consolidated capital market investment limit for the scheduled banks_sept,13

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¯vt/-

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gnveë ’vcK ‡dvb t 9530093

(dd/MM/yyyy)

% of Investment in

Capital Market to

Total pescribed

Capital Components

Amount Paid up Statutory

Reserve

Retained

Earnings

Share

Premium

Total

a) -

b) -

c) -

d) -

e)-

f) -

g) -

h) -

-

Signature

Name

Designation

ID no.

Phone

Name of the bank

Bank has no

exposure in capital

market

Total of Capital Components (in crore Tk.) as stated in the last

audited balanceSheet

Components

Statement Regarding Total Investment in Capital Market (TICM)(To be submitted within the10th of the following month)

Certified that the above information is correct.

Total

Shares

Loan to others for merchant banking

and brokerage activities

Loan to own subsidiary/subsidiaries

Placement/others

Reporting date

Investment In Capital Market (in crore Tk.)

-

Bonds/Debentures

Equity Investment in Subsidiary

Mutual Fund/Fund

Loan to Stock Dealer

BANK NAME:

DATE: (dd/MM/yyyy)

Paid up Statutory Reserve Retained earnings Share premium

1 2 3 4 5 6 7 8 9 10 11 12=col.9-col.11 13=col.10/col.1 14=col.10/col.6 15=col.10/col.(1+2+3+4)

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

- 0.00% 0.00% 0.00%

Sub-total - - - -

% of market

value of shares

to paid up

capital of the

company

INVESTMENT IN SHARES

Name of the company (as

appeared in the ticker of the

stock exchange where

applicable)

Paid up capital of the

company

No. of Shares

issued

% of market value of shares

to total capital components

of the banking company

(Fig. In TK.)

% of market value

of shares to paid up

capital of the

banking company

# Insert as many rows as needed by 'Insert row' function of excel in the databox.

Total Market value

Face Value

(Per unit)

Capital components of the bank co. as on-- Own Portfolio

Total no. of

shares held under

own portfolio

Total no. of shares

held under own

portfolio at the last

reporting date

Increase/

Decrease

BANK NAME:

DATE: (dd/MM/yyyy)

(Fig. In TK.)

1 2 3 4 5 6 7=col.4-col.6

Sub-total - - - -

Face Value

(Per unit) Total no. of

units held under

own portfolioTotal Market value


Own Portfolio

INVESTMENT IN MUTUAL FUND/SUBSCRIPTION IN ANY FUND FOR CM

Total no. of units

held under own

portfolio at the last

reporting date

Increase/

Decrease

Name of the Mutual Fund (as

appeared in the ticker of the

stock exchange)/Name of the

Fund

No. of units issued

BANK NAME:

DATE:

(Fig. In TK.) (Fig. In TK.)

Name of the Bond/Debenture Face Value Market value Total Market value of

Bond/Debenture

Total Capital of the

Bank

% of the value of Bond/

Debenture to Total Capital

1 2 3 1 2 3

0.000

0 460 0.00%

INVESTMENT IN BOND AND DEBENTURE


BANK NAME:

DATE: (dd/MM/yyyy)

(Fig. in TK.)

#1

Sl. No Name Outstanding Loan/Limit

whichever is higher

Total Capital of the bank

as on the last base dateOutstanding Loan

% of Outstanding loan to

Total Capital

1 2 3 4 5 6=col.5/col.4

Total -

#2

Sl. No Name Outstanding Loan/Limit

whichever is higher

Total Capital of the bank

as on the last base dateOutstanding Loan

% of Outstanding loan to

Total Capital

1 2 3 4 5 6=col.5/col.4

Total -

#3

Sl. No NameOutstanding Loan/Limit

whichever is higher

Member of (name of the

stock exchange, eg.

DSE/CSE etc.)

Outstanding Loan

Membership No.

1 2 3 4 5 5

Total -

#4

Sl. No NameBalance

1 2 3

Total -

#5

Sl. No Name Balance

1 2 3

Total -

Loan to Stock dealer:


INVESTMENT IN CAPITAL MARKET : LOANS/ADVANCES AND EQUITY INVESTMENT IN SUBSIDIARY

Balance Kept/Placed with any company involved with Capital Market Activities

Exposure in capital market

Loan to own subsidiary/subsidiaries established for Merchant banking or brokerage activities:

Loan to others for Merchant banking or brokerage activities:

Equity Investment in Subsidiary/Subsidiaries established for Capital Market activities

consolidated capital market investment limit for the scheduled banks_sept,13

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