CO2-eq
Canada 15.0 �13 54.8 6.1
China 16.9 �6 24.6 7.0
India 15.7 �8 50.7 5.7
Germany 18.1 �12 9.0 1.6
France 16.8 �8 16.0 1.5
Poland 18.1 �10 19.0 0.9
Australia 11.5 �5 82.9 1.2
UK 17.5 �14 14.0 0.7
Czech Republic 18.3 �14 23.5 0.4
Ukraine 11.4 �15 188.8 1.0
Romania 15.2 �9 61.5 0.3
United States 14.7 �9 13.9 0.4
Hungary 18.0 �14 100.0 0.3
Denmark 18.3 �13 17.4 0.2
Russian Federation 13.2 �10 55.6 0.5
Iran 8.1 �7 10.4 0.1
Pakistan 10.2 �5 11.6 0.3
Slovakia 17.6 �9 36.9 0.2
Lithuania 18.9 �12 400.8 0.2
Bulgaria 16.3 �3 24.0 0.1
Global weighted average LUC emissions (t CO2-eq t oil�1) 28.5
© 2011 Blackwell Publishing Ltd, Global Change Biology, doi: 10.1111/j.1365-2486.2011.02618.x
12 H. C. FLYNN et al.
default LUC values. They present the sensitivity of
carbon footprints to a number of parameters, including
loss of soil C from management practices and electricity
emission factor used, but none are more significant
than the factors relating to LUC (Brenton et al., 2010).
We use readily available methods and data sources
to develop a framework to estimate the LUC compo-
nents of PCFs. We illustrate the utility and limitations
of this framework by assessing the LUC emissions from
three oil crops globally. We show that the framework
can be used in all global regions, and also highlight
where finer resolution data and information (particu-
larly on land management and yield) could improve
reliability of the estimates. Frameworks operating at
higher tiers (region specific soil C change factors or pro-
cess-based models, and high-resolution, spatial data)
are desirable to reduce the uncertainties identified
using this approach, but the framework presented rep-
resents an important step forward for including LUC
emissions in PCFs.
Acknowledgements
Helen Flynn gratefully acknowledges funding from Unilever’sScience and Technology project CH-2010-0341. Pete Smith is aRoyal Society-Wolfson Research Merit Award holder. Theauthors would also like to thank the three anonymous review-ers, whose thorough comments have allowed us to greatlyimprove this manuscript.
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