department of homeland security small business innovation research (sbir ) programs
DESCRIPTION
2011 National SBIR/STTR Fall Conference New Orleans Marriott Hotel New Orleans, LA. Department of Homeland Security Small Business Innovation Research (SBIR ) Programs. Elissa I. Sobolewski DHS SBIR Program Director Science and Technology (S&T) Directorate November 6 - 9, 2011. - PowerPoint PPT PresentationTRANSCRIPT
Elissa I. SobolewskiDHS SBIR Program DirectorScience and Technology (S&T) DirectorateNovember 6 - 9, 2011
Department of Homeland SecuritySmall Business Innovation Research
(SBIR) Programs
2011 National SBIR/STTR Fall ConferenceNew Orleans Marriott Hotel
New Orleans, LA
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Homeland Security Missions Preventing Terrorism and
Enhancing Security
Securing and Managing Our Borders
Enforcing and Administering Our Immigration Laws
Safeguarding and Securing Cyberspace
Ensuring Resilience to Disasters
Providing Essential Support to National and Economic Security
Strengthening the Homeland Security EnterpriseStrengthening the Homeland Security Enterprise
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Organization charts available at: http://www.dhs.gov/xlibrary/assets/DHS_OrgChart.pdf
DHS Components
with SBIR Programs
SECRETARY________________
DEPUTY SECRETARY
HEALTH AFFAIRSAssistant Secretary/
Chief Medical Officer
LEGISLATIVE AFFAIRS Assistant Secretary
INTELLIGENCE & ANALYSIS
Under Secretary*
POLICYAssistant Secretary
PUBLIC AFFAIRSAssistant Secretary
CHIEF PRIVACY OFFICER
COUNTERNARCOTICS ENFORCEMENT
Director
FEDERAL LAW ENFORCEMENT
TRAINING CENTERDirector
OPERATIONS COORDINATION
Director
GENERAL COUNSEL INSPECTOR GENERAL
CIVIL RIGHTS & CIVIL LIBERTIES
Officer
CITIZENSHIP & IMMIGRATION
SERVICESOMBUDSMAN
MANAGEMENTUnder Secretary
NATIONAL PROTECTION & PROGRAMSUnder Secretary
SCIENCE & TECHNOLOGYUnder Secretary
DOMESTIC NUCLEAR DETECTION OFFICE
Director
Chief Financial Officer
TRANSPORTATION SECURITY
ADMINISTRATIONAssistant Secretary /
Administrator
U.S. CUSTOMS & BORDER PROTECTIONCommissioner
U.S. SECRET SERVICE Director
U.S. CITIZENSHIP & IMMIGRATION SERVICES
Director
U.S. IMMIGRATION & CUSTOMS ENFORCEMENT
Assistant Secretary
FEDERAL EMERGENCY MANAGEMENT AGENCY
Administrator
U.S. COAST GUARDCommandant
U.S. DEPARTMENT OF HOMELAND SECURITY
Chief of Staff
Executive Secretariat
Military Advisor
Approved 3/20/2008
* Under Secretary for Intelligence & Analysis title created by Public Law 110-53, Aug. 3rd, 2007
NATIONAL CYBER SECURITY
CENTERDirector
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SBIR/STTR Participating Agencies (~$2.5B FY11)
DOD SBIR/STTR HHS SBIR/STTR DOE SBIR/STTR NASA SBIR/STTR NSF SBIR/STTR DHS SBIR USDA SBIR DOC SBIR ED SBIR EPA SBIR DOT SBIR
.
$0
$5
$10
$15
$20
$25
$30
$35
FY04 FY05 FY06 FY07 FY08 FY09 FY10 FY11
S&T DNDO
(Mill
ions
$$)
FY06 includes $3.2M STTR funds
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Domestic Nuclear Detection OfficeJointly staffed office established on 15 April 2005 with the signing of NSPD 43 / HSPD 14.
Established to improve the Nation’s capability to detect and report unauthorized attempts to import, possess, store, develop, or transport nuclear or radiological material for use against the Nation, and to further enhance this capability over time.
DHS S&T Directorate MissionStrengthen America’s security and resiliency by providing
knowledge products and innovative technology solutions
for the Homeland Security Enterprise
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DHS S&T’s Technical Divisions - HSARPA Explosives Division - detect, prevent and mitigate explosives
attacks against people and infrastructure
Chemical/Biological Defense Division - detect, protect against, respond to, and recover from potential biological or chemical events
Cyber Security Division – create a safe, secure and resilient cyber environment
Borders and Maritime Security Division - prevent contraband, criminals and terrorists from entering the U.S. while permitting the lawful flow of commerce and visitors
Human Factors/Behavioral Sciences Division - identify and analyze threats, enhance societal resilience, and integrate human capabilities in technology development
Infrastructure Protection & Disaster Management Division - strengthen situational awareness, emergency response capabilities and critical infrastructure protection
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DHS SBIR – A Three-Phase ProgramPhase I:Scientific and Technical Feasibility/Study
Funded with SBIR funds, 33% may be outsourced $100K for base effort for S&T Directorate’s SBIR
not to exceed 6 months for base effort potential for additional $50K for Phase I option additional 4 months for option period
$150,000 for DNDO’s SBIR
Phase II:Concept Development/Prototype Demonstration
Funded with SBIR funds, 50% may be outsourced $750K for base effort for S&T Directorate’s SBIR
not to exceed 24 months for base effort potential for additional $250,000 for Phase II option
$1,000,000 for DNDO’s SBIR
Phase III:Product Development/ Commercialization Stage
Funded with private or non-SBIR government sources No dollar or time limits Size standards do not apply For work that derives from, furthers the Phase I/Phase II effort, or brings to conclusion Can be sole-sourced; competition determined in Phase I
New in FY11
New in FY11
SBA threshold guidance, March 2010: Phase I: $ 150,000 Phase II: $1,000,000
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DHS SBIR Programmatics
S&T Directorate DNDO
Number of Solicitations per Fiscal Year
2 1
Pre-Solicitation/Solicitation Release Timeframes
Late October/early November
andlate April/early May
Varies; current plan for next release is January
2012
Number of Topics per Solicitation (average)
6 - 8 2 - 4
Number of Days Pre-Solicitation Posted
15 N/A;Q&A period after
solicitation release
Number of Days to Submit Proposal 45 45
Phase I Proposal Page Limit 25 30
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DHS SBIR Programmatics(continued)
S&T Directorate DNDO
Where Posted FedBizOpps: www.fbo.gov SBIR website:https://sbir2.st.dhs.gov
FedBizOpps: www.fbo.gov
Electronic processing Proposal and deliverables submitted via https://sbir2.st.dhs.gov
Proposals submitted via https://dndobids.gov
Number of Phase I Contract Awards per Topic, historically
3 Multiple
Number of Phase I Projects Progressing to Phase II, historically
~1/3 ~1/2
Register early!Submit early!
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DHS S&T Directorate FY12.1 SBIR FY12.1: DHSSBIR-2012.1
Pre-solicitation posted: October 25, 2011 Full solicitation posted: November 16, 2011 Proposals accepted: November 16, 2011 – January 5, 2012 Contracts awarded: ~ May 2012
Pre-solicitation/solicitations posted on:www.fbo.govand linked on
https://sbir2.st.dhs.gov
H-SB012.1-001 Non-freezing Portable Vehicle Wash Tunnels Chem/Bio Division
H-SB012.1-002 Moving Target Defense Cybersecurity Division
H-SB012.1-003 Safe Standoff Detection of Bulk Explosives on a Person Explosives Division
H-SB012.1-004 Firearms and Ammunition Test Equipment First Responder Group
H-SB012.1-005 Capability for the Tracking of Any and Every Person within a Security Perimeter
Human Factors Division
H-SB012.1-006 Swarm Robotic Sensing Platform for Search and Rescue
Infrastructure Protection and Disaster Management Division
Now open
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DHS SBIR Historical Conversion Rates Since 2004
17% of the 2,828 Phase I proposals submitted were
awarded
Then, 34% of Phase I awards
received a Phase II
And 15% of Phase II awards
receivePhase III contracts $23.8M non-SBIR
investments to date
DHS SBIR is a highly competitive process;award recipients are moving towards commercialization.
Phase ISelection
Phase IIConversion
Phase IIICommercialization
0
50
100
150
200
250
300
350
400
450
500467
158
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Num
ber
of P
hase
I C
ompa
nies
1 2-9 10-24 25-49 50-99 100-249 250-5000%
5%
10%
15%
20%
25%
30%
35%
40%
3%
38%
22%
11%9%
15%
2%1%
28%
20%
14%
9%
24%
4%
How “Small” is the SBC that Proposes to and Receives Awards from the DHS SBIR Program?
(FY04.2 – FY11.2 data)
Number of Employees
Per
cent
of
Pha
se I
Com
pani
es
63% Phase I submissions from SBCs with fewer than 24 employees
49% Phase I awards to SBCs with fewer than 24 employees
DHS SBIR Phase I: A National PerspectiveData from 16 Competitions through FY11.2*
MA 309/71
Total Phase I Submissions/Awards
2,828/467
* Includes STTR data
HI 18/3
OR22/5
WA57/12
AK3/1
CA574/111
NV19/1
ID8/0
MT9/2
ND1/0
SD2/0
NE7/1
WY2/0
UT29/7 CO
76/12
AZ50/10 NM
45/7
TX146/23
OK11/4
MN41/7
WI13/2
IA4/0
MO20/3
AR3/0
LA19/2
MI76/10
IL53/7
IN39/4
OH53/1
PA 68/10
KY 10/1
TN 21/1
VA268/40
NC 32/5
SC9/1
GA41/3
FL104/13
AL52/7
MS5/0
WV10/1
NY107/28
ME13/1
NH27/6
VT 10/1
RI 7/1
CT 48/8
NJ 78/8
DE 11/0
MD 183/25
PR 3/0
DC 5/0
KS7/1
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https://sbir2.st.dhs.gov https://sbir2.st.dhs.gov
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Other Opportunities within the S&T Directorate S&T Directorate Broad Agency Announcements (BAAs),
including the Long Range BAA
Safety Act
SECURE Program
Office of University Programs
International Cooperative Programs Office
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Other Opportunities within DNDOhttp://www.dhs.gov/xopnbiz/opportunities/editorial_0824.shtmhttp://www.dhs.gov/xopnbiz/opportunities/editorial_0824.shtm
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Other Opportunities within DHShttp://www.dhs.gov/xopnbiz/
• S
tate, Local a
nd Tribal
Grant Programs
• F
ind and Apply for
Grants
• G
rant Administra
tion
Resources
• Prime Contractors• Mentor-Protégé Program• Connect with Small Business Specialists in the Department
• Contracting
Opportunities by Department
Components
• Homeland Security
Contracting Opportunities through
FedBizOpps
• DHS Advance
Acquisition Planning:
Forecast of Contract
Opportunities
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Useful Web Sites
https://sbir2.st.dhs.gov
www.baa.st.dhs.gov
https://dndobids.dhs.gov/
https://www.dhs.gov/xabout/ structure/editorial_0766.shtm
www.dhs.gov
www.dhs.gov/xopnbiz/
www.fbo.gov
www.sbir.gov
Useful Web Sites andDHS SBIR Points of Contact
Elissa (Lisa) SobolewskiDHS SBIR Program [email protected] (202) 254-6768
Francis (Frank) BarrosDHS SBIR Program [email protected](202) 254-6966
S&T Directorate SBIR Program [email protected]
Kevin GutierrezDHS DNDO Program [email protected] (202) 254-7610
DNDO SBIR Program [email protected]
