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Page 1: Capacity Needs Assessment for Improving Agricultural ... · The agricultural sector in Africa is however faced with increasing demand for agricultural data, but the Agricultural Planning

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Capacity Needs Assessment for Improving

Agricultural Statistics in Uganda

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Standard Disclaimer:

This volume is a product of the staff of the International Bank for Reconstruction and Development/The

World Bank with external contributions. The findings, interpretations, and conclusions expressed in this

paper do not necessarily reflect the views of the Executive Directors of The World Bank or the

governments they represent. The World Bank does not guarantee the accuracy of the data included in this

work. The boundaries, colors, denominations, and other information shown on any map in this work do

not imply any judgment on the part of The World Bank concerning the legal status of any territory or the

endorsement or acceptance of such boundaries.

Copyright Statement:

The material in this publication is copyrighted. Copying and/or transmitting portions or all of this work

without permission may be a violation of applicable law. The International Bank for Reconstruction and

Development/The World Bank encourages dissemination of its work and will normally grant permission

to reproduce portions of the work promptly.

For permission to photocopy or reprint any part of this work, please send a request with complete

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All other queries on rights and licenses, including subsidiary rights, should be addressed to the Office of

the Publisher, The World Bank, 1818 H Street NW, Washington, DC 20433, USA, fax 202-522-2422, e-

mail [email protected]

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Table of Contents

Preface ......................................................................................................................................................... vi

Acknowledgement .................................................................................................................................... viii

Acronyms .................................................................................................................................................... ix

Executive Summary .................................................................................................................................... 1

Chapter 1: Introduction ............................................................................................................................. 4

Agricultural Statistics and the Minimum Set of Core Statistics ............................................................... 4

Need for Agricultural Statistics in Uganda ............................................................................................... 6

Users of Agricultural Statistics in Uganda ................................................................................................ 7

Agricultural Statistics Support and Best Practices for Developing Countries .......................................... 7

Capacity Assessments in Uganda ........................................................................................................... 10

Purpose of This Report ........................................................................................................................... 11

Chapter 2: The Agricultural Statistics System in Uganda .................................................................... 12

UBOS’s Role in the NASS ..................................................................................................................... 12

MAAIF’s Role in the NASS ................................................................................................................... 14

Other Agency Contributions to the NASS .............................................................................................. 17

Local Government Contributions to the NASS ...................................................................................... 18

Current Sources of Uganda Agricultural Statistics ................................................................................. 18

Censuses .................................................................................................................................................. 18

Crop and Livestock Statistics .................................................................................................................. 19

Forestry Statistics .................................................................................................................................... 19

Fisheries and Aquaculture Statistics ....................................................................................................... 19

Agricultural Markets and Price Information Systems ............................................................................. 19

Water and Environment Statistics ........................................................................................................... 19

Rural Development Statistics .................................................................................................................. 19

Food Security and Nutrition .................................................................................................................... 20

Chapter 3: Methodology ........................................................................................................................... 22

Identification of Key Stakeholders ......................................................................................................... 22

Initial Desk Review and Stakeholder Consultation ................................................................................ 22

Panel Discussions and Key Informant Interviews .................................................................................. 22

Standard Assessment Questionnaire ....................................................................................................... 23

Participatory Local Organizational Assessment Interview ..................................................................... 24

Limitations of the Study .......................................................................................................................... 25

Chapter 4: Findings from the Assessment .............................................................................................. 27

Themes from Stakeholders Interviews .................................................................................................... 27

Capacity Assessment of DAES and MAAIF .......................................................................................... 29

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Capacity Assessment at the District Level .............................................................................................. 31

Chapter 5: Challenges in the Uganda NASS .......................................................................................... 36

Institutional ............................................................................................................................................. 36

Methodological ....................................................................................................................................... 37

Scant Statistics at the District Level ....................................................................................................... 37

Personnel ................................................................................................................................................. 38

Technological .......................................................................................................................................... 38

Financial .................................................................................................................................................. 38

Chapter 6: Recommendations for Strengthening Agricultural Statistics in Uganda ......................... 40

Chapter 7: Global Best Practices for Agricultural Data ....................................................................... 51

Country Example of Agricultural Data Collection and Survey Programs .............................................. 51

Rwanda ................................................................................................................................................... 51

South Africa ............................................................................................................................................ 53

Sweden .................................................................................................................................................... 55

Best Practices for Agricultural Data: Probability Samples and Two-stage Multiframes ........................ 57

International Initiatives That Can Be Leveraged to Build Capacity Around Agricultural Statistics ...... 58

Collaborations between the Public and Private Sectors .......................................................................... 60

Technology and Quality Assurance Standards ....................................................................................... 61

Bibliography .............................................................................................................................................. 64

Appendix 1: Documents Reviewed .......................................................................................................... 66

Appendix 2: Cost Assumptions. ............................................................................................................... 67

List of Figures

Figure 2.1: Current Structure of the Uganda NASS ..................................................................... 12 Figure 2.2: DAES Organizational Structure ................................................................................ 14

Figure 2.3: Division of Statistics Organizational Structure ......................................................... 16

Figure 6. 1: Harmonized Uganda NASS....................................................................................... 41

Figure 7.1: Organogram of the Ministry of Agriculture, Forestry, and Fishing, South Africa .... 54 Figure 7.2: Distribution of Budget Shares .................................................................................... 59

List of Tables

Table 1.1: Minimum Set of Core Data ............................................................................................ 4

Table 2. 1: Status of the Minimum Set of Core Statistics Collected within the Uganda NASS ... 20

Table 3.1: Key Stakeholders Interviewed ..................................................................................... 23

Table 3.2: ASCI Classification ..................................................................................................... 24

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Table 3.3: Core Functions Examined in the PLOCA ................................................................... 25

Table 3.4: Districts Surveyed ........................................................................................................ 25

Table 4.1: Standard Assessment ASCIs for DAES and MAAIF .................................................. 30 Table 4.2: Districts Scores for Different Measures of Statistical Capacity .................................. 32

Table 4. 3: Correlation Between Core Functions Critical to Organizational Performance at the

District Level ................................................................................................................................ 35

Table 6. 1: Recommendations for a Harmonized NASS .............................................................. 42

Table 7.1: Land use strata codes, definition, and areas ................................................................ 52 Table 7. 2: Projected AGRISurvey Budget................................................................................... 59 Table A2.1: Exchange Rate .......................................................................................................... 68

Table A2.2: Workshop, Seminar, and Meeting Costs .................................................................. 68

Table A2.3: Consulting Costs ....................................................................................................... 69

Table A2.4: Staffing Costs ............................................................................................................ 69

Table A2.5: Office Costs .............................................................................................................. 70

Table A2.6: Advertising Costs ...................................................................................................... 70

Table A2.7: Office Equipment Costs ............................................................................................ 70

Table A2.8: Meeting and Workshop Costs ................................................................................... 71

List of Boxes

Box 7.1: Sampling frames for agricultural statistics ..................................................................... 58

Box 7.2: Use of technology in collecting agricultural data .......................................................... 62

Box 7.3: Use of technology in data dissemination: Examples of publishers that are Data

Documentation Initiative compliant and of data visualization tools ............................................ 63

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Preface

Agriculture is the main source of livelihood for about two thirds of Africa’s population. It

accounts for 70% of employment, overwhelmingly on small farms; occupies half of all land area,

and provides half of all exports and one-quarter of GDP in Uganda. It is considered a leading

sector for future economic growth and economic inclusion in the current National Development

Plan. Thus, enhancing its performance is central to food security and sustainable poverty

reduction. According to Uganda Vision 2040, agriculture contributed approximately 21 percent

of the gross domestic product (GDP) and employed roughly 65 percent of the labor force in 2010

(National Planning Authority 2013).

The agricultural sector in Africa is however faced with increasing demand for agricultural data,

but the Agricultural Planning Department and National Statistical Agencies have many

challenges in making the required data available. There is lack of capacity to provide reliable

statistical data on food and agriculture and to provide a blueprint for long-term sustainable

agricultural statistical systems. A Partnership in Statistics for Development in the 21st Century

(PARIS21)1 review found that only 10% of International Development Association (IDA)

countries2 had included agriculture in the National Strategies for Development of Statistics

(NSDS) process. Even so, agriculture-related NSDS quality is very low as reflected in

agricultural policy and development in most IDA countries. It is imperative that these challenges

of reliable and accurate statistics are addressed.

A number of development organizations are working with various developing countries to

improve their agriculture statistics systems. For example, the World Bank is actively working

with the Government of Uganda to improve the quality and quantity of agricultural statistics

through the Living Standards Measurement Survey (LSMS) - Uganda National Panel Survey

(UNPS). “UNPS is a national panel household survey that has been collecting multi-sectoral

micro data with a strong focus on agriculture. FAO on the other hand supports the Government

of Uganda to generate reliable and detailed information on the nature of food security and

malnutrition for decision making through implementation of the Integrated Food Security Phase

Classification (IPC) in Uganda. FAO facilitates the analysis of food security using the IPC

1 A Partnership in Statistics for Development in the 21st Century (PARIS21) is a global partnership of national, regional, and international

statisticians, analysts, policy-makers, development professionals, and other users of statistics. The PARIS21 Consortium was established as a

global forum and network to promote, influence, and facilitates statistical capacity development and the better use of statistics. 2 The International Development Association (IDA) is the part of the World Bank that helps the world’s poorest countries. Overseen by 173

shareholder nations, IDA aims to reduce poverty by providing loans (called “credits”) and grants for programs that boost economic growth,

reduce inequalities, and improve people’s living conditions.

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Analytical Protocols resulting in the availability of up-to-date and reliable food security

information, which is used for planning and early warning. AfDB has developed “Country

Assessment of Agricultural Statistical Systems in Africa - Measuring the Capacity of African

Countries to Produce Timely, Reliable, and Sustainable Agricultural Statistics”.

It is crucial for developing countries to develop their agriculture statistics systems as it is a

critical resource for public policy analysis and design, policy implementation and monitoring,

and decision making. Further, they provide a key input into other statistics, including the national

accounts. For this reason, agricultural statistics need to be comprehensive, reliable, up-to-date,

consistent, and available in a form that renders them intelligible and usable (FAO. 2011)

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Acknowledgement

This report summarizes the findings and recommendations of the Capacity Needs Assessment for

Improving Agricultural Statistics led by Ademola Braimoh at the World Bank and conducted by

Frederick Smith, Michael Jacobsen and Karis McGill of RTI International and Paul Kibwika,

Joseph Mugagga Sengendo, Richard Kibombo, Florence Birungi Kyazze, and Rosemirta Birungi

of Development Research and Social Policy Analysis Center (DRASPAC). The work was

carried out under the overall guidance of Diarietou Gaye, Trichur Balakrishnan, Christina

Malmberg Calvo and Dina Umali-Deininger.

The team gratefully acknowledges the support to this work by Patrick Okello, Flavia Oumo,

Contace Nakiyemba, Emmanuel Menyha, Daphne Arinda, Israel Nsiko and Mulmina Maloru

(UBOS); Richard Ndikuryayo, Medard Nabaasa, Efulansi Mutesi, Jovan Lubega, Steven

Kayongo, Agnes Nagayi, Kyagaba Ssekimwany (MAAIF); Tonny Odokonyero, Mildred

Barungi, Francis Mwesigye and Swaibu Mbowa (EPRC); Juma Ndhokero, Jimmy Semakula

and Losira Nasirumbi Sonya (NARO); Emmanuel Iyamulemye Niyibigira, James Kizito-

Mayanja and Samuel Samson Omwa (UCGA); John Diisi, Julius Ariho, Ssenyonjo Edward and

Joseph Mutyaba (NFA); Caleb Gumisiriza and Mwenda Augustin (UNFFE); Robert Kalyebara

and Paul Dhabunansi (aBi Trust); Yamagami Keisuke and Lubega Paul (JICA); Nangulu Moses

and Nabbosa Maxensia (UNADA); Martin Fowler and Ochieng (USAID); Kamugisha Godwin

(NEMA); Martin Emau, Edward Tanyima and Andrew Ateny (FAO); and Vuzzi Azza Victor

and Joyce Alaro (DANIDA).

The report benefited from invaluable suggestions from peer reviewers. We would like to thank

Johan Mistiaen, Forhad Shilpi; Talip Kilic; Carolina Mejia, John Ilukor; Joanne Gaskell. Special

thanks are due to Gandham Ramana, Holger Kray, Kevin Crockford, Joseph Oryokot and Jane

Nalunga for the support provided to this work.

We are also grateful to all the stakeholders who attended the validation workshop for their active

engagement and for the valuable inputs and assistance from Damalie Nyanja and Janet Christine

Atiang of the World Bank.

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Acronyms

aBi Agricultural Business Initiative

AfDB African Development Bank

ASCI Agricultural Statistics Capacity Indicator

ASSP Agricultural Sector Strategic Plan

BOU Bank of Uganda

CAPI Computer-Assisted Personal Interview

CDO Cotton Development Organization

CIO Chief Information Officer

COA Census of Agriculture

DAES Directorate of Agriculture and Environment Statistics

DANIDA Danish International Development Agency

DDA Dairy Development Authority

DHS Demographic and Health Survey

DRASPAC Development Research and Social Policy Analysis Center

EPRC Economic Policy Research Centre

FAO Food and Agriculture Organization of the United Nations

GDP Gross Domestic Product

GIS Geographic Information System

HR Human Resources

ICT Information and Communication Technology

ITC Informational and Computational Technology

JICA Japan International Cooperation Agency

KII Key Informant Interview

LSMS Living Standards Measurement Survey

M&E Monitoring and Evaluation

MAAIF Ministry of Agriculture, Animal Industries, and Fisheries

MAFAP Monitoring African Food and Agricultural Policies

NAADS National Agricultural Advisory Services

NAGRIC National Animal Genetic Resource Centre

NARO National Agricultural Research Organization

NASS National Agricultural Statistics System

NASTC National Agricultural Statistics Technical Committee

NDP2 Second National Development Policy

NEMA National Environment Management Authority

NFA National Forestry Authority

NFASS National Food and Agricultural Statistics System

NGO Nongovernmental Organization

NPHC National Population Household Census

NSDS National Strategy for the Development of Statistics

NSS National Statistical System

NSSF National Social Security Fund

ODA Official Development Assistance

PARIS21 Partnership in Statistics for Development in the 21st Century

PLOCA Participatory Local Organizational Assessment

PNSD Plan for National Statistical Development

RAADRS Routine Agricultural Administrative Data Reporting System

SAQ Standard Assessment Questionnaire

SSPS Sector Strategic Plan for Statistics

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UBOS Uganda Bureau of Statistics

UCDA Uganda Coffee Development Authority

UCGA Uganda Coffee Growers Association

UN United Nations

UNADA Uganda National Agro-inputs Dealers’ Association

UNFFE Uganda National Farmers' Federation

UNHS Uganda National Household Survey

UNPS Uganda National Panel Survey

USAID U.S. Agency for International Development

UTCC Uganda Trypanosomiasis Control Council

WCA World Program for the Census of Agriculture 2020

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Executive Summary

Agriculture is a key driver of Uganda’s economy accounting for 70% of employment, providing

half of all exports, and one-quarter of GDP in Uganda. Thus, enhancing its performance is

central to food security and sustainable poverty reduction. Recent policies have called for

analyzing and monitoring the growth of the agricultural sector. To accomplish this, policy

makers have identified the need for a strong agricultural statistics system to collect and

disseminate timely, accurate, and relevant statistics.

Ugandan agricultural statistics are used by numerous entities both within and outside of Uganda.

Policy and decision makers within the national government use statistics to enable effective

governing. Agricultural statistics are also needed for planning, administration, monitoring, and

accounting at subnational level. Good statistics are required for exploring the profitability of

agribusiness opportunities, planning and investment, monitoring, evaluation, and reporting of

business activities. Non-Governmental Organizations use statistics to plan, implement, monitor,

and evaluate their activities. They also use statistics to monitor and inform government policy,

lobby politicians, hold governments accountable, and report to their key stakeholders. Lastly,

development partners use a country’s agricultural statistics to determine the need for and impact

of assistance or the requirements for participation in development initiatives.

The current system struggles to provide this level of data. To improve the system so that it can

provide the appropriate data, a capacity needs assessment was undertaken to determine areas of

improvements to the current system. The purpose of this report is to describe the assessment, its

findings, and the recommendations for updating Uganda’s agricultural statistics system.

This assessment was conducted between June 2017 and March 2018. Both external and internal

stakeholders were interviewed to determine the challenges and opportunities facing Uganda’s

agricultural statistics system. Officials from 16 districts were surveyed regarding their district’s

ability to collect and produce agricultural statistics. Representatives from the Uganda Bureau of

Statistics (UBOS) and the Ministry of Agriculture, Animal Industries, and Fisheries (MAAIF)

answered the Standard Assessment Questionnaire (SAQ), and a snapshot of the current capacity

of these institutions to produce agricultural statistics was obtained. A draft report was prepared in

November and a stakeholder workshop was held on March 1, 2018, to get feedback and

information from both users and developers of agricultural statistics in Uganda.

Common themes arose from the stakeholder interviews. These themes, listed below, describe a

disharmonized system that fails to produce the necessary statistics.

• Different agencies create different systems to produce agricultural statistics due to lack of

clarity regarding institutional mandates.

• There is little faith in the reliability of the current agricultural statistics system.

• Administrative data is collected and compiled without employing standard statistical

procedures. There is also an issue of untimely and incomplete flow of data from the lower

to the higher reporting levels

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• Methodologies for collecting commodity-specific statistics are not adequate.

• There is a lack of investment and prioritization of agricultural statistics.

The districts expressed varying levels of capacity for collecting agricultural data from their

farmers. Districts such as Mayugi and Kaabong reported having moderate capacity, while other

districts, such as Masaka and Mbarara, reported only a basic capacity for collecting agricultural

data. The districts tended to report moderate capacity in the following categories: the mandate,

governance structure, management, and personnel. However, they did not feel they had sufficient

financial resources or the capacity for public dissemination and publicity.

The above findings point to three major challenges within Uganda’s agricultural statistics

system:

1. There are multiple agencies that collect and disseminate agricultural statistics and there

are challenges to build coordination and cooperation between them due to lack of clarity

on institutional mandates.

2. Human capacity constraints hinder the collection of credible statistics at local and

national levels

3. The types of statistics that are considered to be official are neither clearly defined nor the

methodology required to collect them standardized

Therefore, it is recommended that the current structure of Uganda’s agricultural statistics system

should become more harmonized and that an office be created to collect and produce subnational

agricultural statistics. The recommendations for accomplishing these goals are listed below:

Institutional:

• Establish the Global Strategy core minimum set of statistics as the set of official

agricultural statistics.

• Delineate the responsibilities between agencies for collecting the core minimum set of

statistics.

• Develop a coordination committee for agencies that produce agricultural statistics.

• Establish working committees that codify methodologies for collecting the core minimum

set of statistics.

• Provide training to personnel on emerging methodologies to estimate statistics and data

collection.

Methodological:

• Develop commodity-specific methodologies for the collection of agricultural statistics.

• Implement methodologies for improving agricultural statistics from administrative data.

District:

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• Strengthen the capacity for collection and dissemination of district-level agricultural

statistics by building the required human capacity.

• Monitor district mandate, prioritization, and funding for collection of district-level

statistics.

• Promote the utility and benefit of agricultural statistics to farmers.

Personnel:

• Hire qualified statisticians in UBOS DAES to effectively manage the production of

agricultural statistics. Both UBOS and MAIFF require a cadre of agricultural statisticians

that are highly qualified in data production and properly trained in the latest survey

methods for core data needs, analysis and reporting.

• Promote agricultural statistics to statistics students.

Technological:

• Develop the information communication technology strategy for the collection, analysis,

and dissemination of agricultural statistics. It is however important to properly test the

technologies for their suitability and reliability before they are fully rolled out.

• Create a database of agricultural statistics for data users.

• Update the current computer and network systems within agencies.

• Update the software for data collection and analysis.

Financial:

• The Ugandan government must establish and maintain funding for agricultural statistics

and data collection.

There are two windows for World Bank support for improving agricultural statistics in Uganda.

The first window is through agriculture projects under the MAAIF, with the Agricultural Cluster

Development Project being restructured to include a provision for strengthening the Statistics

Unit. The second window is through Statistics Payment for Results (PforR) Program for

generating better and more accessible data to inform policy-makers and contributing to

strengthening statistical capacity. Funding through these windows can be used to support four

key interventions: (i) developing the legislative framework for agricultural statistics; (ii)

developing the legislative framework for data sharing between county governments and MoALF;

(iii) establishing structures where users and producers of agricultural statistics interact; and (iv)

developing a Seasonal Agricultural Survey (SAS).

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Chapter 1: Introduction

The Government of Uganda has identified agriculture as a key driver of economic growth and

stability for Uganda. The Uganda Vision 2040 indicates that agriculture contributed

approximately 21 percent of the gross domestic product (GDP) and employed roughly 65 percent

of the labor force in 2010 (National Planning Authority 2013). Because agriculture is such an

important part of the GDP, the Government of Uganda is prioritizing goals that will transform its

agriculture from subsistence to a commercial system. However, progress on reaching these goals

must be measured and evaluated using agricultural statistics.

Agricultural Statistics and the Minimum Set of Core Statistics

Agricultural statistics measure the agriculture industry and farm and rural households. Data users

rely on agricultural statistics to answer different questions and inform decisions and actions at

the political, academic, institutional, and individual levels. Because agriculture is affected by

economic, environmental, and social factors, agricultural statistics must measure the impact of

agriculture on issues within and across these factors. Additionally, agriculture includes other

activities such as agroforestry, land usage, and aquaculture. Therefore, the set of statistics

considered agricultural statistics are broad and multifaceted.

Agricultural statistics can encompass a variety of estimates, each created for different purposes,

such as regulation, enforcement, enterprise management, environment, social, and economic

factors. In this report, agricultural statistics are defined as those outlined in the Minimum Set of

Core Data framework created by the Global Strategy for Improving Agriculture and Rural

Statistics of the Food and Agriculture Organization of the United Nations (FAO) (Table 1.1).

This set of statistics covers many estimates that can be used for other purposes.

Table 1.1: Minimum Set of Core Data

Group of Key

Variables Key Variables Core Data Items

Economic

Output Production Core crops (for example, wheat and rice)

Core livestock (for example, cattle, sheep, and pigs)

Core forestry products

Core fishery and aquaculture products

Area harvested and planted Core crops (for example, wheat and rice)

Yield/births/productivity Core crops, core livestock, core forestry, core fishery

Trade Exports in quantity and value Core crops, core livestock, core forestry, core fishery

Imports in quantity and value Core crops, core livestock, core forestry, core fishery

Stocks Quantities in storage at beginning of harvest Core crops

Stock of resources Land cover and use Land area

Economically active population Number of people in working age by sex

Livestock Number of live animals

Machinery Number of tractors, harvesters, seeders, and other

equipment

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Group of Key

Variables Key Variables Core Data Items

Inputs Water Quantity of water withdrawn for agricultural

irrigation

Fertilizers in quantity and value Core fertilizers by core crops

Pesticides in quantity and value Core pesticides (for example, fungicides, herbicides,

insecticides, and disinfectants) by core crops

Seeds in quantity and value By core crops

Feed in quantity and value By core crops

Agro processing Volume of core crops/livestock/fisheries used

in processing food

By industry

Value of output of processed food By industry

Other uses (for example, biofuels)

Prices Producer prices Core crops, core livestock, core forestry, core fishery

Consumer prices Core crops, core livestock, core forestry, core fishery

Final expenditure Government expenditure on agriculture and

rural development

Public investments, subsidies, and other expenditure

Private investments Investment in machinery, research and development,

and infrastructure

Household consumption Consumption of core crops/livestock/and so on in

quantity and value

Rural infrastructure

(capital stock)

Irrigation/roads/railways/communications Area equipped for irrigation/roads in km/railways in

km/communications

International transfer Official development assistance (ODA) for

agriculture and rural development

Social

Demographics of urban

and rural population

Sex

Age in completed years By sex

Country of birth By sex

Highest level of education completed One-digit International Standard Classification of

Education by sex

Labor status Employed, unemployed, and inactive by sex

Status in employment Self-employment and employee by sex

Economic sector in employment International standard industrial classification by sex

Occupation in employment International standard classification of occupations

by sex

Total income of the household

Household composition By sex

Number of family/hired workers on the

holding

By sex

Housing conditions Type of building, building character, main material,

and other information

Environmental

Land Soil degradation Variables will be based on above core items on land

cover and use, water use, and other inputs to

production Water Pollution due to agriculture

Air Emissions due to agriculture

Geographic location

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Group of Key

Variables Key Variables Core Data Items

Geographic

information system

(GIS) coordinates

Location of the statistical unit Parcel, province, region, country

Degree of urbanization Urban/rural area

Source: World Bank 2010.

Need for Agricultural Statistics in Uganda

Agricultural statistics are recognized among policy makers, governmental officials, researchers,

farmers organizations, agribusinesses, and private donors in Uganda as critical to agriculture-

driven economic stability and improvement.

The Uganda Second National Development Policy (NDP2) has identified several weaknesses

within the Ugandan agricultural value chain: low production, little technological innovation and

adoption, a weak agricultural extension service, an inability to match producers with their final

markets, and limited market and production information. One of the goals put forth in the NDP2

was to measure and address the gaps along the value chain (Government of Uganda 2015).

In their ‘Review of Food and Agricultural Policies in Uganda 2005–2011’ report, the FAO

identified the lack of reliable statistics as one of the weaknesses of the current system (MAFAP

2013).

The Uganda National Agriculture Policy calls for investment in agricultural statistics. It defines

the need for a ‘functional system’ that includes all ministries collecting agricultural statistics and

the district governments. Furthermore, it directs the Ministry of Agriculture, Animal Industries,

and Fisheries (MAAIF) to build an agricultural statistics and management system for use in

monitoring and evaluation (M&E) (MAAIF 2011). MAAIF has established a Division of

Statistics to develop and harmonize a system for administrative data3 collection, storage,

analysis, and dissemination to stakeholders.

The Uganda Bureau of Statistics (UBOS) has also outlined the creation of the Directorate of

Agriculture and Environment Statistics (DAES) within its 2013/14–2017/18 Sector Strategic

Plan for Statistics (SSPS). The DAES was created in 2011, and it is responsible for agricultural

and environmental data collection, management, and dissemination (UBOS 2014d).

3 Administrative data refers to non-statistical sources of information obtained through, for example, government programs or agricultural extension, and can benefit the final statistical product in terms of reduced costs or improved small area estimates. An area that could facilitate better linkages between UBOS and MAAIF is the integration of administrative data with household and farm survey data – but an impediment to this is the lack of publicly available, unit-record administrative data. These problems are better articulated under the section MAAIF’s role in the NASS

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Users of Agricultural Statistics in Uganda

As outlined in the Plan for National Statistical Development (PNSD) 2013/14–2017/18, Ugandan

agricultural statistics are used by numerous entities both within and outside of Uganda. Each

group in the list below requires different sets of statistics to fulfill the users’ various needs

(UBOS 2014d).

• National and local government: Policy and decision makers within the national

government use statistics to enable effective governing. Agricultural statistics are also

needed for planning, administration, monitoring, and accounting.

• Agribusinesses and other economic parties: Good statistics are required for exploring

the profitability of future business opportunities, planning and investment, monitoring,

evaluation, and reporting of business activities.

• Nongovernmental organizations (NGOs): NGOs use statistics to plan, implement,

monitor, and evaluate their activities. They also use statistics to monitor and inform

government policy, lobby politicians, hold governments accountable, and report to their

key stakeholders.

• Media: The media present statistics within their reports and articles to inform the public

about agriculture and report on various developments within the field.

• Research institutions: Researchers rely on good statistics to plan experiments, conduct

research, and present findings.

• Regional organizations: Organizations that foster regional integration and development

use statistics for this cause.

• International organizations: International groups use a country’s agricultural statistics

to determine the need for and impact of assistance or the requirements for participation in

development initiatives.

• General public: The general public requires high-quality statistics to educate themselves

and make decisions that will provide a meaningful impact on their lives.

Agricultural Statistics Support and Best Practices for Developing Countries

In recent years, many international aid organizations have highlighted the growing need for

agricultural statistics in the developing country context, which has led to the institution of global

plans for improving agricultural statistics, such as the Partnership in Statistics for Development

in the 21st Century (PARIS21), the Global Strategy for Improving Rural and Agricultural

Statistics, and the FAO World Program for the Census of Agriculture 2020 (WCA). The goal of

all these programs is to assist developing countries in building a National Agricultural Statistics

System (NASS) that provides useful, accurate, and timely agricultural statistics to national and

international data users.

The mandate of PARIS21 Initiative is “to reduce poverty and improve governance in developing

countries by promoting the integration of statistics and reliable data in the decision-making

process” (PARIS21 2016a). This is accomplished through promoting coordination between data

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providers, data producers, and data users; improving the use of timely and useful statistics;

assisting with the creation of a National Strategy for the Development of Statistics (NSDS)

document for each participating country; and providing documentation and data archiving

services. All these services are available for each subsector within the National Statistical System

(NSS), including agricultural statistics.

The United Nations (UN) Statistical Commission, FAO, World Bank, and various governmental

agencies that produce and utilize agricultural statistics created the Global Strategy for Improving

Rural and Agricultural Statistics within the FAO to assist developing nations in creating and

disseminating agricultural statistics. The purpose of the Global Strategy is to provide “a

framework and methodology that will lead to an improvement in terms of the quantity and

quality of national and international food and agricultural statistics to guide policy analysis and

decision-making in the 21st strategy” (World Bank 2010). The Global Strategy spells out three

main tasks for countries:

1. Produce a minimum set of core data;

2. Better integrate agriculture into the NSS; and

3. Improve governance and statistical capacity building

The Global Strategy is closely aligned with the creation of the NSDS in that it provides an

assessment of the country’s NASS and where improvements can be made. The findings from the

assessment are used to build the country’s Strategic Plan for Agriculture and Rural Statistics, a

critical piece of the NSDS.

The FAO has been providing assistance through the WCA for countries to develop and conduct a

census of agriculture (COA) since the 1930s. The goal of the WCA is to assist countries in

developing and conducting a COA using standardized methodologies that are internationally

accepted. Every 10 years, the world program is updated to include the latest methodologies and

concepts that all countries can implement. The FAO has recognized the COA as one of the key

components for the Global Strategy.4

The World Bank Living Standards Measurement Study – Integrated Surveys on Agriculture (LSMS-ISA)

initiative has been providing financial and technical support to UBOS since 2009 towards the design,

implementation, analysis and dissemination of the Uganda National Panel Survey (UNPS). UNPS is a

national longitudinal survey that has been collecting multi-sectoral microdata that has a strong focus on

agriculture, and that has been at the heart of rigorous research that has reported state of the agricultural

sector and its linkages to a broad range of development outcomes. Thus far, the UNPS 2009/10, 2010/11,

2011/12, 2013/14, 2015/16 and 2017/18 waves have been implemented (with the anonymized unit-record

microdata being made available within 12 months of completion of fieldwork); the UNPS 2018/19 is

underway at the time of the writing of this report; and the UNPS 2019/20 is in the pipeline.

4 http://www.fao.org/world-census-agriculture/wcarounds/wca2020/en

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Similar to the approach pursued in other African countries that have been supported by the LSMS-ISA

initiative, the World Bank’s investments into UBOS capability to produce and analyze high-quality

microdata have been leveraged to initiate a parallel program of methodological experiments in the areas

of land area measurement, soil fertility assessment, crop production and yield measurement, crop variety

identification, and remote sensing, and ownership and control of physical and financial assets, with the

idea of developing improved survey methods with downstream linkages to the future UNPS rounds.

These experiments yield peer-reviewed methodological research outputs that are distilled into guidelines

for implementing best practices in data collection, which are in turn used as reference documents by

survey practitioners, including UBOS and the national statistical offices supported by the LSMS-ISA

(Kilic 2017).

Best practices and guidelines have been developed by each of the above-mentioned groups to

assist developing countries in collecting agricultural data and disseminating agricultural

statistics. Guidebooks and technical papers on various statistical and methodological aspects are

published on each group’s website for free use. Each group has given advice on different aspects

of agricultural statistics. The Global Strategy has produced best practices for

• Developing a master sample frame, with examples from different developing and

developed countries;

• Designing fishery survey modules in household surveys;

• Enumerating nomadic and seminomadic livestock counts;

• Costing production surveys and grain stocks surveys;

• Improving crop production forecast surveys

• Remote sensing;

• Creating food balance sheets;

• Calculating gender-based estimates;

• Making international classifications; and

• Providing data users access to agriculture microdata.

• The World Bank LSMS produces guidelines on household and farm survey data

collection on a range of agricultural and non-agricultural topics, anchored primarily

in randomized survey experiments that inform peer-reviewed academic research,

which in turn feed into these guidelines. Relevant to agricultural statistics, the

guidelines are currently available for survey data collection on:

• Land areas

• Soil fertility

• Livestock

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• Forestry

• Fisheries

• Asset ownership

At the time of the writing of the report, the LSMS, in collaboration with its national and

international partners, was also working on guidelines for survey data collection on

agricultural labor, annual crop production, extended-harvest crop production, crop variety

identification, and remote sensing for measuring crop yields. The LSMS is also part of the

World Bank Development Data Group – Survey Unit, which develops the free, computer-

assisted personal interviewing (CAPI) software known as Survey Solutions, which is now the

UBOS software of choice for surveys collecting data based on CAPI, beyond the UNPS.

The FAO WCA has produced manuals providing best practices on agricultural statistics. Such

manuals are available on several topics including:

• Linking population and housing censuses with agricultural censuses;

• Employment data collection in agricultural censuses; and

• Preparing internationally comparable agricultural statistics.

Some country examples on implementation of best practices are provided in Chapter 7.

Capacity Assessments in Uganda

The first step in the operationalization of these global plans for agricultural statistics is to

determine the status of the NASS in target countries by undertaking capacity assessments.

Capacity assessments provide a snapshot of the NASS across legal, institutional, financial,

methodological, personnel, operational, and technological frameworks. They also provide the

basis for recommendations for improvement.

Uganda has been very involved in capacity assessments for building its NASS. In 2014, the

African Development Bank (AfDB) conducted a capacity assessment of the NASSs of 52

African countries, including Uganda. The assessment reported on the overall status of each

participating county’s NASS, scoring the countries by their institutional infrastructure, resources,

statistical methods and practices, and the availability of statistical information (AfDB 2014).

MAAIF conducted a stakeholder analysis to determine their capacity for building an NASS

(MAAIF 2014). In 2015, the World Bank commissioned a capacity assessment of the Uganda

NASS within UBOS and MAAIF. The current report builds on these assessments to identify the

pertinent areas for improving the production quality and dissemination of agricultural statistics at

national and subnational levels. Subnational statistics are required to support public policy,

manage food security and disaster-risks, and for day-to-day planning, monitoring and decision

making.

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In Uganda, agriculture is a key driver of the national economy, and the Government of Uganda is

emphasizing the necessity of a functional and comprehensive NASS, including in the 2011

National Agriculture Policy. To assist in that process, UBOS and MAAIF requested that the

World Bank conduct a capacity assessment of the Uganda NASS. The World Bank solicited

applications for the assignment, and RTI International was awarded the contract, with activities

conducted in May–December 2017.

Purpose of This Report

This report presents the results of the capacity assessment with a focus on the ability of the

Uganda NASS to collect and produce agricultural statistics to inform policy and decision-making

for agricultural transformation.

This capacity assessment differs from those previously done in three ways. First, this capacity

assessment includes a comprehensive stakeholder analysis that includes input from data users,

data providers, and donor agencies, in addition to the agencies involved in producing statistics.

MAAIF utilized a stakeholder analysis conducted in 2011 to build the Agricultural Sector

Strategic Plan (ASSP), but it did not conduct a new stakeholder analysis with Ugandan

stakeholders. Second, this report includes a capacity analysis of selected districts’ capacity for

collecting agricultural statistics. None of the previously conducted assessments included a

district-level analysis that can capture the needs of decision-makers at the grassroots. Third, the

study evaluates the role of the two main agencies responsible for producing agricultural statistics

and identifies areas for improving their capacities for producing credible statistics. The AfDB

capacity assessment on the other hand was an overall capacity assessment of the Uganda NASS.

The 2015 assessment only assessed the capacity within MAAIF.5

The remainder of the report is organized as follows. Chapter 2 gives an overview of the

agricultural statistics systems in Uganda and the institutions responsible for collecting and

disseminating statistics on agriculture. Chapter 3 further describes the current sources of Uganda

agricultural statistics and highlights the status of the core statistics collected within the Uganda

NASS. Chapter 4 provides the methodologies employed in conducting the capacity assessments

at national and local government levels, and the limitations of each approach. Chapter 5

discusses the findings from capacity assessments, while Chapter 6 provides recommendations for

improving statistical capacity for agriculture Uganda. Chapter 7 concludes with examples of

global best practices for agricultural data.

5 The term ‘data’ means values provided by the selected farmers or observations that are used to calculate statistics.

The term ‘statistics’ means estimates calculated from the data with an associated measure of uncertainty calculated

from the data.

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Chapter 2: The Agricultural Statistics System in Uganda

Uganda’s current NASS was established through the Ugandan Bureau of Statistics Act of 1998

providing the mandate for multiple institutions to collect agricultural data. The NASS is a

decentralized system with multiple agencies charged with collecting and disseminating statistics

on agriculture, as shown in Figure 2.1. UBOS and the Division of Statistics in MAAIF are the

two main groups that capture agricultural statistics. Other agencies within the national

government and local governments also collect agricultural data for their own uses. Finally,

NGOs collect agricultural statistics for M&E of various programs.

Figure 2.1: Current Structure of the Uganda NASS

UBOS DAES

MAAIF Statistics Division

NGO Funders

Other Governmental Agencies

Official agricultural statistics

Non-officialagricultural statistics

Statistics for agricultural projects

UBOS’s Role in the NASS

The primary agency for statistics dissemination is UBOS, as stated in the Uganda Bureau of

Statistics Act of 1998 (Government of Uganda 1998). This act gives power to UBOS as the

prime agency in the Government of Uganda for the national statistics system. This act also gives

UBOS the authority to determine what statistics are collected and how. Furthermore, UBOS can

work with and assign duties to other agencies to collect and disseminate statistics.

The primary unit within UBOS for collecting agricultural statistics is the DAES. It was founded

in 2011, and its structure is shown in

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Figure 2.2: .2. The mandate of the DAES is to be the official source of agricultural statistics for

Uganda. Currently, it produces statistics on crops, livestock, and the environment from the

surveys and censuses. The DAES plans to expand its responsibilities to include aquaculture and

fisheries statistics and will add a senior statistician of Fisheries to the organizational structure.

The goal of the DAES is to collect data and disseminate the official set of core agricultural

statistics. As a department within UBOS, and under the UBOS Act of 1998, the DAES also has

the following responsibilities within the agricultural statistics field according to the Government

of Uganda (1998):

• “Provide high quality central statistics information services.

• Promote standardization in the collection, analysis and publication of statistics to ensure

uniformity in quality, adequacy of coverage and reliability of statistics information.

• Provide guidance, training and other assistance as may be required to other users and

providers of statistics.

• Promote cooperation, coordination and rationalization among users and providers of

statistics at national and local levels to avoid duplication of effort and ensure optimal

utilization of scarce resources.

• Promote and being the focal point of cooperation with statistics users and providers at

regional and international levels.”

The DAES primarily collects data using censuses and surveys. It either designs the data

collection tools or works with outside groups seeking statistics on various projects to create the

surveys. It trains the enumerators on statistically sound methods of collecting data. The DAES

tabulates and disseminates the final statistics to the government, the public, or the organizations

partnering with the DAES to collect statistics on their projects. The DAES can also use

secondary statistics from other data producers to calculate and disseminate statistics.

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The DAES possesses computers and statistical software to process and produce estimates

(Nalunga 2015). However, it does not possess GIS equipment.

Figure 2.2: DAES Organizational Structure

Director

Principal Statistician

Senior Statistician -

Crops

Senior Statistician -

Livestock

Senior Statistician - Environment

Statistician Statistician Statistician

MAAIF’s Role in the NASS

MAAIF and its various agencies collect vast amounts of agricultural data in the form of

administrative records. These data are secondary products of the normal operations or part of

M&E of the different policies enforced by MAAIF. Administrative data are primarily collected

by agricultural extension agents as a part of their activities.

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In 2014, MAAIF created the Division of Statistics within the ministry to build the capacity of

MAAIF to collect and disseminate agricultural statistics as a part of its constitutional mandate

“to promote and support sustainable and market oriented agricultural production, food security

and household incomes.” The Division of Statistics is part of the Agriculture Planning

Department.

This goal of this division is to support the NASS for Uganda, collecting and providing

agricultural statistics at the national and district levels using censuses, surveys, and

administrative data. The current organizational structure is shown in Figure 2.3: . As of the

writing of this report, the Division of Statistics has not yet produced statistical reports because it

is new and still being formalized. However, it is undertaking a pilot study with USAID to

examine the use of sentinel farms for the routine collection of agricultural data.

Administrative data refers to non-statistical sources of information obtained through, for

example, government programs or agricultural extension, and can benefit the final statistical

product in ways ranging from reduced costs to improved small area estimates.6 Examples include

data collected through soil information, farm assistance programs (e.g. subsidies and insurance),

land registration and cadastral records, grain associations, and monitoring programs (e.g.

livestock tracing systems). Administrative data has a variety of uses such as improving statistical

sampling frame construction and sample design; filling data gaps from surveys and censuses;

forecasting; planning; and provision of small area estimates and administrative uses, thereby

leading to improved policy and decision-making.

Despite its importance, much of the administrative data is collected and compiled without

employing standard statistical procedures or researchers trained in statistical methods. Research

has shown that a large proportion of administrative data consists of guess-estimates and is

believed to be of questionable quality. There is also an issue of untimely and incomplete flow of

data from the lower to the higher reporting levels. This may lead to delays in the ability of

governments to make policy decisions or a general lack of understanding and hence proper

utilization of own country’s data (UBOS, 2007).7

Uganda face enormous challenges in the compilation of agricultural statistics from

administrative records. First, farmers do not keep records on area planted, animals kept and

production levels. Second, the quality and timeliness of the data is generally poor. Third, Local-

level financial and human resources to support administrative data generation are limited. For

instance, the number of local governments compiling administrative data has been on a decline,

6 Global Strategy to improve Agricultural and Rural Statistics (GSARS). 2017. Improving the methodology for

using administrative data in an agricultural statistics system. Final Report. Technical Report n.24. Global Strategy

Technical Report: Rome 7 Uganda Bureau of Statistics (UBOS). 2007. The Development of the Agricultural Sector Strategic Plan for

Statistics: A Data Collection Plan for Agricultural Statistics in Uganda. Final Report to the Uganda Bureau of

Statistics by the National Consultant: February 2007. UBOS Publication: Kampala.

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although the MAAIF has been engaging in efforts to develop the capacity of the local

government staff involved in generating agricultural statistics8

One of the key challenges facing the National Statistical System is the generation and utilization

of administrative data. A large volume of administrative data is produced; however, it is of

inadequate quality due to the following reasons (GSARS, 2017):

• Poor data flow, due to unclear reporting mechanisms;

• Submission of incomplete returns or reports;

• Failure of some units to submit returns;

• Data may be collected but not used for planning purposes;

• Poor documentation of the data production processes;

• The reporting mechanisms of different sectors or institutions vary considerably, which

delays the data collection process;

• The skills of the staff involved in data management are limited; and

• High turnover of the professional staff

MAAIF has been strengthening its capacity to produce, store, and analyze statistics and

administrative data through the National Food and Agricultural Statistics System (NFASS)

Project within the Agriculture Planning Department/Division of Statistics. The NFASS Project

has three integrated components:

• Development of a data center for all agricultural statistics;

• An institutional data module; and

• Routine Agricultural Administrative Data Reporting System (RAADRS)

Figure 2.3: Division of Statistics Organizational Structure

8 Global Strategy to improve Agricultural and Rural Statistics (GSARS). 2017. Improving the methodology for

using administrative data in an agricultural statistics system. Final Report. Technical Report n.24. Global Strategy

Technical Report: Rome

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Source: Nalunga 2015.

Note: ICT = information and communication technology.

Other Agency Contributions to the NASS

In addition to UBOS and MAAIF, other agencies within the Government of Uganda collect data

and disseminate agricultural statistics. There are seven semiautonomous agencies within MAAIF

that produce agricultural statistics according to their mandates, needs, and routine activities.

These statistics are used by UBOS, MAAIF, and organizations such as the World Bank, UN,

International Monetary Fund, Bank of Uganda (BOU), and Ministry of Finance Planning and

Economic Development. The seven agencies are as follows:

• National Agricultural Research Organization (NARO): This is the agricultural research

organization within MAAIF. It collects data and produces statistics related to the

experiments conducted within the organization and its partners.

• Uganda Coffee Development Authority (UCDA): This is the regulatory agency for coffee

production within Uganda. UCDA produces statistics on coffee production and coffee

farm numbers.

• Cotton Development Organization (CDO): It is the regulatory agency for cotton

production within Uganda. The CDO produces statistics on all aspects of the cotton

industry within Uganda.

Division

Agricultural

Statistics

Assistant Commissioner

Principal

Statistician

Fisheries Livestock Crops

3 Statisticians

3 Statisticians

3 Statisticians ICT

4 Staff

Senior Statistician

Senior Statistician

Senior Statistician

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• Dairy Development Authority (DDA): It is the regulatory agency for dairy production

within Uganda. The DDA has produced statistics on milk production and milk prices.

• National Animal Genetic Resource Centre (NAGRIC) Data Bank: The NAGRIC

oversees the national animal breeding program in Uganda. The NAGRIC Data Bank

contains genetic data on both commercial and indigenous livestock breeds.

• National Agricultural Advisory Services (NAADS): It exists to improve Ugandan

agriculture as an advisory service to farmers and agribusinesses. The NAADS collects

data from farmers though participatory M&E activities in programs that improve farm

household welfare through modernized farm practices. The NAADS also produces

statistics on the quantity sold and value obtained of various agricultural products.

• Uganda Trypanosomiasis Control Council (UTCC): It seeks to eradicate trypanosomiasis

and tsetse in Uganda. UTCC produces statistics on tsetse and trypanosomiasis control and

eradication projects.

In addition, the following directorates within UBOS produce statistics that pertain to agriculture:

The NFA; Directorate of Statistical Capacity Services; Directorate of District Statistics and

Capacity Development; Directorate of Business and Industry Statistics; Directorate of Population

and Household Statistics; and Directorate of Socioeconomic Statistics.

To support coordination, technical issues, and dissemination of agricultural statistics, there are

three additional committees and activities:

• The National Agricultural Statistics Technical Committee (NASTC) is formed by the

primary stakeholders in agricultural statistics and provides a forum for discussion on

concepts, methods, and technical issues. The committee is chaired by MAAIF, cochaired

by the School of Statistics and Planning Department at Makerere University while UBOS

serves as the secretariat. The NASTC meets quarterly.

• The PNSD is developed through sector-specific plans as its building blocks. The

framework serves as the coordinating mechanism for agencies that produce agricultural

statistics.

• The Country STAT Technical Working Group is made up of major producers and users

of agricultural statistics and reviews and discusses statistics before dissemination through

the UBOS statistics abstract each year.

Local Government Contributions to the NASS

Finally, local and district governments collect their own sets of agricultural statistics. The

District Planning Unit within each district collects various agricultural data for purposes of

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planning and monitoring.9 Data are primarily collected through district officers as a part of their

normal activities. Statistics are calculated from these administrative data for the purposes of

monitoring and policy development, enactment, and enforcement.

Current Sources of Uganda Agricultural Statistics

Censuses

UBOS conducts the National Population Household Census (NPHC) roughly every 10 years.

The NPHC captures demographic information on the population of Uganda. The goal of the

NPHC is “… to ensure availability of bench-mark demographic and socio-economic data for use

in planning, policy formulation and program evaluation” (UBOS 2014b). The most current

census was performed in 2014. This census contains an agriculture module that asks the

respondent the type of animal or crop farming the household engaged in. The module also asks if

land was owned by the head of the household and whether the household used irrigation.

UBOS has conducted the COA three times: once in 1967, once in 1990/91, and, most recently, in

2007/08 (UBOS 2016). The COA provides a comprehensive snapshot of Ugandan agriculture

with statistics on crops, livestock, economics, socio-demographics, agro-forestry, and irrigation.

To conduct the COA, a 1 percent sample of farms is drawn from the respondents to the

agriculture module in the most recent NPHC, and enumerators are sent back to those households

to collect the additional agricultural data. UBOS plans to conduct a new Census of Agriculture

and Aquaculture in 2019/20 in cooperation with the WCA.

In 2008, MAAIF and UBOS conducted a census of livestock to provide data on livestock

agriculture for the National Livestock Productivity Improvement Project (UBOS 2009). This

census provided estimates on livestock production in household farms and institutional farms

within a sample of enumeration areas in 80 districts. Estimates were produced on livestock and

poultry, heads of households, economic inputs and costs, labor use and costs, and some livestock

prices.

Crop and Livestock Statistics

The Uganda National Panel Survey (UNPS) includes a strong focus on agriculture since 2009 towards

the design, implementation, analysis and dissemination. It is funded by World Bank’s LSMS-ISA and

conducted by the Government of Uganda.

9 The data includes production of primary food crops (crop production, area harvested and yields), use of land, farm

machinery, fertilizers and pesticides, fisheries, food availability for consumption, population, and labor force at the

district level

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Forestry Statistics

The GIS and Mapping Unit in the NFA maps the availability of forest wood within the central

forest reserves. This information is included in UBOS’s statistical releases.

Fisheries and Aquaculture Statistics

There are no current statistics on fisheries and aquaculture. MAAIF is currently working on

reestablishing the data collection tools that use the Beachhead Management Unit as the sampled

observation (MAAIF 2014).

Agricultural Markets and Price Information Systems

The BOU publishes monthly, quarterly, and annual price data on agricultural exports. Price data

are available for coffee, cotton, tea, fish, maize, simsim (sesame), tobacco, beans, sugar, and

other agricultural products. The BOU obtains price data from UBOS, MAAIF, and other

agencies that track specific commodities. The price data are disseminated on the BOU’s website.

Water and Environment Statistics

The NPHC counts the number of households that used irrigation in agricultural production.

The National Service Delivery Survey is a multistage survey that reviews the trends in service

delivery. The most recent iteration was conducted in 2015 and provided statistics on agricultural

inputs and costs, extension activities, and the environment (UBOS 2015).

Rural Development Statistics

The 2012/13 UNHS published statistics on rural poverty (UBOS 2014a). As a part of monitoring

NAADS program implementation among farmers, the Agriculture Technology and Agribusiness

Advisory Services Project conducted a survey of 15,010 farmers over 111 districts that

monitored the use of improved crop and livestock technologies during 2010 and 2011 (NAADS

2013).

Food Security and Nutrition

The 2007/08 COA published statistics on food security. The 2012/13 UNHS published statistics

on food poverty (UBOS 2014a). The 2006/07 wave was the reference wave and looked at rates

of growth. This survey includes crop and livestock modules (UBOS 2014b).

Table 2.1 shows the list of statistics currently collected in the Uganda NASS and their source and

year of availability. The source and year of release were reported by either MAAIF or UBOS in

the SAQ. The releases were then confirmed through Internet searches.

Table 2.1: Status of the Minimum Set of Core Statistics Collected within the Uganda NASS

Statistic Agency with Most Recent Data

Year of

Most Recent

Release

Crops

Crop production: quantity UBOS 2016

Crop production: value None -

Crop yield per area UBOS 2015

Area planted UBOS 2013/14

Area harvested UBOS 2013/14

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Statistic Agency with Most Recent Data

Year of

Most Recent

Release

Livestock

Livestock production: quantity UBOS 2013/14

Livestock production: value UBOS 2013/14

Fisheries and aquaculture

Fishery and aquaculture production: quantity MAAIF 2017

Forestry and wood products

Forest production of wood16: quantity None -

Forest production of wood: value UBOS 2016

Forest production of non wood17: quantity None -

Forest production of non-wood: value UBOS 2016

External trade

Export: quantity None -

Export: value BOU 2017

Import: quantity None -

Import: value BOU 2017

Stock of capital and resources

Livestock inventories MAAIF 2016

Agricultural machinery MAAIF 2016

Stocks of main crops: quantity None 0

Land and use None 0

Water related

Irrigated areas UBOS 2013/14

Types of irrigation None 0

Irrigated crops None 0

• Quantity of water used None 0

• Water quality None 0

Inputs

Fertilizer quantity UBOS 2013/14

Fertilizer value UBOS 2013/14

Pesticide quantity UBOS 2013/14

Pesticide value UBOS 2013/14

Seeds quantity UBOS 2013/14

Seeds value UBOS 2013/14

Animal feed quantity MAAIF 2016

Animal feed value MAAIF 2016

Forage quantity None 0

Forage value None 0

Animal vaccines and drugs quantity MAAIF 2016

Animal vaccines and drugs value MAAIF 2016

Aquatic seed quantity None 0

Aquatic seed value None 0

Agro-processing

Main crops None 0

Post-harvest losses None 0

Main livestock None 0

Fish: quantity MAAIF 2016

Fish: value MAAIF 2016

Prices

Producer prices MAAIF 2017

Wholesale prices None 0

Consumer prices MAAIF 2017

Agricultural input prices MAAIF 2017

Agricultural export prices MAAIF 2017

Agricultural import prices MAAIF 2017

Investment subsidies or taxes

Public investment in agriculture None 0

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Statistic Agency with Most Recent Data

Year of

Most Recent

Release

Agricultural subsidies None 0

Fishery access fees None 0

Public expenditure for fishery management None 0

Fishery subsidies None 0

Water pricing None 0

Rural infrastructure and services

Area equipped for irrigation None 0

Crop markets None 0

Livestock markets None 0

Rural roads (km) Uganda National Roads Authority 2016

Railways (km) None 0

Communication Uganda Communication Commission 2017

Banking and insurance BOU 2017

Social

Population dependent on agriculture UBOS 2015

Agricultural workforce (by gender) UBOS 2008/9

Fishery workforce (by gender) MAAIF 2016

Aquaculture workforce (by gender) MAAIF 2016

Household income UBOS 2015

Environmental

Soil degradation None 0

Water pollution due to agriculture None 0

Emissions due to agriculture None 0

Water pollution due to aquaculture None 0

Emissions due to aquaculture None 0

Geographic location

Geo-coordination of the statistical unit (parcel, province, region,

country) UBOS 2013/14

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Chapter 3: Methodology

This study employed mixed methodologies to conduct the capacity assessment. This chapter

describes those methodologies and the goals and limitations of each approach.

RTI conducted the study with the assistance of local subcontractor Development Research and

Social Policy Analysis Center (DRASPAC) between May 2017 and October 2017. Data

collection began in June 27, 2017, with kickoff meetings and key interview meetings with

UBOS, MAAIF, the World Bank, and other stakeholders. Data collection occurred from June 27,

2017, to August 19, 2017. Tabulation and data analysis were performed between August 20,

2017, and September 21, 2017. The draft report was written between September 21, 2017, and

September 29, 2017.

Identification of Key Stakeholders

In a series of meetings and discussions between the World Bank and RTI, a list of all key

stakeholders in the Ugandan agricultural statistics system was identified. Key stakeholders

included the following:

• The directors of the agencies and ministries responsible for producing agricultural

statistics

• Key agricultural data users from the agribusiness, government, and academic fields

• Key members of farmers’ groups and farmers in strategic agricultural fields that provide

the data

• Key members of groups that fund agricultural statistics production

These members formed the group that RTI and DRASPAC met and conducted interviews with

during the study. The stakeholders included public and private organizations and development

partners (Table 3.1).

Initial Desk Review and Stakeholder Consultation

RTI conducted a desk review of relevant documents, including national agricultural and

statistical policies to collect secondary data to supplement stakeholder interviews. The full list of

secondary documents consulted can be found in Appendix 1. The goal of this desk review was to

assist in examining the current structure of the Uganda NASS and preparing for the stakeholder

discussions.

Panel Discussions and Key Informant Interviews

An in-person interview stage followed the desk review. Panel discussions were conducted at the

national level, bringing together multiple stakeholders to identify comprehensive ideas. Panel

discussion attendees included relevant officials at UBOS and the Ministry of Agriculture

Planning Department and representatives from the private sector, civil society, farmer and

agribusiness associations, NGOs, and donors.

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These panel discussions were carried out by DRASPAC based on panel questions and facilitation

guidance from RTI. In addition to panel discussions, RTI conducted a series of key informant

interviews (KIIs) to ascertain the views of individuals involved in each stage of data collection,

analysis, dissemination, and use. Table 3.1 shows the stakeholders that were interviewed, the

dates they were interviewed, and their role within the Uganda NASS.

Table 3.1: Key Stakeholders Interviewed

Date Organization Role in NASS

June 27, 2017 UBOS Producer

MAAIF Producer

World Bank User/funder

June 28, 2017 Economic Policy Research Centre (EPRC) User

Makerere University User

June 29, 2017 National Agricultural Research Organization (NARO) Producer/user

UBOS Producer

June 30, 2017 Uganda Coffee Development Authority (UCDA) Producer

July 5, 2017 National Forestry Authority (NFA) Producer

July 14, 2017 Uganda National Farmers’ Federation (UNFFE) Provider

July 17, 2017 Agricultural Business Initiative (aBi) Trust User

August 1, 2017 Japan International Cooperation Agency (JICA) Funder

August 2, 2017 Danish International Development Agency (DANIDA) Funder

August 4, 2017 U.S. Agency for International Development (USAID) Funder

August 8, 2017 National Environment Management Authority (NEMA) User

August 9, 2017 FAO Funder/user

Standard Assessment Questionnaire

The Standard Assessment Questionnaire (SAQ) was designed by the AfDB to assess national

capacity for collecting and producing agricultural statistics. RTI employed the SAQ as one of the

tools for this assessment to examine the current capacity of the Uganda NASS for agricultural

statistics. The SAQ was administered to officials within the DAES in UBOS and the Division of

Statistics in MAAIF to assess the capacity of these organizations to collect and generate

agricultural statistics.

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The SAQ was administered in parts to the appropriate personnel who could provide the most

accurate responses.10 The SAQ was sent to UBOS and MAAIF to assess the capacity within

these agencies.11 The SAQ was not administered to the seven semiautonomous agencies that also

produce agricultural statistics because of time and budget constraints. Each part was mailed to

the DAES director and statisticians and to the assistant commissioner and statisticians in the

Division of Statistics in MAAIF. Responses were returned by mail after follow-up contacts.

Missing data were left as missing because of budgetary constraints. These missing values were

not imputed using other data sources. The data were then converted into agricultural statistics

capacity indicators (ASCIs) using the methodology created by the AfDB and grouped into the

same dimensions of institutional infrastructure, resources, statistical methods and practices, and

availability of statistical information and their elements (AfDB 2014). Each ASCI was

categorized based on the level of capacity as shown in 3.2.

Table 3.2: ASCI Classification

ASCI Capacity Classification

0 ≤ ASCI < 20 Very weak

20 ≤ ASCI < 40 Weak

40 ≤ ASCI < 60 Moderate

60 ≤ ASCI < 80 Strong

ASCI ≥ 80 Very strong

Participatory Local Organizational Assessment Interview

The Participatory Local Organizational Assessment (PLOCA) tool, developed by RTI and

adapted for this survey, is a comprehensive capacity assessment tool that seeks to capture the

capacity of local organizations and institutions in management and practices, policies, personnel,

and materials. This provides a holistic view of the capacity of organizations, including in this

instance, the capacity to collect agricultural statistics. The PLOCA examines 10 core functions

(Table 3.3) considered critical to organizational performance (RTI 2014).

10 The SAQ tool can be found at

https://www.afdb.org/fileadmin/uploads/afdb/Documents/Publications/AfricaCountryAssessment_ASCI_Report_Fi

nal_Web_11_2014.pdf.

11 The findings of the self-assessment were validated in a workshop in March 2018 with key development partners

and other stakeholders in attendance. The identified constraints were further discussed at the validation workshop

together with a synthesis of recommendations to address the constraints. These are discussed further in Chapter 5.

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Table 3.3: Core Functions Examined in the PLOCA

Core Organizational Functions

1. Mission, vision, values

2. Governance

Management and Implementation

3. Strategy

4. Leadership and internal collaboration

5. Learning and innovation

6. Project implementation and service delivery

7. Human resources (HR)

8. Financial and administrative management

9. Collaboration and networking

10. Fundraising and sustainability

To examine the capacity of the government to obtain agricultural statistics at the district level,

district officials were given the PLOCA questionnaire during the district meetings conducted by

DRASPAC on July 12, 2017, in Masaka District and July 18, 2017, in Mbale District. The goal

of the questionnaire was to determine the ability and capacity of officials in the districts to

collect agricultural statistics.12 The districts were selected across agroecological zones to capture

diversity in Uganda’s agricultural system. The selection was based on inputs from both the

World Bank and UoG teams. While the study of these sixteen districts can only provide case study

insights, the common issues which have emerged imply that the analysis and recommendations are useful

beyond the districts visited. The districts surveyed and the dates they were surveyed are listed in

Table 3.4.

Table 3.4: Districts Surveyed

Date Region District

July 12, 2017 Northern Adjumani, Apac, Gulu, Kaabong

Eastern Kumi, Mayuge, Mbale, Tororo

July 18, 2017 Western Bushenyi, Hoima, Kisoro, Mbarara

Central Kayunga, Kiboga, Luwero, Masaka

Limitations of the Study

The current study has the following limitations because of time and budgetary constraints that

prevented analyses beyond those presented in this report:

12 The meetings were titled ‘Consultation on the Development of Sentinel Farmers Sampling Methodology and Data

Collection Tools Under the NFASS’.

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• The capacity was analyzed at the national and district levels. No attempts were made to

analyze capacity at geographic levels below the district as time and resources did not

permit this level of detail.

• The completed SAQs from both UBOS and MAAIF contained uncompleted sections.

o UBOS did not respond to questions on informational and computational technology

(ITC), financial, personnel, and district capacity. However, the AfDB capacity

analysis from 2014 looked at the capacity of UBOS in these areas and has been used

for this analysis.

o MAAIF did not respond to questions on the overall structure of its Division of

Statistics and ITC, financial, personnel, and district capacity. However, it outlined the

needs in these areas in their 2012 ASSP.

While this study cannot provide a complete capacity analysis of UBOS and MAAIF where data

are missing, the capacity in these areas has previously been assessed. Thus, by pairing existing

and new information, the study team was still able to obtain a comprehensive view of the

Uganda NASS and structure recommendations accordingly.

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Chapter 4: Findings from the Assessment

Themes from Stakeholders Interviews

Several common themes arose from the KIIs and panel interviews. These themes are outlined in

this chapter, along with statements from the interviews.

National-level Capacity for Agricultural Statistics Exists

Despite questions about the reliability of the data being reported, stakeholders did identify some

capacity for agricultural statistics embedded within the current NASS.

• UBOS: It is an established organization with the mandate for and the structure to get data.

• MAAIF: It has hired 20 statisticians and obtained GIS equipment.

• aBi Trust: The macro-level statistics such as the Demographic and Health Survey (DHS)

and census are good and available with UBOS.

• USAID: It also generates some good statistics for the agricultural sector.

District-level Statistics Are Greatly Desired, But the Capacity for Them Is Lacking

Although there is capacity at the national level, as stated above, at the district level, Ugandan

institutions lack the human capital and economic resources needed for thorough data collection.

• NFA: More detailed statistics need to be gathered from the grassroots.

• UBOS: District officers cannot collect survey data.

• MAAIF: It feels that statisticians are needed at the district level for this to happen.

• EPRC: One of the biggest problems with data availability is the lack of access to data

from the ground.

Different Agencies Create Different Systems

As described in Chapters 3 and 4, the NASS currently comprises many organizations and many

independent surveys and censuses. This reflects the persistent lack of clarity in institutional mandates

concerning collection and dissemination of agricultural statistics. It is known that UBOS has the overall

mandate of production and dissemination of official statistics, production of statistics is a combined effort

of various stakeholders including Ministries, Departments and Agencies (MDAs). Specifically, the

Directorate of Agriculture and Environmental Statistics under UBOS holds the primary responsibility for

production and management of agricultural statistics. However, the actual collection, analysis and

dissemination involves more stakeholders than those directly under that directorate. For instance, the

Division of Agricultural Statistics under MAAIF is also directly mandated by the constitution to take lead

and establish a system and institutional framework for agricultural data collection, analysis, storage and

dissemination to stakeholders, including UBOS.

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Thus, multiple agencies reported that their mandate included the collection and dissemination of

data as outline below.

• MAAIF: It stated they are creating the NASS.

• UBOS: It stated they are the clearinghouse of official agricultural statistics.

• JICA: It supported a pilot to generate statistics on rice from 44 districts at the regional

level in collaboration with the NAADS and NARO.

• UCDA: It has a very good export database but not a good database on farmers.

• DANIDA: Each project/organization tries to make its own baseline survey.

There Is Little Faith in the Reliability of the Current Agricultural Statistics System

Although numerous organizations are involved in the collection and dissemination of agricultural

statistics, the data are not necessarily dependable. Actors throughout the sector highlighted

weaknesses in the current data being collected and reported on.

• EPRC: Data quality depends on the size of the project; larger projects tend to have fewer

issues.

• aBi Trust: UBOS data are generated after long intervals. MAAIF data are quite unreliable

and are scanty.

• USAID: The statistics generated by MAAIF are based on estimates and not real hard

data.

• NEMA: The geomapping done by the NFA cannot be trusted because it is using out-of-

date methodologies and equipment.

There Is Little Attention Paid to Agricultural Statistics

Although it faces challenges and capacity/resource constraints, the current NASS in Uganda does

produce a wide array of statistics. However, stakeholders found that those statistics are not being

effectively used to inform the government and private sector planning.

• JICA: Utilization of agricultural statistics in planning and decision making is low at all

levels (district and MAAIF levels).

• aBi Trust: The extent and rigor in use of statistics in the country is generally low.

• Makerere University: Graduates from the Department of Statistics at Makerere University

do not see a future in agricultural statistics.

Methodologies for Collecting Commodity-specific Statistics Are Not Adequate

Commodity-specific statistics, where they are being collected, are not as comprehensive as they

should be and are generally specific to price data.

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• JICA: The UBOS statistics are not comprehensive on individual commodities such as

rice.

• Uganda Coffee Growers Association (UCGA): Coffee production statistics are

problematic. Production should be calculated as the number of trees times yield.

• UBOS: Data on animal permits are only captured when animals are moved.

• UNFFE: UBOS uses approaches and methodologies that farmers do not understand and

so it never gets the correct information from the farmers.

New Technologies Can Be Utilized for Digital Data Collection

Stakeholder agreed that as UBOS, MAAIF, and other organizations aim to improve agricultural

statistics, the use of new technologies should be incorporated.

• NFA: Using digital devices, for example, mobile phones in the generation and

transmission of data. These can easily be integrated into geospatial mapping to get more

detailed and accurate data.

• EPRC: It would be ideal if we have the farmers report their data on mobile phones.

• Makerere University: UBOS has improved its data collection capabilities. It is using

CAPI for data collection and it has a pilot study going using Open Data Kit.

Capacity Assessment of DAES and MAAIF

The SAQ results collected from the DAES and MAAIF are shown in Table 4.1: 4.1. Overall,

UBOS and MAIFF reported an average capacity for agricultural statistics, but each agency had

strengths in different dimensions.

The DAES indicated that it had higher capacity within the institutional infrastructure dimension

with an average ASCI of 69.4 versus 18.2 for MAAIF. Consistent with the national mandate of

UBOS, its parent organization, the DAES felt that it had strong coordination within the NSS and

a strategic vision and planning for agricultural statistics. However, MAAIF only reported weak

capacity in the integration of agriculture within the national statistics system and no capacity in

any other element.

No agency reported any capacity for the resources dimension. This same pattern of nonresponse

was discovered in the AfDB capacity assessment (AfDB 2014). However, it used other sources

to fill in the missing data to calculate its ASCIs. As for the resources dimension, no agency

reported any capacity for statistical software, data collection technology, or information

technology infrastructure. This was also reported in the AfDB report.

MAAIF tended to have stronger capacity in the statistical methods and practices dimension,

excluding technology. It felt it had strong capacity in the adoption of international standards and

producing agricultural markets and price information. The DAES only reported moderate

capacity in adopting international standards and weak to very weak capacity in the remaining

nontechnological elements.

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Each agency reported moderate capacity in the availability of statistical information dimension.

MAAIF reported moderate capacity in the availability of the minimum set of core statistics. Both

agencies felt they had moderate capacity in overall data quality perception and data accessibility.

Despite not reporting information on personnel and technological capacity, UBOS and MAAIF

provided some information during KIIs. As shown in

Figure 2.2: .2, the DAES employs a director, an assistant director, three senior statisticians, and

three supporting statisticians. In addition, the DAES can rely on other directorates within UBOS

to assist with producing agricultural statistics, such as the Directorate of District Statistics.

Additionally, the DAES has agreements with outside agencies such as the NFA to produce

statistics. Finally, the DAES utilizes the administrative, information technology, and HR

directorates within UBOS to handle tasks outside of its mandate.

The Division of Statistics within MAAIF is a part of the Agricultural Planning Department. The

division can rely on the Administration Planning Department for administrative and personnel

tasks. However, ICT is handled separately within each agency. In the kickoff meeting, the

Division of Statistics reported having a GIS unit that contains a map printer and several

computers obtained using USAID funding. It has also set up a data processing unit that contains

four servers for the transmission of data. In terms of personnel, more than 20 statisticians work

within the division.

These semiautonomous agencies may have varying levels of personnel and ITC capacity for

producing agricultural statistics. Although all agencies were not interviewed for this assessment,

the interview with the UCGA provided some insight into its personnel and ITC capacities.

UCGA has two statisticians who produce agricultural statistics. They do not see this as enough

statisticians, and they would ideally like to have more. For ITC capacity, they reported that they

would need software for statistical analysis.

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Table 4.1: Standard Assessment ASCIs for DAES and MAAIF

Dimensions Elements DAES MAAIF

Institutional

infrastructure

Legal framework 60.0 —

Coordination in the NSS 100.0 —

Strategic vision and planning for agricultural statistics 100.0 —

Integration of agriculture in the NSS 45.5 18.2

Relevance of data 41.7 —

Average ASCI 69.4 18.2

Resources Financial resources — —

HR: staffing — —

HR: training — —

Physical infrastructure — —

Average ASCI 0.0 0.0

Statistical methods and

practices

Statistical software capability — —

Data collection technology — —

Information technology infrastructure — —

Adoption of international standards 46.9 84.4

General statistical activities 28.6 14.3

Agricultural markets and price information 10.0 100.0

Agricultural surveys 21.1 15.8

Analysis and use of data 11.1 11.1

Quality consciousness 25.0 25.0

Average ASCI 23.8 41.8

Availability of

statistical information

Core data availability 14.9 62.2

Timeliness 66.7 66.7

Overall data quality perception 60.0 40.0

Data accessibility — —

Average ASCI 47.2 56.3

Overall ASCI 45.1 43.8

Capacity Assessment at the District Level

The results of the PLOCA administered to the 16 districts are shown in 4.2. The overall score for

each function was the average of all reported scores (excluding missing and ’not applicable’

answers) from the districts. The total score for each district was a weighted average of all

reported scores for each district with an equal weight applied to each section. The weighted

average was used to prevent the responses from any one section from skewing the capacity score.

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Table 4.2: Districts Scores for Different Measures of Statistical Capacity

Assessment Indicators

Apac Mbale Kumi Tororo Mayugi Adjumani Gulu Kaabong Kiboga Kisoro Kayunga Luwero Hoima Masaka Mbarara Bushenyi Overall

Function I: Mission,

Vision, Values

2.6 4.00 2.4 3.2 3.2 3.2 2.4 3.2 2 2.4 2 2.6 2.8 3.2 2 3.8 2.81

Function II: Governance 3.55 3.27 3.18 3.55 3.64 2.36 2.64 3.73 2.27 3.55 3.09 3.2 3.27 2.73 2.73 3.27 3.13

Function III: Management

and Implementation 3.14 3.04 2.73 2.82 3.29 2.74 2.56 3.13 2.81 2.09 2.96 2.77 2.76 2.08 1.86 3.29 2.75

Function IV: HR 3.00 3.1 3.45 3.06 3.53 3.32 2.65 3.15 2.9 2.9 3.35 3.15 3.2 2.05 3.35 3.4 3.10

Function V: Financial and

Administrative

Management

3.23 2.73 3.65 2.96 3.29 3.7 2.72 3.04 3.42 3.31 3.65 3.2 3.25 2 3.62 2.8 3.17

Function VI:

Collaboration and

Networking

3.3 3.1 2.8 2.5 3.1 2.2 2.7 2.9 2.1 2.9 3.4 2.4 2.7 2.3 2 2.1 2.66

Function VII: Fundraising

and Sustainability 2.12 2.31 2.44 1.72 2.64 1.81 1.83 2.71 1.83 1.78 2.39 2.17 1.94 1.72 2.5 2.27 2.14

District Average 2.99 3.08 2.95 2.83 3.24 2.76 2.50 3.12 2.48 2.70 2.98 2.78 2.86 2.30 2.58 2.99

Average Score 1 2 3 4

Capacity Nascent Basic Moderate High

Legend

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Function I: Mission, Vision, Values

Two districts, Mbale and Bushenyi or 13 percent of the districts felt they had a very clear

understanding of the mission, vision, and values for collecting agricultural statistics, 11 districts

(69 percent) reported moderate understanding, while the remaining 3 districts – Kiboga,

Kayunga, and Mbarara districts (18 percent) recorded basic understanding for mission, vision

and values for agricultural statistics. The average capacity score for Function 1 across the

districts was moderate.

Function II: Governance

Apart from Apac, Tororo, Mayugi, Kaabong, and Kisoro districts (31 percent) that felt that the

governance structure and capacity was well in place, all the rest (69 percent) felt they had nearly

moderate capacity for collecting agricultural statistics. They tended to report that the governance

structure was democratically elected and had a clear set of bylaws and a constitution defining the

roles and actions of the governing board. However, they felt that the governing board had only

basic capacity in mobilizing resources and representing the district externally in matters of

advocacy and lobbying.

Function III: Management and Implementation

Although the overall capacity in management and implementation was rated nearly moderate,

individual districts reported varying degrees of capacity in this area. 13 districts (81 percent)

reported moderate capacity while Mbarara, Kisoro districts (13 percent) reported basic capacity

and Masaka district reported below basic (nascent) capacity in management and implementation.

Districts felt that they had implementation plans that were linked to strategic plans. Districts also

believed that M&E plans and that leadership succession plans in the districts were weak.

Function IV: HR

In terms of HR capacity Mayugi district had nearly high capacity, 14 districts (88 percent) felt

that they had moderate capacity while Masaka district that felt they had basic capacity in this

area. Districts felt that the job descriptions within each district were clearly defined and that

salaries are clearly structured. However, they felt that staff are not properly motivated to do their

jobs and that HR policies are not regularly reviewed, updated, and distributed to staff.

Function V: Financial and Administrative Management

Kumi, Adjumani, Kayunga, and Mabara districts (25 percent) felt that they had nearly high

capacity while the remaining 11 districts (75 percent) had basic capacity. Majority of the districts

felt that there was clear organization of financial duties, institutional bank accounts are in place,

and clear staff travel per diem policies and that external audits are conducted annually by a

registered firm. However, they felt that there was inadequate insurance in place to protect the

district and safeguard their assets.

Function VI: Collaboration and Networking

Ten districts (62 percent) reported moderate or nearly moderate capacity in collaboration and

networking while Adjumani, Kiboga, Luwero, Masaka, Mbarara and Bushenyi districts (38%)

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felt that they had only basic capacity. They had basic capacity on external marketing plan or any

external communication tools that are regularly updated.

Function VII: Fundraising and Sustainability

Mayugi, Kaabong, and Mbarara districts (19 percent) reported moderate capacity while Apac,

Mbale, Kumi,Kayunga, Luwero and Bushenyi districts (37 percent) reported basic capacity.

Tororo, Adjumani, Gulu, Kiboga, Kisoro, Hoima and Masaka districts (44 percent) reported less

than basic capacity in this function. Although they felt they had moderate capacity for

establishing policies that meet donor requirements, accepting input from relevant stakeholders,

and institutionalizing programs for beneficiaries to take ownership, the districts did not believe

that their revenue stream was stable or that they had the financial means to increase programs.

In general, the 16 districts reported basic to moderate capacity across all functions. Mayugi,

Mbale and Kaabong districts reported the highest average capacity across all functions while

Masaka and Kiboga districts recorded the lowest.

The lowest score for the functions was recorded for Fund raising and Sustainability, while the

highest was recorded for Financial and Administrative management. Table 4.3 reveals significant

but negative correlations between functions I and V, indicating that a clear understanding of the

mission, vision, and values for collecting agricultural statistics is not backed up with financial

administrative capacity in the districts. Conversely, there is significant positive correlation

between functions II and VI, suggesting that good governance structure supports collaboration

and networking. There is a significant positive correlation between HR and financial

administration management, and between HR and Fundraising and Sustainability. This suggests

that well-articulated HR policies and proper staff motivation can be instrumental in enhancing

financial management and sustainability for improving agricultural systems in the districts.

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Table 4. 3: Correlation between Core Functions Critical to Organizational Performance at the

District Level Function

I:

Mission,

Vision,

Values

Function II:

Governance

Function III:

Management

and

Implementation

Function

IV: HR

Function V:

Financial and

Administrative

Management

Function VI:

Collaboration

and

Networking

Function VII:

Fundraising

and

Sustainability

Function I:

Mission, Vision,

Values

1.00

Function II:

Governance

0.33 1.00

Function III:

Management and

Implementation

0.45 0.41 1.00

Function IV: HR 0.01 0.29 0.47 1.00

Function V:

Financial and

Administrative

Management

-0.55* -0.08 0.06 0.74* 1.00

Function VI:

Collaboration

and Networking

-0.00 0.61* 0.41 0.15 0.09 1.00

Function VII:

Fundraising and

Sustainability

0.06 0.42 0.39 0.64* 0.30 0.34 1.00

Correlation coefficients with * are significant at 5 percent probability level.

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Chapter 5: Challenges in the Uganda NASS

Based on the interviews and capacity assessments the following challenges were identified

within the Uganda NASS. These issues were also confirmed during the validation workshop.

Institutional

One of the most serious challenges facing the NASS is the lack of coordination and

communication between the different agencies collecting agricultural data. Because the NASS is

a decentralized system, agencies can and have produced differing values for the same estimate.

MAAIF is taking steps to set up the NFASS to collect administrative data from districts in

coordination with UBOS’ system for collection of official statistics. There are coordination and

reporting systems in place, but the data collection, storage, and analysis systems are still

emerging. The structure proposed in the ASSP and the Plan for National Statistical Development

will allow for the efficient collection of agricultural data. UBOS is also building its capacity to

generate the official set of agricultural statistics. The plans are in place and work toward an

efficient system is ongoing, but the institutional structures are not fully operational yet. It is a

critical challenge in preparation for the 2020 COA that these systems should rapidly be brought

to full operational status. Oversight of overall development of the NASS is needed to ensure that

these institutional challenges are resolved.

Statistical methodologies present a second institutional challenge. Developing capacity to collect

accurate data using standardized methods is important to avoid inefficiencies and inaccuracies in

the system. A lack of transparency in presenting statistical methodologies or the use of outdated

methods can lead to inefficiencies and a general sense of mistrust of the data among data users.

There is a clear challenge to the NASS to set appropriate standards for measurement, making

data available for analysis and consistent operational mandates for each agency collecting data.

Data releases are inconsistent across all agencies, coming in different years and at different

times. Data users have identified this issue as an institutional challenge. Finally, while there is a

clear institutional mandate for agricultural statistics, some of our respondents felt the lack of

available resources or prioritization among many other needs has constrained the improvement

of the NASS. In summary,

• There is coordination and cooperation between UBOS and MAAIF but resource

challenges slow improvements to the NASS;

• There is confusion between the agencies within the NASS as to who produces and

collects each type of agricultural statistic;

• There is no agreement or standardization of statistical methodologies between agencies;

• Data releases are inconsistent; and

• There is a lack of prioritization in funding decisions that limits improvement in the

collection and analysis of agricultural statistics.

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Methodological

The methodologies for agricultural statistics production are either not transparent or have not

been updated to reflect changes within Ugandan agriculture. Data users have criticized UBOS for

not providing enough details on how statistics are produced and MAAIF for not producing any

methodologies on statistics. Additionally, changes to programs or practices within Ugandan

agriculture have not been implemented within Ugandan agricultural statistics. MAAIF possess

administrative data that can be used to augment UBOS censuses and surveys (for example,

livestock data). Additionally, agencies within the NASS are not effectively collaborating and

using their institutional strengths to fulfill their mandates. For example, the NFA can produce

geospatial maps for UBOS, but the spatial statistics are not being released.

Additionally, several types of statistics are not actively being collected within the NASS. These

statistics are identified in the Global Strategy as a basis for the work of national and international

data users. Therefore, the lack of these statistics prevents analysis and decision making relating

to them. In summary,

• Methodologies for producing agricultural statistics are not adequate;

• Statistical methodologies for the minimum core set are not made available;

• Administrative statistics are not properly collected, stored, and analyzed effectively,

limiting their use within the agricultural statistics system; and

• The competencies of individual agencies within the NASS are not effectively utilized by

other agencies.

Scant Statistics at the District Level

One of the major challenges of the current system is the lack of statistics at the district level.

Every data user group stated that their analyses were hampered by the lack of statistics at the

district level. The Directorate of District Statistics within UBOS oversees the production of

official statistics at the district level; however, district-level agricultural statistics are scant. The

Division of Statistics within MAAIF is working on producing statistics from administrative data

collected by agricultural extension workers. MAAIF currently produces statistical abstracts, but

data quality is hampered by poor farm record keeping, inadequate estimation procedures, and

logistical limitations affecting travel by extension workers. The new systems coordinating and

upgrading data collection by the NFASS have not yet become fully operational. Other agencies

within the NASS produced agricultural statistics on an as-needed basis or for the specific

commodity within their mandate. In summary,

• District-level statistics are often unavailable or of questionable accuracy;

• Resource constraints limit capacity for collecting accurate, timely data at the district

level; and

• Districts have varying levels of capacity or statistical personnel for collecting data and

producing agricultural statistics.

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Personnel

Personnel needs vary among the agencies within the NASS. The DAES has two statisticians (one

senior and one junior) on secondment from MAAIF who handle different types of commodities.

The Division of Statistics in MAAIF has hired 20 statisticians to produce agricultural statistics.

However, other agencies outside of UBOS and MAAIF have reported not having the number of

people needed to produce agricultural statistics. Additionally, statistics students do not see a

future in agricultural statistics. Consequently, training new statisticians in agricultural statistical

methods has been challenging. In summary,

• Not enough statisticians are present in agencies outside of UBOS and MAAIF’s Statistics

Department that produce agricultural statistics and

• There are not enough new statisticians being trained in agricultural statistical methods

and apparently no specialization of agricultural statistics.

Technological

ICT equipment needs vary within agencies. The DAES reported having enough computers to

perform their duties. The Division of Statistics within MAAIF has received ICT equipment from

external stakeholders. However, other agencies expressed the need for new or updated equipment

to perform their duties.

However, two deeper ICT capacity needs among all agencies were uncovered by our

conversations with key stakeholders. First, all parties said that emerging data collection

technologies have not been implemented. As an example, they noted the increasing use of mobile

phones and the number of data collection software packages that could be used for data

collection. Second, all agencies stated that no centralized internal databases are used to store

agricultural data and statistics. They see these databases as becoming necessary as the volume of

data grows. Furthermore, these databases could reduce the lack-of-access problem among data

users by providing an electronic portal to the needed statistics. In summary,

• Emerging data collection technologies are not adequately used;

• As data volume increases, the lack of a centralized database and the opportunity for

improved analytics is a challenge; and

• Mobile phones and data collection software are not adequately used.

Financial

Above all, the main threat outlined within this report and in previous capacity assessments is the

lack of a dedicated and renewable source of funding for agricultural statistics. Currently, the

Government of Uganda does not create set budgets for all agencies participating in the national

agriculture statistics system. Some programs that are of interest to the government received

funds, which were used to establish a budget to collect statistics. However, not all agencies have

this type of dedicated funding. This hampers the ability of the Uganda NASS to produce

agricultural statistics in many ways: hiring data collectors and statisticians is difficult, ICT

upgrades and replacements are not occurring, data collection efforts are reduced or canceled,

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statistics releases are delayed or eliminated, research into new statistical methodologies is

lacking, and the administration of the statistical agencies is constrained.

In summary, there is no established funding source to produce, improve, and maintain the system

for agricultural statistics. As the world COA approaches, there is an urgent need for funding the

systems and personnel required for Uganda to participate effectively in this international effort.

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Chapter 6: Recommendations for Strengthening Agricultural

Statistics in Uganda

Based on the abovementioned findings, the current structure has many useful aspects that need to

be harmonized to strengthen the system.

Figure 6. 1: 6.1 shows a structure that could potentially help improve coordination of Uganda

NASS. UBOS shall remain the agency in charge of coordinating and collecting the official

agricultural statistics that continue to be informed by the administrative data collected by

MAAIF. UBOS would act as the agency in charge of coordinating and collecting the official set

of agricultural statistics. It would work with both MAAIF and the other agencies that collect

administrative data and other agricultural statistics to coordinate the work and assess statistical

methodologies. Furthermore, national- and district-level statistics would be created based on the

work performed by MAAIF district-level personnel for administrative data and district

statisticians at district offices. Finally, NGOs would work with UBOS, MAAIF, or the other

agencies collecting data to provide the necessary statistics for their projects.

The NASS will be successfully improved if data collected at the district level can be modernized

with methodologies consistent with international guidelines, more efficient means of collection,

trained staff at the district level, and the resources to properly collect the data. The NFASS

Project is developing a data center that can collect, assess data quality and analyze administrative

data coming from the field. UBOS will require district level statisticians who can administer

official data collection processes. There are multiple plans in place for many of these

improvements to be made. Oversight of improvements to the overall system will be required to

ensure that each agency is effectively meeting their commitments to the system’s improvement.

The assessment team has also reviewed a system for regional statisticians that could provide a

more uniform approach among districts. While this may be a technically valid intervention, it is

outside the norms of Ugandan administrative structures and was reconsidered. However,

oversight of the development of district-level statistical capacity will remain a challenge for

donors, UBOS and MAAIF.

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Figure 6. 1: Harmonized Uganda NASS

UBOS • Other agencies (BOU, URA etc)

• NGOs

• Minimum Core Set of Statistics

• District-Level Statistics

MAAIF

- Districts- MAAIF Agencies (e.g NARO, UCDA,NAADS, DDA etc)

This new structure is similar to the Health Management Information System for collecting health

statistics and the Education Information System for collecting education statistics. In these

systems, the data providers (health centers and schools, respectively) submit their data to a

central database from which the relevant statistics are derived. However, agricultural data

collection differs in that farms are not required to provide their data to UBOS. Furthermore,

farmers do not have the same level of ITC capacity to transmit their data to a central data

repository. Instead, administrative data is collected via extension agents and MAAIF offices and

transmitted to the MAAIF data center and made available to stakeholders. This harmonized

system builds upon development of UBOS systems for collecting official statistics and the

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NFASS Project’s establishment of a data center, analytical capacity, and administrative data

collection processes.

UBOS will act as the clearinghouse for methodologies for generating the official set of statistics

and support the creation of methodologies for other agencies. UBOS will work with Makerere

University to test and implement new methodologies for data collection and estimation. Both

agencies will make their methodologies transparent to data users. This is important because the

current statistical methodologies need to be made relevant and transparent before data users will

accept them.

This system relies on the strength of its personnel. People with training and experience in data

collection and statistical estimation are needed at the national and district levels to produce

accurate and relevant statistics. Enumerators will be hired from and collect data within their

home districts, and training will be provided by their associated regional offices. This strategy

will have the dual benefits of using people with knowledge of the district and improving

employment within the district.

The evolving system will need increased ITC capacity. Data collection on mobile devices will

allow for the district enumerators to quickly collect data. Additional ITC infrastructure will be

needed to support the movement of data between the national and district offices and UBOS for

official data and MAAIF for administrative data. It will also allow for the most efficient

implementation of best practices for agricultural statistics. UBOS will be responsible for

collaboration with stakeholders to choose the most appropriate guidelines to use since it is

responsible for disseminating the core set of statistics. These guidelines can be distributed to its

partners and established within the surveys that collect the data for the official core set of

statistics.

Financing of the system will come from both internal and external institutions. The Government

of Uganda must recognize and support the NASS and provide it with its own stable line of

funding. External stakeholders seeking data for their projects, such as NGOs, will work with and

provide the funding to UBOS, which will collect and supply the necessary statistics.

Based on the abovementioned results, the following recommendations are proposed to harmonize

the NASS, improve coordination between the existing structures, and develop a system for

obtaining subnational-level statistics (Table 6.1). The costs are based on current knowledge of

Ugandan finances and were calculated using the assumptions outlined in Appendix 2. In many

instances, the cost estimates include processes e.g. workshops and consultations that leads to the

production of the required outputs.

Table 6. 1: Recommendations for a Harmonized NASS

Area of

Recommendation Activity Level

Responsible

entity

Timeframe Average

Yearly Costs

(US$)

Remarks

Institutional

Establish the Global

Strategy core

minimum set of

Update the UBOS

Act of 1996 to

include the set of

National UBOS Short term 5,000 One off

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Area of

Recommendation Activity Level

Responsible

entity

Timeframe Average

Yearly Costs

(US$)

Remarks

statistics as the set

of official

agricultural

statistics

statistics as part of

the mandate for

UBOS

Communicate the

set to agencies

who collect

agricultural

statistics

UBOS Short term 10,000 One off

Meet with external

stakeholders to

determine their

data needs

UBOS Short term 2,000 One off

Clearly delineate

the responsibilities

between agencies

for collecting the

core minimum set

of statistics

Establish an

agricultural

statistics sector

committee

National UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 3,000 One off

Draft a charter and

rules

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 10,000 One off.

Cost

includes

processes

e.g.

workshops

and

consultations

that leads to

the output

Set the UBOS

DAES director as

chair and MAAIF

statistics director

as cochair

UBOS and

MAAIF

Short term 6,000

One off

Identify the

supporting

members

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 1,000 One off

Produce clear and

defined roles and

responsibilities for

each type of

agricultural

statistic among the

members

UBOS,

MAAIF and

agencies

producing

agricultural

statistics at

national and

district level.

Short term 13,000 One off

Engage a

coordination

committee for

agencies that

produce agricultural

Establish a formal

agricultural

statistics

coordination

committee

National UBOS,

MAAIF and

agencies

producing

agricultural

Short term 3,000 Yearly

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Area of

Recommendation Activity Level

Responsible

entity

Timeframe Average

Yearly Costs

(US$)

Remarks

statistics statistics

Draft a charter and

rules

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 10,000 One off

Establish the

governing body

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 1,000 One off

Identify the

supporting

members

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 1,000 One off

Schedule regular

biannual meetings

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short to

medium

term

15,000 Yearly

Serve as the bridge

between agencies

in coordinating

agricultural data

collection and

addressing cross-

agency issues

Coordination

committee

Medium

term

20,000 Yearly

Establish working

committees that

codify

methodologies for

collecting the core

minimum set of

statistics

Establish a formal

agricultural

statistics technical

committee

National UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 3,000 Yearly

Draft a charter and

rules

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 10,000 One off

Establish the

governing body

between UBOS,

MAAIF, and

UBOS,

MAAIF and

Makerere

University

Short term 3,000 One off

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Area of

Recommendation Activity Level

Responsible

entity

Timeframe Average

Yearly Costs

(US$)

Remarks

Makerere

University

Identify the

supporting

members

UBOS,

MAAIF and

Makerere

University

Short term 3,000 Yearly

Schedule annual

meetings

UBOS,

MAAIF and

Makerere

University

Short to

medium

term

13,000 Yearly

Produce

statistically sound

data collection and

estimation

methodologies for

the core minimum

set of statistics that

are achievable for

each agency

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Medium to

long term

749,000 One off cost

Work with

supporting

agencies to

establish those

methodologies

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Medium

term

24,000 One off

Develop a calendar

of statistical

releases via

statistical abstracts

and other methods

for dissemination

Map out the

production cycles

of the production

commodities

National

MAAIF

Medium

term

76,000 Yearly

Work with data

users to determine

the times each

statistical release

will have the

greatest impact

and relevance

MAAIF and

UBOS

Medium

term

33,000 Yearly

Work through the

coordination

committee to

organize the

schedules of each

agency's activities

UBOS and

MAAIF

Medium

term

58,000 One off

Create a yearly

calendar of

statistical releases

for the core set of

statistics

UBOS Medium

term

65,000 Yearly

Update the

calendar within the

coordination

committee

UBOS and

MAAIF

Short to

medium

term

46,000 Yearly

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Area of

Recommendation Activity Level

Responsible

entity

Timeframe Average

Yearly Costs

(US$)

Remarks

Promote the benefit

and utility of

statistics outside of

the NASS

Prepare an

advocacy plan for

promoting

agricultural

statistics to the

public

National UBOS and

MAAIF

Short to

medium

term

20,000 Yearly

Meet regularly

with governmental

officials

concerning the

needs and

achievements

surrounding

agricultural

statistics

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short to

medium

term

41,000 Yearly

Promote statistical

releases using

traditional and

only media

platforms

UBOS Short to

medium

term

225,000 Yearly

Organize a yearly

agriculture

statistics forum

with governmental

officials and

external

stakeholders

Coordination

Committee

Medium

term

750,000 Yearly

Methodological

Develop

commodity-specific

methodologies for

the collection of

agricultural

statistics

Work with subject

matter experts to

identify the

subject-specific

needs for data

collection

National UBOS and

MAAIF and

Academic

and research

Institutions

Short to

medium

term

9,000 Yearly

Collaborate with

academic

institutions to

research

statistically sound

and current

methodologies

UBOS and

MAAIF and

Academic

and

Research

Institutions

Short to

medium

term

13,000 One off

Conduct pilot

studies to test the

new

methodologies

UBOS Medium

term

62,000 One off

Implement the new

methodologies

within the existing

agricultural

statistics program

UBOS and

MAAIF

Medium

term

42,000 One off

Develop

methodologies for

Catalog current

administrative data

National UBOS and

MAAIF

Short term 9,000 One off

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Area of

Recommendation Activity Level

Responsible

entity

Timeframe Average

Yearly Costs

(US$)

Remarks

creating agricultural

statistics from

administrative data

sources

Assess the

adequacy of use of

each source within

the NASS

UBOS Short term 7,000 One off

Research

methodologies to

incorporate

appropriate

administrative data

sources in data

collection and

estimation

UBOS Short term 9,000 One off

Prepare a plan

within each agency

stating how

administrative data

will be used for

agricultural

statistics

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 7,000 One off

Coordinate

between agencies

for the desired

administrative data

UBOS Medium

term

7,000 Yearly

District

Establish statistical

personnel in district

offices whose sole

purpose is to collect

agricultural data

and disseminate

district-level

agricultural

statistics. They will

be responsible for

coordination with

MAAIF and other

agencies collecting

statistics in their

districts

Identify the

physical,

technological, and

personnel needs

for each office

District UBOS Medium

term

5,000 One off

Promote statistics

functions within

the district offices

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Medium

term

70,000 Yearly

Establish a

sustainable line of

funding for the

district statistics

personnel,

activities, and

logistics

UBOS and

MAAIF

Medium

term

Per regional

office needs

Yearly

Promote the utility

and benefit of

agricultural

statistics to farmers

Meet with farmers’

groups on a regular

basis to discuss

agricultural

statistics needs and

activities

District UBOS and

MAAIF

Short to

medium

term

1,310,000 Yearly

Promote data

collection efforts

UBOS and

MAAIF

Short to

medium

85,000 Yearly

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Area of

Recommendation Activity Level

Responsible

entity

Timeframe Average

Yearly Costs

(US$)

Remarks

through traditional

and online media

platforms

term

Offer a platform

for farmers to

provide input on

agricultural

statistics

UBOS and

MAAIF

Medium

term

73,000 Yearly

Personnel

Hire qualified

statisticians/develop

skills in agencies

that produce

agricultural

statistics

Conduct a

personnel needs

assessment in each

agency

National UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Medium

term

8,000 One off

Promote

agricultural

statistics to

statistics students

National UBOS Medium

term

47,000 Yearly

Strengthening

computing skills in

agencies that

produce agricultural

statistics

Conduct a

personnel needs

assessment in each

agency

National UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Medium

term

8,000 One off

Technological

Utilize innovative

data collection

software for mobile

devices

Research available

software for data

collection on

mobile devices

National UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short to

medium

term

14,000 One off

Perform pilot

studies on the

effectiveness of

collecting and

transmitting data

UBOS Medium

term

59,000 One off

Create the

infrastructure for

transmitting and

storing the

collected data

UBOS Medium

term

1,000,000 One off

Train enumerators

on the use of the

data collection

software

UBOS and

MAAIF

Short to

medium

term

1,285,000 One off

Create a database of

agricultural

statistics for data

users

Draft a plan for the

aggregation and

storage of the core

minimum set of

statistics and other

National UBOS and

MAAIF

Short to

medium

term

13,000 One off

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Area of

Recommendation Activity Level

Responsible

entity

Timeframe Average

Yearly Costs

(US$)

Remarks

agricultural

statistics

Obtain the ICT

equipment for the

database

UBOS and

MAAIF

Medium

term

Per needs

assessment

One off

Reinstate the use

of Country Stat to

disseminate

agricultural

statistics to an

international office

UBOS Medium

term

27,000 One off

Prepare and update

a metadata

dictionary

UBOS Medium

term

50,000 One off

Hire database

specialists to

maintain the

database

UBOS Medium

term

706,000 One off

Provide a portal

for data users to

access the data

UBOS Medium

term

74,000 One off

Update the current

computer and

network systems

within agencies

Conduct a

technology needs

assessment for

agricultural

statistics within

each agency

National UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short to

medium

term

35,000 One off

Purchase computer

equipment

specifically for

agricultural

statistics

UBOS Medium

term

Per needs

assessment

Update software for

data collection and

analysis within

agencies

Determine the

statistical

estimation needs

for the type of

statistics produced

National UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short to

medium

term

13,000 One off

Review the current

software used for

statistical

estimation

UBOS Short term 8,000 One off

Purchase the

necessary software

UBOS Short term Per needs

assessment

One off

Develop the ICT

strategy for

agricultural

statistics collection,

analysis, and

dissemination

Identify the

technological

needs and capacity

for the core

minimum set of

statistics within the

National UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 72,000 One off

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Area of

Recommendation Activity Level

Responsible

entity

Timeframe Average

Yearly Costs

(US$)

Remarks

agencies

Draft an overall

ICT plan for

agricultural

statistics at the

national and

district level

UBOS and

MAAIF

Short term 3,000 One off

Work with the

chief information

officer (CIO)

within each agency

to create an agency

ICT plan for

agricultural

statistics

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short term 22,000 One off

Financial

The Ugandan

government must

establish and

maintain funding

for agricultural

statistics and data

collection

Identify

‘champions’ of

agricultural

statistics within the

government

National UBOS and

MAAIF

Short term 12,000 One off

Lobby for

continued funding

to be put into the

national budget

UBOS and

MAAIF

Short to

medium

term

32,000 One off

Training

Train district- and

national-level staff

in emerging

methodologies and

data collection

processes

As methods and

data collection

evolves, conduct a

training needs

analysis to develop

training plans

National

and

District

UBOS,

MAAIF and

agencies

producing

agricultural

statistics

Short to

medium

term

To be decided Yearly

Note: Short term:1-3 years; medium term: 3-5 years; long term: 5-10 years

Please see Appendix 2 for more details, including cost assumptions

World Bank Support for Improving Agricultural Statistics

There are two windows for World Bank support for improving agricultural statistics in Uganda.

The first window is through agriculture projects under the MAAIF, with the Agricultural Cluster

Development Project being restructured to include a provision for strengthening the Statistics

Unit. The second window is through Statistics Payment for Results (PforR) Program for

generating better and more accessible data to inform policy-makers and contributing to

strengthening statistical capacity. Funding through these windows can be used to support four

key interventions: (i) developing the legislative framework for agricultural statistics; (ii)

developing the legislative framework for data sharing between county governments and MoALF;

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(iii) establishing structures where users and producers of agricultural statistics interact; and (iv)

developing a Seasonal Agricultural Survey (SAS).

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Chapter 7: Global Best Practices for Agricultural Data

Country Example of Agricultural Data Collection and Survey Programs

The World Bank highlighted the role of South-South Learning in building capacity around

agricultural statistics in Africa. Two countries: Rwanda, which is part of the East African

community, and South Africa, can provide opportunities for learning and country case studies.

Rwanda has a very good agricultural survey program while the South Africa administrative data

collection experience provides some pointers for improving data collection. In addition, as part

of the action plan, the team recommends undertaking country study tours and/or desk-based

research to gathering learnings relevant to Uganda in terms of agricultural survey programs but

also a devolved structure where statutory powers are delegated from the central government to

the subnational level.

Rwanda

The National Institute of Statistics of Rwanda conducts two survey programs around agricultural

statistics.

National Agricultural Survey

The National Agricultural Survey (NAS), last conducted between September 2007 and August

2008, collected information on the two agricultural seasons and covered a sample of 10,080

agricultural households over 30 districts.

The survey collects data on

• Demographic and social characteristics of agricultural farmers;

• Farms characteristics;

• Agricultural practices and crop production;

• Livestock practices and production;

• Fishery, aquaculture, and beekeeping practices;

• Forestry practices and income; and

• Food stocks and nutrition.

SAS

The SAS aims to cover all three agricultural seasons in Rwanda: Season A, which starts in

September and ends in February of the following year; Season B, which commences in March

and ends with June of the same year; and Season C, which starts in July and ends in September

of the same year. The National Institute of Statistics of Rwanda (NISR) conducted the first SAS

in 2013 and the last survey was conducted between September 2016 and February 2017. The

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respondents of the survey are categorized into two groups, namely, agricultural operators (small-

scale farmers) and large-scale farmers (LSFs). The NISR classifies LSFs according to specified

criteria, namely, farmers growing crops on 10 ha or more of land or any farmer raising 70 or

more cattle, 350 goats and sheep, 140 pigs, or 1,500 chicken or managing 50 bee hives.

The survey collects information on the characteristics of the agricultural operators, the farm

characteristics including the area yield and production, agricultural practices, inputs, equipment,

and use of crop production (NISR 2016). The survey uses multiple-frame sampling techniques

based on probability sampling and estimation techniques combining an area and list frame.

Imagery with a very high resolution of 25 cm is used to divide the county into strata (12 strata in

total). The survey interviewed a sample of 195 LSFs (out of 774) and 5,089 of a total of 25,346

agricultural operators. Data collection is undertaken through paper-based questionnaires but data

entry was completed through the CSPro data entry software, while summary tables were created

through SPSS and Excel.

A total number of 540 segments were spread throughout the country as coverage of the survey,

with 25,346 and 23,286 agricultural operators in Season A and Season B, respectively. From

these numbers of agricultural operators, subsamples were selected during the second phases of

Seasons A and B. Furthermore, the total number of enumerated LSFs was 774 in Season A and

622 in Season B. Season C considered 152 segments counting 8,987 agricultural operators from

which 963 agricultural operators were selected for survey interviews.

Table 7.1 shows the five strata that were selected for sampling based on cultivated land and other

land use characteristics.

Table 7.1: Land use strata codes, definition, and areas

Stratum Description Total (ha) Percent

1.1 Intensive agricultural land (Season A and B) 1,479,081 81.9

1.2 Intensive agricultural land (Season A and B with potential for C) 48,388 2.7

2.1 Other marshlands 95,821 5.3

2.2 Marshlands potential for rice 20,201 1.1

3.0 Rangeland 133,849 7.4

10.0 Tea plantations 28,763 1.6

Total agricultural

land

1,806,103

Source: SAS, NISR 2016.

The results of the SAS are presented based on the five strata defined. Other sources of

agricultural data in Rwanda include:

• Comprehensive Food Security and Vulnerability Analysis and Nutrition Survey

(CFSVA) (2012);

• Census of Population and Housing (most recent in 2012); and

• Integrated Household Living Conditions Survey (most recent in 2015).

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South Africa

Department of Agriculture, Forestry, and Fishing13 (Administrative Data)

The following institutions exist under the ambit of the department:

• Meat Inspection Scheme. Setting out of the legislative mandate, authority for inspection

services, procedures, and standards. Inspection services also distinguish between low-

frequency slaughter houses and high-frequency slaughter houses and collect data in these.

• Crop Estimating Committee.14 Comprises officials from the following institutions:

Department of Agriculture, Forestry and Fisheries; Provincial Departments of

Agriculture; various Agricultural Research Council (ARC) -Institutes (Soil, Climate and

Water; Small Grains Institute; and Grain Crops Institute); Bureau for Food and

Agricultural Policy (BFAP) and Statistics South Africa (SA).

• Abstract of Agricultural Statistics. South African Grain Information Services (SAGIS)

is the main source of information on crop production, boards such as Sugar Cane Board,

Customs and Excise Data (tax authority and South African Revenue Service (SARS)),

Red Meat Abattoir Association, Cape Wool SA, and Milk SA.

Figure 7.1 below indicates the Organogram of the Ministry of Agriculture, Forestry, and Fishing,

South Africa

13 http://www.daff.gov.za/. 14 South African Grain Information Services: http://www.sagis.org.za/.

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Figure 7.1: Organogram of the Ministry of Agriculture, Forestry, and Fishing, South Africa

Source: MoALF South Africa Strategic Plan 2015/2016–2019/2020.

Statistics South Africa (Survey and Census)

Statistics South Africa (Stats SA) based on the Population Census of 2011 published an

‘agricultural households’ report. This report covers three types of agriculture, namely,

subsistence, smallholder, and commercial. The census provided some information on subsistence

and smallholder agriculture but excluded important data on land farmed and yields.

The Census 2011 questionnaire included questions on the following agricultural activities:

1. What kind of agricultural activity is the household involved in?

2. How many of the following (livestock) does the household own?

3. Where does this household operate its agricultural activities?

In addition, a regular survey program also collects information related to agriculture through two

surveys:

1. The Quarterly Labour Force Survey (QLFS) collects detailed information on employment

in the agricultural sector on a quarterly basis. It is a panel survey in that 25 percent of the

sample is rotated out every quarter. Employment in the sector can be disaggregated by

sex, age, and province as well as remuneration levels. The sample is representative at a

provincial level and within provinces at the metro/non-metro level.

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2. The Annual General Household Survey (GHS) collects information on food security and

agricultural activity based on a sample of 21,228 households. Characteristics of

households involved in agriculture, main reason for involvement in agricultural activity,

and type of agricultural production activity are collected (livestock, poultry, grain and

food crops, industrial crops, fruit and vegetables crops, fodder grazing, pasture grass for

grazing). The sample is representative at a provincial level and within provinces at the

metro/non-metro level.

Sweden

The System of Official Statistics in Sweden

Statistics Sweden is a central government authority for official statistics and other

government statistics. In 1994 a statistical reform was implemented of Sweden’s official

statistics, implying a decentralised system for official statistics and 25 government

authorities were given responsibility for official statistics in defined sectoral areas instead

of a centralised system and one governmental authority responsible. One of the main

purposes of the 1994 statistical reform was to give the users more influence over the

statistics, for flexibility and that the efficiency of statistics production would improve.

The System for Official Statistics includes the statistics, statistical products, metadata, the

production systems, final observation registers, publications, separate tables and

databases. Databases can be interactive or include fixed tables that the user cannot

change. The system also includes laws, ordinances, regulations, general

recommendations, guidelines, tools (that are developed for the system such as methods,

classifications, etc.), the statistical authorities, the Council for the Official Statistics, and

Statistics Sweden as the coordinating authority.

According to the decision by Parliament, the Government determines the subject areas

and statistical areas for which official statistics are to be produced, and which authorities

are to be given the responsibility. For the moment there are 22 different subject areas.

The statistical authorities decide on the content and scope of statistics within the statistics

area(s) for which unless otherwise specified by the government. The statistical authorities

also decide, in consultation with important users of the statistics and taking into account

the demands made by the European Union, which objects and variables are to be studied,

which statistical measurements and study domains are to be used, the periodicity of the

surveys etc. Except for Statistics Sweden there is normally no special appropriation for

statistics; funding for statistics is included in the authorities’ appropriation framework for

their main task. The System for Official Statistics includes the statistics, statistical

products, metadata, the production systems, final observation registers, publications,

separate tables and databases. Databases can be interactive or include fixed tables that the

user cannot change. The system also includes laws, ordinances, regulations, general

recommendations, guidelines, tools (that are developed for the system such as methods,

classifications, etc.), the statistical authorities, the Council for the Official Statistics, and

Statistics Sweden as the coordinating authority.

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A Council for Official Statistics was established in 2002 with the purpose to improve

coordination and overall view of the system for official statistics. The Council, which is

an advisory body, deals with matters of principle concerning the availability, quality and

usefulness of the official statistics, as well as issues on facilitating the response process

for data providers. The Council works to improve cooperation between the statistical

authorities, and to develop and manage a statistics network. It consists of one chair and

six other representatives who are managers at the statistical authorities. The Council is

supported by a secretariat and different workgroups. All authorities responsible for

official statistics are invited to participate in the different workgroups. Due to the users of

official statistics the system and the cooperation is judged to function rather well. The

duties of the Council are set out in Statistics Sweden's Directives. The authorities to be

represented in the Council are appointed by Statistics Sweden after consultations with all

the statistical authorities. Members serve on the Council for a period of not more than

three years. Statistics Sweden’s Director General is Chair of the Council, and the Council

appoints its own Deputy-Chair.

To provide a picture of this, the statistical authorities annually complete questionnaires

on the provision of data and on costs and staff who work with the official statistics. The

authorities also submit a list of their active products. As a complement to this

information, special measurements have been made on punctuality and production time,

documentation, the use of the Official Statistics of Sweden (SOS) logotype and reporting

by sex in the statistics.

The cooperation within and improvement of the system Statistics Sweden, in its role as

coordinator, has the mandate to issue regulations to statistical authorities regarding

documentation, quality declarations and publication. The main coordination tool since the

Council was established has been coordination by cooperation (soft coordination) and the

development of a well-functioning infrastructure. Participation in the workgroups has

been on a voluntarily basis and great interest in participating has been observed.

Common guidelines for deciding what Official Statistics are and a definition of what a

statistical product is, for sufficient quality, for preliminary statistics, for the websites at

different authorities have been developed. There are specified routines for deciding on

which statistics are to be official. There is a database of all Official Statistics and all

changes in the statistical system are continuously registered in the database. It is therefore

possible to follow a statistical product from cradle to grave. The users have now one main

single point of contact with the Official Statistics via Statistics Sweden’s website, though

there is a decentralised system. There are slightly more than 300 statistical products

within the Official Statistics and they are described in a consistent manner on the website.

There is a common publishing plan that is continuously updated and there are links to the

different authorities' websites where Official Statistics are published.

To date, the cooperation has led to a common view of Official Statistics, an increase in

competence, more systematic assessments related to user needs of what should be

included in the Official Statistics as well as a much better overview of the content of the

Official Statistics. The authorities responsible for official statistics have generally

organised contact nets with their users. The availability of statistics for users who have an

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interest in statistics covering different areas has improved. The work is still in an initial

phase. Today we deal with aspects of statistics such as quality, documentation, response

burden, use of administrative data and security of information. Other aspects will emerge

in the future. The value of systematic cooperation has the potential to increase as there

are mutual benefits which can be derived from the joint development of statistics and

common statistical systems rather than the development of separate solutions for each

authority

Best Practices for Agricultural Data: Probability Samples and Two-stage Multiframes

Evidence-based decision making relies on information that is based on timely, consistent, and

statistically sound information, from either probability sample surveys, censuses, or

administrative data. The widely used unscientific practice of ‘eye observations’ by agricultural

officers, farmer groups, village elders, and other local officials who provide an opinion on the

total areas planted and harvested is no longer an acceptable practice, especially in the context of

climate change and the importance of monitoring impact on food security.

In the absence of highly developed administrative data systems, the use of probability sampling

surveys is regarded as the most appropriate approach for obtaining robust estimates with

acceptable periodicity of data collection. A sample is the collection of data from a sample of

units, unlike a census that would contact all units in the population. With good fieldwork

planning and management, a well-designed sample survey can be completed relatively quickly

and is representative of the population with known probabilities and measures of sampling

variability. In addition, a well-designed sample for producing national estimates also require a

surprisingly small number of agricultural holdings.

Two-stage multiple-frame surveys use two or more sampling frames. One frame is an area frame

used to collect data from small farms and the other is a list frame to collect data from large

farms. List frames normally provide good coverage of the large commercial farms.

The use of multiple frames brings a great degree of flexibility to the statistician because the

sampling methods can be unique to each frame. The only requirement is the need to identify any

overlap between the two frames to avoid the possibility of any double counting. In addition, the

classification of farms as small, medium, and commercial is required.

Two-stage sampling is a means of surveying large populations using relatively small samples

and ensuring that all statistical units have an equal chance (probability) of being included in the

sample to be interviewed. The course of action is to divide the area to be surveyed into small

geographical units called ‘census enumeration areas’).

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Box 7.1: Sampling frames for agricultural statistics

A Master Sampling Frame (MSF) forms the basis for the selection of probability-based samples of farms and

households. The first step in the development of the MSF is to identify the data items to be measured, for example,

the total production of maize, the number of beef cattle, or the changes in land cover. The MSF should link the farm

or agricultural holding, the household, and the land. The possible sampling frames are the listing of maize fields,

animals, people by gender, or land parcels. The MSF comprises a listing of the sampling units that would provide a

complete coverage of the population of interest. The listing of the sampling units can comprise the names of farm

operators (from an Agricultural Census), the names of households (from a Population Census), a list of commercial

agricultural enterprises not linked to households, or a list of area units defined geographically. The MSF is the joint

use of two or more of these listings of sampling units.

Source: GSARS 2015a.

International Initiatives That Can Be Leveraged to Build Capacity Around Agricultural

Statistics

Internationally there are a number of initiatives underway in Uganda to strengthen the NASS,

including the introduction of FAO’s Agricultural Integrated Surveys15 (AGRISurveys) program.

USAID are working with the FAO team and with UBOS and MAAIF on plans to take forward

the AGRISurvey assessment that was undertaken in Uganda in January 2018. This includes an

identification of the statistical indicators that the LSMS-ISA16 (from the Uganda National Panel

Survey) caters for and the gaps that the AGRISurvey would fill from the lists of core SDG

indicators and CAADP monitoring of agricultural statistics. AGRISurveys collects economic

data on farms and agriculture sector every year, while alternating modules. It is based on

standard methodology and tailored to country needs. The current funding includes USAID grant

to collect in 4 countries and BMGF grant to support initial TA in up to 15 countries. Table 7.2

summarizes the anticipated budget costs for AGRISurvey to be carried out on an annual basis

and Figure 7.2 summarizes the funding gap.

15 A farm-based modular survey that builds on an agricultural census and operates over a 10-year cycle, providing tthhee ccrriittiiccaall ddaattaa aa ccoouunnttrryy nneeeeddss ttoo uunnddeerrssttaanndd iittss aaggrriiccuullttuurraall sseeccttoorr.. 16 A household survey project that conducts multiple rounds of a nationally representative panel survey with a multi-

topic approach. In eight countries to date:

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Table 7. 2: Projected AGRISurvey Budget Funding source 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028

15% 20% 30% 40% 50% 60% 70% 80% 90% 100% 100%

$67,500 $170,000 $255,000 $320,000 $400,000 $480,000 $560,000 $640,000 $720,000 $800,000 $800,000

70% 60% 50% 40% 30% 20% 10% 0% 0% 0% 0%

$315,000 $510,000 $425,000 $320,000 $240,000 $160,000 $80,000 $0 $0 $0 $0

5% 5% 5% 0% 0% 0% 0% 0% 0% 0% 0%

$22,500 $42,500 $42,500 $0 $0 $0 $0 $0 $0 $0 $0

10% 15% 15% 20% 20% 20% 20% 20% 10% 0% 0%

$45,000 $127,500 $127,500 $160,000 $160,000 $160,000 $160,000 $160,000 $80,000 $0 $0

Estimated

Survey Total $450,000 $850,000 $850,000 $800,000 $800,000 $800,000 $800,000 $800,000 $800,000 $800,000 $800,000

Funding Gap

Government of

Uganda

USAID Funding

BMGF Funding

(Open Data)

Source: Emily Hogue, FAO Statistics Division

Figure 7.2: Distribution of Budget Shares

Source: Emily Hogue, FAO Statistics Division. AGRISurveys requires partners to: i) support and advocate, particularly through data demand; ii) support the consolidation of agriculture data collection through the Government of Uganda; iii) support the institutional framework; and give financial support for the funding gap.

Other are the GODAN initiative, the Advanced Data Planning Tool (ADAPT) developed by

Partnership in Statistics for Development in the 21st Century (PARIS21), the Global Strategy for

Improving Rural and Agricultural Statistics, the FAO World Program for the Census of

Agriculture 2020 (WCA) as well as various data quality (Eurostat 2007) assurance frameworks.

PARIS21 ADAPT Tool

The tool has been designed to bring together stakeholders to develop the indicators framework

related to monitoring development outcomes. The frameworks can be to measure national

development plans or the Sustainable Development Goals (SDGs). The tool can also be used to

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identify reporting, financial, data, or geographic gaps related to the data for measuring indictors

(World Bank, 2004)

One of the important elements of the ADAPT tool is its flexibility to map national priorities to

global requirements. The Costing Module supports stakeholders in estimating the cost related to

data collection for long-term planning and program-specific budgeting, once unit cost

information for specific data collections has been entered into the tool. Another important

element of the tool is to produce a gap analysis, for data (absolute data gaps, frequency, or

disaggregation gaps), methodology, capacity, and funding gaps. The gap identification, before

starting the process, requires stakeholders to undertake the costing of activities including

identification of activities where there is insufficient funding, while also identifying which SDG

indicators are not collected or where the data collection does not align with what is demanded.

The resulting plans can then be integrated into the country NSDS.

GODAN

The GODAN initiative “seeks to support global efforts to make agricultural and nutritionally

relevant data available, accessible, and usable for unrestricted use worldwide. The initiative

focuses on building high-level policy and public and private institutional support for open data.”

It is a voluntary association launched in October 2013, currently comprising over 600 partners

from national governments, non-governmental, international and private sector organizations.

The aims of GODAN are to

• Advocate for new and existing open data initiatives to set a core focus on agriculture and

nutrition data;

• Encourage the agreement on and release of a common set of agricultural and nutrition

data;

• Increasing widespread awareness of ongoing activities, innovations, and good practices;

• Advocate for collaborative efforts on future agriculture and nutrition open data

endeavors; and

• Advocate programs, good practices, and lessons learned that enable the use of open data

particularly by and for the rural and urban poor.

This initiative can be used to support the initiatives to improve agricultural data collection

activities. It promotes collaboration to harness the growing volume of data generated by new

technologies to solve long-standing problems and to benefit farmers and the health of consumers.

Collaborations between the Public and Private Sectors

Collaborations between the public and private sectors around data collection and funding can

present opportunities for improving the quality of agricultural data through sharing of

information and freeing up of financial resources. There are a number of models for this

interaction.

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PPP is one avenue for this collaboration, where the private sector can invest in technology

creation, adaption, and transfer through the investment in research and skills development and

the dissemination of knowledge, data, and scientific knowledge. FAO (2013a) identifies that the

contributions of the private sector can be financial and nonfinancial and engagements are based

on the principles of mutual collaboration and sponsorships. The six areas identified for

collaboration are

1. Knowledge management and dissemination;

2. Norms and standards setting;

3. Mobilization of resources;

4. Development and technical programs;

5. Policy dialogue; and

6. Advocacy and communication.

Data collaborative is a new form of partnership through which a number of stakeholders from the

public and private sectors and research institutions can share and use data to help solve public

problems. For this type of collaborations to be applied, there is a need to train data producers and

users, matching the public demand for data and the private supply of data in a secure and

confidential way, documenting activities and finally using experimentation and focusing on

scaling initiatives with potential.

In the sharing of data between the public and private sectors, it is important to set the

frameworks through which data sharing will occur, including establishing a code of practice,

fairness and transparency, security, governance, individual rights to access information and data,

and freedom of information (ICO 2011).

Technology and Quality Assurance Standards

Technology presents various opportunities to improve data quality and timeliness with which

data can be disseminated. However, technology is only one aspect of a successful survey design

and can only build on the existing good practices for data collection and the skills set of data

collectors. To ensure that quality data are collected, a Survey Quality Assessment Framework

(SQAF)17 checklist can be utilized. This framework asks questions around the survey process

17 A generic format for surveys is provided by the following resource prepared in collaboration with PARIS21:

Statistical Services Centre of University of Reading. 2009. “International Household Survey Network Survey

Quality Assessment Framework (SQAF).” http://www.ihsn.org/projects/survey-quality-assessment-framework-

SQAF.

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and emphasizes checking, documentation, and the implementation of the systems to minimize

errors and ensure the completeness of information.

Box 7.2: Use of technology in collecting agricultural data

GPS

An important element of agricultural data is reliable information related to land, either cultivated land, grazing or

fertilized land, or wood land. However, farmers often are not able to provide their land size in a standard format.

In addition, the traditional measure using a rope in compass leads to sampling errors and is a very time-

consuming activity. The advances in geo-positioning and GPS provide the cropped area directly without the need

for distance and angle measurements.

Remote sensing

Remote sensing can be used to identify and monitor crops; this type of information combined with GIS can serve

as a useful tool regarding crops and assist in decision making around agricultural strategies. Remote sensing can

be used to identify crop status including stressed plants, crop yield estimation, and identification

Crop identification

By observing the various kinds of crops, it is possible to map the boundaries of the fields. Mapping of the

boundaries of land parcels provides information for the creation of cadastral maps. Cadastral maps are usually in

a vector format and in this form can be used in a GIS, along with other types of data (ownership, crop types

cultivated, and so on).

CAPI

CAPI is increasingly being used in the collection of data. It involves an interviewer collecting information from a

respondent via a questionnaire residing on a laptop, smartphone, or tablet.

CATI

Computer-assisted telephone interviewing (CATI) and self-administered web completion of questionnaires are

additional ways in which the high cost of personal interviewing can be reduced.

Software (examples)

Survey solutions is a tool for creating surveys using the World Bank CAPI platform and is provided free of cost.

The goal of the tool is to assist developing countries’ National Statistical Offices and other data producers with a

sustainable method for conducting complex and large-scale surveys. The tool provides functionality for data

capturing, survey, and data management.

CSPro refers to the Census and Survey Processing System and was developed by the U.S. Census Bureau. The

bureau maintains the system and makes it available at no cost. The system can be used for entering, editing,

tabulating, mapping, and disseminating census and survey data and is in use in a number of developing countries.

Technology should also be used in the dissemination of data. The OECD defines data

dissemination as “consisting of distributing or transmitting statistical data to users.” There are

various release media that can be used for dissemination purposes including the Internet; CD-

ROM; paper publications; files available to authorized users or for public use; fax response to a

special request; public speeches; and press releases. Dissemination formats according to the

Special Data Dissemination Standards (SDDS) include hardcopy and electronic formats that

detail the reference documents through which users can access the data described in the metadata

or any additional data not routinely provided.

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Box 7.3: Use of technology in data dissemination: Examples of publishers that are Data Documentation

Initiative compliant and of data visualization tools

Nesstar Publisher

This is an editor for the preparation of metadata and data for publishing in an online catalogue. It is provided free of

charge and allows for the editing, creation, and exporting of data and is aligned to the Data Documentation Initiative

(DDI). The publisher includes tools to validate metadata and variables, compute/recode/label new or existing

variables to be added to a dataset before publishing and is multilingual covering a number of languages including

English, French, and Arabic (http://www.ihsn.org/software/ddi-metadata-editor).

Microdata Cataloguing Tool National Data Archive (NADA)

NADA is a web-based cataloguing system that serves as a portal for researchers to browse, search, compare, apply

for access, and download relevant census or survey information. It was originally developed to support the

establishment of national survey data archives but is increasingly being used across a number of organization across

the world.

Microsoft Power BI

It is a cloud-based service that allows for the creation of visualizations, reports, and dashboard by the users. It is

based on Excel and related PowerPivots.

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———. (2014c). Plan for National Statistical Development 2014/14–2017/18. Kampala,

Uganda: Government of Uganda.

———. (2014d). Strategic Plan 2013/14–2017/18. Kampala, Uganda: UBOS.

———. (2015). National Service Delivery Survey: 2015 Report.

http://www.ubos.org/onlinefiles/uploads/ubos/pdf%20documents/2015%20NSDS%20rep

ort.pdf.

———. (2016). Agricultural statistics. http://www.ubos.org/publications/agriculture/.

World Bank. 2010. Global Strategy to Improve Agricultureal and Rural Statistics. Washington,

DC: World Bank.

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Appendix 1: Documents Reviewed

• Uganda Vision 2040

• Uganda National Agricultural Policy 2011

• Uganda Census of Agriculture 2008/2009

• Uganda Bureau of Statistics Strategic Sector Plan for Statistics 2013/14–2017/18

• UBOS Act of 1998

• UBOS Statistics Abstract 2016

• FAO CountryStat Panorama Report: Uganda 2008

• Ministry of Agriculture, Animal Industries and Fisheries Sector Strategic Plan for Statistics

2007–2011

• MAAIF National Coffee Policy

• The Republic of Uganda Plan for National Statistical Development 2007–2011

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Appendix 2: Cost Assumptions.

The cost estimates are hinged upon recommendations made by the researchers for the different

interventions that can help improve the collection, reporting, and dissemination of the core set of

agricultural statistics. This report describes the Capacity Needs Assessment for Improving

Statistics for Sustainable Agriculture in Uganda.

The interventions are grouped into six categories: institutional, methodological, district,

personnel, technological, and financial. To execute each of the proposed activities, assumptions

were made for every activity in these categories. Although some general assumptions cut across

all the categories, other assumptions are specific for different numbers/units embedded to fulfill

the activity.

The Proposed Framework

The proposed recommended structural organization in the study should be noted.

Figure 6. 1: 8.1 presents the conceptual structure of the harmonized Uganda NASS and

demonstrates how agricultural statistics should be collected, processed, and disseminated. The

structure establishes UBOS as the body responsible for official agriculture statistics in Uganda.

Two different national-level committees are proposed: the technical committee (five members)

and the coordination committee, which will be composed of one representative from UBOS and

each of the seven sectors of MAIIF (eight members). Most of the costs to drive the agendas of

these committees lie in holding meetings, workshops, and coordination.

District statistics officers are proposed for each of Uganda’s 121 districts (Ministry of Local

Government 2017). At the district level, four people will be assigned to work on agricultural

statistics. The major cost drivers here are the training of personnel and providing them with

transport in the form of a motorcycle. The motorcycle shall be fueled and maintained by the

project.

Data collectors shall be hired at the subcounty level. These will be responsible for collecting

agricultural statistic for all agricultural needs and forwarding the data to the district, who will, in

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turn, forward them to the zone for further analysis, interpretation, and dissemination. The costs at

this administrative level include transport in the form of a motorcycle and training and retraining

the data collectors. The breakdown of individual costs as summarized in the working

document—cost sheet—is presented in this appendix.

Exchange Rate (Table A2.1: ). The UGX/US$ exchange rate has been ranging between UGX

2,600 (July 2014) to UGX 3,600 (June 2017). An exchange rate of UGX 3,300 per US$ has been

applied to all activities for different years.

Workshops/seminars and meetings (Table A2.2: , Table A2.3: , and Table A2.8: ). Most of

the interventions involve training and sharing knowledge and experiences through workshops,

seminars, and meetings. The assumption is that participants in these activities shall be fully

facilitated with transport, daily subsistence allowances, stationery, a workshop venue, and (in

some cases) a consultant/trainer. The allowances for each have been benchmarked from the

prevailing rates (2017) and the Government of Uganda Revised Rates of Duty Facilitating

Allowances adjusted for by inflation.

Consulting and professional costs. We have costed for consultant fees per hour (Table A2.4: ).

For transparency, and according to the Public Procurement guidelines, the selection criteria for

such professionals require a transparent and fair process. This has also been factored in the costs.

Staffing costs. Some offices require permanent employees. We have budgeted for the selection

of these employees plus their remuneration (salary and benefits). The salary is estimated to be

payable in arrears based on hourly rates (Table A2.5: A2.4). Different rates apply to senior staff

and junior staff. A 22-day month has been proposed.

Office costs. Table A2.6: summarizes office operational costs. Daily costs were accumulated

into monthly totals. They are multiplied by 12 months to derive annual totals.

Advertising. Often, some activities require publication in media (Table A2.6). The newspaper

advertisement prices were derived from the prevailing prices for full-color (or black-and-white),

full, half, or quarter pages in Uganda’s dailies (The New Vision and Daily Monitor). The prices

for radio advertisements, announcements, and other forms were benchmarked from a select

section of Uganda’s radio stations with commendable listenership (CBS, Capital FM, Sanyu Fm,

and Radio 1/Kaboozi).

Capital items. Different long-term assets shall be needed to facilitate work at different levels

and stations. The list in Table A2.7: shows unit costs for each of the assets. Some of the capital

items are office tools and equipment. These include items to be purchased for distribution to

districts and subcounties and those that shall be used in offices.

Table A2.1: Exchange Rate

UGX Units US$

Exchange rate 3,300 — 1

Table A2.2: Workshop, Seminar, and Meeting Costs

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Workshop Costs UGX Unit US$

Transport refund 200,000 To and fro 60

Subsistence (residential)

Kampala 330,000 Per night 100

Other places — Per night —

Teas — Per day —

Lunch

Kampala — Per meal —

Other places — Per meal —

Dinner

Kampala — Per meal —

Other places — Per meal —

Water — Per day —

Stationery and printing 20,000 Per person 6

Coordination and mobilization 500,000 Per day 150

Subsistence (nonresidential)

Senior officers 150,000 Per day 50

Junior officers — Per day —

Hire of venue (100+)

Kampala venues 2,500,000 Per day 760

Other venues 1,000,000 Per day 300

Hire of venue (small numbers)

Kampala venues 500,000 Per day

Other venues 200,000 Per day

Rapporteur 200,000 Per day 60

Meeting costs

Transport refund 200,000 Per day 60

Teas 15,000 Per day 5

Water 10,000 Per day 3

Stationery and printing 10,000 Per person 3

Coordination and mobilization 200,000 Per day 60

Hire of venue

Kampala — Per day —

Other places — Per day —

Rapporteur 200,000 Per day 60

Table A2.3: Consulting Costs

Consulting Costs UGX Unit US$

Expert selection process (designing the EOI, placing advertisements, screening,

selection, and contract award)

5,000,000 One-off 1,500

Professional fee 1,650,000 Per day 500

Reimbursables (including stationery and reporting) 3,000,000 Lump sum 900

Table A2.4: Staffing Costs

Staffing Costs UGX Unit US$

Recruitment costs (including selection and meetings) 5,000,000 Lumpsum 1,500

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Staffing Costs UGX Unit US$

Advertising (print media) 5,000,000 Per advertisement 1,500

Induction 1,000,000 Lumpsum 300

Salaries

Senior positions (50,000/hour; 22 days) 8,800,000 Per month 2,600

Junior positions (30,000/hour; 22 days) 5,280,000 Per month 1,600

Contracted staff (10,000/hour; 22 days) 1,760,000 Per month 500

Driver, security, administration assistant, and so on 880,000 Per month 260

NSSF (10%)

Senior positions 880,000 Per month 260

Junior positions 528,000 Per month 160

Contracted staff 176,000 Per month 50

Driver, security, administration assistant, and so on 88,000 Per month 26

Staff feeding

Kampala 20,000 Per day 6

Other places 15,000 Per day 5

Medical insurance per year 2,000,000 Per person 600

Workers' compensation per year 70,000 Per person 20

Unemployed data collectors' wages/month 500,000 Per person 150

Note: NSSF = National Social Security Fund.

Table A2.5: Office Costs

Office costs UGX Unit US$

Office equipment (see Table 3.8)

-

Rent – Kampala 1,500,000 Per month 450

Rent - other places 1,000,000 Per month 300

Stationery

Internet 2,000,000 Per month 600

Communication 1,000,000 Per month 300

Website/technology 1,500,000 Per month 450

Transport per person (10,000/day) 220,000 Per month 70

Fuel cost per liter 4,000 Per liter 1

Fuel (20 L/day/vehicle) 1,760,000 Per month 500

Fuel (5 L/day/motorcycle) 440,000 Per month 130

Servicing and vehicle repairs 900,000 Per month 270

Other repairs and maintenance 1,000,000 Per month 300

Cleaning 300,000 Per month 90

Table A2.6: Advertising Costs

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Advertising UGX Unit US$

Print media

Full page black and white 12,000,000 Per unit 3,600

Half page black and white 6,000,000 Per unit 1,800

Quarter page black and white 3,000,000 Per unit 900

Television per advertisement 1,000,000 Per unit 300

Press conference 5,000,000 Per unit 1,500

Radio per advertisement 50,000 Per unit 15

DJ mentions 80,000 Per piece 24

Spot advertisement 80,000 Per piece 24

Talkshow

30 minutes 2,000,000 Per piece 600

1 hour 3,500,000 Per piece 1,000

Online advertisement

Digital 60,000 per day 18

Uganda Business Directory per year 2,500,000 Per annum 760

Websites for other entities (50,000/day) 50,000 Per month 15

Social media advertisements (50,000/day) 70,000 Per month 21

Table A2.7: Office Equipment Costs

Capital Items UGX Unit US$

Motor vehicle - double cabin (Hilux 2017) 163,879,332 Per unit 49,660

Motorcycles (Suzuki 2017) 26,400,000 Per unit 8,000

Motorcycles (Bajaj 2017) 4,000,000 Per unit 1,200

Laptop (Dell) 3,000,000 Per unit 900

Desktop (Dell) 2,000,000 Per unit 600

Printer (heavy duty) 2,000,000 Per unit 600

Office chairs 550,000 Per unit 170

Waiting chairs 850,000 Per unit 260

Office table 1,500,000 Per unit 455

Boardroom table 5,000,000 Per unit 1,500

Boardroom chairs 3,000,000 Per unit 900

File cabinets 1,000,000 Per unit 300

Website/portal design 2,000,000 Per unit 600

Table A2.8: Meeting and Workshop Costs

Trainings UGX Unit US$

Facilitator 500,000 Per day 150

Transport refund: trainees 200,000 Per person 60

Transport refund: visiting officers 300,000 Per person 90

Transport refund: facilitator 300,000 Per person 90

Per diem 350,000 Per person/day 100

Stationery 20,000 Per person 6

Training material 20,000 Per person 6

Certificates 10,000 Per person 3

Venue 1,000,000 Per day 300

Mobilization and coordination 500,000 Per day 150

Rapporteur 200,000 Per day 60

Technology 2,500,000 Lump sum 760

Other logistics 2,000,000 Lump sum 600

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