cover sheet mr. john regeffie jun 302009 · personal financial statement form pfs cover sheet fifed...
TRANSCRIPT
Texas Ethics Commission P.O. Box 12070exas . Box 12070 Auslin. Texas 78711-2070 -800-32$8506
PERSONAL FINANCIAL STATEMENT FORM PFSCOVER SHEET
Fifed in accordance with chapter 572 of the Government Code. PAGE #Page 1 of 15
FOr ililngs requrreo In zuurr, covenng Garenoar year enotng uecemDer J't, €jlw.Use FORM PFS - INSTRUCTION GUIDE when comoletino this form.
AccouNr# 3.\ rrt t_a
1 NAME TITLE, FIRST, MI
Mr. JOHN
NIC1(NAME. LAST, SUFFIX
MENDELSOHN, M.D.
OFFICE USE ONLY
REGEffiE
JUN 302009Texas Effiies Gommisslon2 ADDRESS
[| lcnecx rF FrLER's HoME ADDREss)
Rerlpt #
HD{PM) lolS5ftlQlemunrLsgsl
latcPt@sd
'mcESsH) JUN3020093 TELEPHONE
NUMBERI.REACOOE NUMBER: EXTENSION
(713) 521-4686Dsts lmsood
REASONFOR FILINGSTATEMENT tr
D
uEI
D
!
CANDIDATE (rNDrCATE OFFTCE)
(rNDrcATE OFFTCE)
(INDICATE AGENCY)
ffitlfficeHcvl
ELECTED OFFICER
APPOINTED OFFICER
EXESUT;VE HEAD UNIVERSIry OF TEXAS, MD ANDERSON CANCER
FORMER OR RETIRED
STATE PARry CHAIR
JUDGE SITTING BY ASSIGNMENT
I orHen
(rNDrCATE PARTY)
0NDTCATE POSTTTON)
5 Family members whose financial activig you are reporting (filer must report information about the financial activity of the fller'sspouse or dependenl children if the filer had actual control over that activity):
SPOUSE ANNE CHARLES MENDELSOHN
DEPENDENTcHTLo 1. N/A
?
In parts 1 through ',|8, you will disclose your financial activ'rty during the calendar year. ln parts 1 through 14, you arerequired to disclose not only your own financial activity, but also that of your spouse or a dependent child if you had actual controlover that person's financial activity.
aS COPY.AND ATTACH ADDITIONAL PAGES AS NECESSARY R, u\t \a 5 rl ITX-PFS Sonwa6 VoGlon 1.0.8
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'exas Ethics Commission P.O. Box'12070 Austin, Texas 78711-2070
souRcES oF occuPATloNAL lNcoME PART 1AE ruor APPLTcABLE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.
1 truronuRroN RELATES ToEl ruen ! spouse ! oEPrruoENTcHILD
2 eupLovuerur
fl eueloveDBYANorHER
fl selr-eueloveo
NAME AND ADDRESS OF EMPLOYER / POSITION HELD
I lCnecf if File/s Home Address)
SEE ATTACHED DETAIL
I
GOPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS Soffwe VaElm 1.0.8
i '
SOURCES OF OCCUPATIONAL INCOME
+1515 Holcombe Boulevard
Houston, TX 77030
Gonsulting Services & Speaking Engagements
(not retated to his off;;i;;;-i-d; a; the;;;;;tive Director of a state Aqencv)
PART 1A
EmPloYedbv Anotherl Information
Self-EmplgYed RelltPsTo-rmptoyeo
uy Filer
Another
American Association for Cancer Research
615 Chestnut Street, 17th Floor
PhitadelPhia, PA 19106
American Radium SocietYr'ig0O W""t Olympic Boulevard' Suite 600
Los Angeles, CA 90064
The Medical Foundation of North Q216lin3' Inc'
880 MLK Jr BoulevardChaPelHil l , NC 27514
The Methodist HosPital SYstem
6565 Fannin StreetHouston, TX 77030
The Ohio State UniversitYgOi WooOY HaYes Drive' Room 2010
Columbus, OH 43210
Progenics Pharmaceuticals' lnc'
niOWSaw MillRiver Road
Tarrytown, NY 10951
Regents of the University of California' San Diego
9500 Gilman DriveLa Jolla, GA 92093
The UniversitY of North Garolina
108 Battle LaneChaPelHill, NC 27599
The University of Texas Southwestern Medical Center
5323 Harry Hines BoulevardDallas, TX 75390
Elsevier lnc11830 Westline Industrial Drive
St. Louis, MO 63146
Self-EmPloYed Filer
Self-EmPloYed Filer
Self-EmPloYed Filer
Self-EmPloYed Filer
Self-EmPloYed Filer
Self-EmPloYed Filer
Self-EmPloYed Filer
Self-EmPloYed Filer
Self-EmPloYed Filer
SupPorting Schedule
Self-EmPloYed Filer
Part 1A
Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (s1 1-800-325-8506
STOCKfl ruor APPLTcABLE
PART 2
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. lf some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-
INSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet'
1 gustttEss ENTtryNAME
SEE ATTACHED DETAIL
2 STOCK HELD OR ACQUIRED BY ffi rren fi seouse I oeeexoerurcHrLD _
3 NuMarn oF SHARES fl t-rsstrnru too I tooro+ss f] soorosss I t,oooroc,sss
fl s,ooo ro s,sss [| to,ooo oR MoRE
4 tr soto ! Hrr eetH[ rurr loss I less rHAN $s,000 [ gs,ooo - $e,gss E gto,ooo - $24,999 [ szs,ooo-oR MoRE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS SofrwEE V6Elon l-0.8
{ '
STOCK(ercludes Invesiments In monay markel funds)
BANCORPASTA FUNDING INC CMNAUTONATION, INC. CMNAVIO TECHNOLOGY INC CMNBANK OF HAWAII CORPORATION CMNBEA SYSTEMS INC COMMON STOCKBEAR STEARNS COMPANIES INC CMNBOYD GAvllNG CORPORATION CMNBROADRIDGE FINANCIAL SOI-UTIONS IN CMNCA, INC. CMNcocA-coLA CoMPANY OHE) CMNCROSSTEX ENERGY. INC. GMN
EASTMAN KODAK COMPANY CMNENRON CORP. CMNGLACIER BANCORP INC (NEW) CMNHARRAH'S ENTERTAINMENT. INC. CMN
SELECTlVE GENETICS, INC. CMNSPRINT NEXTEL CORPOMTION CMNSTERIS CORP CMNSTERLING FINANCIAL CORPORATION CMNSYMANTEC CORP CMNTIBCO SOFTWARE INC. CMNUNIVERSAL HEALTH SVC CL B CMN CLASS BWEBSTER FINANCIAL CORP CMNW{fTNEY HLDG CORP CMNWILEY JOHN & SONS CL.A CMN CLASS AWINDSTREAM CORPORATION CMNXEROX CORPOMTION CMN
PART 2
JNA
$ s"J ""3 f "-fio'
Filer/SpouseFilBr/SpouseRler/SpouseFller/SpouseFiler/SpouseFller/SpouseFller/SpouseFllerrspouseFller/SpouseSpouseRler/Spouse
Fller/SpouseFllerFller/SpouseFller/Spouse
tsiltr
Fller/SpouseFller/SpouseFller/SpouseFllor/SpouseFller/SpouseFller/SpoussFiler/spouseFller/SpoussFller/SpouseFiler/SpouseFller/Spouse
Filer/SpouseFiler/SpousoFller/SpouseFller/SpouseFller/SpouseFller/SpouseFller/SpousoFller/SpouseFller/SpouseFiler/SpousoFiler/SpouseFller/SpouseFller/SpouseFllerFller/SpouseFller/Spousa
XX
x
X
Xx
X
X
xXX
X
x
sef'
x
x
x
X
X
x
Xx
x
x
X
xxx
xx
x
Xxxx
xx
X
xxxxx
xx
xxx
x
x
x
x
x
x
xxX
xx
xxx
x
x
DUNDEE CORPOMTION - SUB VTG CMN CLASS A Fllet/Spouse
xxx
x
xxx
xxxxxxxx
XxxXx
HEALTH MANAGEMENT ASSOC. CL A CMN CLASS A FilerrspouseHEARST+RGYLE TEL INC CMNHEWLETT-PACKARD CO. CMNINTL BUSINESS MACHINES CORP CMNINTI GAME TECHNOLOGY CMNMARCUS CORP CMNMATTSOI,I TECHNOLOGY INC CMNMENTOR GRAPHICS CORP CMNMGM MIRAGE CMNMOTOROLA INC CMNNORTHERN TRUST CORP CMNNOVELLUS SYSTEMS INC CMNONEOK INC CMNOPPENHEIMER HOLDINGS INC CMN CTASS APROCTER E GAMBLE COMPANY OHE) CMNPROVIDENT FINL SVCS INC CMNRAYMOND JAMES FINANCIAL INC CMNRoYAL CARIBBEAN CRUISES LTD lSlN: 1R0008862868 Filer/Spouse
6/1nCpg Suppoding Schedules Patl2
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Elhics Commission P.O. Box 1207O Austin, Texas 78711-2070
BONDS, NOTES & OTHER COMMERCIAL PAPER PART 3
El r.ror APPLTcABLE
List all bonds, notes and olher commercial paper held or acquired by you, your spouse, or a dependent child during the
calendar year. lf sold, indicate the category of the amount of the net gain or loss realized from the sale. For rnore
information, see FORM PFS-INSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
1 oescRrpttoNOF INSTRUMENT
SEE ATTACHED DETAIL
2 Hrto oR AceulRED BY
[] rren I seouse fl oeeenoeruT cHrLD -
3 tr soto
[ rurr entnI Hrr uoss
I less rHnN $s,ooo D ss,ooo - $e,ees fl $to,ooo - $24,ees D gzs,ooo-oR MoRE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS Softw{€ veElon 1.0.8
T 'BONDS, NOTES AND OTHER COMMERCIAL PAPER
of lnstrumsnl
AB SVENSK EXPORTKREDIT 0% DUE 06/1V09 ASl, SpouseANCHOMGE ALASKA GO 5.0o0o% 08/01/15 FA GE Filer/SpouseANDREW & T|NA MENDELSOHN Filer/SpouseEOULDER Clry NEV UTIL REV REV 5.0000% 09/01, Fller/spouseBOULDER CITY NEV UTIL REV REV 5.0000er6 09/01, Fller/SpouseCHICAGO ILL GO 5.0000% 0l/01/13 JJ RFDG-SER f Filer/SpouseGLACKAMAS CNTY ORE SCH DIST GO 5.375% Fller/spouseCOOK KANE IAKE&MC HENRY CNTYS REV 5.m00 Rler/SpouseGOLDMqN SACHS GROUP, lNC. 0.0% 07130/2010 LlFilerTHE GOLDMAN SACHS GROUP, lNC. LINKED TO lv FllErHAMMOND IND MULTI-SCH ELDG REV 5.0000% 0: Filer/SpouseHARRIS CNTY TEX MUN UTIL REv 5.0% 08/15/13 Fller/SpouseHAWAII ST GO 5.5dDo 0201/11 FA RFDG-SER CY Filer/SpouseHOUSTON TEXAS WATER & SEWER REV 5.5% Fller/SpouseILLINOIS (STATE OF) GO 5.1?50% 10/01/12 AO GEI Rler/spouseJEFF MENDELSOHN FilerrspouseMASSACHUSEfiS {COMNWLTH OF) GO 5.7500% t Fller/SpouseMILWAUKEE WIS GO 5.0oo0% 0215/09 FA PROM I Filer/SpouseNEWLEAF PAPER Fller/SPouseNEW LEAF PRODUCTS Fllet/SpouseNORTH TEX MUN WTR OIST TEX WTR REV 5.0000 Fllar/SpousaNORTH TEXAS MUNICIPAL REV 5.2500% 09/01/19-r Filet/spouseOHIO (STATE OF) REv 5.0% 10/01/08 AO REVITALI. Filer/Spouse'PARS'Wl HLTH t EDU FACS AUTH REV 11/20/07 C Fferrspouse'PARS'FAIRFAX CNfi vA INDL DEV REv 05/1205 0 Rler/SPouse'PARS'INDIANA ST FIN AUTH REV REV 10/06/05 02 Fller/Spouse'PARS'MICHIGAN HOSP FIN AUTH REV 11/17/u 12 Fller/SPouse'PARS'PORTLAND ORE-D LTD TAx 11/101999 06/0 Fller'PARSTARMNT CNry TEx HLTH RW o7l21lu oBt Fller/Spouse'PARSTARRANT CNTY TEX HLTH REV 07/21/(H 08, Fller/SpouseSEATTLE WASHf NGTON REV 5.00W% OAolno�c,AFller/SpouseTEXAS ST RFDG SER A PUB FIN REV0.00% l0/01/i Filer/SpouseU.S. TREASURY BILL DUE 10/23/2008 OFF THE RU FllerU-S. TREASURY BILL DUE 10,l23l200,s OFF THE RU FilerU.S. TREASURY BILL DUE 1112812008 OFF THE RU FilerU.S. TREASURY BILL DUE l1/28/2008 OFF THE RU FilerWISCONSIN ST GO 5.1% 05/01/1$CA MN SER D BI Filer/Spouse
PART 3
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5'/'13/2@9 Supporling Schedule Pan 3
Isexas Ethfcs Gommlssion P.o. Eox 12070 Auslin, Texas 78111-2070 1-800-32S8506
MUTUAL FUNDSfl nor APPLTcABLE
PART 4
List each mutual fund and the number of shares in that mulual fund that you, your spouse, or a dependent child held oracquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. lfsome or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realizedfrom the sale. For more information, see FORM PFS-INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.
1 uutuRt ruNo NAME
SEE ATTACHED DETAIL
2 snnREs oF MUTUAL FUNDHELD OR ACQUIRED BY ffi rten ffi seouse ! oeeeNoeruTcHrLD _
3 NUMBER oF SHARESOF MUTUAL FUND fllessrHAN 100 fl roorocss I soorosss f] r,oooro4,ees
I s,ooo ro s.sss [] ro,ooo oR MoRE
4 IF SOLDfl Nrr cnrnrfl urr loss
fl r-ess rnnru $s,ooo E ss,ooo - $e,see fl sro,ooo - $24,see fl $zs,ooo-oR MoRE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS Sonware VrFlon 1.0.8
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MUTUAL FUNDS
SACHS HIGH YIELOGOLDMAN SACHS INSTITUTIONAL Ll ASSETS TREASURY INSTR Filer/Spo6e(GS) GOLDMAN SACHS STRUCTURED INTL EaUTTY FLEX FUND FilerISHARES TRUST-ISHARES MSCI EAF ETF Filer/Spouse
PART 4
Amounl of Galn or Los3
"8
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Supportlng Schedule
fexas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070
INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5
D ruor APPLTcABLE
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.
When reporting information aboul a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheel.
1 souncE oF tNcoME NAME AND ADDRESS
SEE ATTACHED DETAIL
2 Recrtvro gvI rten ffi seouse I oeeeruoenTcHlLD _
3 nuoutttD ssoo - $l,ssg fl ss,ooo - ss,eee D gto,ooo - $24,eee ffi $zs,ooo-oR MoRE
COPY AND ATTAGH ADDITIONAL PAGES AS NECESSARYTX-PFS Sonwsre Vec'Dn 1.0-B
INCOME FROM INTEREST, DIVIDENDS, ROYALTIESAND RENTS
(excludlng amounts reporled in Part 9 - Trust Income)
Includes all sources with amounts greater than $500
Source
PART 5
Amount Received
"8
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ANDREW & TINA MENDELSOHNELSEVIER INCJEFF MENDELSOHNJPMORGAN CHASE BANKJPMORGAN CHASE BANKNEW LEAF PAPER LLCNEW LEAF PRODUCTS LLCTHE REGENTS OF THE UNIV OF CA
Filer/SpouseFilerFiler/SpouseFiler/SpouseSpouseFiler/SpouseFiler/SpouseFiler
Filer/Spouse
X
X
XXXX
XXXXxX
ANCHOMGE ALASKA GO 5.0000% 08/01/15 FA GEN PURP-S Filer/SpouseBOULDER CITY NEV UTIL REV REV 5.0000% 09/01/18-CA MS Filer/SoouseCHICAGO ILL GO 5.0000% 01/01/13 JJ RFDG-SER A LT FSA B Filer/SpouseCI-ACKAMAS CNTY ORE SCH DIST GO 5.3750% 06/15/18-CA, Filer/SpouseCOCA-COLA COMPANY OHE) CMN Qualified Gross Dividend C Filer/SpouseCOOK KANE LAKE&MC HENRY CNTYS REV 5.0000% 12l01/l1Filer/SpouseCROSSTEX ENERGY, lNC. CMN Qualified Gross Dividend On 1 Filer/SpouseGOLDMAN SACHS HIGH YIELD MUNICIPAL FUND CLASS A D Filer/Spouse
XX
GOLDMAN SACHS INSTITUTIONAL Ll DividendHAMMOND IND MULTI-SCH BLOG- REV 5.0000% 07115120-CA Filer/SpouseHARRIS CNTY TEX MUN UTIL REV 5.0000% 08/15/13 FA DIST Filer/SpouseHAWAIf ST GO 5.5000% 02101111 FA RFDG-SER CY FSA BEO Fller/SpouseHOUSTON TEXAS WATER & SEWER REV 5.5000% '12101110 J Filer/SpouseILLINOIS (STATE OF) GO 5.1250% l0lo'1112 AO GENEML OBI Filer/SpouseGOLDMAN SACHS Filer/SpouseISHARES TR-ISHARES MSCI EAFE INDEX FUND ETF Non-Qut Fller/SpouseISHARES TRUST-ISHARES MSCI EAF ETF Non-Qualified Grosr Filer/SpouseMASSACHUSETTS (COMNWLTH OF) GO 5.7500% OOl01l12 JE Filer/SpouseMfLWAUKEE WIS GO 5.0000% O2l'l5l0g FA PROM NTS-SER N Filer/SpouseNORTH TEX MUN WTR DIST TEX WTR REV 5.0000% 09/01/14 Filer/SpouseOHIO (STATE OF) REV 5.0000% 10/01/08 AO REVITALIZATIOI Filer/SpouseONEOK INC CMN Qualified Gross Dividend On 1,100 Shs @ 0.r Filer/Spouse'PARS'Wl HLTH & EDU FACS AUTH REV 11120107 06/'15/28-Cl Filer/Spouse'PARS'f NDIANA ST FIN AUTH REV REV 10/06/05 0210'1135 LEA: Filer/Spouse'PARS'PORTLAND ORE-D LTD TAX 11/10/1999 06/01/201$.CA Filer/Spouse'PARSTARRANT CNTY TEX HLTH REV 07121104 08/15/29-CA F Filer/SpousePROCTER & GAMBLE COMPANY ffHE) CMN Qualified Gross I Filer/SpouseSEATTLE WASHINGTON REV 5.0000% OAOIaO-CA FA WTR S Filer/SpouseTEXAS ST RFDG SER A PUB FIN REV6.00% 10/01/2008 AO, Filer/SpouseWISCONSIN ST GO 5.1000% 05/0'l/13-CA MN SER D BEO UT, Filer/Spouse
X
X
5/1 3/2009 Supporting Schedule
P.O. Box 12070 Austin, Texas 7 87 1 1 -2O7 O l z
INTERESTS IN BUSINESS ENTITIESI ruor APPLIcABLE
PART 78
Describe all beneficial interests in business entities held or acquired by you, your spouse, or a dependent child during the
calendar year. lf the interest was sold, also indicate the category of lhe amount of the net gain or loss realized from the sale'
For an explanation of 'beneficial interest' and other specific directions for completing this section, see FORM PFS-
INSTRUCTION GUIDE
When reporting information about a dependent child's aqtivity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet'
1 Hrto oR AcQUIRED BY ffi rten ffi seouse I oeeeruorHT cHtLD _
2 orscntpttott
SEE ATTACHED DETAIL
NAME ANO AODRESS
D (check if Filer's Home Aatdress)
3 tr sotoI Nrr cruHfl nrr loss
fl rcss TF|RH $s,ooo E ss,ooo - $e,see D sto,ooo - $24,ees [ $zs,ooo-oR MoRE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
-800-325-8506
Tx-PFs softwar€ Veclon 1.0.8
INTERESTS IN BUSINESS ENTITIES
Slock Options
LimiledPartnership
Trust
PART 78
Amount of Galn or Loss
ssGatn Loss f'
"gdse
B"
Spouse
Spouse
Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer,/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Trust
UmitedPartnership
LimitedPadnership
LimitedPartnership
LimiiedPartnership
UmitedPartnership
LimitedPartnership
LlmitedPartnership
LimitedParlnership
LimitedPartnership
LimitedPartnership
LimitedPartnership
LimitedPartnership
Progenics Pharmaceuticals, Inc.777 Old Saw Mill River RoadTarrytown, NY 10951
Stavrou Partners, L.P.420 Lexington Avenue, Suite 300NewYork, NY 10170
RLI Stock Fund IP.O. Box 1000250 Division SlreetGreal Barrington, MA 0'1230
Anne Charles Mendelsohn Trust1412 South Blvd.Houston. TX 77006
Plains All American Pipeline, LP333 Clay St., Suite 1600Houston, TX 77002
Magellan Midstream Parlners LPP.O. Box 22186Tulsa, OK 74121-2186
Enbridge Energy Partners LP1100 Louisiana Suite 33&)Houston, TXn002
Kinder Morgan Energy Partners LP5fl) Dallas St., Suite 1000Houston. TX 77002
Enterprise Products Partners LPP.O. Box 4018Houston. TX 772104324
Teppco Partners LPP.O. Box 4018l-louston, TX 77210
Oneok Partners, LP100 West Fifth StreetTulsa, OK 74103
Nustar Energy LPP.O. Box 781609San Antonio. TX 78278
GS Vintage Fund lll, LP32 Old SlipNew York, NY 10005
Whitehall Street Global Real Estate Ltd P/S 2005180 Maiden Lane,40th FloorNewYork, NY 10038
2005 Houston Energy Partners, LP600 Travis. Suite 5800Houston. TXr70o2
GS Capital Partners Vl Parallel, LP180 Maiden Lane,40th FloorNew York, NY 10038
5/132009 Supporting Schedule
IINTERESTS IN BUSINESS ENTITIES
Held or
PART 78
Amount of Galn or Loss
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.-oB "uf.Garn Loss f' .rd'
sP
s{
sB\s'
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Partnership
LimitedPartnership
Limit€dPartnership
LimitedPartnership
LimitedPartnership
LimitedPartnershlp
UmltedPartnership
LimitedParlnership
LimitedPartnership
LimitedPartnership
Equity Managers: Porttolio 2 [Series]180 Maiden Lane. 37h FloorNew York. NY 10038
GS TACS Enhanced Divldend (US Large Cap) LLC180 Maiden Lane. 37th FloorNew York, NY 10038
Alpha Plus (Global Equity) Managers: Portfolio 5180 Maiden Lane,37lh FloorNew York. NY 10038
Buckeyo GP Holdings LP5 TEK Park9999 Hamilton BlvdBreinigsville, PA 18031
Targa Resources Partners LP1000 Louisiana, Sulte 4300Houston, TX77OO2
Crosstex Energy LP2501 Cedar Springs Road, Suite 100Dallas. TX 75201
GS Distressed OpportuniUes Fund lV LP180 Maiden LaneNew York, NY 10038
GS Mortgage Credil Opporlunilies Fund LP180 Maiden LaneNew York. NY 10038
GSCP Vl Parallel AIV LP180 Maiden LaneNewYork. i.lY 10038
Targeted Molecular Diagnostics LLC701 Harger Road, Suite 190Oak Brook. lL 60523
5/13/2009 Supporting Schedule Parl 78
exas Ethics Commission P.O. Box 12070 Austin, Texas 74711-2070 -s8rxr 1-800-325-8506
GIFTSD ruor APPLTcABLE
PART 8
ldentify any person or organization that has given a gift worth more than $250 to you, your spouse, or a dependent child, anddescribe the gift. The description of a gifl of cash or a cash equivalent, such as a negotiable instrument or gift certificate, muslinclude a statement of the value of the gift. Do not include: 1) expenditures required to be reported by a person required to beregistered as a lobbyist under chapter 305 of the Government Code; 2) political contributions reported as required by law; or3) gifts given by a person related to the recipient within the second degree of consanguinity or affinity. For more information,see FORM PFS-INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.
1 ooruoR NAME AND ADORESS
SEE ATTACHED DETAIL
2 Rectpterurffi ruen ffi seouse I oreeruoeruTCHILD _
3 oescRtploN oF GIFT SEE ATTACHED DETAIL
COPY AND ATTACH ADDITIONAL PAGES AS NEGESSARYTX-PFS Software Veclon 1.0.8
GIFTS PART 8
Donor Recipient Description of GiftAbdulla bin All Al- lhani Filer/Spouse Art book by yousef AhmedHushang and Shahla AnsaryBelma & UralAtamanUralAtaman
Steve Farris
Steve Farris
Terry Giles
Vijay Goradia
Joanne Herring
Meredith Long
Drayton MclaneBob McNairBi l l& Sara Morgan
Bob & Mica Mosbacher
Regina Rogers
AliSaberioon
Margaret Alkek Williams
Filer/SpouseFiler/SpouseFiler/Spouse
Filer
Filer
Filer/Spouse
Filer/Spouse
Filer
Filer/Spouse
Filer/SpouseFiler/SpouseFiler/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Filer/Spouse
Caviar6 bottles of Dom Perignon champagneTwo nights accommodation in guest houseand several meals in TurkeyOne way air transportation to M. D.Anderson eventRoundtrip air transportation to a huntingeventHotel and several meals while in Dubai,United Arab EmiratesGuests at the Asia Society's Tiger Ball 2008galaGuest at the UNICEF Southwest Regiongala fundraiserRoundtrip air transportation to a huntingeventBaseballticketsFootballticketsOne way air transportation from M. D.Anderson eventGuests at the Houston Area Women'sCenter benefitGuests at the Holocaust Museum ofHouston dinnerTour, transportation, some meals andaccommodation while in lranGuests at the Houston Symphony DreamGirls 2008 gala
Supporting Schedule Part 8
exas Ethics Commission P.O. Box 12070 Austin. Texas 78711-2070 1-800-325-8506
TRUST INCOMED ruor APPLTcABLE
PART 9
ldentify each source of income received by you, your spouse, or a dependent child as beneficiary of a trust and indicate thecategory of lhe amount of income received. Also identify each asset of the trust from which the beneficiary received morethan $500 in income, if the identity of the asset is known. For more information, see FORM PFS-INSTRUCTION GUIDE.
When reporting information aboul a dependent child's activity, indicate the child aboul whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.
1 souRcr NAME OF TRUST
ANNE CHARLES MENDELSOHN TRUST
2 seNEnctRRY I rrlrn [| snouse I oeeeruoenrcHrlo _
3 rrucon,te ffi uss rHAN $s,000 fl ss,ooo - $e,eee fl sro,ooo - $24,ser) [ szs,ooo-oR MoRE
4 Rssets FRoM wHrcHOVER $5OO WAS RECEIVED
fl ururruown
NONE
SOURCE NAME OF TRUST
RLI STOCK FUND
BENEFICIARY [ ruen fi seouse I oeeenoeruTcHrLD _
INCOME I uess rnnn $s,ooo fl Es,ooo - $e,ees fl gro.ooo - $24,ses El szs,ooo-oR MoRE
ASSETS FROM WHICHOVER $5OO WAS RECEIVED
[] uttxttowt't
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS SonwsE Vffilon L0.8
exas Ethics Commission P.O. Box 12070 Austin, Texas 7871'l-2O7O -600-325-8506
PART 12BOARDS AND EXECUTIVE POSITIONSD ruor APPLTcABLE
List alt boards of directors of which you, your spouse, or a dependent child are a member and all executive positions you,your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner-
ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships,
stating the name of the organization and the position held. For more information, see FORM PFS-INSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.
1 OneRntZRttOtrt SEE ATTACHED DETAIL
2 postttroN HELD SEE ATTACHED DETAIL
3 pOStttOtt HELD Byfl rten ffi seouse I oeeenoeruTcHrLD _
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS Sofrwac VeElon 1.0.6
Elhics Commission Pexas u. Box 'lz0lo Austin, Texas 19711-2070 12)463-5800 1-80G325-8506
TRUST INCOMEE ruor APPLTcABLE
PART 9
ldentify each source of income received by you, your spouse, or a dependent child as beneficiary of a trust and indicate thecategory of the amount of income received. Also identify each asset of the trust from which the beneficiary received morethan $500 in income, if the identity of the asset is known. For more information, see FORM PFS-INSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child aboul whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.
1 souRcr NAME OF TRUST
ANNE CHARLES MENDELSOHN TRUST
2 geruenctRRyI rten ffi seouse I oeeeruoexTcHrLD _
3 trucoue[] rcss rnnru $s,ooo E ss,ooo - $9,999 f] sro,ooo - $24,eee I szs,ooo-oR MoRE
4 Rssers FRoM wHtcHOVER $5OO WAS RECEIVED
I uruxl.towtt
NONE
SOURCE NAME OF TRUST
RLI STOCK FUND
BENEFICIARY I rten ffi snouse I oeeelloenT cHtLD _
INCOMEI uss rHAN $s,000 E ss,ooo - $g,ess EI gto,ooo - $24,se9 [] szs,ooo-oR MoRE
ASSETS FROM WHICHOVER $5OO WAS RECEIVED
[] ururuowru
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS SoiwaE Vmlon 1.0.8
#
BOARDS AND EXECUTIVE POSITIONS
OrqanizationAcademy of Medicine, Engineering & Science of TexasAssociation of American Cancer Institutes (AACl)BioHoustonBuffalo Bayou PartnershiPCenter for Houston's FutureCenter for Houston's FutureCentro Nacional de lnvestigaciones Oncologicas (CNIO)Greater Houston Community FoundationGreater Houston PartnershiPHouston Grand OPeraHouston Museum of NaturalScienceHouston TechnologY Cenlerlnstitut Gustav RoussYJohns Hopkins Cancer CenterTeach for AmericaTexas MedicalAssociation Council on Medical EducationThe University of Texas M. D. Anderson Cancer CenterThe Woman's MuseumUCSD Cancer Center
Position HeldFinance CommitteeBoard of DirectorsBoard of DirectorsBoard of Directors, Exec. CommitteeBoard of DirectorsCouncil of GraduatesScientific Advisory BoardBoard of DirectorsBoard of DirectorsBoard of TrusteesBoard of DirectorsBoard of DirectorsPresident, Scientific CouncilScientific Advisory BoardHouston Regional BoardConsultantPresidentNationalAdvisory BoardScientific Advisory Board
PART 12
PositionHeld BvFilerFilerFilerSpouseFilerSpouseFilerSpouseFilerFilerSpouseFilerFilerFilerSpouseFilerFilerSpouseFiler
6t1012009 Supporting Schedule Part12
Teras Ethics Commission P.O. Box 12070 Austin, Texas 787'11'2070
EXPENSES ACCEPTED UNDER HONORARIUM EXCEPTION PART 13
D nor APPLTcABLE
ldentify any person who provided you with necessary transportation, meals, or lodging, as permitted under section 36.07(b)
of the Penal Code. in conneclion with a conference or similar evenl in which you rendered services, such as addressing an
audience or participating in a seminar, that were more than perfunctory. Also provide the amount of the expenditures on
transportation, meals, or lodging. You are not required to include items you have already reported as political contributions
on a campaign finance report, or expenditures required to be reported by a lobbyist under the lobby law (chapter 305 of the
Governmenl Code). For more information, see FORM PFS-INSTRUCTION GUIDE
1 pRovtoEn NAME AND ADDRESS
SEE ATTACHED DETAIL
2 Rnnourut $33,915.00
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS SotwarE V66ion '1.0.8
EXPENSES ACCEPTED UNDERHONOR,ARIUM EXCEPTION
Provider
PART 13
AmountAmerican Association for Cancer ResearchAmerican Radium SocietyGenentech BioOncology (Cadent Medical Communications)lntercultural Cancer CouncilNational Academies of ScienceNational Academies of Science (lran)National Academies of ScienceOhio State University Comprehensive Cancer CenterUniversity of Texas Southwestern Medical CenterYonsei University (Korea)
Total
2,332720
1,025535
1,62410,2211 ,976
577567
14,338
During the year, Filer received certain additional honoraria and expense reimbursementsfor scientific presentations and meetings. These presentations and meetings wereunrelated to Filer's official position as a public servant or his official duties and are,therefore, exempt from Penal Code section 36.07. Such activities are reported in Part 1A.
6t10t200s Supporting Schedule Part 13
Texas Ethlcs Commission P.O. Box 12070 Austin, Texas 7 87 I 1 -207 O (512)463-5800 1-800-32s-8s06
PERSONAL FINANCIAL STATEMENTPARTS MARKED 'NOT APPLICABLE' BY FILER
Rather than printing a page for each Part the filer checked 'Not Applicable,' this page summarizes whether the'Not Applicable' checkbox was checked for each Part. lf the checkbox is checked next to a Part below, then no
pages for that Part should be present in lhe report. lf a checkbox is not checked, then pages for that Part
should be present in the report.
E run Part 14 - Sources of Occupational Income
El nn Part 18 - Retainers
fl run Part 2 - Stock
E Nn Part 3 - Bonds, Notes & Other Commercial Paper
E run Parl4 - Mutual Funds
fl rule Part 5 - Income from Interest, Dividends, Royalties & Rents
I run Part 6 - Personal Notes and Lease Agreements
D rule Part 7A - Interests in Real Property
E run Part 78 - lnterests in Business Entities
fl Nin Part 8 - Gifts
D Nn Part 9 - Trust Income
El run Part 10A - Blind Trusts
E rule Part 10B - Trustee Statement
El run Part 114 - Assets of Business Associations
EI run Part 11B - Liabilities of Business Associations
fl run Parl',2 - Boards and Executive Positions
E run Part 13 - Expenses Accepted Under Honorarium Exception
8 run Part 14 - Interest in Business in Common with Lobbyist
El run Part 15 - Fees Received for Services Rendered to a Lobbyist or Lobbyist's Employer
E run Part 16 - Representation by Legislator Before State Agency
8 NIA part 17 - Benefits Derived from Functions Honoring Public Servant
I run Part 18 - Legislative Continuances
TX-PFS Sonw8rs V€clon 1.0.8
l , tj
exas Ethics Commission P.O. Box '12070 Austin, Texas 78711-2070 s800 1-600-325-8506
PERSONAL FINANCIAL STATEMENT AFFIDAVIT
The law requires the personal financial statement to be verfied. The verfication page must have the signature of theindividual required to file the personal financial statement, as well as the signature and stamp or seal of office of a notarypublic or other person authorized by law to administer oaths and affirmations. Without proper verification, the statementis not considered filed.
I swear, or affirm, under penalty of perjury, that this financial statement
covers calendar year ending December 31, 2008, and is true and conectand includes all information required to be reported by me under chapter572 of the Government Code.
hu-rt)Signature of Filer
AFFIX NOTARY STAMP / SEAL ABOVE
Sworn to and subscribed before me by this the e-{ a.yot ,20 6*,to certify which, witness my hand and seal of office.
/t A
Kr,,rn tAhT? I ̂ atuoLtrvarrria- n M@th
Pti"r"o**rom*J.i"fle ""nt f,Ue-ot omcer aOldr*steririg oath
"difrffi*_ Mod!,ibn TX-PFS Sonware VaElon 1.0.8