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Developing ”SUMP 2.0” Concept for updating and further development of the SUMP Guidelines Siegfried Rupprecht, Susanne Böhler, Lasse Brand

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Page 1: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

Developing ”SUMP 2.0”

Concept for updating and further development

of the SUMP Guidelines

Siegfried Rupprecht, Susanne Böhler, Lasse Brand

Page 2: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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Contents

1. Objectives

2. How to move to "SUMP 2.0"? • Improvements

• Extensions (existing, planned and potential)

• Modifications (existing, planned and potential)

3. Knowledge map

4. Proposed process and roles

5. Timeline

6. Next steps

7. Suggested activities at SUMP Conference

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 3: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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1. Objectives (of this session)

To agree on a working mechanism/ process for the

update and further development of the SUMP Guidelines,

including:

• Timeline

• Responsibilities

• Draft list of topics for extensions and modifications

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 4: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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1. Objectives:

Why do we need an update of "SUMP"

• Wealth of practical SUMP experience waiting to be

analysed and transformed into good practice guidance.

• Supplementary guiding material originating from various

national and EU funded SUMP projects.

• New mobility developments (emerging technologies,

new policy challenges/ opportunities) that require a

rethinking and extension of the current SUMP guidelines.

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 5: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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1. Objectives (of the process)

• Consolidation of the take-up process of SUMP

• Addressing emerging needs from cities and Member

States for further development

• Coordinated development of one comprehensive

'compendium of guidelines' bearing the logo of the

Commission (as owner of the process) and of the SUMP

Platform

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 6: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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2. How to move to "SUMP 2.0"?

① Improvement

② Extension

SUMP Guidelines

② Extension

② Extension

③ M

od

ific

atio

n

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 7: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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2. How to move to "SUMP 2.0"?

(1) Updates and usability improvements of

the SUMP Guidelines

• Identify gaps and check validity of process steps

• Document experiences as good practices and

case studies

• Translate SUMP Guidelines and website into

additional European languages, taking into

account national terminology

• Connection with Urban Mobility Indicators

• Ensure consistency between extensions/

modifications/ SUMP 2.0 guidance

• SUMP knowledge map: introduction and overview

of available guidance

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 8: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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2. How to move to "SUMP 2.0"?

(2) Thematic SUMP Guidelines extensions

• Apply the SUMP guidance to new areas

o specific policy areas of urban mobility

(e.g. logistics, e-mobility), or

o new topics/ actors being involved

(e.g. emerging technologies)

• Elaborate specific steps of the SUMP cycle

(e.g. financing, action planning, implementation)

• Ensure that relevant fields are covered and

overlaps avoided

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 9: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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Existing SUMP Guidelines extensions

Platform branded:

• Measure selection (CH4LLENGE)

• Monitoring (CH4LLENGE)

• Participation (CH4LLENGE)

• Institutional cooperation (CH4LLENGE)

Not yet Platform branded:

• Action Plans (SUMPs-Up)

• Measure selection and measure packages:

3 manuals for starter, intermediate and

advanced SUMP cities (SUMPs-Up)

• Sustainable Urban Logistics Plan

(ENCLOSE)

• more to be added…

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

② Extension

Page 10: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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Planned SUMP Guidelines extensions

• Financing, procurement, and contracting of

SUMP measures (ECCENTRIC)

• Addressing vulnerable groups and gender issues

(ECCENTRIC)

• Inclusion of suburban districts in SUMPs

(ECCENTRIC)

• SUMP guidance for multi-modal alternative fuels

deployment, especially in public transport

(ELIPTIC, Subgroup on Alternative Fuels in Cities of

the Sustainable Transport Forum)

• more to be added…

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

② Extension

Page 11: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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Potential topics for future extensions

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

② Extension

Topic Project that develops the extension*

Electromobility and SEAP-SUMP

integration

Shared mobility, MaaS and ITS

Connected and Automated Driving (SUMPs-Up)*, linked to "automation

readiness" concept of CoEXist

Health, including Health Economic

Assessment Tool (HEAT)

Urban logistics / Sustainable Urban

Logistics Plan (SULP)

(Prosperity)*

National SUMP frameworks (Prosperity)*

Planning for innovative collective

transport at the regional level

(LOW-CARB)

more to be added…

*still to be discussed today and approved by DG MOVE/INEA

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2. How to move to "SUMP 2.0"?

(3) SUMP Guidelines modifications • Adjust the SUMP process to meet needs of

specific target groups and areas

o small cities, regions

o TEN-T and urban nodes

o countries with weak planning tradition and strong

need for infrastructure and policy development

• Requires intensive dialogue with SUMP 2.0

process to ensure overall consistency of SUMP

concept

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 13: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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SUMP Guidelines modifications

Existing

• Polycentric regions (Poly-SUMP)

Potential future updates

• Urban nodes/ metropolitan regions/ TEN-T perspective

• Small and medium-sized cities

• Countries with weak planning tradition

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

③ Modification

Page 14: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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Other (strategic) issues

• Minimum standards and quality assurance of SUMP

• Key role of Member States, ESIF programme offices, European

Commission

• Project contributions

o SUMPs-Up: Substantial update of the SUMP Self-Assessment (3 languages)

o PROSPERITY: Development of assessment schemes

Telco update SUMP Guidelines • 28/02/2018 • Siegfried Rupprecht

Page 15: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

Categories Topics and related projects

Existing extensions,

Platform-branded

• Measure selection (CH4LLENGE)

• Monitoring (CH4LLENGE)

• Participation (CH4LLENGE)

• Institutional cooperation (CH4LLENGE)

Existing extensions,

not yet Platform-branded

• Action Plans (SUMPs-Up)

• Measure selection and measure packages: 3 manuals for starter,

intermediate and advanced SUMP cities (SUMPs-Up)

• Sustainable Urban Logistics Plan (ENCLOSE)

• (…)

Planned extensions

• Financing, procurement, and contracting of SUMP measures (ECCENTRIC)

• Addressing vulnerable groups and gender issues (ECCENTRIC)

• Inclusion of suburban districts in SUMPs (ECCENTRIC)

• Multi-modal alternative fuels deployment (ELIPTIC, STF Subgroup)

• (…)

Potential topics for future

extensions

• Electromobility and SEAP-SUMP integration

• Shared mobility, MaaS and ITS

• Connected and Automated Driving (SUMPs-Up)*

• Health, including Health Economic Assessment Tool

• Urban logistics / SULP (Prosperity)*

• National SUMP frameworks (Prosperity)*

• (…)

Existing modifications • Polycentric regions (Poly-SUMP)

Potential topics for future

modifications

• Urban nodes/ metropolitan regions/ TEN-T perspective

• Small and medium-sized cities

• Countries with weak planning tradition

• (…)

Page 16: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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3. Preparing the SUMP knowledge map

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Typ

e

Planning context Policy goal Technologies /

measures Methodology

Revis

ion

focus

• Focus on process

• Structural changes in

the planning cycle

• Horizontal integration

• Tailor to a specific

policy goal: modify

planning tasks,

indicators, measures,

good practices

• Focus on process and

measures

• Adress uncertainties in

planning, dynamisation of

planning indicators,

measures and good

practices

• Need to link with policy

goals and planning

process

• Focus on measures and

implementation

• Deepening/ updating

knowledge about

specific aspects of

planning process

• Focus on process

Exa

mp

le

Example

"Small cities"

Example

"Health"

Example

"Electromobility"

Example

"Monitoring and

evaluation"

Page 17: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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4. Proposed process

• Consultation process with key stakeholders (limited, but systematic);

through SUMP Conference, survey, workshops?

• Active participation of SUMP projects to ensure successful

"SUMP 2.0" process

• Coordinated development of extensions and modifications that will

form a coherent 'compendium of guidelines'

• Check need for updates to tasks and timelines in workplans of

contracted SUMP projects to allow them to deliver

• Projects and activities outside DG MOVE’s direct area of influence

persuaded of becoming part of an EU-level "SUMP 2.0" activity

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 18: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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4. Proposed roles of partners and projects

• Overall decision taking and coordination: SUMP Coordination Group

• Editorial board: small subgroup of Coordination Group

• Organisational support: Eltis support team

• Rupprecht Consult:

o Update of SUMP Guidelines (under SUMPs-Up)

o Editorial coordination (outside of SUMPs-Up, self-funded)

• Content provision: SUMP take-up projects, CIVITAS IA projects,

others

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 19: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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5. Timeline

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

Page 20: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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6. Next steps

Editorial Board • Tasks:

– Develops knowledge map

– Prepares decisions for Coordination Group

– Coordinates extensions and modifications, cooperates with authors

– Proposes extensions and modifications for SUMP Platform branding Eltis takes over operational aspects

• Members: small and operational subgroup of Coordination Group, incl. DG MOVE

• Meeting frequency: back-to-back to Coordination Group meetings, plus telephone conferences

Knowledge map • Input for SUMP 2.0 Guidelines, supports selection of topics for extensions and modifications

• Rupprecht Consult: Develops concept, updates

• EC projects and stakeholders: Contribute

• Editorial Board / Coordination Group: Comments

SUMP Conference • Contribution to SUMP 2.0: Taking stock and identifying emerging needs

• Systematic stakeholder input on SUMP Guidelines improvement, extensions and modifications

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

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7. Suggested activities at SUMP Conference

• SUMP 2.0 stakeholder process

introduced in opening session

• Launch that creates wide attention for

process during and after the conference

• Continued stakeholder input with

interactive formats throughout the

conference:

Taking stock of what works, key lessons

and good practices for SUMP

Emerging needs and missing guidance

• Summary of preliminary results in the

closing session (panel discussion?)

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

B1. SUMP 2.0 Guidelines

B2

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Opening Plenary

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7. Suggested activities at SUMP Conference

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

B1. SUMP 2.0 Guidelines

B2

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Side event

Opening Plenary "SUMP 2.0" stream (B)

• Launch of process and briefing by EC

• Collection of ideas in interactive

session, input on what needs to be

updated in SUMP Guidelines

• Potential topics for group work:

Simplifying the SUMP process

Adding dynamic elements

Gaps in the planning process

Measure selection and action planning

Measure-oriented planning

Long-term learning in a political

environment

Quality assessment

Good practices and case studies

Languages and national terminology

National frameworks

much more…

Page 23: Developing ”SUMP 2.0” · B1. SUMP 2.0 Guidelines . ing r istics d and d ity Closing Plenary Editorial board meeting Follow-up survey t and . ing Simplifying l Potential topics

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7. Suggested activities at SUMP Conference

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

B1. SUMP 2.0 Guidelines

B2

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Side event

Opening Plenary

• Stocktaking in SUMP 2.0 stream and

other directly relevant sessions

• Collection of good practices and

guidance needs for extensions and

modifications

• Common facilitation format with guiding

questions that each presentation

responds to:

What are key lessons that SUMP 2.0

needs to include?

What guidance do you currently miss in

this area? (practitioner view)

• Interactive formats that include

stakeholder feedback also from

participants

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7. Suggested activities at SUMP Conference

SUMP Platform Coordination Group • 6/3/2018 • Rupprecht Consult

B1. SUMP 2.0 Guidelines

B2

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Follow-up survey (EU-wide)

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Focus Group meeting

Opening Plenary

Focus group meeting:

• Specific criticism and feedback

• Small round of invited stakeholders,

structured format

Editorial Board meeting:

• Consolidation of conference input

• Planning of follow-up process

"SUMP 2.0" Survey

• Feedback and needs assessment

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Thank you!

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