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CATALYST: The Immuno‐oncology Revolution Continues: A 3D View Chapter 3: Resistance or Nonresponse to Treatment Mario Sznol, MD Professor of Medicine (Medical Oncology) Co‐Director, Cancer Immunology Program at Yale Cancer Center New Haven, CT

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Page 1: CATALYST: The Immuno‐oncology Revolution …...CATALYST: The Immuno‐oncology Revolution Continues: A 3D View Chapter 3: Resistance or Nonresponse to Treatment Mario Sznol, MD Professor

CATALYST: The Immuno‐oncology Revolution Continues: 

A 3D ViewChapter 3:  Resistance or Nonresponse to Treatment

Mario Sznol, MDProfessor of Medicine (Medical Oncology)

Co‐Director, Cancer Immunology Program at Yale Cancer CenterNew Haven, CT

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Disclosures

Dr. Sznol has disclosed that he is a consultant for AbbVie, Allakos, Almac, AstraZeneca/Medimmune, Biodesix, Bristol‐Myers Squibb, Genentech/Roche, Genmab, Hinge, Innate Pharma, Immunocore, Modulate Therapeutics, Molecular Partners, Newlink Genetics, Novartis, Torque, and Seattle Genetics.  Dr. Sznol is also on scientific advisory boards for Adaptimmine, Lyciera, Omniox, Pieris, and Symphogen.

This activity is supported by an educational grant from Bristol‐Myers Squibb.

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CME Objectives

• Discuss the pathophysiology of adult malignancies with a focus on tumor immunosurveillance and immune evasion

• Review significant advances and unmet medical needs associated with currently available immuno‐oncology therapies, including innate and adaptive resistance mechanisms (eg, T‐cell exhaustion)

• Describe immune pathways that may be targeted to overcome immune‐evasion mechanisms and emerging clinical data on novel immuno‐oncology agents

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FDA‐Approved Cancer Immune Checkpoint Inhibitors

NSCLC:  non‐small cell lung cancer; SCLC: small‐cell lung cancer; HNSCC: head and neck squamous cell cancer; TNBC: triple‐negative breast cancer; cHL:  classical Hodgkin lymphoma; PMBCL: primary mediastinal large B‐cell lymphoma; MSI‐H: microsatellite instability‐high cancer; dMMR: mismatch repair deficient; CRC: colorectal cancer; RCC: renal cell carcinoma; CLL: chronic lymphocytic leukemia; NHL: non‐Hodgkin’s lymphoma; B‐CLL; B‐cell chronic lymphocytic leukemiaPlease see prescribing information for each agent for full indications, notes and stipulations for use. Indications accurate as of March 20, 2019.

Agent Target Cancer Indication(s)PD‐1/PD‐L1

Nivolumab PD‐1Melanoma; NSCLC; metastatic SCLC; intermediate/advanced RCC; HCC; cHL; HNSCC; and urothelial and MSI‐H/dMMR cancers

Pembrolizumab PD‐1Melanoma; NSCLC; HNSCC; cHL; PMBCL; HCC; and urothelial, MSI‐H/dMMR, gastric, cervical, and Merkel cell cancers

Atezolizumab PD‐L1 NSCLC; TNBC; urothelial carcinoma

Avelumab PD‐L1 Urothelial and Merkel cell cancers 

Durvalumab PD‐L1 Urothelial carcinoma; stage III NSCLC

CTLA‐4

Ipilimumab CTLA‐4 Melanoma; RCC; MSI‐H/dMMR cancer

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Predictors for Clinical Response to Anti‐PD‐1/PD‐L1 Pathway Blockade 

• PD‐L1 expression – (tumor, tumor‐infiltrating immune cells)• Presence of interferon‐gamma (or T‐effector) gene signature• High tumor mutation burden (DNA sequencing or RNA‐seq, dMMR, 

MSI‐high)

Possibly reflect a pre‐existent T‐cell response to tumor• Number of CD8+ T cells at tumor invasive margin• Presence of tumor stromal CD8+ T cells• Clonality of intratumoral T‐cells• Intratumoral CD8+ T cell quality/type and quantity

Taube JM, et al. Clin Cancer Res. 2014;20:5064‐5074; Zou W, et al. Sci Transl Med. 2016; 8(328): 328rv4. doi:10.1126/scitranslmed.aad7118 .

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Primary and Acquired Resistance

PDPrimaryResistance

TumorRegression or prolonged 

stable disease 

PD AcquiredResistance 

Tumor Regression 

PDSensitive or Acquired Resistance Stop therapy

Sharma P, et al. Cell. 2017;168:707‐723.

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Summary of Immune Checkpoint Inhibitor Non‐Response or Resistance 

• Genetic component? • Low tumor mutation burden• Lower microbiome diversity/presence or 

absence of bacterial species• Increased/stabilized beta catenin• Failure of Sting activation • PTEN loss (dependent on VEGF) • Increased VEGF• Tumor Hypoxia• IPRES signature/angiogenesis/ETM transition • Increase in Myeloid cell signature • Increased peripheral complement activation, 

wound healing, acute phase reactants• Tumor/TME metabolism (glucose)• Induction of T‐cell regulatory mechanisms (IDO, Tim‐3, 

other immune checkpoints) or T‐cell exhaustion• Increase in tumor DNA copy number loss (immune related genes)• JAK mutations (IFN‐ƴ pathway signaling)• Beta‐2 microglobulin/HLA loss

Priming – Minimal to no T‐cell response  

Exclusion/Traffic signals? Or lack of/inadequate activation of tumor APC

Tumor cell or T‐cell insensitivity 

Feedback negative regulation +/‐ lack of additional agonist signals 

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Tumor Intrinsic Mechanisms to Avoid Immune Recognition

Sharma P, et al. Cell. 2017;168:707‐723.

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Please put on your 3D glasses

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Resistance or Nonresponse to Treatment3D Video 

(Note: this slide should not be shown; it is the placeholder for the video)

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Multiple Pathways Modulate T Cell and APC Activity

APC = Antigen presenting cells.Midan A, Curran MA. Cancer Immunol,Immunother. 2015;64:885‐892.

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Anti‐CD40, FLT3, TLR agonists 

STING agonists, T‐VEC, Other oncolytic viruses, Vaccines, Chemotherapy, Targeted agents, Epigenetic Modifiers, MEKi

Adoptive Transfer: CAR‐T 

Actions of Approved and Investigational Agents 

Wang M et al. Biochimica et Biophysica Acta. Reviews on Cancer. 2018; https://www.sciencedirect.com/science/article/pii/S0304419X18302026

Create new tumor‐specific T‐cells or enhance in vivo Ag presentation 

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Actions of Approved and Investigational Agents (cont) 

Wang M et al. Biochimica et Biophysica Acta. Reviews on Cancer. 2018; https://www.sciencedirect.com/science/article/pii/S0304419X18302026

Expansion and Increase Function of Ag‐specific T cells

Co‐opt non‐specific TIL 

CTLA‐4, others

Enhancing TCR signaling 

Transcription factor agonists 

Cytokines and Modified Cytokines

Co‐stimulatory Agonists – 4‐1BB, OX‐40, GITR, ICOS, CD27 

Adoptive Transfer: TIL, CAR‐T 

Activate with TCR‐CD3 Constructs (CEA, gp100)

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Co‐stimulatory and Inhibitory Immune Checkpoint Molecules, T‐Cell Responses, and Interactions

Wang M et al. Biochimica et Biophysica Acta. Reviews on Cancer. 2018; https://www.sciencedirect.com/science/article/pii/S0304419X18302026

Checkpoints within tumor 

MDSC/TAMS

Treg

Inhibitory Cytokines

CTLA‐4, LAG3, TIM3, TIGIT, B7‐H3, B7‐H4, PD‐1H (Vista), CD200, CEACAM1, KIR

HDACi, MER‐TKi, CCR2i, CSF‐1Ri, CD40, CKITi, ibrutinib, Anti‐CD47 (‘Don’t Eat Me Signals’ ), SIGLECs

Anti‐CCR4, anti‐CTLA‐4, anti‐CD25

Antibodies and small molecule inhibitors of TGF‐beta or its receptors

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Co‐stimulatory and Inhibitory Immune Checkpoint Molecules, T‐Cell Responses, and Interactions (con’t)

Wang M et al. Biochimica et Biophysica Acta. Reviews on Cancer. 2018; https://www.sciencedirect.com/science/article/pii/S0304419X18302026

Hypoxia/Adenosine 

Metabolic Inhibitors and Prostaglandins

Barriers to T‐cell infiltration 

Adenosine 2AR inhibitors Anti‐CD39, anti‐CD73

IDO inhibitors, Cox2 inhibitors, modulators of tumor/T‐cell glucose consumption (PPAR‐alpha inhibitors) 

Anti‐VEGF, anti‐SEMA‐4D, anti‐CTLA‐4

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Co‐stimulatory and Inhibitory Immune Checkpoint Molecules, T‐Cell Responses, and Interactions

Wang M et al. Biochimica et Biophysica Acta. Reviews on Cancer. 2018; https://www.sciencedirect.com/science/article/pii/S0304419X18302026

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Potential Practical Use of Biomarkers

Biomarker 1* for PD‐1/PD‐L1 pathway  

Biomarker x1, x2, x3 for alternative therapies 

Optimal anti‐tumor response

Sub‐optimal anti‐tumor response

No anti‐tumor response

Biomarker 2

Biomarker 3 for maximal effect –stop therapy, no further therapy  

Add therapy X to PD‐1/PD‐L1 blockade 

Add therapy X/Y/Z to PD‐1/PD‐L1 blockade 

Immune therapy X/Y/Z without  PD‐1/PD‐L1 blockade 

Alternative non‐immune therapy

* Odds for benefit and quality of benefit 

Biomarker 1 and Biomarker 2 could be assessed early post‐treatment 

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Conclusions

• FDA‐approved immunotherapy inhibits either (1) CTLA‐4, or (2) the PD‐1/PD‐L1 pathways. These options release natural brakes on the immune system, increasing activation of immunity with beneficial effects on T cells. 

• Several predictors of response to anti PD‐1/PD‐L1 blockade exist, including PD‐L1 expression, presence of IFN‐γ, and high tumor mutation burden

• Mechanisms of resistance/non‐response may occur through several pathways, including priming, exclusion/traffic signals, regulation of agonist signals, tumor cell/t‐cell insensitivity, and others

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UP NEXT:  CHAPTER 4

CATALYST: The Immuno‐oncology Revolution Continues: A 3D ViewChapter 4: Investigational Treatment

Jeffrey Weber, MD PhDDeputy Director, Perlmutter Cancer Center Co‐Director, Melanoma Research Program

New York University Langone Medical Center New York, NY