23-1 - workshop manual space runner/space wagon

72
5604 $8720$7,& 75$160,66,21 &217(176 5643<3338:9 6(59,&( 63(&,),&$7,216 5 11111111111111111 /8%5,&$17 5 1111111111111111111111111111111 63(&,$/ 722/6 5 11111111111111111111111111 7528%/(6+227,1* 7 11111111111111111111111 2109(+,&/( 6(59,&( 77 1111111111111111111 (VVHQWLDO 6HUYLFH 77 1111111111111111111111111111 $27 &RQWURO &RPSRQHQW /RFDWLRQ 83 1111111111111 $27 &RQWURO &RPSRQHQW &KHFN 84 111111111111111 7RUTXH &RQYHUWHU 6WDOO 7HVW 86 111111111111111111 +\GUDXOLF 3UHVVXUH 7HVW 88 111111111111111111111 +\GUDXOLF &LUFXLW 93 1111111111111111111111111111 /LQH 3UHVVXUH $GMXVWPHQW 94 11111111111111111111 6HOHFWRU /HYHU 2SHUDWLRQ &KHFN 94 11111111111111 75$160,66,21 &21752/- 96 11111111111111 6+,)7 /2&. $1’ .(< ,17(5/2&. 0(&+$1,606 99 111111111111111111111111111 75$160,66,21 $66(0%/< 9; 11111111111111 :$51,1* 5(*$5’,1* 6(59,&,1* 2) 6833/(0(17$/ 5(675$,17 6<67(0 +656, (48,33(’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

Upload: khangminh22

Post on 27-Feb-2023

1 views

Category:

Documents


0 download

TRANSCRIPT

5604

$8720$7,&75$160,66,21

&217(176 5643<3338:9

6(59,&( 63(&,),&$7,216 51 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

/8%5,&$17 51 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

63(&,$/ 722/6 51 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

7528%/(6+227,1* 71 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

2109(+,&/( 6(59,&( 771 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1(VVHQWLDO 6HUYLFH 771 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

$27 &RQWURO &RPSRQHQW /RFDWLRQ 831 1 1 1 1 1 1 1 1 1 1 1 1

$27 &RQWURO &RPSRQHQW &KHFN 841 1 1 1 1 1 1 1 1 1 1 1 1 1 1

7RUTXH &RQYHUWHU 6WDOO 7HVW 861 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

+\GUDXOLF 3UHVVXUH 7HVW 881 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

+\GUDXOLF &LUFXLW 931 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

/LQH 3UHVVXUH $GMXVWPHQW 941 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

6HOHFWRU /HYHU 2SHUDWLRQ &KHFN 941 1 1 1 1 1 1 1 1 1 1 1 1 1

75$160,66,21 &21752/- 961 1 1 1 1 1 1 1 1 1 1 1 1 1

6+,)7 /2&. $1' .(< ,17(5/2&.0(&+$1,606 991 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

75$160,66,21 $66(0%/< 9;1 1 1 1 1 1 1 1 1 1 1 1 1 1

:$51,1* 5(*$5',1* 6(59,&,1* 2) 6833/(0(17$/ 5(675$,17 6<67(0 +656, (48,33(' 9(+,&/(6

:$51,1*$+4, ,PSURSHU VHUYLFH RU PDLQWHQDQFH RI DQ\ FRPSRQHQW RI WKH 656/ RU DQ\ 6560UHODWHG FRPSRQHQW/ FDQ OHDG WR SHUVRQDO

LQMXU\ RU GHDWK WR VHUYLFH SHUVRQQHO +IURP LQDGYHUWHQW ILULQJ RI WKH DLU EDJ, RU WR GULYHU DQG SDVVHQJHU +IURP UHQGHULQJWKH 656 LQRSHUDWLYH,1

+5, 6HUYLFH RU PDLQWHQDQFH RI DQ\ 656 FRPSRQHQW RU 6560UHODWHG FRPSRQHQW PXVW EH SHUIRUPHG RQO\ DW DQ DXWKRUL]HG0,768%,6+, GHDOHU1

+6, 0,768%,6+, GHDOHU SHUVRQQHO PXVW WKRURXJKO\ UHYLHZ WKLV PDQXDO/ DQG HVSHFLDOO\ LWV *5283 85% ï 6XSSOHPHQWDO5HVWUDLQW 6\VWHP +656,EHIRUH EHJLQQLQJ DQ\ VHUYLFH RUPDLQWHQDQFH RI DQ\ FRPSRQHQW RI WKH 656RU DQ\6560UHODWHGFRPSRQHQW1

127(7KH 656 LQFOXGHV WKH IROORZLQJ FRPSRQHQWV=6560(&8/ 656ZDUQLQJ ODPS/ DLU EDJPRGXOH/ FORFN VSULQJ/ VLGH LPSDFW VHQVRUV DQGLQWHUFRQQHFWLQJ ZLULQJ1 2WKHU 6560UHODWHG FRPSRQHQWV +WKDW PD\ KDYH WR EH UHPRYHG2LQVWDOOHG LQ FRQQHFWLRQ ZLWK 656 VHUYLFH RUPDLQWHQDQFH, DUH LQGLFDWHG LQ WKH WDEOH RI FRQWHQWV E\ DQ DVWHULVN +-,1

$8720$7,& 75$160,66,21 ï 6HUYLFH 6SHFLILFDWLRQV2/XEULFDQW26SHFLDO 7RROV5605

6(59,&( 63(&,),&$7,216 564333635;7

,WHPV 6WDQGDUG YDOXH

2LO WHPSHUDWXUH VHQVRU N: DW 3E& 4918 ï 5318

DW 433E& 318: ï 319<

5HVLVWDQFH RI GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH FRLO +DW 53E&, : 51: ï 617

5HVLVWDQFH RI /RZ05HYHUVH VROHQRLG YDOYH FRLO +DW 53E&, : 51: ï 617

5HVLVWDQFH RI VHFRQG VROHQRLG YDOYH FRLO +DW 53E&, : 51: ï 617

5HVLVWDQFH RI XQGHUGULYH VROHQRLG YDOYH FRLO +DW 53E&, : 51: ï 617

5HVLVWDQFH RI RYHUGULYH VROHQRLG YDOYH FRLO +DW 53E&, : 51: ï 617

6WDOO VSHHG U2PLQ 7*<6 5/533 ï 5/:33

7*97 5/633 ï 5/;33

/8%5,&$17 564333735:3

,WHPV 6SHFLILHG OXEULFDQW 4XDQWLW\ /

7UDQVPLVVLRQ IOXLG ',$48((1$7)63,,/$7)63,,0RUHTXLYDOHQW

:1;

63(&,$/ 722/6 56433393684

7RRO 1XPEHU 1DPH 8VH

0%<<4835 0870,, VXEDVVHPEO\

&KHFNLQJ RI WKH GLDJQRVLV FRGH

0'<<;663+LQFOXGLQJ0'<<;664,

2LO SUHVVXUH JDXJH+5/<75 N3D,

0HDVXUHPHQW RI RLO SUHVVXUH

0'<<;665 $GDSWHU

0'<<;<33 $GDSWHU

$8720$7,& 75$160,66,21 ï 6SHFLDO 7RROV 5606

7RRO 1XPEHU 1DPH 8VH

0%<<3968 RU0%<<4446

6WHHULQJ OLQNDJHSXOOHU

%DOO MRLQW GLVFRQQHFWLRQ

0%<<4943 2LO ILOWHU ZUHQFK 5HPRYDO DQG LQVWDOODWLRQ RI DXWRPDWLF WUDQV0PLVVLRQ RLO ILOWHU

*(1(5$/6(59,&(722/0=536;5:

(QJLQH OLIWHU 6XSSRUWLQJ WKH HQJLQH DVVHPEO\ GXULQJUHPRYDO DQG LQVWDOODWLRQ RI WKH WUDQVPLVVLRQ

0%<<4786 (QJLQH KDQJHUDVVHPEO\

6XSSRUWLQJ WKH HQJLQH DVVHPEO\ GXULQJUHPRYDO DQG LQVWDOODWLRQ RI WKH WUDQVPLVVLRQ

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ5607

7528%/(6+227,1* 56433:9398:

67$1'$5' )/2: 2) ',$*126,6 7528%/(6+227,1*

*DWKHULQJ LQIRUPDWLRQ IURP FXVWRP0HU1

&KHFN WURXEOH V\PSWRPV1

5HDG WKH GLDJQRVLV FRGH +*5283 33ï +RZ WR 8VH 7URXEOHVKRRWLQJ2,Q0VSHFWLRQ 6HUYLFH 3RLQWV1,

&RPPXQLFDWLRQ ZLWK0870,, QRW SRVVLEOH

,QVSHFWLRQ &KDUW )RU 7URXEOH6\PSWRPV +5HIHU WR 31560571,

'LDJQRVLV FRGHGLVSOD\HG

(UDVH WKH GLDJQRVLV FRGH +*528333 ï +RZ WR 8VH 7URXEOHVKRRWLQJ2,Q0VSHFWLRQ 6HUYLFH 3RLQWV1,

1R GLDJQRVLV FRGH GLVSOD\HG

&DUU\ RXW WKH HVVHQWLDO VHUYLFH+5HIHU WR 31560771,

5RDG WHVW +5HIHU WR 3156091,$EQRUPDOLW\ H[LVWV +QR GLDJQRVLV FRGH,

1R DEQRUPDOLW\

5HFKHFN GLDJQRVLV FRGHV ZKLFKZHUH UHDG EHIRUH WKH URDG WHVW1

$EQRUPDOLW\ H[LVWV+GLDJQRVLV FRGHSUHVHQW,

'LDJQRVLVFRGH GLVSOD\HG

1R GLDJQRVLVFRGH GLVSOD\HG

7R ,163(&7,21 &+$57 )25',$*126,6 &2'(6+5HIHU WR 31560451,

7R ,163(&7,21 &+$57 )257528%/( 6<037206+5HIHU WR 31560571,

6HDUFK IRU FDXVH1

)RXQG 1RW IRXQG

5HSDLU

&RQILUPDWLRQ WHVW +URDG WHVW,1*

1*,17(50,77(17 0$/)81&7,21+*5283 33 ï 3RLQWV WR 1RWH IRU,QWHUPLWWHQW 0DOIXQFWLRQV1,

2.&RPSOHWHG

2.

&KHFN $7)1 5HSODFH $7)1

&KHFN WURXEOH V\PSWRPV1

5HSODFH WKH $270(&81

1*

2.

1*

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 5608

',$*126,6 )81&7,21 56433::35<5

41 1 UDQJH ODPS7KH 1 UDQJH ODPS IODVKHV DW D IUHTXHQF\ RI DSSUR[LPDWHO\4 +] LI WKHUH LV DQ DEQRUPDOLW\ LQ DQ\ RI WKH LWHPV LQ WKHWDEOH EHORZ ZKLFK DUH UHODWHG WR WKH $27 V\VWHP1 &KHFNWKH GLDJQRVLV FRGH RXWSXW LI WKH 1 UDQJH ODPS LV IODVKLQJDW D IUHTXHQF\ RI DSSUR[LPDWHO\ 4 +]1

1 UDQJH ODPS IODVKLQJ LWHPV

&UDQN DQJOH VHQVRU

,QSXW VKDIW VSHHG VHQVRU

2XWSXW VKDIW VSHHG VHQVRU

(DFK VROHQRLG YDOYH

2XW RI SKDVH DW HDFK VKLIW SRLQW

&DXWLRQ,I WKH 1 UDQJH ODPS LV IODVKLQJ DW D IUHTXHQF\ RIDSSUR[LPDWHO\ 5 +] +IDVWHU WKDQ DW 4 +],/ LW PHDQV WKDWWKH DXWRPDWLF WUDQVPLVVLRQ IOXLG WHPSHUDWXUH LV WRR KLJK16WRS WKH YHKLFOH LQ D VDIH SODFH DQG ZDLW XQWLO WKH 1 UDQJHODPS VZLWFKHV RII1

51 0HWKRG RI UHDGLQJ WKH GLDJQRVLV FRGH8VH WKH 0870,, RU WKH 1 UDQJH ODPS WR WDNH D UHDGLQJ RIWKH GLDJQRVLV FRGHV1 +5HIHU WR *5283 33 ï +RZ WR 8VH7URXEOHVKRRWLQJ2,QVSHFWLRQ 6HUYLFH 3RLQWV1,

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ5609

52$' 7(67 56433:;3955

&KHFN E\ WKH IROORZLQJ SURFHGXUH1

1R1 6WDWH SULRU WR WHVWDQG RSHUDWLRQ

7HVW DQG RSHUDWLRQ -XGJHPHQW YDOXH &KHFN LWHP 'LDJ0QRVLVFRGH1R1

,QVSHFWLRQSURFHGXUH SDJHLI WKHUH LV DQDEQRUPDOLW\

4 ,JQLWLRQ VZLWFK=2))

,JQLWLRQ VZLWFK+4, 21

'DWD OLVW 1R1 87%DWWHU\ YROWDJH >9@

&RQWURO UHOD\ 87 $27 &RQWUROUHOD\ V\VWHP+56056,

5 ,JQLWLRQ VZLWFK=21(QJLQH= 6WRSSHG6HOHFWRU OHYHUSRVLWLRQ= 3

6HOHFWRU OHYHUSRVLWLRQ+4, 3/ +5, 5/+6, 1/ +7, '/+8, 6/ +9, 5/ +:, /

'DWD OLVW 1R1 94+4, 3/ +5, 5/ +6,1/+7, '/ +8, 6/ +9, 5/+:, /

,QKLELWRU VZLWFK ï ,QKLELWRU VZLWFKV\VWHP +56068,

SRVLWLRQ= 3$FFHOHUDWRU SHGDO+4, 5HOHDVHG+5, +DOI GHSUHVVHG+6, 'HSUHVVHG

'DWD OLVW 1R1 44+4, 633 ï 4/333 P9+5, *UDGXDOO\ ULVHV

IURP +4,+6, 7/833 ï 8/833

P9

7KURWWOH SRVL0WLRQ VHQVRU?7*<6!$FFHOHUDWRUSHGDO SRVLWLRQVHQVRU?7*97!

444547

7KURWWOHSRVLWLRQ VHQVRUV\VWHP +56046,$FFHOHUDWRUSHGDO SRVLWLRQVHQVRU V\VWHP+56046,

'DWD OLVW 1R1 58+4, 2))+5, 21

:LGH RSHQWKURWWOH VZLWFK

58 :LGH RSHQWKURWWOH VZLWFKV\VWHP +56048,

%UDNH SHGDO+4, 'HSUHVVHG+5, 5HOHDVHG

'DWD OLVW 1R1 59+4, 21+5, 2))

6WRS ODPSVZLWFK

59 6WRS ODPS VZLWFKV\VWHP +56049,

6 ,JQLWLRQ VZLWFK=67(QJLQH= 6WRSSHG

6WDUWLQJ WHVW ZLWKOHYHU 3 RU 1 UDQJH

6WDUWLQJ VKRXOG EHSRVVLEOH

6WDUWLQJSRVVLEOH RULPSRVVLEOH

ï 6WDUWLQJLPSRVVLEOH+5605:,

7 :DUPLQJ XS 'ULYH IRU 48PLQXWHV RU PRUH VRWKDW WKH DXWRPDWLFIOXLG WHPSHUDWXUHEHFRPHV :3 ï<3E&1

'DWD OLVW 1R1 48*UDGXDOO\ ULVHV WR:3 ï <3E&

2LO WHPSHUDWXUHVHQVRU

48 2LO WHPSHUDWXUHVHQVRU V\VWHP+56046,

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 560:

1R1 6WDWH SULRU WR WHVWDQG RSHUDWLRQ

7HVW DQG RSHUDWLRQ -XGJHPHQW YDOXH &KHFN LWHP 'LDJ0QRVLVFRGH1R1

,QVSHFWLRQSURFHGXUH SDJHLI WKHUH LV DQDEQRUPDOLW\

8 (QJLQH= ,GOLQJ6HOHFWRU OHYHUSRVLWLRQ= 1

%UDNH SHGDO+5HWHVW,+4, 'HSUHVVHG+5, 5HOHDVHG

'DWD OLVW 1R1 59+4, 21+5, 2))

6WRS ODPSVZLWFK

59 6WRS ODPS VZLWFKV\VWHP +56049,

$2& VZLWFK+4, 21+5, 2))

'DWD OLVW 1R1 98+4, 21+5, 2))

'XDO SUHVVXUHVZLWFK

ï 'XDO SUHVVXUHVZLWFK V\VWHP+56068,

$FFHOHUDWRU SHGDO+4, 5HOHDVHG+5, +DOI GHSUHVVHG

'DWD OLVW 1R1 54+4, 883 ï ;83 U2PLQ*UDGXDOO\ ULVHVIURP +4,

&UDQN DQJOHVHQVRU

54 &UDQN DQJOHVHQVRU V\VWHP+56047,

'DWD OLVW 1R1 8:+5, 'DWD FKDQJHV

&RPPXQLFDWLRQZLWK HQJLQH0(&8

84 6HULDOFRPPXQLFDWLRQV\VWHP +56056,

6HOHFWRU OHYHUSRVLWLRQ+4, 1 o '

6KRXOG EH QRDEQRUPDO VKLIWLQJVKRFNV

0DOIXQFWLRQZKHQ VWDUWLQJ

ï (QJLQH VWDOOLQJGXULQJ VKLIWLQJ+5605<,+4, 1 o '

+5, 1 o 5 7LPH ODJ VKRXOG EHZLWKLQ 5 VHFRQGV

ï 6KRFNV ZKHQFKDQJLQJ IURP 1WR ' DQG ODUJHWLPH ODJ +5605<,

ï 6KRFNV ZKHQFKDQJLQJ IURP 1WR 5 DQG ODUJHWLPH ODJ +56063,

ï 6KRFNV ZKHQFKDQJLQJ IURP 1WR '/1 WR 5 DQGODUJH WLPH ODJ+56064,

'ULYLQJLPSRVVLEOH

ï 'RHV QRW PRYHIRUZDUG +5605:,

ï 'RHV QRWUHYHUVH +5605;,

ï 'RHV QRW PRYH+IRUZDUG RUUHYHUVH, +5605;,

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ560;

1R1 6WDWH SULRU WR WHVWDQG RSHUDWLRQ

7HVW DQG RSHUDWLRQ -XGJHPHQW YDOXH &KHFN LWHP 'LDJ0QRVLVFRGH1R1

,QVSHFWLRQSURFHGXUH SDJHLI WKHUH LV DQDEQRUPDOLW\

9 6HOHFWRU OHYHUSRVLWLRQ= 1+&DUU\ RXW RQ D

6HOHFWRU OHYHUSRVLWLRQ DQGYHKLFOH VSHHG

'DWD OLVW 1R1 96+5, 4VW/ +7, 6UG/ +6,5QG/ +8, 7WK

6KLIW FRQGLWLRQ ï ï

IODW DQG VWUDLJKWURDG1,

+4, ,GOLQJ LQ/ UDQJH+9HKLFOHVWRSSHG,

+5, 'ULYLQJ DW

'DWD OLVW 1R1 64+5, 3 (/ +7, 433 (/+6, 433 (/ +8, 433(

/RZ DQG UHYHUVHVROHQRLG YDOYH

64 /RZ DQG UHYHUVHVROHQRLG YDOYHV\VWHP +56049,

FRQVWDQW VSHHGRI43 NP2K LQ/ SRVLWLRQ

'DWD OLVW 1R1 65+5, 3 (/ +7, 3 (/+6, 3 (/ +8, 433 (

8QGHUGULYHVROHQRLG YDOYH

65 8QGHUGULYHVROHQRLG YDOYHV\VWHP +56049,

+6, 'ULYLQJ DWFRQVWDQW VSHHGRI63 NP2K LQ

'DWD OLVW 1R1 66+5,433 (/ +7, 433(/ +6, 3 (/ +8, 3 (

6HFRQGVROHQRLG YDOYH

66 6HFRQG VROHQRLGYDOYH V\VWHP+56049,

5 SRVLWLRQ+7, 'ULYLQJ DW

83 NP2K LQ6 SRVLWLRQ ZLWKDFFHOHUDWRU IXOO\

'DWD OLVW 1R1 67+5, 433 (/ +7, 3 (/

+6, 433 (/ +8, 3 (

2YHUGULYHVROHQRLG YDOYH

67 2YHUGULYHVROHQRLG YDOYHV\VWHP +56049,

FORVHG+8, 'ULYLQJ DW

FRQVWDQW VSHHGRI

'DWD OLVW 1R1 5<+4, 3 NP2K+7, 83 NP2K

9HKLFOH VSHHGVHQVRU

ï 9HKLFOH VSHHGVHQVRU V\VWHP+56069,

83 NP2K LQ' SRVLWLRQ+(DFKFRQGLWLRQ

'DWD OLVW 1R1 55+7, 4/;33 ï 5/433

U2PLQ

,QSXW VKDIWVSHHG VHQVRU

55 ,QSXW VKDIW VSHHGVHQVRU V\VWHP+56047,

VKRXOG EHPDLQWDLQHG IRU43 VHFRQGV RUPRUH1,

'DWD OLVW 1R1 56+7, 4/;33 ï 5/433

U2PLQ

2XWSXW VKDIWVSHHG VHQVRU

56 2XWSXW VKDIWVSHHG VHQVRUV\VWHP +56048,

: 6HOHFWRU OHYHUSRVLWLRQ= 6+&DUU\ RXW RQ DIODW DQG VWUDLJKWURDG1,

6HOHFWRU OHYHUSRVLWLRQ DQGYHKLFOH VSHHG+4, 5HOHDVH WKH DF0

FHOHUDWRU SHGDO

'DWD OLVW 1R1 69+4, 3 (+5, $SSUR[1 :3 ï <3

(

'DPSHU FOXWFKFRQWURO VROHQRLGYDOYH

6985

'DPSHU FOXWFKFRQWURO VROHQRLGYDOYH V\VWHP+5604:,

IXOO\ ZKLOH GULY0LQJ DW 83 NP2KLQ 6UG JHDU1

+5, 'ULYLQJ DWFRQVWDQW VSHHGRI 83 NP2K LQ6UG JHDU1

'DWD OLVW 1R1 85+4, $SSUR[1

433 ï 633 U2PLQ+5, $SSUR[1

3 ï 43 U2PLQ

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 560<

1R1 6WDWH SULRU WR WHVWDQG RSHUDWLRQ

7HVW DQG RSHUDWLRQ -XGJHPHQW YDOXH &KHFN LWHP 'LDJ0QRVLVFRGH1R1

,QVSHFWLRQSURFHGXUH SDJHLI WKHUH LV DQDEQRUPDOLW\

; 8VH WKH 0870,, WRVWRS WKH ,19(&60,, IXQFWLRQ1

0RQLWRU GDWD OLVW1R1 44/ 56/ DQG 96ZLWK WKH 0870,,1

)RU +4,/ +5, DQG +6,/WKH UHDGLQJ VKRXOGEH WKH VDPH DV WKH

0DOIXQFWLRQZKHQ VKLIWLQJ

ï 6KRFNV DQGUXQQLQJ XS+56064,

6HOHFWRU OHYHU +4, $FFHOHUDWH WR VSHFLILHG RXWSXW 'LVSODFHG ï $OO SRLQWV +56065,SRVLWLRQ= '+&DUU\ RXW RQ D IODWDQG VWUDLJKW URDG1,

7WK JHDU DW DWKURWWOHSRVLWLRQ

VKDIW VSHHG DQG QRDEQRUPDO VKRFNVVKRXOG RFFXU1

VKLIWLQJ SRLQWV ï 6RPH SRLQWV+56066,DQG VWUDLJKW URDG1, SRVLWLRQ

VHQVRU RXWSXWRI 4189

VKRXOG RFFXU1)RU +7,/ +8, DQG +9,/GRZQVKLIWLQJ

'RHV QRW VKLIW ï 1R GLDJQRVLVFRGH +56066,

+DFFHOHUDWRURSHQLQJ DQJOHRI 63 (,1

+5, *HQWO\

VKRXOG RFFXULPPHGLDWHO\DIWHU WKH VKLIWLQJRSHUDWLRQ LV PDGH1

55 ,QSXW VKDIWVSHHG VHQVRUV\VWHP +56047,+5, *HQWO\

GHFHOHUDWH WR DVWDQGVWLOO1

+6, $FFHOHUDWH WR

RSHUDWLRQ LV PDGH156 2XWSXW VKDIW

VSHHG VHQVRUV\VWHP +56048,

7WK JHDU DW DWKURWWOHSRVLWLRQVHQVRU RXWSXW

'RHV QRW VKLIWIURP 4 WR 5 RU 5WR 4

64 /RZ DQG UHYHUVHVROHQRLG YDOYHV\VWHP +56049,

RI 518 9+DFFHOHUDWRURSHQLQJ DQJOH

66 6HFRQGVROHQRLG YDOYHV\VWHP +56049,

RI 83(,1+7, :KLOH GULYLQJ DW

93 NP2K LQ 7WKJHDU/ VKLIW

74 4VW JHDU UDWLR LVQRW VSHFLILHG+5604;,

GRZQ WR6 UDQJH1

+8, :KLOH GULYLQJ DW

75 5QG JHDU UDWLR LVQRW VSHFLILHG+5604<,73 NP2K LQ 6UG

JHDU/ VKLIWGRZQ WR5 UDQJH1

'RHV QRW VKLIWIURP 5 WR 6 RU 6WR 5

66 6HFRQGVROHQRLG YDOYHV\VWHP +56049,

+9, :KLOH GULYLQJ DW53 NP2K LQ 5QGJHDU/ VKLIWGRZQ WR

67 2YHUGULYHVROHQRLG YDOYHV\VWHP +56049,GRZQ WR

/ UDQJH1 75 5QG JHDU UDWLR LVQRW VSHFLILHG+5604<,

76 6UG JHDU UDWLR LVQRW VSHFLILHG+56053,

'RHV QRW VKLIWIURP 6 WR 7 RU 7WR 6

65 8QGHUGULYHVROHQRLG YDOYHV\VWHP +56049,

66 6HFRQGVROHQRLG YDOYHV\VWHP +56049,

76 6UG JHDU UDWLR LVQRW VSHFLILHG+56053,

77 7WK JHDU UDWLR LVQRW VSHFLILHG+56054,

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56043

1R1 6WDWH SULRU WR WHVWDQG RSHUDWLRQ

7HVW DQG RSHUDWLRQ -XGJHPHQW YDOXH &KHFN LWHP 'LDJ0QRVLVFRGH1R1

,QVSHFWLRQSURFHGXUH SDJHLI WKHUH LV DQDEQRUPDOLW\

< 6HOHFWRU OHYHUSRVLWLRQ= 1+&DUU\ RXW RQ D

0RQLWRU GDWD OLVW1R1 55DQG 1R1 56 ZLWK WKH

7KH UDWLR EHWZHHQGDWD OLVW 1R1 55 DQG1R1 56 VKRXOG EH

'RHV QRW VKLIW 55 ,QSXW VKDIWVSHHG VHQVRUV\VWHP +56047,+&DUU\ RXW RQ D

IODW DQG VWUDLJKWURDG1,

0870,,1+4, 0RYH VHOHFWRU

OHYHU WR

WKH VDPH DV WKHJHDU UDWLR ZKHQUHYHUVLQJ1

56 2XWSXW VKDIWVSHHG VHQVRUV\VWHP +56048,

5 UDQJH/ GULYHDW FRQVWDQWVSHHG RI43 NP2K1

79 5HYHUVH JHDUUDWLR LV QRWVSHFLILHG +56055,

6+,)7 3$77(51?7*<6!836+,)7 3$77(51

2XWSXW VKDIW VSHHG U2PLQ

7KLFN OLQH= 6WDQGDUG VKLIW SDWWHUQ

433

7KURWWOH RSHQLQJ (

4/333 5/333 6/333 7/333 8/333 9/333 :/333

5o 6PRYHPHQWUDQJH

6o 7PRYHPHQWUDQJH

3

83

4 5 5 6 6 7

'2:16+,)7 3$77(51

6 +//5, 7 +//5/6,

7KLFN OLQH= 6WDQGDUG VKLIW SDWWHUQ7KURWWOH RSHQLQJ (

5m 6PRYHPHQWUDQJH

6m 7PRYHPHQWUDQJH

433

4/333 5/333 6/333 7/333 8/333 9/333 :/333

2XWSXW VKDIW VSHHG U2PLQ

3

834 5 5 6

6

5 +/,

5

4

6 7

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56044

?7*97!836+,)7 3$77(51

7KLFN OLQH= 6WDQGDUG VKLIW SDWWHUQ7KURWWOH RSHQLQJ (

433

2XWSXW VKDIW VSHHG U2PLQ

3

83

4 5 5 6 6 75o 6PRYHPHQWUDQJH

6o 7PRYHPHQWUDQJH

4/333 5/333 6/333 7/333 8/333 9/333 :/333

'2:16+,)7 3$77(51

7 +//5/6,

7KLFN OLQH= 6WDQGDUG VKLIW SDWWHUQ7KURWWOH RSHQLQJ (

5m 6PRYHPHQWUDQJH

6m 7PRYHPHQWUDQJH

433

4/333 5/333 6/333 7/333 8/333 9/333 :/333

2XWSXW VKDIW VSHHG U2PLQ

3

83

4 5 5 6 6 7

5 +/,

6 +//5,

4

5 6

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56045

,163(&7,21 &+$57 )25 ',$*126,6 &2'( 56433:<38;;

&RGH 'LDJQRVLV LWHP 5HIHUHQFH SDJH

44 7KURWWOH SRVLWLRQ VHQVRU V\VWHP 6KRUW FLUFXLW 56046

45?7*<6!$FFHOHUDWRU SHGDO SRVLWLRQ VHQVRU V\VWHP 2SHQ FLUFXLW 56046

47

$FFHOHUDWRU SHGDO SRVLWLRQ VHQVRU V\VWHP?7*97! 6HQVRU PDODGMXVWPHQW 56046

48 2LO WHPSHUDWXUH VHQVRU V\VWHP 2SHQ FLUFXLW 56046

54 &UDQN DQJOH VHQVRU V\VWHP 2SHQ FLUFXLW 56047

55 ,QSXW VKDIW VSHHG VHQVRU V\VWHP 6KRUW FLUFXLW2RSHQ FLUFXLW 56047

56 2XWSXW VKDIW VSHHG VHQVRU V\VWHP 6KRUW FLUFXLW2RSHQ FLUFXLW 56048

58 :LGH RSHQ WKURWWOH VZLWFK V\VWHP 6KRUW FLUFXLW 56048

59 6WRS ODPS VZLWFK V\VWHP 6KRUW FLUFXLW2RSHQ FLUFXLW 56049

64 /RZ DQG UHYHUVH VROHQRLG YDOYH V\VWHP 6KRUW FLUFXLW2RSHQ FLUFXLW 56049

65 8QGHUGULYH VROHQRLG YDOYH V\VWHP 6KRUW FLUFXLW2RSHQ FLUFXLW 56049

66 6HFRQG VROHQRLG YDOYH V\VWHP 6KRUW FLUFXLW2RSHQ FLUFXLW 56049

67 2YHUGULYH VROHQRLG YDOYH V\VWHP 6KRUW FLUFXLW2RSHQ FLUFXLW 56049

69 'DPSHU FRQWURO FOXWFK VROHQRLG YDOYH V\VWHP 6KRUW FLUFXLW2RSHQ FLUFXLW 5604:

74 4VW JHDU UDWLR GRHV QRW PHHW WKH VSHFLILFDWLRQ 5604;

75 5VW JHDU UDWLR GRHV QRW PHHW WKH VSHFLILFDWLRQ 5604<

76 6UG JHDU UDWLR GRHV QRW PHHW WKH VSHFLILFDWLRQ 56053

77 7WK JHDU UDWLR GRHV QRW PHHW WKH VSHFLILFDWLRQ 56054

79 5HYHUVH JHDU UDWLR GRHV QRW PHHW WKH VSHFLILFDWLRQ 56055

84 $EQRUPDO FRPPXQLFDWLRQ ZLWK HQJLQH0(&8 56056

85 'DPSHU FRQWURO FOXWFK VROHQRLG YDOYH V\VWHP 'HIHFWLYH V\VWHP 5604:

87 $27 &RQWURO UHOD\ V\VWHP 6KRUW FLUFXLW WR HDUWK2RSHQ FLUFXLW

56056

89 1 UDQJH ODPS V\VWHP 6KRUW FLUFXLW WR HDUWK 56057

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56046

,163(&7,21 352&('85(6 )25 ',$*126,6 &2'(6

&RGH 1R1 44/ 45/ 47 7KURWWOH SRVLWLRQ VHQVRU V\VWHP?7*<6!/ DFFHOHUDWRU SHGDO SRVLWLRQ VHQVRU V\VWHP?7*97!

3UREDEOH FDXVH

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

- 0DOIXQFWLRQ RI WKH WKURWWOH SRVLWLRQ VHQVRU ?7*<6!- 0DOIXQFWLRQ RI WKH DFFHOHUDWRU SHGDO SRVLWLRQ VHQVRU

?7*97!- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

7KURWWOH SRVLWLRQ VHQVRU FKHFN ?7*<6!+5HIHU WR *5283 46% ï 2Q0YHKLFOH 6HUYLFH1,$FFHOHUDWRU SHGDO SRVLWLRQ VHQVRU FKHFN?7*97!+5HIHU WR *5283 46$ ï 2Q0YHKLFOH 6HUYLFH1,

1*5HSODFH

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV=- $0:6/ %044 ?7*<6!- $096/ $05:/ %044 ?7*97!

1*5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ WKURWWOH SRVLWLRQ VHQVRU DQG $270(&8

?7*<6!- %HWZHHQ DFFHOHUDWRU SHGDO SRVLWLRQ VHQVRU DQG $270(&8

?7*97!

1*5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

&RGH 1R1 48 2LO WHPSHUDWXUH VHQVRU V\VWHP 3UREDEOH FDXVH,I WKH RLO WHPSHUDWXUH VHQVRU RXWSXW YROWDJH LV 519 9 RU PRUH HYHQ DIWHU GULYLQJ IRU43 PLQXWHV RU PRUH +LI WKH RLO WHPSHUDWXUH GRHV QRW LQFUHDVH,/ LW LV MXGJHG WKDW WKHUHLV DQ RSHQ FLUFXLW LQ WKH RLO WHPSHUDWXUH VHQVRU DQG GLDJQRVLV FRGH 1R1 48 LV RXWSXW1

- 0DOIXQFWLRQ RI WKH RLO WHPSHUDWXUH VHQVRU- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

2LO WHPSHUDWXUH VHQVRU FKHFN +5HIHU WR 31560841,1*

5HSODFH

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV= $0;;/ %0441*

5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ RLO WHPSHUDWXUH VHQVRU DQG $270(&8

1*5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56047

&RGH 1R1 54 &UDQN DQJOH VHQVRU V\VWHP 3UREDEOH FDXVH,I QR RXWSXW SXOVH LV GHWHFWHG IURP WKH FUDQN DQJOH VHQVRU IRU 8 VHFRQGV RU PRUHZKLOH GULYLQJ DW 58 NP2K RU PRUH/ LW LV MXGJHG WKDW WKHUH LV DQ RSHQ FLUFXLW LQ WKHFUDQN DQJOH VHQVRU DQG GLDJQRVLV FRGH 1R1 54 LV RXWSXW1

- 0DOIXQFWLRQ RI WKH FUDQN DQJOH VHQVRU- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

&KHFN WKH IROORZLQJ FRQQHFWRUV= $0:4/ %084/ %0441*

5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ FUDQN DQJOH VHQVRU DQG $270(&8

1*5HSDLU

2.

&UDQN DQJOH VHQVRU V\VWHP FKHFN+5HIHU WR *5283 46 ï 7URXEOHVKRRWLQJ1,

2.

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

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

- 0DOIXQFWLRQ RI WKH LQSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK UHWDLQHU- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI $270(&8

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

5HSODFH WKH $270(&81

$27 RYHUKDXO 4- 5HSODFH WKH XQGHUGULYH FOXWFK

UHWDLQHU1

5HSODFH WKH $270(&81

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

1*2.

&KHFN WKH WURXEOH V\PSWRPV1

2.

&KHFN WKH IROORZLQJ KDUQHVV=- %HWZHHQ WKH LQSXW VKDIW VSHHG

VHQVRU DQG WKH LJQLWLRQ VZLWFK- %HWZHHQ WKH LQSXW VKDIW VSHHG

VHQVRU DQG $270(&8

1*5HSDLU

1*&KHFN WKH WURXEOH V\PSWRPV1

1*2.

&KHFN WKH WURXEOH V\PSWRPV1

2.

0HDVXUH RXWSXW ZDYHIRUP RI WKH LQSXWVKDIW VSHHG VHQVRU1+XVLQJ DQ RVFLOORVFRSH,- (QJLQH= 5/333 U2PLQ +DSSUR[1 83

NP2K,- 7UDQVPLVVLRQ= 6UG JHDU +9ROWDJH,

2.= &RQIRUPV WR WKH ZDYHIRUPVKRZQ DW SDJH 56076 +,QVSHF0WLRQ SURFHGXUH XVLQJ DQ RVFLO0ORVFRSH,1 7KHUH LV QR QRLVHLQ WKH RXWSXW ZDYHIRUP1

1*5HSODFH WKH LQSXW VKDIW VSHHG VHQVRU1

0HDVXUH DW WKH LQSXW VKDIW VSHHG VHQVRUFRQQHFWRU $0<31- 'LVFRQQHFW WKH FRQQHFWRU DQG

PHDVXUH DW WKH KDUQHVV VLGH1+4, 9ROWDJH EHWZHHQ 6 DQG HDUWK

+,JQLWLRQ VZLWFK= 21,2.= %DWWHU\ YROWDJH

+5, 9ROWDJH EHWZHHQ 5 DQG HDUWK+,JQLWLRQ VZLWFK= 21,2. DSSUR[1 8 9

+6, &RQWLQXLW\ EHWZHHQ 4 DQG HDUWK2.= &RQWLQXLW\

1*&KHFN WKH IROORZLQJ FRQQHFWRUV=$0<3/ %047/ %0<6/ %0;</ %044

1*5HSDLU

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56048

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

- 0DOIXQFWLRQ RI WKH RXWSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH WUDQVIHU GULYH JHDU RU GULYHQ JHDU- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

$27 RYHUKDXO 5- 5HSODFH WKH WUDQVIHU GULYH JHDU DQG

GULYHQ JHDU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

5HSODFH WKH $270(&81

5HSODFH WKH $270(&811*

2.

&KHFN WKH WURXEOH V\PSWRPV1

2.

&KHFN WKH IROORZLQJ KDUQHVV=- %HWZHHQ WKH RXWSXW VKDIW VSHHG

VHQVRU DQG WKH LJQLWLRQ VZLWFK- %HWZHHQ WKH RXWSXW VKDIW VSHHG

VHQVRU DQG $270(&8

1*5HSDLU

1*&KHFN WKH WURXEOH V\PSWRPV1

1*2.

&KHFN WKH WURXEOH V\PSWRPV1

2.

0HDVXUH RXWSXW ZDYHIRUP RI WKH RXWSXWVKDIW VSHHG VHQVRU1+XVLQJ DQ RVFLOORVFRSH,- (QJLQH= 5/333 U2PLQ

+DSSUR[1 83 NP2K,- 7UDQVPLVVLRQ= 6UG JHDU

+9ROWDJH,2.= &RQIRUPV WR WKH ZDYHIRUP

VKRZQ DW SDJH 56076 +,QVSHF0WLRQ SURFHGXUH XVLQJ DQ RVFLO0ORVFRSH,1 7KHUH LV QR QRLVHLQ WKH RXWSXW ZDYHIRUP1

1*5HSODFH WKH RXWSXW VKDIW VSHHG VHQVRU1

0HDVXUH DW WKH RXWSXW VKDIW VSHHG VHQ0VRU FRQQHFWRU $0;51- 'LVFRQQHFW WKH FRQQHFWRU DQG

PHDVXUH DW WKH KDUQHVV VLGH1+4, 9ROWDJH EHWZHHQ 6 DQG HDUWK

+,JQLWLRQ VZLWFK= 21,2.= %DWWHU\ YROWDJH

+5, 9ROWDJH EHWZHHQ 5 DQG HDUWK+,JQLWLRQ VZLWFK= 21,2.= DSSUR[1 8 9

+6, &RQWLQXLW\ EHWZHHQ 4 DQG HDUWK2.= &RQWLQXLW\

1*&KHFN WKH IROORZLQJ FRQQHFWRUV=$0;5/ %047/ %0<6/ %ï;</ %044

1*5HSDLU

&RGH 1R1 58 :LGH RSHQ WKURWWOH VZLWFK V\VWHP 3UREDEOH FDXVH,I WKH ZLGH RSHQ WKURWWOH VZLWFK LV RQ IRU 4 VHFRQG RU PRUH ZLWK WKH WKURWWOH YDOYHRSHQLQJ DQJOH DW :3( RU OHVV/ LW LV MXGJHG WKDW WKHUH LV D VKRUW FLUFXLW LQ WKH ZLGHRSHQ WKURWWOH VZLWFK DQG GLDJQRVLV FRGH 1R1 58 LV RXWSXW1

- 0DOIXQFWLRQ RI WKH ZLGH RSHQ WKURWWOH VZLWFK- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI $270(&8

:LGH RSHQ WKURWWOH VZLWFK FKHFN +5HIHU WR 31560971,1*

5HSODFH

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV= %094/ %0431*

5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ WKH ZLGH RSHQ WKURWWOH VZLWFK DQG WKH $270(&81

1*5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56049

&RGH 1R1 59 6WRS ODPS VZLWFK V\VWHP 3UREDEOH FDXVH,I WKH VWRS ODPS VZLWFK LV RQ IRU 8 PLQXWHV RU PRUH ZKLOH GULYLQJ/ LW LV MXGJHG WKDWWKHUH LV D VKRUW FLUFXLW LQ WKH VWRS ODPS VZLWFK DQG GLDJQRVLV FRGH 1R1 59 LV RXWSXW1

- 0DOIXQFWLRQ RI WKH VWRS ODPS VZLWFK- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

6WRS ODPS VZLWFK FKHFN +5HIHU WR *5283 68 ï %UDNH 3HGDO1,1*

5HSODFH

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV= %05;/ %098/ %047/ %0431*

5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ VWRS ODPS VZLWFK DQG $270(&8

1*5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

&RGH 1R1 64 /RZ DQG UHYHUVH VROHQRLG YDOYH V\VWHP 3UREDEOH FDXVH

&RGH 1R1 65 8QGHUGULYH VROHQRLG YDOYH V\VWHP

&RGH 1R1 66 6HFRQG VROHQRLG YDOYH V\VWHP

&RGH 1R1 67 2YHUGULYH VROHQRLG YDOYH V\VWHP,I WKH UHVLVWDQFH YDOXH IRU D VROHQRLG YDOYH LV WRR ODUJH RU WRR VPDOO/ LW LV MXGJHGWKDW WKHUH LV D VKRUW0FLUFXLW RU DQ RSHQ FLUFXLW LQ WKH VROHQRLG YDOYH DQG WKH UHVSHFWLYHGLDJQRVLV FRGH LV RXWSXW17KH WUDQVPLVVLRQ LV ORFNHG LQWR 6UG JHDU DV D IDLO0VDIHPHDVXUH/DQG WKH 1 UDQJH ODPS IODVKHV DW D IUHTXHQF\ RI 4 +]1

- 0DOIXQFWLRQ RI VROHQRLG YDOYH- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

6ROHQRLG YDOYH FKHFN +5HIHU WR 31560851,1*

5HSODFH

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV= $0;;/ $ï45;/ %045/ %0431*

5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ VROHQRLG YDOYH DQG $270(&8

1*5HSDLU

2.

5HSODFH WKH VROHQRLG YDOYH1

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 5604:

&RGH 1R1 69/ 85 'DPSHU FOXWFK FRQWURO VROHQRLG YDOYHV\VWHP

3UREDEOH FDXVH

,I WKH UHVLVWDQFH YDOXH IRU WKH GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH LV WRR ODUJH RUWRR VPDOO/ LW LV MXGJHG WKDW WKHUH LV D VKRUW0FLUFXLW RU DQ RSHQ FLUFXLW LQ WKH GDPSHUFOXWFK FRQWURO VROHQRLG YDOYH DQG GLDJQRVLV FRGH 1R1 69 LV RXWSXW1 ,I WKH GULYH GXW\UDWH IRU WKH GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH LV 433 ( IRU D FRQWLQXRXV SHULRGRI 7 VHFRQGV RU PRUH/ LW LV MXGJHG WKDW WKHUH LV DQ DEQRUPDOLW\ LQ WKH GDPSHU FOXWFKFRQWURO V\VWHP DQG GLDJQRVLV FRGH 1R1 85 LV RXWSXW1 :KHQ GLDJQRVLV FRGH 1R1 69LV RXWSXW/ WKH WUDQVPLVVLRQ LV ORFNHG LQWR 6UG JHDU DV D IDLO0VDIH PHDVXUH/ DQG WKH1 UDQJH ODPS IODVKHV DW D IUHTXHQF\ RI 4 +]1

- 0DOIXQFWLRQ RI WKH GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

'DPSHU FOXWFK FRQWURO VROHQRLG YDOYH FKHFN +5HIHU WR 31560851,1*

5HSODFH

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV= $0;;/ $045;/ %0451*

5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH DQG $270(&8

1*5HSDLU

2.

5HSODFH WKH GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH1

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ5604;

&RGH 1R1 74 4VW JHDU UDWLR GRHV QRWPHHW WKH VSHFLILFDWLRQ 3UREDEOH FDXVH,I WKH RXWSXW IURP WKH RXWSXW VKDIW VSHHG VHQVRU PXOWLSOLHG E\ WKH 4VW JHDU UDWLR LVQRW WKH VDPH DV WKH RXWSXW IURP WKH LQSXW VKDIW VSHHG VHQVRU DIWHU VKLIWLQJ WR 4VWJHDU KDV EHHQ FRPSOHWHG/ GLDJQRVLV FRGH 1R1 74 LV RXWSXW1 ,I GLDJQRVLV FRGH 1R174 LV RXWSXW IRXU WLPHV/ WKH WUDQVPLVVLRQ LV ORFNHG LQWR 6UG JHDU DV D IDLO0VDIH PHDVXUH/DQG WKH 1 UDQJH ODPS IODVKHV DW D IUHTXHQF\ RI 4 +]1

- 0DOIXQFWLRQ RI WKH LQSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH RXWSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK UHWDLQHU- 0DOIXQFWLRQ RI WKH WUDQVIHU GULYH JHDU RU GULYHQ JHDU- 0DOIXQFWLRQ RI WKH ORZ DQG UHYHUVH EUDNH V\VWHP- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK V\VWHP- 1RLVH JHQHUDWHG

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 55 RXWSXW"

<HV&RGH 1R1 55 ,QSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560471,

1R

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 56 RXWSXW"

<HV&RGH 1R1 56 2XWSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560481,

1R

0HDVXUH RXWSXW ZDYHIRUP IURP WKH LQSXW VKDIW VSHHG VHQVRU1 +XVLQJDQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0<3 DQG PHDVXUH YROWDJH EHWZHHQ

64 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH LQSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH XQGHUGULYH FOXWFK UHWDLQHU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

0HDVXUH RXWSXW ZDYHIRUP IURP WKH RXWSXW VKDIW VSHHG VHQVRU1+XVLQJ DQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0;5 DQG PHDVXUH YROWDJH EHWZHHQ

65 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH RXWSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH WUDQVIHU GULYH JHDU DQG GULYHQ JHDU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

$27 RYHUKDXO 5- 8QGHUGULYH FOXWFK V\VWHP FKHFN

+1R1 75/ 1R1 76/ RU QR GLDJQRVLV FRGH LV RXWSXW,1- /RZ DQG UHYHUVH EUDNH V\VWHP FKHFN

+1R1 79 RU QR GLDJQRVLV FRGH LV RXWSXW,1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 5604<

&RGH1R1 75 5QGJHDU UDWLR GRHV QRWPHHW WKH VSHFLILFDWLRQ 3UREDEOH FDXVH,I WKH RXWSXW IURP WKH RXWSXW VKDIW VSHHG VHQVRU PXOWLSOLHG E\ WKH 5QG JHDU UDWLRLV QRW WKH VDPH DV WKH RXWSXW IURP WKH LQSXW VKDIW VSHHG VHQVRU DIWHU VKLIWLQJ WR5QG JHDU KDV EHHQ FRPSOHWHG/ GLDJQRVLV FRGH 1R1 75 LV RXWSXW1 ,I GLDJQRVLV FRGH1R1 75 LV RXWSXW IRXU WLPHV/ WKH WUDQVPLVVLRQ LV ORFNHG LQWR 6UG JHDU DV D IDLO0VDIHPHDVXUH/ DQG WKH 1 UDQJH ODPS IODVKHV DW D IUHTXHQF\ RI 4 +]1

- 0DOIXQFWLRQ RI WKH LQSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH RXWSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK UHWDLQHU- 0DOIXQFWLRQ RI WKH WUDQVIHU GULYH JHDU RU GULYHQ JHDU- 0DOIXQFWLRQ RI WKH VHFRQG EUDNH V\VWHP- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK V\VWHP- 1RLVH JHQHUDWHG

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 55 RXWSXW"

<HV&RGH 1R1 55 ,QSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560471,

1R

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 56 RXWSXW"

<HV&RGH 1R1 56 2XWSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560481,

1R

0HDVXUH RXWSXW ZDYHIRUP IURP WKH LQSXW VKDIW VSHHG VHQVRU1 +XVLQJDQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0<3 DQG PHDVXUH YROWDJH EHWZHHQ

64 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH LQSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH XQGHUGULYH FOXWFK UHWDLQHU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

0HDVXUH RXWSXW ZDYHIRUP IURP WKH RXWSXW VKDIW VSHHG VHQVRU1+XVLQJ DQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0;5 DQG PHDVXUH YROWDJH EHWZHHQ

65 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH RXWSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH WUDQVIHU GULYH JHDU DQG GULYHQ JHDU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

$27 RYHUKDXO 5- 8QGHUGULYH FOXWFK V\VWHP FKHFN

+1R1 74/ 1R1 76/ RU QR GLDJQRVLV FRGH LV RXWSXW,1- 6HFRQG EUDNH V\VWHP FKHFN

+1R1 77 RU QR GLDJQRVLV FRGH LV RXWSXW,1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56053

&RGH1R1 76 6UG JHDU UDWLR GRHV QRWPHHW WKH VSHFLILFDWLRQ 3UREDEOH FDXVH,I WKH RXWSXW IURP WKH RXWSXW VKDIW VSHHG VHQVRU PXOWLSOLHG E\ WKH 6UG JHDU UDWLR LVQRW WKH VDPH DV WKH RXWSXW IURP WKH LQSXW VKDIW VSHHG VHQVRU DIWHU VKLIWLQJ WR 6UGJHDU KDV EHHQ FRPSOHWHG/ GLDJQRVLV FRGH 1R1 76 LV RXWSXW1 ,I GLDJQRVLV FRGH 1R176 LV RXWSXW IRXU WLPHV/ WKH WUDQVPLVVLRQ LV ORFNHG LQWR 6UG JHDU DV D IDLO0VDIH PHDVXUH/DQG WKH 1 UDQJH ODPS IODVKHV DW D IUHTXHQF\ RI 4 +]1

- 0DOIXQFWLRQ RI WKH LQSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH RXWSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK UHWDLQHU- 0DOIXQFWLRQ RI WKH WUDQVIHU GULYH JHDU RU GULYHQ JHDU- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK V\VWHP- 0DOIXQFWLRQ RI WKH RYHUGULYH FOXWFK V\VWHP- 1RLVH JHQHUDWHG

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 55 RXWSXW"

<HV&RGH 1R1 55 ,QSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560471,

1R

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 56 RXWSXW"

<HV&RGH 1R1 56 2XWSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560481,

1R

0HDVXUH RXWSXW ZDYHIRUP IURP WKH LQSXW VKDIW VSHHG VHQVRU1 +XVLQJDQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0<3 DQG PHDVXUH YROWDJH EHWZHHQ

64 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH LQSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH XQGHUGULYH FOXWFK UHWDLQHU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

0HDVXUH RXWSXW ZDYHIRUP IURP WKH RXWSXW VKDIW VSHHG VHQVRU1+XVLQJ DQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0;5 DQG PHDVXUH YROWDJH EHWZHHQ

65 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH RXWSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH WUDQVIHU GULYH JHDU DQG GULYHQ JHDU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

$27 RYHUKDXO 5- 8QGHUGULYH FOXWFK V\VWHP FKHFN

+1R1 74/ 1R1 75/ RU QR GLDJQRVLV FRGH LV RXWSXW,1- 2YHUGULYH FOXWFK V\VWHP FKHFN

+1R1 77 RU QR GLDJQRVLV FRGH LV RXWSXW,1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56054

&RGH 1R1 77 7WK JHDU UDWLR GRHV QRWPHHW WKH VSHFLILFDWLRQ 3UREDEOH FDXVH,I WKH RXWSXW IURP WKH RXWSXW VKDIW VSHHG VHQVRU PXOWLSOLHG E\ WKH 7WK JHDU UDWLR LVQRW WKH VDPH DV WKH RXWSXW IURP WKH LQSXW VKDIW VSHHG VHQVRU DIWHU VKLIWLQJ WR 7WKJHDU KDV EHHQ FRPSOHWHG/ GLDJQRVLV FRGH 1R1 77 LV RXWSXW1 ,I GLDJQRVLV FRGH 1R177 LV RXWSXW IRXU WLPHV/ WKH WUDQVPLVVLRQ LV ORFNHG LQWR 6UG JHDU DV D IDLO0VDIH PHDVXUH/DQG WKH 1 UDQJH ODPS IODVKHV DW D IUHTXHQF\ RI 4 +]1

- 0DOIXQFWLRQ RI WKH LQSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH RXWSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK UHWDLQHU- 0DOIXQFWLRQ RI WKH WUDQVIHU GULYH JHDU RU GULYHQ JHDU- 0DOIXQFWLRQ RI WKH VHFRQG EUDNH V\VWHP- 0DOIXQFWLRQ RI WKH RYHUGULYH FOXWFK V\VWHP- 1RLVH JHQHUDWHG

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 55 RXWSXW"

<HV&RGH 1R1 55 ,QSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560471,

1R

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 56 RXWSXW"

<HV&RGH 1R1 56 2XWSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560481,

1R

0HDVXUH RXWSXW ZDYHIRUP IURP WKH LQSXW VKDIW VSHHG VHQVRU1 +XVLQJDQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0<3 DQG PHDVXUH YROWDJH EHWZHHQ

64 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH LQSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH XQGHUGULYH FOXWFK UHWDLQHU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

0HDVXUH RXWSXW ZDYHIRUP IURP WKH RXWSXW VKDIW VSHHG VHQVRU1+XVLQJ DQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0;5 DQG PHDVXUH YROWDJH EHWZHHQ

65 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH RXWSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH WUDQVIHU GULYH JHDU DQG GULYHQ JHDU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

$27 RYHUKDXO 5- 6HFRQG EUDNH V\VWHP FKHFN

+1R1 75 RU QR GLDJQRVLV FRGH LV RXWSXW,1- 2YHUGULYH FOXWFK V\VWHP FKHFN

+1R1 76 RU QR GLDJQRVLV FRGH LV RXWSXW,1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56055

&RGH 1R1 79 5HYHUVH JHDU UDWLR GRHV QRW PHHW WKHVSHFLILFDWLRQ

3UREDEOH FDXVH

,I WKH RXWSXW IURP WKH RXWSXW VKDIW VSHHG VHQVRU PXOWLSOLHG E\ WKH UHYHUVH JHDU UDWLRLV QRW WKH VDPH DV WKH RXWSXW IURP WKH LQSXW VKDIW VSHHG VHQVRU DIWHU VKLIWLQJ WRUHYHUVH JHDU KDV EHHQ FRPSOHWHG/ GLDJQRVLV FRGH 1R1 79 LV RXWSXW1 ,I GLDJQRVLV FRGH1R1 79 LV RXWSXW IRXU WLPHV/ WKH WUDQVPLVVLRQ LV ORFNHG LQWR 6UG JHDU DV D IDLO0VDIHPHDVXUH/ DQG WKH 1 UDQJH ODPS IODVKHV DW D IUHTXHQF\ RI 4 +]1

- 0DOIXQFWLRQ RI WKH LQSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH RXWSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK UHWDLQHU- 0DOIXQFWLRQ RI WKH WUDQVIHU GULYH JHDU RU GULYHQ JHDU- 0DOIXQFWLRQ RI WKH ORZ DQG UHYHUVH EUDNH V\VWHP- 0DOIXQFWLRQ RI WKH UHYHUVH FOXWFK V\VWHP- 1RLVH JHQHUDWHG

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 55 RXWSXW"

<HV&RGH 1R1 55 ,QSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560471,

1R

0870,, 6HOI0'LDJ FRGH,V WKH GLDJQRVLV FRGH 1R1 56 RXWSXW"

<HV&RGH 1R1 56 2XWSXW VKDIW VSHHG VHQVRU V\VWHP FKHFN+5HIHU WR 31560481,

1R

0HDVXUH RXWSXW ZDYHIRUP IURP WKH LQSXW VKDIW VSHHG VHQVRU1 +XVLQJDQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0<3 DQG PHDVXUH YROWDJH EHWZHHQ

64 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH LQSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH XQGHUGULYH FOXWFK UHWDLQHU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

0HDVXUH RXWSXW ZDYHIRUP IURP WKH RXWSXW VKDIW VSHHG VHQVRU1+XVLQJ DQ RVFLOORVFRSH,- &RQQHFW WKH FRQQHFWRU $0;5 DQG PHDVXUH YROWDJH EHWZHHQ

65 DQG 76 DW WKH $270(&81- (QJLQH= 5/333 U2PLQ +DSSUR[1 83 NP2K,- 6HOHFWRU OHYHU SRVLWLRQ= 6

+9ROWDJH,2.= $ZDYHIRUPVXFKDV WKHRQH VKRZQRQ3156076 +,QVSHFWLRQ

3URFHGXUH 8VLQJ DQ 2VFLOORVFRSH, LV RXWSXW +IODVKLQJ EH0WZHHQ 3 mo 89, DQG WKHUH LV QR QRLVH DSSHDULQJ LQWKH ZDYHIRUP1

1*5HSODFH WKH RXWSXW VKDIW VSHHG VHQVRU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

$27 RYHUKDXO 5- 5HSODFH WKH WUDQVIHU GULYH JHDU DQG GULYHQ JHDU1

&KHFN WKH WURXEOH V\PSWRPV1

1*

(OLPLQDWH WKH FDXVH RI WKH QRLVH1

2.

$27 RYHUKDXO 5- /RZ DQG UHYHUVH EUDNH V\VWHP FKHFN

+1R1 74 RU QR GLDJQRVLV FRGH LV RXWSXW,1- 5HYHUVH FOXWFK V\VWHP FKHFN +1R GLDJQRVLV FRGH LV RXWSXW,1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56056

&RGH 1R1 84 $EQRUPDO FRPPXQLFDWLRQ ZLWK HQJLQH0(&8 3UREDEOH FDXVH,I QRUPDO FRPPXQLFDWLRQ LV QRW SRVVLEOH IRU D FRQWLQXRXV SHULRG RI 4 VHFRQG RU PRUHZKHQ WKH LJQLWLRQ VZLWFK LV DW WKH 21 SRVLWLRQ/ WKH EDWWHU\ YROWDJH LV 43 9 RU PRUHDQG WKH HQJLQH VSHHG LV 783 U2PLQ RU PRUH/ GLDJQRVLV FRGH 1R1 84 LV RXWSXW1 'LDJQRVLVFRGH 1R1 84 LV DOVR RXWSXW LI WKH GDWD EHLQJ UHFHLYHG LV DEQRUPDO IRU D FRQWLQXRXVSHULRG RI 7 VHFRQGV XQGHU WKH VDPH FRQGLWLRQV1

- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH HQJLQH0(&8- 0DOIXQFWLRQ RI WKH $270(&8

5HSODFH WKH $270(&811*&KHFN WKH WURXEOH V\PSWRPV1

1*

5HSODFH WKH HQJLQH0(&81

2.

&KHFN WKH WURXEOH V\PSWRPV1

2.

+DUQHVV FKHFN- %HWZHHQ HQJLQH0(&8 DQG $270(&8

1*5HSDLU

&KHFN WKH IROORZLQJ FRQQHFWRUV=- %087/ %085/ %043 ?7*<6!- %086/ %085/ %043 ?7*97!

1*5HSDLU

&RGH 1R1 87 $27 FRQWURO UHOD\ V\VWHP 3UREDEOH FDXVH,I WKH $27 FRQWURO UHOD\ YROWDJH LV OHVV WKDQ : 9 DIWHU WKH LJQLWLRQ VZLWFK KDV EHHQWXUQHG 21/ LW LV MXGJHG WKDW WKHUH LV DQ RSHQ FLUFXLW RU D VKRUW0FLUFXLW LQ WKH $27 FRQWUROUHOD\ FLUFXLW DQG GLDJQRVLV FRGH 1R1 87 LV RXWSXW17KHQ WKH WUDQVPLVVLRQ LV ORFNHG LQWR 6UG JHDU DV D IDLO0VDIH PHDVXUH/ DQG WKH 1UDQJH ODPS IODVKHV DW D IUHTXHQF\ RI 4 +]1

- 0DOIXQFWLRQ RI WKH $27 FRQWURO UHOD\- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

&KHFN WKH $27 FRQWURO UHOD\1 +5HIHU WR 31560851,1*

5HSODFH

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV= $045;/ $05</ %045/ %0431*

5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ FRQWURO UHOD\ DQG ERG\ HDUWK- %HWZHHQ FRQWURO UHOD\ DQG IXVLEOH OLQN- %HWZHHQ FRQWURO UHOD\ DQG $270(&8

1*5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56057

&RGH 1R1 89 1 UDQJH ODPS V\VWHP 3UREDEOH FDXVH,I WKH 1 UDQJH VLJQDO LV RII DIWHU DQ 1 UDQJH ODPS LOOXPLQDWLRQ LQVWUXFWLRQ +21 LQVWUXFWLRQ,KDV EHHQ JLYHQ/ LW LV MXGJHG WKDW WKHUH LV D VKRUW0FLUFXLW LQ WKH 1 UDQJH ODPS HDUWKDQG GLDJQRVLV FRGH 1R1 89 LV RXWSXW1

- 0DOIXQFWLRQ RI WKH 1 UDQJH ODPS EXOE- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

&KHFN WKH 1 UDQJH ODPS EXOE+5HIHU WR *5283 85$ ï ,QVWUXPHQW 3DQHO1,

1*5HSODFH

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV= %034/ %047/ $0;</ %0431*

5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ 1 UDQJH ODPS EXOE DQG $270(&8

1*5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

,163(&7,21 &+$57 )25 7528%/( 6<037206 56433;338;;

7URXEOH V\PSWRP ,QVSHFWLRQSURFHGXUH 1R1

5HIHUHQFHSDJH

0870,, FDQ QRW FRPPXQLFDWH ZLWK DQ\ V\VWHPV1 4 56058

0870,, FDQ QRW FRPPXQLFDWH ZLWK WKH $270(&81 5 56059

'ULYLQJ LPSRVVLEOH 6WDUWLQJ LPSRVVLEOH 6 5605:

'RHV QRW PRYH IRUZDUG 7 5605:

'RHV QRW UHYHUVH 8 5605;

'RHV QRW PRYH +IRUZDUG RU UHYHUVH, 9 5605;

0DOIXQFWLRQ ZKHQ VWDUWLQJ (QJLQH VWDOOLQJ ZKHQ VKLIWLQJ : 5605<

6KRFNVZKHQFKDQJLQJ IURP1 WR'DQG ODUJH WLPH ODJ ; 5605<

6KRFNVZKHQFKDQJLQJ IURP1 WR5DQG ODUJH WLPH ODJ < 56063

6KRFNV ZKHQ FKDQJLQJ IURP 1 WR '/ 1 WR5 DQG ODUJHWLPH ODJ

43 56064

0DOIXQFWLRQ ZKHQ VKLIWLQJ 6KRFNV DQG UXQQLQJ XS 44 56064

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56058

7URXEOH V\PSWRP 5HIHUHQFHSDJH

,QVSHFWLRQSURFHGXUH 1R1

'LVSODFHG VKLIWLQJ SRLQWV $OO SRLQWV 45 56065

6RPH SRLQWV 46 56066

'RHV QRW VKLIW 1R GLDJQRVLV FRGHV 47 56066

0DOIXQFWLRQ ZKLOH GULYLQJ 3RRU DFFHOHUDWLRQ 48 56067

9LEUDWLRQ 49 56067

,QKLELWRU VZLWFK V\VWHP 4: 56068

'XDO SUHVVXUH VZLWFK V\VWHP 4; 56068

9HKLFOH VSHHG VHQVRU V\VWHP 4< 56069

,163(&7,21 352&('85( )25 7528%/( 6<037206,163(&7,21 352&('85( 4

0870,, FDQ QRW FRPPXQLFDWH ZLWK DQ\ V\VWHPV1 3UREDEOH FDXVH,W LV VXVSHFWHG WKDW WKLV PDOIXQFWLRQ LV FDXVHG E\ D GHIHFWLYH SRZHU VXSSO\ DQG HDUWKFLUFXLWV RI WKH GLDJQRVLV FRQQHFWRU1

- 0DOIXQFWLRQ RI GLDJQRVLV FRQQHFWRU- 0DOIXQFWLRQ RI KDUQHVV RU FRQQHFWRU

0HDVXUH DW GLDJQRVLV FRQQHFWRU %0581- 9ROWDJH EHWZHHQ WHUPLQDO1R1 49DQG

ERG\ HDUWK2.= %DWWHU\ YROWDJH

1* &KHFN WKH IROORZLQJ FRQQHFWRUV=%058/ %0<4/ %0<5/ %099

1*5HSDLU

2.

&KHFN WKH KDUQHVV ZLUH EHWZHHQ WKHIXVLEOH OLQN DQG WKH GLDJQRVLV FRQQHFWRU/DQG UHSDLU LI QHFHVVDU\1

1*

5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV1

&KHFN WKH IROORZLQJ FRQQHFWRU= %058

0HDVXUH DW GLDJQRVLV FRQQHFWRU %0581- &RQWLQXLW\ EHWZHHQ WHUPLQDO 1RV1 7/

8 DQG ERG\ HDUWK2.= &RQWLQXLW\

1*

&KHFN WKH KDUQHVV ZLUH EHWZHHQ WKHGLDJQRVLV FRQQHFWRU DQG WKH HDUWK/ DQGUHSDLU LI QHFHVVDU\1

1*

2.

&KHFN WURXEOH V\PSWRPV1

5HSODFH WKH 0870,,1

&KHFN WURXEOH V\PSWRPV11*

1*

2.

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56059

,163(&7,21 352&('85( 5

0870,, FDQ QRW FRPPXQLFDWH ZLWK WKH $270(&81 3UREDEOH FDXVH,W LV VXVSHFWHG WKDW WKLV PDOIXQFWLRQ LV FDXVHG E\ DQ RSHQ FLUFXLW LQ $270(&8 SRZHUVXSSO\ FLUFXLW RU GLDJQRVLV RXWSXW FLUFXLW1

- 0DOIXQFWLRQ RI KDUQHVV RU FRQQHFWRU- 0DOIXQFWLRQ RI $270(&8

2.

&KHFN WURXEOH V\PSWRPV11*

&KHFN WKH KDUQHVV ZLUH EHWZHHQ WKH$270(&8 DQG WKH GLDJQRVLV FRQQHFWRU/DQG UHSDLU LI QHFHVVDU\1

2.

&KHFN WURXEOH V\PSWRPV11*

&KHFN WKH KDUQHVV ZLUH EHWZHHQ WKHLJQLWLRQ VZLWFK DQG WKH $270(&8/ DQGUHSDLU LI QHFHVVDU\1

1*

5HSDLU

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV=%045/ %043

2.&KHFN WURXEOH V\PSWRPV1

1*5HSODFH WKH $270(&81

2.

&KHFN WURXEOH V\PSWRPV11*

&KHFN WKH KDUQHVV ZLUH EHWZHHQ WKH$270(&8 DQG WKH HDUWK/ DQG UHSDLU LIQHFHVVDU\1

2.

0HDVXUH DW $270(&8 FRQQHFWRUV %045/%0431- 'LVFRQQHFW WKH FRQQHFWRU/ DQG

PHDVXUH DW WKH KDUQHVV VLGH1- &RQWLQXLW\ EHWZHHQ WHUPLQDO 1RV145/

46/ 58/ 59/ :5 ï ERG\ HDUWK2.= &RQWLQXLW\

1*&KHFN WKH IROORZLQJ FRQQHFWRUV=%045/ %043

1*5HSDLU

2.

0HDVXUH DW $270(&8 FRQQHFWRU %0451- 'LVFRQQHFW WKH FRQQHFWRU/ DQG

PHDVXUH DW WKH KDUQHVV VLGH1- ,JQLWLRQ VZLWFK= 21- 9ROWDJH EHWZHHQ 1RV1 44/ 57 DQG

ERG\ HDUWK2.= %DWWHU\ YROWDJH

1*&KHFN WKH IROORZLQJ FRQQHFWRUV=%045/ %047/ %0<6/ %0;<

1*5HSDLU

0HDVXUH DW GLDJQRVLV FRQQHFWRU %058DQG $270(&8 FRQQHFWRUV %045/ %0431- 'LVFRQQHFW WKH FRQQHFWRUV/ DQG

PHDVXUH DW WKH KDUQHVV VLGH1- &RQWLQXLW\ EHWZHHQ WKH IROORZLQJ

WHUPLQDOV=1R1 4 +RI GLDJQRVLV FRQQHFWRU, DQG56 +RI %045,1R1 : +RI GLDJQRVLV FRQQHFWRU, DQG96 +RI %043,2.= &RQWLQXLW\

1*&KHFN WKH IROORZLQJ FRQQHFWRUV=%045/ %043/ %047/ %0435/ %058

1*5HSDLU

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 5605:

,163(&7,21 352&('85( 6

6WDUWLQJ LPSRVVLEOH 3UREDEOH FDXVH6WDUWLQJ LV QRW SRVVLEOH ZKHQ WKH VHOHFWRU OHYHU LV LQ 3 RU 1 UDQJH1 ,Q VXFK FDVHV/WKH FDXVH LV SUREDEO\ D GHIHFWLYH LQKLELWRU VZLWFK V\VWHP/ WUDQVPLVVLRQ FRQWURO FDEOHDVVHPEO\/ HQJLQH V\VWHP/ WRUTXH FRQYHUWHU RU RLO SXPS1

- 0DOIXQFWLRQ RI WKH LQKLELWRU VZLWFK V\VWHP- 0DOIXQFWLRQ RI WKH WUDQVPLVVLRQ FRQWURO FDEOH DVVHPEO\- 0DOIXQFWLRQ RI WKH HQJLQH V\VWHP- 0DOIXQFWLRQ RI WKH WRUTXH FRQYHUWHU- 0DOIXQFWLRQ RI WKH RLO SXPS

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

&KHFN WKH HQJLQH V\VWHP1- &RQWURO V\VWHP/ LJQLWLRQ V\VWHP/ IXHO V\VWHP/ PDLQ HQJLQH

V\VWHP

1*5HSDLU/ UHSODFH

2.

7RUTXH FRQYHUWHU FKHFN- &KHFN IRU LQFRUUHFW LQVWDOODWLRQ +LQVHUWHG DW DQ DQJOH/ HWF1, DQG

IRU GDPDJHG VSOLQHV1

1*5HSDLU LI SRVVLEOH1 ,I WKH VSOLQHV DUH GDPDJHG DQG UHSDLUV DUH QRWSRVVLEOH/ UHSODFH WKH WRUTXH FRQYHUWHU DVVHPEO\1

2.

5HSODFH WKH RLO SXPS DVVHPEO\1 5+7KH RLO SXPS FDQQRW EH GLVDVVHPEOHG1,

&KHFN WKH LQKLELWRU VZLWFK V\VWHP +5HIHU WR 3156068/ ,163(&7,21352&('85( 4:,1

1*5HSDLU/ UHSODFH

2.

&KHFN WKH WUDQVPLVVLRQ FRQWURO FDEOH DVVHPEO\11*

5HSDLU/ UHSODFH

2.

,163(&7,21 352&('85( 7

'RHV QRW PRYH +IRUZDUG, 3UREDEOH FDXVH,I WKH YHKLFOH GRHV QRW PRYH IRUZDUG ZKHQ WKH VHOHFWRU OHYHU LV VKLIWHG IURP 1 WR'/ 6/ 5 RU / UDQJH ZKLOH WKH HQJLQH LV LGOLQJ/ WKH FDXVH LV SUREDEO\ DEQRUPDO OLQHSUHVVXUH RU D PDOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK RU YDOYH ERG\1

- $EQRUPDO OLQH SUHVVXUH- 0DOIXQFWLRQ RI WKH XQGHUGULYH VROHQRLG YDOYH- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK- 0DOIXQFWLRQ RI WKH YDOYH ERG\

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, $FWXDWRU WHVW- 1R1 5 8QGHUGULYH VROHQRLG YDOYH

2.= 6RXQG RI RSHUDWLRQ FDQ EH KHDUG1

1*5HSODFH WKH VROHQRLG YDOYH1 5

2.

+\GUDXOLF SUHVVXUH WHVW +5HIHU WR 31560881,- 0HDVXUH WKH K\GUDXOLF SUHVVXUH IRU HDFK HOHPHQW ZKHQ LQ /

UDQJH16WDQGDUG YDOXH= 5HIHU WR 31560891

1*9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJH

DQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\

DVVHPEO\12.

8QGHUGULYH FOXWFK V\VWHP FKHFN 5- 5HPRYH WKH WUDQVPLVVLRQ DVVHPEO\/ YDOYH ERG\ FRYHU DQG YDOYH

ERG\1- 3LVWRQV VKRXOG RSHUDWH DQG SUHVVXUH VKRXOG EH PDLQWDLQHG

ZKHQ DLU LV EORZQ WKURXJK WKH XQGHUGULYH FOXWFK RLO KROH LQ WKHWUDQVPLVVLRQ FDVH1

2.

1*8QGHUGULYH FOXWFK FKHFN 5- &KHFN IRU EXUQLQJ RI WKH IDFLQJ/ GHIHFWLYH SLVWRQ VHDO ULQJV

DQG LQWHUIHUHQFH DW WKH UHWDLQHU1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ5605;

,163(&7,21 352&('85( 8

'RHV QRW UHYHUVH 3UREDEOH FDXVH,I WKH YHKLFOH GRHV QRW UHYHUVH ZKHQ WKH VHOHFWRU OHYHU LV VKLIWHG IURP 1 WR 5 UDQJHZKLOH WKH HQJLQH LV LGOLQJ/ WKH FDXVH LV SUREDEO\ DEQRUPDO SUHVVXUH LQ WKH UHYHUVHFOXWFK RU ORZ DQG UHYHUVH EUDNH RU D PDOIXQFWLRQ RI WKH UHYHUVH FOXWFK/ ORZ DQG UHYHUVHEUDNH RU YDOYH ERG\1

- $EQRUPDO UHYHUVH FOXWFK SUHVVXUH- $EQRUPDO ORZ DQG UHYHUVH EUDNH SUHVVXUH- 0DOIXQFWLRQ RI WKH ORZ DQG UHYHUVH VROHQRLG YDOYH- 0DOIXQFWLRQ RI WKH UHYHUVH FOXWFK- 0DOIXQFWLRQ RI WKH ORZ DQG UHYHUVH EUDNH- 0DOIXQFWLRQ RI WKH YDOYH ERG\

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, $FWXDWRU WHVW- 1R1 4 /RZ DQG UHYHUVH VROHQRLG YDOYH

2.= 6RXQG RI RSHUDWLRQ FDQ EH KHDUG1

1*5HSODFH WKH ORZ DQG UHYHUVH VROHQRLG YDOYH1 5

2.

+\GUDXOLF SUHVVXUH FKHFN +5HIHU WR 31560881,- 0HDVXUH WKH UHYHUVH FOXWFK SUHVVXUH LQ 5 UDQJH1

6WDQGDUG YDOXH= 5HIHU WR 31560891

1*

2.

+\GUDXOLF SUHVVXUH FKHFN +5HIHU WR 31560881,- 0HDVXUH WKH ORZ DQG UHYHUVH EUDNH SUHVVXUH LQ 5 UDQJH1

6WDQGDUG YDOXH= 5HIHU WR 31560891

1*

2.

5HYHUVH FOXWFK V\VWHP DQG ORZ DQG UHYHUVH EUDNH V\VWHP FKHFN5- 5HPRYH WKH WUDQVPLVVLRQ DVVHPEO\/ YDOYH ERG\ FRYHU DQG YDOYH

ERG\1- 3LVWRQV VKRXOG RSHUDWH DQG SUHVVXUH VKRXOG EH PDLQWDLQHG

ZKHQ DLU LV EORZQ WKURXJK WKH UHYHUVH FOXWFK RLO KROH DQG WKHORZ UHYHUVH EUDNH RLO KROH LQ WKH WUDQVPLVVLRQ FDVH1

2.

1*5HYHUVH FOXWFK DQG ORZ DQG UHYHUVH EUDNH FKHFN 5- &KHFN IRU EXUQLQJ RI WKH IDFLQJ/ GHIHFWLYH SLVWRQ VHDO ULQJV

DQG LQWHUIHUHQFH DW WKH UHWDLQHU1

9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJH

DQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\

DVVHPEO\1

,163(&7,21 352&('85( 9

'RHV QRW PRYH +IRUZDUG RU UHYHUVH, 3UREDEOH FDXVH,I WKH YHKLFOH GRHV QRW PRYH IRUZDUG RU UHYHUVH ZKHQ WKH VHOHFWRU OHYHU LV VKLIWHGWR DQ\ SRVLWLRQ ZKLOH WKH HQJLQH LV LGOLQJ/ WKH FDXVH LV SUREDEO\ DEQRUPDO OLQH SUHVVXUH/RU D PDOIXQFWLRQ RI WKH SRZHU WUDLQ/ RLO SXPS RU YDOYH ERG\1

- $EQRUPDO OLQH SUHVVXUH- 0DOIXQFWLRQ RI SRZHU WUDLQ- 0DOIXQFWLRQ RI WKH RLO SXPS- 0DOIXQFWLRQ RI WKH YDOYH ERG\

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

+\GUDXOLF SUHVVXUH FKHFN +5HIHU WR 31560881,- 0HDVXUH WKH K\GUDXOLF SUHVVXUH IRU HDFK HOHPHQW ZKHQ PRYLQJ

IRUZDUG DQG EDFN16WDQGDUG YDOXH= 5HIHU WR 31560891

2.3RZHU WUDLQ FKHFN 5- 'LVDVVHPEOH WKH WUDQVPLVVLRQ/ FKHFN WKH FRQGLWLRQ RI WKH

SODQHWDU\ FDUULHU/ RXWSXW VKDIW DQG GLIIHUHQWLDO/ HWF1

1*

5HSODFH WKH RLO SXPS DVVHPEO\1 5+7KH RLO SXPS FDQQRW EH GLVDVVHPEOHG1,

1*9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJH

DQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\

DVVHPEO\1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 5605<

,163(&7,21 352&('85( :

(QJLQH VWDOOLQJ ZKHQ VKLIWLQJ 3UREDEOH FDXVH,I WKH HQJLQH VWDOOV ZKHQ WKH VHOHFWRU OHYHU LV VKLIWHG IURP 1 WR ' RU 5 UDQJH ZKLOHWKH HQJLQH LV LGOLQJ/ WKH FDXVH LV SUREDEO\ D PDOIXQFWLRQ RI WKH HQJLQH V\VWHP/ GDPSHUFOXWFK VROHQRLG YDOYH/ YDOYH ERG\ RU WRUTXH FRQYHUWHU +GDPSHU FOXWFK PDOIXQFWLRQ,1

- 0DOIXQFWLRQ RI WKH HQJLQH V\VWHP- 0DOIXQFWLRQ RI WKH GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH- 0DOIXQFWLRQ RI WKH YDOYH ERG\- 0DOIXQFWLRQ RI WKH WRUTXH FRQYHUWHU +0DOIXQFWLRQ RI WKH

GDPSHU FOXWFK,

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

(QJLQH V\VWHP FKHFN- &KHFN WKH FRQWURO V\VWHP/ LJQLWLRQ V\VWHP/ IXHO V\VWHP DQG

PDLQ V\VWHP1

1*5HSDLU/ UHSODFH

2.

5HSODFH WKH GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH1

9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJH

DQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\

DVVHPEO\1

1*5HSODFH WKH WRUTXH FRQYHUWHU1

,163(&7,21 352&('85( ;

6KRFNV ZKHQ FKDQJLQJ IURP 1 WR ' DQG ODUJH WLPH ODJ 3UREDEOH FDXVH,I DEQRUPDO VKRFNV RU D WLPH ODJ RI 5 VHFRQGV RU PRUH RFFXU ZKHQ WKH VHOHFWRUOHYHU LV VKLIWHG IURP 1 WR ' UDQJH ZKLOH WKH HQJLQH LV LGOLQJ/ WKH FDXVH LV SUREDEO\DEQRUPDO XQGHUGULYH FOXWFK SUHVVXUH RU D PDOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK/ YDOYHERG\/ 736 ?7*<6! RU $36 ?7*97!1

- $EQRUPDO XQGHUGULYH FOXWFK SUHVVXUH- 0DOIXQFWLRQ RI WKH XQGHUGULYH VROHQRLG YDOYH- 0DOIXQFWLRQ RI WKH XQGHUGULYH FOXWFK- 0DOIXQFWLRQ RI WKH YDOYH ERG\- 0DOIXQFWLRQ RI WKH LGOH SRVLWLRQ VZLWFK- 0DOIXQFWLRQ RI WKH 736 ?7*<6!- 0DOIXQFWLRQ RI WKH $36 ?7*97!

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, $FWXDWRU WHVW- 1R1 5 8QGHUGULYH VROHQRLG YDOYH

2.= 6RXQG RI RSHUDWLRQ FDQ EH KHDUG1

1*5HSODFH WKH XQGHUGULYH VROHQRLG YDOYH1 5

2.

:KHQ GRHV WKH VKRFN RFFXU"

:KHQ VWDUWLQJ

6KRFNV VRPHWLPHV RFFXU

1R <HV

0870,, 'DWD OLVW- 1R1 44 7362$36

2.= ,QFUHDVHV LQ SURSRUWLRQ WR DFFHOHUDWRU SHGDO RSHQLQJDQJOH1

2. 1*

&RGH 1RV1 44/ 45/ 47 7362$36 V\VWHP FKHFN +5HIHU WR 31560461,

9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJH

DQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\

DVVHPEO\1

:KHQ VKLIWLQJ

+\GUDXOLF SUHVVXUH WHVW +5HIHU WR 31560881,- 0HDVXUH WKH XQGHUGULYH FOXWFK SUHVVXUH ZKHQ VKLIWLQJ IURP

1 WR '16WDQGDUG YDOXH= 5HIHU WR 31560891

1*

2.

8QGHUGULYH FOXWFK V\VWHP FKHFN 5- 5HPRYH WKH WUDQVPLVVLRQ DVVHPEO\/ YDOYH ERG\ FRYHU DQG YDOYH

ERG\1- 3LVWRQV VKRXOG RSHUDWH DQG SUHVVXUH VKRXOG EH PDLQWDLQHG

ZKHQ DLU LV EORZQ WKURXJK WKH XQGHUGULYH FOXWFK RLO KROH LQ WKHWUDQVPLVVLRQ FDVH1

2.

1*

8QGHUGULYH FOXWFK FKHFN 5- &KHFN IRU EXUQLQJ RI WKH IDFLQJ/ GHIHFWLYH SLVWRQ VHDO ULQJV

DQG LQWHUIHUHQFH DW WKH UHWDLQHU1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56063

,163(&7,21 352&('85( <

6KRFNV ZKHQ FKDQJLQJ IURP 1 WR 5 DQG ODUJH WLPH ODJ 3UREDEOH FDXVH,I DEQRUPDO VKRFNV RU D WLPH ODJ RI 5 VHFRQGV RU PRUH RFFXUV ZKHQ WKH VHOHFWRUOHYHU LV VKLIWHG IURP 1 WR 5 UDQJH ZKLOH WKH HQJLQH LV LGOLQJ/ WKH FDXVH LV SUREDEO\DEQRUPDO UHYHUVH FOXWFK SUHVVXUH RU ORZ DQG UHYHUVH EUDNH SUHVVXUH/ RU D PDOIXQFWLRQRI WKH UHYHUVH FOXWFK/ ORZ DQG UHYHUVH EUDNH/ YDOYH ERG\/ 736 ?7*<6! RU $36 ?7*97!1

- $EQRUPDO UHYHUVH FOXWFK SUHVVXUH- $EQRUPDO ORZ DQG UHYHUVH EUDNH SUHVVXUH- 0DOIXQFWLRQ RI WKH ORZ DQG UHYHUVH VROHQRLG YDOYH- 0DOIXQFWLRQ RI WKH UHYHUVH FOXWFK- 0DOIXQFWLRQ RI WKH ORZ DQG UHYHUVH EUDNH- 0DOIXQFWLRQ RI WKH YDOYH ERG\- 0DOIXQFWLRQ RI WKH LGOH SRVLWLRQ VZLWFK- 0DOIXQFWLRQ RI WKH 736 ?7*<6!- 0DOIXQFWLRQ RI WKH $36 ?7*97!

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, $FWXDWRU WHVW- 1R1 4 /RZ DQG UHYHUVH VROHQRLG YDOYH

2.= 6RXQG RI RSHUDWLRQ FDQ EH KHDUG1

1*5HSODFH WKH ORZ DQG UHYHUVH VROHQRLG YDOYH1 5

2.

:KHQ GRHV WKH VKRFN RFFXU"

:KHQ VWDUWLQJ

6KRFNV VRPHWLPHV RFFXU

1R <HV

0870,, 'DWD OLVW- 1R1 44 7362$36

2.= ,QFUHDVHV LQ SURSRUWLRQ WR DFFHOHUDWRU SHGDO RSHQLQJDQJOH1

2. 1*

&RGH 1R1 44/ 45/ 47 7362$36 V\VWHP FKHFN +5HIHU WR 31560461,

9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJH

DQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\

DVVHPEO\1

:KHQ VKLIWLQJ

+\GUDXOLF SUHVVXUH WHVW +5HIHU WR 31560881,- 0HDVXUH WKH UHYHUVH FOXWFK SUHVVXUH LQ 5 UDQJH1

6WDQGDUG YDOXH= 5HIHU WR 31560891

1*

2.

+\GUDXOLF SUHVVXUH WHVW +5HIHU WR 31560881,- 0HDVXUH WKH ORZ DQG UHYHUVH EUDNH SUHVVXUH LQ 5 UDQJH1

6WDQGDUG YDOXH= 5HIHU WR 31560891

1*

2.

5HYHUVH FOXWFK V\VWHP DQG ORZ UHYHUVH EUDNH V\VWHP FKHFN 5- 5HPRYH WKH WUDQVPLVVLRQ DVVHPEO\/ YDOYH ERG\ FRYHU DQG YDOYH

ERG\1- 3LVWRQV VKRXOG RSHUDWH DQG SUHVVXUH VKRXOG EH PDLQWDLQHG

ZKHQ DLU LV EORZQ WKURXJK WKH UHYHUVH FOXWFK RLO KROH DQG ORZDQG UHYHUVH EUDNH RLO KROH LQ WKH WUDQVPLVVLRQ FDVH1

2.

1*

5HYHUVH FOXWFK DQG ORZ UHYHUVH EUDNH FKHFN 5- &KHFN IRU EXUQLQJ RI WKH IDFLQJ/ GHIHFWLYH SLVWRQ VHDO ULQJV

DQG LQWHUIHUHQFH DW WKH UHWDLQHU1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56064

,163(&7,21 352&('85( 43

6KRFNV ZKHQ FKDQJLQJ IURP 1 WR '/ 1 WR 5 DQG ODUJH WLPHODJ

3UREDEOH FDXVH

,I DEQRUPDO VKRFNV RU D WLPH ODJ RI 5 VHFRQGV RU PRUH RFFXU ZKHQ WKH VHOHFWRUOHYHU LV VKLIWHG IURP 1 WR ' UDQJH DQG IURP 1 WR 5 UDQJH ZKLOH WKH HQJLQH LV LGOLQJ/WKH FDXVH LV SUREDEO\ DEQRUPDO OLQH SUHVVXUH RU D PDOIXQFWLRQ RI WKH RLO SXPS RUYDOYH ERG\1

- $EQRUPDO OLQH SUHVVXUH- 0DOIXQFWLRQ RI WKH RLO SXPS- 0DOIXQFWLRQ RI WKH YDOYH ERG\

2.

:KHQ GRHV WKH VKRFN RFFXU"

:KHQVWDUWLQJ 9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5

- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJHDQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1

- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\DVVHPEO\1

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

+\GUDXOLF SUHVVXUH WHVW +5HIHU WR 31560881,- 0HDVXUH WKH K\GUDXOLF SUHVVXUH IRU HDFK HOHPHQW ZKHQ LQ '

UDQJH DQG 5 UDQJH16WDQGDUG YDOXH= 5HIHU WR 31560891

1*$GMXVW WKH OLQH SUHVVXUH1 +5HIHU WR 31560941,

1*

:KHQ VKLIWLQJ

5HSODFH WKH RLO SXPS DVVHPEO\1 5+7KH RLO SXPS FDQQRW EH GLVDVVHPEOHG1,

,163(&7,21 352&('85( 44

6KRFNV DQG UXQQLQJ XS 3UREDEOH FDXVH,I VKRFNV RFFXU ZKHQ GULYLQJ GXH WR XSVKLIWLQJ RU GRZQVKLIWLQJ DQG WKH WUDQVPLVVLRQVSHHG EHFRPHV KLJKHU WKDQ WKH HQJLQH VSHHG/ WKH FDXVH LV SUREDEO\ DEQRUPDO OLQHSUHVVXUH RU D PDOIXQFWLRQ RI D VROHQRLG YDOYH/ RLO SXPS/ YDOYH ERG\ RU RI D EUDNHRU FOXWFK1

- $EQRUPDO OLQH SUHVVXUH- 0DOIXQFWLRQ RI HDFK VROHQRLG YDOYH- 0DOIXQFWLRQ RI WKH RLO SXPS- 0DOIXQFWLRQ RI WKH YDOYH ERG\- 0DOIXQFWLRQ RI HDFK EUDNH RU HDFK FOXWFK

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, $FWXDWRU WHVW- 1R1 4 /RZ DQG UHYHUVH VROHQRLG YDOYH- 1R1 5 8QGHUGULYH VROHQRLG YDOYH- 1R1 6 6HFRQG VROHQRLG YDOYH- 1R1 7 2YHUGULYH VROHQRLG YDOYH

2.= 6RXQG RI RSHUDWLRQ FDQ EH KHDUG1

1*5HSODFH WKH VROHQRLG YDOYH1

2.

$GMXVW WKH OLQH SUHVVXUH1 +5HIHU WR 31560941,1*

5HSODFH WKH RLO SXPS DVVHPEO\1 5+7KH RLO SXPS FDQQRW EH GLVDVVHPEOHG1,

1*

9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJH

DQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\

DVVHPEO\1

2.

&OXWFK DQG EUDNH FKHFN 5- &KHFN IRU EXUQLQJ RI WKH IDFLQJ/ GHIHFWLYH SLVWRQ VHDO ULQJV

DQG LQWHUIHUHQFH DW WKH UHWDLQHU1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56065

,163(&7,21 352&('85( 45

$OO SRLQWV +'LVSODFHG VKLIWLQJ SRLQWV, 3UREDEOH FDXVH,I DOO VKLIW SRLQWV DUH GLVSODFHG ZKLOH GULYLQJ/ WKH FDXVH LV SUREDEO\ D PDOIXQFWLRQ RIWKH RXWSXW VKDIW VSHHG VHQVRU/ 736 RU RI D VROHQRLG YDOYH1

- 0DOIXQFWLRQ RI WKH RXWSXW VKDIW VSHHG VHQVRU- 0DOIXQFWLRQ RI WKH WKURWWOH SRVLWLRQ VHQVRU- 0DOIXQFWLRQ RI HDFK VROHQRLG YDOYH- $EQRUPDO OLQH SUHVVXUH- 0DOIXQFWLRQ RI WKH YDOYH ERG\- 0DOIXQFWLRQ RI WKH $270(&8

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, 'DWD OLVW- 1R1 56 2XWSXW VKDIW VSHHG VHQVRU

2.= ,QFUHDVHV LQ SURSRUWLRQ WR YHKLFOH VSHHG1

1*&RGH1R1 56ï2XWSXW VKDIW VSHHG VHQVRU V\VWHP +5HIHU WR 31560481,

2.

0870,, 'DWD OLVW- 1R1 44 7362$36

2.= ,QFUHDVHV LQ SURSRUWLRQ WR DFFHOHUDWRU SHGDO RSHQLQJ DQJOH

1*&RGH 1R1 44/ 45/ 47 7362$36 V\VWHP FKHFN +5HIHU WR 31560461,

2.

0870,, 'DWD OLVW- 1R1 64 /RZ DQG UHYHUVH VROHQRLG YDOYH GXW\ (- 1R1 65 8QGHUGULYH VROHQRLG YDOYH GXW\ (- 1R1 66 6HFRQG VROHQRLG YDOYH GXW\ (- 1R1 67 2YHUGULYH VROHQRLG YDOYH GXW\ (

2.= 5HIHU WR WKH WDEOH EHORZ1

1*5HSODFH WKH VROHQRLG YDOYH1 5

1*

5HSODFH WKH $270(&81

2.

$GMXVW WKH OLQH SUHVVXUH1 +5HIHU WR 31560941,1*

9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJH

DQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\

DVVHPEO\1

1R1 64 1R1 65 1R1 66 1R1 67

'ULYLQJ DW FRQVWDQW VSHHG LQ 4VW JHDU 3 ( 3 ( 433 ( 433 (

'ULYLQJ DW FRQVWDQW VSHHG LQ 5QG JHDU 433 ( 3 ( 3 ( 433 (

'ULYLQJ DW FRQVWDQW VSHHG LQ 6UG JHDU 433 ( 3 ( 433 ( 3 (

'ULYLQJ DW FRQVWDQW VSHHG LQ 7WK JHDU 433 ( 433 ( 3 ( 3 (

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56066

,163(&7,21 352&('85( 46

6RPH SRLQWV +'LVSODFHG VKLIWLQJ SRLQWV, 3UREDEOH FDXVH,I VRPHRI WKH VKLIW SRLQWV DUH GLVSODFHG ZKLOH GULYLQJ/ WKH FDXVH LV SUREDEO\ DPDOIXQFWLRQRI WKH YDOYH ERG\/ RU LW LV UHODWHG WR FRQWURO DQG LV QRW DQ DEQRUPDOLW\1

- 0DOIXQFWLRQ RI WKH YDOYH ERG\

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1,19(&60,, &$1&(/ &200$1'- 8VH WKH 0870,, WR VWRS WKH

,19(&60,, IXQFWLRQ1

'RHV VWDQGDUG VKLIWLQJ RFFXU QRUPDOO\"1R

'RHV WKH SUREOHP RFFXU RQO\ ZKHQ WKHDXWRPDWLF WUDQVPLVVLRQIOXLGWHPSHUDWXUHLV ï5<E& RU ORZHU RU 458E& RU KLJKHU"

1R9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQGUHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ

RI EROWV/ DQG WR GDPDJH DQG VOLSSDJHRI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1

- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/UHSODFH WKH YDOYH ERG\ DVVHPEO\1

<HV

,W LV UHODWHG WR FRQWURO DQG LV QRW DQ DE0QRUPDOLW\1

<HV

,163(&7,21 352&('85( 47

1R GLDJQRVLV FRGHV +'RHV QRW VKLIW, 3UREDEOH FDXVH,I VKLIWLQJ GRHV QRW RFFXU ZKLOH GULYLQJ DQG QR GLDJQRVLV FRGHV DUH RXWSXW/ WKH FDXVHLV SUREDEO\ D PDOIXQFWLRQ RI WKH LQKLELWRU VZLWFK/ RU $270(&81

- 0DOIXQFWLRQ RI WKH LQKLELWRU VZLWFK- 0DOIXQFWLRQ RI WKH $270(&8

'RHV WKH WUDQVPLVVLRQ UHPDLQ LQ 6UGJHDU ZLWK VHOHFWRU OHYHU LQ SRVLWLRQ' "

1R0870,, 'DWD OLVW- 1R1 94 ,QKLELWRU VZLWFK

2.= $270(&8 LQSXW VLJQDO DQG VH0OHFWRU OHYHU SRVLWLRQ VKRXOGPDWFK1

1*,QKLELWRU VZLWFK FKHFN- ,163(&7,21 352&('85( 4: ï

,QKLELWRU VZLWFK V\VWHP FKHFN1+5HIHU WR 31560681,

2.

<HV

,V EDFNXS SRZHU EHLQJ VXSSOLHG WR WKH$270(&8"

1R <HV

,V SRZHU EHLQJ VXSSOLHG WR WKH$270(&8"

<HV

1R

3RZHU VXSSO\ FLUFXLW FKHFN- 3D\ SDUWLFXODU DWWHQWLRQ WR RSHQ

FLUFXLWV LQ WKH KDUQHVVHV/ SRRUFRQQHFWRU FRQQHFWLRQV DQG RSHQFLUFXLWV LQ IXVHV1

- ,I WKHUH LV D EORZQ IXVH/ LQYHVWLJDWHZK\ D VKRUW0FLUFXLW KDV RFFXUUHG DQGWKHQ UHSODFH WKH IXVH1

5HSODFH WKH $270(&81

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56067

,163(&7,21 352&('85( 48

3RRU DFFHOHUDWLRQ 3UREDEOH FDXVH,I DFFHOHUDWLRQ LV SRRU HYHQ LI GRZQVKLIWLQJ RFFXUV ZKLOH GULYLQJ/ WKH FDXVH LV SUREDEO\D PDOIXQFWLRQ RI WKH HQJLQH V\VWHP RU RI D EUDNH RU FOXWFK1

- 0DOIXQFWLRQ RI WKH HQJLQH V\VWHP- 0DOIXQFWLRQ RI WKH EUDNH RU FOXWFK

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

(QJLQH V\VWHP FKHFN- &KHFN WKH FRQWURO V\VWHP/ LJQLWLRQ V\VWHP/ IXHO V\VWHP DQG

PDLQ V\VWHP1

1*5HSODFH/ UHSDLU

2.

%UDNH RU FOXWFK FKHFN 5- &KHFN IRU EXUQLQJ RI WKH IDFLQJ/ GHIHFWLYH SLVWRQ VHDO ULQJV

DQG LQWHUIHUHQFH DW WKH UHWDLQHU1

,163(&7,21 352&('85( 49

9LEUDWLRQ 3UREDEOH FDXVH,I YLEUDWLRQ RFFXUV ZKHQ GULYLQJ DW FRQVWDQW VSHHG RU ZKHQ DFFHOHUDWLQJ DQG GHFHOHUDWLRQLQ WRS UDQJH/ WKH FDXVH LV SUREDEO\ DEQRUPDO GDPSHU FOXWFK SUHVVXUH RU D PDOIXQFWLRQRI WKH HQJLQH V\VWHP/ GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH/ WRUTXH FRQYHUWHU RU YDOYHERG\1

- $EQRUPDO GDPSHU FOXWFK SUHVVXUH- 0DOIXQFWLRQ RI WKH HQJLQH V\VWHP- 0DOIXQFWLRQ RI WKH GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH- 0DOIXQFWLRQ RI WKH WRUTXH FRQYHUWHU- 0DOIXQFWLRQ RI WKH YDOYH ERG\

5= 5HIHU WR WKH 7UDQVPLVVLRQ :RUNVKRS 0DQXDO1

0870,, $FWXDWRU WHVW- 1R1 9 'DPSHU FOXWFK FRQWURO VROHQRLG YDOYH

2.= 6RXQG RI RSHUDWLRQ FDQ EH KHDUG1

1*5HSODFH WKH GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH1 5

2.

'RHV WKH SUREOHP RFFXU HYHQ ZKHQ WKH RLO WHPSHUDWXUH VHQVRUFRQQHFWRU LV GLVFRQQHFWHG"

<HV(QJLQH V\VWHP FKHFN- &KHFN WKH FRQWURO V\VWHP/ LJQLWLRQ V\VWHP/ IXHO V\VWHP DQG

PDLQ V\VWHP11R

+\GUDXOLF SUHVVXUH WHVW +5HIHU WR 31560881,- 0HDVXUH WKH GDPSHU FOXWFK SUHVVXUH1

6WDQGDUG YDOXH= 5HIHU WR 31560891

1*9DOYH ERG\ GLVDVVHPEO\/ FOHDQLQJ DQG UHDVVHPEO\ 5- 3D\ SDUWLFXODU DWWHQWLRQ WR ORRVHQLQJ RI EROWV/ DQG WR GDPDJH

DQG VOLSSDJH RI 20ULQJV/ YDOYHV DQG YDOYH ERGLHV1- ,I WKH GDPDJH FDQQRW EH UHSDLUHG/ UHSODFH WKH YDOYH ERG\

DVVHPEO\12.

5HSODFH WKH WRUTXH FRQYHUWHU DVVHPEO\1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56068

,163(&7,21 352&('85( 4:

,QKLELWRU VZLWFK V\VWHP 3UREDEOH FDXVH7KH FDXVH LV SUREDEO\ D PDOIXQFWLRQ RI WKH LQKLELWRU VZLWFK FLUFXLW/ LJQLWLRQ VZLWFKFLUFXLW RU D GHIHFWLYH $270(&81

- 0DOIXQFWLRQ RI WKH LQKLELWRU VZLWFK- 0DOIXQFWLRQ RI WKH LJQLWLRQ VZLWFK- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

,QKLELWRU VZLWFKFKHFN +5HIHU WR315607;1,1*

5HSODFH

2.

&KHFN WKH YROWDJH RI WKH LQKLELWRU VZLWFKFRQQHFWRU $0;<1- 'LVFRQQHFW WKH FRQQHFWRU DQG

PHDVXUH DW WKH KDUQHVV VLGH1- 9ROWDJH EHWZHHQ WHUPLQDO 1R1 ; DQG

HDUWK2.= %DWWHU\ YROWDJH

1*&KHFN WKH IROORZLQJ FRQQHFWRUV=%047/ %0<6/ %0;<

1*5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ LQKLELWRU VZLWFK DQG

LJQLWLRQ VZLWFK

1*5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV1

1*

,JQLWLRQ VZLWFK FKHFN+5HIHU WR *528387 ï ,JQLWLRQ 6ZLWFK1,

2.

&KHFN WKH IROORZLQJ FRQQHFWRUV=$0;</ %043

1*5HSDLU

2.

+DUQHVV FKHFN- %HWZHHQ LQKLELWRU VZLWFK DQG

$270(&8 FRQQHFWRU

1*5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV11*

5HSODFH WKH $270(&81

,163(&7,21 352&('85( 4;

'XDO SUHVVXUH VZLWFK V\VWHP 3UREDEOH FDXVH7KH FDXVH LV SUREDEO\ D GHIHFWLYH GXDO SUHVVXUH VZLWFK FLUFXLW RU D GHIHFWLYH $270(&81 - 0DOIXQFWLRQ RI WKH GXDO SUHVVXUH VZLWFK

- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI $2& V\VWHP- 0DOIXQFWLRQ RI WKH $270(&8

'XDO SUHVVXUH VZLWFK FKHFN +5HIHU WR*5283 88 ï 2Q0YHKLFOH VHUYLFH1,

1*5HSODFH

2.

&KHFN WKH YROWDJH RI WKH $270(&8 FRQ0QHFWRU %0451- 'LVFRQQHFW WKH FRQQHFWRU DQG

FKHFN DW WKH KDUQHVV VLGH1- ,JQLWLRQ VZLWFK= 21- $2& VZLWFK= 21- 9ROWDJH EHWZHHQ WHUPLQDO 1R1 43

DQG HDUWK2.= %DWWHU\ YROWDJH

2.&KHFN WKH IROORZLQJ FRQQHFWRUV=%045/ $05;

1*5HSDLU

2.

&KHFN WKH WURXEOH V\PSWRPV1

1*1*

&KHFN WKH $2& V\VWHP1 +5HIHU WR*5283 88 ï 7URXEOHVKRRWLQJ1,

5HSDLU

2.

5HSODFH WKH $270(&81

1*

5HSODFH WKH $270(&81

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56069

,163(&7,21 352&('85( 4<

9HKLFOH VSHHG VHQVRU V\VWHP 3UREDEOH FDXVH7KH FDXVH LV SUREDEO\ D GHIHFWLYH YHKLFOH VSHHG VHQVRU FLUFXLW RU D GHIHFWLYH $270(&81 - 0DOIXQFWLRQ RI WKH YHKLFOH VSHHG VHQVRU

- 0DOIXQFWLRQ RI FRQQHFWRU- 0DOIXQFWLRQ RI WKH $270(&8

+5, 1*

+6, 1*

2.

&KHFN WKH LJQLWLRQ VZLWFK1 +5HIHU WR *5283 87 ï ,JQLWLRQ VZLWFK1,

1*

2.

2.

5HSODFH WKH HQJLQH0(&81

2.

5HSODFH WKH HQJLQH0(&81

1*

&KHFN WKH KDUQHVV ZLUHEHWZHHQ WKH HQJLQH0(&8DQG WKH YHKLFOH VSHHGVHQVRU FRQQHFWRU1

1*5HSDLU

&KHFN WURXEOH V\PSWRP1

&KHFN WKH IROORZLQJFRQQHFWRUV=$0;4/ %047/ %043

1*5HSDLU

1*

&KHFN WKH KDUQHVV ZLUHEHWZHHQ WKH YHKLFOHVSHHG VHQVRU DQG LJQLWLRQVZLWFK FRQQHFWRU1

1*5HSDLU

2.

&KHFN WURXEOH V\PSWRP1

&KHFN WKH KDUQHVV ZLUHEHWZHHQ WKH HQJLQH0(&8DQG WKH YHKLFOH VSHHGVHQVRU FRQQHFWRU1

1*5HSDLU

2.

&KHFN WURXEOH V\PSWRP1

2.

&KHFN WKH IROORZLQJFRQQHFWRU=$0;8

1*5HSDLU

2.

0HDVXUH DW WKH YHKLFOH VSHHG VHQVRU FRQQHFWRU $0;81- 'LVFRQQHFW WKH FRQQHFWRU/ DQG PHDVXUH DW WKH KDUQHVV VLGH1+4, 9ROWDJH EHWZHHQ 4 DQG HDUWK +,JQLWLRQ VZLWFK= 21,

2.= %DWWHU\ YROWDJH+5, 9ROWDJH EHWZHHQ 6 DQG HDUWK +,JQLWLRQ VZLWFK= 21,

2.= 71; ï 815 9+6, &RQWLQXLW\ EHWZHHQ 5 DQG HDUWK

2.= &RQWLQXLW\

+4, 1*&KHFN WKH IROORZLQJFRQQHFWRUV=$0;4/ %047/ %0<4/ %0;<

1*5HSDLU

&KHFN WKH YHKLFOH VSHHG VHQVRU1+5HIHU WR *5283 87 ï &RPELQDWLRQ 0HWHUV1,

1*5HSODFH

2.

1*

&KHFN WKH KDUQHVV ZLUH EHWZHHQ WKH YHKLFOH VSHHG VHQVRU DQGWKH HDUWK/ DQG UHSDLU LI QHFHVVDU\1

&KHFN WURXEOH V\PSWRP1

&KHFN WKH IROORZLQJFRQQHFWRUV=$0;4

1*5HSDLU

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 5606:

'$7$ /,67 5()(5(1&( 7$%/( 56433;435;7

,WHP 1R1 &KHFN LWHP &KHFN UHTXLUHPHQW 1RUPDO YDOXH

44 7KURWWOH SRVLWLRQ VHQVRU?7*<6!

(QJLQH= 6WRSSHG6HOHFWRU OHYHU

$FFHOHUDWRU SHGDO=5HOHDVHG

633 ï 4/333 P9

$FFHOHUDWRU SHGDOSRVLWLRQ VHQVRU?7*97!

SRVLWLRQ= 3$FFHOHUDWRU SHGDO=+DOI GHSUHVVHG

*UDGXDOO\ ULVHV IURP WKHDERYH YDOXH

$FFHOHUDWRU SHGDO='HSUHVVHG

7/833 ï 8/833 P9

48 2LO WHPSHUDWXUH VHQVRU :DUPLQJ XS 'ULYH IRU 48 PLQXWHV RUPRUH VR WKDW WKHDXWRPDWLF WUDQVPLVVLRQIOXLG WHPSHUDWXUHEHFRPHV :3 ï <3 E&1

*UDGXDOO\ ULVHV WR:3 ï <3 E&

54 &UDQN DQJOH VHQVRU (QJLQH= ,GOLQJ6HOHFWRU OHYHU

$FFHOHUDWRU SHGDO=5HOHDVHG

883 ï <33 U2PLQ

SRVLWLRQ= 3$FFHOHUDWRU SHGDO=+DOI GHSUHVVHG

*UDGXDOO\ ULVHV IURP WKHDERYH YDOXH

55 ,QSXW VKDIW VSHHGVHQVRU

6HOHFWRU OHYHUSRVLWLRQ= 6

'ULYLQJ DW FRQVWDQW VSHHGRI 83 NP2K LQ 6UG JHDU

4/;33 ï 5/433 U2PLQ

56 2XWSXW VKDIW VSHHGVHQVRU

6HOHFWRU OHYHUSRVLWLRQ= 6

'ULYLQJ DW FRQVWDQW VSHHGRI 83 NP2K LQ 6UG JHDU

4/;33 ï 5/433 U2PLQ

58 :LGH RSHQ WKURWWOH $FFHOHUDWRU SHGDO 5HOHDVHG 2))VZLWFK SRVLWLRQ

'HSUHVVHG 21

59 6WRS ODPS VZLWFK ,JQLWLRQ VZLWFK= 21 %UDNH SHGDO= 'HSUHVVHG 21(QJLQH= 6WRSSHG

%UDNH SHGDO= 5HOHDVHG 2))

5< 9HKLFOH VSHHG VHQVRU 6HOHFWRU OHYHUSRVLWLRQ= 6

,GOLQJ ZLWK 4VW JHDU+9HKLFOH VWRSSHG,

3 NP2K

'ULYLQJ DW FRQVWDQW VSHHGRI 83 NP2K LQ 6UG JHDU

83 NP2K

64 /RZ DQG UHYHUVHVROHQRLG YDOYH GXW\ (

6HOHFWRU OHYHUSRVLWLRQ= // 5/ 6/ '

43 NP2K LQ 4VW JHDU 1R1 64= 3 (/ 1R1 65= 3(/ 1R1 66= 433 (/1R1 67= 433(

65 8QGHUGULYH VROHQRLGYDOYH GXW\ (

63 NP2K LQ 5QG JHDU 1R1 64= 433 (/ 1R1 65=3 (/ 1R1 66= 3 (/1R1 67= 433(

66 6HFRQG VROHQRLG YDOYHGXW\ (

83 NP2K LQ 6UG JHDU 1R1 64= 433 (/ 1R1 65=3 (/ 1R1 66= 433 (/1R1 67= 3(

67 2YHUGULYH VROHQRLG YDOYHGXW\ (

:3 NP2K LQ 7WK JHDU 1R1 64= 433 (/ 1R1 65=433 (/ 1R1 66= 3 (/1R1 67= 3(

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ5606;

,WHP 1R1 1RUPDO YDOXH&KHFN UHTXLUHPHQW&KHFN LWHP

69 'DPSHU FOXWFK FRQWUROVROHQRLG YDOYH GXW\ (

6HOHFWRU OHYHUSRVLWLRQ= 6

'ULYLQJ DW 83 NP2K LQ6UG JHDU ZLWK DFFHOHUDWRUUHOHDVHG

3 (

'ULYLQJ DW FRQVWDQW VSHHGRI :3 NP2K LQ 6UG JHDU

$SSUR[1 :3 ï <3 (

85 $PRXQW RI GDPSHUFOXWFK VOLSSDJH

6HOHFWRU OHYHUSRVLWLRQ= 6

'ULYLQJ DW 83 NP2K LQ 6UGJHDU ZLWK DFFHOHUDWRUIXOO\ FORVHG

$SSUR[1 433 ï 633 U2PLQ

'ULYLQJ DW FRQVWDQW VSHHGRI :3 NP2K LQ 6UG JHDU

$SSUR[1 3 ï 43 U2PLQ

87 &RQWURO UHOD\ RXWSXWYROWDJH

,JQLWLRQ VZLWFK = 2)) ,JQLWLRQ VZLWFK=21o 2))

%DWWHU\ YROWDJH +9,o 3 9

8: (QJLQH YROXPHWULFHIILFLHQF\

6HOHFWRU OHYHUSRVLWLRQ= 1

1 UDQJH ZLWK DFFHOHUDWRUSHGDO UHOHDVHGoGHSUHVVHG1

'DWD FKDQJHV

94 ,QKLELWRU VZLWFK ,JQLWLRQ VZLWFK= 21 6HOHFWRU OHYHU SRVLWLRQ= 3 3(QJLQH= 6WRSSHG

6HOHFWRU OHYHU SRVLWLRQ= 5 5

6HOHFWRU OHYHU SRVLWLRQ= 1 1

6HOHFWRU OHYHU SRVLWLRQ= ' '

6HOHFWRU OHYHU SRVLWLRQ= 6 6

6HOHFWRU OHYHU SRVLWLRQ= 5 5

6HOHFWRU OHYHU SRVLWLRQ= / /

96 6KLIW SRVLWLRQ 6HOHFWRU OHYHU SRVL0WLRQ= // 5/ 6/ '

'ULYLQJ DW FRQVWDQW VSHHGRI 43 NP2K LQ 4VW JHDU

4VW

'ULYLQJ DW FRQVWDQW VSHHGRI 63 NP2K LQ 5QG JHDU

5QG

'ULYLQJ DW FRQVWDQW VSHHGRI 83 NP2K LQ 6UG JHDU

6UG

'ULYLQJ DW FRQVWDQW VSHHGRI :3 NP2K LQ 7WK JHDU

7WK

98 'XDO SUHVVXUH VZLWFK (QJLQH= ,GOLQJ $2& VZLWFK= 21 216HOHFWRU OHYHU SRVL0WLRQ= 1 $2& VZLWFK= 2)) 2))

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 5606<

$&78$725 7(67 -8'*(0(17 9$/8( 56433;5348:

,WHP 1R1 &KHFN LWHP 7HVW FRQWHQW &KHFN UHTXLUHPHQW 1RUPDO YDOXH

4 /RZ UHYHUVH VROHQRLG YDOYH 'ULYH WKH VROHQRLG ,JQLWLRQ VZLWFK= 21 7KH RSHUDWLRQ VRXQG VKRXOG

5 8QGHUGULYH VROHQRLG YDOYHYDOYH VSHFLILHG E\WKH 0870,, DW 83 (

6HOHFWRU OHYHUSRVLWLRQ= 3

EH DXGLEOH ZKHQ WKH VROHQRLGYDOYH LV GULYHQ1

6 6HFRQG VROHQRLG YDOYHGXW\ IRU 8 VHFRQGV11R RWKHU VROHQRLG

(QJLQH= 3 U2PLQ9HKLFOH VSHHG=

7 2YHUGULYH VROHQRLG YDOYHYDOYH VKRXOG EHHQHUJL]HG1

9HKLFOH VSHHG=3 NP2K

9 'DPSHU FOXWFK FRQWUROVROHQRLG YDOYH

+9HKLFOH VWRSSHG,7KURWWOH+$FFHOHUDWRU,

45 $27 FRQWURO UHOD\ &RQWURO UHOD\ LV 2))IRU 6 VHFRQGV1

RSHQLQJ YROWDJH=/HVV WKDQ 3 9 'DWD OLVW 1R1 87

+4, 'XULQJ WHVW= 3 9+5, 1RUPDO= %DWWHU\ YROWDJH

>9@

,19(&60,, &$1&(/ &200$1' 56433<83455

,WHP 1R1 ,WHP &RQWHQW 5HPDUNV

47 ,19(&60,, 6WRS WKH ,19(&60,, FRQWURO DQG FKDQJH JHDUVDFFRUGLQJ WR WKH VWDQGDUG VKLIW SDWWHUQ1

8VH WKLV IXQFWLRQZKHQFDUU\LQJRXW SURFHGXUH ; LQ WKH URDGWHVWV1

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56073

&+(&. $7 $270(&8 7(50,1$/6 56433;73585

7HUPLQDO1R1

&KHFN LWHP &KHFN UHTXLUHPHQW 6WDQGDUG YDOXH

4 8QGHUGULYH VROHQRLG YDOYH 6HOHFWRU OHYHU SRVLWLRQ= ' +4VW JHDU, %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 3 $SSUR[1: ï < 9

5 6ROHQRLG YDOYH SRZHU VXSSO\ ,JQLWLRQ VZLWFK= 2)) 3 9

,JQLWLRQ VZLWFK= 21 %DWWHU\ YROWDJH

6 6ROHQRLG YDOYH SRZHU VXSSO\ ,JQLWLRQ VZLWFK= 2)) 3 9

,JQLWLRQ VZLWFK= 21 %DWWHU\ YROWDJH

43 $2& FRPSUHVVRU ORDG VLJQDO $2& VZLWFK= 2)) 3 9

$2& VZLWFK= 21 %DWWHU\ YROWDJH

44 3RZHU VXSSO\ ,JQLWLRQ VZLWFK= 2)) 3 9

,JQLWLRQ VZLWFK= 21 %DWWHU\ YROWDJH

45 (DUWK $OZD\V 3 9

46 (DUWK $OZD\V 3 9

47 2YHUGULYH VROHQRLG YDOYH 6HOHFWRU OHYHU SRVLWLRQ= ' +6UG JHDU, %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 3 $SSUR[1 : ï < 9

48 'DPSHU FOXWFK FRQWURO VROHQRLG 6HOHFWRU OHYHU SRVLWLRQ= / +4VW JHDU, %DWWHU\ YROWDJHYDOYH

6HOHFWRU OHYHU SRVLWLRQ= 6 +83 NP2K LQ 6UG JHDU, 2WKHU WKDQEDWWHU\ YROWDJH

49 6HFRQG VROHQRLG YDOYH 6HOHFWRU OHYHU SRVLWLRQ= 5 +5QG JHDU, %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 3 $SSUR[1 : ï < 9

56 'LDJQRVLV FRQWURO ï ï

57 3RZHU VXSSO\ ,JQLWLRQ VZLWFK= 2)) 3 9

,JQLWLRQ VZLWFK= 21 %DWWHU\ YROWDJH

58 (DUWK $OZD\V 3 9

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56074

7HUPLQDO1R1

6WDQGDUG YDOXH&KHFN UHTXLUHPHQW&KHFN LWHP

59 (DUWK $OZD\V 3 9

64 ,QSXW VKDIW VSHHG VHQVRU 0HDVXUH EHWZHHQ WHUPLQDO 1R1 64 DQG 1R1 76 E\DQ RVFLOORVFRSH1(QJLQH= 5/333 U2PLQ6HOHFWRU OHYHU SRVLWLRQ= 6

5HIHU WR 3156076/2VFLOORVFRSHLQVSHFWLRQSURFHGXUH1

65 2XWSXW VKDIW VSHHG VHQVRU 0HDVXUH EHWZHHQ WHUPLQDO 1R1 65 DQG 1R1 76 E\DQ RVFLOORVFRSH1(QJLQH= 5/333 U2PLQ6HOHFWRU OHYHU SRVLWLRQ= 6

5HIHU WR 3156076/2VFLOORVFRSHLQVSHFWLRQSURFHGXUH1

66 &UDQN DQJOH VHQVRU (QJLQH= ,GOLQJ 513 ï 517 9

6; %DFN XS SRZHU VXSSO\ ,JQLWLRQ VZLWFK= 2)) %DWWHU\ YROWDJH

76 6HQVRU HDUWK $OZD\V 3 9

77 2LO WHPSHUDWXUH VHQVRU $7) WHPSHUDWXUH= 58 E& 61; ï 713 9

$7) WHPSHUDWXUH= ;3 E& 516 ï 518 9

78 7KURWWOH SRVLWLRQ VHQVRU +736,?7*<6!

$FFHOHUDWRU SHGDO= 5HOHDVHG +(QJLQH VWRSSHG, 318 ï 413 9

$FFHOHUDWRU SHGDO SRVLWLRQ VHQVRU+$36, ?7*97!

$FFHOHUDWRU SHGDO= 'HSUHVVHG +(QJLQH VWRSSHG, 718 ï 813 9

86 &RPPXQLFDWLRQ ZLWK HQJLQH0(&8 (QJLQH= ,GOLQJ6HOHFWRU OHYHU SRVLWLRQ= '

2WKHU WKDQ 3 9

87 &RPPXQLFDWLRQ ZLWK HQJLQH0(&8 (QJLQH= ,GOLQJ6HOHFWRU OHYHU SRVLWLRQ= '

2WKHU WKDQ 3 9

88 ,QKLELWRU VZLWFK 3 6HOHFWRU OHYHU SRVLWLRQ= 3 %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 2WKHU WKDQ DERYH 3 9

89 ,QKLELWRU VZLWFK 1 6HOHFWRU OHYHU SRVLWLRQ= 1 %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 2WKHU WKDQ DERYH 3 9

8: ,QKLELWRU VZLWFK 6 6HOHFWRU OHYHU SRVLWLRQ= 6 %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 2WKHU WKDQ DERYH 3 9

8; ,QKLELWRU VZLWFK / 6HOHFWRU OHYHU SRVLWLRQ= / %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 2WKHU WKDQ DERYH 3 9

8< 6WRS ODPS VZLWFK %UDNH SHGDO= 'HSUHVVHG %DWWHU\ YROWDJH

%UDNH SHGDO= 5HOHDVHG 3 9

95 /RZ DQG UHYHUVH VROHQRLG YDOYH 6HOHFWRU OHYHU SRVLWLRQ= ' +4VW JHDU, %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= ' +5QG JHDU, $SSUR[1 : ï < 9

96 'LDJQRVLV RXWSXW 1RUPDO +1R GLDJQRVLV FRGH RXWSXW, 3o 8 9 IODVKLQJ

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ56075

7HUPLQDO1R1

6WDQGDUG YDOXH&KHFN UHTXLUHPHQW&KHFN LWHP

98 :LGH RSHQ WKURWWOH VZLWFK $FFHOHUDWRU SHGDO= 5HOHDVHG 718 ï 818 9

$FFHOHUDWRU SHGDO= 'HSUHVVHG /HVV WKDQ 317 9

99 ,QKLELWRU VZLWFK 5 6HOHFWRU OHYHU SRVLWLRQ= 5 %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 2WKHU WKDQ DERYH 3 9

9: ,QKLELWRU VZLWFK ' 6HOHFWRU OHYHU SRVLWLRQ= ' %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 2WKHU WKDQ DERYH 3 9

9; ,QKLELWRU VZLWFK 5 6HOHFWRU OHYHU SRVLWLRQ= 5 %DWWHU\ YROWDJH

6HOHFWRU OHYHU SRVLWLRQ= 2WKHU WKDQ DERYH 3 9

9< 9HKLFOH VSHHG VHQVRU :KHQ VWRSSHG 3 9

0RYH IRUZDUG VORZO\ 3o 8 9 IODVKLQJ

:4 $27 FRQWURO UHOD\ ,JQLWLRQ VZLWFK= 2)) 3 9

,JQLWLRQ VZLWFK= 21 %DWWHU\ YROWDJH

:5 (DUWK ,JQLWLRQ VZLWFK= 21 3 9

$8720$7,& 75$160,66,21 ï 7URXEOHVKRRWLQJ 56076

26&,//26&23( ,163(&7,21 352&('85( 56433;83465

&KHFN LWHP &KHFN UHTXLUHPHQW 1RUPDO FRQGLWLRQ+:DYHIRUP VDPSOH,

&UDQN DQJOH VHQVRU 6HOHFWRU OHYHU SRVLWLRQ= 1 ,GOLQJ +9HKLFOH VWRSSHG, :DYHIRUP $

,QSXW VKDIW VSHHGVHQVRU

6HOHFWRU OHYHU SRVLWLRQ= 6 'ULYLQJ DW FRQVWDQW VSHHG RI 83NP2K LQ 6UG JHDU

:DYHIRUP %

2XWSXW VKDIWVSHHG VHQVRU

+(QJLQH= 4/;33 ï 5/433 U2PLQ,

9HKLFOH VSHHG VHQVRU

/RZ UHYHUVHVROHQRLG YDOYH

,JQLWLRQ VZLWFK= 216HOHFWRU OHYHU SRVLWLRQ= 3

)RUFH GULYH HDFK VROHQRLG YDOYH+$FWXDWRU WHVW,

:DYHIRUP &

8QGHUGULYH VROHQRLGYDOYH

(QJLQH= 3 U2PLQ9HKLFOH VSHHG= 3 NP2K+9HKLFOH VWRSSHG,

6HFRQG VROHQRLGYDOYH

+9HKLFOH VWRSSHG,7KURWWOH +$FFHOHUDWRU, RSHQLQJDQJOH= /HVV WKDQ 4 9

2YHUGULYH VROHQRLGYDOYH

'DPSHU FOXWFKFRQWURO VROHQRLGYDOYH

:DYHIRUP VDPSOH

:DYHIRUP $

+PV,

+9,

3

8

:DYHIRUP %

+PV,

+9,

3

8

:DYHIRUP &

+PV,

+9,93

73

53

3

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH56077

2109(+,&/( 6(59,&( 564333<36:7

(66(17,$/ 6(59,&($8720$7,& 75$160,66,21 )/8,' &+(&.

&DXWLRQ:KHQ WKH WUDQVPLVVLRQ KDV EHHQ UHSODFHG RU RYHUKDXOHG/RU GULYLQJKDV EHHQ FDUULHG RXW XQGHU WKH VHYHUH FRQGLWLRQ/WKH WUDQVPLVVLRQ IOXLG FRROHU OLQH IOXVKLQJ VKRXOG DOZD\VEH FDUULHG RXW DQG DOVR/ WKH WUDQVPLVVLRQ IOXLG DQG RLOILOWHUV +VSHFLDO ILOWHUV IRU WUDQVPLVVLRQ RQO\, VKRXOG DOZD\VEH UHSODFHG141 'ULYH WKH YHKLFOH XQWLO WKH IOXLG WHPSHUDWXUH ULVHV WR WKH

QRUPDO WHPSHUDWXUH +:3 ï ;3E&,151 3DUN WKH YHKLFOH RQ D OHYHO VXUIDFH161 0RYH WKH VHOHFWRU OHYHU WKURXJK DOO SRVLWLRQV WR ILOO WKH

WRUTXH FRQYHUWHU DQG WKH K\GUDXOLF FLUFXLWV ZLWK IOXLG/ DQGWKHQ PRYH WKH VHOHFWRU OHYHU WR WKH 1 SRVLWLRQ1

71 $IWHU ZLSLQJ RII DQ\ GLUW DURXQG WKH RLO OHYHO JDXJH/ UHPRYHWKH RLO OHYHO JDXJH DQG FKHFN WKH FRQGLWLRQ RI WKH IOXLG1

127(,I WKH IOXLG VPHOOV DV LI LW LV EXUQLQJ/ LW PHDQV WKDW WKHIOXLG KDV EHHQ FRQWDPLQDWHG E\ WKH SDUWLFOHV IURP WKHEXVKHV DQG IULFWLRQ PDWHULDOV/ D WUDQVPLVVLRQ RYHUKDXODQG IOXVKLQJ WKH FRROHU OLQH PD\ EH QHFHVVDU\1

81 &KHFN WKDW WKH IOXLG OHYHO LV DW WKH +27 PDUN RQ WKHRLO OHYHO JDXJH1 ,I WKH IOXLG OHYHO LV ORZHU WKDQ WKLV/ SRXULQ PRUH IOXLG XQWLO WKH OHYHO UHDFKHV WKH +27 PDUN1

$XWRPDWLF WUDQVPLVVLRQ IOXLG=

'LD 4XHHQ $7) 63 ,,/ $7) 63 ,, 0 RU HTXLYDOHQW

127(,I WKH IOXLG OHYHO LV ORZ/ WKH RLO SXPS ZLOO GUDZ LQ DLU DORQJZLWK WKH IOXLG/ ZKLFK ZLOO FDXVH EXEEOHV WR IRUP LQVLGHWKH K\GUDXOLF FLUFXLW1 7KLV ZLOO LQ WXUQ FDXVH WKH K\GUDXOLFSUHVVXUH WR GURS/ ZKLFK ZLOO UHVXOW LQ ODWH VKLIWLQJ DQGVOLSSLQJ RI WKH FOXWFKHV DQG EUDNHV1,I WKHUH LV WRR PXFK IOXLG/ WKH JHDUV FDQ FKXUQ LW XS LQWRIRDP DQG FDXVH WKH VDPH FRQGLWLRQV WKDW FDQ RFFXU ZLWKORZ IOXLG OHYHOV1,Q HLWKHU FDVH/ DLU EXEEOHV FDQ FDXVH RYHUKHDWLQJ DQGR[LGDWLRQ RI WKH IOXLG ZKLFK FDQ LQWHUIHUH ZLWK QRUPDO YDOYH/FOXWFK/ DQG EUDNH RSHUDWLRQ1 )RDPLQJ FDQ DOVR UHVXOW LQIOXLG HVFDSLQJ IURP WKH WUDQVPLVVLRQ YHQW/ LQ ZKLFK FDVHLW PD\ EH PLVWDNHQ IRU D OHDN1

91 6HFXUHO\ LQVHUW WKH RLO OHYHO JDXJH1

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH 56078

$8720$7,& 75$160,66,21 )/8,' 5(3/$&(0(1756433433744

&DXWLRQ:KHQ WKH WUDQVPLVVLRQ KDV EHHQ UHSODFHG RU RYHUKDXOHG/WKH WUDQVPLVVLRQ IOXLG FRROHU OLQH IOXVKLQJ VKRXOG DOZD\VEH FDUULHG RXW EHIRUH LQVWDOOLQJ WKH WUDQVPLVVLRQ IOXLGFRROHU KRVH1,I \RX KDYH D IOXLG FKDQJHU/ XVH WKLV FKDQJHU WR UHSODFH WKHIOXLG1 ,I \RX GR QRW KDYH D IOXLG FKDQJHU/ UHSODFH WKH IOXLGE\ WKH IROORZLQJ SURFHGXUH141 'LVFRQQHFW WKH KRVH VKRZQ LQ WKH LOOXVWUDWLRQ ZKLFK

FRQQHFWV WKH WUDQVPLVVLRQ DQG WKH RLO FRROHU +LQVLGH WKHUDGLDWRU,1

51 6WDUW WKH HQJLQH DQG OHW WKH IOXLG GUDLQ RXW1

5XQQLQJ FRQGLWLRQV= 1 UDQJH ZLWK HQJLQH LGOLQJ

&DXWLRQ7KH HQJLQH VKRXOG EH VWRSSHG ZLWKLQ RQH PLQXWH DIWHULW LV VWDUWHG1 ,I WKH IOXLG KDV DOO GUDLQHG RXW EHIRUHWKHQ/ WKH HQJLQH VKRXOG EH VWRSSHG DW WKDW SRLQW1

'LVFKDUJH YROXPH= $SSUR[1 618 /

61 5HPRYH WKH GUDLQ SOXJ IURP WKH ERWWRPRI WKH WUDQVPLVVLRQFDVH WR GUDLQ WKH IOXLG1

'LVFKDUJH YROXPH= $SSUR[1 513 /

71 5HSODFH WKH RLO ILOWHUV1 +5HIHU WR 315607:1,81 ,QVWDOO WKH GUDLQ SOXJ YLD D QHZ JDVNHW/ DQG WLJKWHQ LW

WR WKH VSHFLILHG WRUTXH1

7LJKWHQLQJ WRUTXH= 65 1P

91 3RXU WKH QHZ IOXLG LQ WKURXJK WKH RLO ILOOHU WXEH1

$GGLQJ YROXPH= $SSUR[1 818 /

&DXWLRQ6WRS SRXULQJ LI WKH IXOO YROXPH RI IOXLG FDQQRW EHSRXUHG LQ1

:1 5HSHDW WKH SURFHGXUH LQ VWHS 51

127('UDLQ WKH IOXLG IURP WKH FRROHU KRVH : OLW1 DW OHDVW1 7KHQGUDLQ WKH IOXLG D OLWWOH DQG FKHFN WKH IOXLG IRU GLUW1,I LW KDV EHHQ FRQWDPLQDWHG/ UHSHDW WKH VWHSV 9 DQG :1

;1 3RXU WKH QHZ IOXLG LQ WKURXJK WKH RLO ILOOHU WXEH1

$GGLQJ YROXPH= $SSUR[1 618 /

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH56079

<1 5HFRQQHFW WKH KRVH ZKLFK ZDV GLVFRQQHFWHG LQ VWHS 4DERYH/ DQG ILUPO\ UHSODFH WKH RLO OHYHO JDXJH1

431 6WDUW WKH HQJLQH DQG UXQ LW DW LGOH IRU 4 ï 5 PLQXWHV1441 0RYH WKH VHOHFWRU OHYHU WKURXJK DOO SRVLWLRQV/ DQG WKHQ

PRYH LW WR WKH 1 SRVLWLRQ1

451 &KHFN WKDW WKH IOXLG OHYHO LV DW WKH &2/' PDUN RQ WKHRLO OHYHO JDXJH1 ,I WKH OHYHO LV ORZHU WKDQ WKLV/ SRXU LQPRUH IOXLG1

461 'ULYH WKH YHKLFOH XQWLO WKH IOXLG WHPSHUDWXUH ULVHV WR WKHQRUPDO WHPSHUDWXUH +:3 ï ;3E&,/ DQG WKHQ FKHFN WKHIOXLG OHYHO DJDLQ17KH IOXLG OHYHO PXVW EH DW WKH +27 PDUN1

127(7KH &2/' OHYHO LV IRU UHIHUHQFH RQO\> WKH +27 OHYHO VKRXOGEH UHJDUGHG DV WKH VWDQGDUG OHYHO1

471 )LUPO\ LQVHUW WKH RLO OHYHO JDXJH LQWR WKH RLO ILOOHU WXEH1

$8720$7,& 75$160,66,21 )/8,' &22/(5 /,1()/86+,1* 564346333:3

&DXWLRQ:KHQ WKH WUDQVPLVVLRQ KDV EHHQ UHSODFHG RU RYHUKDXOHG/RU DXWRPDWLF WUDQVPLVVLRQ IOXLG LV FRQWDPLQDWHG/ WKHWUDQVPLVVLRQ IOXLG FRROHU OLQH IOXVKLQJ VKRXOG DOZD\V EHFDUULHG RXW141 'LVFRQQHFW WKH KRVH VKRZQ LQ WKH LOOXVWUDWLRQ ZKLFK

FRQQHFWV WKH WUDQVPLVVLRQ DQG WKH RLO FRROHU +LQVLGH WKHUDGLDWRU,1

51 6WDUW WKH HQJLQH DQG OHW WKH IOXLG GUDLQ RXW1

&DXWLRQ7KH HQJLQH VKRXOG EH VWRSSHG ZLWKLQ RQH PLQXWH DIWHULW LV VWDUWHG1 ,I WKH IOXLG KDV DOO GUDLQHG RXW EHIRUHWKHQ/ WKH HQJLQH VKRXOG EH VWRSSHG DW WKDW SRLQW1

'LVFKDUJH YROXPH= $SSUR[1 618 /

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH 5607:

61 3RXU WKH QHZ IOXLG LQ WKURXJK WKH RLO ILOOHU WXEH1

$GGLQJ YROXPH= $SSUR[1 618 /

&DXWLRQ6WRS SRXULQJ LI WKH 618 OLW1 RI IOXLG FDQQRW EH SRXUHGLQ1

71 5HSHDW WKH SURFHGXUH LQ VWHS 51

127('UDLQ WKH IOXLG IURP WKH FRROHU KRVH :13 OLW1 DW OHDVW L VWHS51 7KHQ GUDLQ WKH IOXLG D OLWWOH DQG FKHFN WKH IOXLG IRUGLUW1 ,I LW KDV EHHQ FRQWDPLQDWHG/ UHSHDW VWHSV 6 DQG 71

81 )ROORZ WKH DXWRPDWLF WUDQVPLVVLRQ IOXLG UHSODFHPHQWSURFHGXUH IURP VWHS 61

2,/ ),/7(5 5(3/$&(0(17 56434383444

41 8VH WKH VSHFLDO WRRO +0%<<4943, WR UHPRYH WKH DXWRPDWLFWUDQVPLVVLRQ RLO ILOWHU1

51 &OHDQ WKH ILOWHU EUDFNHW VLGH PRXQWLQJ VXUIDFH1

61 $SSO\ D VPDOO DPRXQW RI DXWRPDWLF WUDQVPLVVLRQ IOXLG WRWKH 20ULQJ RI WKH QHZ RLO ILOWHU1

71 8VH WKH VSHFLDO WRRO +0%<<4943, WR LQVWDOO WKH DXWRPDWLFWUDQVPLVVLRQ RLO ILOWHU1

127(7LJKWHQLQJ WRUTXH= 45 1P

81 &KHFN WKH TXDQWLW\ RI WKH DXWRPDWLF WUDQVPLVVLRQ IOXLG1+5HIHU WR 31560771,

7+5277/( 326,7,21 6(1625 $'-8670(17 ?7*<6!564334<3543

5HIHU WR *5283 46% ï 2Q0YHKLFOH 6HUYLFH1

$&&(/(5$725 3('$/ 326,7,21 6(1625$'-8670(17 ?7*97! 56433583395

5HIHU WR *5283 46$ ï 2Q0YHKLFOH 6HUYLFH1

0%<<4943

$SSO\ $7)WR 20ULQJ

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH5607;

,1+,%,725 6:,7&+ &217,18,7< &+(&. 564334737:8

,WHPV 7HUPLQDO 1R1

4 5 6 7 8 9 : ; < 43

3

5

1

'

6

5

/

,1+,%,725 6:,7&+ $1' &21752/ &$%/($'-8670(17 56433483534

41 6HW WKH VHOHFWRU OHYHU WR WKH ´1µ SRVLWLRQ151 /RRVHQ WKH FRQWURO FDEOH WR PDQXDO FRQWURO OHYHU FRXSOLQJ

QXW WR IUHH WKH FDEOH DQG OHYHU161 6HW WKH PDQXDO FRQWURO OHYHU WR WKH QHXWUDO SRVLWLRQ1

,QKLELWRU VZLWFK

35

1

'

/

5

6

7UDQVPLVVLRQFRQWURO FDEOH

$GMXVWLQJ QXW

0DQXDOFRQWUROOHYHU

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH 5607<

71 /RRVHQ WKH LQKLELWRU VZLWFK ERG\ PRXQWLQJ EROWV DQG WKHWXUQ WKH LQKLELWRU VZLWFK ERG\ VR WKH KROH LQ WKH HQG RIWKH PDQXDO FRQWURO OHYHU DQG WKH KROH +FURVV VHFWLRQ $ï$LQ WKH ILJXUH RQ WKH OHIW, LQ WKH IODQJH RI WKH LQKLELWRUVZLWFK ERG\ IODQJH DUH DOLJQHG1

81 7LJKWHQ WKH LQKLELWRU VZLWFK ERG\ PRXQWLQJ EROWV WR WKHVSHFLILHG WRUTXH1 %H FDUHIXO DW WKLV WLPH WKDW WKH SRVLWLRQRI WKH VZLWFK ERG\ LV QRW FKDQJHG1

91 *HQWO\ SXOO WKH WUDQVPLVVLRQ FRQWURO FDEOH LQ WKH GLUHFWLRQRI WKH DUURZ/ DQG WKHQ WLJKWHQ WKH DGMXVWLQJ QXW1

:1 &KHFN WKDW WKH VHOHFWRU OHYHU LV LQ WKH ´1µ SRVLWLRQ1;1 &KHFN WKDW HDFK UDQJH RQ WKH WUDQVPLVVLRQ VLGH RSHUDWHV

DQG IXQFWLRQV FRUUHFWO\ IRU HDFK SRVLWLRQ RI WKH VHOHFWRUOHYHU1

43 ï 45 1P

0RXQWLQJ EROWV

0DQXDOFRQWURO OHYHU

6HFWLRQ $ï$

+ROH LQ HQG

+ROH LQIODQJH

0DQXDO FRQWUROOHYHU

,QKLELWRUVZLWFK ERG\

$

$

$GMXVWLQJ QXW

45 1P

0DQXDO FRQWURO OHYHU

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH56083

$27 &21752/ &20321(17 /2&$7,21 56433;9364<

1DPH 6\PERO 1DPH 6\PERO

$FFHOHUDWRU SRVLWLRQ VHQVRU ?7*97! $ 2LO WHPSHUDWXUH VHQVRU )

$27 FRQWURO UHOD\ ( 2XWSXW VKDIW VSHHG VHQVRU +

$270(&8 . 6KLIW LQGLFDWRU ODPS -

&UDQN DQJOH VHQVRU % 6ROHQRLG YDOYH )

'LDJQRVLV FRQQHFWRU 1 6WRS ODPS VZLWFK 2

'XDO SUHVVXUH VZLWFK , 7KURWWOH SRVLWLRQ VHQVRU ?7*<6! &

(QJLQH0(&8 / 9HKLFOH VSHHG VHQVRU '

,QKLELWRU VZLWFK * :LGH RSHQ WKURWWOH VZLWFK 0

,QSXW VKDIW VSHHG VHQVRU +

$ % & ' (

)*+,-

./012

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH 56084

$27 &21752/ &20321(17 &+(&. 56433<33467

&5$1. $1*/( 6(1625 &+(&.5HIHU WR *5283 46 ï 7URXEOHVKRRWLQJ1

7+5277/( 326,7,21 6(1625 &+(&.?7*<6! 564336<366:

5HIHU WR *5283 46% ï 2Q0YHKLFOH 6HUYLFH1

$&&(/(5$725 3('$/ 326,7,21 6(1625 &+(&.?7*97! 5643375339:

5HIHU WR *5283 46$ ï 2Q0YHKLFOH 6HUYLFH1

2,/ 7(03(5$785( 6(1625 &+(&. 564337834<9

41 5HPRYH WKH RLO WHPSHUDWXUH VHQVRU1

51 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDOV 1R1 4 DQG1R1 5 RI WKH RLO WHPSHUDWXUH VHQVRU FRQQHFWRU1

6WDQGDUG YDOXH=

2LO WHPSHUDWXUH +E&, 5HVLVWDQFH +N:,

3 491: ï 5318

433 318: ï 319<

,1+,%,725 6:,7&+ &+(&. 564334737;5

5HIHU WR 3156$07;1

6723 /$03 6:,7&+ &+(&. 56433<43446

5HIHU WR *5283 68 ï %UDNH 3HGDO1

9(+,&/( 63((' 6(1625 &+(&. 5643379355<

5HIHU WR *5283 87 ï 2Q0YHKLFOH 6HUYLFH1

2LO WHPSHUDWXUH VHQVRU

$7)

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH56085

'8$/ 35(6685( 6:,7&+ &+(&. 564337:34;8

5HIHU WR *5283 88 ï 2Q0YHKLFOH 6HUYLFH1

:,'( 23(1 7+5277/( 6:,7&+ &+(&. 56433;<33;3

5HIHU WR 31560971

$27 &21752/ 5(/$< &+(&. 56433<6344<

41 5HPRYH WKH $27 FRQWURO UHOD\1

51 8VH MXPSHU ZLUHV WR FRQQHFW $27 FRQWURO UHOD\ WHUPLQDO5 WR WKH EDWWHU\ +ï, WHUPLQDO DQG WHUPLQDO 7 WR WKH EDWWHU\+., WHUPLQDO1

61 &KHFN WKH FRQWLQXLW\ EHWZHHQ WHUPLQDO 4 DQG WHUPLQDO6 RI WKH $27 FRQWURO UHOD\ ZKHQ WKH MXPSHU ZLUHV DUHFRQQHFWHG WR DQG GLVFRQQHFWHG IURP WKH EDWWHU\1

-XPSHU ZLUH &RQWLQXLW\ EHWZHHQ WHUPLQDOV 1R1 4DQG 1R1 6

&RQQHFWHG &RQWLQXLW\

'LVFRQQHFWHG 1R FRQWLQXLW\

71 ,I WKHUH LV D SUREOHP/ UHSODFH WKH $27 FRQWURO UHOD\1

62/(12,' 9$/9( &+(&. 56433<73438

41 5HPRYH WKH YDOYH ERG\ FRYHU151 'LVFRQQHFW WKH FRQQHFWRUV RI HDFK VROHQRLG YDOYH1

$27 FRQWURO UHOD\

2YHUGULYHVROHQRLGYDOYH

/RZ DQGUHYHUVHVROHQRLGYDOYH

6HFRQGVROHQRLGYDOYH

'DPSHUFOXWFKVROHQRLGYDOYH

8QGHUGULYHVROHQRLGYDOYH

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH 56086

61 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDOV 4 DQG 5 RIHDFK VROHQRLG YDOYH1

6WDQGDUG YDOXH=

1DPH 5HVLVWDQFH

'DPSHU FOXWFK VROHQRLG YDOYH 51: ï 617 :

/RZ DQG UHYHUVH VROHQRLG YDOYH +DW 53E&,

6HFRQG VROHQRLG YDOYH

8QGHUGULYH VROHQRLG YDOYH

2YHUGULYH VROHQRLG YDOYH

71 ,I WKH UHVLVWDQFH LV RXWVLGH WKH VWDQGDUG YDOXH/ UHSODFHWKH VROHQRLG YDOYH1

72548( &219(57(5 67$// 7(67 564338735:8

7KLV WHVW PHDVXUHV WKH PD[LPXP HQJLQH VSHHG ZKHQ WKHVHOHFWRU OHYHU LV DW WKH ' RU 5 SRVLWLRQ DQG WKH WRUTXH FRQYHUWHUVWDOOV WR WHVW WKH RSHUDWLRQ RI WKH WRUTXH FRQYHUWHU/ VWDUWHUPRWRU DQG RQH0ZD\ FOXWFK RSHUDWLRQ DQG WKH KROGLQJSHUIRUPDQFH RI WKH FOXWFKHV DQG EUDNHV LQ WKH WUDQVPLVVLRQ1

&DXWLRQ'R QRW OHW DQ\ERG\ VWDQG LQ IURQW RI RU EHKLQG WKH YHKLFOHZKLOH WKLV WHVW LV EHLQJ FDUULHG RXW1

41 &KHFN WKH DXWRPDWLF WUDQVPLVVLRQ IOXLG OHYHO DQGWHPSHUDWXUH DQG WKH HQJLQH FRRODQW WHPSHUDWXUH1- )OXLG OHYHO= $W WKH +27 PDUN RQ WKH RLO OHYHO JDXJH- )OXLG WHPSHUDWXUH= ;3 ï 433E&- (QJLQH FRRODQW WHPSHUDWXUH= ;3 ï 433E&

5HYHUVHFOXWFK /RZ0UHYHUVH

EUDNH8QGHUGULYHFOXWFK

7RUTXHFRQYHUWHU

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH56087

51 &KHFN ERWK UHDU ZKHHOV +OHIW DQG ULJKW,161 3XOO WKH SDUNLQJ EUDNH OHYHU RQ/ ZLWK WKH EUDNH SHGDO

IXOO\ GHSUHVVHG171 6WDUW WKH HQJLQH181 0RYH WKH VHOHFWRU OHYHU WR WKH ' SRVLWLRQ/ IXOO\ GHSUHVV

WKH DFFHOHUDWRU SHGDO DQG WDNH D UHDGLQJ RI WKH PD[LPXPHQJLQH VSHHG DW WKLV WLPH1

&DXWLRQ41 7KH WKURWWOH VKRXOG QRW EH OHIW IXOO\ RSHQ IRU DQ\

PRUH WKDQ HLJKW VHFRQGV151 ,I FDUU\LQJ RXW WKH VWDOO WHVW WZR RU PRUH WLPHV/

PRYH WKH VHOHFWRU OHYHU WR WKH 1 SRVLWLRQ DQG UXQWKH HQJLQH DW 4/333 U2PLQ WR OHW WKH DXWRPDWLFWUDQVPLVVLRQ IOXLG FRRO GRZQ EHIRUH FDUU\LQJ RXWVXEVHTXHQW WHVWV1

6WDQGDUG YDOXH

6WDOO VSHHG=

?7*<6! 5/533 ï 5/:33 U2PLQ

?7*97! 5/633 ï 5/;33 U2PLQ

91 0RYH WKH VHOHFWRU OHYHU WR WKH 5 SRVLWLRQ DQG FDUU\ RXWWKH VDPH WHVW DJDLQ1

6WDQGDUG YDOXH

6WDOO VSHHG=

?7*<6! 5/533 ï 5/:33 U2PLQ

?7*97! 5/633 ï 5/;33 U2PLQ

72548( &219(57(5 67$// 7(67 -8'*(0(175(68/7641 6WDOO VSHHG LV WRR KLJK LQ ERWK ' DQG 5 UDQJHV

- /RZ OLQH SUHVVXUH- /RZ ) UHYHUVH EUDNH VOLSSDJH

51 6WDOO VSHHG LV WRR KLJK LQ ' UDQJH RQO\- 8QGHUGULYH FOXWFK VOLSSDJH

61 6WDOO VSHHG LV WRR KLJK LQ 5 UDQJH RQO\- 5HYHUVH FOXWFK VOLSSDJH

71 6WDOO VSHHG WRR ORZ LQ ERWK ' DQG 5 UDQJHV- 0DOIXQFWLRQ RI WRUTXH FRQYHUWHU- ,QVXIILFLHQW HQJLQH RXWSXW

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH 56088

+<'5$8/,& 35(6685( 7(67 564338835;8

41 :DUP XS WKH HQJLQH XQWLO WKH DXWRPDWLF WUDQVPLVVLRQ IOXLGWHPSHUDWXUH LV ;3 ï 433E&1

51 -DFN XS WKH YHKLFOH VR WKDW WKH ZKHHOV DUH IUHH WR WXUQ161 &RQQHFW WKH VSHFLDO WRROV +5/<75 N3D RLO SUHVVXUH JDXJH

>0'<<;663@ DQG MRLQWV >0'<<;665/ 0'<<;<33@, WR HDFKSUHVVXUH GLVFKDUJH SRUW1

71 0HDVXUH WKH K\GUDXOLF SUHVVXUH DW HDFK SRUW XQGHU WKHFRQGLWLRQV JLYHQ LQ WKH VWDQGDUG K\GUDXOLF SUHVVXUH WDEOH/DQG FKHFN WKDW WKH PHDVXUHG YDOXHV DUH ZLWKLQ WKHVWDQGDUG YDOXH UDQJHV1

81 ,I D YDOXH LV RXWVLGH WKH VWDQGDUG UDQJH/ FRUUHFW WKHSUREOHP ZKLOH UHIHUULQJ WR WKH K\GUDXOLF SUHVVXUH WHVWGLDJQRVLV WDEOH1

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH56089

67$1'$5' +<'5$8/,& 35(6685( 7(67?7*<6!

0HDVXUHPHQW FRQGLWLRQ 6WDQGDUG K\GUDXOLF SUHVVXUH N3D

6HOHFWRUOHYHUSRVLWLRQ

6KLIW SRVL0WLRQ

(QJLQHVSHHG+U2PLQ,

8QGHU0GULYHFOXWFKSUHVVXUH

5HYHUVHFOXWFKSUHVVXUH

2YHUGULYHFOXWFKSUHVVXUH

/RZ DQGUHYHUVHEUDNHSUHVVXUH

6HFRQGEUDNHSUHVVXUH

7RUTXHFRQYHUWHUSUHVVXUH

3 ï 5/833 ï ï ï 643 ï 6<3 ï 833 ï :33

5 5HYHUVH 5/833 ï 4/653 ï4/:53

ï 4/653 ï4/:53

ï 833 ï :33

1 ï 5/833 ï ï ï 643 ï 6<3 ï 833 ï :33

' 4VW JHDU 5/833 4/343 ï4/383

ï ï 4/343 ï4/383

ï 833 ï :33

5QG JHDU 5/833 4/343 ï4/383

ï ï ï 4/343 ï4/383

833 ï :33

6UG JHDU 5/833 8<3 ï 9<3 ï 8<3 ï 9<3 ï ï 783 ï 983

7WK JHDU 5/833 ï ï 8<3 ï 9<3 ï 8<3 ï 9<3 783 ï 983

?7*97!

0HDVXUHPHQW FRQGLWLRQ 6WDQGDUG K\GUDXOLF SUHVVXUH N3D

6HOHFWRUOHYHUSRVLWLRQ

6KLIW SRVL0WLRQ

(QJLQHVSHHG+U2PLQ,

8QGHU0GULYHFOXWFKSUHVVXUH

5HYHUVHFOXWFKSUHVVXUH

2YHUGULYHFOXWFKSUHVVXUH

/RZ DQGUHYHUVHEUDNHSUHVVXUH

6HFRQGEUDNHSUHVVXUH

7RUTXHFRQYHUWHUSUHVVXUH

3 ï 5/833 ï ï ï 593 ï 673 ï 833 ï :33

5 5HYHUVH 5/833 ï 4/653 ï4/:53

ï 4/653 ï4/:53

ï 833 ï :33

1 ï 5/833 ï ï ï 593 ï 673 ï 833 ï :33

' 4VW JHDU 5/833 4/343 ï4/383

ï ï 4/343 ï4/383

ï 833 ï :33

5QG JHDU 5/833 4/343 ï4/383

ï ï ï 4/343 ï4/383

833 ï :33

6UG JHDU 5/833 :;3 ï ;;3 ï :;3 ï ;;3 ï ï 783 ï 983

7WK JHDU 5/833 ï ï :;3 ï ;;3 ï :;3 ï ;;3 783 ï 983

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH 5608:

+<'5$8/,& 35(6685( 7(67 ',$*126,6 7$%/(

7URXEOH V\PSWRP 3UREDEOH FDXVH

$OO K\GUDXOLF SUHVVXUHV DUH KLJK1 ,QFRUUHFW WUDQVPLVVLRQ FRQWURO FDEOH DGMXVWPHQW

0DOIXQFWLRQ RI WKH UHJXODWRU YDOYH

$OO K\GUDXOLF SUHVVXUHV DUH ORZ1 ,QFRUUHFW WUDQVPLVVLRQ FRQWURO FDEOH DGMXVWPHQW

0DOIXQFWLRQ RI WKH RLO SXPS

&ORJJHG LQWHUQDO RLO ILOWHU

&ORJJHG H[WHUQDO RLO ILOWHU

&ORJJHG RLO FRROHU

0DOIXQFWLRQ RI WKH UHJXODWRU YDOYH

0DOIXQFWLRQ RI WKH UHOLHI YDOYH

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

+\GUDXOLF SUHVVXUH LV DEQRUPDO 0DOIXQFWLRQ RI WKH UHJXODWRU YDOYHLQ ´5µ UDQJH RQO\1

&ORJJHG RULILFH

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

+\GUDXOLF SUHVVXUH LV DEQRUPDO 0DOIXQFWLRQ RI WKH RYHUGULYH VROHQRLG YDOYHLQ ´6µ RU ´7µ UDQJH RQO\1

0DOIXQFWLRQ RI WKH RYHUGULYH SUHVVXUH FRQWURO YDOYH

0DOIXQFWLRQ RI WKH UHJXODWRU YDOYH

0DOIXQFWLRQ RI WKH VZLWFK YDOYH

&ORJJHG RULILFH

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

2QO\ XQGHUGULYH K\GUDXOLF 0DOIXQFWLRQ RI WKH RLO VHDO .SUHVVXUH LV DEQRUPDO1

0DOIXQFWLRQ RI WKH RLO VHDO /

0DOIXQFWLRQ RI WKH RLO VHDO 0

0DOIXQFWLRQ RI WKH XQGHUGULYH VROHQRLG YDOYH

0DOIXQFWLRQ RI WKH XQGHUGULYH SUHVVXUH FRQWURO YDOYH

0DOIXQFWLRQ RI FKHFN EDOO

&ORJJHG RULILFH

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

2QO\ UHYHUVH FOXWFK K\GUDXOLF 0DOIXQFWLRQ RI WKH RLO VHDO $SUHVVXUH LV DEQRUPDO1

0DOIXQFWLRQ RI WKH RLO VHDO %

0DOIXQFWLRQ RI WKH RLO VHDO &

&ORJJHG RULILFH

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH5608;

7URXEOH V\PSWRP 3UREDEOH FDXVH

2QO\ RYHUGULYH K\GUDXOLF 0DOIXQFWLRQ RI WKH RLO VHDO 'SUHVVXUH LV DEQRUPDO1

0DOIXQFWLRQ RI WKH RLO VHDO (

0DOIXQFWLRQ RI WKH RLO VHDO )

0DOIXQFWLRQ RI WKH RYHUGULYH VROHQRLG YDOYH

0DOIXQFWLRQ RI WKH RYHUGULYH SUHVVXUH FRQWURO YDOYH

0DOIXQFWLRQ FKHFN EDOO

&ORJJHG RULILFH

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

2QO\ ORZ DQG UHYHUVH K\GUDXOLF 0DOIXQFWLRQ RI WKH RLO VHDO ,SUHVVXUH LV DEQRUPDO1

0DOIXQFWLRQ RI WKH RLO VHDO -

0DOIXQFWLRQ RI WKH ORZ DQG UHYHUVH VROHQRLG YDOYH

0DOIXQFWLRQ RI WKH ORZ DQG UHYHUVH SUHVVXUH FRQWURO YDOYH

0DOIXQFWLRQ RI WKH VZLWFK YDOYH

0DOIXQFWLRQ RI WKH IDLO VDIH YDOYH $

0DOIXQFWLRQ RI FKHFN EDOO

&ORJJHG RULILFH

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

2QO\ VHFRQG K\GUDXOLF SUHVVXUH 0DOIXQFWLRQ RI WKH RLO VHDO *LV DEQRUPDO1

0DOIXQFWLRQ RI WKH RLO VHDO +

0DOIXQFWLRQ RI WKH RLO VHDO 2

0DOIXQFWLRQ RI WKH VHFRQG VROHQRLG YDOYH

0DOIXQFWLRQ RI WKH VHFRQG SUHVVXUH FRQWURO YDOYH

0DOIXQFWLRQ RI WKH IDLO VDIH YDOYH %

&ORJJHG RULILFH

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

2QO\ WRUTXH FRQYHUWHU SUHVVXUH 0DOIXQFWLRQ RI WKH RLO FRROHULV DEQRUPDO1

0DOIXQFWLRQ RI WKH RLO VHDO 1

0DOIXQFWLRQ RI WKH GDPSHU FOXWFK FRQWURO VROHQRLG YDOYH

0DOIXQFWLRQ RI WKH GDPSHU FOXWFK FRQWURO YDOYH

0DOIXQFWLRQ RI WKH WRUTXH FRQYHUWHU SUHVVXUH FRQWURO YDOYH

&ORJJHG RULILFH

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

3UHVVXUH DSSOLHG WR QRQ ,QFRUUHFW WUDQVPLVVLRQ FRQWURO FDEOH DGMXVWPHQWRSHUDWLQJ HOHPHQW1

0DOIXQFWLRQ RI WKH PDQXDO YDOYH

0DOIXQFWLRQ RI FKHFN EDOO

,QFRUUHFW YDOYH ERG\ LQVWDOODWLRQ

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH 5608<

2,/ 6($/ /$<287

2

$

+

%

&

'

( ) * , - . / 0 1

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH56093

+<'5$8/,& &,5&8,7 56433;;34<6

3$5.,1* $1' 1(875$/

4 5 6 7 8

9 :

;

< 43

4445

46

47 48 49 4: 4;

4< 53 54 55 56

5758

59

5:

5; 5<63

65

64

9 9 9

51'365/

41 5HYHUVH FOXWFK51 /RZ0UHYHUVH EUDNH61 6HFRQG EUDNH71 8QGHUGULYH FOXWFK81 2YHUGULYH FOXWFK91 $FFXPXODWRU:1 &KHFN EDOO;1 'DPSHU FOXWFK<1 )DLO VDIH YDOYH $431 )DLO VDIH YDOYH %441 'DPSHU FOXWFK FRQWURO YDOYH451 6ZLWFK YDOYH461 $XWRPDWLF WUDQVPLVVLRQ IOXLG FRROHU471 /XEULFDWLRQ481 /RZ0UHYHUVH SUHVVXUH FRQWURO YDOYH491 6HFRQG SUHVVXUH FRQWURO YDOYH4:1 8QGHUGULYH SUHVVXUH FRQWURO YDOYH

4;1 2YHUGULYH SUHVVXUH FRQWURO YDOYH4<1 'DPSHU FOXWFK FRQWURO VROHQRLG

YDOYH531 /RZ0UHYHUVH VROHQRLG YDOYH541 6HFRQG VROHQRLG YDOYH551 8QGHUGULYH VROHQRLG YDOYH561 2YHUGULYH VROHQRLG YDOYH571 7RUTXH FRQYHUWHU SUHVVXUH FRQWURO

YDOYH581 5HJXODWRU YDOYH591 0DQXDO YDOYH5:1 2LO ILOWHU5;1 2LO SXPS5<1 2LO VWUDLQHU631 2LO ILOWHU +%XLOW LQ W\SH,641 5HOLHI YDOYH651 2LO SDQ

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH 56094

/,1( 35(6685( $'-8670(17 564334:34::

41 'LVFKDUJH WKH DXWRPDWLF WUDQVPLVVLRQ IOXLG/ DQG WKHQUHPRYH WKH YDOYH ERG\ FRYHU1

51 7XUQ WKH DGMXVWLQJ VFUHZ VKRZQ LQ WKH LOOXVWUDWLRQ DW OHIWWR DGMXVW WKH XQGHUGULYH SUHVVXUH WR WKH VWDQGDUG YDOXH17KH SUHVVXUH LQFUHDVHV ZKHQ WKH VFUHZ LV WXUQHG WR WKHOHIW1

127(:KHQ DGMXVWLQJ WKH XQGHUGULYH SUHVVXUH/ DGMXVW WR WKHPLGGOH RI WKH VWDQGDUG YDOXH UDQJH1

6WDQGDUG YDOXH= 4/343 ï 4/383 N3D

&KDQJH LQ SUHVVXUH IRU HDFK WXUQ RI WKH DGMXVWLQJ VFUHZ=68 N3D

61 ,QVWDOO WKH YDOYH ERG\ FRYHU/ DQG SRXU LQ WKH VWDQGDUGYROXPH RI DXWRPDWLF WUDQVPLVVLRQ IOXLG1

71 &DUU\ RXW D K\GUDXOLF SUHVVXUH WHVW1 +5HIHU WR 31560881,5HDGMXVW WKH OLQH SUHVVXUH LI QHFHVVDU\1

6(/(&725 /(9(5 23(5$7,21 &+(&.56433463576

41 6KLIW VHOHFWRU OHYHU WR HDFK UDQJH DQG FKHFN WKDW OHYHUPRYHV VPRRWKO\ DQG LV FRQWUROOHG1 &KHFN WKDW SRVLWLRQLQGLFDWRU LV FRUUHFW1

51 &KHFN WKH VHOHFWRU OHYHU FDQ EH PRYHG WR HDFK SRVLWLRQ+E\ EXWWRQ RSHUDWLRQ DV VKRZQ LQ WKH LOOXVWUDWLRQ,1

61 6WDUW WKH HQJLQH DQG FKHFN LI WKH YHKLFOH PRYHV IRUZDUGZKHQ WKH VHOHFWRU OHYHU LV PRYHG IURP 1 RU '/ DQG PRYHVEDFNZDUG ZKHQ PRYHG WR 51

71 :KHQ WKH VKLIW OHYHU PDOIXQFWLRQV/ DGMXVW FRQWURO FDEOHDQG VHOHFWRU OHYHU VOHHYH1 &KHFN IRU ZRUP VKLIW OHYHUDVVHPEO\ VOLGLQJ SDUWV1

$GMXVWLQJVFUHZ

7XUQ WKH LJQLWLRQ VZLWFK WR DQ\ SRVLWLRQRWKHU WKDQ ´/2&.µ/ DQG RSHUDWH WKHVHOHFWRU OHYHU ZLWK WKH EUDNH SHGDOGHSUHVVHG DQG WKH SXVK EXWWRQ SXVKHG1

2SHUDWH WKH VHOHFWRU OHYHU ZLWKRXWSXVKLQJ WKH SXVK EXWWRQ1

2SHUDWH WKH VHOHFWRU OHYHU ZLWK WKHSXVK EXWWRQ SXVKHG1

$8720$7,& 75$160,66,21 ï 2Q0YHKLFOH 6HUYLFH56095

.(< ,17(5/2&. $1' 6+,)7 /2&. 6<67(0 &+(&.41 &DUU\ RXW WKH IROORZLQJ LQVSHFWLRQ=

?.H\ LQWHUORFN!

,QVSHFWLRQSURFHGXUH

5HTXLUHPHQWV 1RUPDO FRQGLWLRQ

4 %UDNH SHGDO='HSUHVVHG

7XUQ WKH LJQLWLRQ NH\ WR´/2&.µ/ RU UHPRYH LW1

7KH VHOHFWRU OHYHU SXVK EXWWRQ FDQ QRW EH SXVKHG/DQG WKH VHOHFWRU OHYHU VKRXOG QRW EH PRYHG IURP´3µ SRVLWLRQ1

5 7XUQ WKH LJQLWLRQ NH\ WR´$&&1µ

7KH VHOHFWRU OHYHU SXVK EXWWRQ FDQ EH SXVKHG/ DQGWKH VHOHFWRU OHYHU FDQ EH PRYHG IURP ´3µ SRVLWLRQ1

6 %UDNH SHGDO=1RW GHSUHVVHG

6HOHFWRU OHYHU= 2WKHUWKDQ ´3µ

7KH LJQLWLRQ NH\ FDQ QRW EH WXUQHG WR ´/2&.µSRVLWLRQ1

7 6HOHFWRU OHYHU= ´3µ 7KH LJQLWLRQ NH\ FDQ EH WXUQHG WR ´/2&.1µ

?6KLIW ORFN!

,QVSHFWLRQSURFHGXUH

5HTXLUHPHQWV 1RUPDO FRQGLWLRQ

4 %UDNH SHGDO=1RW GHSUHVVHG

7XUQ WKH LJQLWLRQ NH\ WR´$&&1µ

7KH VHOHFWRU OHYHU SXVK EXWWRQ FDQ QRW EH SXVKHG/DQG WKH VHOHFWRU OHYHU VKRXOG QRW EH PRYHG IURP´3µ SRVLWLRQ1

5 %UDNH SHGDO='HSUHVVHG

7KH VHOHFWRU OHYHU SXVK EXWWRQ FDQ EH SXVKHG/ DQGWKH VHOHFWRU OHYHU FDQ EH PRYHG IURP ´3µ SRVLWLRQ1

6 %UDNH SHGDO=1RW GHSUHVVHG

7KH VHOHFWRU OHYHU SXVK EXWWRQ FDQ EH SXVKHG/ DQGWKH VHOHFWRU OHYHU FDQ EH PRYHG IURP ´5µ SRVLWLRQWR ´3µ SRVLWLRQ1

51 ,I WKHUH LV D SUREOHP RQ WKH LQVSHFWLRQ DERYH/ UHSODFHWKH NH\ LQWHUORFN DQG VKLIW ORFN FDEOH DVVHPEO\1

$8720$7,& 75$160,66,21 ï 7UDQVPLVVLRQ &RQWURO 56096

75$160,66,21 &21752/ 5643399357:

5(029$/ $1' ,167$//$7,21

&DXWLRQ= 656%H FDUHIXO QRW WR VXEMHFW WKH 6560(&8 WR DQ\ VKRFNV GXULQJ UHPRYDO DQG LQVWDOODWLRQ RI WKHWUDQVPLVVLRQ FRQWURO FDEOH/ WKH NH\ LQWHUORFN FDEOH/ WKH VHOHFWRU OHYHU DVVHPEO\ RU WKH $270(&81

3UH0UHPRYDO DQG 3RVW0LQVWDOODWLRQ 2SHUDWLRQ- $LU &OHDQHU $VVHPEO\ 5HPRYDO DQG ,QVWDOODWLRQ +5HIHU

WR *5283 48,1- %DWWHU\ DQG %DWWHU\ 7UD\ 5HPRYDO DQG ,QVWDOODWLRQ

- 2SHUDWLRQ &KHFN RI ,QVWUXPHQWV ?DIWHU LQVWDOODWLRQRQO\!

45 1P

45 1P

8 1P

4

5

6

8

9

7;

<

:

127(= LQGLFDWH WKH FOLS ORFDWLRQ1

6HFWLRQ $ ï $

43

5418 1P

$ $

8 1P

7UDQVPLVVLRQ FRQWURO FDEOH UHPRYDOVWHSV41 6KLIW NQRE51 ,QGLFDWRU SDQHO- &HQWUH FRQVROH UHPRYDO DQG LQVWDOOD0

WLRQ +5HIHU WR *5283 85$1,ò$* 61 1XW

71 $GMXVWHU81 7UDQVPLVVLRQ FRQWURO FDEOH FRQQHF0

WLRQ91 .H\ LQWHUORFN DQG VKLIW ORFN FDEOH:1 6HOHFWRU OHYHU DVVHPEO\;1 7UDQVPLVVLRQ FRQWURO FDEOH DVVHP0

EO\

6HOHFWRU OHYHU DVVHPEO\ UHPRYDOVWHSV41 6KLIW NQRE51 ,QGLFDWRU SDQHO- &HQWUH FRQVROH UHPRYDO DQG LQVWDOOD0

WLRQ +5HIHU WR *5283 85$1,81 7UDQVPLVVLRQ FRQWURO FDEOH FRQQHF0

WLRQ91 .H\ LQWHUORFN DQG VKLIW ORFN FDEOH:1 6HOHFWRU OHYHU DVVHPEO\$270(&8 UHPRYDO<1 $270(&8:LGH RSHQ WKURWWOH VZLWFK UHPRYDO431 :LGH RSHQ WKURWWOH VZLWFK

$8720$7,& 75$160,66,21 ï 7UDQVPLVVLRQ &RQWURO56097

,167$//$7,21 6(59,&( 32,17ò$*187 ,167$//$7,2141 3XW WKH VHOHFWRU OHYHU LQ WKH ´1µ SRVLWLRQ DQG WKH PDQXDO

FRQWURO OHYHU LQ QHXWUDO SRVLWLRQ151 ,QVWDOO WKH WUDQVPLVVLRQ FRQWURO FDEOH/ DQG WLJKWHQ WKH

DGMXVWLQJ QXW1

,163(&7,21 56433;<33<:

:,'( 23(1 7+5277/( 6:,7&+ &+(&.

6ZLWFK SRVLWLRQ 7HUPLQDO 1R1

4 5

2))

21

0DQXDO FRQWURO OHYHU

$GMXVWLQJ QXW0DQXDO WUDQVPLV0VLRQ FRQWURO FDEOH

2))21

$8720$7,& 75$160,66,21 ï 7UDQVPLVVLRQ &RQWURO 56098

6(/(&725 /(9(5 $66(0%/<',6$66(0%/< $1' 5($66(0%/<

44

< 1P

4

5

6

7

9

;

<

43

46

45 1P

< 1P 45

:518 1P

9

'LVDVVHPEO\ VWHSV41 /HYHU DVVHPEO\51 %UDFNHW61 6QDS ULQJ71 6OHHYH81 /HYHU VXE0DVVHPEO\91 %XVKLQJ:1 'HWHQW VSULQJ

;1 /RFN FDP<1 6WRSSHU431 %DVH EUDFNHW441 6WD\451 /HYHU PRXQW EUDFNHW461 %DVH EUDFNHW

$8720$7,& 75$160,66,21 ï 6KLIW /RFN DQG .H\ ,QWHUORFN 0HFKDQLVPV56099

6+,)7 /2&. $1' .(< ,17(5/2&. 0(&+$1,606 5643399357:

5(029$/ $1' ,167$//$7,21

&DXWLRQ= 656%H FDUHIXO QRW WR VXEMHFW WKH 6560(&8 WR DQ\ VKRFNV GXULQJ UHPRYDO DQG LQVWDOODWLRQ RI WKH NH\LQWHUORFN FDEOH RU VKLIW ORFN FDEOH1

3UH0UHPRYDO DQG 3RVW0LQVWDOODWLRQ 2SHUDWLRQ- 6KLIW .QRE/ ,QGLFDWRU 3DQHO5HPRYDO DQG ,QVWDOODWLRQ

+5HIHU WR 31560961,- &HQWHU &RQVROH 5HPRYDO DQG ,QVWDOODWLRQ

+5HIHU WR *5283 85$1,

8 1P

4

5

6

7

8

9<

;

45

:44

43

5HPRYDO VWHSVò%* 41 .H\ LQWHUORFN DQG VKLIW ORFN FDEOH

FRQQHFWLRQ ?6HOHFWRU OHYHU VLGH!- /RZHU FROXPQ FRYHU +5HIHU WR*5283

6:$ ï 6WHHULQJ :KHHO DQG 6KDIW1,51 &RYHU61 .H\ LQWHUORFN FDEOH FRQQHFWLRQ

?6WHHULQJ ORFN F\OLQGHU VLGH!71 6QDS SLQ81 6KLIW ORFN FDEOH FRQQHFWLRQ ?%UDNH

SHGDO VLGH!

ò$* 91 .H\ LQWHUORFN FDEOH:1 8SSHU FDVH;1 5RG<1 /HYHU431 /RZHU FDVH441 6KLIW ORFN FDEOH(7$&60(&8 UHPRYDO451 (7$&60(&8

$8720$7,& 75$160,66,21 ï 6KLIW /RFN DQG .H\ ,QWHUORFN 0HFKDQLVPV 5609:

,167$//$7,21 6(59,&( 32,176ò$*.(< ,17(5/2&. &$%/( ,167$//$7,2141 $IWHU DVVHPEOLQJ WKH VKLIW ORFN FDEOH WR WKH OHYHU/ SXOO

XS WKH NH\ LQWHUORFN FDEOH ORFN SLHFH WR XQORFN1 7KHQLQVWDOO WKH LQWHUORFN FDEOH HQG WR WKH FDP/ DQG WKHQ LQVWDOOWKH RXWHU FDS WR WKH ORZHU FDVH1

51 3XVK LQ WKH ORFN SLHFH WR ORFN ZKLOH WKH NH\ LQWHUORFNLQQHU FDEOH LV VWUDLJKWHQHG1

ò%*.(< ,17(5/2&. $1' 6+,)7 /2&. &$%/(,167$//$7,21

(QJDJH WKH URG HQG LQWR WKH OHYHU ORFN FDP/ DQG WKHQ FKHFNWKDW WKH VHOHFWRU OHYHU LV DW ´3µ SRVLWLRQ1 7KHQ WLJKWHQ WKHNH\ LQWHUORFN DQG VKLIW ORFN FDEOH ZLWK PRXQWLQJ EROWV ZKLOHSXOOLQJ WKH URG WRZDUGV WKH DUURZ GLUHFWLRQ JHQWO\1

.H\ LQWHUORFN FDEOH

/RFN SLHFH

2XWHU FDS,QQHU FDEOH

/RFN

8QORFN

/RFN SLHFH9LHZ $

$

6KLIW ORFN FDEOH

.H\ LQWHUORFN FDEOH

0RXQWLQJ EROWV

5RG

&DP

$8720$7,& 75$160,66,21 ï 7UDQVPLVVLRQ $VVHPEO\5609;

75$160,66,21 $66(0%/< 564338:35:7

5(029$/ $1' ,167$//$7,21

&DXWLRQ7KH IDVWHQHUV LQGLFDWHG E\ - VKRXOG EH WLJKWHQHG WR WKH VSHFLILHG WRUTXH DIWHU WKH HQJLQH ZHLJKWLV DSSOLHG WR WKH YHKLFOH ERG\1

3UH0UHPRYDO 2SHUDWLRQ- &DUU\ RXW WKH HVVHQWLDO VHUYLFH IRU WKH WURXEOHVKRRWLQJ

?EHIRUH UHPRYDO RQO\! +5HIHU WR 31560771,- 7UDQVPLVVLRQ )OXLG 'UDLQLQJ DQG 5HILOOLQJ ?5HILOO WKH

)OXLG EHIRUH 6WDUWLQJ WKH (QJLQH! +5HIHU WR 31560781,- (QJLQH &RYHU 5HPRYDO DQG ,QVWDOODWLRQ- $LU &OHDQHU $VVHPEO\ 5HPRYDO DQG ,QVWDOODWLRQ- %DWWHU\ DQG %DWWHU\ 7UD\ 5HPRYDO DQG ,QVWDOODWLRQ- 5DGLDWRU DQG 5HVHUYRLU 5HPRYDO DQG ,QVWDOODWLRQ

+5HIHU WR *5283 471,- 6WDUWHU 5HPRYDO DQG ,QVWDOODWLRQ +5HIHU WR *5283

491,

- 8QGHU &RYHU 5HPRYDO DQG ,QVWDOODWLRQ- )URQW H[KDXVW SLSH 5HPRYDO DQG ,QVWDOODWLRQ

+5HIHU WR *5283 481,- &KHFN WKH 'XVW &RYHU IRU &UDFNV RU 'DPDJH E\

3XVKLQJ LW ZLWK )LQJHU1 ?DIWHU LQVWDOODWLRQ RQO\!- 6HOHFWRU /HYHU 2SHUDWLRQ &KHFN ?DIWHU LQVWDOODWLRQ

RQO\!- 2SHUDWLRQ &KHFN RI ,QVWUXPHQWV ?DIWHU LQVWDOODWLRQ

RQO\!- :KHHO $OLJQPHQW &KHFN DQG $GMXVWPHQW

+5HIHU WR *5283 66$ ï 2Q0YHKLFOH 6HUYLFH1,

7; 1P

45 1P

45 1P

9< 1P

45 1P

57 ï 67 1P

4

5

67

8

9

:

;

<

43

44

43

43

<

9< 1P

43

5HPRYDO VWHSV41 7UDQVPLVVLRQ FRQWURO FDEOH FRQQHF0

WLRQ51 7UDQVPLVVLRQ IOXLG FRROHU KRVH FRQ0

QHFWLRQ61 %ROW71 ,QSXW VKDIW VSHHG VHQVRU FRQQHFWRU81 2XWSXW VKDIW VSHHG VHQVRU

FRQQHFWRU91 $27 FRQWURO VROHQRLG YDOYH DVVHP0

EO\ FRQQHFWRU

:1 9HKLFOH VSHHG VHQVRU FRQQHFWRU*$ò ;1 7LH URG HQG FRQQHFWLRQ*%ò <1 6WHHULQJ JHDU DQG OLQNDJH PRXQWLQJ

EROWV431 2LO OLQH FRQQHFWLQJ EROW441 7UDQVPLVVLRQ DVVHPEO\ XSSHU FRQ0

QHFWLQJ EROW

$8720$7,& 75$160,66,21 ï 7UDQVPLVVLRQ $VVHPEO\ 5609<

55 1P

:; 1P

4;

8: 1P-

4:: 1P

47

48

55

56

6< 1P

5:

59

<;ï44;1P

4<9 ï 558 1P

57

77 1P

58

;4 1P-

< 1P

594<

78 ï 85 1P7; 1P

45

4:: 1P46

5354

7< ï 971P-

7< ï 971P-

4:49

451 6WDELOL]HU OLQN FRQQHFWLRQò&* 461 /RZHU DUP FRQQHFWLRQ

471 9HKLFOH VSHHG VHQVRU FRQQHFWLRQ?9HKLFOHV ZLWK $%6!

*&ò 481 'ULYH VKDIW FRQQHFWLRQ ?/+!*&ò 491 'ULYH VKDIW FRQQHFWLRQ ?5+!

4:1 7UDQVPLVVLRQ VWD\4;1 %HOO KRXVLQJ FRYHU4<1 'ULYH SODWH PRXQWLQJ EROW531 )URQW UROO VWRSSHU FRQQHFWLRQ541 5HDU UROO VWRSSHU FRQQHFWLRQ

551 6WD\561 )URQW PHPEHU DVVHPEO\

*'ò 571 7UDQVPLVVLRQ PRXQW EUDFNHWò%* 581 7UDQVPLVVLRQ PRXQW VWRSSHU

*(ò - (QJLQH DQG WUDQVPLVVLRQ DVVHPEO\VXSSRUWLQJ

*)ò 591 7UDQVPLVVLRQ DVVHPEO\ ORZHU SDUWFRXSOLQJ EROWV

*)ò ò$* 5:1 7UDQVPLVVLRQ DVVHPEO\

$8720$7,& 75$160,66,21 ï 7UDQVPLVVLRQ $VVHPEO\$8720$7,& 75$160,66,21 ï 7UDQVPLVVLRQ $VVHPEO\560:3

5(029$/ 6(59,&( 32,176*$ò 7,( 52' (1' ',6&211(&7,21

&DXWLRQ41 8VH WKH VSHFLDO WRRO WR ORRVHQ WKH WLH URG HQGPRXQWLQJ

QXW1 2QO\ ORRVHQ WKH QXW> GR QRW UHPRYH LW IURP WKHEDOO MRLQW1

51 6XSSRUW WKH VSHFLDO WRRO ZLWK D FRUG/ HWF1 QRW WR OHWLW FRPH RII1

*%ò67((5,1* *($5 $1' /,1.$*( 02817,1*%2/7 5(029$/

5HPRYH WKH VWHHULQJ JHDU DQG OLQNDJH PRXQWLQJ EROWV/ DQGWKHQ VXSSRUW WKH VWHHULQJ JHDU ER[ WR WKH YHKLFOH ERG\ ZLWKD ZLUH1

*&ò'5,9( 6+$)7 ',6&211(&7,2141 3RVLWLRQ D KDPPHU XQGHU WKH SURMHFWLRQ/ DQG WKHQ XVH

D SU\EDU WR SU\ WKH GULYH VKDIW IURP WKH WUDQVIHU FDVH1&DXWLRQ+4, $OZD\V XVH D SU\ EDU WR ZLWKGUDZ WKH GULYH VKDIW1

3XOOLQJ RXW WKH GULYH VKDIW IRUFLEO\ IURP WKH %1-1DVVHPEO\ PD\ GDPDJH WKH 71-1 DVVHPEO\1

+5, %H FDUHIXO QRW WR GDPDJH WKH RLO VHDO RI WKHWUDQVPLVVLRQ RU WUDQVIHU E\ WKH VSOLQH RI WKH GULYHVKDIW1

51 6XVSHQG WKH UHPRYHG GULYH VKDIW ZLWK D ZLUH WR D QHDUE\SDUW VR WKDW WKHUH DUH QR VKDUS EHQGV LQ DQ\ RI WKH MRLQWV1

61 8VH D VKRS WRZHO WR FRYHU WKH WUDQVPLVVLRQ FDVH QRWWR OHW IRUHLJQ PDWHULDO JHW LQWR LW1

*'ò 75$160,66,21 02817 %5$&.(7 5(029$/&DUHIXOO\ ORZHU WKH WUDQVPLVVLRQ DVVHPEO\ ZLWK D JDUDJH MDFN/DQG UHPRYH WKH WUDQVPLVVLRQ PRXQW EUDFNHW1

*(ò (1*,1( $1' 75$160,66,21 $66(0%/<6833257,1*

6HW WKH VSHFLDO WRRO WR WKH YHKLFOH WR VXSSRUW WKH HQJLQH DQGWUDQVPLVVLRQ DVVHPEO\1

&RUG%DOO MRLQW

0%<<3968 RU0%<<4446

1XW

'ULYH VKDIW7UDQVPLVVLRQ FDVH

+DPPHU

3U\EDU

3URMHFWLRQ

0=536;5:

0%<<4786

$8720$7,& 75$160,66,21 ï 7UDQVPLVVLRQ $VVHPEO\ 560:4

*)ò 75$160,66,21 $66(0%/< /2:(5 3$57&283/,1* %2/76275$160,66,21 $66(0%/<5(029$/

41 6XSSRUW WKH WUDQVPLVVLRQ DVVHPEO\ ZLWK D WUDQVPLVVLRQMDFN1

51 3XVK WKH WRUTXH FRQYHUWHU LQWR WKH WUDQVPLVVLRQ FDVHXQWLO WKH WRUTXH FRQYHUWHU GRHV QRW UHPDLQ DW WKH HQJLQHVLGH1

61 5HPRYH WKH WUDQVPLVVLRQ DVVHPEO\ ORZHU SDUW FRXSOLQJEROWV/ DQG ORZHU WKH WUDQVPLVVLRQ DVVHPEO\ WR UHPRYH1

,167$//$7,21 6(59,&( 32,176ò$* 75$160,66,21 $66(0%/< ,167$//$7,213XVK WKH WRUTXH FRQYHUWHU LQWR WKH WUDQVPLVVLRQ FDVH DVVKRZQ/ DQG WKHQ LQVWDOO WKH HQJLQH WR WKH WUDQVPLVVLRQDVVHPEO\1

ò%* 75$160,66,21 02817 67233(5 ,167$//$7,21,QVWDOO WKH WUDQVPLVVLRQ PRXQW VWRSSHU VR WKDW WKH DUURZ SRLQWVDV VKRZQ LQ WKH LOOXVWUDWLRQ1

127('LVUHJDUG ) DQG 5 VWDPSHG DV D VKDUHG SDUW1

ò&* /2:(5 $50 ,167$//$7,2141 ,QVWDOO WKH ORZHU DUP DVVHPEO\ WR WKH NQXFNOH1

&DXWLRQ7KH ORZHU DUP VKRXOG QRW SURWUXGH 7 PP RU PRUHIURP WKH NQXFNOH HQG +$ VKRZQ,/ RWKHUZLVH JUHDVHPD\ SRXU RXW IURP WKH GXVW FRYHU1

51 ,I JUHDVH KDV SRXUHG RXW GXH WR WKH H[FHVVLYH DUPSURWUXVLRQ/ WKH GXVW FRYHU PXVW EH UHSODFHG +5HIHU WR*5283 66$ ï /RZHU $UP,1

61 7KHUH VKRXOG EH QRW FOHDUDQFH EHWZHHQ WKH NQXFNOH DQGWKH GXVW FRYHU1

4515 PP

:HOG QXW

7UDQVPLVVLRQPRXQWVWRSSHU

7UDQVPLVVLRQPRXQWEUDFNHW

(QJLQH VLGH

/RZHU DUPDVVHPEO\

.QXFNOH

$

127(6