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09/11/2013 1 Breast Cancer Staging Ian Ellis Molecular Medical Sciences, University of Nottingham Department of Histopathology, Nottingham University Hospitals NHS Trust Breast Cancer Staging Pathology Issues Tumour Size Vascular Invasion Lymph Node Status 0 50 100 150 200 250 300 0 2 4 6 8 10 12 14 16 18 20 22 24 26 Maximum diameter (mm) No. of pathologists Case No. 8 Submitted - size range 8-20 - median 13 Measured size range on first, middle and last section, 13, 13 and 13mm Circulation 2001/1 Case 8 Invasive Ca, grade 1, NST 0 50 100 150 200 250 300 0 2 4 6 8 10 12 14 16 18 20 22 24 26 Maximum diameter (mm) No. of pathologists Case No. 11 Submitted - size range 7-26 - median 20 Measured size range on first, middle and last section, 21, 21 and 19mm Circulation 2001/1 Case 11 Invasive Ca, grade 2, Lobular

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09/11/2013

1

Breast Cancer Staging

Ian Ellis

Molecular Medical Sciences, University of Nottingham

Department of Histopathology, Nottingham University Hospitals NHS Trust

Breast Cancer StagingPathology Issues

• Tumour Size

• Vascular Invasion

• Lymph Node Status

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Maximum diameter (mm)

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Case No. 8

Submitted - size range 8-20 - median 13Measured size range on first, middle and last section, 13, 13 and 13mm

Circulation 2001/1 Case 8Invasive Ca, grade 1, NST

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Maximum diameter (mm)

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Case No. 11

Submitted - size range 7-26 - median 20Measured size range on first, middle and last section, 21, 21 and 19mm

Circulation 2001/1 Case 11Invasive Ca, grade 2, Lobular

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Maximum diameter (mm)

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Case No. 7

Submitted - size range 2-26, median 21Measured size range 1st, 35th and 70th sections, 24, 23 and 22mm

Circulation 2001/1 Case 7 Low grade DCIS

Distribution of measures of agreement for NHSBSP pathologists

(403 pathologists)

243

60

32 34

215 13

1 1 1 1

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100 97 94 91 88 85 82 79 76 73 70 67 64

Measure of agreement (%)

% of readers

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400Number of readers

A B C D0

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0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38Maximum diameter (mm)

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Object A

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0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38

Maximum diameter (mm)

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Object D

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Breast CancerMinimum Data Set

Pathological Size

Microscopic - impalpable & diffuse tumoursMacroscopic verified by microscopy

MRI

Ultrasound

Mammography

Clinical

Size measurement hierarchy

VI in Breast Cancer

Prognostic significance

Close correlation with loco regional lymph node statusRosen et al, 1983; Davis et al, 1985; Orbö et al, 1990;Pinder et al, 1994

Correlation with early recurrence in lymph node negative patientsRosen et al, 1982; Bettelheim et al, 1984

Predicts for long term survival, independent of nodal statusRosen et al, 1982; Pinder et al, 1994

Predicts for local recurrence following breast conservation therapyNealon et al, 1981; Rosen, 1983; Locker et al, 1989

Predicts for flap recurrence after mastectomyO’Rourke et al, 1994

Vascular Invasion in Breast CancerFrequency

Study % cases

Fisher et al 1975 33

Roses et al, 1982 21

Davis et al, 1985 59

Dawson et al, 1986 (a) 25 yr survivors 57

(b) short term survivors 67

Orbo et al, 1990 24

Pinder et al, 1994 23

• Tumour emboli must be present within clear spaceswhich are lined by endothelial cells

• No distinction is made between lymphatics, capillariesand post-capillary venules

• Assessment is made in breast tissue adjacent to themain primary tumour and not within it

• Topographic patterns are helpful in identifying involvedvessels

Vascular Invasion in Breast Cancer

Diagnostic Criteria

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LVI for LN neg

Cumulative Proportion Surviving (Kaplan-Meier)

Complete Censored

Group 0.Group 1.0 50 100 150 200 250

Time

0.65

0.70

0.75

0.80

0.85

0.90

0.95

1.00

1.05

Cu

mu

lative

Pro

po

rtio

nS

urv

ivin

g

p = .00017

LVI contribution and nodalstatus contribution to hazard

Cumulative Proportion Surviving (Kaplan-Meier)

Complete Censored

LVInegLNnegLVIposLNnegonetwothreefourplus

020

4060

80100

120140

160180

200220

240260

280300

Time

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

Cu

mu

lative

Pro

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Merging LVI pos 1 and 2

Cumulative Proportion Surviving (Kaplan-Meier)

Complete Censored

LVInegLNnegthreefourplusLVIpos 1and 20 50 100 150 200 250 300

Time

0.1

0.2

0.3

0.4

0.5

0.6

0.7

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0.9

1.0

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mu

lative

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09/11/2013

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Background and rationale including theresults from clinical trials

Optimal handing of the specimen andanalysis

Role of Immunohistochemical analysis?Role of Intraoperative Examination?

Alternatives and future directions

Lymph node Staging

Background and rationale including theresults from clinical trials

Optimal handing of the specimen andanalysis

Role of Immunohistochemical analysis?Role of Intraoperative Examination?

Alternatives and future directions

Lymph node Staging Lymph Node Involvementin Breast Cancer

• Palpable loco-regional lymph nodes form an importantpart of TNM clinical staging - notoriously inaccurate -

Barr & Baum, 1992

• Presence of histologically confirmed axillarymetastases indicates a poor prognosis e.g. 10 yearsurvival reduced from 75% to 30% -

Cutler et al, 1969

• The greater the number of nodes involved, the poorerthe prognosis -

Fisher et al, 1984; Galea et al, 1992

Nottingham Tenovus Primary BreastCancer Study

Lymph Node Stage

Stage 1 - LN Neg

Stage 2 - Up to 3 lowaxillary LN +, or internalmammary LN + alone

0

.2

.4

.6

.8

1

Cu

m.

Su

rviv

al

0 48 96 144 192 240

Time

553.146 2 <.0001

Chi-Square DF P-Value

2360 909 207 Stage 1

973 192 34 Stage 2

385 56 13 Stage 3

0 4 8 12 16 20 Time (years)

Stage 3: 4 or more axillary LN +, apical LN +,or low axillary AND internal mammary +

Axillary Surgery

• Staging

• Loco-regional control

• Survival

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Staging and Prognosis

• ALND

– Widely accepted

– Qualitative

– Quantitative

• Axillary Node Sample

• SLNB

Loco-regional Control

Local disease control is essential

NSAPB – 04

– 10 year axillary recurrence rate

• 1% node negative

• 3% node positive with ALND

• 17% node positive, no dissection

• However no survival difference

Survival

• Variations between studies

• No difference - NSABP B-04

• Advantage

– Cabanes et al - 5 year

– Guys hospital, Edinburgh - long term

• May have some impact but quality ofevidence poor

Advantages of ALND

• Most important prognostic variable

• Planning of adjuvant systemic therapy

• DFS and OS are related to number ofinvolved nodes

• Node positivity increases with tumoursize

• But screening detects smaller cancerslikely to be node negative

Disadvantages of ALND

Seroma

Wound infection @10%

Reduced shoulder mobility

Damage to motor nerves

Medial pectoral

Long thoracic

Thoracodorsal

Numbness and paraesthesia

Lymphoedema - 10 - 25% (30 - 40% if ALND + RT)

Sentinel Lymph Node

• Definition

– “Any node receiving directlymphatic drainage from theprimary tumour”

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SLNB

• Constant afferent channel to SLN

• Assumes skip metastases do not occur

(< 5%)

• Negative SLN implies negative entirelymphatic basin

• Minimally invasive

• Less morbidity

– ALMANAC trial

Operative Appearance

• a blue node

• a hot node

• a palpable node

What to do if SLNB +ve?

• In 50 - 70% the SLN is the only involved node

– Staged and treated by SLNB

• 30 - 50% have micro or macro-mets in nonsentinel nodes

• ALND or RT?

• Consider volume of nodal disease, patientsfactors, patient wishes

• Discuss pros and cons of each procedure fully

• No right or wrong answer!

Natural History of Nodal Mets

• May progress and lead to relapse anddecreased survival

• May be adequately treated by adjuvantsystemic therapy

• May be ablated by radiotherapy

• ACOSOG - Z0011 – no survivaladvantage to ALND if SLNB +ve

Conclusions

• SLNB has largely replaced ALND formost early breast cancer patients

• ALND will increasingly be limited topatients with more extensive axillarydisease and to those with localrecurrence

• Further study is needed to evaluate theclinical significance of IHC-detectedisolated tumour cells and micro-metastases in sentinel nodes.

Background and rationale including theresults from clinical trials

Optimal handing of the specimen andanalysis

Role of Immunohistochemical analysis?Role of Intraoperative Examination?

Alternatives and future directions

Sentinel lymph node biopsy

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Conclusion from surgical /pathological validation studies

• The sentinel lymph nodes (SNs) are themost likely sites of regional nodalmetastases.

• This status provides us (pathologists)with the possibility of concentrating ourefforts on them.

Stand alone SLNB has resulted in intensescrutiny of the 1-2 nodes presented topathology.

• There is a need for uniformity of reporting and datacollection

• Recent survey in Europe revealed 123 differentprotocols for SLNB

• When is a negative SLN negative?– Levels H and E (63%)– IHC (71%) 12 different antibodies– Molecular analysis (4%)

Lymph nodes and micrometastases

• Axillary lymph node status

– Assessed by single H and E section

is an independent prognostic variable

• Further pathological examination

– Multiple levels H and E

– And/or Immunohistochemistry

reveals “micrometastatic” disease in

10-30% of LN

AD SNB

N+N-

7158

2942

0

20

40

60

80

%

Procedure

Nodal

status

Giuliano AE et al. Improved axillary staging of

breast cancer with sentinel lymphadenectomy.

Ann Surg 1995;180:700-4.

N+

N-

n=134 n=162

Improved staging due to „enhanced” histopathology

09/11/2013

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Methods of increasing detectionof nodal metastases

• Identifying more nodes in specimen

• Cutting node into smaller pieces

• Step sections or levels

• Immunohistochemistry

• Reverse transcriptase polymerase chainreaction (RT-PCR)

Trends and possibilities in SNassessment

SLN assessment

Standard histopathology Enhanced histopathology

Limited sampling with or without IHC Thorough (systematic) sampling

Trends and possibilities in SNassessment

SLN assessment

Standard histopathology Enhanced histopathology

Limited sampling with or without IHC Thorough (systematic) sampling

“Standard” assessment

• “Standard” histopathology

– Many of the earliest reports, and someclinical trials use this approach.

• “Standard” is often 1 level / SN, but can bemultiple levels / SN depending on theinstitution. Rarely is it specified.

“Standard” histology of LNs

At some places standard assessment is multilevel, at othersit is 1 HE.

Pickren JW.Cancer 1961;14:1266-71.

Trends and possibilities in SNassessment

SLN assessment

Standard histopathology Enhanced histopathology

Limited sampling with or without IHC Thorough (systematic) sampling

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“Enhanced” histopathology

• Multilevel assessment:– Serial sectioning (at least 3 meanings) –

prefered terminology:• Slicing (gross)

• Step sectioning

• Serial sectioning (microscopic)

• Immunohistochemistry (CKs):– Generally containing CK8/18 (e.g. AE1/AE3,

MNF116, CAM5.2…etc)

• Combination of these two

Multilevel assessment I.

• This means the assessment of an HE section pereach level from a few tissue blocks (oftenembedded in one cassette).

• Terms: - Slicing, macroslicing, macroscopic slicing

A few mm thick slices

2-3 mm apart

Multilevel assessment II.

• This means the assessment of microscopiclevels at specified distances from each other(complete or incomplete assessment of theblocks).

• Terms: - Step sectioning

Tissue block withembedded LN(piece) in it

Sectioning with amicrotome(microscopic) at stepsof … mm.

1 2 3 4

Multilevel assessment III.

• This means the assessment of microscopiclevels separated by the thickness of one (or afew) sections (complete or incompleteassessment of the blocks).

• Terms: - Serial sectioning, microscopic serialsectioning

Tissue block withembedded LN(piece) in it

Sectioning with amicrotome(microscopic) at stepsof 3-5 um.

1 2 3 …

Multilevel assessment IV.A combination of slicing and step sectioning

4 slices of an obviously positive SN, not requiring stepsectioning

3 slices step sectioned at 250 mm

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CAM5.2

Immunohistochemistry

• Increases detection of metastasesby 10 to 30%

• Quicker for technician andpathologist

• Can assess morphology

• Pitfalls

sentinel node trial

• ACOSOG Z0010

• 5539 patients

• BCT and SNB (AxCl if LN+(H&E))

• 5 year OS not related to nodal metsdiscovered with immuno (trend for BMmets) on multivariate analysis

Trends and possibilities in SNassessment

SLN assessment

Standard histopathology Enhanced histopathology

Limited sampling with or without IHC Thorough (systematic) sampling

Limited sampling with or withoutIHC

• A few levels separated by a givendistance.

• Results in upstaging but leaves aproportion of the SN unexplored

• E.g. the Santa Monica protocol

The Santa Monica protocol(2004)

Halving of the lymph node in its hilar plane, which they claimto be the most likely site of metastases.

Hilum Efferent lymphatics

• 1 HE frozen• 1 HE paraffin• 1 CK IHC

separated by 200 mmfrom the initiallyassessed level (perhalf)

Rather large proportion of theSN not investigated

09/11/2013

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Trends and possibilities in SNassessment

SLN assessment

Standard histopathology Enhanced histopathology

Limited sampling with or without IHC Thorough (systematic) sampling

Thorough (complete)sampling

• The whole thickness of the SN isinvestigated at given distances,depending on the size of the metastaseswe are looking for.

• Complete (?) investigation of the lymphnode. (Loss of diagnostic material)

2a = 2[r2-(d/2)2]1/2

Complete step sectioning ofSNs at 250 mm + IHC /750

mm

Number of levels assessed for identification of metastases

%

0

20

40

60

80

100

1 2 3 4 5 6 7 8 9 >9

J Clin Pathol 2002; 55:926-931.

Thorough sampling (Model)

• To detect a spherical metastasis of 2 mm indiameter as a metastasis of 2 mm, levelsseparated by 1 mm should be examined.

J Clin Pathol 2004; 57:467-471.

2a = 2[r2-(d/2)2]1/2d: distance between sectioning levels

Statements on handling

• Thorough (systematic) sampling mayyield the best results.

• The largest metastases are generallydetected by limited sampling.

• IHC may sometimes be of help inidentifying larger metastases, but itgenerally helps detectingmicrometastases and ITCs.

• All SLN assessed separately

• Management of– Nodes <4mm

– Nodes >4mm

• Standardised reporting

Pathology assessment ofSLN:

National guidelines

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Single H & E section

• Suspicious or metastatic cells seen?

• Further levels and/or ICC to establish natureand size (classification) of deposit

• IHC may be helpful but not mandatory

• Identification of ITC not the aim ofassessment

Pathology assessment ofSLN:

National guidelines

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1

2

Group of metastatic cells2 mm diameter

Lymph node <4mm

Pathology assessment ofSLN:

National guidelines

2mm

1 2 3 4 5

1 2

3

4

5

Lymph node >4mm

Pathology assessment of SLN:National guidelines

Micrometasis vs ITC

?

Micrometastasis

• Term introduced by Andrew Huvos;<2mm, as this was felt the size thatgenerally needed microscopy fordetection. Larger metastases couldmore often be picked up by experiencednaked eye examination.

• However the term is used differentlyby different authors.

The current definitions ofITC

(and micrometastasis)

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• TNM categories are arbitrarily chosen(have some evidence in support), but areused on the basis of a consensus. Theyhave DEFINITIONS, but these are notsufficient to assure an acceptablereproducibility.

Micrometastasis (UICC)pN1mi

• Larger than 0.2 mm, but none largerthan 2 mm in greatest dimension

Sobin LH, Wittekind C (eds).

TNM Classification of Malignant Tumours,6th edition, 2002.

pN0 & isolated tumor cell clusters (ITC)• ! Approximately 1,000 tumor cells are contained in a three-

dimensional 0.2-mm cluster. Thus, if more than 200 individual tumorcells are identified as single dispersed tumor cells or as a nearlyconfluent elliptical or spherical focus in a single histologic section ofa lymph node there is a high probability that more than 1,000 cellsare present in the lymph node. In these situations, the node shouldbe classified as containing a micrometastasis (pN1mi).

• ! … the 200 cells must be in a single node profile even if the node hasbeen thinly sectioned into multiple slices.

• It is recognized that there is substantial overlap between the upperlimit of the ITC and the lower limit of the micrometastasiscategories due to inherent limitations in pathologic nodal evaluationand detection of minimal tumor burden in lymph nodes. Thus, thethreshold of 200 cells in a single cross-section is a guideline to helppathologists distinguish between these two categories. Thepathologist should use judgment regarding whether it is likely thatthe cluster of cells represents a true micrometastasis or is simply asmall group of isolated tumor cells.

• ! Metastatic characteristics no longer considered in the distinctionbetween micrometastasis and ITC.

Studies of occultmetastases with at least40 events or 150 patients

Weaver et al. Effect of OccultMetastases on Survival

in Node-Negative Breast Cancer.N Engl J Med 2011;364:412-21

3887 women (NSABP-B32), median follow up 95 monthsSentinel node (+/- Axillary Clearance)2mm slices, H&E negativeImmuno at 0.5mm and 1mm, but clinicians not informedOccult metastases 16%5 year overall survival:Occult metastases present 94.6%Occult metastases not seen 95.8%Multivariate analysis (with size and grade, but no VI):Occult metastases RR 1.4 (95% 1.05 – 1.86)Conclusion: ‘do not indicate a clinical benefit of additionalevaluation, including immunohistochemical analysis’

Pathology evaluation of sentinel lymphnodes in breast cancer: protocolrecommendations and rationale.

Weaver. Mod Pathol 2010

“All protocols that use serial sectionsand IHC must be consideredexperimental until validated withoutcome data”

Sectioning nodes at 2mm intervals

Embedding all the sections

Examine one section

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Intraoperative Assessment

• Frozen section

• Imprint cytology

• Intraoperative immunohistochemistry

• Molecular asessment

Background and rationale including theresults from clinical trials

Optimal handing of the specimen andanalysis

Role of Immunohistochemical analysis?Role of Intraoperative Examination?

Alternatives and future directions

Sentinel lymph node biopsy

Imaging modalities forassessing the axilla

• Mammography

• CT

• MRI

• PET

• Scintimammography

• Ultrasound

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Cortex

Benign Malignant

• Normal 94% 10%

• Abnormal 6% 90%P<0.0001

In vitro high Resolution Helical CT of small axillary LymphNodes in Patients with Breast Cancer. Uematsu et al AJR2001;176:1069-1074

Pre-operative Biopsyof Axillary Lymph

Nodes

Study Total no. ofpts

No. with LNmets (%)

FNA/ Core Criteria used pre-opdiagnosis rate(%)

Bonnema et al(1997)

150 62 (41) FNA No 63

de Kanter et al(1997)

185 87 (47) FNA No 36

Kuenen-Boomeester(2002)

183 85 (46) FNA No 44

Duerloo et al(2003)

268 121(45) FNA Yes 31

Sapino et al(2003)

267 88 (33) FNA Yes 55

Damera et al(2003)

166 64 (39) Core Yes 42

Ciatto et al

(2006) **

491 298 (61) FNA Yes 73

Britton et al

(2009)

139 73 (53) Core No 53

Pre-operative biopsy of axillary nodes

Node positive patients

No. of positivenodes

No. of patients % diagnosed bypre-op biopsy

1 26 15

2 12 17

3 5 60

3 or more 26 77

4 or more 20 90

Nottingham data

STUDY CONCLUSIONS

• A pre-operative diagnosis of nodalmetastases can be made in 42% ofnode positive patients

• US guided core biopsy is moresensitive in patients with extensivenodal involvement

Nottingham data

Summary of guidelines

Slicing Step sectioning IHC

US/CAP Yes No No

US/Philadelphia Yes 3 levels No

UK Yes No No

Germany Yes Yes (500 mm) No

Austria Yes Yes (200 mm) Yes (up to 4)

Australia Yes Yes (4 at 200 mm) Yes (1st)

EU Guidelines Yes Yes

Minimum: 1 mm

Optimum: 200 mm

No (possible)

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