case study 3 - annex

34
This project has received funding from the European Union’s Horizon 2020 research and innovation programme under grant agreement No 642317. Case Study 3 - Annex Danube River Basin – harmonising inland, coastal and marine ecosystem management to achieve aquatic biodiversity targets 1 1 See full case study report for author and project information. Further information at https://aquacross.eu/content/case-study-3-danube-river-basin-harmonising-inland-coastal-and- marine-ecosystem-management

Upload: others

Post on 20-Oct-2021

2 views

Category:

Documents


0 download

TRANSCRIPT

This project has received funding from the European Union’s Horizon 2020 research and innovation

programme under grant agreement No 642317.

Case Study 3 - Annex

Danube River Basin – harmonising inland,

coastal and marine ecosystem management to

achieve aquatic biodiversity targets1

1See full case study report for author and project information. Further information at https://aquacross.eu/content/case-study-3-danube-river-basin-harmonising-inland-coastal-and-

marine-ecosystem-management

Annex 1: Danube tributaries: Impact of

hydropower

Southeast Europe (SEE) represents one of the hotspots of aquatic biodiversity worldwide

(Griffiths, Kryštufek, & Reed, 2004). In the same time, the area sees a boom of hydropower

development, with more than 2500 dams being planned, even in nature conservation areas (EU

Natura 2000 areas). Thus, the construction of hydropower dams represents a clear threat to

the regional aquatic biodiversity and ecosystem services, while there is hardly any data

available so far on the environmental effects of hydropower plants in that region featuring high

aquatic biodiversity.

So far, there is no nationally available overviews on the number of existing and planned HP

plants for the most countries of SEE Europe. As data on the operation type of HP plants are

often lacking, too, as well as the environmental flows provided, the impacts of existing HP

plants on the flow regimes of rivers are largely unknown, and in consequence the ecological

impacts, too. Especially, potentially valuable hydrological and ecological studies comparing the

situations before and after dam construction are rare. There are missing national strategies for

hydropower development which are legally binding.

Selection of the relevant indicators, metrics and indices for

assessing the pressure induced by hydropower activity

Based on data availability for Danube tributaries indicators for the D-P-S analyses in SEE were

selected according with the AQUACROSS concept on drivers, human activities, pressures and

ecosystem state, which was specified for indicators, metrics and indices in WP4 and WP5.

Water abstraction, water flow changes and interruption of longitudinal river continuity for

energy production by hydroelectric dams were selected as indicators for physical changes by

human activities (Table AI 1), and fish communities were selected to describe state/ecosystem

components (Table AI 2)

Table AI 1 Available integrative indicators describing selected pressure induced by hydropower activity

Pressures Indicator Available metric/Index Data availability

Water flow rate

changes,

Water abstraction

Water flow changes,

hydrological

alteration - local,

including sediment

transport

considerations

Extent of area affected by

permanent hydrographical

alterations

River water bodies

significantly affected by

impoundments, water

Slovenia, Croatia,

Montenegro,

Serbia, Bosnia and

Herzegovina,

Bulgaria, Romania

abstraction or

hydropeaking

ditto Collated database of

future infrastructure

projects (hydrological

alteration)

Slovenia, Croatia,

Montenegro, Serbia,

Bosnia and

Herzegovina,

Bulgaria, Romania

Water flow rate

changes,

Water abstraction

Water flow changes,

hydrological

alteration

The ecodifference method

(ecodeficit and ecosurplus

metrics)

5 rivers in Slovenia

and Croatia affected

by hydropower

operation in different

ways

ditto The Indicators of

Hydrologic Alteration

model

5 rivers in Slovenia

and Croatia affected

by hydropower

operation in different

ways

ditto Method for the

assessment of flow

alteration by hydropeaking

5 rivers in Slovenia

and Croatia affected

by hydropower

operation in different

ways

Table AI 2: Available integrative indicators describing state/ecosystem components.

State Component

/indicator Metric/Index examples

Data

availability

Biological state Fish composition, abundance;

population

Romania

Mapping the pressures represented by hydroelectric dams in SEE

The known locations of current and planned dams based on available data sets, which are

partially known to be incomplete (e.g. for Romania), were mapped (Figure AI 1).The map hence

shows the minimum extent of potential effects of hydropower on rivers in SEE, which hence

may hamper or prevent reaching the goals of the Water Framework Directive (WFD) and Natura

2000 Directive there.

Figure AI 1: Map of operating and planed hydropower plants in Slovenia, Croatia, Bosnia and Herzegovina,

Serbia, Montenegro, Bulgaria and Romania. Please note that shown available data are probably

incomplete, especially for Romania.

The map is based on a database with 2372 hydropower plants in various stages of approval,

construction, or operation which was collated based on various information sources from

Euronatur, Slovenian Environment Agency (www.arso.gov.si/en/), http://balkanka.bg), WWF

Romania based on information provided by the Romanian Environmental Protection Agency

(http://www.raurileromaniei.ro/harta/), Balkanka association

(https://dams.reki.bg/Dams/Map), WWF Bulgaria (http://www.wwf.bg/) and others which

cover 7 countries situated in the middle and lower Danube catchment (Slovenia, Croatia, Bosnia

and Herzegovina, Serbia, Montenegro, Bulgaria and Romania).

An analysis of this database shows that from 1044 operational HP plants, 333 (32%) are located

in Natura 2000 areas, and from 1501 planned HP plants, 345 (23 %) would be located in Natura

2000 or other protected areas (Table AI 3).

Table AI 3: Number of the operating and planned HP plans in 7 countries from SEE (based on available

data)

SEE countries Existing Planned

In Natura 2000

areas and other

protected areas

Planned in Natura

2000 and other

protected areas)

Bulgaria 84 82 51 42

Slovenia 419 150 110 67

Croatia 23 106 22 57

Romania 326 64 116 31

BiH 68 266 9 18

Serbia 113 780 25 126

Montenegro 11 53 0 4

Total 1044 1501 333 345

The fact that 23% of all new HP projects are planned in protected areas shows that this practice

is in a contradiction to some guidelines for hydropower development that are highlighting

protected sites as “no-go” areas such as the “Sustainable Hydropower Development” approach

in the Danube Basin (ICPDR, 2014). The territory of protected areas in Bosnia and Herzegovina

and Serbia is low and significantly below the European average (aprox. 2%) (Appleton et al.

2015), therefore percentage of planned HP projects in protected area there is lower than for

example in Croatia or Slovenia.

Hydropower installed to date on rivers in the Danube basin in Slovenia,

Croatia, Bosnia and Herzegovina, Serbia and Montenegro

Large HP facilities provide a dominant share (95%) of total installed capacity in the rivers from

the studied area (Slovenia, Croatia, Bosnia and Herzegovina, Serbia and Montenegro) which

sums up to 5148 MW. This capacity is contributed by only 7% of the total number of HP plants.

Small HP plants represent 82% of the total number and provide only 2% of total installed

capacity (Figure AI 2).

Figure AI 2: Country-specific distribution of installed electricity generation capacity (MW) among

hydropower size classes, as compared to the respective distribution of the numbers of hydropower plants

in Slovenia, Croatia, Bosnia and Herzegovina, Serbia and Montenegro in 2017. The numbers represent the

respective numbers of HPPs. For Bulgaria and Romania such analyses were not possible because of data

lack.

The high number of small HPPs with small electricity output raises the question whether these

financial incentives provided at national level for small HPPs are efficient to increase the share

of renewable electricity production (Abbasi & Abbasi, 2011). Most planned HPPs in the study

region are small sized, although they cause significant damage since they extend to almost

every river and are unfortunately often projected on rivers with high ecological value (Kelly-

Richards et al. 2017; Schwarz, 2015).

The construction of hydropower plants of a certain size in last years may be determined by

several factors, as the availability of so far unused hydropower potential, by regional electricity

demand, by the availability of a high voltage electric grid, and by the structure of financial

subsidy programs (IRENA, 2017; Liu, Masera, & Esser, 2013). In order to achieve the objectives

from the EU Renewable Energy Directive, most EU member states have established financial

support schemes for renewable electricity production, as fixed feed-in tariffs and feed-in

premiums. These financial incentives are the most beneficial for small HPPs (Bosnia and

Herzegovina Government, 2016; Croatia Government, 2013; Montenegro Government, 2014;

Republic of Serbia Government, 2013; Slovenia Government, 2010), and seem to be sufficiently

attractive to trigger the present boom of small sized HP facilities in the study area (Schwarz,

2015). According to a study of the International Monetary Fund (IMF), Serbia and Bosnia and

Herzegovina are among the world’s top ten countries with the highest percentage of energy

subsidies in the Gross Domestic Product (Coady, Parry, Sears, & Shang, 2015).

16

858

6

438

5

525

14

2966

1

360

9

20

5

11

27

80

28

62

3

10

394

59

12

3

36

19

71

24

7

5

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

HP plantnumber

HP plantnumber

HP plantnumber

HP plantnumber

HP plantnumber

≤ 1 MW

1 - 10MW > 10MW

Slovenia Bosnia and Herzegovina

Serbia Montenegro

Analysis of the impact of hydropower plants on river hydrology in

Slovenia and Croatia

Assessments of assumed environmental effects of future HPPs in SEE are hampered by the fact

that even the basic effects of HPPs on the hydrology of rivers have hardly been studied in that

region (Bonacci & Oskoruš, 2010; Bonacci, Tadic, & Trninic, 1992; Globevnik & Mikoš, 2009;

Žganec, 2012).

The alteration of flow regimes is often claimed to be the most serious and continuing threat to

ecological sustainability of rivers and their associated floodplain wetlands (Sparks, 1995;

Tockner, Pennetzdorfer, Reiner, Schiemer, & Ward, 1999). All species of the fauna and flora of

rivers and their floodplains have adapted during their evolution to specific flow regimes.

Correspondingly, the biotic communities colonizing certain river systems have been shaped by

adaptation to their typical discharge levels, as well as to specific short-term and long-term

dynamics of flow (Allan, 1995; Bunn & Arthington, 2002; Lytle & Poff, 2004; Townsend &

Hildrew, 1994). Hydrological alterations may result in reduced or increased water levels, flow

velocities and in artificial short-term or seasonal dynamics of those variables, which have direct

effects on habitat features and availability both in the river channel and in the floodplain, as

well as on sediment transport and sediment colmation (Magilligan & Nislow, 2005; Nislow,

Magilligan, Fassnacht, Bechtel, & Ruesink, 2002). These impacts usually result in the alteration

and homogenization of aquatic and water-dependent habitats in the affected river corridor, in

the loss of lateral and longitudinal connectivity, leading to a disruption of life cycles (Kinsolving

& Bain, 1993; Scheidegger & Bain, 1995). In consequence, the diversity of typical riverine biota

decreases, exotic species spread, and many ecosystem dwindle not only at the reservoir site,

but are additionally significantly degraded in most of the downstream river sections (Bunn &

Arthington, 2002; Grill et al., 2015; Renöfält, Jansson, & Nilsson, 2010).

Knowledge on the impacts of planned HPPs on the hydrological regime of rivers in SEE would

also represent a pre-requisite to develop approaches aiming at the mitigation or optimization

of HPP operation to reduce environmental effects of flow regime alterations (B. Gao, Yang,

Zhao, & Yang, 2012).

The study covers several river sub-basins within the Danube river basin located in Slovenia and

Croatia which were selected due to the relatively good availability of gauging data there (Table

AI 4, Figure AI 3). The hydrology of the studied rivers in Slovenia and Croatia is shaped by the

Alpine and Continental climate components of the area, the marked orography, and by the

widespread karstification of the river catchments. Rivers range from Alpine (e.g. Drava, Sava)

to Continental karstic rivers (e.g. Gojacka Dobra).

Hence, for Slovenia and Croatia a complete database of the existing HPPs and gauging stations

including their precise positions was collated. From there, longstanding hydrological gauging

stations were chosen that are located downstream of the HPP, with daily data before and after

HPP construction. If available, sub-daily (hourly) data were obtained. Data were provided by

Slovenian Environment Agency (www.arso.gov.si/en/) and Croatian Meteorological and

Hydrological Service (http://meteo.hr/index_en.php).

Discharge data were available for 11 river reaches located downstream of several HPP types

(Table AI 4, Figure AI 3). Among them, there are depleted river reaches (DR), reaches downstream

of storage dams either with water withdrawal (STW), reaches downstream of diversion storage

either with water withdrawal (STDW), or without water withdrawal (STD), and reaches

downstream of run-of-river (RoR) HPP types (Table AI 4). The length of the daily discharge

records for pre-impact periods (9 - 52 years) and post-impact (6 - 54 years) periods varied

among hydrological gauging stations. For 13 presumably impacted gauging stations, sub-daily

(hourly) data were available. Additionally, sub-daily data from 7 unimpacted gauging stations

were obtained, which represent in total 106 years of non-altered discharge.

For three gauging stations with relatively short hydrological records, there were data for longer

time spans available from nearby other gauging stations, which were hence included into

analyses (Jesenice and Blejski Most (6U and 6D), Medno and Sentjakob (10U and 10D), and

Varazdin and Dubrava (15U and 16D)) (Table AI 4). These stations were combined as there are

no tributaries entering in between, and as the distance is max. 15 km, so that no significant

difference in flow dynamics is assumed. During the gauging station selection process it became

apparent that most gauging stations were constructed concurrently with HPPs, and many of

these stations were decommissioned soon after HPPs were completed or they are operated by

HPP owner, which thus greatly limits the number of acceptable data sets.

Table AI 4: Hydrological gauging stations selected due to assumed flow alterations by upstream

hydropower plants, and hydrological basic information. Abbreviations: DR depleted river reach; STW –

river reach downstream of storage hydropower plant which withdraw water from other rivers. STDW -

reach downstream of diversion storage hydropower plant (after confluence of diversion and river bed)

which withdraw water from other rivers; STD - reach downstream of diversion storage hydropower plant

after confluence of diversion and river bed; RoR - reach downstream of run-of-river hydropower plant.

ID HPP

name

Gauging

station

River

(Country

)

Location River type

Pre-

impact

period

Post-

impact

period

H(

m

a.

s.

l.)

Catchmen

t area

[km2]

1 Formin Borl Drava (SI) DR Alpine

nival-

pluvial

1954-

1977

1978-

2016

322 14 662

5 Golica Muta Bistrica

(SI)

DR Alpine

pluvial-

nival

1954-

1990

1991 -

2011

326 146

6A Moste Jesenice Sava

Dolinka

(SI)

STW Alpine high

mountain

nival-

pluvial

1918-

1952

6B 566 258

6B Moste Blejski

most

Sava

Dolinka

(SI)

STW Alpine high

mountain

nival-

pluvial

6A 1953 -

2015

428 505

7G Gojak Lesce Gojacka

Dobra

(HR)

STDW Continenta

l pluvial-

nival

1946-

1959

1960-

2010

140 608

7L Lesce Lesce Gojacka

Dobra

(HR)

STW Continenta

l pluvial-

nival

1946-

1959

2010-

2016

140 608

8G Gojak Stative Gojacka

Dobra

(HR)

STDW Continenta

l pluvial-

nival

1946-

1959

1960-

2010

117 1 008

8L Lesce Stative Gojacka

Dobra

(HR)

STW Continetal

pluvial-

nival

1946-

1959

2010-

2016

117 1 008

10A Medvode Sentjakob Sava (SI) RoR Alpine

medium

mountain

nival-

pluvial

1926-

1953

10B 267 2 201

10B Medvode Medno Sava (SI) RoR Alpine

medium

mountain

nival-

pluvial

10A 1953 -

2015

300 2 285

11 Maribor-

ski otok

Maribor Drava (SI) RoR Alpine

nival-

pluvial

1926-

1948

1949-

2012

364 13 415

13 Zlatolicje Ptuj Drava (SI) STD Alpine

nival-

pluvial

1959-

1968

1969-

2014

335 13 664

14 Formin Ormoz Drava (SI) STD Alpine

nival-

pluvial

1962-

1974

1991-

2009

308 15 356

15 Varazdin Varazdin Drava (HR) STD Alpine

nival-

pluvial

1954-

1974

1975-

1982

166 15 616

16 Dubrava Donja

Dubrava

Drava (HR) STD Alpine

nival-

pluvial

15 1982-

2015

130 16 000

Figure AI 3: Hydrological gauging stations selected due to assumed flow alterations by upstream

hydropower plants, and hydrological details

We analysed the type, magnitude, and direction of hydrological shifts across several types of

hydropower plants (run-of-river, storage, diversion) based on gauging data at different

temporal scales with three approaches, as (1) the ecodifference method (ecodeficit and

ecosurplus metrics), (2) the Indicators of Hydrologic Alteration model and (3) a method for the

assessment of hydropeaking flow alteration. Thereby, we applied these analyses to 5 rivers in

Slovenia and Croatia affected by hydropower operation in different ways.

The methods differ in respect to data resolution and the time-scale of hydrological alterations

which may be detected. Required data are short term (at least one year) daily discharge data

for pre- and post-impact periods for method (1), long term (preferable more than 10 years)

daily data from pre- and post-impact for method (2) and short term (at least one year) sub

daily data for method (3).

The Ecodifference metrics (Vogel et al. 2007), including the ecodeficit (ED) and ecosurplus (ES)

parameters, evaluate alterations to the flow regime of a river based on flow duration curves

(FDCs). FDCs are calculated from daily stream flow data and provide a measure of the

percentage of time duration that stream flow equals or exceeds a given value (Y. Gao, Vogel,

Kroll, Poff, & Olden, 2009). Available hydrological time series were subdivided into the period

before HPP construction and the period after that, and consequently two FCDs can be obtained

for each HPP, i.e., a regulated FDC and an unregulated FDC. The ecodeficit is the percent area

between the FCDs where the regulated FDC is below the unregulated FDC (Zhang et al., 2016a),

while the ecosurplus is the percent area where the regulated FDC is above the unregulated.

Finally, the ecodifference, which mirrors the total change of flow regime, was computed as the

sum of the ecodeficit and ecosurplus (Y. Gao et al., 2009; Zhang, Huang, & Huang, 2016).

When calculated on an overall percentage basis, ecodifference provides a measure of relative

change from the unaltered condition. If ecodifference is higher than 15%, this river section is

estimated as highly altered.

The Indicators of Hydrologic Alteration (IHA) method (IHA 7.1 software) may demonstrate the

hydrologic alterations associated with HPP operation which will clearly affect the functioning of

river ecosystems (Richter, Baumgartner, Powell, & Braun, 1996). Based on daily discharge data,

IHA calculates more than 30 indices which describe the hydrologic regime of a certain gauging

station. The indices generated by IHA consist of five major categories: (1) magnitude of monthly

flows; (2) magnitude and duration of annual extreme and base flow conditions; (3) timing of

annual extreme conditions; (4) frequency and duration of high and low pulses; and (5) rate and

frequency of flow changes (Table AI 5) (Richter et al., 1996).

Thereby, non-parametric statistics were applied to skewed data distributions, which is common

in hydrological data. In order to compare impacts of HPPs on quantitative way, we calculated

for each HPP median value and degree of hydrological alteration (D) which was calculated

according to (Richter, Baumgartner, Braun, & Powell, 1998).

Thereby, it is suggested that a level of D < 33% compared to the unaltered flow regime

represents little or no alteration, 34% > D < 67% moderate alteration, and D > 68% high

alteration (Richter et al., 1998).

Table AI 5: Output parameters for the IHA model (the 32 output parameters are grouped into five major

categories; see Richter et al., 1996)

Indicator

category Description of categories Indicators of Hydrological Alteration

Category 1 Magnitude of monthly flow Average/Median flow of each calendar month

Category 2 Magnitude and duration of

annual extreme flows, and

the base flow conditions

Annual minimum 1-, 3-, 7-, 30-, 90-, day

means/medians. Annual maximum 1-, 3-, 7-, 30-, 90-

, day means/medians. Base flow index. Number of zero

days

Category 3 Timing of annual extreme

flow conditions

Julian date of annual 1-day minimum. Julian date of

annual 1-day maximum

Category 4 Frequency and duration of

high and low pulses

Number of low pulses each year. Mean duration of low

pulse with each year. Number of high pulses each year.

Mean duration of high pulse with each year

Category 5 Rate and frequency of flow

changes

Up- and down rate. Number of flow reversals

The HP indicators software and method developed by Carolli et al., (2015) considers two of

three indicators proposed by Meile, Boillat, & Schleiss, (2011), as HP1, which is a dimensionless

measure of the magnitude of hydropeaking, and HP2 which reflects the temporal rate of

discharge change. For both metrics the thresholds TRHP1 and TRHP2 were established based

on the analysis of natural or near-natural flow series which enabled to identify the presence of

hydropeaking. Thereby, the degrees of hydropeaking intensity were identified, as hydropeaking

class 1 (absent or low alteration), hydropeaking class 2a and 2b (medium alteration) and

hydropeaking class (strong alteration), following Carolli et al., (2015).

Results show that the various hydropower plant types have generally strong but varying effects

on flow regime, producing a flow regime differing from the pre-impact natural flow regime.

Flow regime was detected to be altered at all investigated river reaches downstream of

hydropower plants (HPPs), according to the overall degree of hydrological alteration of the IHA

model. However, degree of alteration vary: 8 river reaches were characterized as highly altered,

and five as medium altered (Table AI 6). Medium altered river stretches are located downstream

of diversion storage HPPs (STD) and run-of-river (RoR) HPPs (Table AI 6), while highly altered

river stretches are located in depleted river reaches and downstream of storage HPPs with water

withdrawal (STW and STDW) (Figure AI 4).

Flow regime within downstream of STW and STDW is the most severely changed as compared

to the pre-impact flow regime. There are observed the highest degree of hydrological alteration

of all IHA model’s categories as compared to other HPP types (Figure AI 4). The most severe

changes across these investigated sites occur in the rate and frequency of flow changes (Figure

AI 4). Moreover only rate and frequency of flow changes is highly altered downstream of STD

and ROR HPPs while other IHA model’s categories downstream of these HPP types are medium

altered (Figure AI 4). Within DRs magnitude of monthly flows is the most altered by drastic

decrease of monthly discharge throughout all months (Figure AI 4, Table AI 6). Furthermore,

there is a discharge reduced up to 11% of average pre-impact annual flow.

Similar results were revealed by ecodifference method where river reaches downstream of

diversion storage and run-of-river HPPs exhibit less alteration than river reaches located in

depleted river reaches and downstream of STW and STDW HPPs. Depleted river reaches reveal

a strong change of flow duration curve resulting in a very high ecodeficit values. STW, STDW

HPPs cause an increase in ecosurplus metric, while STD and RoR HPPs show increase in

ecodeficit metric as compared to pre-impact conditions.

Moreover, hydropeaking (i.e. rapid variations of flow regime) was evident only at sub-daily

scale downstream of storage, diversion storage and run-of-river hydropower plants (Table AI

6). Even 50 km downstream of STW HPP, hydropeaking is very strong (Table AI 6; GSs 8L, 8G).

RoR HPPs in our study area produce hydropeaking, even that it is technically not possible to

store large amounts of water in RoR HPPs. Therefore we explain our findings by the presence

of HPPs with hydropeaking operation mode upstream of the RoR HPPs, which therefore still

show discharge fluctuations shaped by hydropeaking. In contrast, depleted river reaches are

not altered by hydropeaking (Table AI 7).

Thus, the total extent of flow alteration only gets visible with the availability of sub-daily

hydrological data. As only a small fraction of all current gauging stations in the study area is

actually recording at a sub-daily scale, the actual fraction of gauged river reaches which is

affected by hydropower plants cannot be estimated to date. The combination of several

methods could provide a practical and objective method for the analysis of hydrological

alterations. Hydropeaking flow alteration method could be used complementary to other two

used methods (Meile et al., 2011; Richter et al., 1996) in order to detected sub-daily changes

which are obviously not detectable with other methods.

Table AI 6: The hydropeaking indicator values (HP1, HP2) and overall hydropeaking values for each

gauging stations; gauging stations 11, 14 and 15 do not measure hourly data; THP1 = 0.4; THP2 = 1.6;

*: Significant difference between unaltered and altered periods at the 5% level.

Gauging

Station (GS) 1 5 6 7G 7L 8G 8L 10 13 15/16

HPP Type DR DR STW STDW STW STDW STW RoR STD STD

HP1 0.2* 0.1 0.8* 1.2* 1.3* 0.9* 1.2* 0.5* 1.3* 0.7*

HP2 3.1* 0.1* 5.2* 7.1* 15.6* 4.1* 12.2* 12.0* 94.2* 40.5*

Overall 2b 1 3 3 3 3 3 3 3 3

Figure AI 4: The degree of hydrological alteration of the IHA model's flow categories of different HPP types

Table AI 7: Degree of hydrological alteration of a flow regime (Equation 2); (1) ≤ 32% representing little

or no alterations; (2) 33-66% representing moderate alteration; (3) 67-100% representing a high degree

of alteration

Gauging

Station (GS)/

parameters

1 5 6 7G 7L 8G 8L 10 11 13 14 15

15/

16

Type of HPP DR DR STW STDW STW STDW STW RoR RoR STD STD STD STD

October 100 100 80 80 100 35 61 8 23 33 26 88 12

0102030405060708090

100

RF ST STD RoR

Degre

e o

f hyd

rolo

gic

al

altera

tion [

%]

HPP type

Monthly magnitude

Magnitude and duration ofannual extreme water

Timing of annual extremewater conditions

Frequency and duration ofhigh and low dischargepulsesRate and frequency ofwater condition changes

November 100 43 30 65 100 86 100 70 41 67 13 63 21

December 100 14 78 61 67 30 61 19 15 50 13 63 24

January 100 62 86 70 61 56 100 5 41 50 24 25 21

February 100 81 100 24 22 30 61 26 36 83 26 100 56

March 100 43 78 80 61 72 61 32 4 67 13 25 16

April 90 62 86 70 61 91 61 22 2 33 13 13 29

May 100 62 77 61 67 53 61 8 62 33 38 36 24

June 100 100 72 73 100 21 100 8 49 17 26 13 6

July 90 43 86 25 4 31 100 2 69 67 38 13 12

August 100 81 69 16 42 55 71 39 20 33 26 29 47

September 100 62 83 30 67 62 100 5 23 33 26 63 21

Overall_Cat_1 99 83 89 68 83 74 90 52 54 68 32 77 43

1-day min 100 82 52 83 61 12 53 44 16 100 13 25 47

3-day min 100 81 56 52 61 7 61 51 2 67 1 25 3

7-day min 100 100 64 26 42 39 61 57 15 33 1 25 13

30-day min 100 100 100 54 100 67 22 62 15 83 73 25 29

90-day min 100 81 100 65 61 11 17 39 23 50 49 25 29

1-day max 30 5 53 83 100 49 100 73 77 67 36 50 24

3-day max 40 24 85 49 61 35 100 66 49 50 11 13 29

7-day max 80 43 85 90 61 7 61 53 28 50 26 63 74

30-day max 100 43 95 85 100 91 100 53 2 67 26 25 38

90-day max 100 62 100 85 61 86 61 26 28 100 26 13 6

#zero days 0 0 17 14 3 8 8 0 0 0 0 0 0

Base flow Ind. 50 5 45 70 22 81 61 5 62 50 75 63 65

Overall_Cat_2 88 80 87 78 83 70 82 60 58 82 56 49 56

Date of min 60 14 12 89 100 55 17 42 49 83 7 50 68

Date of max 7 43 50 9 61 12 17 22 36 17 38 13 24

Overall_Cat_3 49 37 41 71 91 45 17 37 46 69 31 42 58

#Low pulse 70 71 60 96 100 86 61 58 62 33 1 25 65

Low pulse L 93 14 100 42 17 92 100 54 12 40 13 59 9

#High pulse 94 73 80 65 100 12 61 1 4 0 13 13 21

High pulse L 52 23 20 53 48 38 74 24 29 27 11 75 35

Overall_Cat_4 86 60 84 82 85 77 88 48 47 33 12 61 34

Rise rate 92 81 5 70 100 75 100 100 36 33 7 63 74

Fall rate 90 81 98 85 100 100 100 21 87 83 26 36 85

#reversals 90 5 100 70 100 97 100 100 49 50 100 100 100

Overall Cat_5 91 70 97 80 100 95 100 88 74 71 77 85 93

Overall 83 66 80 76 88 72 75 57 56 65 41 63 57

1.1.1 Analysis of the impact of hydropower on fish communities

in upper lotic systems in Romania

This section analyses the impacts of the small HPP on fish communities in rivers situated in the

trout zone (upper lotic systems) in Romania.

Even small hydropower plants can have significant environmental impacts, which start during

the construction phase: with habitat degradation, loss of riparian zone and destruction of

wetlands (Başkaya, Başkaya, and Sari 2011).

The disruption of longitudinal connectivity by dams can have severe impacts on migratory fish,

especially salmonids (Stakėnas and Skrupskelis 2009). Significant reductions in the numbers

of salmonids were observed after the construction of small hydropower plants on small

mountain rivers (Almodóvar and Nicola 1999, Ovidio et al. 2004).

The populations in upstream river reaches separated by dams from the lower reaches of the

same river are often characterized by lower genetic diversity and a lower effective population

size compared with populations below dams (Morita and Yokota 2002).

Another problem associated with small hydropower plants is the reduction of stream flow,

which may cause profound ecological impacts. Flow abstractions to HPPs often result in a 90-

95% reduction of the average annual discharge, which hence usually substantially affects key

physical characteristics of the affected stream (e.g. water velocity, water temperature,

suspended solids, fine particles and nutrients). Thereby, HPPs will also alter the quantity and

quality of aquatic habitat, with cascading impacts on stream biota (Anderson, Freeman, and

Pringle 2006, Vaikasas, Bastiene, and Pliuraite 2015).

The fish fauna of Romanian Carpathian first and second order streams (according to the

Horton-Strahler classification system) has been studied by several ichthyologist generations,

starting with Antipa (Antipa 1909), Bănărescu (Bănărescu 1964, Bănărescu 1969) and followed

by others e.g. (Bănăduc et al. 2012).

In order to assess the impacts of a HPP, reference sites are needed to compare impacted with

reference fish communities. In case the necessary reference sites are not present or accessible

for sampling in the same stream system, an alternative solution is chosen by switching to other

similar streams which must be located within the same ecoregion and also in the same

longitudinal fish community zone. The Carpathians areas fortunately still harbor such river

sectors or even rivers which can be used as reference rivers or river sectors (Bănăduc et al.

2012).

The available scientific information on Romanian ichthyofauna before the 1960’s offer the

possibility of a comparison of these documents fish communities, which are taken as reference

data, with the present situation in order to assess the impact generated by the construction of

the HP plants.

A review of scientific publication for Romania was conducted in order to assess the impact of

HP plants on the biodiversity. We identified 44 relevant publications analyzing the effects of

hydropower on Romanians rivers in terms of fish, 9 on macroinvertebrates and 4 on other

biota.

Starting from the review of the scientific publications for Romania, a database for 55

hydropower plants situated in various rivers from Romania was created with information related

to the presence and dominance of the fish species from these river reaches in historic reference

time (Bănărescu 1964) and after the construction of the hydropower (upstream and

downstream) (Bănăduc 1999, 2000, 2005, 2006, 2010, Bănăduc, Mărginean, and Curtean-

Bănăduc 2013, Bănăduc et al. 2014, Curtean-Bănăduc, Costea, and Bănăduc 2008, Curtean-

Bănăduc et al. 2014, Davideanu et al. 2006, Florea 2017, Momeu et al. 2007, Momeu et al.

2009, Voicu and Bănăduc 2014, Pricope et al. 2009, Telcean and Cupsa 2015, Ureche, Battes,

and Pricope 2004, Voicu and Merten 2014, Voicu et al. 2016, Voicu et al. 2017). The database

was completed by data provided by personal communication from the experts who published

the mentioned studies (Bănăduc personal communication).

From these 55 HP plants situated in various river types in terms of fish zonation, 32 are situated

in the trout zone after (Bănărescu 1964). For analyses that river type was selected because:

- the sampling methodology was similar in all case studies,

- in this river type other human pressures, as water pollution, bias are less frequent than in

larger streams,

- there is a similar type of micro hydropower plant with diversion which has a installed power

< 10 MW which is commonly installed on the streams in the trout zone.

Recorded dominances of the present fish species were assessed according to (Šorić 1996): ED

- eudominant (> 20% of total fish number), D - dominant (10 - 20%), SD - subdominant (4 –

10%), R - recedent (1 - 3%), SR - subrecedent (< 1%).

For statistical evaluation these dominance were coded into numbers 5 to 1, and the

nonparametric Wilcoxon signed rank test for paired data was applied.

Two fish species are characteristic for the trout zone: brown trout (Salmo trutta fario) and

bullhead (Cottus gobio). Brown trout was found in the reference state (based on the historic

data) in all 32 stations, and the bullhead in 21 (60%) of the stations. Analyses of presence-

absence data reveal that among the latter 21 stations harboring both species in the reference

state, only in 38% both species remained either in the upstream or downstream stations after

the construction of the HP plants (

Figure AI 5).

Hence, both the upstream and the downstream reaches of these streams near hydropower

plants have clearly less fish species than in reference state: 24% - 43% lack one fish species,

and 62% lack both fish species which can be expected there (

Figure AI 5). Presence of brown trout and bullhead in the reference state and presently in

upstream and downstream reaches of HPPs at 21 selected sites where in the reference state

both species occur.

Figure AI 5: Comparative analyses of presence-absence data reveal among the 21 stations harbouring

both fish species in the reference state with upstream and downstream reaches of HPPs

Analyses dominance records of both fish species at the same sites show that the dominances

both of brown trout and bullhead are significantly decreased (p < 0.005) both in upstream and

downstream reaches near HPPs in comparison with the historical reference state (Table AI 8,

Figure AI 6, Figure AI 7). Thereby, the dominance of both species did not differ significantly

between upstream and downstream reaches.

In the studied headwater streams other human impacts are improbable, so that the

demonstrated relative effects on the fish communities (alteration of dominance) and the

absolute reduction of the number of fish species may be mainly attributed to the micro

hydropower plant constructed there.

0

25

50

75

100

Historic Upstream Downstream

100

38 38

3819

2443 no fish

one species

both species

Table AI 8: Wilcoxon signed rank test for paired data on dominance data of Salmo trutta fario and Cottus

gobio

Wilcoxon signed rank test for paired

data Salmo trutta fario Cottus gobio

P value P value

Reference state versus upstream 0.00222 0.000851

Reference state versus downstream 0.0003 0.000186

Upstream versus downstream Not significant Not significant

Figure AI 6: Dominance (average and standard deviation) of Salmo trutta in 32 Romanian streams of the

trout zone in the historic reference status (left) and according to current records in the upstream and

downstream reaches of HP plants located there. Dominance values were coded as follows: ED -

eudominant (> 20% number) = 5, D - dominant (10 - 20%)= 4, SD - subdominant (4 – 10)= 3, R - recedent

(1 - 3%)= 2, SR - subrecedent (< 1%)= 1, EX-extinct from that river streach = 0

Figure AI 7: Dominance (average and standard deviation) of Cottus gobio in 21 Ro streams of the trout

zone in the historic reference status and according to current records in the upstream and downstream

reaches of HP plants (right) located there. Dominance values were coded as follows: ED - eudominant (>

20% number) = 5, D - dominant (10 - 20%)= 4, SD - subdominant (4 – 10)= 3, R - recedent (1 - 3%)= 2,

SR - subrecedent (< 1%)= 1, EX-extinct from that river streach = 0

References

Anderson, P. Elizabeth, Mary Freeman, and Catherine Pringle. 2006. "Ecological Consequences of

Hydropower Development in Central America: Impacts of Small Dams and Water Diversion on

Neotropical Stream Fish Assemblages" River Research and Applications 22:397-411.

Antipa, G. 1909. Fauna ihtiologică a României.

Appleton, M. R., A. Ioniță, R. Nițu, G. Sekulić, E. Stanciu. 2015. “Assessment of Capacity Development

Needs of Protected Area Staff in Eastern Europe; Serbia.” Brasov.

Abbasi, Tasneem, and S A Abbasi. 2011. “Small Hydro and the Environmental Implications of Its

Extensive Utilization.” Renewable and Sustainable Energy Reviews 15 (4). Elsevier Ltd: 2134–43.

https://doi.org/10.1016/j.rser.2010.11.050.

Bănăduc D. 2000. "Ichthyofaunistic criteria for Cibin River human impact assessment." Travaux du

Museum National d’Histoire Naturelle Grigore Antipa, București, XLII, 365-372.

Bănăduc D. 2005. "Fish associations–habitats quality relation in the Târnave Rivers (Transylvania,

Romania) ecological assessment, Transylvanian Review of Systematical and Ecological Research, 2,

The Târnava River Basin, 123-136

Bănăduc D. 2006."The Râul Mare River (Retezat Mountains, Romania) fish fauna." Transylvanian Review

of Systematical and Ecological Research 3, 117-124.

Bănăduc D., Bănăduc A., Lenhardt M. and Guti G. 2014. “Porțile de Fier/Iron Gates” Gorges area

(Danube) fish fauna, Transylvanian Review of Systematical and Ecological Research, 16(3):171-196

Bănăduc D., Mărginean M., Curtean-Bănăduc A. 2013. "Geographical and human impact elements

influence on the fish fauna of the Olteţ River (Romania), Transylvanian" Review of Systematical and

Ecological Research, 15.2, 9-44.

Bănăduc, Angela &Costea, Marioara&Bănăduc, D. 2008. "Sebeș River Mountainous sector (Olt River

watershed) ecological assessment (Transylvania, Romania)." ActaOecologicaCarpatica. I. 145-156.

Bănăduc, D. 1999: Data concerning the human impact on the Ichthyofauna of the upper and middle

sectors of the Oltriver. Transylvanian Review of Systematical and Ecological Research 1: 157–164.

Bănăduc, D. 2010. "Hydrotechnical works impact on Cyclostomata and Cottidae species in the Rodna

Mountains and Maramureş Mountains Natura 2000 sites (Eastern Carpathians, Romania), Repede

River - a study case." Transylvanian Review of Systematical and Ecological Research. 9. 175-184.

Bănăduc, D., A. Curtean, 2014 The “Porţile de Fier/Iron Gates” Nature Park (Romania) Some Danube

Northern Tributaries Fish Fauna. Transylvanian Review of Systematical and Ecological Research

16(3):165-170

Bănăduc, D., Stroilă, V., Bănăduc, A. 2013. "The Fish Fauna of the Timiş River (Banat, Romania)."

Transylvanian Review of Systematical and Ecological Research. 15, 145-172.

Bănăduc, Doru&Oprean, Letiţia& Bogdan, Alexandru&Bănăduc, Angela. 2012. The assessment,

monitoring and management of the Carpathian rivers fish diversity. Management of Sustainable

Development. 4. 19-27.

Bănărescu, P. M. 1969. Cyclostomata şi Chondrichthyes. 12 vols. Vol. 1, Fauna R. S. R.

Bănărescu P., 1964 – Fauna RepubliciiPopulareRomânia, Pisces-Osteichthyes, XIII, Edit. Acad.

RepubliciiPopulareRomânia, București, 962. (in Romanian)

Başkaya, Ş, E Başkaya, and Alptuğ Sari. 2011. "The principal negative environmental impacts of small

hydropower plants in Turkey." African Journal of Agricultural Research 6 (14):3284-3290.

Bonacci, Ognjen, Zdenko Tadic, and Dusan Trninic. 1992. “Effects of Dams and Reservoirs on the

Hydrological Characteristics of the Lower Drava River.” Regulated Rivers: Research & Management 7

(4): 349–57. https://doi.org/10.1002/rrr.3450070405.

Bosnia and Herzegovina Government. 2016. “NREAP of Bosnia and Herzegovina.” Sarajevo.

Bunn, Stuart E., and Angela H. Arthington. 2002. “Basic Principles and Ecological Consequences of

Altered Flow Regimes for Aquatic Biodiversity.” Environmental Management 30 (4): 492–507.

https://doi.org/10.1007/s00267-002-2737-0.

Carolli, Mauro, Davide Vanzo, Annunziato Siviglia, Guido Zolezzi, Maria Cristina Bruno, and Knut

Alfredsen. 2015. “A Simple Procedure for the Assessment of Hydropeaking Flow Alterations Applied

to Several European Streams.” Aquatic Sciences 77 (4). Springer Basel: 639–53.

https://doi.org/10.1007/s00027-015-0408-5.

Cernisencu, Irina, Ion Năvodaru, Mircea Staraş, Aurel Nastase, and Mihaela-Laurenta Alexandrov. 2007.

"Study of inland fisheries from Danube Delta – Romania." Scientific Annals of Danube DeIta Institute

13:179-182.

Coady, David, Ian Parry, Louis Sears, and Baoping Shang. 2015. “How Large Are Global Energy

Subsidies?” WP/15/105.

Croatia Government. 2013. “NREAP to 2020.” Zagreb.

Curtean-Bănăduc A. 2014. “Iron Gates” Gorges (Danube River), northern tributaries benthic

macroinvertebrate communities, Transylvanian Review of Systematical and Ecological Research, 16

Curtean-Bănăduc A., Bănăduc D., Ursu L. and Răchită R., 2014 Historical human impact on the Alpine

Capra Stream macroinvertebrates and fish communities (Southern Romanian Carpathians), Acta

Oecologica Carpatica, VII, 111-152

Curtean-Bănăduc, A., O Danci, D Bănăduc, 2015 Eudontomyzondanfordi (Regan, 1911) Species

Populations Ecological Status in Maramureş Mountains Nature Park (Romania).. Transylvanian Review

of Systematical and Ecological Research 17 (2), 139-154

Davideanu G., Miron I., Coman I., Davideanu A. 2006. "Data concerning the fish communities of the

upper part of Bistrița River and tributaries -Romania." Acta Ichtiologica Romanica I, 75-82.

Florea L. 2017. The changes that occured between 2010-2016 in the community interest fish species

from protected area ROSCI0229 Siriu (Romania), Acta Oecologica Carpatica X.II, 87-94.

Gao, Bing, Dawen Yang, Tongtiegang Zhao, and Hanbo Yang. 2012. “Changes in the Eco-Flow Metrics of

the Upper Yangtze River from 1961 to 2008.” Journal of Hydrology 448–449: 30–38.

https://doi.org/10.1016/j.jhydrol.2012.03.045.

Globevnik, Lidija, and Matjaž Mikoš. 2009. “Boundary Conditions of Morphodynamic Processes in the

Mura River in Slovenia.” Catena 79: 265–76. https://doi.org/10.1016/j.catena.2009.06.008.

Griffiths, H I, B Kryštufek, and J M Reed. 2004. Balkan Biodiversity: Pattern and Process in the European

Hotspot. Dordrecht: Kluwer Academic. Slovenia Government. 2010. “NREAP 2010-2020, Slovenia.”

Ljubljana.

Grill, Günther, Bernhard Lehner, Alexander E Lumsdon, Graham K MacDonald, Christiane Zarfl, and

Catherine Reidy Liermann. 2015. “An Index-Based Framework for Assessing Patterns and Trends in

River Fragmentation and Flow Regulation by Global Dams at Multiple Scales.” Environmental

Research Letters 10 (15001): 1–15. https://doi.org/10.1088/1748-9326/10/1/015001.

Khalaf, M., Popa, G.O., Dudu,A., Georgescu, S.E, Bănăduc, D, Costache, M.,2015 Microsatellites

variation in two different populations of Brown trout (Salmo trutta, morphafario, Linnaeus, 1758)

from Făgăraş Mountains, Scientific Papers Animal Science and Biotechnologies 48 (1), 86-89

Liu, H, D Masera, and L Esser, eds. 2013. World Small Hydropower Development Report 2013. Available

from www.smallhydroworld.org: United Nations Industrial Development Organization; International

Center on Small Hydro Power.

Lytle, David A., and N. Le Roy Poff. 2004. “Adaptation to Natural Flow Regimes.” Trends in Ecology and

Evolution 19 (2): 94–100. https://doi.org/10.1016/j.tree.2003.10.002.

Magilligan, Francis J., and Keith H. Nislow. 2005. “Changes in Hydrologic Regime by Dams.”

Geomorphology 71 (1–2): 61–78. https://doi.org/10.1016/j.geomorph.2004.08.017.

Meile, T., J. L. Boillat, and A. J. Schleiss. 2011. “Hydropeaking Indicators for Characterization of the

Upper-Rhone River in Switzerland.” Aquatic Sciences 73 (1): 171–82.

https://doi.org/10.1007/s00027-010-0154-7.

Montenegro Government. 2014. “NREAP to 2020, Montenegro.”

Momeu L., Battes K. W., Pricope F., Avram A., Battes K. P., Cîmpean M., Ureche D., Stoica I. 2007.

"Preliminary data on algal, macroinvertebrate and fish communities from the Arieş catchment area,

Transylvania, Romania."Studia Universitatis Babeş - Bolyai, Biologia, LII, 1, 25 - 36.

Momeu L., Battes K., Battes K., Stoica I., Avram A., Cîmpean M., Pricope F., Ureche D. 2009."Algae,

macroinvertebrate and fish communities from Arieş River catchment area (Transylvania, Romania)."

Transylvanian Review of Systematical and Ecological Research 7, 149-180. *Curtean-Bănăduc D. and

Bănăduc D. personal data.

Morita, Kentaro, and Akira Yokota. 2002. "Population viability of stream-resident salmonids after

habitat fragmentation: A case study with white-spotted charr (Salvelinus leucomaenis) by an

individual based model" Ecological Modelling 155:85-94.

Nechifor, R., Popa, G., Samu, M., Dudu, A., Bănăduc, D., Costache, M., Georgescu, S., 2017. The Genetic

Profiles of two Salmonid Populations from Romania Obtained through Nuclear Markers Analysis.

Scientific Papers Animal Science and Biotechnologies 50, no. 1, 74-78.

N2K 2015.European Economic Interest Group. Guidance document on hydropower development and

Natura 2000.THE N2K GROUP, 4th draft, https://circabc.europa.eu

Ovidio, Michaël, Frédéric Paquer, Hervé Capra, Francis Lambot, Pierre [ Gérard, Etienne Dupont, and

Jean-Claude Philippart. 2004. "Effects of a micro hydroelectric power plant upon population

abundance, mobility and reproduction behaviour of European grayling T. thymallus and brown trout

S. trutta in a salmonid river in Garcia de Jalon D. and Vizcaino Martinez " Fifth International

Symposium on Ecohydraulics, Aquatic Habitats: Analysis and Restoration, Madrid, Spain.

Popa, G.-O., Curtean-Bănăduc, A., Bănăduc, D., Florescu, I. E., Burcea, A., Dudu, A., Georgescu, S. E.,

and Costache, M., Molecular markers reveal reduced genetic diversity in Romanian populations of

brown trout, Salmo trutta L., 1758 (Salmonidae), ActaZoologicaBulgarica, 2016, 68(3), 399-406.

Popa, G.O., Khalaf, M., Dudu, A., Curtean-Bănăduc, A., Bănăduc, D., Georgescu, S.E., Costache, M.,

Brown trout’s populations genetic diversity using mitochondrial markers in relatively similar

geographical and ecological conditions – A Carpathian case study, Transylvanian Review of

Systematical and Ecological Research, 2013, 15(2), 125-132.

Pricope F., Stoica I., Battes K. W., Ureche D., Milca P. 2009. "Ichthyofauna status in the catchment areas

of the rivers from theApuseni Mountains Natural Park."StudiişiCercetări, Biologie, 17, 86-94

Republic of Serbia Government. 2013. “NREAP of the Republic of Serbia.” Belgrade.

Šorić, V. 1996: IhthiofaunarekeGruže, pritokeZapadneMorave (Dunavskisliv) I. Reproduktivni potencija

lvrsta, Leuciscus cephalus, Alburnus alburnu,s Rutilus rutilus. Ichthyologia, Beograd, 28(1): 1-14.

Stakėnas, S., and K. Skrupskelis. 2009. " Impact of small hydro-power plants on salmonid fishes

spawning migrations." Mokslas–Lietuvos Ateitis 1 (4):80-85.

Scheidegger, Karl J, and Mark B Bain. 1995. “Larval Fish Distribution and Microhabitat Use in Free-

Flowing and Regulated Rivers.” Copeia 1: 125–35.

Slovenia Government. 2010. “NREAP 2010-2020, Slovenia.” Ljubljana.

Telcean I., Cupşa D. 2015. "Captive populations of fishes in the Crişul Repede River (Tisa River Basin)",

Pisces Hungarici 9, 75-80.

Ureche D., Battes K.W., Pricope F., Stoica I. 2004. "Prospective monitoring of fish communities from

Buzău River basin" Analele Stiintifice, Univ. Al.I. Cuza Iasi, s. Biologie animala, Tom L, 229-241

Vaikasas, Saulius, Nijole Bastiene, and Virginija Pliuraite. 2015. "Impact of small hydropower plants on

physicochemical and biotic environments in flatland riverbeds of Lithuania." Journal of Water Security

1:1-13.

Voicu R., Bănăduc D. 2014. Restoring longitudinal connectivity of the Someşul Mic River near the dam in

Mănăstirea Village (Transylvania, Romania), Acta Oecologica Carpatica VII, 153-172.

Voicu R., Merten E., 2014. Creating a system for upstream – downstream fish migration over the first

and the second discharge sills downstream of Mănăștur Dam on the Someșul Mic River, Cluj-Napoca,

Transylvania, Romania), Transylvanian Review of Systematical and Ecological Research, The Wetlands

Diversity, 16.2, 163-182.

Voicu R., Miles K., Sotir R.,Curtean-Bănăduc A., Bănăduc D. 2016."Proposing a technical solution for

restoring longitudinal connectivity in the Brădeni/Retiş."Transylvanian Review of Systematical and

Ecological Research, The Wetlands Diversity. 18.1:57-68.

Voicu R., Voicu L., Curtean-Bănăduc A., Bănăduc D. 2017."Restoring the fish fauna connectivity of the

Hârtibaciu River–Retiș Dam study case (Transylvania, Romania).”, Environmental Science Journals:

Acta oecologica carpatica X.II, vol. 10 (2): 73-86.

Vogel et al. 2007 Gao, Yongxuan, Richard M. Vogel, Charles N. Kroll, N. LeRoy Poff, and Julian D. Olden.

2009. “Development of Representative Indicators of Hydrologic Alteration.” Journal of Hydrology 374

(1–2): 136–47.

Zhang, Zhenyu, Yaling Huang, and Jinliang Huang. 2016. “Hydrologic Alteration Associated with Dam

Construction in a Medium-Sized Coastal Watershed of Southeast China.” Water 8 (317): 1–18.

https://doi.org/10.3390/w8080317 Zhang et al., 2016a), Richter, Brian D., Jeffrey V. Baumgartner,

Jennifer Powell, and David P. Braun. 1996. “A Method for Assessing Hydrologic Alteration within

Ecosystems.” Conservation Biology 10 (4): 1163–74.

Annex 2: Impact of cyanobacteria blooms on the social-ecological system of the Danube Delta

This chapter summarises the supply and demand side for ecosystem services in the Danube

Delta. Further, a specific analysis was accomplished on the current state of biodiversity

conservation of aquatic ecosystems in the Danube Delta, by engaging stakeholders in the

knowledge, combat or mitigation of eutrophication, climate change and the most visible effects

in surface waters: algal (Cyanobacteria) blooms.

Building the knowledge base of the socio-ecological system

The reference configuration of the Inland Danube Delta–Socio Ecological System based on an

integrated model of socioeconomic biodiversity drivers, pressures and impacts have:

• a high degree of complementarity between local socioeconomic metabolism and major

ecosystem and landscape functions, e.g. over 50% of the region's total supply with resources

and services are delivered by the local natural capital, and less than 10% of the total amount of

energy (high quality energy content of the biomass which reflects the useful work that can be

performed) accumulated by primary producers (NPP) was directly or indirectly diverted towards

humans.

• a strong resilience against local and catchment-wide socioeconomic drivers and pressures

and the hydrological pulse of the Danube river (Haberl H. et. al. 2009).

Despite growing recognition of their societal and ecological importance, deltaic flood plains

are declining worldwide at alarming rates (Tockner K. et al. 2008). Loss of wetland ecosystem

services is strongly related to the climate change and eutrophication, two major anthropogenic

stressors that work dependently to favour cyanobacterial blooms in freshwater bodies (Moss

et al. 2011; Mantzouki et al. 2014).

When it comes to manage the occurrence of this major problem in freshwater ecosystems, the

socio-economic dimensions of cyanobacteria blooms and the benefits of mitigation measures

on ecosystem services in the delta are being totally ignored.

The assessment of Danube delta’s ecosystem services and trends was accomplished under

Norwegian-Romanian cooperation, emphasizing two periods characterized by fundamentally

different socio-political and economic frames: the socialist period (1960-1989) where policies

focused on economic development and the market-economy period where policies shifted

towards ecological restoration after 1990.

The Danube Delta provides critically important services which benefits accrue from local

communities to humanity. In this respect, over 60% of the Delta’s ecosystem services have

declined over the studied period. The socio-economic benefits from ecological restoration

policies are already becoming apparent (***, 2013), but must be improved because of the

nitrogen cycling in Danube Delta lakes (Figure AII 1) which will continue to maintained high

pressure on the capacity of aquatic ecosystem to produce ecosystem services.

Figure AII 1: Nitrogen cycling in Danube Delta lakes (sources: Rîșnoveanu et. al. 2004)

A characteristic feature of the Delta socio-economic system, as part of the socio-ecological

system, is the scarcity of Delta settlements (only 23) and the alternation of low populated areas

with unpopulated areas, lack of waste disposal platforms and presence of drinking water

networks in only six settlements, lack of services to meet the locals’ and the tourists’ demands

and the high migrations of population (Petrișor et al. 2016; Tătar et al. 2017).

The interdiction of industrial-scale fishing, failure to fit into the job market due to little access

to education and the absence of professional facilities, refusal to attend requalification courses

offered by the Labour Employment Tulcea County Agency make this area one with a low income

among the population. Poverty in the Delta shows up in poor health and high the risk for

disease, due to pollution over the past decade which make the water improper for drinking,

lack of collection and evacuation of domestic waste waters and uncontrolled waste dumping;

reduced life expectancy due to heart diseases and improper diet (Damian N. & Dumitrescu B.,

2009).

Apart from these, there are a small number of local entrepreneurs, with neither the expertise

nor the funds to embark upon the development of local sustainable and eco-friendly ventures.

In the Danube Delta the industrial activities are poorly represented and the private agricultural

production is taking place in various forms: intensive, organic, traditional-primitive for the

subsistence of its inhabit-ants (Lup et al. 2016).

Agricultural land accounts 21.6% of the territory of Danube delta (see Table AII 1). In the

structure of agricultural land use, the largest share belongs to permanent pastures with

agricultural use (24,8%), followed by agricultural land without vegetation (6,87%) and shrub

areas used for agriculture (3.05%). The vineyards and orchards occupy insignificant areas

(2.67%), on the private land of the inhabitants (***, 2007).

Agricultural land used Surface

Land cover classes hectares % of used

agricultural area

wheat and rye 6,060 5.73

barley and two-row barley 6,464 6.11

maize 6,464 6.11

potatoes 0 0.00

sunflower 8,080 7.63

soy 2,424 2.29

grain legumes 0 0.00

tomatoes and other fresh vegetables 0 0.00

temporary artificial pasture 2,424 2.29

orchards 0 0.00

vineyard 2,828 2.67

other agricultural crops including greenhouses 0 0.00

uncultivated land 29,896 28.24

agricultural lands without vegetation (fallow land) 7,272 6.87

permanent grassland, used for agriculture 26,260 24.81

areas with shrubs used for agriculture 3,232 3.05

woodlands, used for agriculture 0 0

Wetlands, used for agriculture 4,444 4.20

Total agricultural area 105,848 100,0

Table AII 1: Surface situation at the delta level of the main land cover, grouped on agricultural land (data

taken from the Statistical Survey on land use in 2005)

Most industrial facilities are concentrated in urban areas adjacent to Danube Delta Biosphere

Reserve. In the Danube Delta Biosphere Reserve area is developing an industry based on

exploitation and valorisation of natural resources, primarily fisheries, agricultural and reed.

(***, 2013)

Aquaculture in the Danube Delta was established in 1961 on an area of 560 ha but due to the

poor results obtained in terms of productivity the development of this sector has declined

significantly. The yield in fish farms is between 100-200 kg/ha, while the yield of the carp

under natural conditions can exceeds 700 kg/ ha (Lup et al. 2016).

Case study specific analysis going beyond: D –P –S Danube Delta

and Co-Design

Danube Delta is facing serious cyanobacteria bloom risks due to eutrophication and climate

change, thus being vulnerable to ecological decline, which also involves challenging issues of

biodiversity conservation, restructuration of the wetlands and improving the human well-

being. Due to the hydro-morphological structure of the delta, to the release of sedimentary

phosphorus and the opportunity of cyanobacteria to use nitrogen from atmosphere as a

nutrient source cyanobacteria have been spread in all available niches (Török et al. 2017).

Further, aggregation of cyanobacteria - concentrated by wind activity - could have high impact

on aquatic biodiversity- considering its potential toxic effect, which increases the risk of toxin

related health problems - in resting or feeding areas of the wildlife protected species if no

action to mitigate their effect is taken.

Hence, the focus of the Danube Delta case study has been co-designed with 24 stakeholders

divided in 6 groups, such as public authorities (12 persons), natural resource management (2

persons), Danube Delta Biosphere reserve authority (1 person), research and education (2

persons), NGO’s (1 person), inspection and environmental control (6 persons). The authorities

were represented by mayors from Local Councils, Tulcea Environmental Protection Agency. The

natural resource management institutions were the Romanian Waters - Dobrogea Water Branch

and Danube Delta Biosphere Reserve Authority, mean-while the research institutions engaged

were National Institute for Marine Research and Development “Grigore Antipa” and National

Institute for Research and Development in electrical Engineering, which is currently developing

and validating viable solutions for the production of biogas from algal biomass in the Danube

Delta Biosphere Reserve in collaboration with Danube Delta National Institute. National

Environmental Guard is a specialized inspection and environmental control body that can take

action to halt or suspend activity as a result of pollution and environmental damage.

This study analysed the perceptions of stakeholders on algal bloom in aquatic systems in the

Danube Delta in order to apprehend potential adaptation and mitigation strategies for the

future, and to highlight what type of political support is required for the adoption of these

measures. The results could be used in other lakes and coastal waters coastal sites to help plan

and mitigate algal blooms in the future.

The participants responded to the designed algal bloom questionnaire through person to

person questionnaire deliveries. Based on used stakeholder expertise was created a draft of

Bow Tie diagram (Figure AII 2) to visualise the cause-control-mitigation measures-

consequences for the phenomena of algal bloom to the aquatic ecosystems in Danube Delta.

Figure AII 2: Bow Tie Diagram of algal bloom in Danube Delta Aquatic Ecosystems

A Bow Tiw diagram consists of a fault tree on the left side identifying the possible events

causing the top event and an event tree on the right side showing the possible consequences

of the top event based on the failure or success of safety barriers (Liu Z, 2017). In our case, the

top event is represented by loss/reduction of aquatic biodiversity due to eutrophication. In the

left side were mentioned the potential causes such as waste water discharges partially

threatened or untreated, lack of water body connectivity, increase in water temperature, factors

which favor the occurrence of algal bloom) and in the right side are the consequences resulting

from the event. The algal bloom problem can result in many interlinking consequences. The

controls measures positioned on the left are the solutions preventing the issue form occurring,

meanwhile the mitigation column represent the measures which should be considered in order

to recover once the event took place. Both control and mitigation measures use a mixture of

legislation, water management plans and changes in behaviour and mentalities in order to

manage the risk. Control and mitigation measures are specific to a certain cause or

consequence and may not be applicable to all of them. In this phase of the analyse there were

not drawn linking lines between these components of the diagram.

The escalation factors can be considered as restrictive ones that can damage the efficiency of

both control and mitigation measures, such as institutional conflicts regarding the ownership

status of water bodies that put barriers to the implementation of control or mitigation

measures.

References

Haberl H., Gaube V., Díaz-Delgado R., Krauze K., Neuner A., Peterseil J., Plutzar C., Singh S. J.,

Vadineanu A., 2009, Towards an integrated model of socioeconomic biodiversity drivers, pressures

and impacts. A feasibility study based on three European long-term socio-ecological re-search

platforms, Ecological Economics 68: 1797 – 1812

Liu Z., LI M. , 2017, Dynamic Medical Risk Assessment based on Bow-tie Approach and Bayesian

Network. In: Qi E., Shen J., Dou R. (eds) Proceedings of the 23rd International Conference on In-

dustrial Engineering and Engineering Management 2016. Atlantis Press, Paris

Lup A., Miron L., Alim I. D., 2016, Danube Delta. Economic Resources, Annals of the Academy of

Romanian Scientists. Series on Agriculture, Silviculture and Veterinary Medicine Sciences, 5(2): 39-46

Mantzouki E., Visser P. M., Bormans M., Ibelings B. W., 2016, Understanding the key ecological traits of

cyanobacteria as a basis for their management and control in changing lakes, Aquatic Ecology, 50

(3): 333-350. https://doi.org/10.1007/s10452-015-9526-3

Moss B., Kosten S., Meerhoff M., Battarbee R. W., Jeppesen E., Mazzeo N., Havens K., Lacerot G., Liu Z.,

De Meester L., Paerl H., Scheffer M., 2011, Allied attack: climate change and eutrophi-cation, Inland

Waters, 1:2, 101-105, https://doi.org/10.5268/IW-1.2.359

Petrișor A.-I., Petre R., Meiţă V., 2016, Difficulties in achieving social sustainability in a biosphere

reserve, International Journal of conservation Sciences 7(1): 123-136

Tătar C.-F., Herman G. V., Dehoorne O., Zarrilli L., 2017, Ecotourism in the Danube Delta, Analele

Universităţii din Oradea, Seria Geografie, Year XXVII, (1), pp. 122-132

Tockner, Klement, Bunn, Stuart E., Gordon, Christopher, Naiman, Robert J., Quinn, Gerry P. and

Stanford, Jack A. 2008, Flood plains : critically threatened ecosystems. In Polunin, Nicholas V.C. (ed),

Aquatic ecosystems : trends and global prospects, Cambridge University Press, New York, N.Y.,

pp.45-61.

Török L., Török Zs. Carstea E.M., Savastru D., 2017. Seasonal Variation of Eutrophication in Some Lakes

of Danube Delta Biosphere Reserve, Water Environment Research 89(1):87, DOI:

10.2175/106143016X14733681696248.

***, 2007, Land Use in 2007, National Institute of Statistics, Bucharest

****, 2013, Comunităţi umane – Patrimoniul cultural şi spiritual al Rezervaţiei Biosferei Delta Dunării,

260 p. Report Phase II / 09 2013 - project No. PN 09 26 01 07 (coord. TÖRÖK Liliana) contract No

26N/ANCS/2009 (INCDDD - Tulcea). Tulcea, Romania.

Annex 3: Analysis of causal linkages for the navigable Danube

Table AIII 1: Selected metrics and indices per indicator related to hydro-mophological alterations for the

modelling approach

Code Description of metric Indicator Source

Driver

Hydropower river stretch is situated within the reservoir

area upstream of a hydropower plant

impact of

hydropower plant

https://danubis.icpd

r.org/ navigation1 navigation class according to the

“Classification of European Inland

Waterways”

status of waterway (Economic

Commission for

Europe, 2012)

navigation2 critical locations for inland navigation

where the fairway depth of 2.5m at Low

Navigable Water Level was not achieved

status of waterway (Fairway, Danube,

2014, 2016)

urban percentage of the potential floodplain area

covered by urban structures

Land cover/Land use Copernicus Land

Monitoring Services

(land.copernicus.eu)

agriculture percentage of the potential floodplain area

covered by agricultural land Land cover/Land use Copernicus Land

Monitoring Services

(land.copernicus.eu) Pressure

Bank

stabilization Extent of reach affected by artificial bank

material (% of bank length) hydro-

morphological

assessment

Schwarz, 2014

planform Planform of the River channel hydro-

morphological

assessment

Schwarz, 2014

erosiondepos

ition

Erosion/deposition character hydro-

morphological

assessment

Schwarz, 2014

engineerings

tructures Impacts of artificial in-channel structures

within the reach (impoundments, groynes) hydro-

morphological

assessment

Schwarz, 2014

flooding Degree of lateral connectivity of the river

and the floodplain (Extent of floodplain not

allowed to flooded, regularly owing to

engineering)

hydro-

morphological

assessment

Schwarz, 2014

connectivity Degree of lateral movement of the river

channel hydro-

morphological

assessment

Schwarz, 2014

State

Aspius Conservation status of Aspius aspius (fish) conservation status

according to HBD

Natura 2000

database,

www.eea.europa.eu

Bombina Conservation status of Bombina sp.

(amphibian) conservation status

according to HBD Natura 2000

database,

www.eea.europa.eu

Gymnocephal

us_bal

Conservation status of Gymnocephalus

schraetzer(fish)

conservation status

according to HBD

Natura 2000

database,

www.eea.europa.eu

Gymnocephal

us_sch Conservation status of Gymnocephalus

baloni (fish) conservation status

according to HBD Natura 2000

database,

www.eea.europa.eu

Lutra Conservation status of Lutra lutra

(mammal)

conservation status

according to HBD

Natura 2000

database,

www.eea.europa.eu

Misgurnus Conservation status of Misgurnus fossilis

(fish) conservation status

according to HBD Natura 2000

database,

www.eea.europa.eu Rhodeus Conservation status of Rhodeus amarus

(fish)

conservation status

according to HBD

Natura 2000

database,

www.eea.europa.eu

Triturus Conservation status of Triturus dobrogicus

(amphibian)

conservation status

according to HBD

Natura 2000

database,

www.eea.europa.eu

Zingel_st Conservation status of Zingel streber (fish) conservation status

according to HBD Natura 2000

database,

www.eea.europa.eu

Zingel_zi Conservation status of Zingel zingel (fish) conservation status

according to HBD Natura 2000

database,

www.eea.europa.eu

Haliaeetus Population status of Haliaeetus albicilla

(bird) population

according to HBD Natura 2000

database,

www.eea.europa.eu Alcedo Population status of Alcedo atthis (bird) population

according to HBD

Natura 2000

database,

www.eea.europa.eu

Table AIII 2: Probabilities in the Bayesian Network on the P-S link (links with a probability >0.5 are shown

in bold) for selected species. Causal links were calculated via bootstrapping following the approach of

Friedman et al. (1999). For abbreviations see Table AIII 1.

bank-

stabilization planform

erosion-

deposition

engineering-

structures connectivity

Aspius 0.66 0.70 0.35 0.30 0.37

Bombina 0.13 0.55 0.86 0.22 0.57

Gymnocephalus_bal 0.34 0.74 0.73 0.32 0.68

Gymnocephalus_sch 0.49 0.60 0.96 0.68 0.43

Lutra 0.03 0.77 0.76 0.36 0.50

Misgurnus 0.08 0.82 0.25 0.38 0.51

Rhodeus 0.05 0.93 0.47 0.48 0.54

Triturus 0.18 0.65 0.89 0.48 0.50

Zingel_st 0.25 0.73 0.51 0.18 0.37

Zingel_zi 0.06 0.83 0.78 0.65 0.55

Figure AIII 1: Relative importance of drivers for the conservation status of selected species. Results of

sensitivity analysis based on the boosted Bayesian networks for the D-P-S data for the selected species

(see Table AIII 1).

Figure AIII 2: Conditional probabilities of the excellent conservation status (blue bars) and at least good

conservation status (black bars) for selected species ranging from rheophilic (top graphs) to stagnophilic

(lower graphs) species for the different levels of impact on the planform of the river (expressed in

percentage of length of a stretch that has an altered planform). Capital letters mark highest probabilities

for A: „excellent“, B: „good“, C: „average or reduced“ conservation status respectively.

Gymnocephalus schraetzer

Zingel streber

Zingel zingel

Aspius aspius

Gymnocephalus baloni

Rhodeus amarus

Misgurnus fossilis

Bombina bombina

Triturus dobrogicus

0 10 20 30 40 50

agriculturehydropower

navigation (critical location)urban

navigation (class)

Bombina bombina

pro

bab

ility

0,5

0,6

0,7

0,8

0,9

1,0

Gymnocephalus baloni

pro

bab

ility

0,5

0,6

0,7

0,8

0,9

1,0

Zingel streber

1,5 2,0 2,5 3,0 3,5 4,0 4,5 5,0 5,5

pro

bab

ility

0,5

0,6

0,7

0,8

0,9

1,0

Misgurnus fossilis

pro

bab

ility

0,5

0,6

0,7

0,8

0,9

1,0

Gymnocephalus schraetzer

pro

bab

ility

0,5

0,6

0,7

0,8

0,9

1,0

Rhodeus amarus

pro

bab

ility

0,5

0,6

0,7

0,8

0,9

1,0

Triturus dobrogicus

pro

bab

ility

0,5

0,6

0,7

0,8

0,9

1,0

C C C

C C C

C C C

B B B

B B B

B B B

B B B

A

A

A

A

A

A

A

- -

Bombina bombina

pro

ba

bili

ty

0,2

0,3

0,4

0,5

0,6

Gymnocephalus baloni

pro

ba

bili

ty

0,2

0,3

0,4

0,5

0,6

Zingel streber

1,5 2,0 2,5 3,0 3,5 4,0 4,5 5,0 5,5

pro

ba

bili

ty

0,2

0,3

0,4

0,5

0,6

Misgurnus fossilis

pro

ba

bili

ty

0,2

0,3

0,4

0,5

0,6

Gymnocephalus schraetzer

pro

ba

bili

ty

0,2

0,3

0,4

0,5

0,6

Rhodeus amarus

pro

ba

bili

ty

0,2

0,3

0,4

0,5

0,6

Triturus dobrogicus

pro

ba

bili

ty

0,2

0,3

0,4

0,5

0,6

- -

Contact

Coordinator Duration Website

Twitter

LinkedIn ResearchGate

[email protected]

Dr. Manuel Lago, Ecologic Institute 1 June 2015 to 30 November 2018 http://aquacross.eu/

@AquaBiodiv

www.linkedin.com/groups/AQUACROSS-8355424/about https://goo.gl/IcdtZC

AQUACROSS PARTNERS

Ecologic Institute (ECOLOGIC) | Germany

Leibniz Institute of Freshwater Ecology and Inland

Fisheries (FVB-IGB) | Germany

Intergovernmental Oceanographic Commission

of the United Nations Educational, Scientific and

Cultural Organization (IOC-UNESCO) | France

Wageningen Marine Research (WMR) | Netherlands

University of Natural Resources & Life Sciences,

Institute of Hydrobiology and Aquatic Ecosystem Management

(BOKU) | Austria

Fundación IMDEA Agua (IMDEA) | Spain

Universidade de Aveiro (UAVR) | Portugal

ACTeon – Innovation, Policy, Environment

(ACTeon) | France

University of Liverpool (ULIV) | United Kingdom

University College Cork, National University

of Ireland (UCC) | Ireland

Royal Belgian Institute of Natural Sciences

(RBINS) | Belgium

Stockholm University, Stockholm Resilience

Centre (SU-SRC) | Sweden

Danube Delta National Institute for Research

& Development (INCDDD) | Romania

Eawag – Swiss Federal Institute of Aquatic

Science and Technology (EAWAG) | Switzerland

International Union for Conservation of Nature

(IUCN) | Belgium

BC3 Basque Centre for Climate Change

(BC3) | Spain