hobbes, law, violence and fear
TRANSCRIPT
Hobbes, Law, Violence and Fear
Thomas Hobbes was born in 1588, the year of the Spanish Armada. He used to say
that his mother started her labour when she heard the Armada was coming, ‘so that
fear and I were born twins together’ (Tuck 2002: 2). The Armada was an incident in a
series of wars in the later sixteenth century that included the savage civil wars of the
Wars of Religion in France, which lasted from 1562 to 1598, some thirty-six years; and
the period of the formation of Hobbes’ philosophy was the latter stages of the Thirty
Years’ War in Europe, of which a military historian wrote ‘The physical devastation
of this war, and the loss of life among civilians, were the most severe in Europe since
the Mongol invasion’ (Dupuy and Dupuy 1970: 533). William Harvey, the discoverer
of the circulation of blood and an important influence on Hobbes, visiting Germany
in 1636, wrote: ‘The necessity they have here is of making peace on any condition,
where there is no more means of making war and scarce of subsistence .… This
warfare in Germany … threatens, in the end, anarchy and confusion’ (Parker 2015).
Europe was devastated with religious and civil war; and England’s own civil wars
were to last from 1642 to 1651, the year of the publication of Hobbes’ book Leviathan
(Hobbes and Tuck 1996). The English king, Charles I, was executed in 1649 for treason
against his own people. Not only was this a period of extremely destructive civil war;
it was also, arguably, the first modern Revolution.
It is in this world that we find in Hobbes’ political works a philosophy of violence and
fear, in which peace is the highest value and a single supreme political authority the
way to achieve it. He takes a very bleak view of human nature. Against Aristotle, he
does not consider men to be naturally social. In On the Citizen (Hobbes, Tuck et al.
1998: 22) he argues against there being any tendency in men to love one another, or
any such thing as disinterested friendship. He holds that all men are equal, but the
primary reason he gives is that however weak a man may be, he can creep up behind
you and kill you (Hobbes and Tuck 1996: 87). I say “men”, following the text; of course
that was the usage; but it is true that women are mostly, but not entirely, invisible in
Hobbes’ work. Men are not born with any tendency to society; society is entirely a
construction of reason, founded on fear, under the shadow of man’s potential for
violence. In the state of nature, man is competitive, mistrustful, and vainglorious:
The first, maketh men invade for Gain; the second, for Safety; and the third, for Reputation.
The first use Violence, to make themselves Masters of other mens persons, wives, children,
and cattell; the second, to defend them; the third, for trifles, as a word, a smile, a different
opinion, and any other signe of undervalue …. (Hobbes and Tuck 1996: 88).
So life in the state of nature is a brutish war of all against all. As is well known, the
solution for Hobbes is that such men will make a contract with one another to give up
sufficient of their freedom to a Sovereign power or commonwealth to ensure that they
can live in peace and safety.
It has been suggested that Hobbes did not actually think that men lived originally in
a state of nature; but it is clear that this is not simply a thought-experiment, and that
he does think that some men live in this state at the time of writing, either because no
such contract has ever been made or because it has broken down as a result of civil
war. He gives as an example the Americans:
For the savage people in many places of America, except the government of small Families,
the concord whereof dependeth on naturall lust, have no government at all; and live at this
day in that brutish manner, as I said before (Hobbes and Tuck 1996: 89).
Even family groups exist only because of natural lust.
Hobbes is a truly radical philosopher in many ways. He is also very much a
philosopher of mercantile capitalism. His complete rejection of traditional sources of
authority, his individualism, and his reliance on contract are all fundamental features
of what will become liberalism. A second reason he gives for the equality of men, in
his ninth law of nature, is that acknowledgement of men’s equality is necessary to
persuade them to make contracts; and in his third law he reasons that the old ideas of
commutative justice (the equality of value of the things contracted for) and
distributive justice (value being distributed according to merit) are wrong because
they interfere with freedom of contract (‘The value of all things contracted for, is
measured by the Appetite of the Contractors: and therefore the just value, is that
which they be contented to give’ (Hobbes and Tuck 1996: 105)). The principles of
contract law and agency are set out in full legal detail as laws of nature in Chapters 14
and 16 of Leviathan. His figure of human nature is the ancestor of the homo
economicus of liberal economics.
In Leviathan Hobbes tries to do two incompatible things at the same time; to describe
the world as it actually is and to assert what it ought to be. Hobbes seeks, not only to
establish the rationality of the contract surrendering freedom to a sovereign power,
but also to give moral force and legitimacy to the resulting state. He does this by
means of the consent given in the original contract coupled with the idea of natural
law and right. Every man, he says, has a natural right to self-preservation, and to all
acts that tend to that self-preservation. By couching the desire to survive in terms of
right, Hobbes is enabled to give a normative force to the social contract. The tendency
to form the contract itself is said to be a natural law; that is to say, ‘a Precept, or general
Rule, found out by Reason, by which a man is forbidden to do, that, which is
destructive of his life, or taketh away the means of preserving the same; and to omit,
that, by which he thinketh it may be best preserved’ (Hobbes and Tuck 1996: 91).
Hobbes’ state in all its detail is thus prescribed by natural law. It is a project entirely
governed by the fear of violence and the desire for peace, the touchstone for each of
his prescriptions.
The legitimating effect of the contract itself is in my view undermined almost
completely by Hobbes’ division of states into those founded by an original contract
and those founded by conquest. In the second case the contract is made by men
agreeing, not amongst themselves but with the invading sovereign, to obey rather
than to be killed (Hobbes and Tuck 1996: chapter 20). To say that this is agreement or
consent is to empty those words of most of their meaning and all of their legitimating
effect. But the reasoning, as before, is for peace; the peace of the conquered, for
Hobbes, is still better than the war of all against all.
Some of the most attractive aspects of Hobbes’ argument are driven by the same
imperative. The sovereign should take all the steps necessary to keep the population
safe, including the provision of ‘public charity’, a proto-welfare state (Hobbes and
Tuck 1996: 239). Among the natural laws he elaborates, the sixth and seventh require
us to forgive where appropriate and not to bear grudges; all following from ‘the first
and Fundamentall Law of Nature, which commandeth men to Seek Peace’ (Hobbes
and Tuck 1996: 105-6). And most interestingly of all, he discusses one case where you
are entitled to resist the Commonwealth. He argues that if a large group of men have
taken up arms against the Commonwealth, then whereas doing so in the first place
was wrong, for them to continue to defend themselves is justifiable ‘For they but
defend their lives, which the guilty man may as well do, as the Innocent. … But the
offer of Pardon taketh from them, to whom it is offered, the plea of self-defence, and
maketh their perseverance in assisting, or defending the rest, unlawfull’ (Hobbes and
Tuck 1996: 152). If the sovereign offers pardon and they refuse they are no longer
justified. This is a most practical expression of Hobbes’ desire for peace after a civil
war.
Hobbes in Leviathan, after a short discussion of the state of nature, is dealing with
existing states, or commonwealths, and seeks to lay out laws that will bolster them
against dissolution and the prospect of the war of all against all. So what are the
dangers that Hobbes fears for his Commonwealth? What are the particular matters
and people that he fears may break it up and lead to civil war and the return of the
state of nature? What, for Hobbes, creates the risk of revolution and regicide?
Here let us turn to Jacques Rancière. In his 1992 book The Names of History his topic is
the practice of historians; their ‘poetics of knowledge’ which he defines as ‘a study of
the set of literary procedures by which a discourse escapes literature, gives itself the
status of a science, and signifies this status’ (Rancière 1994: 8). He deals with a number
of different ways of writing history, but perhaps his main target is the ‘new history’,
the enormously influential Annales school of historians. In place of the old history, an
account of events as they happened to kings and ambassadors, these historians
substituted the masses and the ‘longue durée’, long spans of time and the great
regularities of history. Rancière looks particularly to what he calls the exemplary work
of this type of history, The Mediterranean and the Mediterranean World in the Age of Philip
II by Fernand Braudel (Braudel and Reynolds 1972), written in 1949. In Braudel’s
preface he finds a reference to the flood of new documentary material that becomes
available to the historian from the Renaissance on, from ‘the poor, the humble, eager
to write, to talk of themselves and of others’; but this, says Braudel, assumes a false
importance, leading the historian to a world of strong passions but blindness to ‘the
deeper realities of history, of the running waters on which our frail barks are tossed
like cockleshells’ (quoted in Rancière 1994: 17). We are to know nothing of this
cumbersome mass of paper, says Rancière, except its noplace.
The poor speak falsely because they have no place to speak. The poor, in the allegory of the
science of historical study, represent the obverse of the ‘good’ object of knowledge, the
masses. The masses pervert themselves by moving outside their place, by leaving the great
regularities of their objectification in order to fragment and dissolve themselves into subjects
who speak … (Rancière 1994: 18)
How to understand this exclusion? In order to do so Rancière turns to the work of
Thomas Hobbes, and the particular aspect he is interested in is precisely Hobbes’
account of the dangers that a Commonwealth faces. Such accounts were a traditional
part of works of political philosophy, from Aristotle to Bacon (Foucault analyses
Bacon’s version in his lecture series Security, Territory, Population (Foucault and
Senellart 2007), finding in it early signs of governmentality and raison d’état). But
unlike these accounts, which focus on the balance of social forces (a concept foreign to
his argument), Hobbes concentrates on opinions, poorly used words, unwarranted
phrases. Some of these words are the names tyrant and despot; Hobbes says these
have no referent (Hobbes and Tuck 1996: 130) as a king is always lawful by virtue of
the contract; they are just names used by those who dislike the monarchy. The sources
of these mischievous names and phrases are twofold; first, the preachers who hold
that individual conscience is more important than sovereign edict and who call
sovereigns opposed to their religion tyrants; these preachers afflict the body of the
Commonwealth like epilepsy; and second, those who read the texts of the ancients
and of their imitators, filled with stories of despots and their just overthrow, people
who are likened by Hobbes to mad dogs causing hydrophobia (Rancière 1994: 20,
Hobbes and Tuck 1996: chapter 29 et al). For Hobbes the body of the sovereign is the
People unified in their compact; but these excessive words and speakers invade and
infect the body and dissolve it into people, anyone at all, endangering political
authority, ‘the proliferation of speakers who are outside their place and outside the
truth’ (Rancière loc. cit.). Throughout Hobbes’ work his commitment to equality is
contravened by his distrust of the poor, the unlearned, those who read ancient texts
without the proper training in what the texts mean.
The theoretical and political evil, for Hobbes and the tradition he opens, may be identified in
this way: the proliferation of borrowed names, of names that do not resemble any reality, and
that kill [kings] because they are poorly used, used by people who should not handle them ….
(Rancière 1994: 21).
The tradition in theory and historiography that Hobbes opens is called by Rancière
the ‘royal-empiricist’ tradition. It combines the exclusion of the voices of the poor from
the proper history of kings and commonwealths with an empiricist distrust of ‘the
proliferation of borrowed names’, such as Edmund Burke’s distrust of the
‘metaphysical’ rights of man, a distrust that nourishes more recently an entire
tradition of social science and is perhaps reflected in the contemporary attacks on
another of the names of history, ‘human rights’, described in slightly different
terminology as a ‘surplus subject’ in one of Rancière’s more recent pieces, Who is the
Subject of the Rights of Man (Ranciere 2010). For Braudel these same voices threaten his
grand new subjects of history, masses and classes, dissolving them again into people,
threatening history’s claims to scientific status.
At the end of The Names of History Rancière suggests that a new form of historiography
is possible, a heretical history, that uses a new kind of subject. He instances E.P.
Thompson’s The Making of the English Working Class (Thompson 1980: 20), which opens
with the formation of the London Corresponding Society in 1792 by nine working men
(Rancière 1994: 92 et seq.). Three propositions, he says, define the rupture of the
symbolic markers in the political order that is at work in the constitution of this
hitherto unknown subject of speech. First, one man counts as much as another.
Second, the Society’s first rule was that the number of its members be unlimited; the
pure denial of exclusion. Third, the mode of speech is correspondence, pure address
to everyone else without being or subjection. This is the modern social movement, a
class that is the dissolution of all classes. Such a subject is first situated empirically, ‘in
the profusion of deviating religions and heterodox forms of knowledge that provoked
and accompanied the emergence of the modern social movements’(Rancière 1994: 93),
in the intersection of the Rights of Man with biblical prophesies and the injunctions of
The Pilgrim’s Progress, woven of names borrowed from and taken out of language. But
secondly it initiates the singular mode of being of the subjects of history in the
democratic age. Rancière rejects the attempts of social and cultural historians to
chronicle such movements, claiming that in trying to describe them they lose sight of
their essence; and he challenges contemporary history to ‘draw the figure of the
historicity that belongs to its age’ (Rancière 1994: 100).
I suggest that the disruptive figures of Hobbes’ fears also had the characteristics of the
new subjects of history of the democratic age, and that in what Rancière calls the birth
of the age of revolution there were groupings as entitled to that description as the
London Corresponding Society.
In 1641, Parliament abolished the previous strict censorship that had hitherto
restrained expression of opinions in print. What followed was a flood of pamphlets,
broadsides, poetry and sermons that represented an enormous outflowing of the
disorderly voices of the poor and initiated a remarkable debate on all aspects of
religious and political life. To quote from the historian Christopher Hill, it “was a
period of glorious flux and intellectual excitement” (Hill 1975: 14).
I shall take the Diggers and their spokesperson, Gerrard Winstanley, as my example
organisation. When they began to dig up, manure and plant some waste common land
in Surrey on 01/04/1649, they made a declaration in the form of a pamphlet entitled
‘The True Leveller’s Standard Advanced: or, the State of Community opened, and
Presented to the Sons of Men.’ (Winstanley and Hill 1973: 76 et seq.) They declared
that they were the ‘Common People of England’, and explained that
In the beginning of time, the great creator Reason made the earth to be a common treasury,
to preserve beasts, birds, fishes, and man, the lord that was to govern this creation … but not
one word was spoken in the beginning, that one branch of mankind should rule over another.
And the reason is this, every single man, male and female, is a perfect creature of himself; and
the same spirit that made the globe dwells in man to govern the Globe; so that the flesh of
man being subject to reason, his maker, hath him to be his teacher and ruler within himself,
therefore needs not run abroad after any teacher and ruler without him …. (Winstanley and
Hill 1973: 77) (Emphasis added).
As in Rancière’s example, in the declaration that founds the movement one man (or
woman – women are visible here as they are not in Hobbes or in the constitution of
the Corresponding Society) counts as much as another; the political subject formed is
unlimited, the Common People and everyone on the Earth – they hoped and expected
that the landlords would join them as well once reason showed them the rightness of
their cause; and in this case, the mode of action that suits this new mode of political
subjectification is not correspondence, but a form of pure praxis, digging the soil, that
again admits no subjection. They drew their rousing language from scripture and, via
the Putney debates, from those who drew on the words of the ancients. They opened
the modern democratic age and were the enemy of Hobbes and similar theorists, of
whom Winstanley said:
Here is disorder, therefore this subtle spirit of darkness … tells the people, You must make
one man king over you all and let him make laws, and let everyone be obedient thereunto.
(quoted in Hill 1975: 387)
In other words, such thinkers use fear to justify absolutism. The Diggers and their like
disappeared from view as the revolutionary moment ended and censorship was re-
imposed in 1660, but the words and names from that period were alive and well in the
men that formed the London Corresponding Society. If Hobbes’ thought in many
ways began the modern liberal capitalist world, those he feared were at the same time
initiating its other, what Rancière calls the subject of history in the democratic age.
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