general information sheet (gis) - pds group

2021

GENERAL INSTRUCTIONS:1.

2.

3.

4.

5.

6.

7.

BUSINESS/TRADE NAME:

WEBSITE/URL ADDRESS:

INDUSTRY CLASSIFICATION:

8831-1000

TELEPHONE NUMBER(S):

0917-868-6167 (for SEC Purposes Only)

ADDRESS

================================ INTERCOMPANY AFFILIATIONS =======================================

SyCip Gorres Velayo & Co./Belinda T. Beng Hui

0917-842-3779 (for SEC Purposes Only)

GENERAL INFORMATION SHEET (GIS)

FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL STOCKHOLDERS'MEETING. DO NOT LEAVE ANY ITEM BLANK. WRITE "N.A." IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO THE CORPORATION OR "NONE" IF THEINFORMATION IS NON-EXISTENT. IF THE ANNUAL STOCKHOLDERS' MEETING IS HELD ON A DATE OTHER THAN THAT STATED IN THE BY-LAWS, THE GISSHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS AFTER THE ELECTION OF THE DIRECTORS, TRUSTEES AND OFFICERS OF THE CORPORATIONAT THE ANNUAL MEMBERS' MEETING.

STOCK CORPORATION

SM PRIME HOLDINGS, INC.


AS094-000088

FOR THE YEAR

IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR. HOWEVER, SHOULD ANANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FILED.

THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION.

================================ PLEASE PRINT LEGIBLY =====================================

DATE REGISTERED:

December 31

CORPORATE NAME:

THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTING FROMACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT AMENDED GIS CONTAINING THE NEW INFORMATIONTOGETHER WITH A COVER LETTER SIGNED THE CORPORATE SECRETARY OF THE CORPORATION. THE AMENDED GIS AND COVER LETTER SHALL BESUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGE OCCURED OR BECAME EFFECTIVE.SUBMIT FOUR (4) COPIES OF THE GIS TO THE RECEIVING SECTION AT THE SEC MAIN OFFICE, OR TO SEC SATELLITE OFFICES OR EXTENSION OFFICES. ALLCOPIES SHALL UNIFORMLY BE ON A4 OR LETTER-SIZED PAPER. THE PAGES OF ALL COPIES SHALL USE ONLY ONE SIDE

10th Floor, One E-com Center, Harbor Drive, Mall of Asia Complex, Pasay City

PRIMARY PURPOSE/ACTIVITY/INDUSTRY PRESENTLY ENGAGED IN:

SM Investments Corporation CS200812057

SUBSIDIARY/AFFILIATE SEC REGISTRATION NO.

PARENT COMPANY ADDRESSSEC REGISTRATION NO.

To develop, conduct, operate and maintain the business of modernized commercial shopping centers and all the business appurtenant thereto, and generally to buy, sell, acquire, mortgage, lease, exchange, assign, transfer, convey or otherwise alienate or dispose of any of its real and/or personal properties, and any interests or rights therein

GEOGRAPHICAL CODE:

CORPORATE TAX IDENTIFICATION NUMBER (TIN)

DATE OF ANNUAL MEETING PER BY-LAWS:

THIS GIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION OF EXISTING LAWS,RULES AND REGULATIONS

ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED.

SEC REGISTRATION NUMBER:

January 06, 1994

FISCAL YEAR END:

003-058-789Last Friday of April

ACTUAL DATE OF ANNUAL MEETING:

10th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J.W. Diokno Blvd., Mall of Asia Complex, Brgy. 76, Zone 10, CBP-1A, Pasay City, Philippines

SEC ACCREDITATION NUMBER (if applicable):

COMPLETE BUSINESS ADDRESS:

OFFICIAL E-MAIL ADDRESS ALTERNATE E-MAIL ADDRESS OFFICIAL MOBILE NUMBER ALTERNATE MOBILE NUMBER

[email protected] (for SEC Purposes Only)

[email protected] (for SEC Purposes Only)

April 20, 2021

8831-8991

10th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J.W. Diokno Blvd., Mall of Asia Complex, Brgy. 76, Zone 10, CBP-1A, Pasay City, Philippines

E-MAIL ADDRESS:

[email protected]

COMPLETE PRINCIPAL OFFICE ADDRESS:

smprime.com

NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER:

FAX NUMBER:

A20010309710th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W. Diokno Blvd., Mall of

Asia Complex, Brgy. 76, Zone 10, CBP-1A, Pasay City, Philippines

First Leisure Ventures Group, Inc. CS2000704643The Esplanade Seaside cor. Bay Blvd., Mall of Asia Complex, CBP-1A,

Pasay City

First Asia Realty Development Corporation 0000144047Basement, Bldg. A, SM Megamall, Doña Julia Vargas Ave.,

Mandaluyong City

Premier Central, Inc. and Subsidiary A19980419810th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W. Diokno Blvd., Mall of


Consolidated Prime Dev. Corp. A19980549810th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W. Diokno Blvd., Mall of


Premier Southern Corp. A19980481610th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W. Diokno Blvd., Mall of


San Lazaro Holdings Corporation

GIS_STOCK(v.2020)

Mall of Asia Annex Building, Coral Way cor. J.W. Diokno Blvd., Mall of Asia Complex, Brgy. 076, Zone 10, CBP 1-A, Pasay City

CS200814504 121 Barretto St., Belarmino Subdivision, Calamba, Laguna

CS200814504 121 Barretto St., Belarmino Subdivision, Calamba, Laguna

NOTE: USE ADDITIONAL SHEET IF NECESSARY

AD Canicosa Properties, Inc.

A. Canicosa Holdings, Inc

Prime_Commercial Property Management Corp. and Subsidiaries (PCPMC) CS200917199

10th Floor, One E-com Center, Harbor Drive, Mall of Asia Complex, CBP-1A, Pasay City

CHAS Realty and Development Corporation and Subsidiaries AS095000891 Between General Tinio and Melencio Streets, Cabanatuan City

Magenta Legacy, Inc. CS20061872910th Floor, One E-com Center, Harbor Drive, Mall of Asia Complex,

CBP-1A, Pasay City

Hotel Specialist (Manila), Inc. CS20081674610th Floor, One E-com Center, Harbor Drive, Mall of Asia Complex,

CBP-1A, Pasay City

Tagaytay Resort Development Corporation 0000154736

SM Development Corporation and Subsidiaries 00005690915th Floor, Two E-com Center, Harbor Drive, Mall of Asia Complex,

Brgy. 76, Zone 10, CBP-1A, Pasay City

SMX Conventions Specialist Corp. CS200911145 SMX Convention Center, Mall of Asia Complex, CBP-1A, Pasay City

SM Hotels and Conventions Corp. and Subsidiaries CS20080495110th Floor, One E-com Center, Harbor Drive, Mall of Asia Complex,

CBP-1A, Pasay City

10th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W. Diokno Blvd., Mall of Asia Complex, Brgy. 76, Zone 10, CBP-1A, Pasay

SM Lifestyle, Inc. and Subsidiaries 000013126911th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W.

Diokno Blvd., Mall of Asia Complex, Brgy. 76, Zone 10, CBP-1A, Pasay

Costa del Hamilo, Inc. and Subsidiary CS20061518810th Floor, One E-com Center, Harbor Drive, Mall of Asia Complex,

CBP-1A, Pasay City

Prime Metroestate, Inc. and Subsidiary AS95000524610th Floor, One E-com Center, Harbor Drive, Mall of Asia Complex,

CBP-1A, Pasay City

Hotel Specialist (Cebu), Inc.

Highlands Prime Inc. A20010068010th Floor, One E-com Center, Harbor Drive, Mall of Asia Complex,

CBP-1A, Pasay City

Southernpoint Properties Corp. CS20082870810th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W. Diokno Blvd., Mall of


Family Entertainment Center, Inc. AS095081411th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W. Diokno Blvd., Mall of


SM Arena Complex Corporation CS20120523411th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W.

Diokno Blvd., Mall of Asia Complex, Brgy. 76, Zone 10, CBP-1A, Pasay

Shopping Center Management Corporation 0000171037

CS200816758 Serging Osmeña Blvd. cor. Juan Luna Ave., Cebu City

Hotel Specialist (Pico de Loro), Inc. CS201014733 Brgy. Papaya, Nasugbu, Batangas

000005159 Alai de Manila, M. Adriatico St., Malate, Manila

Hotel Specialist (Tagaytay), Inc. A199722503 Taal Vista Hotel, National Road, Brgy. Kaybagal, Tagaytay City

Associated Development Corporation

Cherry Realty Development Corporation 0000076427 Brgy. San Bartolome, Sto. Tomas, Batangas

Pico de Loro Beach and Country Club CS200619702 Hamilo Coast, Brgy. Papaya, Nasugbu, Batangas

Rushmore Holdings, Inc. AS09400340810th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W. Diokno Blvd., Mall of


Hotel Specialist (Davao), Inc. CS201214740 SM City Lanang Complex, J.P. Laurel Ave. Davao City

Mindpro, Incorporated 41626 La Purisima St., Zone 3, Zamboanga City

MOA Esplanade Port, Inc. CS20142369910th Floor, One E-com Center, Harbor Drive, Mall of Asia Complex,

CBP-1A, Pasay City

Supermalls Transport Services, Inc. CS201702723GF, Five E-com Center, Harbor Drive, Mall of Asia Complex, Brgy 76,

Zone 10, CBP 1-A, Pasay City

SM Smart City Infrastructure and Development Corporation (Formerly, Smart City Infrastructure and Development Corporation)

CS20191427210th Floor, Mall of Asia Arena Annex Building, Coral Way cor. J. W. Diokno Blvd., Mall of


Premier Clark Complex, Inc. CS201908637SM City Clark Administration Office, 2nd Level, SM City Clark along Manuel Roxas

Highway, Malabanias, Angeles City, Pampanga

GIS_STOCK(v.2020) Page 1

A.

1.a.b.c.d.e.f.g.h.i.j.

k.

2.a.b. a.c. b.d.e.f.g.h. c.i.j.

3.a. d.b.c. 7.

d. a.e.f. b.g.h. c.i.j.

k. d.l.

m. 8.n. Describe

nature of business:

B.

Has the Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), record-keeping, and submission of reports under the AMLA, as amended, since the last filing of its GIS?

creation, operation or management of juridical persons or arrangements, and buying and selling business entities

managing of client money, securities or other assets

Banks

Pawnshops

Insurance Agents

4.Jewelry dealers in precious metals, who, as a

business, trade in precious metals

5.Jewelry dealers in precious stones, who, as a

business, trade in precious stone

6.

Electronic Money Issuers

Insurance Companies

Financial Institutions which Under Special Laws are subject to Bangko Sentral ng Pilipinas' (BSP) supervision and/or regulation, including their subsidiaries and affiliates.

Holding Companies

acting as (or arranging for another person to act as) a nominee shareholder for another person

All Other Persons and entities supervised and/or regulated by the Insurance Commission (IC)

Is the Corporation a covered person under the Anti Money Laundering Act (AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)

acting as (or arranging for another person to act as) a director or corporate secretary of a company, a partner of a partnership, or a similar position in relation to other juridical persons

Securities Brokers

Insurance Brokers

Mutual Benefit Association

Securities Dealers

Foreign Exchage DealersMoney ChangersRemittance Agents

Offshore Banking Units Quasi-BanksTrust EntitiesNon-Stock Savings and Loan Associations

providing a registered office, business address or accommodation, correspondence or administrative address for a company, a partnership or any other legal person or arrangement

acting as a formation agent of juridical persons

Company service providers which, as a business, provide any of the following services to third parties:

GENERAL INFORMATION SHEET

STOCK CORPORATION================================ PLEASE PRINT LEGIBLY ================================

Please check the appropriate box:

Corporate Name: SM PRIME HOLDINGS, INC.

Real estate

management of bank, savings or securities accounts

Entities administering or otherwise dealing in cash Substitutes and other similar monetary instruments or property supervised and/or regulated by the Securities and Exchange Commission (SEC)

Mutual Funds or Open-end Investment CompaniesClose-end Investment Companies

Persons who provide any of the following services:

Professional ReinsurersReinsurance Brokers

None of the above

organization of contributions for the creation, operation or management of companies

Securities Salesman

Other entities managing Securities or rendering similar services

Investment HousesInvestment Agents and ConsultantsTrading Advisors

Holding Company Systems Pre-need Companies

Common Trust Funds or Issuers and other similar entitiesTransfer Companies and other similar entitiesOther entities administering or otherwise dealing in currency, commodities or financial derivatives based there on

Entities administering of otherwise dealing in valuable objects

Yes No

Yes No

GIS_STOCK(v.2020) Page 2

NUMBER OF SHARES

Common 40,000,000,000 1.00

TOTAL 40,000,000,000 TOTAL P

F I L I P I N ONO. OF STOCK-

HOLDERS

NUMBER OF SHARES

NUMBER OF SHARES IN THE HANDS OF THE

PUBLIC **

PAR/STATED VALUE

AMOUNT (PhP)% OF

OWNERSHIP

2,360 Common 22,117,883,594 1.00 22,117,883,594.00 76.59%

TOTAL 22,117,883,594 TOTAL TOTAL P 22,117,883,594.00 76.59%

F O R E I G N(INDICATE BY

NATIONALITY)

NO. OF STOCK-

HOLDERS

NUMBER OF SHARES

NUMBER OF SHARES IN THE HANDS OF THE

PUBLIC **

PAR/STATED VALUE

AMOUNT (PhP)% OF

OWNERSHIP

Various 39 Common 6,761,348,100 1.00 6,761,348,100.00 23.41%

TOTAL 6,761,348,100 TOTAL TOTAL P 6,761,348,100.00 23.41%

28,879,231,694.00 100%

F I L I P I N ONO. OF STOCK-

HOLDERS

NUMBER OF SHARES

AMOUNT (PhP)% OF

OWNERSHIP

2,359 Common 22,117,883,594 1.00 22,117,883,594.00 76.59%

TOTAL 22,117,883,594 TOTAL P 22,117,883,594.00 76.59%F O R E I G N

(INDICATE BY NATIONALITY)

NO. OF STOCK-

HOLDERS

NUMBER OF SHARES

AMOUNT (PhP)% OF

OWNERSHIP

Various 39 Common 6,761,348,100 1.00 6,761,348,100.00 23.41%

23.41 % TOTAL 6,761,348,100 TOTAL P 6,761,348,100.00 23.41%

TOTAL PAID-UP P 28,879,231,694.00 100%

AUTHORIZED CAPITAL STOCK


GENERAL INFORMATION SHEETSTOCK CORPORATION

==================================== PLEASE PRINT LEGIBLY ==================================

CAPITAL STRUCTURE

CORPORATE NAME:


** Other than Directors, Officers, Shareholders owning 10% of outstanding shares.

* Common, Preferred or other classification

PAID-UP CAPITAL

PAR/STATED VALUE

PAR/STATED VALUE

TYPE OF SHARES *

TYPE OF SHARES *

TYPE OF SHARES *

TOTAL SUBSCRIBED P

Percentage of Foreign Equity :

TYPE OF SHARES *

SUBSCRIBED CAPITAL

40,000,000,000.00

PAR/STATED VALUEAMOUNT (PhP)

(No. of shares X Par/Stated Value)

40,000,000,000.00

TYPE OF SHARES *

GIS_STOCK (v.2020) Page 3

CORPORATE NAME:

NATIONALITY INC'R BOARD GENDERSTOCK

HOLDEROFFICER

EXEC. COMM.

TAX IDENTIFICATION NUMBER

1. Filipino

2. Filipino

3. Filipino

4. Filipino

5. Filipino

6. Filipino

7. Filipino

8. Filipino

9. Filipino

10. Filipino

11. Filipino

12. Filipino

13. Filipino

14. Filipino

15. Filipino

FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.

FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER, SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.

FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.

FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR. FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.

Jose Mari H. BanzonN N M Y

President - Residential (Primary)

Steven T. TanN N M Y

President - Malls

INSTRUCTION:

Christopher S. BautistaN N M Y

Vice-President -

Internal Auit

Marvin Perrin L. PeN N M N

Chief Risk Officer and Chief

Compliance Officer

John Nai Peng C. OngN N M N

CFO and CIO

E/M

Elizabeth T. SyN N F Y

Adviser to the Board

E/M

Teresita T. SyY N F Y

Adviser to the Board

Jeffrey C. LimN M M Y President E/M

Darlene Marie B. BerberabeN I F Y N/A

CG/C A/M

RPT/C

J. Carlitos G. CruzN I M Y N/A

ROC/C A/M

CG/M

Jorge T. MendiolaN M M Y N/A

A/M ROC/M RPT/M

Herbert T. SyN M M Y

Hans T. SyY M M Y N/A E/C

N/A E/M

Amando M. Tetangco, Jr.N I M Y

Vice-Chairman and Lead Independent

Director

A/C ROC/M CG/M

RPT/M

Henry T. Sy, Jr.Y C M Y Chairman


================================ PLEASE PRINT LEGIBLY ================================

D I R E C T O R S / O F F I C E R S

NAME/CURRENT RESIDENTIAL ADDRESS

E/M


CORPORATE NAME:

NATIONALITY INC'R BOARD GENDERSTOCK

HOLDEROFFICER

EXEC. COMM.


16. Filipino

17. Filipino

18. Filipino

19. Filipino

20. Filipino

FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.

FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER, SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.

FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.

STOCK CORPORATION================================ PLEASE PRINT LEGIBLY ================================

D I R E C T O R S / O F F I C E R S

NAME/CURRENT RESIDENTIAL ADDRESS

Shirley C. Ong EVP - Residential (Leisure)

Vice-President - Commercial

Russel T. Sy


N N N

N N N

N

N N

N N

M

EVP - Hotels and

Convention Centers

F

M

F

NCorporate

Secretary , Alt. Compliance

Officer

Asst. Corporate Secretary, Alt.

CION N NM

FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.

GENERAL INFORMATION SHEET

INSTRUCTION:

FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.

Ma. Luisa E. Angeles

Elmer B. Serrano

Arthur T. Sy


2,345

TYPE NUMBERAMOUNT

(PhP)

% OF OWNER-

SHIP

1 SM Investments Corporation Common 14,259,721,264 14,259,721,264.00

Filipino

TOTAL 14,259,721,264 14,259,721,264.00

2. PCD Nominee Corporation Common 6,758,530,590 6,758,530,590.00

Non-Filipino

TOTAL 6,758,530,590 6,758,530,590.00

3. PCD Nominee Corporation Common 3,159,373,311 3,159,373,311.00

Filipino

TOTAL 3,159,373,311 3,159,373,311.00

4. Harley T. Sy Common 691,377,777 691,377,777.00

Filipino

TOTAL 691,377,777 691,377,777.00

5. Henry T. Sy, Jr. Common 689,313,743 689,313,743.00

Filipino

TOTAL 689,313,743 689,313,743.00

6. Teresita T. Sy Common 662,686,464 662,686,464.00

Filipino

TOTAL 662,686,464 662,686,464.00

7. Elizabeth T. Sy Common 662,580,980 662,580,980.00

Filipino

TOTAL 662,580,980 662,580,980.00


================================ PLEASE PRINT LEGIBLY ================================

TOTAL NUMBER OF STOCKHOLDERS:

STOCKHOLDER'S INFORMATION

CORPORATE NAME: SM PRIME HOLDINGS, INC.

NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS:

2,399

SHARES SUBSCRIBED

NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS

Please refer to the latest Audited Financial Statements

AMOUNT PAID(PhP)


6,758,530,590.00

49.38% 14,259,721,264.00

3,159,373,311.00

23.40%

10.94%

2.39%

2.39%

691,377,777.00

689,313,743.00

Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS

TOTAL AMOUNT OF SUBSCRIBED CAPITAL

TOTAL AMOUNT OF PAID-UP CAPITAL

2.29%

Please see next pages

2.29%

662,580,980.00

662,686,464.00

Please see next pages


2,345

TYPE NUMBERAMOUNT

(PhP)% OF OWNER-

SHIP

8. Herbert T. Sy Common 662,367,453 662,367,453.00Filipino

TOTAL662,367,453 662,367,453.00

9. Hans T. Sy Common 656,869,400 656,869,400.00Filipino

TOTAL656,869,400 656,869,400.00

10. Syntrix Holdings, Inc. Common 312,726,835 312,726,835.00Filipino

TOTAL312,726,835 312,726,835.00

11. Sysmart Corporation Common 263,226,285 263,226,285.00Filipino

TOTAL263,226,285 263,226,285.00

12. Cutad, Inc, Common 19,694,544 19,694,544.00Filipino

TOTAL19,694,544 19,694,544.00

13. HSBB, Inc. Common 19,694,400 19,694,400.00Filipino

TOTAL19,694,400 19,694,400.00

14. Felicidad T. Sy Common 10,651,891 10,651,891.00Filipino

TOTAL10,651,891 10,651,891.00

19,694,544.00


Please refer to the latest Audited Financial Statements

Please see next page

312,726,835.001.08%

263,226,285.000.91%

2.27% 656,869,400.00

SHARES SUBSCRIBED

2.29%



10,651,891.000.04%

0.07%

0.07%

19,694,400.00

Please see next pageTOTAL AMOUNT OF PAID-UP CAPITAL



2,399TOTAL NUMBER OF STOCKHOLDERS:

TOTAL ASSETS BASED ON LATEST AUDITED FS:

AMOUNT PAID(PhP)

662,367,453.00




TAX IDENTIFCATION

NUMBER



2,345

TYPE NUMBER AMOUNT (PhP)% OF

OWNER-SHIP

15. Henry Sy Jr. or Jan Catherine Sy Common 2,042,800 2,042,800.00

Filipino

TOTAL2,042,800 2,042,800.00

16. William T. Gabaldon Common 2,000,000 2,000,000.00

Filipino

TOTAL2,000,000 2,000,000.00

17. Lucky Securities, Inc. Common 1,800,000 1,800,000.00

Filipino

TOTAL1,800,000 1,800,000.00

18. Henry III Tamesis Sy Common 912,575 912,575.00

Filipino

TOTAL912,575 912,575.00

19. Jose T. Tan &/or Pacita L. Tan Common 892,126 892,126.00

Filipino

TOTAL892,126 892,126.00

20. Senen T. Mendiola Common 800,763 800,763.00

Filipino

TOTAL800,763 800,763.00

21. OTHERS (Indicate the number of the remainingstockholders): 2,379

Common41,968,493 41,968,493.00

TOTAL41,968,493 41,968,493.00

28,879,231,694.00 100%


800,763.00

0.01%

0.01%

0.00%

0.00%

0.01%

0.00%




SHARES SUBSCRIBED


AMOUNT PAID(PhP)


2,399TOTAL NUMBER OF STOCKHOLDERS:

TOTAL ASSETS BASED ON LATEST AUDITED FS: Please refer to the latest Audited Financial Statements


2,042,800.00

2,000,000.00




TOTAL AMOUNT OF PAID-UP CAPITAL 28,879,231,694.00

0.15% 41,968,493.00

1,800,000.00

912,575.00

892,126.00


CORPORATE NAME:

1.

1.1 1.2

1.3

1.4

1.5

2.

3.

5. DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR:

5.1 CASH

5.2 STOCK

5.3 PROPERTY

6.


ADDITIONAL SHARES ISSUED DURING THE PERIOD:

N/A


PLEASE PRINT LEGIBLY

N/A

OTHERS

TOTAL MANPOWER COMPLEMENT

314

INVESTMENT OF CORPORATEFUNDS IN ANOTHER CORPORATION

4,287,068,381 12.93%

Php0.185 per share or total of approx. Php5B

STOCKS

BONDS/COMMERCIAL PAPER (Issued by Private Corporations)LOANS/ CREDITS/ ADVANCES

GOVERNMENT TREASURY BILLS

AMOUNT (PhP)

N/A

N/A

DATE DECLARED

160

INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:) N/A

N/A

N/A

DATE NO. OF SHARES AMOUNT

DATE OF BOARD RESOLUTION

DATE OFSTOCKHOLDERSRATIFICATION

N/A

N/ADATE STARTED OPERATIONS: N/A N/A

N/A

N/A N/A

N/A


N/A

N/A N/A

DATE ISSUED:N/A

SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY:NAME OF AGENCY: I CSEC B S PTYPE OF LICENSE/REGN.

TOTAL ANNUAL COMPENSATION OF DIRECTORS DURING THE PRECEDING FISCAL

YEAR (in PhP)

Php11,800,000.00

TOTAL NO. OF OFFICERS

154

TOTAL NO. OF RANK & FILE EMPLOYEES

AMOUNT (PhP) DATE OF BOARD RESOLUTION

N/A N/A

N/A

N/A

N/A

Approximately Php5 Billion

Monday, 15 June 2020

TOTAL

TREASURY SHARES

TYPE OF DIVIDEND

NO. OF SHARES% AS TO THE TOTAL

NO. OF SHARES ISSUED

N/A

UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR: Please refer to the latest Audited Financial Statements

4.


general information sheet (gis) - pds group

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