cumulative risk assessment model to analyze increased risk...
TRANSCRIPT
Schlum
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Cumulative Risk Assessment Model
to Analyze Increased Risk due to
Impaired Barriers in Offshore Drilling Rigs
Syeda Zohra Halim
OESI Advisory Committee Meeting
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A Holistic Look into Risk
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Deviations can interact and sum up
Deviations plus a
dominating unacceptable
risk
Deviations leading to
unacceptable risk
Normal situation where
cumulative risk from
deviations is understood and
reduced
Unacceptable Risk
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Figure: Cumulative risk and tolerability [1]
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Past Incidents [3,4 ]
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U.S. Chemical Safety and Hazard Investigation Board, “Investigation Report: Refinery Explosion and Fire”, 2007
http://www.csb.gov/the-us-chemical-safety-boards-investigation-into-the-macondo-disaster-finds-offshore-risk-management-and-regulatory-oversight-still-inadequate-in-gulf-of-mexico/
Texas City Refinery Explosion March, 2005 15 killed, 180+ injured Fine: $87 million
Macondo Disaster April, 2010
11 killed 4.9 million barrels of oil spilled
Fine: $18.7 billion + others
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Cumulative Risk Assessment: The Challenge
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Integration of human and organizational factors with technical and operational factors
Complexity and size of system
Dependencies of components and events
Temporal aspects (Dynamic)
Uncertainties of parameter estimation
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Identify causes behind offshore
incidents and understand the
effect of impaired barriers
Conduct literature review for developing
required framework
Find applicable tool for
developing a model that can handle required
criteria
Objective
• Develop a framework for merging all factors together and
build a model based on this framework that will enable
determination of cumulative risk
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Identify causes behind offshore
incidents and understand the
effect of impaired barriers
Conduct literature review for developing
required framework
Find applicable tool for
developing a model that can handle required
criteria
Identify causes behind offshore
incidents and understand the
effect of impaired barriers
Conduct literature review for developing
required framework
Find applicable tool for
developing a model that can handle required
criteria
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Previous Work
Accident Evolution and Barrier Analysis
(AEB): Svensson (2001)
Barrier Analysis(BA):
Dianous and Fievez (2006)
Management Oversight and Risk
Tree (MORT): Johnson (1980)
Events and Causal Factor Charting and
Analysis (ECFCA):DOE
(1999)
Swiss Cheese Model : James Reason
(1990, 1997)
Functional Resonance Accident
Model (FRAM): Hollnagel (2004)
Human Factors Analysis and Classification
System (HFACS): FAA/NTIS (2000)
Semi-Quantitative Fault Tree Analysis
(SQUAFTA): Hauptmanns (2004)
The Shortcut Risk Analysis Method
(SCRAM): Davis et. Al (2011)
PyraMAP: Bellamy et. Al (2008)
System Theoretic Process Analysis (STPA): Leveson
(2009)
Barrier and Operational Risk
Analysis (BORA): Aven et.al (2006)
Bowtie: ICI (1979) Acci-Map:
Rasmussen et. al (2000)
Tripod BetaGroeneweg
(2008)
I-Risk: Bellamy et. Al (2003)
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… and many more
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Previous Work (2)
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APPROACH ALL FACTORS
QUANTI-TATIVE
DEPEN-DENCY
DYNAMIC OTHERS
Swiss Cheese Model: James Reason
MORT: Johnson FT becomes too large
STAMP/ STPA: Nancy Leveson
No software to identify all the loops, depends on expertise and control structure diagram
FRAM: Erik Hollnagel
Requires iteration, difficult and time consuming
BORA, Risk-OMT: Aven et. al.
Scoring depends on RIFs and hence on the expert team
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Objective
• Develop a framework for merging all factors together and
build a model based on this framework that will enable
determination of cumulative risk
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Identify causes behind offshore
incidents and understand the
effect of impaired barriers
Conduct literature review for developing
required framework
Find applicable tool for
developing a model that can handle required
criteria
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Available Tools
• Event-Cause Trees (Includes Fault Tree, Event Tree, Bow-Tie)
• Markov Chains
• Bayesian Network
• Petri Nets
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Bayesian Networks
• It is a directed graph consisting of a set of nodes and arcs.
• Handles dynamic systems, distributions and dependencies and
allows probability updating
• Based on Bayes Theorem:
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P(pi| e) =
P(e | pi)P(p
i)
P(e | pi)P(p
i)
i=1
k
å
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Petri Net Basics
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• Petri Nets is a directed bipartite graph where system is
analyzed by movement of tokens from one place to another via
firing of transitions.
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Case Study
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Ts
V1
C2
C1
V1 C1 C2 Consequence
Open
Open Open Delayed Rupture
Close Success
Close Open Early Rupture
Close Delayed Rupture
Close
Open Open Delayed Rupture
Close Success
Close Open Early Rupture
Close Rupture V1
C1
C2
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Case Study: Event Tree
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Case Study: Bayesian Network
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Bobbio et al. (2003) Bearfield et al. (2005) Weber et al. (2012) Khakzad et al. (2013)
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Case Study: Petri Nets
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Liu et al. (1997) Labeau et al. (2000) Nyvlt et al. (2012) Pasman (2015)
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Results
ET BN PN
Successful Mitigation 36.90% 36.90% 36.89%
Early Rupture 5.90% 5.90% 5.89%
Rupture 3.69% 3.69% 3.67%
Delayed Rupture 53.51% 53.51% 53.55%
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Conclusion
• An integrated model may be required to analyze cumulative
risk
• A framework is to be used to merge technical, operational,
human and organizational factors together
• BN and PN achieve their common goal through different
approaches. Selection should depend on intended application
• Further work on development of the model is underway
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Acknowledgements
• Dr. M. Sam Mannan
• Dr. Hans Pasman
• Dr. Yogesh Koirala
• Jim Pettigrew
• All members of OESI Advisory Committee
• All members of MKOPSC
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References
1. Halim S. Z., Koirala, Y., Mannan, S. M., ‘Probabilistic Methods of Quantitative Risk Analysis: A Case Study with
Bayesian Network and Petri Net Approaches’, MKOPSC International Symposium 2016, College Station, 2016.
2. Alsyouf, I., "The role of maintenance in improving companies’ productivity and profitability." International Journal of
Production Economics 105.1 (2007): 70-78.
3. Neill, M., “Improving Risk-based Decision Making by Connecting PSM Systems to Day-to-Day Plant Operations”,
Global Congress on Process Safety, 397039, AIChE Spring Meeting, (2015).
4. U.S. Chemical Safety and Hazard Investigation Board, “Investigation Report: Refinery Explosion and Fire”,
http://www.csb.gov/assets/1/19/csbfinalreportbp.pdf, Accessed 10/21/16.
5. U.S. Chemical Safety and Hazard Investigation Board, “Final Report: Macondo Blowout and Explosion”,
http://www.csb.gov/macondo-blowout-and-explosion/, Accessed 10/21/16.
6. Weber, P., Medina-Oliva, G., Simon, C., and Lung, B., "Overview on Bayesian networks applications for dependability,
risk analysis and maintenance areas." Engineering Applications of Artificial Intelligence 25.4 (2012): 671-682.
7. Labeau, P.E., Smidts, C., and Swaminathan, S., "Dynamic reliability: towards an integrated platform for probabilistic
risk assessment." Reliability Engineering &System Safety 68.3 (2000): 219-254.
8. Blacklaw, A., Ward, A., and Cassidy, K., ‘The Cumulative Risk Assessment Barrier Model’, SPE 146255, (2011)
9. Dugan, J.C., Bavuso, S.J., and Boyd, M.A., "Dynamic fault-tree models for fault-tolerant computer systems." IEEE
Transactions on Reliability 41.3 (1992): 363-377.
10. Khakzad, N., Khan, F., and Amyotte, P., "Risk-based design of process systems using discrete-time Bayesian
networks." Reliability Engineering & System Safety 109 (2013): 5-17.
11. Hosseini, S.M.H., and Takahashi, M., "Combining static/dynamic fault trees and event trees using Bayesian networks."
International Conference on Computer Safety, Reliability, and Security. Springer Berlin Heidelberg, (2007).
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References (Contd.)
12. Nývlt, O., and Rausand, M., "Dependencies in event trees analyzed by Petri nets." Reliability Engineering & System Safety
104 (2012): 45-57.
13. Kulkarni, V.G., Modeling and Analysis of Stochastic Systems. CRC Press, (1996).
14. Siu, N., "Risk assessment for dynamic systems: an overview." Reliability Engineering & System Safety 43.1 (1994): 43-73.
15. Bobbio, A., Ciancamerla, E., and Franceschinis, G., "Sequential application of heterogeneous models for the safety
analysis of a control system: a case study." Reliability Engineering & System Safety 81.3 (2003): 269-280.
16. Hu, J., Zhang, L., Cai, Z., Wang, Y., and Wang, A., "Fault propagation behavior study and root cause reasoning with
dynamic Bayesian network based framework." Process Safety and Environmental Protection 97 (2015): 25-36.
17. Bobbio, A., Portinale, L., Minichino, M., and Ciancamerla, E., "Improving the analysis of dependable systems by mapping
fault trees into Bayesian networks." Reliability Engineering & System Safety 71.3 (2001): 249-260.
18. Boudali, H., and Dugan, J.B., "A discrete-time Bayesian network reliability modeling and analysis framework." Reliability
Engineering & System Safety 87.3 (2005): 337-349.
19. Bearfield, G., and Marsh, W., "Generalising event trees using Bayesian networks with a case study of train derailment."
International Conference on Computer Safety, Reliability, and Security. Springer Berlin Heidelberg, (2005).
20. Khakzad, N., Khan, F., and Amyotte, P., "Dynamic safety analysis of process systems by mapping bow-tie into Bayesian
network." Process Safety and Environmental Protection 91.1 (2013): 46-53.
21. Liu, T.S., and Chiou, S.B., "The application of Petri nets to failure analysis." Reliability Engineering & System Safety 57.2
(1997): 129-142.
22. Nývlt, O., Ferkl, L., and Haugen, S., "Stochastic Coloured Petri Nets as a modelling language for complex Event Trees."
Nutritional Care of the Patient with Gastrointestinal Disease (2015): 201.
23. Pasman, H., “Risk Analysis and Control for Industrial Processes - Gas, Oil and Chemicals: A System Perspective for
Assessing and Avoiding Low-Probability, High-Consequence Events”, Butterworth-Heinemann, (2015)
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Questions?
Comments?
If history repeats itself, and the unexpected
always happens, how incapable must Man
be of learning from experience.
—George Bernard Shaw
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A Simple Petri Net Example
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TFailure TRepair
µ
2,0 1,1 0,2
Pr(1) Pr(2) Pr(3)
µ µ
Reachability Graph:
P1: Operating (ON)
P2: Failed (OFF)
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A New Approach
• Use of two colored tokens to represent probability of failure
and success
• Straight forward and easy approach to obtain system’s failure
probabilities
• Reduced simulation time compared to previous approaches
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