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CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup

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Page 1: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

CMMI Case Studyby Dan Fleck

CMMI Case Studyby Dan Fleck

Reference: A CMMI Case Study: Process Engineering vs.

Culture and Leadership

by

Jeffrey L. Dutton,Jacobs Sverdrup

Reference: A CMMI Case Study: Process Engineering vs.

Culture and Leadership

by

Jeffrey L. Dutton,Jacobs Sverdrup

Page 2: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

OverviewOverview

Jacobs Sverdup’s Advanced Systems Group

400 employees Seven states Wide range of services and products to

all 4 military branches and NASA Range of sizes (40 people, 4 years to 2

people, 12 months)

Jacobs Sverdup’s Advanced Systems Group

400 employees Seven states Wide range of services and products to

all 4 military branches and NASA Range of sizes (40 people, 4 years to 2

people, 12 months)

Page 3: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

Beginnings…Beginnings…

Chartered Software Engineering Process Group (SEPG)SEPG trained field office Process

Action Teams (PATs)Idea: Buy-in would be easier with

PATs in the field offices

Chartered Software Engineering Process Group (SEPG)SEPG trained field office Process

Action Teams (PATs)Idea: Buy-in would be easier with

PATs in the field offices

Page 4: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

RealityReality

PAT teams had problems with buy-in, non-participation -- no one likes process

Attempts: Tying perf appraisal to PAT participation Positive feedback systems Newsletters Intense training

PAT teams had problems with buy-in, non-participation -- no one likes process

Attempts: Tying perf appraisal to PAT participation Positive feedback systems Newsletters Intense training

Page 5: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

Plan 2: EPICPlan 2: EPIC

SEPG reformed into Engineering Process Improvement Center (EPIC)Created 2 person core team and got

buy-in from field office leads (heads of field offices)

Adopted life-cycle framework from ISO/IEC 12207

SEPG reformed into Engineering Process Improvement Center (EPIC)Created 2 person core team and got

buy-in from field office leads (heads of field offices)

Adopted life-cycle framework from ISO/IEC 12207

Page 6: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

EPIC progressEPIC progress

Over two years defined six major work products: An integrated engineering handbook for project managers,

engineers, and management. An engineering performance improvement program plan

for the EPIC. A process and product quality assurance plan for quality

assurance. A measurement and analysis plan for the entire

organization. A purchasing manual for contract managers and project

managers. A knowledge management plan.

Over two years defined six major work products: An integrated engineering handbook for project managers,

engineers, and management. An engineering performance improvement program plan

for the EPIC. A process and product quality assurance plan for quality

assurance. A measurement and analysis plan for the entire

organization. A purchasing manual for contract managers and project

managers. A knowledge management plan.

Page 7: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

New Mechanisms AdoptedNew Mechanisms Adopted

A life cycle that is both flexible and recursive, allowing tailoring to support the needs of the project and the customer.

A repeatable tailoring approach that accommodates services, systems, and hardware and software development for small to large project sizes.

The use of principal managers and leaders in the organization to teach critical courses.

The early development of an automated measurement database.

The development (later than we wanted) of a distributed work environment to support process engineering and information sharing.

A life cycle that is both flexible and recursive, allowing tailoring to support the needs of the project and the customer.

A repeatable tailoring approach that accommodates services, systems, and hardware and software development for small to large project sizes.

The use of principal managers and leaders in the organization to teach critical courses.

The early development of an automated measurement database.

The development (later than we wanted) of a distributed work environment to support process engineering and information sharing.

Page 8: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

Results?Results?

External audits noted they still had buy-in and institutionalization lacking

Realized they needed more external audits because “organizational delusion” did not let them see the problems.

Refocused on knowledge management to fix these issues

Added pilot projects, all levels of review (low level to senior management), quality reviews, etc…

External audits noted they still had buy-in and institutionalization lacking

Realized they needed more external audits because “organizational delusion” did not let them see the problems.

Refocused on knowledge management to fix these issues

Added pilot projects, all levels of review (low level to senior management), quality reviews, etc…

Page 9: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

Does it ever end?Does it ever end?

Pilot projects showed numerous areas for improvements

Eventually organizational culture of change emerged helped by a strong leadership culture willing to change and everyone with a feeling of “People are our greatest asset” and “Growth is imperative”

Pilot projects showed numerous areas for improvements

Eventually organizational culture of change emerged helped by a strong leadership culture willing to change and everyone with a feeling of “People are our greatest asset” and “Growth is imperative”

Page 10: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

Challenges and Lessons Learned

Challenges and Lessons Learned

Leaders that got into leadership by providing their own “stovepipe processes”

Leaders asked to abandon tried and true processes

Needed people to trust EPIC to promote buy-in

Needed to respond quickly and positively to criticism and challenges to the process

Leaders that got into leadership by providing their own “stovepipe processes”

Leaders asked to abandon tried and true processes

Needed people to trust EPIC to promote buy-in

Needed to respond quickly and positively to criticism and challenges to the process

Page 11: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

Leadership Didn’t KnowLeadership Didn’t Know The CMMI really does change the way every part of the

organization operates. The costs associated with adoption of the CMMI are real and

cannot be avoided. Routine actions have to be conducted in accordance with the

standard process, as well as corrective and near-crisis actions. A CMMI process improvement effort is not just another project,

where the work products are the most important output. Some of the people you have worked with and trusted for years

will resist the improvement effort for various well-intentioned reasons.

Assessments cannot be used to provide feedback and evaluate the performance of individual elements of the organization.

The CMMI process improvement effort must be carefully aligned with the goals of the organization to make it worthwhile.

The management and leadership style that has served to bring leaders this far in the organization now must be negotiated with the unseen authors of a complex model they are just beginning to appreciate.

The CMMI really does change the way every part of the organization operates.

The costs associated with adoption of the CMMI are real and cannot be avoided.

Routine actions have to be conducted in accordance with the standard process, as well as corrective and near-crisis actions.

A CMMI process improvement effort is not just another project, where the work products are the most important output.

Some of the people you have worked with and trusted for years will resist the improvement effort for various well-intentioned reasons.

Assessments cannot be used to provide feedback and evaluate the performance of individual elements of the organization.

The CMMI process improvement effort must be carefully aligned with the goals of the organization to make it worthwhile.

The management and leadership style that has served to bring leaders this far in the organization now must be negotiated with the unseen authors of a complex model they are just beginning to appreciate.

Page 12: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

You should knowYou should know

There will be more challenges then you expect

Some heros will leave the company It will cost more than you expect Leadership must believe in the process

and be willing to weather the storm Leaders must also know and trust their

people who are implementing the program

There will be more challenges then you expect

Some heros will leave the company It will cost more than you expect Leadership must believe in the process

and be willing to weather the storm Leaders must also know and trust their

people who are implementing the program

Page 13: CMMI Case Study by Dan Fleck Reference: A CMMI Case Study: Process Engineering vs. Culture and Leadership by Jeffrey L. Dutton,Jacobs Sverdrup Reference:

What do you get?What do you get? 20% reduction in unit s/w costs - Lockheed Martin 15% decrease in defect find and fix cost - Lockheed

Martin Costs dropped 48% from a baseline prior to CMM as the

achieved CMMI-3 - DB Systems GambH Estimation accuracy improved 72% on average in three technical areas - Siemens

Percentage of milestones met improved from approximately 50 percent to approximately 85 percent following organization focus on CMMI - General Motors

Many many more at: http://www.sei.cmu.edu/cmmi/results/results-by-category.html

20% reduction in unit s/w costs - Lockheed Martin 15% decrease in defect find and fix cost - Lockheed

Martin Costs dropped 48% from a baseline prior to CMM as the

achieved CMMI-3 - DB Systems GambH Estimation accuracy improved 72% on average in three technical areas - Siemens

Percentage of milestones met improved from approximately 50 percent to approximately 85 percent following organization focus on CMMI - General Motors

Many many more at: http://www.sei.cmu.edu/cmmi/results/results-by-category.html