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Controversy: Repetitive transcranial magnetic stimulation or transcranial direct current stimulation shows efficacy in treating psychiatric diseases (depression, mania, schizophrenia, obsessive-complusive disorder, panic, posttraumatic stress disorder) Mark S. George, MD a , Frank Padberg, MD b , Thomas E. Schlaepfer, MD c,d , John P. O’Reardon, MD e , Paul B. Fitzgerald, MBBS, MPM, PhD, FRANZCP f , Ziad H. Nahas, MD a , Marco A. Marcolin, MD g a Brain Stimulation Laboratory, Psychiatry Department, Medical University of South Carolina, Charleston, South Carolina b Department of Psychiatry and Psychotherapy, Ludwig-Maximilians University Munich, Munich, Germany c Department of Psychiatry and Psychotherapy, University Hospital Bonn, Bonn, Germany d Departments of Psychiatry and Mental Health, The Johns Hopkins University, Baltimore, Maryland e Neuromodulation Treatment & Research Program, Department of Psychiatry, University of Pennsylvania, Philadelphia, Pennsylvania f Alfred Psychiatry Research Centre, The Alfred and Monash University School of Psychology, Psychiatry and Psychological Medicine, Victoria, Australia g Neuromodulation Research Lab, Psychiatry Department, University of Sa ˜o Paulo, SP, Brazil Brain imaging studies performed over the past 20 years have generated new knowledge about the specific brain regions involved in the brain diseases that have been classically labeled as psychiatric. These include the mood and anxiety disorders, and the schizophrenias. As a natural next step, clinical researchers have investigated whether the minimally invasive brain stimulation technologies (trans- cranial magnetic stimulation [TMS] or transcranial direct current stimulation [tDCS]) might potentially treat these disorders. In this review, we critically review the research studies that have examined TMS or tDCS as putative treatments for depression, mania, obsessive-complusive disorder, posttraumatic stress disorder, panic disorder, or schizophrenia. (Separate controversy articles deal with using TMS or tDCS to treat pain or tinnitus. We will not review here the large number of studies using TMS or tDCS as research probes to understand disease mechanisms of psychiatric disorders.) Although there is an extensive body of randomized controlled trials showing antidepressant effects of daily prefrontal Correspondence and reprint requests: Dr. Mark George, Brain Stimulation Laboratory, Department of Psychiatry, Medical University of South Carolina, 502 N, IOP, 67 President St, Charleston, SC 29425. E-mail address: [email protected] Submitted June 6, 2008. Accepted for publication June 6, 2008. 1935-861X/09/$ -see front matter Ó 2009 Elsevier Inc. All rights reserved. doi:10.1016/j.brs.2008.06.001 Brain Stimulation (2009) 2, 14–21 www.brainstimjrnl.com

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Page 1: Controversy: Repetitive transcranial magnetic stimulation or transcranial direct current stimulation shows efficacy in treating psychiatric diseases (depression, mania, schizophrenia,

Corresponde

N, IOP, 67 Presi

E-mail addre

Submitted Ju

1935-861X/09/$

doi:10.1016/j.br

Brain Stimulation (2009) 2, 14–21

Controversy: Repetitive transcranial magnetic stimulationor transcranial direct current stimulation shows efficacyin treating psychiatric diseases (depression, mania,schizophrenia, obsessive-complusive disorder, panic,posttraumatic stress disorder)

Mark S. George, MDa, Frank Padberg, MDb, Thomas E. Schlaepfer, MDc,d,John P. O’Reardon, MDe, Paul B. Fitzgerald, MBBS, MPM, PhD, FRANZCPf,Ziad H. Nahas, MDa, Marco A. Marcolin, MDg

aBrain Stimulation Laboratory, Psychiatry Department, Medical University of South Carolina, Charleston, South CarolinabDepartment of Psychiatry and Psychotherapy, Ludwig-Maximilians University Munich, Munich, GermanycDepartment of Psychiatry and Psychotherapy, University Hospital Bonn, Bonn, GermanydDepartments of Psychiatry and Mental Health, The Johns Hopkins University, Baltimore, MarylandeNeuromodulation Treatment & Research Program, Department of Psychiatry, University of Pennsylvania, Philadelphia,PennsylvaniafAlfred Psychiatry Research Centre, The Alfred and Monash University School of Psychology, Psychiatry andPsychological Medicine, Victoria, AustraliagNeuromodulation Research Lab, Psychiatry Department, University of Sao Paulo, SP, Brazil

Brain imaging studies performed over the past 20 years have generated new knowledge about thespecific brain regions involved in the brain diseases that have been classically labeled as psychiatric.These include the mood and anxiety disorders, and the schizophrenias. As a natural next step, clinicalresearchers have investigated whether the minimally invasive brain stimulation technologies (trans-cranial magnetic stimulation [TMS] or transcranial direct current stimulation [tDCS]) might potentiallytreat these disorders. In this review, we critically review the research studies that have examined TMSor tDCS as putative treatments for depression, mania, obsessive-complusive disorder, posttraumaticstress disorder, panic disorder, or schizophrenia. (Separate controversy articles deal with using TMS ortDCS to treat pain or tinnitus. We will not review here the large number of studies using TMS or tDCSas research probes to understand disease mechanisms of psychiatric disorders.) Although there is anextensive body of randomized controlled trials showing antidepressant effects of daily prefrontal

nce and reprint requests: Dr. Mark George, Brain Stimulation Laboratory, Department of Psychiatry,

dent St, Charleston, SC 29425.

ss: [email protected]

ne 6, 2008. Accepted for publication June 6, 2008.

-see front matter � 2009 Elsevier Inc. All rights reserved.

s.2008.06.001

www.brainstimjrnl.com

Medical University of South Carolina, 502

Page 2: Controversy: Repetitive transcranial magnetic stimulation or transcranial direct current stimulation shows efficacy in treating psychiatric diseases (depression, mania, schizophrenia,

rTMS or tDCS in treatment of psychiatric diseases 15

repetitive TMS, the magnitude or durability of this effect remains controversial. US Food and DrugAdministration approval of TMS for depression was recently granted. There is much less data in allother diseases, and therapeutic effects in other psychiatric conditions, if any, are still controversial.Several issues and problems extend across all psychiatric TMS studies, including the optimal methodfor a sham control, appropriate coil location, best device parameters (intensity, frequency, dosage, anddosing schedule) and refining what subjects should be doing during treatment (activating pathologiccircuits or not). In general, TMS or tDCS as a treatment for most psychiatric disorders remains excitingbut controversial, other than prefrontal TMS for depression.� 2009 Elsevier Inc. All rights reserved.

Keywords TMS; tDCS; depression; schizophrenia; clinical trials

Both transcranial magnetic stimulation (TMS)1 andtranscranial direct current stimulation (tDCS) are remark-able new tools for investigating brain function.2 Each tech-nique can be safely applied in awake alert adults, and bothtechniques have been shown to quickly alter neuronal func-tion both directly underneath the coil and in connectedbrain regions.1,3-7 However, both interventions also clearlydiffer regarding their mode of action. Although both in-volve focal electromagnetic fields, TMS leads to depolari-zation of neurons at least when applied near or abovemotor threshold intensities, whereas tDCS is thought tomildly shift membrane potentials toward hyperpolarizationor depolarization.

Researchers have enthusiastically adopted TMS andtDCS as research tools, using these techniques safely toexcite or inhibit a brain region both in healthy volunteersand patients, and then examine the effects of focal brainstimulation on a behavior or symptom. Thus, TMS andtDCS are powerful new research tools in psychiatry,complementing and building on brain imaging studies.8 Areview of research studies in psychiatry using TMS ortDCS as probes is beyond the scope of this review.1 Rather,this review focuses on treatment trials in psychiatry usingeither TMS or tDCS. Diseases such as tinnitus, stroke,epilepsy, and dementia in which these techniques are beingresearched are excluded from this review either becausethese diseases are not classically considered ‘‘psychiatric,’’or consensus or controversy papers regarding several ofthese conditions are discussed in separate reviews. In thisarticle, we examine the controversy of whether these twobrain stimulation technologies (TMS or tDCS) are effica-cious for treating depression, mania, the anxiety disorders(obsessive-complusive disorder [OCD], panic, posttrau-matic stress disorder [PTSD]), or the schizophrenias.

Depression

TMS

Far and away the most research with TMS as a potentialtreatment has been its use as an acute treatment fordepression. It is interesting to speculate why there has

been so much work in depression, as there are clearly otherdiseases with better defined neuroanatomy and pathophys-iology. Some have argued that TMS therapeutics shouldhave been tested first in these other diseases and then laterexpanded to depression.9 One factor that contributes to theenthusiasm for using TMS in depression is the example ofelectroconvulsive therapy (ECT), where intermittent focalstimulation is the most effective treatment available.10-13

The initial work studying TMS in depression14-17 followedon the heels of the precedent of ECT as an effective brainstimulation technique for treating acute depression. EarlyTMS depression researchers questioned whether a seizureinduced by ECT was necessary, per se, for a brain stimula-tion technique to treat depression.18 This followed the pio-neering ECT studies in the early 1990s showing thatalthough a seizure was necessary for ECT to work, it alonewas not sufficient. For example, seizures induced withparietal cortex stimulation had no therapeutic effect.19 Al-though a seizure, in the right location, was critical forECT to treat depression, early researchers argued that per-haps one could focally stimulate important mood regulatingbrain regions with TMS without inducing a seizure and stillproduce an antidepressant effect.18,20 There was alsoemerging brain imaging evidence that the prefrontal cortexis dysregulated in depressed patients,21-25 and that theprefrontal cortex is shut off after ECT.2,26-28 These ECTfindings contributed to the theory that corticosubcorticalregulatory networks might be dysfunctional in depres-sion.29 Thus, early TMS depression studies were launchedattempting to reset corticolimbic governance.20,30-33 Manyof these initial studies, especially those in treatment-resis-tant patients in controlled settings, found a small but statis-tically significant antidepressant effect.34-37 Initial studieswere limited in both dosage and length of treatment, butmore recent studies have begun using TMS in a mannersuch as medications or ECT, that is, given almost dailyover 4-6 weeks. After initial enthusiasm, many small sam-ple studies were launched around the world that weredesigned modeling a study that has not replicated.38 Pre-frontal repetitive TMS (rTMS) as an antidepressant requiresat least several weeks for clinical effects to appear, and maynot work very well in psychotic depression. These small,

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16 M.S. George et al

investigator-initiated trials attempting to replicate thatstudy were largely negative and the initial enthusiasm forTMS as an antidepressant quickly dissolved and was re-placed with skepticism.

However, many groups did find small effect sizes andthe research with TMS as a potential antidepressant con-tinued. To date, more than 35 individual randomized,placebo-controlled clinical trials, including more than1200 patients who had major depressive episodes havebeen conducted investigating the safety and efficacy ofrTMS as an antidepressant. Most of these studies used TMSin patients who were not taking medications. In themajority of these trials, especially those with reasonablesample sizes (.40) and in which treatment was given for atleast two weeks, investigators found significant differencesbetween active TMS and sham, with antidepressant effectsranging from modest to substantial. Many of the initialtrials had rather small sample sizes, incomplete shamdevices and short observation periods (2 weeks or less).Effect sizes seen in these earlier studies are smaller than inmore recent trials with larger samples, which used bettersham conditions, and used a longer duration of treatment.39

Numerous meta-analyses of these studies have been con-ducted.40-44 Most of these meta-analyses support the anti-depressant efficacy of rTMS, but the clinical effect sizesare modest and the ultimate clinical significance remainsunclear and is still controversial. Herrmann and Ebmeier’srecent analysis44 included 33 individual trials with 877 pa-tients and found rTMS to be more effective than shamrTMS, with a large effect size of 0.71. The average reduc-tion of depression scores after active rTMS was 33.6%compared with 17.4% after sham rTMS. The best predic-tion of a clinical response was achieved with stimulation in-tensities R90% of the resting motor threshold. Despite thepositive outcome of this meta-analysis, the authors arguethat their difficulty in identifying optimal treatment proto-cols points to a potentially nonspecific action of rTMS. In-deed, there is only preliminary data on dose/parameterresponse relations, namely, some evidence that a higher in-tensity or longer duration may lead to improved therapeuticeffects.37,45,46 Even more limited is the knowledge aboutoptimal frequency parameters and whether this should beindividualized or follow specific schedules of stimulation.

Despite the gradually accumulating body of evidenceemerging from many small investigator-initiated studiesfrom around the world, many skeptics argued that there wasno large multisite trial of TMS as an antidepressant similarto those used in the pharmaceutical world to assess theefficacy of antidepressant medications. Recently one TMSequipment manufacturer, Neuronetics, organized and con-ducted such a double-blind, multisite study, including 301medication-free patients with major depression who hadnot benefited from prior treatment and who were thenrandomly assigned to either active (n 5 155) or sham TMS(n 5 146) conditions.47 TMS sessions were conducted fivetimes per week at 10 pulses per second, 120% of motor

threshold, 3000 pulses per session, for 4-6 weeks. ActiveTMS was significantly superior to sham TMS at weeks 4and 6. Response rates were significantly higher with activeTMS on all three scales at weeks 4 and 6 (around 25% byweek 6). Remission rates were approximately twofoldhigher at week 6, with active TMS showing 16% remissionvs 9% with sham treatment. Active TMS was well toleratedwith a low dropout rate for adverse events (4.5%) that weregenerally mild and limited to transient scalp discomfort orpain. This trial was the basis of a Food and Drug Adminis-tration (FDA) approval and found an effect size for TMS(0.55 on the 17-item Hamilton Depression Rating Scale)that is similar to FDA-approved antidepressant medicationsbut lower than that observed with ECT, in which responserates range from 60-90%. An open-label extension of thistrial found a 46% response rate, which varied as a functionof the level of treatment resistance, with more treatmentresistant patients having poorer response.48

More recent studies have focused on examining thebest prefrontal location for stimulating (Fitzgerald, writtenpersonal communication, May 2008), experimenting withincreasing the dose or priming the TMS effects,45,49,50 orstimulating both left and right hemispheres.45,51

Controversy

As presented thus far, TMS as a treatment for depressionseems noncontroversial and rather straightforward. How-ever, substantial skepticism persists. For example, the UKNational Institute for Health and Clinical Excellence(NICE) report recently (November 2007) concluded thatTMS has not been shown to be effective for treatingdepression. They wrote, ‘‘There is uncertainty about theprocedure’s clinical efficacy, . TMS should therefore beperformed only in research studies.’’. Other skepticsargue that the large industry sponsored trial might havebias, and that it was not statistically significant without apost hoc correction. A particularly troubling criticism of thefield is that all TMS studies to date have required a trainedTMS operator to stand beside the patient during the 30- to50-minute treatment session every day. This operatorknows whether the patient is receiving active or shamtreatment and is thus in a position to potentially influencethe outcome, even unconsciously. In addition, the shamcoils used in many studies were either inadequate52 or po-tentially active,53 and investigators have not routinely re-ported the success or failure of their attempt to blindsubjects and their raters. So, using a very strict definition,some would argue that there still has never been a true mul-tisite randomized adequately sham-controlled trial of TMSin depression. One such trial is now underway, funded bythe National Institute of Mental Health (NIMH), with re-sults expected to be available in 2009. This trial, termedthe Optimization of TMS for the Treatment of Depression(OPT-TMS) trial, uses a ‘‘new active sham’’ techniqueand a true double-masked method in which no one who

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rTMS or tDCS in treatment of psychiatric diseases 17

knows the status of the patient ever encounters the patientor their data.54,55

Other areas of controversy include the lack of definitiveinformation about how long the antidepressant effects ofTMS last after the acute episode, whether TMS can be usedin a maintenance fashion to prevent depression relapses,56-59

and whether TMS can be used in conjunction with medica-tions as an adjunctive treatment. In general, it takes largersample sizes to show an adjunctive effect of a treatment.The studies have been mixed, which examined TMS addedto patients who are still on medications, or where TMS isstarted simultaneous with new medications.60

Studies investigating prefrontal TMS for bipolar depres-sion are similarly mixed, with only a few positive studies61

and several negative trials.62 Because the baseline moodchanges more quickly as patients cycle into and out of adepression naturally, in general, it takes larger samples toshow effects in bipolar patients.

Another area of controversy involves the issue whetherTMS works as an antidepressant in elderly patients. Anearly trial failed to find antidepressant responses in patientsolder than age 60.63 This was particularly disappointing asECT works very well in elderly depressed patients who aresensitive to medication side effects. Researchers wonderedwhether the lack of TMS effect might be caused by in-creased prefrontal atrophy, with older subjects needinghigher intensities of stimulation to overcome the greaterdistance.64-67 More recent studies in which this distancehas been adjusted for in determining the TMS dose havefound clinically significant effects.68 In fact, a most recenttrial in elderly patients with vascular depression foundrobust clinically significant effects over sham.69

One final area of controversy revolves around how theTMS coil has been positioned to theoretically stimulate theprefrontal cortex. An early algorithm called the ‘‘5-cm rule’’has been used in almost all studies to date. Researchers havefound, however, that this algorithm positions the coil overpremotor and not prefrontal cortex in almost one-third ofsubjects, depending on their motor cortex location and skullsize.70 More recent studies are adopting placement algo-rithms that will hopefully overcome this limitation.71

tDCS

There have only been two small single-site trials of tDCS indepression.72,73 These are promising but in no way defini-tive. More information may emerge at the October 2008Gottingen meeting.

Mania

Several sessions of ECT are often effective at rapidlyreducing the symptoms of mania.74-77 Thus, it was hopedthat TMS might also prove useful in treating mania.78-80 Inaddition, there are some reports in which prefrontal TMS

was being used as an antidepressant when it actually trig-gered mania, especially in bipolar depressed patients.81

Thus, if ECT can treat both depression and mania, and TMScan treat depression and induce hypomania, could TMS, prop-erly applied, also treat mania? An early study was promising.Researchers applied daily TMS for 10 days to either the rightor the left prefrontal cortex in hospitalized manic patientswho were also treated with the usual standard of care.82

The patients with right-sided treatment responded more rap-idly than did those treated on the left side, although therewere group differences at baseline that might have explainedor contributed to the difference. Unfortunately, a follow-upstudy by this group failed to replicate this finding.83

There are no reports to date of using tDCS to treatmania.

OCD

OCD has a fairly well-established functional neuroanatomyinvolving the basal ganglia and orbitofrontal cortex. Thisknown anatomy has been confirmed and refined by modernneuroimaging,84-86 but for many decades this circuitryserved as the basis of ablative brain surgery for the disorder.With a known pathologic circuit involving cortical regionsthat are dysfunctional, and a history of ablative surgery asan effective treatment, early researchers hoped that focalprefrontal TMS might help with OCD symptoms. The firstTMS study was less of a treatment study than a challengestudy in which OCD patients received only 1 day of rightprefrontal TMS or sham, and then rated their symptoms.87

Twelve OCD patients were given TMS (80% motor thresh-old, 20 Hz/2 seconds per minute for 20 minutes) to a rightlateral prefrontal, a left lateral prefrontal, and a midoccipi-tal (control) site on separate days, randomly. The patients’symptoms and mood were rated for 8 hours afterward.There was a significant reduction in compulsive urges afterthe right prefrontal stimulation. A double-blind treatmentstudy in 18 OCD patients found a mathematical differencein symptoms in favor of active treatment.8 There were tworesponders in the active group and none in the sham group.There has also been a positive study of TMS over the sup-plemental motor area in patients with OCD and Tourette’ssyndrome.89 Although these studies are promising, theirsmall sample sizes and single site status leave this area sub-ject to controversy.

PTSD

There has been intense interest regarding whether TMSmight help with PTSD symptoms. As in other psychiatricdisorders, initial case series90,91 and then small studiesshowed promise, but there have been negative publishedand unpublished data as well.92 This area remains quitecontroversial.

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18 M.S. George et al

Panic disorder

Despite a positive case report and open pilot trial,93,94 a re-cent small placebo-controlled trial showed no significantaction of 1 Hz rTMS compared wth sham treatment.95

Schizophrenia

Many clinicians and researchers are now referring to thedisease ‘‘schizophrenia’’ as the group of diseases called‘‘the schizophrenias.’’8 This naming convention parallelsthe method of referring to ‘‘the epilepsies,’’ in whichmany different pathophysiologies are present, all of whichresult in a seizure. In the schizophrenias, there is wide var-iation in symptoms, with different patients having more orless blunting and social isolation (so-called negative symp-toms), or auditory hallucinations and thoughts of paranoia,or problems with attention and concentration. Most re-searchers who have used TMS as a potential treatmentfor ‘‘the schizophrenias’’ have chosen to focus on a specificsubset, and then apply TMS in a targeted way that matchesthe disease, and report outcome with respect to the specificbehavior. Thus, rather than saying ‘‘TMS works for schizo-phrenia,’’ it is more appropriate to say, ‘‘TMS has beenshown to reduce XX symptoms in patients with schizophre-nia who exhibit these symptoms.’’8

Hallucinations

Auditory hallucinations are part of the positive symptoms ofschizophrenia. These types of hallucinations are believed toresult from aberrant activation of the language perceptionarea at the junction of the left temporal and parietal cortices.8

Researchers hypothesized that low-frequency TMS couldpotentially inhibit this area in patients with schizophreniaand provide relief from auditory hallucinations.96-100

A recent meta-analysis looked at the efficacy oflow-frequency TMS as a treatment of resistant auditoryhallucinations in schizophrenia.101 The authors found 10sham-controlled studies incorporating 212 patients. Theirreview concluded that slow-frequency TMS over the tem-poroparietal junction was effective in reducing auditoryhallucinations. Unfortunately, TMS had no effect on otherpositive symptoms or the cognitive deficits of schizophre-nia. Larger studies are needed to definitely establish theefficacy, tolerability, and use of TMS for schizophrenia hal-lucinations.102 This area is controversial, but there is grow-ing evidence that TMS may be at least temporarily effectivein reducing auditory hallucinations in patients withschizophrenia.

Negative symptoms

There have been six randomized controlled trials (RCTs)using intermittent daily prefrontal TMS to treat negative

symptoms in patients with schizophrenia.14,103-107 Three ofthese studies were positive. The jury is still out in this regard.

Summary and Conclusions

The use of TMS as a therapy for most psychiatric disordersis still controversial, as there are insufficient studies yet tofirmly know whether the treatment might work. A notableexception is using daily prefrontal rTMS to treat depres-sion, in which there is a consensus that there are antide-pressant effects greater than placebo. Even with TMS as anantidepressant, there is still controversy as to the size ofthese effects, whether they will have clinical use in real-world settings, and what scalp locations and treatmentparameters are optimal.

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