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Contamination Control in
GMP Areas
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Training Outcome of the Module:
Alter finishing this module, you will be able to:
List the common types of physical and chemical contaminants
Describe the consequences of producing contaminated products
Identify the potential sources of contamination at your worksite
List some ways that you can prevent contamination
Potential sources of physical and chemical contamination
How your facility has been designed to control contamination?
Some practical ways to prevent contamination
Introduction
Contamination is the presence of any foreign substance
in our products. It may be:
Physical: hair, foreign objects, dirt, dust, pollens
Chemical: cleaning agents, lubricants, other products
Microbiological: bacteria, moulds, spores, yeasts
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GOOD TO KNOW - CROSS-CONTAMINATION
Cross-contamination of product is caused by either:
a. contamination of a batch with a previous batch of the same product
b. contamination with a different product through carryover or proximity of
production lines
c. contamination by a foreign starting material usually of the dispensary or in
the store
The prevention of the cross-contamination requires:
a. the proper sealing, separation and storage of raw materials
b. care in management of the dispensary so as to exclude the opening of
different lots of containers in close proximity
c. the thorough and rigorous cleaning of all equipment, utensils, transfer lines,
extraction systems and vessels after use
d. re-inspection of equipment before use and line clearances at all stages of
manufacture
e. ensuring all air conditioning systems are serviced and property maintained
Cleanrooms and cross-contamination
The prevention of cross-contamination is also accomplished by the use of
positive air barriers (to exclude other products), dust extractors and
containment hoods (to trap and remove dust) during processing. Cleanrooms
are specifically designed so the air flow patterns and room pressures protect the
product, if is very important to maintain this protection by:
Keeping doors closed (to prevent loss of pressure)
Keeping air returns clear (to maintain sweeping of air)
Cleaning extractors and filters (for efficient operation)
Checking room monitors (to verify set pressures)
Regularly maintaining/servicing the air handling units
Main sources of contamination
Environment in which the product is formulated and filled
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Equipment used in formulation and filling
Operators
Raw materials and packaging materials
Other products may cause cross-contamination
Contamination control
Not all contaminants can be seen, for example, bacterial contaminants, so strict
controls are needed to prevent contamination. You must know and follow your
company's procedures.
If you suspect that contamination has occurred, make a note on the batch
records, and tell your supervisor. This way, there is a greater chance of detecting
the contaminant.
The two ampoules on the right are contaminated. They are slightly cloudy. It is
very difficult to tell isn't it?
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Raw Materials store
Poor housekeeping in the store can lead to product mix-ups and cross-
contamination.
RAW MATERIAL STORES
Doors should be kept shut to prevent dust
and pests from entering.
Materials should be stored off the floor in a
way to prevent damage or contamination.
Spills should be cleaned up immediately.
All materials and products should be clearly
labeled to prevent mix-ups.
There should be separate storage areas for
quarantined goods and a locked area for
rejected materials.
The open container is prone to contamination
from humidity or other microbial agents in
the environment.
Staffs must be wearing protective clothing.
Poor housekeeping practices and lack of
restricted access can lead to product mix-ups
or cross-contamination.
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GOOD TO KNOW - CONTROL OVER INCOMING GOODS
Incoming goods need to be controlled.
Each lot of material must be assigned a unique identification number to ensure
traceability and checked for possible transit damage and contamination.
Once these materials are accepted into the facility, they must be stored in such
a manner that contamination is minimized.
Before use, these materials must be checked for correct identity, cleanliness,
integrity of the storage container or protective wrapping and suitability for use
in the manufacturing process.
Only by these checks can operators satisfy themselves that the material has
not been contaminated during storage end is in fact the right material to be
using,
GOOD TO KNOW - USE OF COMPUTER SYSTEMS
Often computer systems are used to control inspection and test status, In this
case, materials and products may not have physical status labels or even be
stored in separate areas. Such systems must be validated and thoroughly
documented. All operators must be trained in the use of these systems.
Maintenance department
Poor housekeeping practices by maintenance personnel can cause problems in
manufacturing.
MAINTENANCE STORES
Operators should observe requirements for
wearing clean working gowns.
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Doors should be kept shut to prevent dust
and pests from entering.
Poor cleaning and hygiene practices can lead
to contamination of product.
Never use product bottles for lubricants or
other supplies. Always label bottles clearly to
prevent mix-ups.
Spills should be cleaned up immediately.
Pest control programs should be in place for
the entire facility.
This poor repair job has created a high risk
for microbial contamination.
Dispensary
Dispensing areas have been designed to minimize the risk of contamination and
mix-up. It's important that only raw materials are dispensed by authorized
operators following standard procedures.
DISPENSARY ROOM
Operators should observe requirements for
wearing clean working gowns.
Doors should be kept shut to prevent dust
and pests from entering.
These two drums should never be opened at
the same time.
There should be special precautions such as
exhaust fans to prevent the generation of
dust.
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Exhaust fans are only effective if they are well
maintained and switched on. Cleaning
procedures need to specify the methods for
cleaning exhaust ducts, grilles, flues and fan
blades.
Dirty equipment can be a source of
contamination.
Filling department
Poor contamination control in the filling department can have disastrous
consequences.
FILLING ROOM
Doors should be kept shut to prevent dust
and pests from entering.
Operators should observe requirements for
wearing clean working gowns.
Air handling units should be installed,
operated and maintained to ensure a clean
supply of air.
Never use product bottles for lubricants.
Always label bottles clearly.
Always wear the specified work garments to
prevent cross-contamination.
Poorly maintained equipment and incorrect
machine set ups may damage product
containers.
Never return dropped product to the line.
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GOOD TO KNOW - CONTROL BY CONTAMINATION BY MACHINERY
The machinery used in manufacturing a product is an often overlooked source
of possible contamination. Possible contaminants are lubricating fluids,
wearing parts that generate metal particulates, previous product remaining as
a result of incorrect cleaning and malfunctioning equipment that smash
containers or have inefficient extraction devices fitted.
The operator using these machines can ensure that contamination of product
does not occur by ensuring that the machines are thoroughly cleaned after use
and examined for cleanliness before use. During operation, the operator
should be constantly aware that a malfunctioning machine may contaminate
product and be alert for teaks, drips from lubricating glands or wearing of
machine parts.
Machines should be kept in good running order by having periodic preventative
maintenance checks performed according to a schedule that relates to the
machine age, use, and requirement for servicing. A maintenance program that
is directed at breakdown maintenance will not minimize the possibility of
contamination of product.
GOOD TO KNOW - CONTROL OF AIR QUALITY
Contamination can occur if contaminated air comes in direct contact with the
product at the dispensing of starring materials, the formulation of the product,
or the filling of me product into the final product containers. In each case, the
contamination may be airborne particulates, other products or a starting
material of a previous product.
The sources of airborne contamination can be the air supplied to the facility,
operators working in the facility and generating the contaminant, materials
bought into the facility, or machinery used within the facility.
Control of airborne contamination is achieved by controlling the quality of air
within the facility. This relates back to the design of the facility, the air handing
system and the rooms within the facility. The type of air filtration employed
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within the facility and the air flow are important factors in controlling
contamination.
Just as important is the temperature and humidity within the facility. A facility
that is too hot or too humid rapidly causes operators to perspire and perspiring
operators are a source of particulate and microbial contamination. For these
reasons, processing rooms and storage areas should have controlled access.
The quality of air required in processing areas will be different for different
products and for different manufacturing stages of product.
Packaging department
Special emphasis needs to be given to the control of labels and pre-printed
packaging materials to prevent mix-ups and product recalls.
PACKAGING ROOM
Operators should observe requirements for
wearing clean working gowns.
Doors should be kept shut to prevent dust
and pests from entering.
Labels should be kept in an restricted area.
They should be kept in sealed containers and
returned to the store before the next
operation.
Never take personal medication into the
manufacturing areas.
Operations should be segregated and signs
should clearly identify the product being
packaged to prevent mix-ups.
Different products must be segregated.
Labels should be securely fixed to the
container – not the lid.
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Prevent cross-contamination by conducting a
line clearance before commencing work.
GOOD TO KNOW - CONTAMINATION BY PEOPLE
Operators are a major source of contamination.
Operators need to be disciplined in their work habits and understand and
follow all procedures relating to the manufacture of product. Operators
involved in processes where exposed starling materials or products are
handled should not be suffering from a contagious disease or have open lesions
on the exposed surfaces of the body, if this is the case, report to your
supervisor.
Strict personal hygiene of all staff, whether involved with exposed product or
not, is essential in controlling contamination. Operators should never directly
contact exposed product or clean final product containers and caps as they
could contaminate the product with skin particles, body oils and hair. Jewelry
should not be worn if the operator has contact with exposed product as it is
potentially a source of dirt and grime. Jewelry may also fall into product mixes
and remain undetected.
Protective garments should be worn when handling starting materials and
exposed product. Once garments become wet or dirty, replace them with a
clean, freshly laundered garment. Wet and dirty garments are a potential
source of contamination. Operators and support staff should take particular
care when moving between work stations to ensure they are not carrying
residual materials on their clothes or footwear.
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Air must be controlled in rooms where product is exposed to the environment.
Some important controls for cleanrooms are:
PACKAGING ROOM
Filter the incoming air
Control the temperature
Control the humidity
Have fast flowing air
Have a laminar flow
Keep the room at a higher pressure
than the surrounding areas
Keep doors shut!
Work areas should be as close to the air inlet
as practical since this is where the air will be
the cleanest.
Air should flow away from the work station
and out of the room in a smooth manner.
Doors should be kept shut to maintain the air
pressure in the room.
Do not obstruct the air outlet this will upset
the flow of air.
Keep the air supply and returns clear of
obstructions. This way, you will minimize risk
of environmental contamination.
Observe the effects when obstructions are
placed in the room, by clicking on the buttons
below.
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AIRFLOW PATTERNS AND CONTAMINATION CONTROL
There are basically two types of cleanrooms:
a. those designed to exclude particles, dirt, bacterial and other products -
these are called positive pressure rooms where the room pressure is higher
than the outer rooms.
b. those designed to contain dust generated during product processing within
the room – these are called negative pressure rooms where the room
pressure is less than surrounding rooms.
These rooms often have a dust extraction system to trap product dust.
The effective operation of either room type is dependant on keeping doors
closed and ensuring inlet filters, air return vents and dust extraction
equipment is clean and operating properly.
GOOD TO KNOW - POSITIVE PRESSURE ROOMS
Positive pressure rooms are at a higher pressure than surrounding areas - if
the door is kept closed. The rooms are designed to clean the air by exchanging
it about every 3 - 5 minutes through air filters in the inlet vents. The air is
swept across the room to outlets (returns) near the floor and door. Provided
the doors are kept shut the room should be very clean.
These rooms are used when the exclusion of bacteria and particles from the
room and product is important.
Products that are processed in these cleanroom, where bacterial exclusion is
important, include creams, oral liquids, ointments and sterile products.
GOOD TO KNOW - NEGATIVE PRESSURE ROOMS
Negative pressure rooms are used when it is more important to trap or contain
any product dust in the room or dust extractor. This is done to prevent
contamination of other processing rooms and possible cross-contamination of
other products and equipment.
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Rooms of this type usually contain a secondary extractor to collect the product
dust and sometimes filters on the return air vents and ducts. It is important
to keep doors shut, clean room and equipment regularly and maintain the
extraction systems.
Dry oral products, such as tablets and capsules, where bacteria or particles
are less of a problem, are usually processed in these rooms.
A pharmaceutical manufacturer had a product recall due to insecticide
contamination of a batch of tablets.
Several consumers had severe reactions due to the poisoning. Since insecticide
was not used in the plant, the company started a detailed investigation to trace
the source of the problem. The company rightly suspected that the problem was
one of foreign contamination.
Select what you think could be the possible sources of the problem. Explore each
possible explanation.
SOURCE OF PROBLEM
No, the company records indicated that no
insecticide was used or processed in the plant.
Possible, but the company was very careful not
to allow poisons into the factory. The pest
control company was escorted on site and not
permitted near processing rooms. They did spray
around storage rooms, however.
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No, unless the supply company made a horrible
mistake. However, the company did not check
the cleaning agent drums on receipt.
Possible, but the company was very careful to
conduct identity tests on all new materials
before use. Not every container was tested,
however.
No, the product had a tamper-evident seal, and
the severe reactions were in different regions.
Possible, the company did not use drum liner
bags, and the bulk product was in direct contact
with the inside surface of the 44 gallons storage
drums.
What actually happened
The drug maker used 44 gallon drums to store bulk powder. These drums were
supplied and recycled by a drum supplier. Among the drum supplier's customers
was an insecticide manufacturer. This was not known to the drug maker because
they had not audited the drum supplier's operations. The drum supplier did not
keep a separate stock of drums for the drug manufacturer, and did not have a
cleaning program for recycling.
Investigation also revealed that drum bag liners were not used, nor did the drug
maker have a program to inspect or clean the drums before their use in the plant
and. reasonably, their QC testing did not check for insecticide contamination.
When contaminated drums were returned by the insecticide manufacturer and
recycled via the drum supplier to the drug maker, the problem remained
undetected.
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HOW DID THEY FIX IT?
The company implemented the following corrective action to prevent
recurrence of the problem:
Purchase dedicated drums
Inspect any drums on receipt for cleanliness. Wash any that are not clean
or better still, reject.
Ensure staff inspect all equipment before use No exceptions!
Use fresh liner bags to isolate product from storage drums.
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Summary
Risks of contamination or cross-contamination arise:
From starting materials (including water)
From the environment and from uncontrolled release of dust, gases, vapors,
sprays or organisms from materials or products in process
From residues in equipment
From operators and their clothing
Contamination control is achieved by:
Having well-designed and operated facilities
Good housekeeping practices
Having written procedures for:
- handling and storing material and products
- cleaning of equipment and facilities
- preventive maintenance programs
- conducting room and line clearances
Having well-trained operators
Documenting all deviations or abnormalities
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TAKE THE TEST NOW
Number of questions: 10
No time limit
Allow you save and finish at a later date
Allow you to go back and change your
answer
Attempting each question is mandatory
Pass mark at and above 70%
Print results and certificates