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    2007 Bechtel Corporation. All rights reserved. 1

    INTRODUCTION

    There are two basic means of providingcommunications services: wireless or wireline.On the wireless side, the main hurdle is

    scarceness of radio frequency (RF) spectrum and

    the associated huge cost. In the US, spectrum is

    viewed as a scarce national resource, closely

    guarded by the Federal Communications

    Commission (FCC). Based on the FCCs personal

    communications services (PCS) auctions, the

    median value of 1 MHz of spectrum per pop was

    around US$1.68 [1]. Simple math shows that

    a bare minimum of 10 MHz of spectrum(a pair of 5 MHz, enough for only one channel

    of current frequency division duplex [FDD]

    technologies such as universal mobile

    telecommunications system [UMTS]) that

    covers 300 million US pops could cost close to

    US$5 billion! And there is the cost of deploying

    the network. On top of this, there are the ongoing

    site rental or lease fees, which, on a nationwide

    basis, could translate to hundreds of millions

    or even billions of dollars annually. These factorsmake widespread usage of wireless broadband

    relatively difficult and expensive!

    On the wireline side, there are currently two

    means of providing broadband services: digital

    subscriber line (DSL) through telephone company

    telephone lines, and cable modem through cable

    company coaxial cable lines. Now, with the

    advent of broadband over power lines (BPL or

    BoPL), a third wired option is emerging that uses

    electric utility power lines. Power lines are

    attractive for communications purposes because

    they have an omnipresence that reaches mosthomes and businesses, even in the most rural

    areas. This ubiquity implies a possible reduction

    in both time and cost for broadband deployment

    In this sense, power lines, like RF spectrum, can

    be considered a very valuable national resource,

    or even a national treasure. And, of course, there

    is the inside-home power line wiring that can

    literally turn every outlet plug into a broadband

    communications access port.

    BROADBAND OVER POWER LINES (BPL)

    AbstractThe Internets proliferation has focused attention on the importance of providing widespreadaccess to broadband services. Many studies show that such access can have profound positive socioeconomicimpacts. Currently, however, broadband access is available to relatively few people worldwide. Broadbandaccess has traditionally been provided via either DSL or cable. More recently, wireless and satellite broadbandaccess has also gained significant momentum. Now, a thirdwiredoption is emerging: broadband over

    power lines (BPL).

    Power lines, however, were designed to deliver power, not communications, which poses three main hurdles forBPL. First, the variation in power line channel characteristics and performance over time and location must be

    appropriately considered. Second, measures must be put into place to ensure that BPL does not causeinterference for the existing rightful owners of the spectrum. Third, the regulatory issues accompanying anynew technology must be addressed.

    As these hurdles are overcome, as standards mature, and as inexpensive standards-based equipment becomesmore widely available, the concerns about the risks of BPL investment and deployment will gradually diminishThen, the right business and deployment models will enable BPL to capture a significant portion of the thrivingbroadband market.

    Key Wordsaccess BPL, BPL, broadband over power lines, capacity, channel characteristics, coupler,extractor, FCC, injector, in-house BPL, interference, low voltage (LV) line, medium voltage (MV) line, noise,NTIA, Part 15, PLC, power line communications, repeater, Subpart G, transformer bypass

    Issue Date: January 2007

    Lee Lushbaugh

    [email protected]

    S. RasoulSafavian, PhD

    [email protected]

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    Bechtel Telecommunications Technical Journal2

    ABBREVIATIONS, ACRONYMS, AND TERMS

    AC alternating current

    AMR automated meter reading

    AP access point

    ARRL American Radio Relay League

    AWGN additive white gaussian noise

    BoPL broadband over power linesBPL broadband over power lines

    CALEA Communications Assistancefor Law Enforcement Act

    CENELEC European Committee forElectrotechnical Standardization

    CFR Code of Federal Regulations(47 CFR addressestelecommunications)

    CPE consumer premises equipment

    CSMA/CA carrier sensing multipleaccess/collision avoidance

    DAS distributed antenna system

    dBm power in decibels withreference to 1 milliwatt

    DSL digital subscriber line

    EHV extremely high voltage(> 300 kV)

    EM electromagnetic

    EMC EM compatibility

    EMI EM interference

    ETSI European Telecommunications

    Standards InstituteFCC Federal Communications

    Commission

    FDD frequency division duplex

    FTTH fiber to the home

    GDP gross domestic product

    HDTV high definition television

    HF high frequency (3 to 30 MHz)

    HV high voltage (36 to 300 kV)

    IEEE Institute of Electrical andElectronics Engineers

    ISP Internet service provider

    LAN local area network

    LF low frequency

    LV low voltage (< 1 kV)

    MAC medium access control

    MO&O Memorandum ofOpinion & Order (FCC)

    MTL multiconductor transmissionline

    MV medium voltage (1 to 36 kV)

    NEC numerical EM code

    NMS network management system

    NOI Notice of Inquiry

    NPRM Notice of Proposed RuleMaking (FCC)

    NTIA National Telecommunicationsand Information Administration

    OFDM orthogonal frequency divisionmultiplexing

    OPERA Open PLC European ResearchAlliance

    OSS operations support system

    PC personal computer

    PCS personal communications

    services

    PL power line

    PLC power line communications

    POP point of presence

    PSTN public switched telephonenetwork

    QoS quality of service

    R&D research and development

    R&O Report & Order (FCC)

    RF radio frequency

    RMS root mean square

    ROI return on investment

    SCADA supervisory control and dataacquisition

    SW shortwave (5.9 to 26.1 MHz)

    UHF ultra high frequency

    UMTS universal mobiletelecommunications system

    UPA Universal PowerlineAssociation

    USAC Universal Service

    Administrative Company

    USF Universal Service Fund

    UTC United Telecom Council

    VHF very high frequency(30 to 300 MHz)

    VoIP voice over Internet Protocol

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    Considering that broadband penetration is

    currently less than 4 percent globally, the huge

    growth potential for the broadband market is

    obvious. BPL could provide a quick and attractive

    solution. Of course, successful BPL deployment

    requires not only a solid technical performance

    and field trial records, but also realistic and viable

    business and deployment plans.

    This paper first examines the current state of

    broadband access and the importance of havingthis access. Then, a quick overview of the electric

    power grid and how it can be altered to allow

    BPL sets the stage for a review of the current BPL

    players, field trials, commercial deployments,

    and standards bodies. This is followed by a brief

    examination of the potential benefits of BPL to

    the electric utility companies, service providers,

    and end-users and a look at the main

    challenges for BPL, namely harsh power line

    channel characteristics and performance issues,

    interference concerns, and the regulatory

    activities surrounding BPL. The paper continues

    with a review of the BPL business models and

    economic issues before presenting conclusions

    and closing remarks.

    BROADBAND ACCESS

    Current State of Access

    Despite the widespread and spectacular growth

    of broadband technologies in the last few years,

    significant regions of the world, including rural

    and low income areas in the US, still do not have

    access to broadband services. In fact, out of the6.7 billion people who currently inhabit our

    planet, roughly 3.7 billion (60 percent) have

    access to electrical power services, whereas only

    about 2 billion (30 percent) have access to some

    type of telephony services (wireline and/or

    wireless), and only roughly 250 million

    (3.7 percent) have access to broadband

    services [2, 3]. In the US, out of a population of

    300 millionand using a relaxed definition

    of broadband as only 200 kbps in at least one

    direction (Internet to user [receiving or downlink]

    or user to Internet [transmitting or uplink])only

    roughly 50 million people currently have accessto broadband services.

    A major hurdle to deploying broadband services

    is the high cost of deploying the so-called last-mile

    access. The last mile (also sometimes referred

    to as the first mile, local loop, or access network)

    is defined as the part of the network that

    links users with broadband services. From a

    communications perspective, power lines, due to

    their omnipresence and the fact that they have

    already reached electrical power users in homes

    and offices, would seem to solve this access issue.

    In this sense, they may be considered as a

    possible third set of broadband wires reaching

    homes or businesses (the other two being

    DSL and cable modem). Of course, last-mile

    broadband access could also be provided

    wirelessly via fixed wireless, cellular, or

    satellite systems.The wiring inside a home or office can also be

    used to provide a local area network (LAN)

    connecting computers, printers, and smart

    appliances and basically turning every outlet into

    an Internet connection. This is sometimes referred

    to as last-inch access or connectivity.

    It is worth noting that while industrialized

    countries typically have severalalbeit

    sometimes prohibitively priceytelephony and

    broadband options, less developed countries may

    have access only to power line services and

    frequently lack well-established conventionaltelecommunications infrastructure. It is here that

    power line communications can be particularly

    useful and effective. Households connected to

    power lines may be quickly provided with

    telephony via voice over Internet Protocol (VoIP)

    and broadband Internet services, with minimal

    need for a new major infrastructure and its

    associated huge financial investment. For many

    of those underserved communities, this would be

    their first access to telephony, Internet, and

    related services.

    Importance of Access

    Numerous studies have shown a direct

    relationship between the availability and

    penetration rate of broadband and an

    improvement in productivity, quality of

    education, quality of health care, generation of

    new high-paying jobs, and facilitation of new

    channels for commerce. These, in turn, can all

    lead directly to national economic growth (with a

    direct impact on gross domestic product [GDP])

    and even enhanced national security. According

    to Thomas L. Friedman, the frequently quoted

    op-ed commentator on globalization:Jobs, knowledge use and economic growthwill gravitate to those societies that are themost connected, with the most networks andthe broadest amount of bandwidthbecausethese countries find it easiest to amass,deploy and share knowledge in order todesign, invent, manufacture, sell, provideservices, communicate, educate and enter-tain. Connectivity is now productivity. [4]

    January 2007 Volume 5, Number 1 3

    Considering that

    broadband

    penetration is

    currently less than

    4 percent globally,

    the huge growth

    potential for the

    broadband market

    is obvious.

    BPL could provide

    a quick and

    attractive solution.

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    Bechtel Telecommunications Technical Journal4

    Unfortunately, both nationally and globally, a

    large digital divide, or gap, separates those

    with regular and effective access to digital

    technologies and those without. More

    specifically, a gap exists between people who

    have effective high-speed Internet access (the

    information haves) and those who do not (the

    information have-nots). Realizing the importance

    of broadband, US President George W. Bush, on

    April 26, 2004, called for providing universal andaffordable broadband access in every part of

    America by 2007 as part of his initiative to create

    A New Generation of American Innovation [5].

    With respect to the presidents broadband

    initiative, BPL could play an important role

    by offering:

    Affordability: With no need for new wiring

    or major infrastructure deployment, BPL

    creates an alternative broadband solution

    that could lead to lower prices for broadband

    consumers.

    Universality: BPL could facilitate and speed

    up connecting the rural and low income

    parts of America to broadband services,

    thereby helping to bridge the digital divide.

    Thus, power lines could perform double duty by

    delivering electrical power services and

    providing broadband information services. BPL

    deployment, in turn, holds the promise of

    providing both telephony (via VoIP) and

    broadband services to all 3.7 billion people on

    our planet who have access to power lines!

    It is also worth mentioning that power line

    communications (PLC) is not a new subject, but

    one that has been around for decades. Several

    power companies around the globe have been

    using power lines for low-speed applications

    (a few kbps in the low frequency [LF] portion of

    the spectrum), such as power line meteringand control. The recent renewed interest in

    using power lines for communications revolves

    specifically around providing BPL applications.

    The main idea is to use specialized equipment

    to slightly modify the existing power grid to

    allow it to also carry high speed data over a

    broad spectrum range (high frequency [HF], the

    lower portion of very high frequency [VHF],

    and potentially beyond) without causing

    unreasonable interference to the rightful

    incumbent users of those RF bands. Furthermore,

    this has to be done in an economically and

    financially viable manner.

    ELECTRIC POWER GRID

    Overview of Grid Structure and Topology

    While the details of electric power grid structures

    and topologies differ from country to country,

    High VoltageTransmission Lines

    Medium VoltageTransmission Lines

    PowerSubstation

    Power Plant

    PowerSubstation

    Low VoltageTransmission Lines

    Low VoltageTransmission Lines

    Medium VoltageTransmission Lines

    High Voltage Transmission(69 kV and Above)

    Primary Distribution Medium Voltage(2.4 to 35 kV)

    Secondary Distribution Low Voltage(Up to 600 V)

    Figure 1. Typical Electric Power Grid

    US President

    George W. Bush,

    in April 2004,

    called for providing

    universal and

    affordable

    broadband access

    in every part of

    America by 2007

    as part of his

    initiative to create

    A New Generation

    of American

    Innovation.

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    January 2007 Volume 5, Number 1 5

    a power grid basically consists of power

    plants or generators, transmission substations,

    transmission lines, power substations with

    transformers to change voltage levels, and

    distribution lines that collectively generate

    and carry the electricity from power plants all

    the way to wall plugs. See Figure 1.

    Power plants are basically spinning electricity

    generators. Spinning can be performed by a

    steam turbine, and steam can be created by

    burning fossil fuel or from a nuclear reactor.

    A generators output is three-phase alternating

    current (AC) power at voltage levels in the

    thousands. The three single phases are

    synchronized and offset by 120 degrees.

    Three-phase current is chosen because single-

    phase AC goes through a full cycle (from zero

    to peak to zero to other peak and back to

    zero) at the line rate, which is 60 timesper second in the US and 50 in the other parts

    of the world. With three synchronized phases, on

    the other hand, one of the three phases is nearing

    a peak at any given instant. More phases could be

    used, but this implies more wires and higher cost;

    three seems to be a good compromise between

    cost and performance.

    Power P, transferred over lines and delivered to

    customers, is equal to the product of voltage V

    and current I (P = IV). Power loss in the line

    grows with the square of the current, that is,

    Ploss = Rline I2, where Rline is the line resistance

    and depends on the line material and increases

    with the length of the line. For a given generated

    P and a given Rline , to reduce Ploss , current Imust

    be made as small as possible. This means that

    the line voltage must be made as large as possible,

    especially for long-distance transmissions.

    Transmission substations located next to power

    plants use large transformers to step up generator

    output from thousands of volts to hundreds of

    thousands of volts (typically between 155,000 and

    765,000 volts), thus allowing megawatts of power

    transmission over distances of 300 miles or more.

    At power substations, voltages are stepped down

    and lines are branched out to cover larger areas.

    This is performed successively, transforming and

    branching out from extremely high voltage (EHV,

    typically 155 to 765 kV) to high voltage (HV,

    typically 45 to 155 kV), and then from HV to

    medium voltage (MV, typically 2 to 45 kV), and

    finally from MV to low voltage (LV, typically

    100 to 600 V) for delivery to homes or businesses.

    The result is a tree-structured power distribution

    hierarchy. Basically, EHV and HV are used to

    transmit AC electric power, and MV and LV are

    used to distribute it. See Figure 2.

    The structures needed to support EHV and HV

    lines are typically tall, massive towers. MV and

    LV lines, on the other hand, are typicallymounted on street poles. In the US, street poles

    are typically 10 meters high, located 50 meters

    apart, and support three wires that carry the

    three separate phases, plus a neutral (possibly

    grounded) wire. A network of MV lines is usually

    referred to as the primary distribution; a network

    of LV lines is the secondary distribution.

    In the US, at the primary distribution level, most

    power lines are aerial or overhead. At the

    secondary distribution level, particularly in

    newer urban areas, most lines run underground.

    Overhead lines are more susceptible thanunderground lines to producing radiation

    interference and to picking up interference. But

    underground lines are used less due to the

    prohibitive cost of burying cables. In the US,

    MV lines typically run between 15 and 50 km.

    As mentioned, levels and structures of branching,

    network architectures, and voltage levels vary

    from country to country. For instance, in the US,

    TransformerGeneration

    MV

    EHV HV MV

    MV

    MV

    MVHV

    HV

    Transformer

    Transmission Distribution

    LV

    LV LV

    LV

    LV

    LVLV

    LV

    LV

    Consumption

    Figure 2. From Generation to Consumption: Power Grid Hierarchies

    A power grid

    basically consists

    of power plants

    or generators,

    transmission

    substations,

    transmission lines,

    power substations

    with transformers

    to change

    voltage levels, and

    distribution lines

    that collectively

    generate and

    carry the electricity

    from power plants

    all the way

    to wall plugs.

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    Bechtel Telecommunications Technical Journal6

    typically fewer than a dozen homes are served

    by a single MV/LV transformer, whereas in

    Japan this number is about 30 and in Europe it

    is several hundred. This affects not only the

    communications characteristics, but also the

    economic viability of a BPL system. (BPL business

    models are examined later in this paper.)

    Altering the Power Grid To Allow BPL

    EHV and HV lines are usually too noisy totransmit broadband communications signals;

    only MV and LV lines are used for BPL. MV

    lines are usually less branched than LV lines,

    making point-to-point connections possible.

    MV networks allow communication over

    longer distances because of their weaker signal

    attenuation and lower noise level.

    To use power lines for broadband communi-

    cations, the broadband signal must be injected

    into and extracted from the lines through

    couplers. LV couplers may be capacitive or

    inductive, depending on distribution systemtopology, performance requirements, and cost. In

    capacitive coupling, a capacitor is responsible for

    the actual coupling, and the signal is modulated

    onto the networks voltage waveform. In

    inductive coupling, an inductor is used to couple

    the signal onto the networks current waveform.

    Inductive couplers are known to be rather lossy,

    but since they require no physical connection to

    the network, they are safer to install on energized

    lines than capacitive couplers. MV couplers are

    typically inductive. It is important that couplers

    be easy-to-install passive devices with low failurerates that can be used outdoors and installed on

    energized lines.

    Line noise, limitations on the amount of signal

    power that can be injected into power lines

    without causing unacceptable interference for

    other spectrum users, and signal attenuation as

    the signal traverses the line make it necessary to

    regenerate or repeat the signal periodically. This

    can be done by using MV couplers to couple the

    broadband signal off of the MV line so that it can

    be regenerated if necessary and amplified before

    being fed back onto the MV line through another

    coupler. Repeaters, on the other hand, could add

    latency (especially if the signal is regenerated)

    MobileNetwork

    PSTN

    BackhaulBox

    Power Substation

    Backhaul Network

    Internet

    Access BPL In-House BPL

    Power Generator

    MVLines

    MV Coupler

    MVLines

    HVTransmission Lines

    RepeaterBox

    TransferBypass

    Box

    MVCoupler

    LV CouplerMV

    Coupler

    LV Lines

    PC

    VoIPPhone

    MVLines

    LV Lines toHomes/Businesses

    MVLine

    MVCoupler

    LVCoupler

    LV Line toHome/Business

    TransferBypass

    Box

    Transformer

    LVLine

    Coax

    Figure 3. Typical BPL Architecture

    Couplers should be

    easy-to-install

    passive devices

    with low failure

    rates that

    can be used

    outdoors and

    installed on

    energized lines.

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    January 2007 Volume 5, Number 1 7

    and could also create single points of failure,

    because a single bad repeater can bring down an

    entire communications line.

    The distribution transformers that changevoltage levels between MV and LV lines are

    particularly harsh on the weak broadband signal.

    Transformers, which are intended to pass low

    frequencies near 50 or 60 Hz, appear as open

    circuits for the passage of higher frequency

    signals and typically attenuate and distort the

    weak broadband signal beyond reconstruction

    and usability. This implies that BPL signals

    going between MV and LV lines need to bypass

    the transformers. Typically, the bypass box can

    also have built-in repeating functionality at a

    small incremental cost. The recent capability to

    effectively and safely bypass transformers hasbeen instrumental to the success and deployment

    of BPL.

    A point-of-presence (POP) is needed to connect

    the BPL network to a backhaul network such

    as the Internet, a public switched telephone

    network (PSTN), or a mobile network. The

    connection is made through a backhaul network

    box coupled to an MV distribution line, typically

    next to a power substation where multiple

    MV lines are connected. The backhaul network

    box is typically a bidirectional device that

    converts data formats, aggregates andconcentrates uplink data streams, provides

    routing functionality, helps allocate bandwidth

    and resources, generates billing and charging

    data, and provides various backhaul Ethernet

    interfaces to fiber optic or wireless connections.

    Figure 3 illustrates a typical BPL architecture.

    A BPL network, like any other communications

    network, also requires a network management

    system (NMS) or operations support system

    (OSS) to observe and manage network resources

    and perform billing and other back-end tasks.

    BPL Deployment Options

    The MV and LV line portions of the BPL are

    usually referred to as the access BPL, while the

    portion inside a home or office using the inside

    wiring is called the in-house BPL. BPL can be

    deployed either as end-to-end BPL or as hybrid

    BPL, using one of the three options illustrated

    in Figure 4.

    An end-to-end BPL system uses both access

    BPL and in-house BPL, i.e., power lines are used

    all the way from the power substation to

    the end user. Two of the three BPL deployment

    options involve the access BPL portion of an

    end-to-end system: the BPL signal can either

    (1) bypass the MV/LV transformer (as does

    CURRENT Technologies equipment) or (2) go

    through the transformer (as does MainNet

    Communications equipment).

    The third BPL deployment option is hybrid BPL.

    In this option, typically only the MV lines are

    used, and a fixed wireless network replaces the

    LV lines and in-house BPL (Amperion takes

    this approach). In hybrid BPL, the bypass box

    does not couple the broadband signal to/from

    the LV line but converts it to/from a wirelessformat and delivers it to the wireless access point

    (AP) also located on the pole.

    These different deployment options have their

    associated performance and cost tradeoffs. For

    end-to-end BPL, bypass boxes and LV couplers

    must be installed on all LV lines, and in-house

    BPL modems are required. For hybrid BPL,

    bypass boxes with wireless conversion boards,

    The MV and LV line

    portions of the BPL

    are usually

    referred to as

    theaccessBPL,

    while the portion

    inside a home or

    office using the

    inside wiringis called the

    in-houseBPL.

    BPL can be

    deployed either

    as end-to-end BPL

    or as hybrid BPL .

    Substationwith Modem

    Injector

    Option 1Transformer

    Bypass System

    Option 3Wireless Connection

    Option 2

    ThroughTransformer

    Repeater

    Extractor

    Coupler

    Coupler

    Router

    WirelessTransmitter

    with AntennaWireless Receiver

    with Antenna

    Figure 4. BPL Deployment Options

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    Bechtel Telecommunications Technical Journal8

    wireless APs, and existing standard wireless

    user modems are required, but LV transformer

    bypasses and LV couplers are not. Also

    associated with hybrid BPL are the usual

    existing issues regarding wireless performance

    in unlicensed spectrum and the current state

    of wireless quality of service (QoS), security,

    and so forth.

    INDUSTRY PLAYERS, FIELD TRIALS,

    COMMERCIAL DEPLOYMENTS, AND

    STANDARDS BODIES

    Industry Players, Field Trials, and

    Commercial Deployments

    Globally, the number of BPL players (electric

    utility companies, equipment manufacturers,

    investors, etc.), field trials, and commercial

    deployments has been growing steadily in the

    last few years. In the US alone, there have been

    more than 39 trial deployments [6]. CURRENT

    Technologies is currently offering commercialBPL services with Duke Energy in Cincinnati,

    Ohio, with plans to expand elsewhere within

    Dukes 1.5-million-customer service territory in

    Ohio, Indiana, and Kentucky. CURRENT

    Technologies is also planning to deploy BPL

    services to potentially 2 million residents of

    Dallas, Texas, using TXU Electric delivery. The

    City of Manassas, Virginia, has been offering

    citywide BPL services using MainNet equipment

    since 2005. Progress Energy and EarthLink plan

    to provide BPL services in North Carolina using

    Amperion equipment.

    There are also commercial deployments in Spain,

    Germany, Korea, Chile, Brazil, and the UK.

    In Spain, Endesa began service in 2003

    in Saragossa and Barcelona; Iberdrola initiated

    service in Madrid and Valencia in the same year.

    Power Plus Communications has started offering

    services in Germany, as has Scottish Southern

    Electric in the UK.

    Standards Bodies

    Standardization is of paramount importance

    to the success of any new technology

    such as BPL. To this end, the Open PLCEuropean Research Alliance (OPERA), European

    Telecommunications Standards Institute (ETSI),

    Institute of Electrical and Electronics Engineers

    (IEEE), Universal Powerline Association (UPA),

    European Committee for Electrotechnical

    Standardization (CENELEC), and HomePlug

    Powerline Alliance have been leading the

    activities and creating their own standards.

    OPERAa consortium of currently 37

    organizations, including electric utility

    companies, PLC equipment manufacturers, and

    universitiesis a research and development

    (R&D) project with funding from the European

    Commission to create and promote open global

    specifications for low-cost, high-performance,

    high-speed power line communications. Its

    first specification documents were released on

    February 21, 2006. These specifications will bepromoted through international standardization

    organizations, including IEEE and ETSI [7].

    The IEEE BPL study group drove the creation

    of the BPL-related Pxxxx working groups.

    The IEEE P1675 Standard for Broadband

    over Power Line Hardware Working Group

    is chartered to develop standards for

    power line hardware installation and safety.

    The IEEE P1775 Powerline Communication

    Equipment Electromagnetic Compatibility

    (EMC) Requirements Testing and Measurement

    Methods Working Group is focused on

    PLC equipment, electromagnetic compatibility

    requirements, and testing and measurement

    methods. The IEEE P1901 Draft Standard

    for Broadband over Power Line Networks:

    Medium Access Control and Physical Layer

    Specifications Working Group is responsible for

    defining the medium access control (MAC) and

    physical layers for high speed (greater than

    100 Mbps at the physical layer) for both

    in-house and access BPL. The standard will focus

    on transmission frequencies below 100 MHz.

    The specifications of these working groups are

    scheduled for release in 2007 [8].The UPA has also released a number of

    specifications related to different aspects of

    power line technology. Three main specifications

    are the UPA coexistence specification, released in

    June 2005; the UPA access BPL specification,

    endorsed by OPERA and released in

    February 2006; and the UPA in-house BPL

    specification, called Digital Home Standard v1.0

    and also released in February 2006. The UPA

    also works with and through international

    standardization bodies such as IEEE and ETSI to

    promote its standards [9].

    The HomePlug Powerline Alliance was founded

    in 2000 and currently has over 65 member

    companies. The alliances standards (HomePlug

    1.0 and AV) are for home networking over

    power lines (in-house BPL). The HomePlug 1.0

    specification allows for speeds up to 14 Mbps.

    The current HomePlug AV specification allows

    for speeds greater than 100 Mbps (suitable for

    Globally,

    the number of

    BPL players (electric

    utility companies,

    equipment

    manufacturers,

    investors, etc.),

    field trials, and

    commercialdeployments

    has been growing

    steadily in

    the last few years.

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    high definition television [HDTV] and VoIP) and

    is compatible with HomePlug 1.0. In 2004, to

    provide a harmonized end-to-end BPL standard,

    the HomePlug Powerline Alliance started looking

    into creating an access BPL standard planned for

    completion by early 2007 [10].

    POTENTIAL BENEFITS

    Benefits to Service Providers

    From a service providers point of view, BPL

    could provide large cost savings. The first, and by

    far the most important, factor is that the

    transmission medium, i.e., the power lines, is

    already in place. There is no need to purchase

    spectrum or to hang, dig, or lay new wires,

    because most of the required infrastructure

    already exists. There is also no need for the

    difficult, expensive, and time-consuming site

    acquisition, permitting, and licensing tasks

    needed for a typical deployment. Given the

    omnipresence of power lines, BPL also holds thepromise of being able to provide genuinely

    ubiquitous coverage. These factors imply

    potential cost and time savings that could level

    the BPL deployment playing field a bit more

    compared with DSL and cable, both of which

    have significant deployment head starts.

    Benefits to Electric Utilities

    For the electric utility companies, BPLs benefits

    are twofold: (1) It can create new sources of

    revenue from an existing investment, and

    (2) it can help create a smart grid for the utilitycompanies that would enable enhanced utility

    applications [11, 12] such as:

    System monitoring from any point on the

    electric grid

    Load shifting and balancing

    Optimized asset utilization and management

    Performance of preventive maintenance and

    improvement of service reliability and

    customer satisfaction by avoiding power

    outages and emergencies

    Advanced supervisory control and data

    acquisition (SCADA)

    Fault detection, fault analysis, and adaptive

    self-healing

    Automatic outage detection, restoration

    detection, and verification

    BPL-enabled electricity meters that enable

    time-of-day and real-time pricing through

    automated meter reading (AMR) with

    remote disconnect (and reconnect) and

    theft detection

    Real-time video surveillance of the sensitive

    national power infrastructure (e.g., grid

    and substations)

    Benefits to End Users

    End users can benefit from BPL deployment

    because:

    BPL could create competition and thus help

    reduce end-user service prices.

    BPL could provide high user throughputs,

    as discussed later in this paper.

    In some places, BPL may be the only viable

    choice (e.g., in rural areas), although satellite-

    based service may also be of interest in

    these areas.

    BPL could be used for smart appliances,

    connected and controlled through a PC andremotely. While these devices could possibly

    be controlled through a DSL or a cable

    modem connection, BPL may provide a more

    integrated (neater) solution.

    BPL may provide a more ubiquitous and

    reliable service coverage area.

    The explosive growth of the Internet and the

    recent deregulation of telecommunications in the

    US and Europe have led to the renewed interest

    in BPL. Extensive research on BPL channel

    modeling [1320] and a considerable amount of

    interference analysis [2125] have taken place.Concurrently, there have been a large number

    of field trials and measurements to validate

    various models [2131], along with advances in

    signal processing such as the newer adaptive

    modulation and coding techniques [28] and

    faster, cheaper processors and electronics.

    Nonetheless, despite its renewed attractiveness,

    BPL must overcome implementation challenges

    as well as regulatory concerns before it can

    become a viable avenue of broadband access. The

    next sections of this paper examine in more

    detail the key implementation challenges and

    regulatory concerns facing BPL.

    IMPLEMENTATION CHALLENGES

    The Nature of the Power Grid

    The most obvious challenges to implementing

    BPL arise from the fact that power line grids were

    originally developed to transmit electrical power

    The explosive

    growth of the

    Internet and

    the recent

    deregulation of

    telecommunications

    in the US and

    Europe have led to

    the renewedinterest in BPL .

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    (high voltage AC at low frequencies of 50 or 60 Hz)

    from a small number of sources (the generators)

    to a large number of sinks (the end customers).

    Power grids were neither designed nor devised

    for communications purposes. Even though the

    interest in using power lines for communications

    is not new, their early use for data transmission

    was mainly for simple, low-data-rate (a few

    kilobits per second) remote monitoring and meter

    reading applications at a low frequency (typicallyonly up to a few hundred kilohertz).

    The main challenges to BPL arising from the

    nature of the power grid have been the extremely

    harsh, unpredictable, time-and-location-variable

    characteristics of the power line channel,

    and potential interference concerns (in both

    directions) [1325]. Because power lines are not

    twisted and have no shielding, they can produce

    electromagnetic radiation that is easily detected

    by radio receivers. For the same reasons, power

    lines can also easily pick up nearby radio

    frequency signals. Thus, addressing mutual

    interference is not only a challenge, but becomes

    a valid regulatory concern.

    A related challenge facing BPL centers around

    data sensitivity. To prevent interception of

    sensitive data by unintended and unauthorized

    receivers, data encryption is a must.

    The fact that the power line grid is a shared

    medium and BPL is a contention-based system

    creates additional challenges. Because all users

    share the available channel capacity or

    bandwidth, as the number of users goes up,

    per-user throughput goes down. In the US, thereare typically 50 homes per substation. An average

    available throughput of 50 Mbps implies roughly

    an average of 1 Mbps per user, a speed on par

    with the current average speeds delivered by DSL

    or cable modem. However, BPL is thought to be

    distance limited, similar to DSL. Thus, the

    distance between the customers home and the

    supplying substation is a factor in the

    bit rate available to the user.

    Channel Characteristics and Capacity

    Power Line NoiseIn general, a power line channel is a very

    harsh and noisy transmission medium. The noise

    on the line is typically time, location, and

    frequency dependent.

    Time-variable behavior is due mainly to the

    dynamically changing nature of the load

    connected to the power lines. Line branching, the

    number and types of branches, the lengths of line

    segments, the types of power line equipment

    connected (such as capacitor banks and

    transformers), and the kinds of loads connected

    all affect channel characteristics. Furthermore,

    impedance mismatches caused by unterminated

    stubs and line branches cause signal reflections

    and create a frequency-dependent fading

    channel, much like the multipaths typically seen

    in mobile wireless communication channels.

    MV and LV lines have very different noisecharacteristics. The MV grid is usually less

    branched than the LV grid, and LV lines are

    typically terminated at time-varying consumer

    electrical appliances. Noise on the LV grid is

    typically the sum of background noise, impulsive

    noise, and synchronous/nonsynchronous (with

    the power line frequency) colored noise,

    generated primarily by electrical appliances; this

    noise is certainly not an additive white gaussian

    noise (AWGN). On the MV grid, the on/off

    switching of the capacitor banks used to correct

    the power factor typically causes high noise

    peaks [14]. At the same time, background noise

    and narrow-band noise are dominant on MV

    lines. The background noise is environmental

    noise that is highly dependent on weather,

    location, and elevation. The narrow-band noise

    is caused by RF interferers such as amateur or

    shortwave (SW) radios and varies randomly

    across location and time. Noise levels on

    MV lines are typically as much as 20 to 30 dB

    higher than on LV lines in the frequency range

    of 1 to 20 MHz [21].

    Channel Attenuation

    Power lines have been modeled in the literatureby using either statistical approaches based

    on extensive measurements or deterministic

    approaches based on multiconductor trans-

    mission line (MTL) theory and numerical

    analysis. Carsons earlier MTL model [17]

    allowed for ground impedance but did not

    include ground admittance, which cannot be

    ignored in higher frequencies and/or under

    poor conductive ground plane conditions.

    The subsequent MTL models in [18, 19] include

    ground admittance.

    A simple matched uniform MV line segment withno connected device or junctions could have as

    little as 1 dB/km ohmic absorption or attenuation

    loss. For a complex overhead MV network, on the

    other hand, the amplitude of the channel

    frequency response (or, equivalently, the channel

    attenuation) in the frequency range of 10 kHz to

    100 MHz shows highly frequency-dependent

    attenuations of as high as 40 dB/km caused by

    reflections from abrupt discontinuities and

    The main challenges

    to BPL arising from

    the nature of

    the power grid

    have been

    the extremely harsh,

    unpredictable,

    time-and-

    location-variablecharacteristics of

    the power line

    channel,

    and potential

    interference

    concerns (in both

    directions).

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    mismatched impedances [23]. LV network losses

    are typically higher than MV network losses and

    could be as high as 100 dB/km [14].

    Performance Improvements

    Conditioning the grid can improve power

    line performance by minimizing impedance

    mismatches, terminating stubs, filtering noise,

    etc. These options, however, may deteriorate or

    diminish the advantages of power line grids. A

    better approach is to use modulation and codingschemes robust enough to work in the hostile

    power line channel environment. Currently, most

    BPL products use orthogonal frequency division

    multiplexing (OFDM), well known for its

    excellent robustness against channel distortions

    such as multipath and impulsive noise and for its

    good spectral efficiency, reasonable cost, and

    ability to avoid certain bands.

    In BPL systems, multiple user modems are

    connected in a bus or star topology. Some type

    of MAC must be implemented to provide

    communications through shared bandwidth onpower lines. To provide the necessary QoS

    for applications that require bandwidth

    and performance guarantees, such as video

    streaming, the carrier sensing multiple

    access/collision avoidance (CSMA/CA) protocol

    may be used. This widely used scalable

    protocol, also used in the wireless fidelity

    (IEEE 802.11) MAC layer, is suitable for power

    line channel characteristics.

    Capacity and Spectral Efficiency

    Depending on the bandwidth used on the powerlines (typically a frequency range between 2 and

    100 MHz), on the BPL injection power level

    (typically 1 to 30 dBm), and on load and channel

    conditions, throughputs in the range of tens, or

    even hundreds, of megabits per second and

    spectral efficiencies in the range of 1 to 20 bps/Hz

    can be achieved [20]. Theoretical and field trials

    have also claimed throughputs of the same order

    of magnitude, and even in the gigabit-per-second

    range if larger frequency bandwidths in

    the upper VHF/ultra high frequency (UHF)

    spectrum and higher input signal powers are

    used. In the US, however, this may not be a viableoption, considering that licensed spectrum in the

    VHF and UHF bands is heavily occupied.

    A system developed by Corridor Systems, Inc., in

    the US uses MV power lines in frequency ranges

    from VHF through microwave as distributed

    antenna systems (DASs) to extend existing

    cellular network coverage [29]. The cellular

    network RF signal is picked up by the Corridor

    equipment, converted into a proprietary BPL

    format, and injected into and transported down

    the MV lines. At cellular dead zones, the Corridor

    equipment converts the signal back to its original

    format for re-radiation by local antennas. Thus,

    MV lines are used to carry cellular signals to areas

    too difficult or expensive to reach by cellular

    networks, conventional repeaters, or DASs.

    Interference Concerns and Regulatory IssuesUnlike the twisted wires of telephone companies

    and the shielded cables of cable companies, long

    unshielded, untwisted, overhead power lines can

    act as large antennas and be natural sources and

    targets of electromagnetic interference (EMI). In

    addition, BPL signals tend to radiate from the

    injectors and repeaters spaced along the power

    lines. This raises concerns about interfering

    with the rightful owners of the radio spectrum in

    the BPL range of operation [30]. The most

    concerned and vocal opponents of BPL in the

    US are amateur radio operators, through the

    American Radio Relay League (ARRL), andgovernment agencies.

    The US FCC started examining the use of power

    lines for broadband communications services by

    issuing a Notice of Inquiry (NOI) on April 23,

    2003. The NOI sought information on potential

    interference from BPL systems and associated

    changes that may be needed to accommodate BPL

    systems in Part 15 of the FCCs rules published

    in the Telecommunications Code of Federal

    Regulations (47 CFR).

    Part 15 addresses RF devices. Part 15, Subpart A,addresses general issues. Section 15.3 defines

    terms used in the FCCs rules. Subpart B

    addresses unintentional radiators, with Section

    15.109 defining the radiated emission limits.

    Subpart C deals with intentional radiators, with

    Section 15.209 defining the corresponding general

    requirements and radiated emission limits.

    Section 15.3 (f) defines a carrier current system as

    a system, or part of a system, that transmits RF

    energy by conduction over electric power lines.

    A carrier current system can be designed so that

    the RF signals are received by conduction directly

    from the connection to the electric power lines

    (unintentional radiator) or so that the signals are

    received as over-the-air radiation from the

    electric power lines (intentional radiator). Carrier

    current systems operate on an unlicensed basis

    under Part 15. As a general condition of

    operation, Part 15 devices may not cause harmful

    interference to authorized radio services and

    must accept any interference they receive.

    Unlike the

    twisted wires of

    telephone

    companies and

    the shielded cables

    of cable companies,

    long unshielded,

    untwisted, overhead

    power lines can actas large antennas

    and be

    natural sources

    and targets of EMI.

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    The FCC amended the existing Section 15.3 to

    include Sections 15.3 (ff) for access BPL and

    15.3 (gg) for in-house BPL, as follows:

    Section 15.3 (ff) Access BPL: A carriercurrent system installed and operated on anelectric utility service as an unintentionalradiator that sends radio frequency energyon frequencies between 1.705 MHz and80 MHz over medium voltage lines or overlow voltage lines to provide broadband

    communications and is located on thesupply side of the utility services points ofinterconnection with customer premises.

    Section 15.3 (gg) In-House BPL: A carriercurrent system, operating as an unintentionalradiator, that sends radio frequency energyby conduction over electric power lines thatare not owned, operated or controlled by anelectric service provider. The electric powerlines may be aerial (overhead), underground,or inside the walls, floors or ceilings ofuser premises. In-House BPL devices mayestablish closed networks within a userspremises or provide connections to AccessBPL networks, or both.

    In its response to the FCCs NOI, the

    National Telecommunications and Information

    Administration (NTIA) of the US Department

    of Commerce described the federal governments

    usage of the 1.7 to 80 MHz spectrum, identified

    associated interference concerns, and outlined the

    studies it planned to conduct to address those

    concerns. In April 2004, the NTIA published

    its Phase 1 Study technical report, NTIA

    Report 04-413, Potential Interference from

    Broadband over Power Line (BPL) Systems to

    Federal Government Radiocommunications at1.7 80 MHz [31]. In this report, the NTIA

    defined interference risks to radio reception in the

    immediate vicinity of overhead power lines

    used by an access BPL system. The radio systems

    to be considered in interference analyses included

    a land vehicular receiver, a ship-borne receiver,

    a receiver using a rooftop antenna (e.g., a base

    or fixed-service station), and an aircraft receiver

    in flight. The study included various

    measurement campaigns and the use of

    numerical electromagnetic code (NEC) software

    to characterize BPL signal radiation and

    propagation and to evaluate interference risks.

    The report also suggested means for reducing

    interference risks and identified techniques for

    mitigating local interference should it occur.

    The Phase 1 Study focused on simple BPL

    deployment models. The Phase 2 Study is

    focusing on evaluating the effectiveness of the

    NTIAs Phase 1 recommendations and on the

    results of a study of potential interference via

    ionospheric propagation of BPL emissions

    resulting from the mature large-scale deployment

    of BPL networks. As of the date of this paper, the

    Phase 2 Study report had not yet been released.

    Some of the NTIAs Phase 1 Study highlights

    include:

    In the 1.7 to 80 MHz spectrum, the dominant

    propagation modes are ground waves, space

    waves, and sky waves. Ground waves consistof direct waves, ground-reflected waves, and

    surface waves. Direct waves decay at a rate

    proportional to the square of their distance

    from their source. Ground-reflected waves

    (along with direct waves) decay at the rate of

    distance raised to the power of four. Ground-

    reflected waves may be of no major concern if

    the radiator is relatively far from ground.

    Surface waves propagate close to the ground

    and have a substantially higher rate of

    attenuation than direct waves. Ground wave

    propagation is pertinent on BPL signal paths

    below the power line horizon. Space wavesinvolve only direct waves and occur over

    elevated signal paths, e.g., signal paths above

    the power line horizon. Sky waves are

    particularly important in the HF band (for

    BPL, 1.7 to 30 MHz) and have temporal and

    spatial variability. Here, signal paths are

    represented as rays reflected and refracted by

    the ionosphere. Sky waves can extend the

    signals reach to several kilometers.

    The space around a radiator is typically

    divided into three regions: reactive near-

    field, radiating near-field, and far-field.These regions are typically defined as:

    where ris the distance from the radiator, D is

    the largest linear dimension of the radiator,

    and is wavelength. For BPL systems, the

    victim receiver is typically in the radiating

    near-fields, although far-fields are important

    because of sky waves and at distances seen

    by aircraft receivers.

    D3

    r< 0.62

    D3

    0.62 < r< 2

    D2

    r> 2

    D2

    Reactive Near-Field

    Radiating Near-Field

    Far-Field

    The FCC amended

    the existing

    Section 15.3

    to include

    Sections 15.3 (ff)

    for access BPL

    and 15.3 (gg)

    for in-house BPL .

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    The NTIA also provided some recommendations

    and suggested some interference mitigation

    techniques; these include:

    Mandatory registration of certain parameters

    of planned and deployed BPL systems

    A requirement for BPL devices to be

    frequency agile (i.e., to have notching and

    retuning capabilities) and to have remote

    power reduction and shutdown capabilitiesto eliminate interference if any is reported

    Use of minimal required power

    Avoidance of locally used radio frequencies

    Use of symmetry and differential mode

    signal injection to minimize radiation [31, 23].

    Symmetry is defined in terms of impedance

    between conductors and ground. If, for a

    two-wire line, the impedance between each

    conductor and ground is equal, the line is

    symmetrical or balanced. Balanced lines are

    necessary for differential mode transmission,in which the currents are equal in magnitude

    and flow in opposite directions on the

    conductors. The fields radiating from these

    conductors tend to cancel each other.

    Subsequent to the above activities, the FCC

    released its Notice of Public Rule Making

    (NPRM) in February 2004, and received more

    than a thousand comments and replies from

    many concerned parties [32]. The FCC eventually

    finalized its decision by adopting its Report &

    Order (R&O) FCC 04-245 on October 14, 2004

    (published in the Federal Register on January 7,

    2005) [33]. The FCC considered various petitions

    to reconsider the R&O and subsequently

    amended the Part 15 rules to modify some of the

    previous specified exclusion zones and add a few

    new exclusion zones. However, the FCC denied

    other petitions to reconsider other aspects and

    published the final Memorandum Opinion &

    Order (MO&O) on August 7, 2006, and the new

    amended rules in 47 CFR.

    The FCC basically decided to keep BPL under

    existing Part 15 unlicensed device rules and

    added Subpart G for access BPL. More

    specifically, Sections 15.601, 15.607, 15.611, and15.613 of this new Subpart include the following

    new rules:

    Exclusion Bands: These are certain bands

    of frequencies within which access BPL

    operations are not permitted.

    Exclusion Zones: These are certain

    geographic areas within which access

    BPL operations are not allowed.

    Consultation: A consultation is to be held

    between an entity operating access BPL and a

    licensed public safety or other designated

    point of contact, for the purpose of avoiding

    potential harmful interference.

    Equipment Authorization: Because BPL is a

    new technology, the FCC has required that

    all BPL-related equipment be certified.

    Certification is an equipment authorization by

    the FCC or its designated entities, as opposedto verification, which is a manufacturers self-

    approval procedure. The rules adopted in the

    R&O require that all access BPL devices

    manufactured, imported, marketed, or

    installed 18 months or later after the Federal

    Register publication of the R&O (i.e., after

    July 7, 2006) must comply with the

    newly adopted requirements of Subpart G

    of Part 15 for BPL devices, including

    certification of the equipment.

    Databases: Publicly available databases are

    to be created and maintained by an industry-sponsored entity recognized by the FCC and

    the NTIA. They are to contain information

    regarding existing and planned access BPL

    systems. Each database should be available

    within 30 days before initiation of the specific

    systems service and should include the

    following information:

    The name of the access BPL provider

    The frequency of the access BPL

    operation

    The postal ZIP codes served by the

    specific access BPL operation

    The manufacturer and type of access

    BPL equipment and its associated

    FCC identification, etc.

    Complete contact information for a

    person at the BPL operators company

    in charge of resolving any interference

    complaints

    The proposed or actual date of access

    BPL operation

    Interference Mitigation and Avoidance:

    Access BPL systems are basically required toadhere to the NTIA recommendations for

    interference mitigation and avoidance

    mentioned above.

    Field Limits: Access BPL systems that

    operate in the 1.705-to-30-MHz band over

    MV lines must comply with the radiation

    limits for intentional radiators provided in

    Section 15.209. Systems operating in the

    Because BPL is

    a new technology,

    the FCC has

    required that

    all BPL-related

    equipment

    be certified.

    Certificationis

    an equipmentauthorization

    by the FCC or its

    designated entities,

    as opposed to

    verification, which is

    a manufacturers

    self-approval

    procedure.

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    30-to-80-MHz band over MV lines mustcomply with the radiation limits for

    unintentional radiators provided in Section

    15.109 (b). Systems operating over LV lines

    must comply with the Section 15.109 (a) and

    (e) limits. Radiation emission limits for access

    BPL equipment are summarized in Table 1.

    The FCC also decided to eliminate conducted

    emission limits and testing for BPL systems

    because of the danger and inconvenience

    associated with measuring power line

    conducted emissions.

    Measurement Procedure and Guidelines:

    The FCC requires that access BPL system

    emissions be measured in situ to demonstrate

    compliance with the new Part 15 rules.

    Measurements are to be made at a minimum

    of three overhead and three underground

    representative points and according to the

    measurement guidelines outlined in

    Appendix C of the NPRM. For access BPL

    systems installed on overhead power lines, to

    take into account the effect of line length, the

    received measurement antenna will be

    moved down-line parallel to the power line,starting from the access BPL signal injection

    equipment location, to find the maximum

    emissions at each frequency within the

    frequency range of the access BPL device.

    The distance from the measurement antenna

    to power line is the slant distance or range,

    as shown in Figure 5.

    Because the distances rspecified in the guidelines

    may coincide with unsafe locations (e.g., the

    middle of a highway), the guidelines also specify

    how to extrapolate a distance correction factor

    from measurements made at distances other thanas specified in the rules. For frequencies below

    30 MHz, the measured values are reduced by

    40 log(10) (30/r); for frequencies at or above

    30 MHz, the measured value is increased by

    20 log(10) (r/10). The guidelines also specify the

    type of measurement antenna (loop or linear)

    and the type of detector (peak, quasi-peak, or root

    mean square [RMS]).

    It is worth mentioning again that the FCC

    recognized the interference potential of BPL

    systems. That is why the FCC decided that, even

    though access BPL systems remain under thenewly added Subpart G of Part 15 for unlicensed

    device rules, their operations cannot cause

    harmful interference and the systems must accept

    any outside interference. Furthermore, any BPL

    resultant interference must be corrected and

    resolved by the BPL operator immediately,

    without ceasing broadband service to the public.

    On November 3, 2006, the FCC also decided to

    classify BPL-enabled Internet access services as

    information services. By virtue of being considered

    information services, BPL services become free

    from many, if not all, common carrier regulationsand associated fees and taxes. Specifically,

    the FCCs Order finds that the transmission

    The FCC recognized

    the interference

    potential of

    BPL systems.

    That is why the

    FCC decided that,

    even though access

    BPL systems remain

    under the newlyadded Subpart G

    of Part 15

    for unlicensed

    device rules,

    their operations

    cannot cause

    harmful interference

    and the systems

    must accept

    any outsideinterference.

    Power Line

    Type

    Frequency

    (MHz)

    Field Strength

    Limits (V/m)Measurement

    Distance (m)

    LV or MV 1.70530 30 30

    LV 3080 100 3

    MV 3080 90 10

    Table 1. Radiation Limits

    RingAnten na

    Antenn a Hei ght

    Distance Specified in Rule (e.g., 30 m for

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    component underlying BPL-enabled access

    services is telecommunications and that

    providing this telecommunications transmission

    component as part of a functionally integrated,

    finished BPL-enabled Internet access service

    offering is an information service. The FCCs

    decision was based on its desire to regulate

    similar services in a similar manner. The FCCs

    Order places BPL-enabled Internet access services

    on an equal regulatory footing with otherbroadband services such as DSL or cable modem

    Internet access services [34].

    The FCC may, however, still decide to require

    BPL operators who provide VoIP services to

    contribute to the Universal Service Fund (USF),

    based on a percentage of their gross revenues.

    The USF was created by the FCC in 1997,

    following enactment of the Telecommunications

    Act of 1996, primarily to ensure that rural

    and low-income customers receive levels of

    telecommunications service similar to those in

    nonrural areas. All telecommunications carriers

    that provide service internationally and

    between states are required to contribute to the

    USF. The Universal Service Administrative

    Company (USAC) submits fund size and

    administrative cost projections for each quarter

    in accordance with FCC rules.

    The FCC also released a new R&O in May 2006

    regarding law enforcement and emergency

    services [35]. More specifically, the FCC resolved

    a second R&O in the Communications Assistance

    for Law Enforcement Act (CALEA) and

    Broadband Access Services proceedings. As a

    result of this FCC Order, VoIP- and facilities-based broadband access providers, such as

    BPL operators who provide VoIP services,

    must bring their networks into compliance

    with wiretap, surveillance, and other official

    law enforcement and emergency services

    requirements by May 14, 2007.

    BUSINESS MODELS AND ECONOMIC ISSUES

    Depending on their particular businessand financial objectives, electric utilitycompanies can choose one of three businessmodels with respect to their BPL deployment. As

    presented below, each model has successively

    more associated risks and rewards:

    The Landlord or Retail Model: In this

    model, the electric utility company leases

    its facilities to another company (preferably

    one with prior communications experience)

    that builds and operates the BPL system.

    End users interface only with this company

    for all customer care, billing, and support.

    The electric utility company only collects

    leases on its facilities, and may also receive

    smart-grid services from the same

    BPL service builder/provider. This model

    requires the lowest investment from the

    electric company and provides it with a new

    source of income along with its existing

    investments. This is the lowest risk, if any,model for the electric company.

    The Wholesale Model: In this model,

    the electric company builds out the BPL

    network and leases it to another company,

    which wholesales the bandwidth to

    communications service providers or

    Internet service providers (ISPs) that operate

    the network and interface with customers.

    This is a medium risk option, and the BPL

    network can be used to provide smart-grid

    services for the electric company.

    The Service Provider Model: This is themost aggressive model. The electric utility

    company builds and operates the BPL

    network and interfaces directly with the

    customers. Here, the electric company needs

    to acquire the communications expertise

    required to build, operate, and maintain

    the BPL network. Of course, the electric

    company must also market the broadband

    services. This model carries the most risk,

    but offers the greatest potential return on

    investment (ROI).

    Currently, precise data regarding BPLdeployment costs is not publicly available.

    Various estimates show that BPL costs per home

    passed could range from $50 to $300, depending

    on the electric grids architecture, the need for

    repeaters, the number of homes connected to the

    substation, and similar factors. This cost includes

    not only the cost of equipment and installation,

    but also the cost over time of maintenance,

    equipment replacement, and upgrades.

    Consumer premises equipment (CPE) costs

    currently range from $50 to $200. Assuming a

    conservative initial deployment with a subscriber

    penetration rate of 10 percent (blended over rural,suburban, and urban areas), which is typical

    of current initial deployment results, and a

    $100-per-home-passed deployment cost and a

    $100 CPE cost, the initial BPL deployment cost

    becomes about $1,100 per subscriber. This

    number is in line with numbers published in

    the final BPL report from United Telecom

    Council (UTC) Research and The Shpigler Group,

    In November 2006,

    the FCC decided

    to classify

    BPL-enabled

    Internet access

    services as

    information

    services.

    By virtue ofbeing considered

    information

    services, BPL

    services become

    free from many,

    if not all,

    common carrier

    regulations and

    associated fees

    and taxes.

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    Bechtel Telecommunications Technical Journal16

    which compares deployment costs for various

    broadband technologies [36, 37]. See Figure 6.

    It is also interesting to note that, even though

    deploying BPL in rural areas could be less

    expensive than deploying DSL, cable, or fiber, it

    may still be prohibitively expensive per capita.

    With this in mind, BPL operators may choose,

    instead, to compete with DSL, cable, and other

    service providers in suburban and urban areas

    where some sort of broadband services already

    exists. Ironically, this would defeat the main

    reason that the FCC adopted BPL: to accelerate

    the availability of broadband services in

    underserved areas. Furthermore, prior experience

    and research have shown that BPL service

    needs to be either significantly better (e.g., have

    higher user throughputs), cheaper, or both, to

    be able to convince subscribers to change

    existing services to BPL or to attract new

    subscribers to this new technology.

    With this in mind, BPL service penetration PBPLwould typically be some function of BPL service

    cost CBPL , including CPE, installation and setup,

    and a monthly service fee; the service costs of

    existing broadband services Cexisting ; the available

    data throughput of BPL RBPL ; and the data

    throughput of existing services Rexisting [38]. Asimple formulation could be:

    where is a weighting factor (e.g., 10 or 20)

    that reflects the importance of performance

    versus cost.

    In this formulation, PBPL becomes null if its cost

    and data rates are the same as those of existing

    broadband services. Of course, this formulation

    does not take into account the value that BPL

    offers by providing smart-grid services.

    (Assessing the potential revenue and savings

    from BPL smart grid services would be the

    subject of another study.)

    CONCLUSIONS

    Even though the importance and directsocioeconomic impact of access to broadbandservices are well understood, currently only

    4 percent of the Earths population has access

    to some type of broadband services, typically

    via DSL or cable modem. BPL offers a new,

    potentially powerful alternative means of

    providing high-speed Internet services, VoIP, and

    other broadband services to homes and

    businesses by using existing MV and LV power

    lines. Because roughly 60 percent of Earths

    inhabitants have access to power lines, BPL couldplay a significant role in bridging the existing

    digital divide. But the success of BPL, like

    that of any new technology in its infancy,

    depends on more than strong theoretical

    results or successful field testing. It also depends

    greatly on the appropriate business models and

    deployment plans.

    As the regulatory uncertainties and interference

    issues surrounding BPL dissipate, and with the

    success of many field trials and early commercial

    deployments, the release of various standards,

    and the growing availability of reasonably pricedstandardized and reliable equipment, the road

    to BPL is becoming increasingly well paved

    and broadband over power lines seems to be

    well energized. Indeed, BPLs future looks

    very bright!

    ACKNOWLEDGMENTS

    One of the authors, S. Rasoul Safavian, wouldlike to express his gratitude for usefuldiscussions with Professor Mohsen Kavehrad of

    the Electrical Engineering Department at thePennsylvania State University, several staff

    members of the Federal Communications

    Commission, and David Shpigler of The

    Shpigler Group.

    AccessMethod

    Wireless

    DSL

    Cable Modem

    BPL

    Satellite

    FTTH

    Deployment Cost per Subscriber ($)

    $1,825

    $1,408

    $1,007

    $900

    $828

    $800

    0 400 800 1,200 1,600 2,000

    Figure 6. Deployment Costs for

    Different Access Technologies

    PBPL = Min{100, Max{0, [(CexistingCBPL)

    +[log2(RBPL) log2( Rexisting)]]}}

    As the regulatory

    uncertainties and

    interference issues

    surrounding

    BPL dissipate, and

    with the success of

    many field trials and

    early commercial

    deployments,the release of

    various standards,

    and the growing

    availability of

    reasonably priced

    standardized and

    reliable equipment,

    the road to BPL

    is becoming

    increasinglywell paved.

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    January 2007 Volume 5, Number 1 17

    TRADEMARKS

    Amperion is a trademark of Amperion, Inc.

    CURRENT Technologies is a registered

    trademark of CURRENT Communications

    Group, LLC.

    EarthLink is a registered trademark of EarthLink,

    Inc.

    HomePlug is a registered trademark of the

    HomePlug Powerline Alliance.

    P1675 is a trademark of the IEEE.

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    [17] J.R. Carson, Wave Propagation in OverheadWires with Ground Return, Bell SystemsTechnical Journal, Vol. 5, May 1926, pp. 539554.

    [18] M. DAmore and M.S. Sarto, A NewFormulation of Lossy Ground Return Parametersfor Transient Analysis of Multi-Conductor

    Dissipative Lines, IEEE Transactions on PowerDelivery, Vol. 12, No. 1, January 1997, pp. 303314.

    [19] P. Amirshahi and M. Kavehrad, High-FrequencyCharacteristics of Overhead MulticonductorPower Lines for Broadband Communications,IEEE Journal on Selected Areas in Communications,Vol. 24, No. 7, July 2006, pp. 12921303.

    [20] P. Amirshahi and M. Kavehrad, TransmissionChannel Model and Capacity of Overhead Multi-Conductor Medium-Voltage Power-Lines forBroadband Communications, IEEE Proceedingsof CCNC 2005, Las Vegas, NV, January 2005,pp. 354358.

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    [25] L.S. Cohen, J.W. de Graaf, A. Light, and F. Sabath,The Measurement of Broadband over PowerLine Emissions, Proceedings of the 2005 IEEEInternational Symposium on ElectromagneticCompatibility (EMC 2005), Chicago, IL, Vol. 3,pp. 988991.

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    Bechtel Telecommunications Technical Journal18

    [26] W. Liu, H. Widmer, and P. Raffin, BroadbandPLC Access Systems and Field Deploymentin European Power Line Networks,IEEE Communications Magazine, Vol. 41, No. 5,May 2003, pp. 114118.

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    Magazine), July & August 2004, pp. 3944(http://www.arrl.org/tis/info/HTML/plc/files/Barry.pdf).

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    BIOGRAPHIES

    Lee Lushbaugh, principal vicepresident, Bechtel Corporation,and general manager, Tele-

    communications, Americas,provides day-to-day oversightfor both business developmentand operational activitiesin the region. During 2006,the regional staff reachedapproximately 1,500 employees

    working in 35 markets across the continental UnitedStates. Previously, Lee has served as director ofengineering and as the program director of severalnationwide wireless programs and a fiber deploymentprogram. He joined Bechtel Telecommunications in1996 as vice president/manager of engineering and wasthe initial developer of its engineering department.

    Lee joined Bechtel Corporation in 1974 and, before

    joining Bechtel Telecommunications, held bothfunctional and operational roles in the fossil power andnuclear business lines, including the plant design, civil,and mechanical engineering disciplines.

    Lee received a BS in Mechanical Engineering fromthe University of Maryland. He is a RegisteredProfessional Engineer in various states, a member of theAmerican Society of Mechanical Engineers, and a SixSigma Champion.

    Rasoul Safavian brings morethan 15 years of experiencein the wired and wirelesscommunications industry tohis position as BechtelTelecommunications vice

    president of Technology,Americas Regional BusinessUnit. He is charged withestablishing and maintaining

    the overall technical vision for Bechtels Americanmarkets and providing guidance and direction toits specific technological activities. In fulfillingthis responsibility, he is well served by hisbackground in cellular/PCS, fixed microwave, satellitecommunications, wireless local loops, and fixednetworks; his working experience with major 2G, 2.5G,3G, and 4G technologies; his exposure to the leadingfacets of technology development as well as itsfinancial, business, and risk factors; and his extensiveacademic, teaching, and research experience.

    Before joining Bechtel in June 2005, Dr. Safavian

    oversaw advanced technology research anddevelopment activities, first as vice president of theAdvanced Technology Group at Wireless Facilities, Inc.,then as chief technical officer and vice president ofengineering at GCB Services. Earlier, over an 8-yearperiod at LCC International, Inc., he progressedthrough several positions. Initially, as principalengineer at LCCs Wireless Institute, he was in chargeof CDMA-related programs and activities. Next, aslead systems engineer/senior principal engineer,

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    January 2007 Volume 5, Number 1 19

    he provided nationwide technical guidance for LCCsXM satellite radio project. Then, as senior technicalmanager/senior consultant, he assisted key clients withthe design, deployment, optimization, and operation of3G wireless networks.

    Dr. Safavian has spoken at numerous conferencesand industry events and has been publishedextensively, including technical papers in theprevious three issues of the Bechtel TelecommunicationsTechnical Journal.

    Dr. Safavian is quite familiar with the Electrical

    Engineering departments of four universities: TheGeorge Washington University, where he has been anadjunct professor for several years; The PennsylvaniaState University, where he is an affiliated facultymember; Purdue University, where he received hisPhD in Electrical Engineering, was a graduate researchassistant, and was later a member of the visiting faculty;and the University of Kansas, where he received bothhis BS and MS degrees in Electrical Engineering andwas a teaching and a research assistant. He is a seniormember of the IEEE and a past official reviewer ofvarious transactions and journals.

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