islamic archaeology in east africa: swahili archaeology
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1 I
2 Islamic Archaeology in East Africa:3 Swahili Archaeology
4Au1 Stephane Pradines
5 Institute for the Study of Muslim Civilisations,
6 Aga Khan University, London, UK
7 Introduction
8 At the beginning of the first millenium CE, the
9 discovery of the monsoon winds and the means to
10 use them created a nautical revolution, allowing for
11 major water crossings toward India and Ceylon.
12 Trading between East Africa and the Persian Gulf
13 intensified in the eighth century, but African rela-
14 tions with Islamic merchants were of a different
15 nature to those of earlier times, since they settled in
16 Africa, boosting urbanization. From the ninth cen-
17 tury onward, Muslim geographers Buzurg b.
18 Shahriyar and al-Mas‘udı mention regular trade
19 relations with East Africa, Zanzibar, Pemba, and
20 Sofala (Freeman-Grenville 1962: 9-17), while the
21 most famous story of a Persian navigator is of
22 course that of “Sindbad the Sailor,” who suppos-
23 edly reached the al-Qumr region, which includes
24 the Comoros Islands and northern Madagascar,
25 between 806 and 807. These sources indicate that
26 as early as the ninth century, there were major
27 shipping routes between Asia and Africa (Fig. 1).
28 The transition between the eleventh and
29 twelfth century was a period of change.
30 A number of urban East African centers devel-
31 oped at this time as did architecture in stone, used
32for public buildings, mosques, and enclosure
33walls. The Swahili city-states were established:
34Malindi and Mombasa were mentioned in 1154
35by al-Idrısı who spoke also of the island of
36Angazidja (Anjouan) and Sufala, the golden
37country. During the reign of Sulayman b.
38al-Hasan, from 1178 to 1195, Kilwa made
39a fortune from the gold trade from Sofala. For
40this period, the major chronicles of Swahili
41city-states are precious tools for the archaeolo-
42gist, the most famous being the Kilwa Chronicle
43(Freeman-Grenville 1962: 34-49).
44A new balance of power developed in the
45thirteenth century. The Swahili coast was divided
46into several independent sultanates, including
47Kilwa, Mombasa, Malindi, Pate, and Mogadishu.
48In 1212–1229, Yaqut noted the cities of
49Mogadishu, Merka, and Malindi, but not until Ibn
50Battuta’s work of 1331 do we have a precise
51description of the cities on the eastern coast
52(Freeman-Grenville 1962: 27-32). Ibn Battuta
53noted that Mombasa was large, with wooden
54mosques. Kilwa was supposedly one of the most
55beautiful towns in the world with stone houses
56covered with palm-leaf roofs or makuti; only
57certain mosques and the palace had hard flat
58roofs. From the fourteenth to fifteenth century,
59Kilwa continued to hold the monopoly for gold,
60trading gold from Yufi, situated a one-month walk
61from the coast. Sofala, a vassal of Kilwa city,
62maintained commercial relations with the Shona
63kingdom of Great Zimbabwe; the rise of Great
64Zimbabwe was intimately linked to the trading of
65gold with Islamized peoples.
C. Smith (ed.), Encyclopedia of Global Archaeology, DOI 10.1007/978-1-4419-0465-2,# Springer Science+Business Media New York 2013
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66 Vasco da Gama discovered the route to India
67 and the East African coast in 1498. The European
68 objective was to control eastern trade markets.
69 They possessed two important technological
70 advantages that ensured their domination of the
71 Indian Ocean: the use of firearms and large, fast
72 boats, caravels. The Portuguese built some fifty
73 forts around the Indian Ocean, fromMozambique
74 to Malacca, occupying the coasts of Kenya and
75 Tanzania during the sixteenth and seventeenth
76 century. Despite founding some trading posts,
77 they quickly abandoned any attempt at political
78 hegemony and were content keeping control of
79 the sea routes. At the end of the seventeenth
80 century, the area saw significant conflict
81 involving Portuguese and Omani forces. After
82 the fall of Mombasa, the Imam of Oman sent
83 governors and garrisons to large cities such as
84 Pate, Lamu, Mombasa, Zanzibar, and Kilwa.
85 In 1828, an Omani garrison was installed at
86 Fort Jesus, and the Sultanate of Zanzibar
87 was founded.
88 The Sultanate of Zanzibar required a lot of
89 slaves to maintain its clove plantations, the main
90 export product. Large caravans were organized
91 by the Omanis who destroyed the indigenous
92 populations’ economy and introduced firearms
93 in exchange for slaves and ivory. These slave
94 caravans were funded by wealthy Indian mer-
95 chants, the banians. But the commercial force
96 of the Sultanate of Zanzibar was also its weak-
97 ness, its plundering economy being based solely
98 on slavery and the export of tropical products
99 such as ivory and cloves, the limited number of
100 these products increasing the precariousness of
101 the economic system. The direct slave trade
102 brought about important social changes, with
103 Swahilis using landward populations rather than
104 venturing beyond the coastline. For the first time
105 in the history of East Africa, Islam took root in
106 the interior lands of Kenya and Tanzania, right up
107 to the Great Lakes region. In 1876, the movement
108 of slaves toward the coast was strictly prohibited.
109 The prohibition of the slave trade and the
110 development of steam navigation eventually
111 destroyed the supremacy of the Omani fleet.
112 The opening of the Suez Canal imposed one last
113 blow on the Sultanate causing it to lose its
114primary markets. The last sultan, Sa‘ıd Barghash,
115died in 1888, and Zanzibar became a British
116protectorate on 1 July 1890.
117Definition
118One Territory, One Population, One Religion
119Wa-swahili, or “shore people,” designates the
120inhabitants of the East African coastline and
121signifies above all a culture with a common
122language, Kiswahili, and the same religion,
123Islam. Arab-Persian geographers referred to the
124inhabitants of the East African coast as the Zanj.
125The Portuguese also noticed a difference between
126continental Africans and the people of the coast,
127who in light of their religion and customs they
128equated with “Moors” or “Kaffirs.” It was at the
129beginning of the nineteenth century that the first
130use of the term “Swahili” appeared, with settlers
131trying to classify and differentiate the different
132populations of Africa. The Swahilis have defined
133themselves as such since the colonial period but
134differentiate between themselves according to
135their region, island, or town of origin. Despite
136some common ground, Swahili identity remains
137multiple, incorporating populations of diverse
138background, both Cushitic and Bantu.
139Swahili culture extends from Mogadishu in
140Somalia, through Kenya, Tanzania, north
141Madagascar, and Comoros, to the bay of Sofala
142in Mozambique. As well as religion and
143language, these coastal populations share the
144same social organization and architecture. More
145than 450 Swahili archaeological sites have been
146registered spread over 3,000 km of the coastline
147(Pradines 2004: 18-20). The lifestyles on the east
148coast, Comoros, and Madagascar were homoge-
149nous due to the dissemination of new ideas and
150techniques by maritime travellers. Swahili
151culture reflects neither a specific ethnic group
152nor a particular nationality.
153The Swahili civilization stands at the
154periphery of the Muslim and African worlds,
155resulting in the development of a unique coastal
156culture based on trade. In fact, its marginal
157position is linked to our vision of the Indian
158Ocean, which separates Africa, Arabia, and
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159 Asia. But the ocean also provides a connection
160 between these very different cultures: the
161 Swahilis are thus dynamic players, equal to
162 Arab, Persian, and Indian traders. Swahili
163 archaeology is at the crossroads of Islamic
164 archaeology and African archaeology.
165 Historical Background
166 The explorers of the late nineteenth century were
167 the precursors for current multidisciplinary
168 research. In 1856, Charles Guillain wrote the
169 first historical report on the east coast of Africa,
170 while R. Brenner visited sites in the archipelago
171 of Lamu, Mambrui, andMalindi in 1868. Richard
172 Burton mentioned ruins in Zanzibar and Tangan-
173 yika in 1872. But it was Georges Revoil who
174 carried out the first archaeological research,
175 digging several trenches in Mogadishu in 1882.
176 He published several books and articles on
177 Somalia and northern Kenya, notably his travel
178 accounts in Le Tour du Monde (1885, 1888).
179 Revoil’s contribution is not only material and
180 textual: he produced many sketches and
181 photographs. These iconographic documents are
182 very important for archaeology, because they
183 show buildings that today have disappeared or
184 fallen into ruin. Photographs were also taken by
185 Sir John Kirk who visited Gedi and Lamu in
186 1897. Captain J. Stigand published photographs
187 of Lamu, Takwa, and Pate in 1913. F. B. Pearce
188 initiated the first research into Zanzibar and
189 Pemba in 1920; he was followed by W. H.
190 Ingrams in 1931 and L. Buchannan 1 year later.
191 The ruins of Kilwa were declared heritage-listed
192 monuments and were restored by a German team
193 in 1935. The prewar period was thus character-
194 ized by a rising awareness of the historical value
195 of Swahili archaeological sites.
196 The first archaeological dig on a medieval
197 Swahili site can be traced to 1948. A disciple of
198 Mortimer Wheeler, James Kirkman, was sent to
199 Kenya to excavate and develop the Gedi site.
200 Wild stories had been circulating about this lost
201 city, which was believed to be the work of
202 Phoenicians or Egyptians stranded on the African
203 coast. The excavations lasted 10 years, until
2041958, and the results were published in 1954
205and 1963. Kirkman also investigated two other
206major sites, the city of Ungwana in the bay of
207Formose and the fort of Jesus de Mombasa
208(Kirkman 1966, 1974). The museum of Fort
209Jesus opened to the public in 1960 and was
210managed by Kirkman until 1972. As early as
2111948, Kirkman founded the Coastal Archaeology
212Unit of the National Museums of Kenya. This
213department was originally based in Lamu but
214was transferred to Fort Jesus. It currently
215occupies offices in the former courthouse of
216East Africa, in Mombasa. The role of this
217department is to record, monitor, and protect
218more than 120 historical and archaeological
219sites along the coast of Kenya, its researchers
220conducting rescue and research operations on
221endangered sites. Kirkman made numerous exca-
222vations and topographical surveys in Takwa,
223Kilepwa, Kioni, Mnarani of Kilifi, Jumba la
224Mtwana, Kinuni, and even at Ras Mkumbuu on
225the island of Pemba. The 1950s were also marked
226by archaeological surveys conducted by
227Mortimer Wheeler and Gervase Mathew at
228Kilwa and at Songo Mnara. In 1964, James
229Kirkman published Men and Monuments on the
230East African Coast. Significantly, he refused to
231attribute the invention and use of coral limestone
232architecture to the people of Africa, preferring to
233see it as the result of Arab or Persian colonies.
234Only foreigners could be the cause of urbaniza-
235tion, according to Kirkman; towns were
236established as Arab trading posts, not as
237African cities.
238A second important figure in Swahili archae-
239ology, Neville Chittick, became the director of
240the British Institute in Eastern Africa in 1962.
241This institute, founded in 1960, had as its
242principal goal the promotion of archaeological
243research in East Africa. Chittick was particularly
244interested in the medieval cities on the Kenyan
245and Tanzanian coasts. During the 1960s and
2461970s, he undertook two major excavations: one
247in Kilwa in south Tanzania and the other in
248Manda in North Kenya (Chittick 1974, 1984).
249Chittick also initiated excavations in Songo
250Mnara, in Kisimani on the island of Mafia, in
251Pate in the Lamu archipelago, explorations in
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252 Somalia, and surveys in Mogadishu. Problems
253 with Neville Chittick’s work comprise his lack
254 of interest in the successive ancient occupations
255 of Kilwa and the classification of African pottery
256 as a homogeneous group called “cooking pots.”
257 This attitude sprang from previous research; even
258 today, the cities of the African coast are studied
259 primarily through their imported material
260 and monumental architecture, with African
261 contributions being minimized or ignored.
262 In 1966, the work of Peter Garlake, The Early
263 Islamic Architecture of the East African Coast,264 was published and is considered a milestone in
265 the study of Swahili architecture. Garlake created
266 a systematic inventory of all the ruins on the
267 Tanzanian, Kenyan, and Somali coasts. He
268 analyzed the evolution of local Swahili architec-
269 ture and integrated it into the wider Islamic
270 world. In the 1970s, Thomas Wilson identified
271 450 to 500 stone establishments extending from
272 Warsheikh to the north of Mogadishu, to the bay
273 of Sofala in Mozambique. Wilson’s work
274 arguably initiated reflection on the articulation
275 of Swahili territories (1978, 1980).
276 In a 1962 publication, Freeman-Greville
277 conceded that Swahili towns could be of African
278 origin. In 1974, James de Vere Allen affirmed the
279 African origin of the Swahili town in his presen-
280 tation, “Town and Country in Swahili Culture,”
281 during the Leo Frobenius symposium in Cologne.
282 In a 1981 article, he argued that Swahili urbani-
283 zation and culture were the exclusive preserve of
284 Africans. Unfortunately, this research on
285 “africanity” resulted in aberrations during the
286 1980s. The posthumous work of James de Vere
287 Allen mentions the presence of an African state in
288 the ninth century, the great Shungwaya. Allen
289 argued that this state, located in what is now
290 southern Somalia, consisted of Cushitic-speaking
291 peoples who later dispersed in order to found the
292 Swahili towns. This afrocentrist vision was pure
293 fantasy, not based on any archaeological or
294 historical evidence. More moderate views were
295 presented in the General History of Africa
296 published by UNESCO; for example, Henri
297 Mutoro declared: “The material forms assumed
298 by Swahili culture present no analogy with Arab
299 or Persian civilizations. There is no exact
300correlation between Swahili stone constructions
301and Middle Eastern, Arabic and Persian architec-
302ture, which leads one to suppose that it drew its
303inspiration from the latter” (Masao & Mutoro
3041990: 645).
305After the colonialist vision of Arab-Persian
306trading posts, Europeans andAfricans both became
307engaged in the elaboration of a new ideological
308construct, the Africanization of Swahili cities,
309a theory supported by the myth of Shungwaya.
310Current thinking is that there is no Arab or African
311culture, but rather a Swahili culture, which is truly
312hybrid; scholars thus moved away from
313nationalist or propagationistic debates. In the
3141970s, Pierre Verin initiated archaeological
315research in the north of Madagascar (1975). His
316team, engaged too with the study of the Comoros,
317included Claude Allibert who continued
318the research started by Henry Wright in the
3191980s (Wright 1984).
320In 1980, Mark Horton undertook excavations
321in Shanga, in the Lamu archipelago (1996). Six
322field excavations, held between 1980 and 1988,
323clarified the Islamization of this coastal area.
324Horton was the first archaeologist to focus on
325the early phases of coastal sites, in keeping with
326Africanist views and bearing in mind the
327historical continuity linking the Islamized
328populations to the cities of the first millennium
329CE. In 1986, Paul Sinclair launched a project
330looking at the urbanization of East Africa and in
331particular of Mozambique. This project united
332institutions in Botswana, the Comoros, Kenya,
333Madagascar, Mozambique, Namibia, Somalia,
334Zimbabwe, Tanzania, and Zanzibar, strengthen-
335ing archaeological research in these developing
336countries and collecting and publishing the
337results of excavations carried out by local
338researchers (Sinclair et al. 1993). Major African
339archaeologists emerged in the early 1990s,
340including George Abungu in Kenya, Felix
341Chami in Tanzania, Ricardo Duarte in
342Mozambique, and Ahmed Jama in Somalia,
343who work on coastal sites in East Africa
344with complete scientific autonomy (Duarte
3451993; Jama 1996).
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346 Key Issues/Current Debates
347 The Swahili Mosque: Architecture and Islamic
348 Expression in Sub-Saharan Africa
349 The origins of Islam and the first Swahili
350 mosques in East Africa are evidenced by the
351 results of Mark Horton’s excavations in Shanga
352 (Lamu, Kenya) and the author’s own research in
353 Gedi (Kenya), in SongoMnara, and Sanje ya Kati
354 (Kilwa, Tanzania) (Horton 1996; Pradines 2009)
355 (Figs. 2 and 3). Swahili mosques have a rectangu-
356 lar prayer hall flanked by narrow lateral wings
357 usually comprising one-third of the width of the
358 central hall. These mosques do not have a minaret
359 and are bordered by a small courtyard where
360 ablutions are practiced. Some mosques comprise
361 a central row of pillars, facing the mihrab. The
362 niche of the mihrab is in the form of a square, not
363 integrated into the wall but jutting outside the
364 mosque. The plans of Swahili mosques have
365 a number of similarities with their counterparts
366 in South Arabia, notably on the shores of the
367 Hadramaut and Oman. Thus, in the fifteenth
368 century, the mihrab of the Great Mosque of
369 Gedi was decorated with 13 blue and white
370 porcelain vessels inserted into the tympanum
371 and the lower side of the apse. This use of
372 ceramics as a decorative element of the qibla or
373 the mihrab is also evident in Oman in the
374 Shawadhna of Nizwa mosque, dated 1530 and
375 decorated with an inlay of cut blue and white
376 porcelain.
377 According to oral traditions in many Swahili
378 cities, the first stone mosques were associated
379 with the Shirazis. The so-called Shirazi mosques,
380 of eleventh- to twelfth-century date, seem to have
381 had consistent proportions; thus in Gedi, the first
382 mosque was c. 10 by 7 m. In Tanzania, the great
383 mosque of Kilwa was erected between 1131 and
384 1170 (Freeman-Grenville 1962: 34-38). Its initial
385 rectangular plan does not differ from the model
386 previously described, measuring 11.8 by 7.8 m.
387 Also in the Bay of Kilwa, the Island of Sanje ya
388 Kati houses a large mosque founded in the second
389 half of the eleventh century; with its lateral
390 wings, the mosque measures 10.21 by 9.46 m.
391 The Shanga mosque, the final construction phase
392 of which dated from the fourteenth century, may
393have been founded earlier. What is certain is that
394a mosque was constructed in Shanga between
3951015 and 1035, decorated with blocks of sea
396coral. The eleventh-century building forms
397a rectangle measuring 11.22 by 7.21 m. During
398archaeological excavations at Tumbatu (Island of
399Zanzibar), Catherine Clark and Mark Horton
400unearthed the foundations of a Friday mosque
401from the twelfth century.
402It was during the eleventh century that Swahili
403builders adopted coral to construct their mosques.
404This material was used for walls until the twelfth
405century. Its extraction was not easy, and it was
406thus used for fine sculptures around the mihrab.
407The sea coral was replaced by limestone coral
408from the thirteenth century. This fossil rock
409forms the geological substratum of the entire
410eastern coast. The blocks were taken from
411open-air quarries, not far from the construction
412site. The first buildings were assembled using
413coral stones cut in rectangular blocks and set in
414lime mortar. At the end of the fourteenth century,
415stone mosques became widespread and eventu-
416ally reached large dimensions, such as that in
417Gedi, 26 m long. From this period, the walls of
418the buildings were erected using a formwork of
419irregular stones embedded in lime mortar.
420The Islamization of the African coasts was
421connected with Shi‘ite communities from the
422Persian Gulf, and the oldest-known Swahili
423mihrab is indicative of these transoceanic influ-
424ences. The mihrab of Kizimkazi on the island of
425Zanzibar is decorated with a passage from the
426Qur’an and bears the date 1107 (Flury 1922).
427The niche is decorated with floral kufic inscrip-
428tions along the capitals and within the apse. The
429islands of Bahrain and Zanzibar share this
430particular type of mihrab (Kervran 1990: 31,
43148). In Bahrain, the Suq al-Khamis Mosque has
432a floral kufic inscription with a shi‘a inscription
433mentioning the Twelver imams.
434International Perspectives
435Ports and Maritime Trade
436Archaeological research on the Swahili is linked
437to navigation and trade in the Indian Ocean.
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438 Mogadishu, in Somalia, formed the northern
439 boundary of the Swahili cultural area. The stretch
440 of coast between this city and the Lamu archipel-
441 ago is nicknamed the benadir, an Arabic-Persian
442 word meaning “the coast of ports.” The southern
443 boundary of Swahili culture is the Bay of Sofala
444 in today’s Mozambique. It is within this area that
445 Muslim traders came to search for gold. In the
446 medieval era, Arab geographers divided the
447 African coast into four regions: sailors first
448 reached the land of the barbarians or Bilad al-
449 Barbar; next, they arrived at the land of Zanj or
450 Bilad al-Zanj, situated between the Somali river
451 Shebele and the island of Zanzibar; then, they
452 arrived at the land of Sofala, Bilad al-Sufala,453 a zone between the mouths of the Zambezi and
454 Limpopo rivers, also called Sofala the Golden or
455 Sufala al-dhahab; and finally a number of sailors
456 went all the way to the mysterious land of
457 Wak-wak, the large island of Madagascar. Long-
458 distance trade is thus at the center of Swahili
459 culture. Coastal cities formed an interface
460 between the African highlands and the merchants
461 of the Indian Ocean.
462 East Africa exported mostly raw materials;
463 these commercial products are mostly invisible
464 to archaeologists, comprising organic materials
465 such as ivory, skins, cloth, or wood. One of the
466 most prized products was ivory. Tusks were
467 generally sold raw throughout the cities of
468 Vumba, Mombasa, Malindi, Lamu, and Pate.
469 The polishing of ivory occurred in the importing
470 countries, for example, in Fatimid Cairo. In addi-
471 tion to income earned from trade and fishing,
472 Swahili urban elites owned plantations enabling
473 them to meet their needs. Populations from the
474 coastal hinterland provided other agricultural
475 products, from hunting or gathering. Various
476 Swahili agricultural products were exported,
477 such as coconut and rice. Archives from the
478 customs of Aden, dating from the fifteenth
479 century, mention imported rice from Kilwa, but
480 Neville Chittick argued that rice was only
481 transited via Kilwa and actually came from
482 Madagascar. Cloves were introduced in Zanzibar
483 in 1818 by Sultan Sa‘ıd and became the principal
484 export of Pemba and Zanzibar. Mangrove timber
485 was exported in large quantities to countries in
486the Persian Gulf, under the Arabic name of saj or487mwangati in Kiswahili. The Swahilis also traded
488woodwork, such as doors or sculptured
489pediments, to Oman and Kuwait.
490Al-Idrısı speaks of several large iron-mining
491centers located between Malindi and Mombasa.
492Iron might have been the primary source of
493income for this region, and India may have
494imported large quantities of the metal to make
495steel weapons (Freeman-Grenville 1962: 19-20).
496The author’s research in Gedi confirmed that iron
497production was very important in levels dating
498from the twelfth to thirteenth century. According
499to Muktahar ibn Tahir al-Maqdisı, the Zanj coun-
500try provided the Arabs with a lot of gold in the
501tenth century. The profits from trade played
502a significant role in the prosperity of the kingdom
503of Great Zimbabwe which operated many mines.
504The mined gold was sent to Sofala, a vassal local-
505ity in Kilwa Kisiwani from the twelfth century.
506The gold was redistributed by Kilwa, which thus
507held a monopoly until the fifteenth century. In
5081501, Cabral boarded and searched two boats in
509Kilwa filled with gold (Freeman-Grenville 1962:
51059-60). The “yellow metal” became the main
511African product of interest to the Portugese who
512later settled in Mozambique in the hinterland of
513Sofala (Horton 1996: 383). African gold, but also
514rock crystal, were raw materials that were in high
515demand under the Fatimids. Elements of rock
516crystal were found at several sites on the Swahili
517coast, in Gomani on the island of Tumbatu, in
518Gedi, Manda, and Shanga. This mineral is foreign
519to coastal areas and came from the Kerio Valley
520and the Rift Valley.
521The trade in humans was another aspect prized
522in Arab countries. Before the fifteenth century,
523most slaves came from Kenya and from the Horn
524of Africa, where the ports of Zeyla and Berbera
525were reputed for this merchandise. Few Portu-
526guese texts concern the sale and export of slaves
527between the sixteenth and seventeenth century.
528Yet Ibn Battuta recounts that the holy war against
529Kilwa infidels was undertaken primarily to find
530slaves, more likely to represent trading on
531a commercial than a domestic level. The quantity
532of slaves exported to the Persian Gulf must have
533been considerable because a reported 500,000
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534 outraged Zanj attacked al-Basra in 869 and
535 retreated to al-Mukhtara in lower Iraq, where
536 they were defeated in 883. The quest for slaves
537 had begun under the Sassanids in the fifth century
538 and became industrial in scale in the nineteenth
539 century under the Sultanate of Zanzibar. Slave
540 traders collected slaves in the ports of Masselage
541 in western Madagascar, in the archipelago of
542 Kerimba in Mozambique, Kilwa Kisiwani, or in
543 Zanzibar. The dhows then returned through Pate
544 all the way to Jeddah and Mocha in the Red Sea.
545 Some slaves were shipped back to Turkey,
546 Muscat, Sur, and to the Sindh. The French islands
547 of Bourbon and Mascarene (Mauritius and
548 Reunion) exchanged many slaves for firearms
549 especially between 1775 and 1804. Following
550 the British ban on this trade, the Omani slave
551 ships took refuge under the French flag from
552 1873 to 1891.
553 Swahili communities imported a lot of goods
554 from the Persian Gulf. In the middle of the ninth
555 century, the port of Siraf became a major trading
556 center with East Africa. Al-Masudı notes that
557 vessels from Siraf left for Sofala and Waq-Waq
558 (Madagascar). From the thirteenth to the fifteenth
559 century, Africa was connected to other centers, in
560 Yemen with Aden and in India with the Gujarat
561 and the Deccan. This trade continued after the
562 Portuguese intrusion. Finally during the nine-
563 teenth century, trade was largely controlled by
564 Oman. The Swahili imported a lot of
565 manufactured products, including Islamic and
566 Chinese ceramics, glass, metalwork, and even
567 carved stones for their mosques and cemeteries
568 (Pradines 2010: 221-237) (Fig. 4). The study of
569 these imports, in particular the ceramics, allows
570 us to draw a new history of the Swahili coast and
571 its contacts with other cultures of the Indian
572 Ocean world.
573 Future Directions
574 Urbanization and the Genesis of the Swahili
575 House
576 The majority of Swahili towns were allegedly
577 founded between the tenth and twelfth centuries.
578 The first stone buildings date to the tenth century
579in Shanga and to the end of the eleventh century
580in Kilwa and Gedi (Horton 1996; Pradines 2010:
58127). The growth of the population in the four-
582teenth century created demographic pressure,
583which led to the abandonment of some sites and
584the creation of new towns. From the fifteenth
585century onward, Swahili towns were surrounded
586by stone walls, as notably at the Kenyan sites
587of Pate, Ungwana, and Gedi (Pradines 2004:
588328-334).
589These urban fortifications gave the developing
590political power some security and reinforced the
591distinction between town and country. The
592emergence of domestic architecture in stone
593differentiated from traditional African houses
594symbolized hierarchy among the Swahili
595community. Only rich merchants and individuals
596from powerful lineages could live in stone
597houses. This change in habitation is confirmed
598by observations at Gedi where architecture
599profoundly altered at the beginning of the
600fifteenth century.
601The restructuring of the cities on the east coast
602is related to the apex of Swahili trade. This
603widespread phenomenon has been observed
604from the Lamu archipelago, to northern Kenya
605and all the way to Kilwa in southern Tanzania. In
606the sixteenth century, many Swahili ports were
607abandoned by commercial traffic because of the
608Portuguese intrusion in the Indian Ocean.
609The towns were then protected by forts, such as
610the Portuguese fort ofMombasa or the Omani fort
611of Kilwa. From the eighteenth century, the Omani
612presence led to a renaissance in Swahili architec-
613ture and urbanism. The towns gained height with
614multistorey buildings.
615The genesis of the Swahili house is still
616subject to discussion, between supporters of
617a local evolution, including Mark Horton and
618John Middleton (Horton & Middleton 2000:
619119), and those favoring exogenous influences,
620including Linda Donley-Reid, Abdul Sheriff, and
621the current author (Donley-Reid 1990: 114-126;
622Sheriff 2002: 76; Pradines 2004: 111-112). This
623new technology was first reserved for mosques
624and palaces, before becoming more widespread,
625being used for a group of large private houses in
626the fourteenth century. Stone buildings became
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627 emblematic of the power of the wa-ungwana628 patricians/nobility and represented the very
629 notion of the Swahili city (Fig. 5).
630 Mark Horton has argued for continuity in the
631 evolution of Swahili houses, from traditional
632 earth-built dwellings to large houses in stone, in
633 terms of consistent traits in the plans of the
634 buildings and in the use of space. Unfortunately,
635 examples prior to the fourteenth century are
636 virtually nonexistent. A further problem is the
637 existence of very similar architecture in Yemen,
638 the occupation of which by Indian merchants is
639 confirmed by historical sources. Horton also
640 asserts that stone architecture is a local invention
641 reinforced by Fatimid technologies from the Red
642 Sea. He cites multiple examples of architecture in
643 coral limestone in the Dahlak Islands, Er Rih,
644 Aydhab, and Suakin. However, this technology
645 was not only found on Egyptian and Sudanese
646 shores, with examples existing on the coast of the
647 Hadramaut and in the Persian Gulf, in Bahrain,
648 and in Qatar where coral blocks are called hagar
649 al-bahr, or “stones of the sea.”
650 It is more likely that domestic Swahili
651 architecture from the fifteenth century was
652 strongly influenced by Indo-Persian cultures
653 between the thirteenth and fourteenth centuries.
654 Two elements reflect the role of India in the
655 genesis of Swahili habitations: the division of
656 space into narrow, parallel rooms and the use of
657 niches for wall ornamentation. Linda
658 Donley-Reid has identified three types of Indian
659 house, which are very similar to Swahili habita-
660 tions. The southern region of Gujarat, fromMum-
661 bai to Broach, exhibits houses with two or three
662 parallel rooms and a lateral circulation zone.
663 Women live at the back of the building, which
664 has an exit separate from the main entry situated
665 in the facade. Houses to the north of Gujarat,
666 from Broach to Cambay, have three parallel
667 rooms with a central passage. There is no door
668 at the back, and the walls are decorated with
669 niches in a style very close to that found in Lamu.
670 In Gedi, the plans of the houses in the
671 northeastern area are very significant: they
672 present narrow, elongated rooms, all parallel
673 except for one forming a side corridor. Some
674 rooms have symmetrically arranged niches in
675the walls. As just noted, the room layout and
676the wall decorations are characteristic of
677Gujurati homes. Domestic units in Shanga had
678niches during the fourteenth century (Horton &
679Middleton 2000: 118). These cavities were
680organized in a symmetrical fashion, with
681a balancing of space still found in Swahili houses
682today. From this, we infer that the organization of
683central secluded rooms (ndani) and of niches in
684modern, traditional Swahili homes dates back to
685the fourteenth century. The origin of this form of
686niche comes from Gujurat and not from the Afri-
687can coast, as ornamentation with niches is found
688in Zabid and Mocha in Yemen, towns strongly
689influenced by Indian architecture from Surat.
690Niches found inside homes in Gujurat and
691Kutch obey a certain harmony, a regularity of
692space. This balance is based on symmetry of
693architectural elements. The plaster niches in
694Indian Bohras’ houses are like miniature
695mihrabs; the alcoves, called gokala, are often
696associated with magical squares containing the
697name of Allah.
698In conclusion, it must be said that archaeolog-
699ical research on Swahili settlements is still in its
700infancy. To progress further, what is needed is
701collaboration between specialists working in
702Africa, Arabia, Persia, India, and even China.
703Cross-References
704 Au2▶Abungu, George H.O.
705▶Art History and Islamic Archaeology
706▶Ceramics as Dating Tool in Historical
707Archaeology
708▶Chami, Felix Arkard
709▶Chinese Porcelain: Late Ming (1366-1644)
710and Qing (1644-1911) Dynasties
711▶Colonialism and Orientalism in Islamic
712Archaeology
713▶ Fortifications, Archaeology of
714▶ Indian Ocean Archaeology
715▶ Iran, Islamic Archaeology in
716▶ Iraq, Islamic Archaeology in
717▶Late Medieval and Early Modern Islamic
718Archaeology
I 8 Islamic Archaeology in East Africa: Swahili Archaeology
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719 ▶Maritime Archaeology and Islamic
720 Archaeology
721 ▶Maritime History
722 ▶Medieval Archaeology
723 ▶Medieval Urbanism
724 ▶Nationalism and Archaeology
725 ▶ Shore/Coastal Archaeology
726 ▶Urban Archaeology
727 ▶Urban Emphasis in Islamic Archaeology
728 References
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737 DONLEY-REID, L. 1990. A structuring structure: the Swahili
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740 DUARTE, R. 1993. Northern Mozambique in the Swahili741 world: an archaeological approach (Studies in
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0 1000 km N
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Islamic Archaeology in East Africa: Swahili Archaeology, Fig. 1 Map of the Indian Ocean marking the locations of
the principal medieval ports
Islamic Archaeology inEast Africa: SwahiliArchaeology,Fig. 2 Excavations of the
great mosque of Gedi
(Malindi, Kenya)
I 10 Islamic Archaeology in East Africa: Swahili Archaeology
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Islamic Archaeology inEast Africa: SwahiliArchaeology,Fig. 3 Excavations in
front of the mihrab of the
mosque of Songo Mnara
(Kilwa Islands, Tanzania)
Islamic Archaeology inEast Africa: SwahiliArchaeology,Fig. 4 Pillar tomb of
Kunduchi with Chinese
porcelains, Tanzania
Islamic Archaeology in East Africa: Swahili Archaeology 11 I