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Biodegradation of low-density polyethylene by fungi Submitted in total fulfilment of the requirements for the degree of Doctor of Philosophy by Sasi Kiran Kumar Kanchi Faculty of Science, Engineering and Technology Swinburne University of Technology October 2015

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Page 1: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

Biodegradation of low-density polyethylene by fungi

Submitted in total fulfilment of the requirements for the degree of

Doctor of Philosophy

by

Sasi Kiran Kumar Kanchi

Faculty of Science, Engineering and Technology

Swinburne University of Technology

October 2015

Page 2: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

ii

Abstract

The accumulation of recalcitrant plastics in the environment, particularly

polyethylene, is a major threat to the ecosystem. Among the various types of

polyethylene, low-density polyethylene (LDPE) is the most commonly used.

Unfortunately, the rate of production and consumption of polyethylene is outweighs the

rate of its disposal. Although several approaches such as incineration, landfill treatment

and recycling have been proposed, these approaches have been either too costly or only

partially effective. An alternative solution, involving the biodegradation of LPDE, has

been proposed.

Current understanding of the biodegradation of LDPE suggests that it requires a

considerable amount of time for the process to be completed. Previous studies on LDPE

describe the importance of oxidising the LDPE to make it suitable for microbes to

degrade. In this study, an attempt was made to understand the biodegradation process

after oxidation, in order to develop strategies for improving the efficiency and reducing

the time required for this process to be completed.

LDPE samples were treated with fungal isolates that were collected from river

and landfill sources. Their intrinsic properties were assessed before and after fungal

treatment, and their surface characteristics were determined by atomic force microscopy

(AFM) and scanning electron microscopy (SEM). Modifications of functional groups

were evidenced by Fourier transform infrared spectroscopy (FT-IR) and Raman

spectroscopy. Changes in crystallinity were monitored by X-ray diffraction (XRD). A

relatively inexpensive staining technique was proposed to quantify the differences

between untreated LDPE and fungal-treated LDPE.

Fungal-treated LDPE showed characteristic features that differed significantly

from untreated LDPE. Changes in the crystallinity, buoyancy and colour of LDPE were

observed following fungal treatment. The fungal strain isolated was identified as

Fusarium oxysporum by18S rRNA gene sequencing. The hydrophobicity of this isolate

Page 3: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

iii

and other fungal varieties was measured to estimate their ability to attach to LDPE.

These fungi were classified according to their microscopic and macroscopic features.

Various factors affecting biodegradation were monitored. Salts, alcohols and

sugars were screened for their effects on the biodegradation process. The effects of pH,

temperature, oxidation, co-metabolites and biofilm formation were also determined, as

well as the weight losses of LDPE samples during the course of biodegradation.

This work reports for the first time the ability of Fusarium oxysporum to degrade

LDPE. Alcohols and sugars were shown to accelerate the biodegradation process, along

with salts, such as MnCl2. The ambiguity regarding the necessity for biofilm formation

during biodegradation was clarified. It was demonstrated that formation of biofilm was

not necessary for biodegradation to occur. In fact, biofilm formation was shown to slow

this process. The effects of co-metabolites, such as monosachcharides, disachccharides

and polysachcharides, were described in detail for the first time. Further, the reasons for

the enhanced biodegradation of LDPE in the presence of co-metabolites were

elaborated.

Biodegradation of LDPE with fungal extracts was also performed in order to

determine the possible factors affecting the activity of proteins that may participate in

this mechanism. The proteins present in fungal extracts were identified by Sodium

dodecyl sulphate-polyacrylamide gel electrophoresis (SDS-PAGE). In this study,

laccase from Fusarium oxysporum was identified of playing an important role in LDPE

biodegradation. In addition, attempts to biodegrade LDPE with enzymes in vitro were

described, and the effects of ethanol and sucrose on the oxidation capacity of laccase

were also determined.

In the final section of this thesis, factors governing the biodegradation rate are

discussed. Physical factors, such as surface roughness and crystallinity, are elaborated.

Structural factors, such as tertiary carbon atoms and polymer chain length, are also

discussed in detail. Various suggestions are made to increase the biodegradability of

Page 4: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

iv

LDPE in its native and oxidised states to encourage biodegradation in natural

environments, landfills and laboratory fermenters.

Page 5: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

v

Acknowledgements

My first thanks goes to Professor Enzo Palombo, my primary supervisor. He is a

kind and highly professional supervisor. He is the inspiration and motivation behind this

project. He always had time to discuss about the project.

I would also like to thank Dr François Malherbe, my co-supervisor. His vast

experience and knowledge about polymer science certainly helped in improvising my

thesis. His support and encouragement were vital to develop this thesis.

I would like to thank all laboratory technicians namely Chris, Soula, Savi and

Ngan. I wish to thank Dr. Peter Mahon for his help regarding Raman spectroscopic

analysis. I also wish to convey my thanks to Dr. Hayden Webb for his help regarding

atomic force microscopy.

My thanks also go to all the colleagues, friends of Swinburne University of

technology. I would like to thank my family members for their support and

encouragement.

Page 6: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

vi

Declaration

I, Sasi Kiran Kumar Kanchi, declare that this thesis is my original work. It does not

contain any material that was previously published, except where due reference is made.

I also declare that this work was edited by professional editors for its grammatical

mistakes.

Signature

Page 7: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

vii

Contents

Abstract ............................................................................................................................ ii

Acknowledgements .......................................................................................................... v

Declaration ...................................................................................................................... vi

Contents ......................................................................................................................... vii

List of Tables ................................................................................................................. xv

List of Figures ............................................................................................................... xvi

List of Abbreviations..................................................................................................... xx

List of Symbols and Units ............................................................................................ xxi

Chapter 1 Introduction .................................................................................................. 1

1.1. Introduction ............................................................................................................ 2

1.2. Aim of this study .................................................................................................... 3

Chapter 2 Literature review .......................................................................................... 6

2.1. Chapter overview ................................................................................................... 7

2.2. Introduction ............................................................................................................ 7

2.2.1. PE .................................................................................................................... 7

2.2.2. HDPE .............................................................................................................. 7

2.2.3. LDPE ............................................................................................................... 8

2.2.4. LLDPE ............................................................................................................ 9

2.3. Production of LDPE ............................................................................................. 12

2.4. Oxidation of LDPE .............................................................................................. 13

2.4.1. Photo-oxidation ............................................................................................. 13

2.5. Traditional methods to dispose of LDPE ............................................................. 15

2.5.1. Landfill .......................................................................................................... 15

2.5.2. Incineration ................................................................................................... 15

2.5.3. Recycling ...................................................................................................... 15

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viii

2.6. Attempts to change the nature of LDPE .............................................................. 16

2.6.1. Bioplastics ..................................................................................................... 17

2.6.2. Starch-based LDPE ....................................................................................... 17

2.6.3. Cellulose-based LDPE .................................................................................. 17

2.6.4. Lactic acid-based LDPE ................................................................................ 18

2.6.5. Lignin-based LDPE ....................................................................................... 18

2.7. Oxo-PE ................................................................................................................. 19

2.8. Degradable PE ...................................................................................................... 20

2.9. Various standards of biodegradation .................................................................... 21

2.10. Terminology of biodegradation .......................................................................... 22

2.11. Mode of biodegradation ..................................................................................... 23

2.12. Types of LDPE biodegradation .......................................................................... 25

2.13. Previous attempts to degrade LDPE .................................................................. 25

2.13.1. The high molecular weight of LDPE .......................................................... 25

2.13.2. The hydrophobic nature of LDPE ............................................................... 26

2.13.3. The 3-D structure of LDPE ......................................................................... 26

2.14. Surface characterisation techniques ................................................................... 27

2.14.1. FT-IR ........................................................................................................... 27

2.14.2. Raman spectroscopy ................................................................................... 29

2.15. Surface visualisation .......................................................................................... 32

2.15.1. AFM ............................................................................................................ 32

2.15.2. SEM ............................................................................................................ 33

2.16. Crystallinity of LDPE ........................................................................................ 34

2.16.1. XRD ............................................................................................................ 34

2.17. Classification of fungi ........................................................................................ 35

2.17.1. Macroscopic classification .......................................................................... 36

2.17.2. Microscopic classification ........................................................................... 36

2.17.3. DNA sequencing-based classification ........................................................ 36

2.18. Microbial adhesion to hydrocarbons test ........................................................... 37

2.19. Dissolved carbon dioxide content ...................................................................... 38

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2.20. Methylene blue test ............................................................................................ 38

2.21. Fusarium oxysporum .......................................................................................... 39

2.22. Antioxidants ....................................................................................................... 41

2.23. Biofilm ............................................................................................................... 41

2.24. Co-metabolism ................................................................................................... 43

2.24.1. Pre-exposure to an analogue compound ..................................................... 43

2.24.2. Enzyme induction by structurally unrelated compounds ............................ 44

2.24.3. The role of readily degradable compounds ................................................. 44

2.25. Laccase ............................................................................................................... 45

Chapter 3 Materials and methods ............................................................................... 47

3.1. Overview .............................................................................................................. 48

3.2. Introduction .......................................................................................................... 48

3.3. Chemicals and reagents ........................................................................................ 49

3.3.1. LDPE pellets ................................................................................................. 49

3.3.2. HDPE ............................................................................................................ 50

3.4. Preparation of LDPE for biodegradation ............................................................. 50

3.4.1. Photo-oxidation ............................................................................................. 50

3.4.2. Chemical oxidation ....................................................................................... 50

3.4.3. Abiotic oxidation ........................................................................................... 50

3.5. Disinfection of LDPE ........................................................................................... 50

3.6. Isolation of fungi .................................................................................................. 50

3.6.1. Sterilisation ................................................................................................... 51

3.6.2. pH determination and adjustment ................................................................. 51

3.6.3. Measuring weight loss .................................................................................. 51

3.6.4. Isolation of fungal samples from landfill ...................................................... 51

3.6.5. Isolation of fungal samples from river water ................................................ 51

3.6.6. Isolation of fungal samples from leachate .................................................... 52

3.7. Storage of fungi .................................................................................................... 53

3.7.1. Storage on PDA slants .................................................................................. 53

3.7.2. Storage under mineral oil .............................................................................. 53

Page 10: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

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3.7.3. Storage under sterilised water ....................................................................... 53

3.7.4. Selection of fungi .......................................................................................... 53

3.7.5. MATH test .................................................................................................... 55

3.7.6. Estimation of attached protein ...................................................................... 56

3.8. Fungal culturing techniques ................................................................................. 57

3.8.1. Shaker flask cultures ..................................................................................... 57

3.8.2. PDA culture................................................................................................... 57

3.8.3. PDA broth ..................................................................................................... 57

3.8.4. Subculturing .................................................................................................. 57

3.8.5. Isolation of Fusarium strains ......................................................................... 58

3.9. Fungus classification ............................................................................................ 58

3.9.1. Slide cultures ................................................................................................. 58

3.9.2. Extraction of fungal DNA ............................................................................. 59

3.9.3. PCR ............................................................................................................... 59

3.10. Assessing fungal effects on LDPE ..................................................................... 61

3.10.1. FT-IR ........................................................................................................... 61

3.10.2. Raman spectroscopy ................................................................................... 61

3.10.3. SEM ............................................................................................................ 61

3.10.4. AFM ............................................................................................................ 62

3.10.5. XRD ............................................................................................................ 62

3.10.6. Methylene blue test ..................................................................................... 63

3.11. Spore counting ................................................................................................... 64

3.12. Factors affecting biodegradation ........................................................................ 64

3.12.1. Effect of fungal micronutrients ................................................................... 65

3.12.2. Effect of co-metabolites .............................................................................. 65

3.12.3. Effect of oxidation on the biodegradation of LDPE ................................... 65

3.12.4. Rate and extent of biodegradation .............................................................. 65

3.13. Biodegradation with cell-free extracts ............................................................... 66

3.13.1. Estimation of the protein quantity in fungal extracts .................................. 66

3.13.2. Estimation of the carbohydrate quantity in fungal extracts ........................ 66

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3.14. Assessment of oxidation of LDPE by FT-IR ..................................................... 67

3.15. Comparative biodegradation of HDPE and LDPE ............................................ 67

3.16. Biodegradation of LDPE with additives ............................................................ 67

3.17. Transmembrane inserts ...................................................................................... 68

3.17.1. Transmembrane experiments ...................................................................... 68

3.17.2. Gel filtration chromatography ..................................................................... 69

3.17.3. SDS-PAGE.................................................................................................. 70

3.18. Effect of metal salts on LDPE biodegradation by cell-free extracts .................. 72

3.19. Detection of extracellular enzymes .................................................................... 72

3.19.1. Enzymatic screening using the plate assay technique ................................. 72

3.20. Biodegradation of LDPE with laccases from Fusarium oxysporum .................. 74

3.20.1. Gel filtration separation of laccase .............................................................. 74

3.20.2. Spectrophotometric assay of laccase activity.............................................. 74

3.20.3. ABTS standard solution .............................................................................. 74

3.20.4. Biodegradation with laccase ....................................................................... 75

3.20.5. Effect of laccase on LDPE oxidation .......................................................... 75

3.21. Effect of co-metabolite additives on laccase oxidation capability ..................... 75

3.21.1. Effect of sucrose .......................................................................................... 75

3.21.2. Effect of ethanol .......................................................................................... 75

3.21.3. Effect of manganese, copper, ferrous and zinc chloride on laccase

oxidation ........................................................................................................ 76

Chapter 4 Examining fungal effect on LDPE ............................................................. 77

4.1. Overview .............................................................................................................. 78

4.2. Selection of fungi ................................................................................................. 78

4.2.1. Dissolved carbon dioxide content ................................................................. 79

4.2.2. Growth rate of fungi ...................................................................................... 80

4.2.3. Microbial adhesion test results ...................................................................... 80

4.2.4. Protein concentration of biofilm ................................................................... 82

4.2.5. Weight loss of LDPE .................................................................................... 83

4.3. Classification of fungi .......................................................................................... 83

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4.3.1. Results of slide culture .................................................................................. 84

4.3.2. DNA sequencing ........................................................................................... 84

4.4. Characterisation of fungal-treated LDPE ............................................................. 85

4.4.1. FT-IR analysis ............................................................................................... 87

4.4.2. Raman spectroscopy ..................................................................................... 89

4.5. Surface visualisation analysis .............................................................................. 91

4.5.1. Scanning electron microscopy ...................................................................... 91

4.5.2. AFM .............................................................................................................. 93

4.6. Crystallinity measurements .................................................................................. 96

4.6.1. X- ray diffraction .......................................................................................... 96

4.6.2. Methylene blue test ....................................................................................... 98

4.7. The visual properties of the LDPE samples ....................................................... 100

4.8. Biodegradation of LDPE with Irganox® ........................................................... 100

4.8.1. Weight loss .................................................................................................. 100

4.8.2. Amount of attached protein ......................................................................... 100

4.8.3. SEM results ................................................................................................. 101

4.8.4. Discussion and conclusion for biodegradation of LDPE with Irganox® ... 103

4.9. Conclusion .......................................................................................................... 103

4.9.1. Chemical aspects of degradation ................................................................. 103

4.9.2. Physical aspects of biodegradation ............................................................. 104

Chapter 5 Factors affecting biodegradation ............................................................. 107

5.1. Overview ............................................................................................................ 108

5.2. Introduction ........................................................................................................ 108

5.3. Optimisation of biodegradation .......................................................................... 109

5.3.1. Effect of micro nutrients (manganese, copper, iron and zinc ions) ............ 109

5.3.2. Effect of temperature .................................................................................. 112

5.3.3. Effect of pH ................................................................................................. 113

5.3.4. Effect of nitrates and phosphates ................................................................ 114

5.3.5. Oxidised LDPE treatment with other Fusarium isolates ............................. 115

5.4. Rate of weight loss ............................................................................................. 116

Page 13: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

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5.5. Biodegradation of HDPE and LDPE .................................................................. 118

5.6. Effect of oxidation .............................................................................................. 120

5.7. Comparative degradation of LDPE by different oxidation methods ................. 120

5.8. Importance of biofilm formation in the biodegradation of oxidised LDPE ....... 122

5.8.1. Transmembrane experiments ...................................................................... 122

5.8.2. Difference in weight loss of LDPE samples ............................................... 123

5.8.3. Growth of fungi in transmembrane wells ................................................... 124

5.8.4. FT-IR analysis of LDPE pellets .................................................................. 124

5.9. Conclusion .......................................................................................................... 125

Chapter 6 Laccase and co-metabolism ...................................................................... 129

6.1. Chapter overview ............................................................................................... 130

6.2. Introduction ........................................................................................................ 130

6.3. Biochemical analysis of fungal extract .............................................................. 130

6.4. Gel filtration chromatography of Fusarium oxysporum extracts ....................... 130

6.5. SDS-PAGE analysis of Fusarium oxysporum extracts ...................................... 131

6.6. Identification of fungal enzymes using plate assays .......................................... 132

6.7. Biodegradation with laccase .............................................................................. 134

6.8. Effect of co-metabolites ..................................................................................... 134

6.8.1. Effect of monosaccharides .......................................................................... 134

6.8.2. Effect of disaccharides ................................................................................ 136

6.8.3. Effect of polysaccharides ............................................................................ 138

6.8.4. Effect of methanol, ethanol and propanol ................................................... 140

6.8.5. Summary of effect of co-metabolites .......................................................... 141

6.9. Effect of laccase ................................................................................................. 142

6.9.1. Effect of manganese, copper, iron (II) and zinc chloride on laccase

oxidation ...................................................................................................... 143

6.9.2. Effect of co-metabolism and laccase .......................................................... 145

6.9.3. Effect of sucrose and ethanol ...................................................................... 145

6.9.4. Summary ..................................................................................................... 146

Page 14: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

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Chapter 7 Conclusion and future studies ................................................................. 148

7.1. Conclusion .......................................................................................................... 149

7.2. Suggestions for future study............................................................................... 151

References .................................................................................................................... 153

Page 15: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

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List of Tables

Table 2-1: Physical and chemical properties of HDPE ..................................................... 8

Table 2-2: Physical and chemical properties of LDPE ..................................................... 8

Table 2-3: Physical and chemical properties of LLDPE ................................................... 9

Table 2-4: Assignment of IR absorption peaks for LDPE (Gulmine et al. 2002) ........... 28

Table 2-5: Wave numbers and their corresponding portions .......................................... 32

Table 2-6: Classification table of Fusarium oxysporum ................................................. 40

Table 3-1: Types of LDPE pellets and sheets used in this study .................................... 48

Table 3-2: PCR mix ........................................................................................................ 59

Table 4-1: Radial growth rates of fungi in mm ............................................................... 80

Table 4-2: Weight losses (in mg) of oxidised LDPE measured after biodegradation .... 83

Table 4-3: Intensities of emission by LDPE at 891 cm-1 ................................................ 91

Table 4-4: The αa portion of LDPE types, depending on relative intensity of

emission ......................................................................................................... 91

Table 4-5: Weight loss of LDPE pellets (mg) with Irganox® ...................................... 100

Table 5-1: Radial diameter of fungi before and after incubation in mm (± 2 mm) ...... 124

Table 7-1: Various microbes isolated from marine environment ................................. 151

Page 16: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

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List of Figures

Figure 1-1: Thesis structure ............................................................................................. 5

Figure 2-1: Schematic representation of the three main varieties of PE: A) LDPE, B)

HDPE, C) LLDPE .......................................................................................... 10

Figure 2-2: PE formation ................................................................................................ 12

Figure 2-3: Schematic representation of the auto-oxidation process (Peacock 2000) .... 14

Figure 2-4: Biodegradation by bulk degradation (A) and by surface erosion (B) .......... 24

Figure 2-5: Schematic diagram of an FT-IR spectrometer ............................................. 29

Figure 2-6: Schematic representation of Raman spectrometer (Begum et al. 2010) ...... 31

Figure 2-7: Schematic representation of the location of the ITS1 and ITS4 primer

sites (Kües 2007) ............................................................................................ 37

Figure 3-1: Schematic representation of methylene blue test ......................................... 63

Figure 3-2: Transmembrane set-up. A) Basic set-up showing the placement of the

semi- permeable membrane inside the transmembrane well; B) Complete

set-up showing the placement of the medium, LDPE pellets and fungal

suspension ...................................................................................................... 69

Figure 4-1: Weight loss of oxidised LDPE ..................................................................... 78

Figure 4-2: Concentration of dissolved carbon dioxide in g/L ....................................... 79

Figure 4-3: Fungal hydrophobicity ................................................................................. 81

Figure 4-4: Concentration of protein in biofilm .............................................................. 82

Figure 4-5: Micrographs of fungi isolated from landfill: (a) mycelia, (b) groups on

conidia, (c) and (d) micro-conidia (40 x magnifications). ............................. 84

Figure 4-6: Agarose gel electrophoresis of amplified DNA fragment. Lane 4 shows

a pale band of fungal DNA. Lane 1 shows the DNA ladder. ......................... 85

Figure 4-7: FT-IR spectrum of LDPE varieties. Untreated LDPE; Oxidised LDPE;

Oxidised control LDPE (control) and fungal-treated LDPE .......................... 86

Figure 4-8: Differences between functional groups in LDPE subjected to various

treatments ....................................................................................................... 88

Figure 4-9: Crystallinity of LDPE samples ..................................................................... 89

Page 17: Biodegradation of low-density polyethylene by fungi€¦ · Sasi Kiran Kumar Kanchi . Faculty of Science, Engineering and Technology . Swinburne University of Technology . October

xvii

Figure 4-10: Raman spectra of LDPE ............................................................................. 90

Figure 4-11: Scanning electron micrographs. (a) untreated LDPE, (b) oxidised

LDPE, (c) oxidised control LDPE and (d) fungal-treated LDPE (at 1 µm

resolution). ..................................................................................................... 92

Figure 4-12: Scanning electron micrograph showing Fusarium mycelia and conidia .... 93

Figure 4-13: Average surface roughness of various LDPE samples............................... 94

Figure 4-14: AFM image of four types of LDPE: untreated LDPE (a), oxidised

LDPE (b), oxidised LDPE (control) (c) and Fungal-treated LDPE (d). ........ 95

Figure 4-15: XRD of untreated LDPE ............................................................................ 96

Figure 4-16: XRD of oxidised LDPE.............................................................................. 97

Figure 4-17: XRD of fungal-treated LDPE ..................................................................... 98

Figure 4-18: Optical density at 662 nm of various resultant solutions ........................... 99

Figure 4-19: Scanning electron micrographs. (a) Untreated LDPE, (b) thermally

oxidised LDPE, (c) Oxidised LDPE (control) and (d) fungal-treated

LDPE (at 1µm resolution) ............................................................................ 102

Figure 4-20: Effect of oxidation on LDPE .................................................................... 104

Figure 4-21: A schematic representation of changes in crystallinity of LDPE during

biodegradation process ................................................................................. 106

Figure 5-1: Effect of micro nutrients on LDPE biodegradation with mycelia (A) and

cell-free extract (B) of Fusarium oxysporum; 1) MnCl2, 2) CuCl2, 3)

FeCl2, 4) ZnCl2. ............................................................................................ 110

Figure 5-2: Thermo-oxidation of LDPE by metal ions (Wright 2001) ......................... 112

Figure 5-3: Effect of temperature on weight loss .......................................................... 112

Figure 5-4: Effect of pH on biodegradation Fusarium oxysporum and its cell-free

extract ........................................................................................................... 114

Figure 5-5: Effect of 1) KNO3, 2) NaNO3, 3) KH2PO4 and 4) NaH2PO4 ................. 115

Figure 5-6: Comparative biodegradation by Fusarium oxysporum (1) and other

Fusarium strains (2, 3, and 4) ....................................................................... 116

Figure 5-7: Weight loss of LDPE by Fusarium oxysporum and its cell-free extract

over seven weeks .......................................................................................... 117

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Figure 5-8: Average weight loss (%) following oxidation and fungal treatment for

LDPE and HDPE.......................................................................................... 119

Figure 5-9: Effect of oxidation period on biodegradation in terms of weight loss

(%). ............................................................................................................... 120

Figure 5-10: Effect of oxidation method on biodegradation of LDPE. ........................ 121

Figure 5-11: Transmembrane LDPE biodegradation .................................................... 123

Figure 5-12: FT-IR spectrum of LDPE sample from transmembrane well and

oxidised LDPE (control) .............................................................................. 125

Figure 5-13: Imaginary LDPE biodegradation set up by fermentation ......................... 126

Figure 5-14: Schematic representation of biodegradation by surface erosion of

LDPE ............................................................................................................ 128

Figure 6-1: GFC of Fusarium oxysporum extracts ....................................................... 131

Figure 6-2: SDS-PAGE of the concentrated Fusarium oxysporum extract (Lane 1).

M=molecular weight marker ........................................................................ 132

Figure 6-3: Identification of laccase secretion by Fusarium oxysporum ...................... 133

Figure 6-4: Effect of monosaccharides on LDPE biodegradation with mycelia (A)

and with cell-free extract (B) of Fusarium oxysporum. ............................... 135

Figure 6-5: Effect of disaccharides on LDPE biodegradation with mycelia (A) and

with cell-free extract (B) of Fusarium oxysporum. ...................................... 137

Figure 6-6: Effect of polysaccharides on LDPE biodegradation with mycelia (A)

and with cell-free extract (B) of Fusarium oxysporum. ............................... 139

Figure 6-7: Effect of alcohols on LDPE biodegradation with mycelia (A) and with

cell- free extract (B) of Fusarium oxysporum. ............................................. 141

Figure 6-8: The effect of period of incubation with laccase on oxidation, as reflected

by the carbonyl index ................................................................................... 143

Figure 6-9: Effect of manganese, copper, ferrous and zinc chloride on oxidation of

LDPE (measured by the carbonyl index) ..................................................... 144

Figure 6-10: Effect of concentration of sucrose on LDPE oxidation (measured by

the carbonyl index) ....................................................................................... 145

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Figure 6-11: Cumulative effect of co-metabolism on laccase-induced biodegradation

of LDPE ....................................................................................................... 147

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List of Abbreviations

ABTS 2,2'-azino-bis(3-ethylbenzthiazoline-6-sulfonic acid)

AFM Atomic force microscopy

AGRF Australian Genome Research Facility

APS Ammonium persulphate

ASTM American Society for Testing and Materials

BSA Bovine Serum Albumin

EPS Extracellular polymeric substance

GFC Gel filtration chromatography

HDPE High-density Polyethylene

LDPE Low-density Polyethylene

LLDPE Linear Low-density Polyethylene

MATH Microbial Adhesion Test for Hydrocarbons

PDA Potato dextrose agar

PDB Potato dextrose broth

PE Polyethylene

PET Polyethylene tetrapthalate

PS Polystyrene

PU Polyurethane

SDS Sodium dodecyl sulphate

SEM Scanning electron microscopy

UV Ultra-violet

XRD X- ray diffraction

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xxi

List of Symbols and Units

Angstrom A

Centigrade C

Centimetre cm

Millimetre mm

Micrometre m

Da Dalton

Hertz H

Kilohertz kH

Hour h

Minute min

Second sec

Kilojoule KJ

Megajoule MJ

Litre L

Millilitre mL

Microlitre L

Kilogram kg

Gram g

Milligram mg

icrogram g

Kilopascal kPa

Megapascal mPa

Mole M

Millimole mmol

Micromole mol

S Svedberg

N Newton

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CHAPTER 1

INTRODUCTION

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2

1.1. Introduction

Polyethylene (PE) is a miracle material of the plastics industry with the largest

tonnage worldwide (Brydson 1999). PE usage, particularly of low-density polyethylene

(LDPE) is growing daily. LDPE surpasses other PE types in many properties, making it

extremely popular for a wide range of applications. LDPE film is strong, durable,

thermally stable, odour free, heat sealable and resists chemical and biological attack

(Fellows 2000). In addition, the production cost of LDPE is low compared with other

types of PE. These factors have encouraged manufacturers to produce LDPE in vast

quantities to make a great variety of goods such as plastic bags, detergent bottles,

containers, wrapping films, soil mulch films and pipes. It was estimated that in 2011,

global LDPE production was 19.1 million tonnes, and this is expected to grow to 22

million tonnes in 2015 (Merchant Research and Consulting Ltd 2014).

Unfortunately, the increase in LDPE production and consumption has not been

compensated with proper disposal methods, resulting in its accumulation worldwide. Its

accumulation is negatively affecting terrestrial, freshwater and marine ecosystems, as

well as the organisms that live in these habitats. Marine animals mistakenly consume

plastic bags made from LDPE as a food product and die due to their inability to digest

it. Consumed LDPE enters the food chain when these animals are eaten by humans or

other animals (Knight 2013). LDPE-made plastic bags are also often mistakenly

ingested by grazing animals, which clogs their intestines and results in death by

starvation (Hosetti 2006).

Different types of LDPE disposal methods for have been developed with a

limited degree of success. For example, burying plastic in landfills, using incineration

and recycling consumed plastics. The landfill-disposal method requires empty land and

results in the emission of large volumes of toxic gases (Ebnesajjad 2012). These

emissions make the environment surrounding the landfill uninhabitable. Further, buried

plastics require a great deal of time to biodegrade completely (Stevens 2002). Post-

consumer recycling of plastics is not financially profitable and does not address the

problem of the increasing volume of plastics (La Mantia 2002). The incineration of

commercially available LDPE (along with its additives) is a controversial procedure

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3

because it results in the emission of polyaromatic hydrocarbons, carbon dioxide,

carbon monoxide, hydrogen chloride, hydrogen cyanide and phosgene into the

environment (Peacock 2000).

The degradation of LDPE by microbes is strongly recommended for their proper

disposal. This involves the conversion of the carbon atoms in recalcitrant plastics into

biological components that are harmless to the environment. Macrobiological and

microbiological degradation methods have been considered for the disposal of plastics

(Anderson et al. 1995). Macrobiodegradation involves the degradation of plastics by

insects, birds and other animals. Microbiological degradation involves LDPE

biodegradation by microbes, including fungi and bacteria (Hasan et al. 2007; Pramila et

al. 2012). The by-products of biodegradation (e.g., humus, carbon dioxide and

water) are generally eco-friendly and are able to be readily assimilated by living

organisms (Premraj & Doble 2005). Thus, biodegradation provides a viable alternative

for LDPE disposal.

Literature is available on the bacterial and fungal biodegradation of LDPE.

However, few efforts have been made to identify and isolate the types of microbes that

are suitable for the biodegradation of LDPE. As the degradation process depends on the

microbial strain employed, isolating a ‘perfect’ microbe is essential. The factors that

affect microbial biodegradation must be understood in detail to accelerate the process.

There is limited literature available on the enzymes that are involved in LDPE

biodegradation. The biodegradation mechanism of LDPE and its rate kinetics are not

known. In addition, co-metabolism of LDPE is not completely understood, although it

has been proven a major biodegradation accelerating factor (Volke-Seplveda et al.

2002).

1.2. Aim of this study

The aim of this study is to address the problem of LDPE disposal and how best

to accelerate its biodegradation. Biodegradation of LDPE, performed by either bacteria

or fungi, is a safer disposal method than incineration or landfill burying. However,

LDPE biodegradation by bacteria has been studied more extensively than fungal

biodegradation (Hadad et al. 2005; Chatterjee et al. 2010; Pramila et al. 2012).

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The biodegradation of LDPE requires an ideal microbe that is compatible with

the semi-anaerobic conditions that mimic the landfill environment. It must be

genetically stable and should possess tolerance for carbon dioxide, methane and other

biodegradation products. Most importantly, it should cause the highest possible weight

loss of LDPE in the lowest time possible. In this study, fungi possessing the

aforementioned characteristics will be isolated. In addition, the results of fungal

biodegradation of LDPE will be presented. While various strains of fungi were shown to

be capable of LDPE degradation, only Fusarium oxysporum will be studied in detail

due to its efficacy in this process.

The primary objective of this study is to identify methods to accelerate the

biodegradation of LDPE in natural or landfill environments. The rate of biodegradation

will be studied to identify any possible accelerating factors. To measure the extent of

biodegradation and the oxidation of polymers, a simple and inexpensive staining

technique is developed. Additionally, an attempt will be made to identify, isolate and

study enzymes that participate in biodegradation by Fusarium oxysporum (see Figure 1-

1).

The secondary objective is to check the effect of the co-metabolism of LDPE by

fungi in the presence of sugars and alcohols. Along with this, the reasons behind the

increase in LDPE biodegradation by co-metabolism will be investigated. Additionally,

the role of laccases in LDPE biodegradation will further be studied. The requirement for

biofilm formation during the course of biodegradation will be explored, as will the

mechanism of biodegradation and its rate kinetics.

In the following chapters, the present understanding of LDPE biodegradation

and the prerequisites for this method are presented. An overview of the methods and

materials that will be used in this study is provided, and the experimental results

describing the methods by which the selected fungi degrade LDPE are detailed. Finally,

the factors affecting LDPE biodegradation by these fungi are presented. After the

experimental results are described and discussed, methods that can be used to enhance

LDPE biodegradation are outlined. This work improves the current understanding of

LDPE biodegradation processes, and provides an important contribution towards the

development of new types of LDPE materials and better disposal processes.

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Introduction

5

Figure 1-1: Thesis structure

Literature review Why LDPE is not biodegradable? What are the factors influence rates of biodegradation? What is the mode of biodegradation? Is bio-film formation

necessary? Why co-metabolism encourages LDPE biodegradation?

Factors affecting biodegradation Micro nutrients

that encourage LDPE biodegradation

Effect of oxidation, presence of nitrates and phosphates

Degradation reaction kinetics

Conclusion and future studies Conclusion of factors that influence biodegradation and suggestions to

increase rate of biodegradation Conclusion of necessity of bio-film formation, effect of micro nutrients,

oxidation, reaction mode and its kinetics Laccase and its influence on oxidation and co-metabolism of LDPE Modifications needed to manufacture LDPE to encourage its

biodegradation

Examining fungal effect on LDPE LDPE surface

degradation by fungi

Functional groups degradation by fungi

Physical and chemical aspects of biodegradation

Material and methods Methods to activate LDPE for biodegradation and to isolate

fungi that can do biodegradation Surface characterisation and functional group analysis of

LDPE after fungal treatment Methods to check enzymes of biodegradation Methods to check effect of co-metabolites, laccase and salts

on LDPE

Laccase and co-

metabolism Identification

and separation of laccase

Laccase mediated biodegradation

Laccase influence on LDPE oxidation and co-metabolism

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CHAPTER 2

LITERATURE REVIEW

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7

2.1. Chapter overview

In this chapter, a detailed overview of the literature and prior research

underpinning this study will be presented. A detailed explanation of LDPE as a material

and its potential threat to the global environment is elaborated. The necessity for

improving the biodegradation of LDPE is stressed, using statistical evidence. Various

standards of biodegradation are elaborated.

In the second part of the literature review, previous research is drawn upon to

analyse the reasons for the bioresistance of LDPE. The mechanism of PE oxidation is

detailed to explain the molecular interactions that might participate in its

biodegradation. The importance of biofilm during the course of biodegradation is

described. Along with this, the role of the laccases and their importance in

biodegradation is also detailed. A detailed account of co-metabolism is provided, and

the possible mechanisms that occur during biodegradation are explained.

2.2. Introduction

2.2.1. PE

PE [IUPAC name polyethene or poly(methylene)] is a long-chain synthetic

resin obtained through the polymerisation of ethylene (C2H4) monomers. In its simplest

form a PE molecule consists of chains of covalently linked carbon atoms with a pair of

hydrogen atoms attached to each carbon atom (–CH2–). These chain ends are terminated

by methyl groups (–CH3) (Peacock 2000). PE plastic is characterised by toughness, low

moisture absorption, good chemical resistance, good electrical resistance, a low

coefficient of friction and ease of processing (Rosato 2004). It is the most widely used

plastic, with an annual production of approximately 80 million tonnes (Piringer &

Baner 2008). Depending on their density, these compounds are classified as high-

density polyethylene (HDPE), LDPE and linear low-density polyethylene (LLDPE).

2.2.2. HDPE

This is a high-density version of PE (0.941–0.965 g/cc), with a molecular

weight ranging from 5,000 to 250,000 Da (Aaron et al. 2010). It has a limited number

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8

of branches in its structure, allowing the polymer chains to pack closely together,

resulting in a dense, highly crystalline material (Carraher 2003). As HDPE exhibits low

swelling characteristics it is commonly used to pack juices, soft drinks and other food

materials. HDPE is comparatively easier to recycle than LDPE (La Mantia 2002). Like

the other PEs, HDPE is resistant to biodegradation.

Table 2-1: Physical and chemical properties of HDPE

Physical properties Chemical properties Rigid, hard, impact-resistant, more crystalline,

more resistant to shrinkage, water and stress

cracking than LDPE

Resistant to chemical corrosion

and hydrophobic in nature

2.2.3. LDPE

This is the low-density version of PE (0.919–0.955 g/cc) (Hilado 1998). Though

its chemical structure is similar to that of HDPE, unlike it, LDPE possesses high

frequency of branching with more tertiary carbon atoms in its structure. This branching

prevents the close approach of polymer molecules and results in decreased

crystallinity (Peacock 2000). This material is relatively soft, flexible and yet tough.

The most popular application of LDPE is foil, from which carrier bags, packaging

material and agricultural plastic are made. It is estimated that 500 billion tons of LDPE

are produced in the form of plastic bags annually (Knight 2013). Another important use

of LDPE is in soil mulching, where it is used as a covering material to prevent the

evaporation of water from the soil and maintain the moisture level during cultivation.

Table 2-2: Physical and chemical properties of LDPE

Physical properties Chemical properties Semi-rigid, translucent, low water absorption

rate, corrosion-resistant, soft surface and low

tensile strength

Generally chemically inert but

combustible at high temperature

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2.2.4. LLDPE

LLDPE is a linear polymer, with significant numbers of short branches (Scheirs

2009). LLDPE possesses higher tensile strength and higher impact and puncture

resistance than LDPE. It is very flexible and elongates under stress (Robertson 2012).

It has good resistance to chemicals and to ultraviolet (UV) radiation. LLDPE possesses

a narrow heat sealing range, making its processing difficult. LLDPE is very cheap

compared to other types of plastic such as nylon, poly(ethylene terephthalate) (PET)

and polystyrene (PS). It is used in manufacturing plastic wrap, stretch wrap, pouches,

Table 2-3: Physical and chemical properties of LLDPE

Physical properties Chemical properties Extremely flexible with tear, dart and impact

resistance

Melt index lower than LDPE (115–

130oC)

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Figure 2-1: Schematic representation of the three main varieties of PE: A) LDPE, B)

HDPE, C) LLDPE

PE can be further sub-classified depending on the frequency and types of

branching. These sub-classifications include ultra-high molecular weight PE, medium-

density PE and ultra-low molecular weight PE (PE WAX). Ultra-high molecular weight

PE is generally used to manufacture high stress resistant components like bearings,

gears and artificial joints. PE WAX is used to manufacture emulsions and polishes.

Among the PE varieties mentioned above, LDPE is the most useful and widely

used variety, in the form of plastic bags. It has been estimated that somewhere between

500 billion to a trillion plastic shopping bags are used every year (Islam 2008). Along

with this, Global demand for LDPE is expected to grow at around 2.6 % (Sagel &

HDPE

LDPE

LLDPE

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11

Pemex 2012). Adding to this, developing countries such as India and China are

expected to consume more LDPE in the future (Platts McGraw Hill Financial 2014).

Australia produces around 13×105 tonnes of plastic per annum, mostly in the

form of plastic bags, while it consumes 7 billion plastic bags annually (Brown

2003). The United States of America (USA) uses approximately one billion plastic

bags annually, resulting in 300,000 tons of landfill waste (Environmental Protection

Agency 2012).

The next largest use of LDPE is in agriculture for soil mulching. Mulching films

are used to suppress weeds, reduce the loss of moisture from soil, decrease the use of

chemicals in weed control, reduce water consumption and to speed up crop development

(Schettini et al. 2012). It has been estimated that the global consumption of LDPE

mulching films in horticulture is around 700,000 tons per year (Espi et al. 2006).

After consumption, plastic bags are generally discarded, creating an ecological

menace. Once discarded, they either enter landfills or marine ecosystems. Lightweight

plastic grocery bags are more harmful due to their propensity to be carried away by

wind and cause aesthetic damage to their surroundings. Moreover, removing these bags

from the streets is expensive and time-consuming. Discarded plastic bags are often eaten

by birds and cattle, resulting in their death (Norton 2005). Plastic bags also clog

stormwater drains and cause floods (Wehr 2011).

Discarded plastic bags also end up in the oceans and cause severe damage to

marine ecosystems. The obvious adverse effect associated with plastic bag debris in the

oceans is aesthetic. As LDPE has a lower density than water, it floats on the ocean

surface, creating a visual menace (Majumdar 2007). Marine wildlife often consumes

plastic bags, either inadvertently in the process of feeding, or deliberately because they

mistake the plastic bags for food. For example, whales and sea turtles often mistake

plastic bags for squid or jellyfish and ingest them (Schuyler et al. 2012). This ingested

plastic may lead to starvation or malnutrition as marine debris collects in the animal’s

stomach. Marine life can become entangled in plastic debris, and thus become ensnared.

This entanglement can lead to suffocation, starvation and drowning, as well as increased

vulnerability to predators or other injury. Plastic bags are generally made with a variety

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12

of additives such as plasticisers, fillers and antioxidant pigments, some of which prove

toxic (Jana & Banerjee 1999). As plastics break down, the microscopic fragments

(microplastics) generated can be consumed by fish and thus enter the food chain

(Meenakshi 2012). In addition, marine debris can harm important components of the

economy, including marine tourism, fishing and navigation.

Moreover, the LDPE used for mulching contributes to the pollution problem.

This is in general known as ‘white pollution’ (Hardwick & Gullino 2010). Most of the

mulching film degrades within one year after usage, but the rest of it accumulates in

arable land and pollutes both the ecological environment and the landscape (Stevens

2002). In 2004, it was estimated that 143,000 tons of plastic mulch were disposed of in

the US, either in landfill or by being burned on site, releasing carcinogens in to the air

(Shogren & Hochmuth 2004). In addition, LDPE can be found in other agricultural

operations as silo bunker covers, silage bags, haylage covers, greenhouse covers, bale

wrap and row covers which all contributing to the soil pollution problem. Furthermore,

in recent years, LDPE use has extended to many industries, ranging from the

manufacturing of common household goods to medical devices (Lambert et al. 2001).

2.3. Production of LDPE

LDPE is produced by high pressure polymerisation of ethylene gas. In an

autoclave reactor, ethylene is pressurised to more than 138 MPa and heated to more

than 150 °C. To these monomers units, a small amount of initiator (oxygen or peroxide)

is added to activate the ethylene monomers. This addition initiates the polymerisation

process of ethylene, yielding PE (Yam 2010).

(CH2=CH2) Catalyst and high temperature (-CH2-CH2-)n

Figure 2-2: PE formation

LDPE possesses the strongest carbon-carbon bond (C–C) in its backbone.

Disruption of this bond requires higher energy. The dipole moment between these

carbon atoms is negligible, making the polymer inert towards chemical and biological

substances.

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2.4. Oxidation of LDPE

LDPE biodegradation is normally achieved by the oxidative formation of

functional groups in its polymer matrix. This is primarily achieved by photo-oxidation

with UV radiation. LDPE can be deteriorated by photo-oxidation in natural weathering

conditions (Andrady 2003).

2.4.1. Photo-oxidation

Photo-oxidation of LDPE involves the excitation of the polymer by UV

radiation (λ=100–400 nm). At first, the photon energy of UV radiation is absorbed by

impurities or chemical constituents of the polymer (chromophores). Then these

chromophores participate in oxidative reactions to form free radicals. These reactions

are collectively called Norrish-type reactions. The photo-oxidation of LDPE comprises

four stages: initiation, propagation, branching and termination.

Initiation: involves the absorption of photon energy by chromophores in the

LDPE, which leads to the formation of free radicals in the LDPE matrix.

Chain propagation: involves the reaction with oxygen to produce peroxy and

alkyl radicals. These compounds interact with hydrogen cations to form polymer

hydroperoxide.

Chain branching: involves the formation of oxy radicals and hydroxyl radicals

of the polymer.

Chain termination: involves the reaction of the free radicals generated as

described above with each other to produce non-radical compounds.

Oxidation leads to the formation of reactive groups such as ketones, alcohols,

carboxylic acids and dicarboxylic acids. It results in a decrease in the average molecular

weight of LDPE (Cheremisinoff 1989) and also leads to the formation of alkyl radicals

such as ~CH2 –CH2* and ~CH2-CH2*-CH2~ (Ravve 2012). Due to the presence of free

radicals in the polymer matrix, oxidation of LDPE also occurs during the post-

irradiation period. The rate of photo-oxidation depends upon the availability of oxygen

in the LDPE sample. It can be described by Figure 2-3.

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14

PH

+ h

H* + P*

O2

POO*

+ PH

POOH + P*

P* + H2O + PO* PO* + OH*

+ PH + PH

POH + P* + PH

H2O + P*

Initiation

Propagation 1

Branching

Propagation 2

Termination: POO* + POO* POOP+O2

P* + P* P-P

PO*+H* POH

P* +H* PH

Figure 2-3: Schematic representation of the auto-oxidation process (Peacock 2000)

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2.5. Traditional methods to dispose of LDPE

Currently, there are three methods of reducing the quantity and environmental

impact of LDPE waste are in practice. They are burying LDPE in land fill, incineration and

recycling. These methods are detailed below.

2.5.1. Landfill

Landfills are the physical facilities used for the disposal, compression and

embankment fill of LDPE in the surface soils of the earth (Ebnesajjad 2012). Burying

LDPE in the land fill is a traditional disposal method. At first landfill was traditionally

selected to dispose LDPE, because of its low cost. Later it became highly expensive

because the cost of available landfill sites rose. LDPE made plastic bags will take many

years to completely degrade that were disposed in to landfills (Stevens 2002). During

their degradation they produce harmful by products in to the surrounding. Along with

this, the leaching of additives of LDPE additionally damages the environment.

2.5.2. Incineration

Incineration is the combustion of waste LDPE material, converting it into carbon

dioxide and water. This was the most popular disposal method in the 1970s

(Goodship 2007). In this process, thermal energy from LDPE is recovered and can be

used to generate electricity or fuel pellets (Vlachopoulos 2009). It has been calculated

that combustion of 1 kg of LDPE yields around 43.3 MJ, which corresponds to 0.25

kg of pit coal (Arvanitoyannis 2010).

Unfortunately, incineration of commercially available LDPE (which contains

additives) produces toxic products, including phosgene, hydrogen chloride, hydrogen

cyanide and the greenhouse gases carbon dioxide and carbon monoxide (Peacock

2000). These compounds can not only cause respiratory difficulties in humans but also

damage the ecosystem. Incineration of LDPE and many other plastics is still in

practice, contributing to air pollution and presenting a severe threat to the environment.

2.5.3. Recycling

Recycling is a reprocessing method for turning waste plastic into useful

products. Recycling of LDPE, especially in the form of plastic bags, is in practice.

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Recycling can be classified as either pre-consumer recycling (primary recycling) and

post-consumer recycling (secondary recycling) (La Mantia 2002). Primary recycling

involves the recycling of scrapped and damaged LDPE during manufacturing. It is

generally practiced on the premises of manufacturing sites. For secondary recycling,

discarded plastic bags or mulch films are taken to another site for processing. LDPE is

generally recycled along with LLDPE, as they share similar properties and uses.

Though recycling is widely practiced it has several disadvantages. Recycling

involves heating polymers, which may cause oxidation of the polymer chains and alter

the properties of its constituent molecules (Moeller 2008). The quality of the LDPE

generated in this way decreases with the number of cycles performed. Recycled LDPE

films exhibit decreased tensile strength, decreased impact resistance and glow, which

diminish the quality and commercial importance of the product. In addition, the LDPE

recycling process is expensive, complicated and labour-intensive (Farag 2013). LDPE

bags usually contains commercial additives that make the recycling process less

profitable, while removing these additives compromises the quality of the recycled

product (La Mantia 2002). In practice, used LDPE mulch films have organic matter

attached to them, which interfere with recycling. Further, the presence of minute

quantities of polyurethanes (PU) and pesticide residues hampers the chemical processes

involved in recycling. Recycled products are seldom approved for applications

involving contact with food. These problems limit opportunities for the recycling of

LDPE. Sorting plastic types is another practical problem associated with recycling (La

Mantia 2002). On top of these problems, recycling does not address the core issue of the

ever-increasing volumes of LDPE.

2.6. Attempts to change the nature of LDPE

As the recalcitrance of LDPE to biodegradation stems from its chemical

composition, several attempts have been made to change this, which have led to the

invention of modified versions of LDPE. These can be classified as bioplastics, oxo-

PEs and biodegradable PEs. Among these, bioplastics were the first to be manufactured

and are now in considerable demand.

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2.6.1. Bioplastics

Bioplastics are carbon-based polymers with biodegradable components in their

structure that initiate oxidation and further degradation. The biological components of

bioplastics are generally derived from carbohydrates or vegetable oils (e.g., starch,

cellulose and pectin) (Stevens 2002). Soil disposal of these polymers favours biological

activity on their biological component, which leads to their biodegradation. The rate and

extent of biodegradation of bioplastics is dependent on factors such as the amount of the

biological component, the type of component and its distribution throughout the

polymer.

2.6.2. Starch-based LDPE

Starch is a plant-produced hygroscopic, translucent natural carbohydrate.

Bioplastics made of starch are semi-crystalline materials, composed of destructured

starch and plasticisers (Domb et al. 1997). The most widely used bioplastics are made

from starch as they are relatively inexpensive compared to other bioplastics (Timings

2004). Starch can easily be mixed with LDPE to produce bioplastics (Fellows 2000).

The composition and nature of starch-based LDPE can be modified by changing the

concentration of starch or by esterification, etherification and grafting (Kalia et al.

2011). The main idea behind these starch-based biopolymers is that upon

disposal in bioactive soil, the starch degrades rapidly, leaving behind the porous

polymer matrix (Kalia et al. 2011).

The main problem with starch bioplastics arises from the hygroscopic nature of

starch and its poor mechanical stability (Tucker et al. 2004). As the esters of starch are

more resistant to water, esterification of starch was introduced as a solution to this

problem. This resulted in manufacturing bioplastics with starch esters, or of blends of

starch with LDPE (Arvanitoyannis et al. 1998). Thus, manufactured starch-LDPE

composites are generally more expensive than traditional polymers.

2.6.3. Cellulose-based LDPE

Another class of LDPE bioplastics are made from cellulose. These composites

are stronger than their starch-based analogues. The hydroxyl groups of cellulose exhibit

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differences in regiochemistry and polarity, making it highly reactive to form LDPE-

cellulose composites (Kabasci & Stevens 2013). Thus, formation of esters and ethers of

cellulose is relatively easier than in the case of starch-based LDPE. Cellulose esters and

ethers that are linked with LDPE have been recognised to have better mechanical

quality. They also show better dyeing capacity and improved physical properties

(Medina-Gonzalez et al. 2012). Cellulose–LDPE composites are mostly used for

packaging. They are good for heat sealing and saving moisture, but are not tear and

moisture resistant. This limits their usage and demand in the market.

2.6.4. Lactic acid-based LDPE

Polylactic acid (PLA) is one of the preferred materials for bioplastics. It is

formed in a polycondensation reaction, in which the hydroxylic and carboxylic groups

of lactic acid (monomer) reacts with each other to form PLA (polymer) (Auras et al.

2011). PLA is not mechanically resilient, but its mechanical properties can be improved

by blending it with LDPE (Auras et al. 2011). As the microbial production of lactic acid

is cost-effective this is preferred over its chemical synthesis from polymerisation of

lactic acid. PLA forms composites with starch, caprolactone and chitosan, resulting in a

range of physical properties. These composites are non-volatile and odourless, and

hence are preferred over other bioplastics.

In terms of appearance, PLA-based LDPE composites are attractive for

packaging. Their hydrolytic properties make this composite useful in making adhesives

and binders. Along with this, it can be used in heat-resistant applications such as

manufacturing microwavable containers and electronic equipment. Compared to

standard LDPE, this bioplastic is more flexible but also more expensive.

2.6.5. Lignin-based LDPE

Lignin is an amorphous, aromatic plant-derived polymer that is relatively

inexpensive for manufacturing bioplastics. Lignin possesses low mechanical strength in

its native form, while blends of it with LDPE show high mechanical strength (Brenes

2006). Due to its phenolic chemical nature it can be easily modified and blended with

LDPE powder by a melt-blending process. Moreover, lignin acts as an absorber of UV

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radiation and stabilises LDPE polymer (Brenes 2006). Like many other bioplastics,

lignin-based LDPE is also an expensive composite.

Despite their environmental appeal, LDPE bioplastics also have several serious

shortfalls. They are generally more expensive than traditional LDPE (Tolinski 2011).

Also, they have inferior mechanical and physical qualities, making them less preferred

by the manufacturing industry.

2.7. Oxo-PE

Oxo-PE is typically PE to which a prodegradant (metal salts) has been added to

accelerate the reaction of LDPE with atmospheric oxygen (Robertson 2012). Upon

disposal in bioactive soil, the constituent photo-reactive metal ions react to UV radiation

to induce chain scission of the polymers. This disintegrates the high molecular weight

fractions of the polymer backbone into low molecular weight carbon chains. These

chains are then small enough to be metabolised by the soil microbiota. The most

commonly used metals in these polymers are the trace metal ions zinc, manganese and

iron (Koutny et al. 2006); these are known as prodegradants.

Oxo-PEs are designed to maintain the useful properties of plastic throughout

their lifetime and be competitive with traditional materials. Various types of oxo-

PEs are available with a range of prodegradants, including photo-degradable,

biodegradable and photo-biodegradable agents (Scott 2003). Most of these comprise

transition metal ions, which tend to form much lower molecular mass scission chains.

Following activation by metal ions, bacterial species such as Nocardia asteroides and

Rhodococcus rhodochrous degrade the low molecular weight fractions of the carbon

chains (Scott 2003). Oxo-PEs can also be recycled, during which process the metal ions

are neutralised.

These polymers have certain disadvantages. Accumulation of prodegradants in

the environment changes its natural composition and is sometimes fatal for

microorganisms (Thomas et al. 2010). Moreover, these plastics are relatively expensive

and as they take longer to biodegrade are not suitable for landfills (Thomas et al.

2010). Indeed, the extent of biodegradation of oxo-plastics is unclear. According to the

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American Society for Testing and Materials (ASTM) D6400 standard, this kind of

plastic is classified as non-biodegradable (Koyikkal 2013).

Oxo-PEs contain metals that compromise the recycling process when mixed

with normal plastics. Moreover, partially degraded oxo-plastics and their products can

attract and store pre-existing toxic products in the environment. If these polymers enter

the food chain, they may adversely affect human health. As a further harmful effect on

the environment, LDPE with prodegradants has been shown to produce 90 % carbon

dioxide upon disposal in landfills (Thomas et al. 2010).

2.8. Degradable PE

These PEs contain reactive groups or unsaturated carbon bonds in their polymer

chains that increases their susceptibility to biological attack. These reactive groups

(carbonyl, ester, or aldehyde) are introduced into the polymer matrix during

polymerisation. For example, carbonyl groups are introduced into the polymer chain by

co-polymerisation. In this method, ethylene monomers are allowed to react with carbon

monoxide to form carbonyl groups in the polymer backbone (Bremer 1982).

Alternatively, carbonyl groups can be introduced into the side chains by the co-

polymerisation of ethylene with vinyl ketone monomers (Sitek et al. 1976). In addition,

introduction of diene content into LDPE increases its biological susceptibility. The rate

of degradation is dependent on the diene content of the polymer (Scott 2007). Further,

introduction of unsaturation into LDPE can be achieved by new generation Ziegler–

Natta catalysts (Lemaire et al. 1991).

Another version of degradable LDPE is hydrolysable LDPE. This can be

prepared by the introduction of ester groups into the chain by co-polymerising ethylene

monomers with 2-methylene-1,3-dioxepane in the presence of toluene (Bailey et al.

1990). Alternatively, ester groups can be introduced into the main chains of the polymer

by reacting ethylene monomers with 2-methylene-1,3-dioxepane and carbon

monoxide in the presence of a free radical initiator (Austin 1994).

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Degradable LDPE is successful in satisfying the reduced plastic visibility

criterion. However, upon degradation it releases polymer fragments and additives into

the soil, which raises important ecological concerns (Roy et al. 2011).

2.9. Various standards of biodegradation

The ASTM is recognised worldwide for setting the standards for testing

materials. The D6400 standard describes the degradation of plastics and plastic products

under aerobic composting conditions (Niaounakis 2013). In this standard the rate and

products of biodegradation are also mentioned and described. The intention is to set the

standard for the labelling of biodegradable plastics. According to these standards, all

biodegradable products that are composed of a single polymeric material must be 50 %

mineralised after 6 months, while those composed of various materials must be

mineralised to 90 % (Rudnik 2008) in 6 months. Along with this, the by-products of

biodegradation must be non-toxic and should not discourage plant growth in the

compost.

The Commonwealth of Australia follows similar standards for labelling

biodegradable plastics (Standards Australia 2006). These are similar to the European

standards (EN13432), except that they include an animal eco-toxicology test. In these

standards, the materials must pass characterisation, biodegradability (aerobic),

disintegration and eco-toxicology tests and a recognisability test. The characterisation

tests examine the material for the possible release of harmful chemicals into the

environment, while the biodegradability tests involve measurement of the material’s

emission of carbon dioxide, methane and other chemicals upon degradation. These tests

also examine the alterations caused by biological action on the test material. The

disintegration test checks the propensity of the tested material to fall apart upon

biodegradation. The tested material must disintegrate into fragments smaller than 2 mm

in 12-week pilot-scale composting bins under aerobic conditions. The eco-toxicity tests

measures the toxicity exhibited by soil containing the biodegraded products (that is, the

compost). This is done by testing the toxicity to earthworms and plants.

In the case of animal eco-toxicity, the morbidity rates and weights of surviving

earthworms are measured, whereas in the plant eco-toxicity test, biomass and

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germination rates are used as indicators. The recognisability test addresses the proper

labelling of the product. According to these standards, a minimum of 90 %

biodegradation of plastic materials must be achieved within 180 days of composting,

and the original plastic must contain more than 50 % organic matter. Oxo-PE plastics

require more time to biodegrade and thus they are not considered biodegradable.

The biodegradation of polymers is represented by these equations (Chiellini et

al. 2001):

Aerobic biodegradation

C polymer + O2 CO2 + H2O + C residue + salts

Anaerobic biodegradation

C polymer CO2 + H2O + C residue + salts + CH4

The rate of biodegradation must be consistent within a prescribed pathway. The

Deborah number (D) was proposed to distinguish between biodegradable and non-

biodegradable polymers.

D = time of degradation/human lifetime

Non-biodegradable polymers have higher D values than biodegradable polymers

(Domb et al. 1997).

2.10. Terminology of biodegradation

Biodegradation is a broad term without a precise definition. In simple terms,

biodegradation can be defined as a natural process by which organic chemicals are

converted to simpler compounds and mineralised (Ren 2011). In 1992, an international

workshop on biodegradability was held in Annapolis, Maryland, US, to define the terms

of biodegradation (Adsantorian 1992). The participants agreed to these important

points:

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Materials that are manufactured as biodegradable must mention the

specific disposal method (e.g., sewage treatment, denitrification or

anaerobic sludge treatment) to be used.

The rate of degradation of a biodegradable material should be

consistent with the disposal method and other components of the

biodegradation pathway to control its accumulation.

The biodegradation pathway should lead to the formation of

intermediate products like biomass and humic acid, while the final

products should be carbon dioxide and water.

The biodegradation pathway should not be negatively influenced by

products formed due to the degradation.

According to ISO 472:1988, biodegradable plastics are designed to undergo a

change in chemical structure under specific environmental conditions, facilitated by

naturally occurring microorganisms. This results in a loss of some properties as

measured by standard tests and methods appropriate to plastics. The Japan BioPlastics

Association proposed that polymers can be classified as biodegradable plastics if they

can be changed into lower molecular weight compounds in a process that involves

metabolism by naturally occurring organisms in at least one step.

The latest definition was provided by ASTM in standard D-5488-94d.

According to this document, biodegradation is defined as a process in which the

decomposition of a material occurs predominantly by the enzymatic action of

microorganisms that convert these materials into carbon dioxide, methane, water,

inorganic compounds and biomass (National Institute of Industrial Research 2006). The

biodegradation process can be measured by standard tests over a specified time,

reflecting the available disposal conditions.

2.11. Mode of biodegradation

Biodegradation of solid polymers like LDPE occurs generally by two methods

i.e. surface erosion method or bulk degradation method (Ratner et al. 2012). In surface

erosion method, the polymer starts to degrade from the exterior portion to interior

leading to the thinning of it with time. In this type of biodegradation, molecular weight

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of polymer remains constant. Rate of surface biodegradation is generally follows zero

order kinetics and depends on the available surface area of polymer (Kumbar et al.

2014).

In bulk erosion, polymer biodegradation occurs throughout the polymer matrix

at the same time. Molecular weight decreases with the increasing time and the matrix

dimensions remains constant till the total mechanical failure. In this type of

biodegradation polymer allows penetration of water into the bulk of material (Ratner et

al. 2012). Usually bulk erosion follows first order kinetics (Bader & Putnam 2014).

Figure 2-4 schematically indicates surface and bulk biodegradation of LDPE.

Figure 2-4: Biodegradation by bulk degradation (A) and by surface erosion (B)

The determination of whether a material undergoes surface erosion or bulk

erosion depends on various factors. They are linkage between monomers, method of

chain scission of polymer back bone, mechanism of hydrolysis of monomer units, glass

transition temperature, surface-to-volume ratio and porosity of polymer (Domb &

Kumar 2011). Primarily it depends on hydrophobic nature of polymer matrix. Following

A. Bulk erosion

B. Surface erosion

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this polymer architecture and its thickness also plays an important role in determining

its biodegradation mechanism (Ratner et al. 2012).

2.12. Types of LDPE biodegradation

Biodegradation of LDPE can be classified as macrobiological and

microbiological. Some reports suggest that certain insects can secrete fluids that degrade

PE films (Anderson et al. 1995). This is an example of macro (passive) biodegradation

that leads to the deterioration of PE particle size. However, it is a rare process and its

impact is negligible. Active biodegradation by microbes is comparatively faster, with

bacteria and fungi commonly used. Bacteria prefer simple carbon sources (i.e., glucose)

for metabolic purposes. In a selective environment in which carbon sources are

restricted, bacteria and fungi can consume polymers. This process is made more

efficient by the isolation, enrichment and study of microbes that degrade polyolefins

such as LDPE.

2.13. Previous attempts to degrade LDPE

Attempts to biodegrade LDPE in its native form have been made with little or no

success. LDPE has been found to emit only 0.2 % carbon dioxide when incubated in

bioactive soil for more than 10 years (Albertsson 1977; Albertsson & Banhidi 1978). In

other words, the biodegradation of LDPE is almost negligible over 10 years. In order to

explain this, several closely related reasons have been proposed. In this section of the

literature review, these reasons are explained and analysed.

2.13.1. The high molecular weight of LDPE

LDPE’s resistance towards biodegradation stems from its high molecular

weight. It has been shown that low molecular weight paraffins (e.g., PE) are readily

degraded by microbes (Albertsson & Karlsson 1993), while their biodegradability

decreases with increasing molecular weight (Potts et al. 1973). It has been demonstrated

that PE chains with weights of more than 450 Da (C32) are not biodegradable and cannot

be used as a carbon source by microbes (Peacock 2000). In the case of hydrocarbons,

n- alkanes and branched alkanes with C10–C20 are easily biodegradable, while longer

chains of more than 20 carbon atoms are difficult to biodegrade (Speight &

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Arjoon 2012). This indicates that as the chain length increases, resistance towards

biodegradation also increases.

2.13.2. The hydrophobic nature of LDPE

The hydrophobicity of LDPE is another reason for its resistance to

biodegradation. In general, microbes are attracted to hydrophilic surfaces or substrates

due to the charge on their cell membranes. This results in the formation of a biofilm,

which is believed to be the initial phase of biodegradation. Hydrophilic polymers adsorb

water into their structure, encouraging the formation of biofilm by microbes and

initiating biodegradation. Thus, like proteins or carbohydrates, hydrophilic polymers are

easily biodegradable. In contrast, as LDPE is hydrophobic, it resists biodegradation

(Hatada et al. 1997).

2.13.3. The 3-D structure of LDPE

The cross-linked chains of these polymers are also responsible for their

resistance to biodegradation. This type of structure prohibits biological entities from

entering the bulk of the polymer, suppressing biological activity, and hence

biodegradation. Branched hydrocarbon chains are more resistant to biodegradation than

their linear chain isomers (Vandecasteele 2008). Likewise, non-crystalline synthetic

polymers are generally more biodegradable than crystalline ones (Ahmed et al. 2012).

Other factors, such as the surface properties of polymers and their

stereochemistry, also influence biodegradation. Polyhydroxybutyrate with atactic side

chains is less biodegradable than its isotactic analogue (Kemnitzer et al. 1992). It

has also been observed that rough surfaces are more biodegradable than smooth ones

(Moore & Saunders 1998). Biodegradation depends on the utilisation of the polymer by

various microbial species. It has been demonstrated that bacterial consortia were more

efficient than a single Aspergillus strain (Mark 2007). Observation of LDPE buried in

soil indicated an increase in the average molecular weight. This indicates that the smaller

polymer chains were biodegraded by microbial consortia, leaving high molecular

weight polymeric chains intact.

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2.14. Surface characterisation techniques

In order to trace LDPE biodegradation, it is essential to characterise the surface

of LDPE by surface characterisation techniques. These techniques will provide the most

useful data regarding the mechanisms of biodegradation. Techniques for the physical

and chemical characterisation of LDPE surfaces are discussed below.

2.14.1. FT-IR

FT-IR is a non-destructive, micro-analytical technique that is used to check

chemical composition and bonding arrangements of LDPE. It is accepted by the ASTM

to analyse polymers like LDPE (Lampman 2003). FT-IR uses infrared energy to

produce vibrations within the molecular bonds of the polymer. During this excitement,

transition from one vibration state to another occurs at characteristic frequencies,

revealing the structure of the sample (Bower & Maddams 1992). Molecules exhibit

different vibration states depending on their chemical bonding. These vibrations can be

classified as either stretching or bending vibrations.

Stretching vibrations: In this mode, the distance between the two atoms on the

bond remains the same while they vibrate with the atoms of the bond remaining in the

same bond axis. Stretching vibrations are sub-classified as symmetrical and non-

symmetrical stretching. In the case of symmetrical stretching, both atoms move in or out

simultaneously, while in asymmetrical stretching one atom moves in, while the other

moves out. In the case of the LDPE spectrum, symmetrical and asymmetrical bond

stretching can be observed with –CH2 approximately at 2,855 cm-1 and 2,920 cm-1

respectively (Gulmine et al. 2002).

Bending vibrations: In this vibration type, the atom position changes relative

to the original bond axis. These vibrations occur in four types:

Scissoring: In this mode of vibration, the movement of atoms is in the opposite

direction, with a change in both bond angles and axes relative to the central atom.

Rocking: In this type of vibration, movement of atoms takes place in the same

direction, with a change in their bond axes with respect to the central atom.

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Wagging: In this movement, both the atoms move simultaneously above and

below with respect to the common atom.

Twisting: In this movement, both atoms move above and below at different

times with respect to the common atom (Mohan 2004).

LDPE polymers show all of these vibrational states, most of which can be

identified by FT-IR. Table 2.4 shows the vibration modes of atoms of LDPE and their

signal intensities from its FT-IR spectrum.

Table 2-4: Assignment of IR absorption peaks for LDPE (Gulmine et al. 2002)

Band (cm-1) Assignment Intensity of signal

2,919 CH2 asymmetric stretching Strong

2,851 CH2 symmetric stretching Strong

1,473 and 1,463 Bending deformation Strong

1,377 CH3 symmetric deformation Weak

1,366 and 1,351 Wagging deformation Medium

1,306 Twisting deformation Weak

1,176 Wagging deformation Very weak

731–720 Rocking deformation Medium

FT-IR may operate in either the transmission or the reflection mode. The

apparatus consists of an IR source, an interferometer, a sample holder and an IR

detector (see Figure 2-5). The IR source produces infrared radiation that exits through

an aperture and impinges on an interferometer, which then produces an interferogram

signal that has all the IR frequencies encoded in it. The resultant beam from the

interferometer enters the sample compartment, reflecting off or being transmitted

through the sample. Finally, the beam passes to a detector which is designed to measure

the interferogram signal generated from the sample (Smith 2011).

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Figure 2-5: Schematic diagram of an FT-IR spectrometer

Though FT-IR is a qualitative technique it can be used to derive quantitative

data from the spectrum. The crystallinity of LDPE and the absorption intensities of its

functional groups can be calculated using FT-IR. Changes in these functional group

intensities may reveal the chemical reactions that occur during biodegradation. These

functional group intensities can be calculated using the following formulae:

Keto carbonyl bond (C=O) index = I1715/I1465

Ester carbonyl bond index = I1740/I1465

Vinyl bond index = I1640/I1465

The percentage crystallinity can be calculated from the FT-IR spectrum using

the following formula (Zerbi et al. 1989):

Where Ia and Ib are the absorbance values determined from the bands at 1,474

and 1,464 cm-1 or 730 and 720 cm-1. According to Kaci et al. (1999), using 730 cm-1 and

720 cm-1 is preferable to using 1,474 cm-1 and 1,464 cm-1.

2.14.2. Raman spectroscopy

Raman spectroscopy is used to identify weaker signals that are not observed in

the FT-IR spectrum of LDPE. This technique offers a completely non-destructive option

Interferometer Interferogram Sample

Detector Computer, FFT Spectrum

Source

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for surface analysis (Koenig 1999). Beyond general characterisation of LDPE, Raman

spectroscopy also probes crystallinity and indicates its molecular weight.

Raman spectroscopy relies on the Raman effect. When monochromatic light is

focused on a molecule, it can be either scattered or absorbed. Most of the scattered light

will have the same frequency as the incident light (Rayleigh scattering). However, a

small fraction of the monochromatic light (~1 in 107 photons) will be scattered

inelastically at frequencies that are different from the incident photons (Atkins & de

Paula 2013). The energy difference between the incident and scattered photons is

proportional to the vibrational energy of the molecule. This process of energy exchange

between scattering photons and the incident photons is called the Raman effect. Raman

spectroscopy selectively collects these inelastically scattered photons.

Raman instrumentation consists of a microscope, an excitation source (laser),

filters, slits, a diffraction grating, the necessary optics, a detector and analytical software

(see Figure 2-6). A laser light (green or red) impinges on neutral density filters that

decrease the intensity of the laser beam that passes through them. The laser beam then

passes through a spatial filter, which focuses the beam on the sample. This light is then

directed to the microscope attached to the sample. Once the laser beam impinges on the

sample, both elastically and inelastically scattered light emerges from it. A holographic

filter removes elastically scattered light on the return path. Inelastically scattered light is

then separated by the diffraction grating into discrete wavelengths, and each frequency

is measured simultaneously. The final Raman signal is directed to the detector,

producing the resultant spectrum of the sample (Begum et al. 2010).

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Figure 2-6: Schematic representation of Raman spectrometer (Begum et al. 2010)

Raman spectra can also be used to obtain quantitative data on LDPE. It has been

observed that the intensity of emission at 890 cm-1 inversely indicates the approximate

molecular weight of LDPE (Lobo & Bonilla 2003) (i.e., if the emission intensity at 890

cm-1 is high, the approximate molecular weight of LDPE is low and vice versa). Also,

the amorphous proportion quantity of LDPE can be calculated by measuring relative

intensities at 1,080 nm using Strobl et al.’s formula (Strobl & Hagedorn 1978):

αa = I1,080/0.79

Raman spectroscopy can be used as a complementary technique to FT-IR.

Vibrational modes of atoms, such as scissor vibrations and rocking vibrations, are

barely visible in FT-IR spectra while they are very clear in Raman spectra. Likewise,

asymmetric stretch is barely visible in Raman spectra, while it is clearly visible in FT-

IR spectra (Koenig 1999). Table 2.5 summarises the assignments of Raman bands of

LDPE (Sato et al. 2002).

Microsco

pe Holograp-

hic filters Slit

Diffraction Grating

Dove

CCD

Camera

Laser

Mirror

Rejection

Filter

Spatial

filter

Sample

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Table 2-5: Wave numbers and their corresponding portions

Wave number in cm-1 Nature of peak Features

1,437 Amorphous CH2 bending vibration

1,292 Crystalline CH2 twisting

1,126 Crystalline Symmetric C–C stretching

1,062 Crystalline Asymmetric C–C stretching

897 Amorphous C–C stretching (short branches)

2.15. Surface visualisation

Fungal treatment may result in permanent changes on the LDPE surface.

Visualising these changes in detail could increase our understanding of the

biodegradation process. The atomic force microscopy (AFM) and scanning electron

microscopy (SEM) techniques that were employed to characterise LDPE surface are

discussed in the sections below.

2.15.1. AFM

AFM is a surface scanning technique that allows mapping and measuring of the

topography of materials such as LDPE (Dorobantu & Gray 2010). The basic principle

of AFM is that a probe is maintained in close contact with the sample surface with the

help of a physical mechanism. As the probe scans the surface of the sample, the change

in sample surface and probe distance is monitored and recorded (Haugstad 2012). The

most commonly used type probes are micro-fabricated silicon (Si) or silicon nitride

(Si3N4) cantilevers with integrated tips. AFM can be performed in two types of scanning

modes: the contact mode (static mode) and the semi-contact mode. In the contact mode,

the tip or probe is in constant contact with the sample surface. The probe maintains a

constant force between the tip and the surface of the sample. In the semi-contact mode,

or tapping mode, the tip of the probe ‘taps’ the surface of sample. Here, the probe is

allowed to oscillate at a value that is close to its resonant frequency. When the probe

oscillates near the sample surface, the amplitude of this oscillation decreases. Thus, as

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the surface is scanned by the probe, the oscillatory amplitude decreases or increases,

depending on the topography of sample (Bowen & Hilal 2009).

AFM instrumentation consists of a sample mount, a laser source, a

discriminator, a detector and the output (McMahon 2008). The laser is focused on the

tip that is attached to the cantilever. When the tip moves over the surface, the cantilever

also moves along, and with it the laser as well. This deflection is recorded by a

photodiode detector and is converted into the topographical information of the sample.

AFM produces topographical information that is displayed by using colour maps

for height. It can also be used to measure the sample elasticity by pressing the tip of the

cantilever into the sample and measuring its deflection. AFM is used to measure the

stiffness and crystallinity of samples.

2.15.2. SEM

SEM is a powerful surface characterisation technique that utilizes focused beams

of electrons to obtain information. When primary electrons from the electron source

bombard the sample, it emits x-rays, secondary electrons (SE) and backscattered

electrons (BS). Among each of these electron types, secondary electrons are emitted

from the topmost part of the sample surface (Reed 2005). Thus generated secondary

electrons are used to produce an image of the sample surface. In order to produce these

secondary electrons, samples must have electrical good conductance. However, since

LDPE has low electrical conductance, they were sputter-coated with gold, which has

high electrical conductance.

SEM instrumentation consists of an electron gun, or emitter, condenser lenses,

deflection coils, a final lens, an electron detector, an amplifier and a screen. The

electron gun emits primary electrons that are condensed by the condenser lenses. These

are then deflected in deflector coils and enter the final lens. The deflected electrons are

rastered around the sample. Secondary electrons generated from the sample surface are

then detected by the electron detector. The secondary electron signals are amplified and

projected on the screen.

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SEM is used to obtain qualitative data from samples. It is used to check the

surface feature of LDPE (topography), shape and size of particles that make up the

LDPE surface (morphology) and the elements and compounds of the constituent

molecules on the surface of LDPE of samples (composition).

2.16. Crystallinity of LDPE

Crystallinity is one of the key factors that influence biodegradation of polymers.

LDPE consists of both amorphous and crystalline portions, making it semi-crystalline in

nature (Vasile & Pascu 2005). In crystalline LDPE, the matrix molecules are arranged in

a regular and organised manner. Adjoining these portions, the molecules are arranged at

random and in a disorganised state, referred as the amorphous portions (Gowariker et al.

1986). The crystallinity of a polymer is a relative expression of its crystalline content

with respect to its amorphous content. The percentage crystallinity influences the

physical properties of polymers, such as their hardness, modulus, tensile strength,

stiffness, crease and melting point (Salamone 1996). Crystallinity of LDPE primarily

depends on the extent of its chain branching. As more branches are introduced,

disruption between the chains becomes greater, resulting in a decrease in its

crystallinity. The crystallinity of LDPE is generally calculated using the X-Ray

diffraction (XRD) technique and.

2.16.1. XRD

The XRD technique is a non-destructive method that employs x-rays to scan the

polymer matrix. X-rays are electromagnetic radiation with wavelengths in the range of

0.5 to 2.5 A (Guinier 1994). Due to their smaller wave lengths, x-rays can penetrate

deep into materials, such as LDPE, and provide information about the bulk structure.

Like many other rays, x-rays primarily interact with electrons in atoms. When

the photons in x-rays collide with electrons, some photons from the incident beam will

be deflected away from their incidental angle. If the wavelength of these scattered x-

rays does not change, the process is called elastic scattering (Thompson scattering)

(Moore 2008). These elastically scattered photons are used in the XRD method. During

their scattering, these photons interfere with each other, cancelling their paths. This

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pattern of scattering and the interference of the photons depend on the crystal structure

of the sample.

XRD data can be interpreted by using Bragg’s law (2dsinθ=nλ). In this formula

θ is the scattering angle of the x-rays; λ is the wavelength while n is an integer

representing the order of the diffraction peak (Suryanarayana & Norton 1998). This law

can be applied for any materials with periodic distribution of electron density, as they

scatter incidental x-rays. In other words, Bragg’s law applies to molecules or collections

of molecules, colloids, proteins, virus particles and polymers (LDPE).

XRD instrumentation consists of an x-ray generator (a cathode ray tube), a

sample holder and a detector. Electrons are generated by heating a filament, and then

they are accelerated towards a target and bombard it. This bombardment generates x-

rays from the target material. These materials are generally made up of Cu, Fe, Mo and

Cr (Suryanarayana & Norton 1998).

XRD can be used to check crystallinity, the crystalline microstructure of LDPE

and its orientation. The percentage of the crystalline portion of LDPE can be measured

by calculating the total area under the crystalline peaks and dividing this by the total

area of all peaks. The crystalline peaks can be identified by comparing XRD of LDPE

with that of archived graphs. The formula used to check the percentage crystallinity is

given below.

Percentage crystallinity = (total area of crystalline peaks)/ (total area of all peaks) or

Percentage crystallinity = IC × 100 (Jaffe et al. 2012).

IC+IA

2.17. Classification of fungi

The biodegradation process can be best understood by classifying the microbes

employed in it. There are a number of approaches that have been utilised for

taxonomical characterisation of fungi. These are mainly macroscopic (colonial),

microscopic and DNA sequencing-based methods (Campbell et al. 2013).

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2.17.1. Macroscopic classification

At first, fungal colonies on agar plates are characterised by observing their

macroscopic features. These include the following: the colour and tint of the colony on

both sides of the culture plate; the odour of the culture; the surface structure of the

colony (cottony, crustaceous, embedded, velvety); the pattern of the colony (arachnoid,

flowery, radiate, zonate); the margins of the colony (irregular or smooth); the growth of

the colony (restricted or spreading); the colour and nature of any pigment exuded

(colour or watery) (Watanabe 2010). By observing these patterns basic information

about fungi can be obtained.

2.17.2. Microscopic classification

Next classification can be done by observing the microscopic features of fungi.

The visual characteristics of the mycelia are one of the key features of all fungi. The

presence or absence of conidia, their shape, size and location on the mycelium helps in

identifying fungi. For example, Fusarium produces characteristic sickle-shaped conidia

that allows its identification (Engelkirk & Duben-Engelkirk 2008).

2.17.3. DNA sequencing-based classification

Both macroscopic and microscopic features are not enough to classify fungi in

detail. This can be achieved by sequencing conserved DNA regions of the fungal

genome. The nuclear-encoded ribosomal RNA genes (rDNA) have been extensively

used for this purpose (Berbee & Taylor 1992; Swann & Taylor 1993). These rDNA

genes are arranged in tandemly repeated units within the fungal genome.

Each repeated unit contains genes that encode the small subunit (18 S), the 5.8 S

and the large subunit (25–28 S) of the ribosome. Each repeated unit is separated by one

or more intergenic spacer (IGS) regions. Within the repeated units, the 5.8 S RNA

coding portions are flanked by conserved sequences known as the internal transcribed

sequences (ITS).

The internal transcribed sequence regions of rDNA have been shown to be

particularly useful for the molecular identification of fungi due to their consistent

evolutionary rate. The ITS1 and ITS4 regions are highly conserved in fungi, making

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them universal primers to identify fungal strains (White et al. 1990). The sequences of

these ITS, and the flanking SSU and LSU rRNA genes (see Figure 2-7) make them ideal

targets for DNA primer sites to amplify the total ITS region.

Figure 2-7: Schematic representation of the location of the ITS1 and ITS4 primer sites

(Kües 2007)

2.18. Microbial adhesion to hydrocarbons test

This test was used to examine the cell surface hydrophobicity of the microbial

(fungal) species that were participating in biodegradation. It is based on partitioning

microbial cells at an aqueous-hydrocarbon interface (Saini 2010). In this technique and

aqueous suspension of microorganisms is mixed with hydrocarbons (hexadecane or

toulene), and the hydrophobic cells tend to bind more to the hydrocarbons. The original

microbial adhesion to hydrocarbons (MATH) test was developed by Rosenberg

(Rosenberg 1984) for bacteria. Later it was adopted to measure the hydrophobicity of

fungi (Smith et al. 1998; Holder et al. 2007). In this method differences in absorbance

between the aqueous and hydrocarbon phases are measured at 470 nm. The

hydrophobicity of fungal cells was calculated using the formula below:

Hydrophobicity = (A470 of blank) - (A470 of hexadecane treated sample)

A470 of control

However, the hydrophobicity of microbes can be changed depending on the

nutritional conditions they are grown under. It has been observed that carbon deficiency

in the nutritional medium results in changes in the hydrophobic nature of bacteria

(Sanin et al. 2003). Similarly, fungal species demonstrate changes in their surface

properties depending on carbon availability in the media (Kulakovskaya &

Kulakovskaya 2013).

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2.19. Dissolved carbon dioxide content

Aerobic biodegradation of polymers releases water, carbon residues, biomass

(humus) and carbon dioxide as by-products (Mohan & Srivastava 2011). Therefore, the

degree of aerobic biodegradation can be measured by calculating the total amount of

carbon dioxide gas released from the polymer. There are two types of carbon dioxide

measuring methods in practice.

One set of carbon dioxide evolution methods depends on the respiration of

microbes that was employed for biodegradation. During the incubation period, microbes

produce carbon dioxide as a result of their respiration. Thus produced carbon dioxide is

measured and taken as a confirmation of biodegradation. The Sturm test (Sturm 1973) is

one of the widely used respirometric method to quantitate the carbon dioxide. However,

this test method has two major limitations. First, it can be conducted only for 1 month,

whereas most of the biodegradation experiments must be conducted for longer time

periods. Second, the conditions of the Sturm test are not conductive to growth of

filamentous fungi such as Fusarium (Palmisano & Barlaz 1996). These problems limit

the usage of Sturm test for evaluating the biodegradation of LDPE by Fusarium.

Other types of CO2 evolution measurement techniques rely on the solubility of

carbon dioxide in water. Upon its release from polymer, carbon dioxide readily

dissolves in water, resulting in formation of carbonic acid (H2CO3). This acid can be

measured and used as an indication of the evolved carbon dioxide content. However,

this method cannot be used as a direct indication of biodegradation as the salts in the

microbial media change the solubility of the carbon dioxide produced.

2.20. Methylene blue test

Changes on the surface of LDPE caused by biodegradation can be observed by

FT-IR, SEM, AFM and Raman spectroscopy. However, all these techniques are either

expensive or cumbersome to perform. In order to overcome this problem, a simple

methylene blue staining technique is proposed. Though using staining techniques to

locate oxidised sites on polyolefins is not new (Da Costa et al. 1990), they have never

been used to quantify biodegradation.

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This technique exploits differences in the affinities between methylene blue and

LDPE pellet types and measures these differences spectrophotometrically. According to

Beer-Lambert’s law, when monochromatic light travels through a solution, its

absorbance (A) depends on the solute concentration (c) and the distance (d) that the

light travels thorough the solution (d) (A = ε c d) (Kotz et al. 2009). When LDPE pellets

are incubated with methylene blue solution, the dye attaches to the oxidised portions of

LDPE. This attachment decreases the concentration of the methylene blue solution and

results in a decrease in the absorbance of the solution. When these absorbances are

measured at appropriate wavelengths the differences indicate the extent of

biodegradation. In general, biodegradation results in a decrease in oxidised sites on

LDPE and hence the absorbance of the resultant solution would be less than that of a

solution tested with intact LDPE pellets.

2.21. Fusarium oxysporum

Fusarium oxysporum is an anamorphic fungal species that includes both

pathogenic and non-pathogenic strains (Gordon & Martyn 1997). It is primarily a plant

pathogen, with many forms that cause wilt disease, resulting in extensive crop damage

every year (Narayanasamy 2013). Based on their host range, these plant pathogenic

forms are grouped into formae speciales and are named after them. For example

Fusarium oxysporum that attacks tomatoes is called F. oxysporum f.sp. lycopersici and

that which attacks ginger is known as F. oxysporum f.sp. zingiberi.

This fungus has distinctive macroscopic features that allow its preliminary

identification. On agar plates Fusarium oxysporum grows at a rapid rate. Its colonies

have a cottony surface and possess purple aerial mycelia. The reverse side of the agar

plate is generally colourless or dark purple. Under the microscope it exhibits

characteristic sickle-shaped macroconidia along with foot-shaped basal cells (Reiss et

al. 2011).

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Table 2-6: Classification table of Fusarium oxysporum

Kingdom Fungi

Phylum Ascomycota

Order Hypocreales

Class Sordariomycetes

Family Nectriaceae

Genus Fusarium

Species Oxysporum

Fusarium oxysporum can cause root infection in plants optimally at 30 °C, while

growing optimally at 28 °C. It is a soil-borne pathogen and can survive for extended

periods of time in the soil during unfavourable conditions. When favourable conditions

arise the fungus can germinate and penetrate the host roots. At first, it enters the plant’s

vascular system and uses the xylem vessels to rapidly colonise the host. This physical

occupancy of Fusarium oxysporum provokes the characteristic wilt symptoms

(Fusarium wilt) in its host (Beckman 1987).

Fusarium oxysporum secrets a number of hydrolytic enzymes that can degrade

host cell walls during the penetration process (Gupta 2012). These include chitin

synthase, protein kinase, pectate lyase and endo-polygalacturonase, among others.

These are collectively known as cell wall degrading enzymes (CWDE). They play an

important role in at least two phases of Fusarium wilt; first, at the time of penetration

through the root cortex of the host, and second, during colonisation by spreading

upward through xylem vessels (Beckman 1987). It has been shown that CWDE

secretion by Fusarium oxysporum can be induced by the presence of host cell walls

(Jones et al. 1972). Further, CWDE secretion is repressed by catabolites generated

during the degradation of the host cell walls (Cooper & Wood 1973). As pectin is the

most important component of plant cell walls, the pectate lyase of the CWDE plays an

important role in its pathogenesis (Beckman 1987). Pectate lyase activity can be

detected inside tomato root and stem tissues infected by Fusarium oxysporum

f.sp.lycopersici (Roncero 2003). Along with plants, certain strains of Fusarium

oxysporum can attack humans and cause severe health issues, such as keratitis and

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mycosis (Reiss et al. 2011). Fusarium oxysporum has a unique capability to produce

long chain hydrocarbons depending on its growth condition (Ladygina et al. 2006).

It is important to note that most of the LDPE degrading fungi so far isolated

possess cell wall degrading mechanisms. For example, Aspergillus niger and

Phanerochaete chrysosporium possess mechanisms that can attack plant cell walls and

LDPE, as does Fusarium oxysporum (Arutchelvi et al. 2008; De Vries & Visser 2001;

Aro et al. 2005).

2.22. Antioxidants

Antioxidants are added to LDPE during manufacturing. Their function is to

prevent oxidation of the polymer during manufacturing, usage and at any other stage of

the polymer’s life. These compounds are classified as primary and secondary

antioxidants. Primary antioxidants are used to protect the finished polymer (aromatic

nitro compounds, Irganox®). Secondary antioxidants are used during processing of

polymers (organic phosphites, thioethers) (Vasile & Pascu 2005).

Irganox® is a sterically hindered phenolic antioxidant that is added during the

polymerisation process. Irganox® has the ability to react with free radicals and

render them inert. It also prevents the production of free radicals in the LDPE matrix.

The compound is denoted as AH in the scheme below. The hydrogen atom becomes

attached to phenolic compounds, with little dissociation energy. The free radical A*

formed in this process acts as a scavenger of other free radicals.

ROO* + AH ROOH + A*

ROO* + A* ROOA

2.23. Biofilm

Biofilms are matrix-enclosed microbial accretions that adhere to biological or

non-biological surfaces (Madsen 2011). The formation of biofilm is thought to be the

initial stage of biodegradation or biodeterioration (Mohan & Srivastava 2011).

Formation of biofilm can achieved by the action of either exo- or endo-depolymerase

enzymes (Jayasekara et al. 2005). Fusarium has been shown to form biofilm on a wide

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range of substrates, including soft contact lenses (Chang et al. 2006) and also on

plumbing systems (Short et al. 2011).

Defining ‘biofilm’ is not an easy task, as it refers to a wide range of structures.

One definition by Costerton et al. (1995) is that ‘biofilms are complex communities of

microorganisms attached to the surface or interface enclosed in an exopolysaccharide

matrix of microbial and host origin to produce spatially organised 3-D structures’(Jass

et al. 2003). The formation of biofilms by microbes can be observed in porous

materials, reservoirs, plumbing systems, pipelines and on separation membranes.

Generally, these films adhere to solid substrates and exist at water–solid, water–air or

solid–air interfaces. In the case of solid–water biofilms, high amounts of humic

substances have been observed. It was observed that plastics like polyamides encourage

the formation of biofilms on them in river waters (Flemming 1997).

The composition of biofilm varies with the type of microorganisms and

polymers involved in its formation. Biofilms are made of accumulated microorganisms,

extracellular polymeric substances (EPS), cations, colloidal and dissolved components

(Wingender et al. 1999). They may contain proteins, nucleic acids, lipids (Nielsen et al.

1997) and phospholipids (Takeda et al. 1998). Along with these compounds, biofilms

may also consist of organic components like acetyl, succinyl or pyruvyl groups and

inorganic components like sulphates (Wingender et al. 1999). Along with these, DNA

has even been identified in some bacterial biofilms (Sutherland 2001).

Biofilms are secreted by various mechanisms. These include active secretion of

EPS by microbes, shedding of cell surface material by microbes, cell lysis of attached

microbes and absorption from the environment (Wuertz et al. 2003). In gram negative

bacteria (e.g., Neisseria gonorrhoeae) the spontaneous release of integral cellular

components has been noted (blebbing) (Jordan et al. 2004).

Once microbes adhere to the surface of the polymer via a biofilm, they start

degrading it by various mechanisms (Flemming 1998). In the case of hydrocarbon

biodegradation, it has been observed that microbes produce superficial structures that

help them to attach to the substrate (Volke-Seplveda et al. 2002). It has previously been

observed that bioerosion of photo-degradable PE resulted in the loss of molecular

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weight only at the point of interaction between the polymer and the biofilm. In this case,

the decrease in molecular weight was confined to the surface of the polymer

(Bonhomme et al. 2003). In contrast, biodegradation has been observed in shaking

cultures where biofilm formation is not possible or is minimal. In this study, an attempt

has been made to investigate the importance of biofilm formation by the isolated

Fusarium oxysporum strain in the biodegradation of LDPE. A method involving

separating Fusarium oxysporum from LDPE pellets was devised to examine the

requirement for biofilm formation, and is detailed in Section 3.13.

2.24. Co-metabolism

The term co-metabolism refers to the simultaneous degradation of two

compounds, where the degradation of the secondary compound depends on the presence

of the primary compound (Neilson & Allard 2008). More precisely, this is ‘the

transformation of non-growth substrate in the obligate presence of a growth substrate or

another transferable compound’ (Dalton et al. 1982).

Co-metabolism can be observed in natural ecosystem as it accommodates the

simultaneous degradation of various recalcitrant compounds. Co-metabolism has been

demonstrated in pure and mixed cultures for a wide range of compounds, including

insecticides, fungicides and surfactants (Bitton 2011). Co-metabolism generally

encourages the biodegradation of recalcitrant organic compound like LDPE

(McCutcheon & Schnoor 2004). Though the actual reasons are not clearly understood

for this, several possible explanations are outlined below.

2.24.1. Pre-exposure to an analogue compound

Co-metabolism of recalcitrant compounds by microbes can occur because of

similarities in the molecular structures between primary and secondary metabolites. For

example, bacteria grown on phenol or naphthalene are able to oxidise 4-chlorophenol

(Loh & Wang 1997). Unlike 4-chlorophenol, naphthalene and phenol do not possess

any chlorine atoms in their atomic structure. In this case, bacteria do not use the energy

derived from this reaction for their growth or metabolism. Rather, the similarity in the

structures of these compounds induces the production of bacterial enzymes that can

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oxidise 4-chlorophenol (Spokes & Walker 1974). Likewise, the mineralisation of

chrysene and benzopyrene can be achieved by bacteria grown on phenanathrene (Aitken

et al. 1998).

2.24.2. Enzyme induction by structurally unrelated compounds

In some cases, structurally unrelated compounds may cause the production of

enzymes that lead to biodegradation. For example, Pseudomaonas butanovora generally

degrades butane. It can also partially degrade chloroform because of the production of

monooxygenase from it (Hamamura et al. 1997). Further, Burkholderia cepacia

produces toluene-2-monooxygenase, which can attack toluene and has also been shown

to degrade a number of ethers (Hur et al. 1997). In this case, biodegradation results from

the induction of enzymes that are not specific for their substrates.

2.24.3. The role of readily degradable compounds

Simple compounds, like glucose (a monosaccharide) and arginine (an amino

acid), encourage the degradation of complex structures. This phenomenon is as yet

unexplained. The biodegradation of fluorobenzoates by mixed bacterial cultures has

been found to be enhanced by the addition of glucose (Horvath & Flathman 1976). This

might be due to the increased cell density of the bacteria in the presence of glucose.

Here, glucose causes passive degradation of fluorobenzoates by acting as a growth

factor for bacterial cells. Moreover, the biodegradation of pentachlorophenol was

increased by adding readily degraded substrates like glucose, succinate and glutamate to

the media for the growth of Flavobacterium species (Topp et al. 1988).

In contrast, the biodegradation of recalcitrant compounds was decreased by the

addition of glucose. For example, adding glucose to the growth medium repressed the

biodegradation of 2,4,6-trichlorophenol by Pseudomonas pickettii (Kiyohara et al.

1992). Likewise, the biodegradation of phenol in lake water was repressed after the

addition of glucose (Rubin & Alexander 1983). The reasons for this suppression have

not been detailed. This study attempts to understand the effect of co-metabolism on

LDPE biodegradation by Fusarium oxysporum. Monosaccharides, disaccharides and

polysaccharides were screened for their impact on biodegradation, and the effect of

alcohols was also examined.

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2.25. Laccase

In this study, laccase secreted by Fusarium oxysporum was shown to play an

important role in LDPE biodegradation. Laccase encourages LDPE oxidation, and thus

results in increased biodegradation by fungi. Here, the laccases from various sources

and their impact on biodegradation are outlined.

The laccases are copper-containing enzymes capable of oxidising a wide range

of substrates, including phenolic compounds, non-phenolic compounds, lignin and

environmental pollutants. These oxido-reductases can also oxidise molecular oxygen to

water (Lee et al. 2002) by an electron transfer mechanism (Sakurai 1992). The

molecular mass of laccase ranges between 50 and 130 kDa (Morozova et al. 2007).

More than 100 forms of laccase have been purified and several have been

characterised (Kunamneni et al. 2008). In general, laccase holoenzymes are dimers or

tetramers, and are covalently linked with carbohydrate moieties. They contain four

copper ions in three different ionic states, with these ions playing an important role in

the oxidation of substrates.

Laccases, particularly those from Basidiomycetes, were identified as having

depolymerising capacity for lignin. Lignin contains phenyl propanoid units linked by

C–C and C–O bonds. Laccases catalyse electron transfer between these phenolic

propanoid groups and molecular oxygen. These enzymes can also degrade plastic

wastes with olefin units (Xu 2000). In conjunction with mediators of electron transfer,

laccase can oxidise biphenol and alkyl phenol derivatives. They can also degrade

organic pollutants (Dehghanifard et al. 2013) and recalcitrant pollutants (Shraddha et al.

2011). Laccases have been reported to oxidise alkenes (Niku-Paavola & Viikari 2000),

carbazole and flourene (Bressler et al. 2000).

The production of laccase is influenced by various factors. For example, the

addition of copper in minute quantities increases its production by 50 % compared to a

control (Li et al. 2011). Other potential inducers of laccase production from fungi

include the addition of ethanol (Lee et al. 1999) or xenobiotic compounds (Vahala &

Lantto 2001) to the cultivation media. Along with these, the addition of aromatic

compounds, such as lignin, veratryl alcohol and xylidine (Bollag & Leonowicz 1984),

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as well as the ratio of carbon to nitrogen in the growth medium, also induces laccase

production (Vahala & Lantto 2001).

These properties of laccase suggest that it may be able to oxidise LDPE. Thus, it

was of interest to examine the effect of laccase from Fusarium oxysporum on LDPE

oxidation, and as well as the factors influencing this oxidation. For example, alcohol

and sucrose were found to increase LDPE biodegradation. Therefore, the influence of

these factors on the oxidation of LDPE by laccase from Fusarium oxysporum was

examined in this work.

.

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CHAPTER 3

MATERIALS AND METHODS

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3.1. Overview

This chapter provides an overview of the methodology that was used to assess

the impact of fungi on LDPE. Experiments were designed to characterize fungi and

LDPE, as well as the interactions that occurred between them.

3.2. Introduction

LDPE was incubated with fungi, and changes in its physical and chemical

properties were observed by these methods. FT-IR and Raman spectroscopy were used

to follow changes in the superficial functional groups participating in biodegradation.

XRD was used to determine the crystallinity of the LDPE before and after

biodegradation. AFM and SEM were used to determine the effects of biodegradation on

the surface structure and morphology of LDPE.

Weight loss was a preliminary test for biodegradation. Dissolved carbon dioxide

content was also considered. Most experiments were conducted in triplicate to obtain

reliable data. LDPE was characterised in four different forms: untreated LDPE, oxidised

LDPE, control LDPE and test LDPE. The untreated form was neither oxidised nor

treated using any chemical method. Oxidised LDPE was subjected to both chemical and

photo-oxidations. Control LDPE (or oxidised control LDPE) was used to measure the

effects of the cultivating media. It was processed in the same ways as the test LDPE,

such as through disinfection, weight loss and air-drying. The test LDPE was subjected

to fungal treatment.

Table 3-1: Types of LDPE pellets and sheets used in this study

Sample Features

Untreated LDPE (u LDPE) Used as it was received

Oxidised LDPE (o LDPE) Oxidised by both UV and chemical treatment

Control LDPE or oxidised control

LDPE (c LDPE)

Used to test the impact of Czapek’s-Dox

medium on oxidised LDPE

Test LDPE or fungal-treated LDPE

(t LDPE)

Oxidised LDPE treated with Fusarium

oxysporum or with Mucor #1

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The fungus Fusarium oxysporum, classified based on microscopic and

macroscopic methods, was used in the testing and observation of LDPE biodegradation.

Untreated LDPE was tested as disks, powders or pellets. Fungal DNA was extracted and

the classification confirmed by sequencing its 18S rDNA fragment. This strain was used

in almost all experiments, with the exception of testing the sheets of LDPE with

Irganox®. For these tests, Mucor # 1 fungus was used. In this case the effects of

biodegradation were determined using scanning electron microscopy and weight loss of

the LDPE. Mucor # 1 was isolated from land fill. Mucor # 2 was isolated form leachate

and Mucor # 3 was isolated from river sources (see Section 3.6.4 to 3.6.6).

3.3. Chemicals and reagents

All chemicals used were of analytical grade and were purchased from Sigma-

Aldrich, unless otherwise specified. Fungal growth media components were purchased

from Oxoid and Difco. Sephadex G-25 with bead sizes in the range 50 to 150 µm and

Sephadex G-75 with bead sizes of 20–50 µm, used for gel filtration, were also

purchased from Sigma-Aldrich.

3.3.1. LDPE pellets

Spherical LDPE pellets of approximately 0.3 g each (ERMEC 590, BCR

certified material) were purchased from Sigma-Aldrich. No colouring agents, stabilisers,

plasticisers or any other additives were added to the pellets.

3.3.1.1. LDPE in disc form

The LDPE pellets were compressed into wafers using a FT-IR disc-making

apparatus.

3.3.1.2. LDPE in powdered form

Small portions of the LDPE pellets were dissolved in xylene at 80 °C.

The powder obtained was then washed with ethanol and allowed to dry.

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3.3.1.3. LDPE with additives

Another set of LDPE test materials with the antioxidant Irganox® added was

obtained from common packing materials. They were cut off from this packaging

material using hand scissors.

3.3.2. HDPE

The semi-spherical and translucent form of HDPE was purchased from Sigma-

Aldrich. The average weight of these pellets was 0.3 g. No colouring agents, stabilisers,

plasticisers or other additives were added to these pellets.

3.4. Preparation of LDPE for biodegradation

3.4.1. Photo-oxidation

Photo-oxidation of PE samples was performed by incubation in a UV chamber

for 250 h at a wavelength of 250 nm or 478.51 kJ/mol.

3.4.2. Chemical oxidation

PE samples were washed and then chemically oxidised by incubating them in

HNO3 (99 %) and heating for 3 d at 80 °C.

3.4.3. Abiotic oxidation

LDPE samples, with heat stabilisers, were subjected to abiotic oxidation by

incubating them at 100 °C in a hot air oven for more than 60 days.

3.5. Disinfection of LDPE

After oxidation, all samples were disinfected by immersion in ethanol (70 %)

with constant shaking for 15 min. They were then dried in a laminar airflow hood and

stored in sterile bottles.

3.6. Isolation of fungi

Six species of fungi were isolated from soil collected at a municipal landfill site

(Brooklyn, Victoria), the Yarra River (Kew, Victoria) and landfill leachate (Brooklyn,

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Victoria). The fungal isolation procedures are described below (see Sections

3.6.4–3.6.6). The isolated fungi were classified depending on their macroscopic and

microscopic features. Two of the isolated fungal strains were used in the biodegradation

studies with LDPE (without additives) and (LDPE with additives). These were

Fusarium oxysporum and Mucor, respectively.

3.6.1. Sterilisation

All equipment and media were sterilised by autoclaving at 121 °C (101 kPa)

for 15 minutes. Fungal sample inoculations into conical flasks were performed under

sterile conditions in a laminar airflow hood.

3.6.2. pH determination and adjustment

Czapek’s-Dox medium was adjusted to pH 7 using sterile HCl (1 M) or sterile

NaOH (1 M).

3.6.3. Measuring weight loss

LDPE pellets were weighed before and after fungal treatment using a Sartorius

balance. The accuracy of these measurements was ±0.02.

3.6.4. Isolation of fungal samples from landfill

Fungi were isolated from landfill soil using the direct pour plate technique

(Gupta et al. 2012). First, soil samples were collected from landfill at a depth of

1 m. Debris was removed from the samples, and they were then weighed.

Approximately 0.1 g of soil was mixed with Potato dextrose agar (PDA) and this was

then poured into Petri plates. The sample was treated with streptomycin (0.5 g/L) to

prevent bacterial growth. After the plates had solidified, they were incubated at 25 °C

for 5 days. The fungal colonies were then observed and subcultured onto PDA plates.

3.6.5. Isolation of fungal samples from river water

Fungal samples were isolated by the serial dilution method (Kango 2010).

Water samples were collected from the Yarra River in sterile universal bottles (50 mL).

The samples were diluted 1:10 by adding 1 mL of each water sample to 9 mL of

distilled water and shaking this in a rotary shaker for 30 minutes. These samples

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were then further diluted to 1:100 by adding 5 mL of the 1:10 sample to 95 mL of

distilled water.

From this sample, 100 µL was transferred onto PDA plates and spread evenly

using an L-shaped spreader. Plates were then incubated for 5 days at 25 °C.

3.6.6. Isolation of fungal samples from leachate

Leachate samples were collected from landfill (Brooklyn, Victoria) and stored at

4 °C. Before processing the leachate sample, solids were decanted. The clarified

leachate (10 mL) was transferred to sterilised conical flasks and processed as for the

river water samples.

In total, 60 different cultures (mycelia) were obtained on PDA. From these

cultures, mycelia mats were carefully removed and inoculated into modified Czapek’s-

Dox liquid media (NaNO3, 3.0 g/L; MgSO4.7 H2O, 0.5 g/L; FeSO4.7 H2O, 0.01 g/L;

K2HPO4, 1.0 g/L) and onto modified Czapek’s-Dox agar (the above medium with 20

g/L agar added) (Pitt & Hocking 2009).

3.6.7. Isolation of LDPE degrading fungi

Fungi that degrade LDPE were obtained by using LDPE as the only source of

carbon in the growth medium. The fungi that were obtained from the river water, soil

and leachate samples were incubated with oxidised LDPE pellets in modified Czapek’s-

Dox media. The pellets were first disinfected and weighed as described above (±0.02)

(see Section 3.5.3). Then they were added to culture flasks along with Tween-80 (1

%) (a surfactant) and streptomycin (0.5 g/L) (an antibiotic). Glycerol (0.01 L/L) was

also added to the culture flasks in order to establish the initial fungal culture. These

culture flasks were incubated at 30 °C with rotation at 160 rpm for an initial 6

days. The resultant mycelia were removed by filtration through Whatman’s No. 1 filter

paper and added to another batch of the medium without glycerol. This time, incubation

was continued for 45 days with medium replacement at regular intervals.

Six different conical flasks showed growth of mycelia. These fungi were

separated and enriched using PDA. The cultures were cultivated in large quantities and

preserved for further usage.

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3.7. Storage of fungi

The isolated fungi were stored on PDA slants under mineral oil and under water.

The procedure for these storage methods is described in the following sections.

3.7.1. Storage on PDA slants

PDA slants in McCartney bottles were inoculated with the fungal samples.

These were incubated at 30 °C for 5 days in the dark. After incubation, the bottles were

tightly wrapped in aluminium foil and stored at 4 °C.

3.7.2. Storage under mineral oil

PDA slants were prepared and inoculated with fungal strains at 30 °C for 5 days.

After incubation, sterilised paraffin oil was poured over the top of each slant, at a depth

of not more than 1 cm. The samples were stored at 4 °C.

3.7.3. Storage under sterilised water

Fungal samples were collected and stored under sterilised water (4 mL). They

were incubated at room temperature for more than 5 days before they were used.

3.7.4. Selection of fungi

Only six flasks showed mycelial growth on modified Czapek’s-Dox media.

These were then subcultured. For this, 10 mL of the fungal suspension was inoculated

into modified Czapek’s-Dox medium. After incubation for 45 days, the LDPE pellets

were removed and measured to determine any weight loss.

3.7.4.1. Determination of weight loss of oxidised LDPE

After 45 days of incubation, oxidised LDPE pellets were collected and washed

with sodium dodecyl sulphate (SDS) 2% v/v for 4 h. Then SDS was removed by

washing the pellets with double distilled water. The adsorbed moisture on the pellets

was removed by drying them in an oven at 60 °C overnight. The resultant oxidised

LDPE was weighed using a Sartorius balance with ± 0.02 mg accuracy.

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3.7.4.2. Growth rate of fungi

Mycelial growth rate was determined on modified Czapek’s-Dox agar

containing oxidised LDPE in powdered form. The data were recorded as an average

value of 4 days’ growth using the following formula (Roberts 2004):

{[G (d6) – G (d5)] + [G (d5) – G (d4)] + [G (d4) – G (d3)] + [G (d3) – G (d2)]} ÷ 4 (1)

Where G (dx) = Average growth rate of the mycelia in a day, in mm

For the calculation, if the mycelia overgrew and reached the edges of the Petri

plate before Day 6, then the Day 5 data was used.

3.7.4.3. Analysis of dissolved carbon dioxide in LDPE culture flasks

The dissolved carbon dioxide in the culture flasks was determined by titrating

carbonic acid against sodium hydroxide (Gopalan & Sugumar 2008). The reagents used

and the procedure followed are listed below.

3.7.4.4. Reagents

Standard sodium hydroxide solution (0.02 N)

This was prepared by dissolving sodium hydroxide (NaOH) in 0.8 g/L of

distilled water.

Standard potassium hydrogen phthalate (0.02 M)

This solution was prepared by dissolving potassium hydrogen phthalate

(C8H5KO4) in 4.085 g/L of distilled water.

Sodium thiosulphate solution

This solution was prepared by dissolving of sodium thiosulphate (Na2S2O3)

2.5 g in 100 mL of distilled water.

Indicators

Methyl orange and phenolphthalein indicators were used.

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3.7.4.5. Procedure

First, fungi were filtered from the culture media using Whatman’s No.1 filter

paper. The filtrate (100 mL) was then added to fresh beakers. To these, one drop of

sodium thiosulphate solution and two drops of methyl orange indicators were added.

This solution was titrated against the NaOH solution until a yellow colour was observed.

After this, two drops of phenolphthalein indicator was added to the filtrate, and the

titration was continued until a light pink colour was observed. The average volume of

NaOH consumed was noted. All six fungal cultures were tested in triplicate.

The formula for calculation of dissolved carbon dioxide is as follows:

(2)

WhereV1 = volume of water sample in mL, V2 = volume of NaOH in mL and N =

normality of the NaOH solution.

3.7.5. MATH test

Fungal cell surface hydrophobicity was measured essentially as described by

Smith et al. (Smith et al. 1998). In this procedure, hexadecane and PUM buffer

(potassium, urea and magnesium sulphate) were used as hydrophobic and hydrophilic

solvents respectively. PUM buffer was prepared by adding K2HPO4 (22.2 g), KH2PO4

(7.26 g), urea (1.8 g), and MgSO4.7H2O (0.2 g) to 1 L of distilled water and adjusting

the pH to 7.1. The LDPE pellets were incubated with isolated fungal strains in shaking

flasks of nutrient broth for 3 days (Holder et al. 2007). PUM buffer was then used to

wash the fungi that had attached to LDPE pellets. The suspension obtained (3 mL) was

taken and its optical density was adjusted to 0.4 at 470 nm. This suspension was

dispensed into acid-washed glass tubes, to which 300 µL of hexadecane was added. The

mixture was then vortexed for 30 seconds and allowed to stand at room temperature for

15 minutes. From this mixture, the upper hexadecane phase was carefully removed

without disturbing the aqueous solution below. For removing the remaining hexadecane

supernatant, the tubes were incubated at 5 °C for a few minutes and then kept at room

temperature for 15 minutes. The absorbance was calculated using a UV-Vis

spectrophotometer at 470 nm with cell-free buffer as a blank.

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3.7.6. Estimation of attached protein

The protein concentration in the biofilm that formed on the LDPE pellets was

measured using the Bradford method. LDPE pellets were collected after 45 days of

fungal incubation as described below (see Section 3.7.1). Biofilm proteins that were

attached to LDPE were denatured by boiling in 5 mL of NaOH (0.5 mol/L) at 100 °C

for 30 minutes. The denatured proteins were collected by centrifugation at 2,348 g for

10 minutes. The supernatant was removed and the protein pellet was subjected to the

same procedure again (Hadad et al. 2005). Both the supernatants were combined and

the protein concentration was estimated using the Bradford reagent method (Walker

2002).

3.7.6.1. Bradford reagent method

The Bradford reagent method was followed for protein estimation. The reagents

used and the procedure followed are listed below.

3.7.6.2. Reagents

Coomassie Brilliant Blue G-250, ethanol (95 % w/v), perchloric acid (3.5 %

w/w), and Bovine Serum Albumin (BSA) were used.

3.7.6.3. Preparation of dye

Coomassie Brilliant Blue G-250 (100 mg) was dissolved in 50 mL of ethanol.

To this, 100 mL of perchloric acid was added and the solution was diluted with 1 L of

distilled water. This reagent was filtered using Whatman’s No.1filter paper.

3.7.6.4. Preparation of standard protein BSA

The standard protein BSA was prepared by adding 0.01 g of BSA to100 mL of

distilled water.

3.7.6.5. Procedure

BSA standards were prepared in decreasing amounts (100 µg, 80 µg, 60 µg, 40

µg and 20 µg). Along with these standards, one blank test tube was prepared using only

100 µL of double distilled water. Protein obtained from the isolation process was added

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to a separate test tube. Coomassie Brilliant Blue dye (5 mL) was added to all test tubes,

which were then vortexed to mix the solutions. After a few minutes of incubation at

room temperature, the absorbance of each sample was measured at 595 nm. The

concentration of protein was determined by comparison to the standard curve.

3.8. Fungal culturing techniques

The techniques described below were used to cultivate and identify the fungi

used in the biodegradation studies.

3.8.1. Shaker flask cultures

This was the most frequently used fungal-LDPE culturing technique that was

used in this study. Conical flasks with 250 ml of modified Czapek’s-Dox liquid media

were incubated at 30 °C with fungi and shaken at 160 rpm for 45 days. The medium

was replenished at regular intervals by filtering out the mycelia using Whatman’s

No. 1 filter paper. After 45 days, the consumed media solution was filtered and

discarded. The LDPE along with the filtered mycelia was added to the new batch of

sterilised media.

3.8.2. PDA culture

In this technique, molten PDA was poured into sterile Petri plates and allowed to

solidify in a laminar airflow hood. Fungi were plated directly as mycelia or as agar

blocks and incubated in a humidified incubator at 30 °C.

3.8.3. PDA broth

PDA broth was used to cultivate fungi in large quantities for storage purpose.

This was prepared according to the manufacturer’s protocol (Zimbro 2009).

3.8.4. Subculturing

Subculturing was performed to enrich the isolated fungal cultures. For this

technique, small pieces of agar blocks from a PDA slant (1 cm×1 cm) were excised and

transferred to PDA plates. These plates were incubated at 30 °C and used as working

cultures.

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Subculturing was also performed in shaking flasks to yield large quantities of

fungi for storage. For this, 1 L of liquid medium was prepared in 2 L conical flasks

plugged with non-absorbent cotton wool. These were shaken slowly (at 50 rpm) at 30

°C for 10 days.

3.8.5. Isolation of Fusarium strains

Fusarium strains were isolated using malachite green as a selective agent. Soil

samples were processed as described in Section 3.5.4. These fungal isolates were then

further incubated in Czapek’s-Dox liquid medium supplemented with 2.5 mg/L of

malachite green. The contents of this medium are described in Section 3.5.6. In this

instance, sucrose (30 g/L) was added as a carbon source.

3.9. Fungus classification

Fungi isolated by the methods described above (see Section 3.6) were screened

for their efficiency. All the fungi were classified to the genus level using the slide

culture technique. From this, Fusarium oxysporum was identified as being capable of

degrading LDPE efficiently in terms of plastic weight loss. This fungus was further

classified to the strain level by sequencing its 18 S rDNA gene.

3.9.1. Slide cultures

This technique was used to observe isolated fungal strains microscopically.

First, the bottom of a Petri dish was covered with filter paper and wetted with distilled

water. Then a microscope slide was mounted on the paper with the help of a V-shaped

glass rod. Next, a 5 mm square slice of the PDA block was placed on the glass slide.

Using a sterilised loop, an inoculum of the isolated fungus was inserted into this block,

which was then covered with a glass cover slip. After that the Petri plate was covered

and incubated at 30 °C for 5 days.

After incubation, the set-up was taken out of the incubation chamber and

the agar block was discarded. The cover slip and glass slides were rinsed with 95

% ethanol. After the ethanol had evaporated, lactophenol blue was added. A new

glass slide was added to the cover slip, and the glass slide was covered with a new cover

slip. These preparations were then observed under a microscope (Patil & Muskan 2009).

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3.9.2. Extraction of fungal DNA

Fungal DNA was extracted using the DNeasy kit (Qiagen 2010) according to the

manufacturer’s protocol and amplified by the polymerase chain reaction (PCR) method

as follows.

3.9.3. PCR

Amplification of isolated DNA was performed using the PCR technique

(Sambrook & Russell 2001). For this, commercially available Mango mix (Bioline) was

used. This mixture contains Mango Taq DNA polymerase, ultra-pure dNTPs, red and

orange reference dyes and MgCl2 (see Table 3-2). The total 50 µL PCR mix was

prepared along with the primers.

Table 3-2: PCR mix

Component Quantity (µL)

5X Mango Taq reaction buffer 10

50 mM MgCl2 4

100 mM dNTP mix 1

DNA template ng 1

ITS1 and ITS4 of 0.1 µM 0.5

PCR grade water 33

3.9.3.1. Primers for PCR

The primers ITS1 (5’-TCCGTAGGTGAACCTGCGG-3’) and ITS4 (5’-

TCCTCCGCTTATTGATATGC-3’) were used to amplify the ITS region (see Figure 2-

7).

3.9.3.2. PCR cycle

The initial denaturation step was performed at 94 °C for 5 minutes, followed

by 30 amplification cycles each at 94 °C for 1 minute, 54 °C for 1 minute and 72 °C

for 1 minute. A final amplification was done at 72 °C for 10 minutes (Liu 2010).

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3.9.3.3. Electrophoresis of DNA

The amplified DNA was separated using agarose gel electrophoresis

(Sambrook & Russell 2001). Running buffer (TAE buffer) (5X concentration) was

prepared by dissolving 24.2 g of Tris (Tris hydroxymethyl aminomethane), 5.71 mL of

glacial acetic acid and 10 mL of 0.5 M EDTA in 800 mL of distilled water. The pH

was adjusted to 8.0 and the volume made up to 1 L with distilled water.

3.9.3.4. Preparation of TAE buffer

TAE buffer was diluted to working concentration (1X) and to this was added 0.5

g/mL ethidium bromide.

3.9.3.5. Preparation of loading solution

The loading solution was prepared by adding glycerol (10 %) and bromophenol

blue (0.025 %) to distilled water.

3.9.3.6. Agarose gel electrophoresis procedure

Agarose (2 %) was dissolved in TAE buffer and the mixture was heated in a

microwave until the agarose dissolved. Ethidium bromide was added to the molten

agarose solution to a final concentration of 0.5 g/mL. This was then poured into an

electrophoretic tray with an appropriate comb. The gel was allowed to cool until

solidified, at which point the comb was removed without disturbing the wells.

The gel was placed into a horizontal electrophoresis apparatus and covered with

TAE buffer. The amplified DNA, along with its loading solution (in a 1:5 ratio) was

then loaded into the wells. A 100 bp DNA ladder was used as a standard. DNA samples

were electrophoresed at 100 V for approximately 1 hour. The amplified DNA was

subsequently observed using a UV transilluminator.

3.9.3.7. Purification of DNA

In order to obtain clear classification of the isolated fungi, DNA was purified

from each strain. The DNA band that was obtained by electrophoresis was excised from

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an agarose gel using a sterile scalpel. Then gel slice was then placed into a 1.5 mL

microtube. The appropriate sized bands were excised and purified using the QIAquick

Gel Extraction Kit (QIAGEN). The purified DNA was then submitted to the

Australian Genome Research Facility (AGRF) for dideoxy nucleotide sequencing. The

results were analysed using the Bio-Edit program and the data were submitted to the

NCBI database. The identified strain was assigned the accession number JN711444.

3.10. Assessing fungal effects on LDPE

The effect of fungi on LDPE was assessed using the FT-IR, XRD, AFM and

SEM techniques. Along with these techniques, the methylene blue staining technique

was also employed to examine fungal effects on LDPE samples.

3.10.1. FT-IR

All LDPE samples were analysed by FT-IR to identify the functional groups that

participated in biodegradation. For this first, LDPE samples were frozen with liquid

nitrogen and pulverised using a mortar and pestle. Next, they were weighed and mixed

with potassium bromide (1 % w/w) and compressed to form thin wafers. Untreated

LDPE was compressed (without mixing with potassium bromide) to form a film. These

samples were analysed in the range of 4,000 cm-1 to 450 cm-1 using a Perkin-Elmer FT

2000 instrument. The results were normalised and analysed using spectrum for windows

software.

3.10.2. Raman spectroscopy

This technique was performed to identify functional groups that cannot be

clearly identified by FT-IR analysis. For this study, a Horiba Jobin Yvons Lab Ram

800 HR instrument was used with an excitation wavelength of 532 nm. This

spectrometer has a grating with 1,800 lines/mm and has a 200 μm confocal hole with a

50x lens. The spectral acquisition time was set for 2 seconds.

3.10.3. SEM

This technique was used to examine the effect of fungi on LDPE biodegradation

and also to assess the biofilm formed on the LDPE surface during the incubation with

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fungal samples. First, LDPE pellets were incubated with isolated fungi for 5 days on

PDA plates. Then the pellets were washed twice with distilled water to remove

any unattached fungi. Next, they were incubated overnight at 30 °C to remove

moisture. Then they were submitted to SEM to determine if a biofilm had been

established.

The other set of LDPE samples were analysed to determine the surface

modifications caused by fungal treatment. In this instance LDPE samples were

incubated with fungi as described above to facilitate biofilm formation. After the

incubation, the established biofilm was washed off with SDS. Then, LDPE samples

were sputter-coated with gold dust and then submitted to SEM. For this, a Zeiss Supra

40 VP field emission scanning electron microscope was used.

3.10.4. AFM

AFM scans were performed at room temperature using an Innova scanning

probe microscope (Veeco, Bruker, US). All LDPE samples were analysed using

pPhosphorus-doped silicon cantilevers (MPP-31120-10, Veeco, Bruker) in tapping

mode. The spring constant was set at 0.9 N/m, and a resonance frequency at ~20 kHz.

LDPE pellets were mounted on the stage with the help of removable gum. AFM scans

were performed perpendicular to the cantilever axis at the speed of 1 Hz. The resulting

topographical data were processed with first-order horizontal and vertical levelling

before performing a roughness analysis. In order to minimise the effect of noise on peak

counts, surfaces were smoothed using a convolution algorithm, and the minimum

threshold for definition of peaks was set at 10 % of the average roughness above the

mean height. Topographical analysis was performed using the software Nanoscope

(v1.10, Veeco). The roughness parameters included the average roughness (Sa) and root

mean square (rms).

3.10.5. XRD

LDPE samples were examined by XRD using a Bruker D8 instrument. All

samples were positioned onto the sample loading plate located in the XRD chamber.

Samples were arranged on the sample holder and subjected to x-rays and analysed at an

angle of 2θ while the value of this ranged from 5 ° to 85 °.

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3.10.6. Methylene blue test

This test was performed to quantify biodegradation by means of staining of

LDPE samples. The LDPE samples were added to methylene blue solution (1 % w/v)

and then they were boiled for 5 minutes in a water bath. Next, they were allowed to cool

for 5 minutes at room temperature. The optical density of the resultant solutions was

measured at 662 nm using a spectrometer.

Oxidised LDPE Biodegraded LDPE

Methylene blue solution

Resultant methylene blue

Solution

Figure 3-1: Schematic representation of methylene blue test

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3.11. Spore counting

Spore counting was performed to determine the amount of Fusarium oxysporum

used in some experiments. For this, Fusarium oxysporum was cultivated on acidified

PDA to induce spore formation. This medium was prepared by adding 3.9 g of acidified

potato dextrose broth (PDB) to 100 mL of distilled water along with 2 g of agar.

Fusarium oxysporum (Mycelia) were also added to the medium, along with 0.1 mL of

lactic acid (25 %) with constant stirring. Then it was incubated for one week. After this,

the PDA plates were flushed with 5 mL of distilled water and scraped from the plates.

This resulted in a mixed solution of spores and mycelia, which was subsequently

filtered through four layers of cheesecloth to separate out the mycelia. The resulting

filtrate was centrifuged at 3,000 rpm for 5 minutes, and then supernatant was discarded

(Bisen 2014). The pellet was then resuspended in distilled water (5 mL) and the number

of spores was determined using a haemocytometer.

The spore suspension (0.01 mL) was loaded into a haemocytometer and was

allowed to stand for 2 minutes. The number of spores on the four corners of the

haemocytometer counting area was then counted, ignoring those spores touching the top

and left borders (Bisen 2014). The formula used to determine the spore count was:

Spore count = average spore count per square of the four corner squares counted ×104

spores/mL

Using this formula, it was found that 1 mL of spore solution contains 106

spores. Spore suspension solution (4 mL) was cultivated in Czapek’s-dox broth (1 L)

at 30 °C for 7days. Then it was stored in an aluminium foil wrapped flasks for further

use.

3.12. Factors affecting biodegradation

Various properties of biodegradation with the isolated fungal strain, Fusarium

oxysporum, were investigated. Specifically, the effect of micronutrients, co-metabolites,

and oxidation and the rate of biodegradations were investigated. This was done by

inoculating 20 mL of Fusarium oxysporum mycelia that was obtained from spore

solution (see Section 3.11). In general, weight loss of LDPE was considered as a

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biodegradation parameter. The dissolved carbon dioxide content was used to

substantiate the results.

3.12.1. Effect of fungal micronutrients

The effects of Fusarium oxysporum micronutrients were screened for their

impact on biodegradation. These micronutrients were added in the form of chloride

salts; namely, copper chloride (CuCl2), manganese chloride (MnCl2), ferrous chloride

(FeCl2) and zinc chloride (ZnCl2). These salts were added to the Czapek’s-Dox medium

in increasing concentrations (0.25 mmol/L, 0.50 mmol/L and 0.75 mmol/L) and then

incubated with Fusarium oxysporum for 45 days at 30 °C. These experiments were

conducted in triplicate along with appropriate controls. After the first 7 days of

incubation, the dissolved carbon dioxide was measured (see Section 3.7.4.3). Following

this, the weight loss of the LDPE pellets was measured after 45 days of incubation.

3.12.2. Effect of co-metabolites

The biodegradation of oxidised LDPE was tested, alone and with other carbon

sources (co-metabolites) including monosaccharides, disaccharides and polysaccharides

at 0.25 %, 0.50 %, 0.75 % and 1 % (w/v). In addition, the effects of sugars and alcohols

(methanol, ethanol and propanol) were also tested at concentrations of 0.25 %, 0.50 %,

0.75 % and 1 % v/v. Each of these components was tested in triplicate with appropriate

controls.

3.12.3. Effect of oxidation on the biodegradation of LDPE

This experiment was conducted to determine the effect of extent of oxidation on

LDPE biodegradation. Photo-oxidation of LDPE pellets was performed in a UV

chamber at 260 nm for 24, 48 and 72 h. After each of these periods of incubation, the

LDPE pellets were removed from the chamber and submitted to 45 days of incubation

with Fusarium oxysporum as mentioned above (see Section 3.8.1). Their weight loss

was then measured to indicate the extent of biodegradation.

3.12.4. Rate and extent of biodegradation

This experiment was conducted to determine the rate of biodegradation of LDPE

samples. Oxidised LDPE pellets were weighed and subjected to biodegradation as

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described in the previous sections (see Section 3.8.1). In this process, oxidised LDPE

pellets were removed every week from the conical flasks with fungi. The microbial

biofilm was washed off with SDS and the sample was weighed and noted. Incubation

was continued for more than 90 days, and the weight loss over time was plotted to

calculate the rate and extent of biodegradation.

3.13. Biodegradation with cell-free extracts

Fungal cell-free extracts were prepared from mycelia of Fusarium oxysporum

(20 mL) that was obtained from spore solution (see Section 3.11). The mycelia were

removed by filtration through Whatman’s No.1 filter paper followed by 1.2 µm and

0.45 µm Millipore filters. The filtrate was then freeze-dried and stored at 4 °C. For

use in biodegradation experiments, the filtrate was dissolved in an antibiotic solution

[streptomycin (0.5 g/L)], with the pH adjusted to 7. Deionised water was added to make

up the final volume of solution to 100 mL. One of the filtrate was denatured by

autoclaving at 121 °C and served as a control, while the remainders were used in the

biodegradation experiments.

The weight of the pre-treated LDPE was measured as described in the previous

section and noted (see Section 3.6.3). The disinfected LDPE pellets were placed in 20

mL of the cell-free extract and agitated for 45 days at 30 °C.

3.13.1. Estimation of the protein quantity in fungal extracts

This was done using the Bradford method described earlier.

3.13.2. Estimation of the carbohydrate quantity in fungal extracts

The carbohydrate concentration in the fungal extracts was measured using the

Dubois method (Dubois et al. 1956). One mL of the fungal extract solution was mixed

with 1 mL of 5 % phenol and 5 mL of concentrated sulphuric acid. A solution of

glucose (0.1 mg/mL) along with phenol (1 mL) and sulphuric acid (5 mL) was used as a

control. These solutions were allowed to stand for 20 minutes and then optical density

measurements were taken at 490 nm.

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3.14. Assessment of oxidation of LDPE by FT-IR

This experiment was conducted to assess the effect of oxidation and whether it is

confined to the surface or if it penetrated the LDPE matrix. The LDPE pellets were cut

into two, and two small pieces were extracted, one from the centre and another from the

surface of the pellet. These were ground into a powder with KBr (1 % w/w) and were

compressed to make a thin wafer, which was then analysed by FT-IR. The carbonyl

index was also measured and noted using this formula:

COi = Optical density of absorption band at 1,640–1,840 cm -1: Optical density of

absorption band at 1,463 cm-1.

3.15. Comparative biodegradation of HDPE and LDPE

This experiment was conducted to determine the impact of density on LDPE

biodegradation. HDPE and LDPE pellets were photo-oxidised for 10 days, after which

the samples were weighed and disinfected. Both were incubated with Fusarium

oxysporum at 30 °C for 45 days. Biodegradation took place for 45 days, with regular

replenishment of the culture broth. After 45 days, the extent of biodegradation was

assessed by measuring the weight loss of the pellets.

3.16. Biodegradation of LDPE with additives

Commercial non-coloured LDPE sheets were purchased from a local

supermarket. These sheets contained the antioxidant Irganox®. The sheets were

oxidised by heat treatment in a hot air oven for 30 days, disinfected and added to

modified Czapek’s-Dox broth and agar. The samples were then inoculated with various

fungi isolated from river, landfill and leachate sources using the processes outlined in

Section 3.6. Biodegradation was observed by measuring weight loss of the sheets as

described in above section. The biofilms were washed off from these sheets using SDS

(See Section 3.7.4.1). The sheets were then observed under a scanning electron

microscope.

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3.17. Transmembrane inserts

These experiments were conducted to establish the necessity of biofilm

formation by Fusarium oxysporum during biodegradation. In order to physically

separate fungi from oxidised LDPE pellets, polyester transmembrane inserts (Corning)

with a pore size of 0.4 µm were used.

3.17.1. Transmembrane experiments

Transmembrane permeable supports were used to cultivate Fusarium

oxysporum. These permeable supports can be inserted into transmembrane plates. Each

plate contained six wells.

Each well of a transmembrane plate was filled with 1.5 mL of Czapek’s-Dox

medium, and a pellet of oxidised LDPE was added as a carbon source. Next, the

transmembrane was inserted into the well along with another oxidised LDPE pellet, and

coated with 10 µL of fungal suspension. The plate was held closed with cellophane tape

and incubated at 30 °C for 45 days. The medium was replenished regularly, and

distilled water was kept in the incubator to minimise evaporation. After 45 days, the

weight loss of the LDPE and the growth rate of the fungi were observed and noted.

Each of the isolated fungi was tested individually, along with the appropriate controls.

The experimental set-up is illustrated in Figure 3-2.

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Figure 3-2: Transmembrane set-up. A) Basic set-up showing the placement of the semi-

permeable membrane inside the transmembrane well; B) Complete set-up showing the

placement of the medium, LDPE pellets and fungal suspension

3.17.2. Gel filtration chromatography

Gel filtration chromatography was performed to fractionate fungal metabolites

in the transmembrane experiments. Sephadex G-75 was used as a stationary phase for

the separation.

3.17.2.1. Preparation of filtration buffer (Tris-HCl buffer)

Tris-HCl buffer was used as a filtration buffer. This was prepared by

dissolving 121.1 g of Tris in 800 mL of distilled water. The pH was slowly

adjusted to 7.5 by adding 40 mL HCl to the Tris solution. To this, blue dextran was

added as an indicator.

3.17.2.2. Procedure

In a fresh beaker, 400 mL of Tris-HCl buffer was added to 300 ml of the

Sephadex G-75 powder. This mixture was allowed to swell for 3 h. Any fine

particles that did not mix with the gel bed were decanted. Next, a column was clamped

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vertically and cotton wool was placed at the bottom. An initial 5 cm of buffer was

poured into the column, followed by the gel solution. This was allowed to settle for 1

hour. The buffer was then poured into the column and washed twice. Extra buffer on top

of the column bed was carefully removed, leaving only 0.5 cm of buffer above the gel in

the column. As soon as the blue dextran entered the last portion of the column, the tap

was opened and samples were collected at 3 mL/minute. The optical density of the

samples was measured at 254 nm using a UV spectrophotometer and the absorbance

was plotted.

3.17.3. SDS-PAGE

The fractions from gel filtration were centrifuged at 10,000 rpm or 9,391 g for

10 minutes and the supernatant was discarded. The pellet was mixed with sample buffer

(see below) and subjected to SDS-PAGE according to the Mini-PROTEAN® Tetra Cell

Instruction Manual (Bio-Rad 2013).

3.17.3.1. Preparation of sample buffer

Sample buffer (10 mL) at a 3X concentration was prepared by adding 2.4 mL of

Tris-HCl (1 M) at pH 6.8, 3 mL of 20 % SDS (prepared by dissolving 20 g of SDS in

100 mL of distilled water), 3 mL glycerol, 1.6 mL of β-mercaptoethanol and 0.006 g of

bromophenol blue.

3.17.3.2. Preparation of running buffer

A 10X running buffer was prepared by mixing Tris base (30.3 g) and glycine

(144 g) in distilled water at pH 8.3. The buffer was made up to 1 litre and to this was

added 10 g of SDS. The buffer was diluted to working concentration (1X) prior to use.

3.17.3.3. Gel fixing solution

A gel fixing solution was prepared by mixing methanol, acetic acid and distilled

water in a ratio of 50:10:40.

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3.17.3.4. Destaining solution

A destaining solution was prepared by mixing methanol, acetic acid and distilled

water in a ratio of 45:10:45.

3.17.3.5. Coomassie Brilliant Blue stain

The stock solution was prepared by mixing 12 g of Coomassie Brilliant Blue in

300 mL of methanol. The solution was acidified by adding 60 mL of acetic acid. The

working solution was prepared by adding 30 mL of concentrated stock to 500 mL

methanol and 400 mL of distilled water. This was again acidified by adding 100 mL of

acetic acid.

3.17.3.6. Preparation of polyacrylamide gels

Acrylamide-bisacrylamide solution was prepared by dissolving 30 %

acrylamide and 0.8 % bisacrylamide in distilled water and storing in the dark at 4 °C.

An ammonium persulphate (APS) solution (25 mg/100 mL) was made up in distilled

water.

The lower resolving gel (10 %) was prepared by adding 2 mL of acrylamide-

bisacrylamide, 3 mL of Tris-Cl (pH 8.8) and 38 µL of 20 % SDS to 2.43 mL of

distilled water. To initiate polymerisation, 36 µL of 10 % APS and 5 µL of TEMED

(Tetra Methyl Ethylene Diamine) were added to the solution. The gel was cast between

glass plates and then carefully washed with ethanol.

The upper stacking gel (4 %) was made by adding 660 µL of acrylamide-

bisacrylamide, 630 µL of Tris-Cl (pH 6.8) and 25 µL of 20 % SDS to 3.6 µL of distilled

water. Prior to casting, 25 µL of 10 % APS and 5 µL of TEMED were added and an

appropriate comb was inserted. After the stacking gel had polymerised, the comb was

carefully removed. The 3X sample buffer was diluted by mixing 25 µL of buffer with

75 µL of distilled water. Broad-range non-stained proteins (Bio-Rad) were used as

markers.

Electrophoresis was conducted for approximately 1 hour at 200 V. The gel was

removed from the plates and incubated in the gel fixing solution for about 30 minutes.

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Following this, the gel was added to the staining solution and incubated for a further 30

minutes. Destaining was performed by incubating the gel in the destaining solution for

3 h with shaking. Finally, the gel was carefully removed from the solution and

photographed.

3.18. Effect of metal salts on LDPE biodegradation by cell-free extracts

Fungal micronutrients (CuCl2, FeCl2, MnCl2 and ZnCl2) were assessed for their

effects on the biodegradation of oxidised LDPE. All salts were tested at 0.5 mmol/L,

with the pH of solutions adjusted to 7. These experiments were also conducted in

triplicate.

3.19. Detection of extracellular enzymes

The extracellular enzymes produced by the Fusarium oxysporum isolate were

identified using the plate assay technique and a titration method. The NCBI database

suggests that Fusarium oxysporum secretes a number of extracellular enzymes,

including amylase, cellulase, chitinase, and laccase. Screening was conducted for each

of these.

3.19.1. Enzymatic screening using the plate assay technique

These experiments were conducted in order to identify enzymes secreted by

Fusarium oxysporum in the presence of LDPE. First, mycelia of Fusarium oxysporum

was collected from stored PDA slants and inoculated into Czapek’s-Dox liquid medium

using a sterilised loop. To this, pulverised oxidised LDPE powder (0.1 mg/100 mL) was

added. This mix was incubated for 5 days at 30 °C (Kahangi et al. 2012). After

incubation, the resultant mycelium was filtered out with Whatman’s No. 1 filter paper.

It was then point inoculated into the media described below and the resulting

cultures were incubated overnight at 30 °C.

3.19.1.1. Screening for amylase

This was performed by incubating Fusarium oxysporum with starch amended

medium. This medium was prepared by adding 1 g glucose, 0.1 g yeast extract, 0.5 g

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73

peptone, 20 g starch and 16 g agar to 1 litre of distilled water. The pH was adjusted to 6,

and the mixture poured into Petri dishes. When the plates had solidified, they were point

inoculated with Fusarium oxysporum and incubated for 24 h. After incubation, the

plates were flooded with a solution of 1 % I2 and 2 % KI. A clear zone surrounding the

colonies after incubation was considered as a positive reaction.

3.19.1.2. Screening for cellulase

This was done by incubating Fusarium oxysporum with sodium

carboxymethylcellulose. The medium was prepared by dissolving 0.1 g of yeast extract,

0.5 g of peptone and 16 g of agar in 1 litre of distilled water containing Na-

carboxymethylcellulose (0.5 %). After incubation with Fusarium oxysporum, the plates

were flooded with Congo red. They were then destained by adding 1M of NaCl (20 mL)

for 15 minutes. A clear zone surrounding the colonies was considered a positive

reaction.

3.19.1.3. Screening for chitinase

This was done by incubating Fusarium oxysporum in chitin-amended medium.

The medium contained 4 g of chitin, 0.7 g of K2HPO4, 0.3 g of KH2PO4, 0.5 g of

MgSO4.5H20, 0.01 g of FeSO4.7H20 and 20 g of agar in 1 litre of distilled water. After

inoculation and subsequent incubation with Fusarium oxysporum the plates were

examined. A clear zone surrounding the colonies was considered as a positive reaction

(Maria et al. 2005).

3.19.1.4. Screening for laccase

This was done by incubating Fusarium oxysporum with α-naphthol amended

media. Glucose yeast peptone media was supplemented with 0.005 % α-naphthol

and the pH was adjusted to 6. These plates were then point inoculated with

Fusarium oxysporum and incubated for 24 h. The appearance of a blue colour

around the colonies after 24 h of incubation was considered a positive reaction

(Maria et al. 2005).

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3.20. Biodegradation of LDPE with laccases from Fusarium oxysporum

Fusarium oxysporum was grown on glucose peptone media for more than 5

days. Mycelia were removed by vacuum filtration through Whatman’s No. 1 filter paper

and the resultant filtrate was concentrated by freeze drying. The proteins in the solution

were precipitated by adding solid ammonium sulphate to obtain 80 % saturation. The

solution was stirred gently for 1 hour at 4 °C and left overnight. The precipitate was

collected by centrifugation at 8,000 g for 1 hour at 4 °C (Patrick et al. 2009).

3.20.1. Gel filtration separation of laccase

For gel filtration, Sephadex G-25 was used as a stationary phase and 100 mmol

of sodium chloride was used as a mobile phase. Thirty fractions were collected at a

flow rate of 1 mL/minute and the absorbance of each was measured at 280 nm. High

absorption fractions were separated and concentrated using Amicon Ultra-2 mL

centrifugal filters according to the manufacturer’s protocol. The separated fractions

were stored in 1 mL of 5 mmol bis-Tris-HCl buffer at pH 6.5. Next, 0.1 mL aliquots

were taken, mixed with 1 mL of 0.1 M α-naphthol (dissolved in 96 % ethanol) and

incubated at 30 °C. The development of a blue colour was considered as a positive

reaction for the presence of the enzyme.

3.20.2. Spectrophotometric assay of laccase activity

The absorption of the reaction mixture was measured at 420 nm. One unit of

enzyme activity is defined as the amount of enzyme that can oxidise one µM of 2, 2'-

azino-bis (3-ethylbenzthiazoline-6-sulfonic) acid (ABTS) in 1 minute.

3.20.3. ABTS standard solution

The ABTS standard solution was prepared by dissolving 1 mmol of ABTS

(ε=3.6104 cm-1 mL) in Na2HPO4/citric acid buffer (0.1 M) at pH 3.0 and 30 °C.

Concentrated protein fraction (laccase) from the gel filtration was used to

determination the specific activity of the enzyme (Cavallazzi et al. 2004). The gel

filtration fractions (100 µL) were mixed with 900 µL of ABTS standard solution and

allowed to stand for 5 minutes. The concentration of the laccase was calculated as 84

U/mL.

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75

3.20.4. Biodegradation with laccase

Laccase was purified from fungal extracts by gel filtration. To the extract, 100

mmol phosphate buffer was added to make up the total volume to 10 mL (Patrick et

al.2009). LDPE pellets were immersed in this buffer at a pH of 7 at a temperature of 30

°C. LDPE pellets were treated with SDS 2 % (v/v) overnight to remove attached

protein. Pellets were then washed with distilled water in order to remove SDS. The

washed, treated pellets were then weighed. Along with weight loss, dissolved carbon

dioxide concentrations were also calculated.

3.20.5. Effect of laccase on LDPE oxidation

LDPE pellets were photo-oxidised by incubating under UV light for 24 h. The

photo-oxidised pellets were then incubated with laccase in phosphate buffer (at pH 7

and at 30 °C). This incubation was continued for 2, 4, 8 and 12 h. The incubated

samples were then subjected to FT-IR analysis. The effect of oxidation was measured in

terms of the carbonyl index A1,712/A1,465.

3.21. Effect of co-metabolite additives on laccase oxidation capability

3.21.1. Effect of sucrose

Photo-oxidised LDPE pellets were incubated with laccase in phosphate buffer

(pH 7 at 30 °C) and incubated for 24 h. Increasing concentrations of sucrose at 0.25 %,

0.50 %, 0.75 % and 1 % (w/v) were added to these samples prior to incubation. After

incubation the pellets were analysed by FT-IR.

3.21.2. Effect of ethanol

Photo-oxidised LDPE pellets were incubated with laccase in phosphate buffer at

pH 7 and at 30 °C. Increasing concentrations of 0.25 %, 0.50 %, 0.75 % and 1 % v/v

ethanol was added to the samples and the reaction was continued for 24 h. The resultant

pellets were analysed by FT-IR.

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Materials and methods

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3.21.3. Effect of manganese, copper, ferrous and zinc chloride on laccase

oxidation

Photo-oxidised LDPE pellets were incubated with laccase in phosphate buffer at

pH 7 at 30 °C. The chloride salts MnCl2, CuCl2, FeCl2 and ZnCl2 were added to this

buffer at concentrations of 0.25 mmol/L, 0.50 mmol/L and 0.75 mmol/L, and the

samples were incubated for 24 h. After incubation, the samples were treated with SDS

as described above and subjected to FT-IR analysis.

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CHAPTER 4

EXAMINING FUNGAL EFFECT ON LDPE

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Examining fungal effect on LDPE

78

4.1. Overview

This chapter analyses the physical and chemical changes of LDPE surface

caused by fungi. A description of fungi employed for this process is provided. An

attempt to elucidate possible degradation mechanisms by fungi is also described.

4.2. Selection of fungi

Six different fungi were able to survive on oxidised LDPE as the only carbon

source. Based on microscope observations, they were classified as belonging to four

genera: Mucor, Fusarium, Aspergillus and Penicillium. Three of the observed fungi

belonged to the genus Mucor. Among these, fast-growing fungi were selected according

to the parameters of weight loss of LDPE and growth rate of the fungi. Weight losses

were measured by removing attached biofilms using SDS (see Section 3.7.4.1; see

Figure 4-1).

Figure 4-1: Weight loss of oxidised LDPE

0

2

4

6

8

10

12

14

16

Mucor # 1 Mucor # 2 Mucor # 3 Fusarium Aspergillus Penicillium

Ave

rage

wei

ght l

oss (

%)

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Examining fungal effect on LDPE

79

Fusarium has shown to be ‘good performing’ fungus in the terms of weight loss

of LDPE. It was also observed growing at faster rates on modified Czapek’s-Dox plates

and in liquid media. Fusarium was shown to degrade not only LDPE, but also other

plastics (Umamaheswari & Murali 2013). Thus it was selected as a preferred fungus

among others for biodegradation of LDPE.

4.2.1. Dissolved carbon dioxide content

The fungi growing on LDPE samples were checked for dissolved carbon dioxide

content, out of 100 mL of culture medium incubated with fungi for one week, using the

procedure outlined in Section 3.7.4.3. Figure 4-2 shows that Fusarium incubated conical

flasks exhibited the highest carbon dioxide content, followed by Mucor #1. The other

strains, Mucor #2, Mucor #3, Aspergillus and Penicillium did not differ markedly from

the control.

-0.5

0

0.5

1

1.5

2

2.5

Control Mucor # 1 Mucor # 2 Mucor # 3 Fusarium Aspergillus Penicillium

Aver

age

conc

entr

atio

n of

CO

2 in

g/L

Figure 4-2: Concentration of dissolved carbon dioxide in g/L

It was observed that biodegradation produces carbon dioxide in to the medium

(Mohan 2011), resulting in a decrease in the dissolved oxygen concentration. Fusarium

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oxysporum has demonstrated the capability to grow under low O2 concentrations (Pitt &

Hocking 2009), making it an appropriate fungus to study LDPE biodegradation.

4.2.2. Growth rate of fungi

Fungal growth rates were observed on plates containing Czapek’s-Dox medium.

The detailed procedure was provided in Section 3.7.4.2. The observed growth rates are

demonstrated in Table 4-1.

Table 4-1: Radial growth rates of fungi in mm

Growth rate of fungi

[mm/day]

Average

growth

rate

Mucor #1 3.2 ±1.2

Mucor #2 2.8 ±1.2

Mucor #3 2.5 ±0.3

Fusarium 6.5±0.3

Aspergillus 2.5 ±0.3

Penicillium 2.7±0.4

Fungal growth was measured at 30 °C and pH 7. Though all fungal strains were

able to grow, Fusarium showed the fastest growth among the tested species. An

increase in the optical density by mycelia was also noted in the Czapek’s-Dox broth,

indicating its efficiency in LDPE biodegradation.

4.2.3. Microbial adhesion test results

Hydrophobicity values describe the efficiency of fungi in attaching to

hydrophobic surfaces like LDPE. The tests were performed on sheets of oxidised LDPE.

The results were calculated after one week of incubation, and are shown in Figure 4-3.

The hydrophobic index was calculated using Equation (4.1):

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Examining fungal effect on LDPE

81

(4.1)

0

0.2

0.4

0.6

0.8

1

1.2

Mucor # 1 Mucor # 2 Mucor # 3 Aspergillus Fusarium Penicillium

Fung

al h

ydro

phob

ocity

in a

rbitr

ary

units

Figure 4-3: Fungal hydrophobicity

It is apparent in Figure 4-3 that Fusarium was the most efficient at attaching to

LDPE of the strains examined here, followed by Mucor #1. Fusarium exhibited 150 and

178 units’ higher hydrophobicity than Mucor #1 and #2, respectively. This indicates

that Fusarium can more strongly adhere to the LDPE pellets than the above mentioned

strains.

Most fungi generally exude small amphiphillic proteins called hydrophobins.

These proteins can render hydrophilic nature to hydrophobic structures like LDPE and

vice versa (Ritz 2011). Depending on its nutrient availability, Fusarium is capable of

producing these hydrophobins (Fuchs et al. 2004). During the above experiment, as the

LDPE was used as a sole carbon source, Fusarium might have secreted hydrophobins,

increasing their surface hydrophobicity.

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4.2.4. Protein concentration of biofilm

Figure 4-4 shows the protein concentration of biofilm. The quantity of protein in

Fusarium biofilm was slightly higher than in other types of fungi. Fusarium biofilm had

a 1 µg/L and 3 µg/L higher protein content than Mucor #1 and #2 biofilm protein

contents, respectively.

0

5

10

15

20

25

30

Mucor # 1 Mucor # 2 Mucor # 3 Aspergillus Fusarium Penicillium

Con

cent

ratio

n of

pro

tien

(µg/

L)

Figure 4-4: Concentration of protein in biofilm

Fungal biofilm content depends on various environmental factors, including a

limited availability of nitrogen, high levels of oxygen, low temperature and low pH,

nutrient deprivation and desiccation (Ahimou et al. 2007). As in the above experiments,

carbon source for fungi is limited so fungi have to produce a high quantity of biofilms

to degrade LDPE as an environmental stress response. High protein content of

Fusarium oxysporum in its biofilms indicates that it is actively secreting LDPE

degrading enzymes or hydrophobins, which are proteins in nature.

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4.2.5. Weight loss of LDPE

The Fusarium strain was isolated and tested to verify its ability to cause weight

loss of oxidised LDPE (see Section 3.7.4.1). The results are presented in Table 4-2. The

weight loss (%) was not consistent in the flasks, but was observed to average 17 % (± 3)

after 45 days’ incubation.

Table 4-2: Weight losses (in mg) of oxidised LDPE measured after biodegradation

Sample Weight loss [%]

Untreated 0

1 17.09

2 17.51

3 20.17

4 14.09

4.3. Classification of fungi

Microscopic observations of fungi were undertaken using the slide culture

technique outlined in Section 3.9.1. In micrographs of (a) and (b), mycelia of Fusarium

can be observed. A basic structural examination revealed the presence of sickle shaped

micro-conidia (see Figure 4-5 [c] and [d]), which is a characteristic of Fusarium

(Hospenthal & Rinaldi 2007). These fungal types were isolated from soil on oxidised

LDPE pellets.

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4.3.1. Results of slide culture

a

b

c

d

Figure 4-5: Micrographs of fungi isolated from landfill: (a) mycelia, (b) groups on

conidia, (c) and (d) micro-conidia (40 x magnifications).

4.3.2. DNA sequencing

Fungal DNA was extracted and amplified, as described in Section 3.9.3. The

amplification process showed a 480-base pair DNA fragment (see Figure 4-6).

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Figure 4-6: Agarose gel electrophoresis of amplified DNA fragment. Lane 4 shows a

pale band of fungal DNA. Lane 1 shows the DNA ladder.

The amplified DNA was sequenced by the Australian Genome Research Facility

(AGRF). The sequence was analysed using Bio-Edit® software. The sequence was

submitted to NCBI, and the accession number JN711444 obtained.

4.4. Characterisation of fungal-treated LDPE

To identify the impact of fungal activity on LDPE, several techniques were used,

including FT-IR spectroscopy, Raman spectroscopy, methylene blue test and XRD. It

was observed that oxidised LDPE and oxidised LDPE (control) exhibited similar

properties of crystallinity according to Raman spectroscopy. They also exhibited similar

FT-IR spectra (see Figure 4-7).

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86

10

00

20

00

30

00

40

00

Ox

idis

ed

LD

PE

10

00

20

00

30

00

40

00

0.0

0.5

1.0

1.5

2.0

Ox

idis

ed

LD

PE

(c

on

tro

l)

10

00

20

00

30

00

40

00

Fu

ng

i tr

ea

ted

LD

PE

10

00

20

00

30

00

40

00

0.0

0.5

1.0

1.5

2.0

Un

tre

ate

d L

DP

EAbsorbance in arbitrary units

Wa

ve

nu

mb

er

(cm

-1)

Figu

re 4

-7: F

T-IR

spec

trum

of L

DPE

var

ietie

s. U

ntre

ated

LD

PE; O

xidi

sed

LDPE

; Oxi

dise

d co

ntro

l

LDPE

(con

trol

) and

fung

al-tr

eate

d LD

PE

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4.4.1. FT-IR analysis

Untreated LDPE, oxidised LDPE, oxidised LDPE (control) and fungal-treated

LDPE were analysed by FT-IR, as described in Section 3.10.1. This technique was used

to identify the functional groups that participated during fungal degradation. Changes in

the crystallinity of the LDPE samples after these four treatments were observed,

according to the formula in Section 2.14.1.

It can be observed from the above spectra that oxidised LDPE contained various

functional groups not observed in untreated LPDE spectra, indicating the formation of

new functional groups. Most new functional groups were also seen in fungal-treated

LDPE, but with different peak intensities. This suggests that Fusarium oxysporum

caused degradation of these functional groups, leading to the biodegradation of LDPE.

It can also be observed that most peaks were present in both oxidised LDPE and

oxidised LDPE (control), but with slight differences in their respective absorption

intensities. Untreated LDPE exhibits broader peaks than those of other types of LDPE.

This may be due to differences in its mode of preparation. Untreated LDPE was

prepared by compressing it to a wafer by a disk-making mechanism, resulting in a

comparatively thicker sample giving broader peaks. Additionally, KBr was not added to

this sample.

Untreated LDPE did not exhibit any bands in the region of 1705–1740 cm-1,

while oxidised LDPE showed a signal at 1715 cm-1, indicating the presence of saturated

aliphatic ketone functional group (C=O) in the polymer chains (Rabek 1995). It is

indicating that oxidation of LDPE resulted in replacement of two hydrogen atoms with

oxygen attached to carbon molecules. The same functional group was observed in the

oxidised LDPE (control). Fungal-treated LDPE showed decreased absorbance for this

signal. This indicated that C=O was subjected to enzymatic activity by the isolated

Fusarium oxysporum. Along with these, the keto carbonyl, ester carbonyl, vinyl bond

and internal double bond indices were observed to have decreased intensities in fungal-

treated LDPE. Their functional group intensities were calculated using the formulae

cited earlier (Section 2.14.1). The results are presented below (see Figure 4-8).

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-0.5

0

0.5

1

1.5

2

Untreated LDPE Oxidised LDPE Oxidised Control LDPE

Fungal-treated LDPE

Keto carbonyl bond index Ester carbonyl bond index

Vinyl bond index Internal double bond index

Figure 4-8: Differences between functional groups in LDPE subjected to various

treatments

Oxidation resulted in the appearance of various functional groups in the LDPE

structure. The functional groups formed can be represented in decreasing order of their

relative intensities, as follows:

RCOR1 > RCOOR1 > CH2=CH2

It was observed that the ester group is the easiest to degrade functional group by

Fusarium oxysporum, followed by the keto and vinyl groups. The biodegradation

pattern can be expressed as:

RCOOR1 > RCOR1 > CH2=CH2

The percentage of crystallinity was calculated from the FT-IR measurements

using Zerbi et al.'s (1989) formula as described in Section 2.14.1. Figure 4-9 shows the

values obtained for the four LDPE samples.

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60

62

64

66

68

70

72

74

Untreated LDPE Oxidised LDPE Oxidised control LDPE

Fungal-treated LDPE

Perc

enta

ge o

f cry

stal

linity

Figure 4-9: Crystallinity of LDPE samples

It can be seen from these results that fungal-treated LDPE contained a greater

crystalline fraction than other LDPE types. It can be explained by the oxidation and

subsequent fungal treatment of LDPE samples. Oxidation results in chain termination of

LDPE, thereby increasing the amorphous fraction of the sample (Scheirs 2000). As

amorphous portions are more susceptible to biodegradation than crystalline portions

(Kroschwitz 1989), it can be expected that amorphous fraction was first consumed by

Fusarium oxysporum, resulting in the crystalline fraction as a residue.

4.4.2. Raman spectroscopy

Raman spectroscopy was performed to monitor changes in the functional groups

not observed by FT-IR. All three types of LDPE pellet were screened, with the results

showing clear differences between them (see Table 4-3 and Figure 4-10).

The untreated LDPE sample exhibited a peak at 1439 cm-1, indicating a semi-

crystalline nature of tested polymer (Lobo & Bonilla 2003). A band at 1296 cm-1 was

also observed in the untreated LDPE spectrum, indicating the presence of a twisting

vibration of –CH2. Further peaks at 1126 cm-1 and 1062 cm-1 indicated the presence of a

stretching vibration of –CH2. At these wave numbers, the untreated LDPE showed a

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higher intensity. Additionally, a twisting vibration was observed at 1295 cm-1. Oxidised

and fungal-treated LDPE exhibited a decrease in bands’ sharpness, corresponding to a

decrease in the densities of their –CH2 groups. The crystalline peaks at 1463 cm-1, 1441

cm-1 and 1418 cm-1 changed to a broad peak at 1440 cm-1 in the oxidised LDPE.

1439 cm-1

1296 cm -1

1062 cm-1

0

50

100

150

200

250

100 350 600 850 1100 1350 1600 1850

Inte

nsity

of e

mis

sion

in a

rbitr

ary

units

Wave number in /cm

Untreated LDPE

Oxidised LDPE

Fungal treated LDPE

Figure 4-10: Raman spectra of LDPE

As shown in Figure 4-10, and following the method given in Section 2.14.2, the

intensity of emission of the fungal-treated LDPE spectra was shown to decrease from

811 to 895 cm-1. In contrast, the intensity of emission of oxidised LDPE was observed

to be relatively higher than those of the untreated and fungi-treated LDPE. This

indicated that short chains were created by oxidation, which were then degraded by the

fungi.

The intensity of emission at 890 cm-1 inversely indicates the approximate

molecular weight of LDPE (Lobo & Bonilla 2003) (see Table 4-3). Thus, depending on

the emission intensity, the oxidation process may decrease the molecular weight of

LDPE. Fungal-treated oxidised LDPE shows an increase in molecular weight.

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Table 4-3: Intensities of emission by LDPE at 891 cm-1

Untreated

LDPE

Oxidised LDPE Fungal-treated LDPE

61.3 94.1 81.3

The amorphous proportion of the different LDPE types was calculated using

strobes formula, as described in Section 2.14.2 and shown below, in Table 4-4.

Table 4-4: The αa portion of LDPE types, depending on relative intensity of emission

Untreated

LDPE

Oxidised LDPE Fungal-treated

LDPE

74.9 118.6 79.8

These results suggest that the oxidation process increases the amorphous content

of the LDPE pellets. The amorphous portions can be attacked by fungi, causing a

decrease in the amorphous nature of LDPE and a corresponding increase in the

crystalline fraction of the pellets. These results were in agreement with those from the

FT-IR spectroscopic analyses, presented above.

4.5. Surface visualisation analysis

AFM and SEM were used to visualise the fungal-treated LDPE after fungal

treatment. The processes are detailed in Section 2.15.

4.5.1. Scanning electron microscopy

The result is presented in Figure 4-11 (d). The fungal-treated samples, in

particular, lost their surface roughness. In contrast, the oxidised LDPE (see Figure 4-11

[b]) and oxidised control LDPE (see Figure 4-11 [c]) surfaces were rougher than the

control (see Figure 4-11 [a]).

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a

b

c

d

Figure 4-11: Scanning electron micrographs. (a) untreated LDPE, (b) oxidised LDPE,

(c) oxidised control LDPE and (d) fungal-treated LDPE (at 1 µm resolution).

Figure 4-12, shows the biofilm formed by Fusarium oxysporum. Along with this

mycelia and conidia of Fusarium oxysporum can be observed on the LDPE surface. It

was noted that biofilm formation depends on factors like the surface spatial structure of

LDPE and its roughness (Sitarska 2009). As the surface of LDPE becomes rough

because of oxidation, it allowed the attachment of isolated fungal strain Fusarium

oxysporum. This adhesion is stabilised by the hydrophobic nature of its cell wall

surface, which allowed its growth on the LDPE surface. Thus, isolated fungi caused the

biodegradation of LDPE.

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Figure 4-12: Scanning electron micrograph showing Fusarium mycelia and conidia

4.5.2. AFM

AFM scans of an LDPE surface degraded over 45 days were conducted under

the same conditions described in Section 3.10.4. All four types of LDPE (untreated

LDPE, oxidised LDPE, oxidised LDPE [control] and fungal-treated LDPE) were

analysed for their topography. The resultant roughness values were presented as average

route mean square (RMS) values in Figure 4-13. These values were obtained from 3

different regions on the same pellet and by calculating the average value of it.

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0

20

40

60

80

100

120

140

160

180

200

Untreated LDPE Oxidised LDPE Oxidised LDPE (control)

Fungal-treated LDPE

RM

S ro

ughn

ess

(nm

) (av

erag

e va

lue)

Figure 4-13: Average surface roughness of various LDPE samples.

It is evident from the graph above that fungal-treated LDPE exhibited low

surface roughness compared to the other LDPE types. Oxidised LDPE (control) showed

the highest surface roughness. The surface roughness of oxidised LDPE increased after

45 days of incubation in the fungal cultivation medium, suggesting that Fusarium

oxysporum attacks the rough surfaces of LDPE and degrades it.

4.5.2.1. AFM images of LDPE

The surface roughness of all four LDPE sample types were analysed by AFM.

Samples were prepared and analysed, as described in Section 3.10.4.

4.5.2.2. Comparison of AFM results by LDPE type

As shown in Figure 4-14, the surface of untreated LDPE (a) was semi-rough,

while oxidation increased the surface roughness of oxidised LDPE (b). The addition of

Czapek’s-Dox medium and incubation for 45 days at 30 °C increased the surface

roughness of oxidised LDPE (control) (c). Copper of Czapek’s-Dox has been found to

form complexes with oxidised LDPE (Sack et al. 1985), enhancing its susceptibility to

biodegradation. Thus functional groups were created by oxidation and increased surface

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roughness by incubation with media salts, which caused biodegradation by fungi (d). It

was already known that biodegradation is best obtained by increasing the available

surface area for microbial activity (Moore & Saunders 1998). This finding is in line

with the observations of Sudhakar et al. (2008) in seawater-incubated LDPE samples.

a

b

c

d

Figure 4-14: AFM image of four types of LDPE: untreated LDPE (a), oxidised LDPE

(b), oxidised LDPE (control) (c) and Fungal-treated LDPE (d).

From the above visual analysis, it can also be noted that biodegradation causes a

smoothing of LDPE surface. From the SEM and AFM results it was observed that

fungus was causing the erosion of peaks or protrusions, created by oxidation of LDPE.

This might be because the rougher surfaces of LDPE were hydrophilic in nature. These

hydrophilic rougher portions facilitate the attachment of fungus (or its extracellular

products) onto the LDPE. This results in the degradation of rougher surfaces first,

resulting in smoother surfaces.

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4.6. Crystallinity measurements

Untreated, oxidised and fungal-treated LDPE samples were submitted to XRD

studies to estimate the changes in crystallinity occurring during the biodegradation

process.

4.6.1. X- ray diffraction

All three samples (untreated LDPE, oxidised LDPE and fungal-treated LDPE)

were scanned by X-ray diffraction (see Figures 4-15–4-17). Deconvolution of the

graphs, curve fitting and area under peaks were calculated using Origin software. The

percentage of crystallinity was measured by formula, provided in Section 2.16.1.

0

20

40

60

80

100

5 15 25 35 45 55 65 75

Inte

nsity

in a

rbitr

ary

units

2 theta

Untreated LDPE

Figure 4-15: XRD of untreated LDPE

Untreated LDPE showed characteristic peaks at 21.6 and 23.18. These peaks

derived from the crystalline portion of the LDPE sample. A further peak can be

observed at 7.8, indicating that this sample was semi-crystalline.

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0

20

40

60

80

100

5 15 25 35 45 55 65 75

Inte

nsity

in a

rbitr

ary

units

2 theta

Oxidised LDPE

Figure 4-16: XRD of oxidised LDPE

Oxidised LDPE showed characteristic peaks at both 21.6 and 23.18. The

intensity of the 21.6 peak is the same as for pure LDPE. The peak at 23.18 was lower

than for untreated LDPE, indicating a reduction in crystallinity.

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0

20

40

60

80

100

5 15 25 35 45 55 65 75

Inte

nsity

in a

rbitr

ary

units

2 theta

Fungal-treated LDPE

Figure 4-17: XRD of fungal-treated LDPE

Fungal-treated or biodegraded LDPE showed different peaks from oxidised

LDPE. The intensity of the peak at 23.18 was reduced to seven units, although the

amorphous halo was not significantly different. The decrease in the amorphous portion

was relatively higher than the decrease in the crystalline portion. In fact, the total

percentage of crystallinity was found to decrease from 27 % for untreated LDPE to 25%

for oxidised LDPE, yet this increased to 28 % for the fungal-treated LDPE. This

indicates that the amorphous portions had been created by oxidation and then

subsequently degraded by fungi. These results are in agreement with those observed by

FT-IR, Raman spectroscopy (see Section 4.5.1 and Section 4.5.2). As XRD deals with

the bulk of material (LDPE pellet), the changes in crystallinity were minimal.

4.6.2. Methylene blue test

The biodegradation of the LDPE pellets was measured by staining using

methylene blue. The optical density of the resultant solution was measured at 662 nm

(see Figure 4-21). The procedure was detailed in Section 3.10.7.

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0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

Untreated LDPE Oxidised LDPE Fungal-treated LDPE

Aver

age

OD

at 6

62 n

m

Figure 4-18: Optical density at 662 nm of various resultant solutions

Untreated LDPE does not have any charged groups on its surface, and thus does

not react with methylene blue. Thus, as expected, the absorption by the resultant

solution was higher than the resulting solutions obtained with oxidised and fungi-treated

samples. Oxidised LDPE pellets were shown to possess functional groups on their

surface (keto, ester and vinyl groups), which reacted with the methylene group of dye to

form complexes. This reaction led to a decrease in the absorption by methylene blue in

the resultant solution. Although fungal-treated LDPE possessed all of the above-

mentioned functional groups, they were present in lower concentrations, indicating that

the biodegradation reactions appear to target charged functional groups on the oxidised

polymer. Also, biodegradation process reduced the surface area and the quantity of

polar groups present on oxidised LDPE. Thus, the attachment of methylene blue to

fungal-treated LDPE was comparatively less than to the oxidised LDPE pellets. This

resulted in the high absorbance of the resultant solution. This technique is easy, and can

be performed in minimal time.

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4.7. The visual properties of the LDPE samples

During this research, differences in the properties of untreated LDPE, oxidised

LDPE and fungal-treated LDPE were observed. Visually, oxidised LDPE was pale

yellow, while untreated LDPE was white. The colour of oxidised LDPE was uniform,

while biodegraded (fungal-treated) LDPE had white patches on its surface. Fungal-

treated LDPE appeared opaque when compared with non-degraded LDPE types.

4.8. Biodegradation of LDPE with Irganox®

4.8.1. Weight loss

The weight loss of LDPE sheets after incubation with fungi was observed and

tabulated (see Section 3.7.4.1). The weight loss (%) was not consistent as the available

surface area of LDPE sheets (see Section 3.3.1.3) was different. However, an overall

weight loss of 17 % (±3) was observed after 45 days of incubation at 30 °C (see Table

4-5). This weight loss was not continuous, and it appeared to be reaching its maximum.

Further biodegradation was not observed despite the media being replenished every ten

days.

Table 4-5: Weight loss of LDPE pellets (mg) with Irganox®

Before incubation After incubation Weight loss (%)

25.4 (control) 25.4 0

24.1 20 17.01

26.3 22.5 14.45

25.5 21.6 15.29

26.5 22.9 13.58

4.8.2. Amount of attached protein

LDPE with Irganox® was incubated with Mucor #1 for 45 days, to calculate

weight loss. After incubation, the attached protein concentration was determined as 12

µg/L by the Bradford method, described in Section 3.7.6.

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4.8.3. SEM results

Degradation was visualised by SEM of the surface of LDPE samples. Untreated

LDPE was clear and showed no surface modifications (see Figure 4-22 [a]). Conversely,

thermally oxidised LDPE showed worm-like patterns across its surface (see Figure 4-22

[b]). The same patterns were observed on the surface of the oxidised LDPE (control)

(see Figure 4-22 [c]). The fungal-treated LDPE showed clear patterns of degradation,

where the worm-like patterns had been cleared from some parts of the surface (see

Figure 4-22 [d]). This observation shows that the rough surface was created by

oxidation, subsequently degraded by Mucor #1. This observation is similar to that of

LDPE that had not been treated with Irganox®.

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a

b

c

d

Figure 4-19: Scanning electron micrographs. (a) Untreated LDPE, (b) thermally

oxidised LDPE, (c) Oxidised LDPE (control) and (d) fungal-treated LDPE (at 1µm

resolution)

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4.8.4. Discussion and conclusion for biodegradation of LDPE with Irganox®

The overall weight loss observed was no greater than 17 %. Biodegradation of

LDPE samples was evidenced by the presence of biofilm formed by the fungi. LDPE

with Irganox® can be degraded with Mucor #1 after a long oxidation period by thermal

oxidation. Anti-oxidant effect can be pacified by prolonged periods of thermal oxidation

and subsequent autoclaving of LDPE. Other groups have successfully isolated bacteria

from autoclaved LDPE that were with Irganox® (Chatterjee et al. 2010).

Scanning electron micrographs displayed characteristic worm-like

biodegradation patterns. These structures were observed on the top of thermally treated

LDPE sheets. Similar patterns were observed by Otake et al. (2003) on the surface of

LDPE samples that had been buried in soil for 32 years. The authors described them as

the result of thermal oxidation and possible biodegradation by the bioactive soil. On the

other hand, this pattern appears to be crystals revealed by the thermal oxidation of

LDPE surface (Olley & Bassett 1982). It can be concluded that biodegradation after

oxidation of LDPE with Irganox® is possible.

4.9. Conclusion

Isolated fungal strain Fusarium oxysporum did appear capable of degrading

LDPE and utilising it as a carbon source. Degradation appeared to occur preferentially

at the higher, more exposed or rougher points on the LDPE surface. This mode of

rougher peak degradation resulted in measurably smoother surfaces. This degradation

resulted in both chemical and physical changes in LDPE.

4.9.1. Chemical aspects of degradation

Biodegradation of untreated LDPE was not observed, as it does not have any

chemically reactive groups on its surface. Its oxidation created functional groups (such

as COOH and -CH=CH) that react with fungal products to allow degradation and cause

weight loss of LDPE. The formation of reactive groups on oxidised LDPE also results

in rougher surfaces (peaks), which also encourage the biodegradation process.

Oxidation of LDPE created short chain fragments in its matrix. Oxidation

resulted in the formation of carboxylic acids, aldehydes and alcohols on LDPE matrix.

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Thus, formed carboxylic acids can react with acetyl Co-A synthetase to form

complexes, and can enter the β-oxidation cycle directly (Albertsson et al. 1987).

Aldehydes and alcohols formed by oxidation enter terminal oxidation mechanism,

causing its biodegradation.

Figure 4-20 below explains the formation and subsequent degradation of

functional groups on LDPE during the biodegradation process, described above.

H20 and O2

-CH2-CH2-COOH- + CH2- C-CH2

o

-CH2-CH2-CH2-CH2-CH2-CH2-CH2-

Enters into the -oxidation cycle

Norrish type 1 and type 2 degradation mechanism

Figure 4-20: Effect of oxidation on LDPE

4.9.2. Physical aspects of biodegradation

Initially, LDPE was in a semi-crystalline mode, containing both amorphous and

crystalline phases. When oxidised it resulted in the formation of small molecular

fragments due to chain termination. Oxidation also generated free radicals, further

leading to auto-oxidation. This phenomenon caused a decrease in the crystalline fraction

of LDPE. However, this change occurs primarily on the surface of LDPE pellet.

Findings from previous studies regarding the percentage of crystallinity of

LDPE after biodegradation are inconsistent. For example, Sudhakar et al. (Sudhakar et

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al. 2008) observed a decrease in the crystallinity of seawater-treated LDPE, while

Weiland et al. (1995) observed an increase in crystallinity (compared with the untreated

control) after biodegradation. This was attributed to the degradation of the amorphous

content, leaving the crystalline portion, and resulting in an LDPE sample possessing a

higher percentage of the crystalline fraction. In the present study, it was observed that

changes in the percentage of crystallinity depend primarily on the time of incubation

with the respective microbe.

Figure 4-24 depicts changes in the LDPE crystallinity caused by oxidation and

its subsequent biodegradation. Initially, untreated LDPE owing to the nature of semi

crystalline nature exhibit both amorphous and crystalline regions in its polymer matrix.

When it is undergoing the oxidation process, few crystalline regions were converted

into amorphous regions. As these portions were susceptible to fungi, they were

preferentially degraded by fungi resulting in LDPE weight loss. Thus, the resultant

LDPE has more crystalline portions its matrix, increasing its percentage of crystallinity.

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Untreated LDPE

Oxidised LDPE

Fungal-treated LDPE

Figure 4-21: A schematic representation of changes in crystallinity of LDPE during

biodegradation process

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CHAPTER 5

FACTORS AFFECTING BIODEGRADATION

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Factors affecting biodegradation

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5.1. Overview

In this chapter effect of physical and chemical factors in a view to accelerate

LDPE biodegradation is presented. Biodegradation with Fusarium oxysporum

mycelium and with its cell-free extracts are detailed in order to better understanding of

the process. Following this, essentiality of bio-film formation is also scrutinised.

5.2. Introduction

In Chapter 4, it has been shown that Fusarium oxysporum possesses the ability

to biodegrade LDPE. Although the fungus exhibited high growth rate and a

hydrophobic cell wall, the rate of biodegradation was shown to be slow. In order to

increase this rate (optimisation), it is essential that the factors controlling the reaction be

understood. Researchers have undertaken vigorous study into the biodegradation of oil

spills in the environment in order to optimise the process. Many factors have been

proven to influence microbial degradation of oil, including temperature, micronutrients,

oxygen and microbial community dynamics (Das & Chandran 2011). Temperature

plays an important role in the biodegradation of hydrocarbons, as it influences both the

chemistry of oil and physiology of microbial flora (Okoh 2006). Further, it has been

proven that microorganisms require micronutrients such as copper and ferrous

(Newman et al. 2006) and macronutrients such as nitrogen and phosphorus (Xu &

Obbard 2004; Tyagi et al. 2011) for the optimisation of biodegradation. Along with this,

studies have shown that hydrocarbon contamination alters the overall microbial

population and its dynamics at the contaminated site (Liang et al. 2011). In this chapter,

all of the above factors were scrutinised with the view of optimising the biodegradation

of LDPE.

In this section most of the experiments were conducted in two stages. In first

stage, LDPE was attempted to biodegraded with mycelia of Fusarium oxysporum. In the

next stage, LDPE was degraded with cell-free extracts of Fusarium oxysporum.

This was done in a view to separate factors that influence biodegradation by

encouraging Fusarium oxysporum growth (passive manner) with that of the factors

that encourage biodegradation mechanism of Fusarium oxysporum (active manner).

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Factors affecting biodegradation

109

Preparation of cell- free extracts was detailed in Section 3.13. In most experiments

biodegradation was assessed in terms of weight loss and dissolved carbon dioxide

concentration.

5.3. Optimisation of biodegradation

LDPE biodegradation was performed with the use of micronutrients (copper,

ferrous, manganese and zinc) in their chloride form. Further, macronutrients

(phosphates and nitrates) were also used in sodium and potassium salt forms.

Biodegradation of LDPE was also performed at varying temperatures and pH in order

that the optimum conditions for LDPE biodegradation be ascertained.

5.3.1. Effect of micro nutrients (manganese, copper, iron and zinc ions)

Micronutrients are elements essential for fungal growth which are needed in

only micro quantities (Griffin 1996). Depending on the forma specialis, it was noticed

that Cu+2, Fe+2, Mn+2 and Zn+2 have been found to encourage or discourage Fusarium

oxysporum growth (Ahmed 2011, Sanjeev and Eswaran 2008). This experiment was

conducted to check the effect of these micro nutrients of Fusarium oxysporum on LDPE

biodegradation in two stages. At first biodegradation (weight loss) was observed with

Fusarium oxysporum mycelia followed by its cell-free extract. All micronutrients were

added in their chloride form. It was observed that, the ion chloride (Cl2-) can inhibit

Fusarium oxysporum (Lichtfouse & Navarrete 2009) at higher concentrations.

However, in the current work, as the low amounts of Cl2- were used their inhibitory

effect on Fusarium oxysporum is negligible.

Manganese, copper, ferrous and zinc chlorides were added to Czapek’s-Dox

media at increasing concentrations of 0.25 mmol/L, 0.50 mmol/L and 0.75 mmol/L.

The weight loss of LDPE samples kept in these media was measured after 45 days

(see Section 3.8.1). All experiments were performed in triplicate. A control was set up

without any nutrients. The resultant average weight loss of the control was observed as

14%. This experiment was conducted with mycelia and with cell-free extract of

Fusarium oxysporum.

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Factors affecting biodegradation

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0

2

4

6

8

10

12

14

16

18

Control 1 2 3 4

Aver

age

wei

ght

loss

(%)

0.25 mmol/L

0.50 mmol/L

0.75 mmol/L

A

0

2

4

6

8

10

12

14

16

18

Control 1 2 3 4

Aver

age

wei

ght l

oss

(%)

0.25 mmol/L0.50 mmol/L0.75 mmol/L

B

Figure 5-1: Effect of micro nutrients on LDPE biodegradation with mycelia (A) and

cell-free extract (B) of Fusarium oxysporum; 1) MnCl2, 2) CuCl2, 3) FeCl2, 4) ZnCl2.

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Factors affecting biodegradation

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Manganese in the form of Mn2+ had a significant influence on biodegradation in

both experiments i.e with mycelia and with cell-free extracts. In general Fusarium

oxysporum is inhibited by increasing concentrations of manganese chloride (Ahmed

2011). However, in this case weight loss with manganese chloride is relatively high,

especially when Fusarium oxysporum used in the mycelial form. This indicates that

Mn2+ activates the enzymes that participate in biodegradation mechanism by Fusarium

oxysporum (active manner).

Cupric chloride was also observed to have a positive effect on the

biodegradation of LDPE especially in the case of cell-free extracts. This implies that

enzymes that participate in biodegradation were activated by Cu2+. Along with this

copper possesses the capability of stabilising the oxidation of polyethylene by

preventing the formation of longer chains in the oxidised LDPE matrix (Vasile & Pascu

2005). This stabilization increases the biodegradation by Fusarium oxysporum.

During this research, it was observed that a slight increase in ferrous (Fe2+)

concentration increased the growth rate of Fusarium oxysporum. Indeed, Fe2+ can

severely impact the growth patterns of certain forma specialis of Fusarium oxysporum

(Woltz & Jones 1971). This implies that an increase in weight loss in the presence of

Fe2+ can be explained by an increase in Fusarium biomass. In the case of cell-free

biodegradation with Fe2+ as the weight loss is not high (compared with other nutrients).

So it can be concluded that Fe2+ encourages biodegradation only by encouraging growth

of Fusarium oxysporum (passive manner).

In contrast to the above ions Zn2+ was found not to encourage biodegradation of

LDPE either with mycelia or with cell-free extracts. This observation indicates that Zn2+

is not participating in biodegradation of LDPE. It was also found that most forma

specialis were inhibited by increasing concentrations of Zn2+ ions (Sanjeev & Eswaran

2008).

In conclusion it can be noticed that Mn2+ has a high impact on LDPE

biodegradation compared with Cu2+ and Fe2+. This indicates most of the ions with +2

valencies can encourage biodegradation by acting as co-enzymes. Co-enzymes are the

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Factors affecting biodegradation

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components of enzymes that stabilises the 3-D structure of enzymes (Bettelheim et al.

2009) and facilitates the substrate (LDPE)-enzyme attachment. On the other hand, the

above used metal ions with a +1 or +2 valency state can react with polymers and

promote thermo- oxidative degradation. This increases availability of susceptible

substrate for biodegradation by Fusarium oxysporum. The reaction can be described as:

ROOH + M+ M + + + RO* + OH-

OR

ROOH + M ++ M+ + ROO* + H+

Figure 5-2: Thermo-oxidation of LDPE by metal ions (Wright 2001)

5.3.2. Effect of temperature

These experiments were performed to figure out the optimum temperature for

biodegradation by Fusarium oxysporum. LDPE samples were incubated with Fusarium

oxysporum was observed at 20 °C, 25 °C, 30 °C and 35 °C as described above. The

experiment was conducted in triplicate and the average weight loss (%) was

determined (see Figure 5-3). This experiment was also done in two stages.

0

2

4

6

8

10

12

14

16

18

20

20 25 30 35

Aver

age

wei

ght

loss

(%)

Temperature ( C)

Weight loss with myceliumWeight loss with cell-free extract

Figure 5-3: Effect of temperature on weight loss

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Factors affecting biodegradation

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Fungal biodegradation increases with increasing temperature. Increased

temperatures increase the extent of oxidation on the LDPE surface, which results in the

generation of groups that are more susceptible to biodegradation by fungal enzymes. As

the reaction temperature increases enzymes coagulate and lost their specific 3-d

confirmation. This results in enzyme inactivation, leading to reduced weight loss. An

increased temperature also causes polymerisation of smaller chains and formation of

larger chains (Sudhakar et al. 2008). This leads to an increase in average molecular

weight. As the high molecular weight fragments are less susceptible for biodegradation

they result in the less biodegradation.

5.3.3. Effect of pH

These experiments were performed in order to figure out the optimum pH for

fungal degradation Fungi were incubated in Czapek’s-Dox media at pH values ranging

from 6 to 9. The experiment was conducted in triplicate and the average weight loss (%)

was determined. This experiment was also conducted in both stages.

As shown in Figure 5-4, alkaline conditions (pH 8) are most favourable for the

biodegradation of LDPE. This could be due to the release or titration of formed carbonic

acid in the alkaline conditions, the removal of which pushes the reaction towards the

right hand side of equilibrium. However, beyond a pH of 9 Fusarium was observed not

to grow, with weight loss being less than at pH 7 or 8. Further, this indicates that the

enzymes responsible for biodegradation act optimally at pH 8. They denatures at lesser

pH of 6 and higher pH of 8.

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0

2

4

6

8

10

12

14

16

6 7 8 9

Aver

age

wei

ght

loss

(%)

pH

Weight loss with mycelium

Weight loss with cell-free extract

Figure 5-4: Effect of pH on biodegradation Fusarium oxysporum and its cell-free

extract

5.3.4. Effect of nitrates and phosphates

During the research, it was observed that increasing or decreasing the nitrate and

phosphate concentrations of Czapek’s-Dox media affected weight loss of LDPE. These

experiments were conducted to find the exact salt/ion of the nitrate and phosphate salts

that present in media. All salts (KNO3, NaNO3, KH2PO4 and NaH2PO4) were added at

1M concentration to potato dextrose broth (100 mL). This experiment was also

conducted with Fusarium oxysporum mycelium and its cell-free extracts.

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0

2

4

6

8

10

12

14

16

18

20

1 2 3 4

Aver

age

wei

ght

loss

(%)

Weight loss with mycelia

Weight loss with cell-free extract

Figure 5-5: Effect of 1) KNO3, 2) NaNO3, 3) KH2PO4 and 4) NaH2PO4

The results shown in Figure 5-5 confirmed that nitrates were more effective than

phosphates in promoting the biodegradation of LDPE. Nitrates and phosphates

generally discourage growth of Fusarium oxysporum (Löffler et al. 1986; Woltz &

Engelhard 1973; Der 2013) while in contrast they encouraged biodegradation of LDPE.

So it can be concluded that nitrates and phosphates facilitate enzymatic attack on LDPE

biodegradation in active manner.

5.3.5. Oxidised LDPE treatment with other Fusarium isolates

These experiments were conducted to know whether or not other species of

Fusarium possess LDPE degradation capability. Fusarium species are known for their

ability to degrade cellulose and pectin. Several other groups have suggested that specific

strains of Fusarium can degrade oxidised LDPE (Zahra et al. 2010; Hasan et al. 2007).

It is thus essential to determine whether all Fusarium strains can degrade

oxidised LDPE.

Soil samples were collected and processed as described in Section 3.6.4. The

isolated fungi were incubated in Czapek’s-Dox liquid media supplemented with

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malachite green (2.5 mg/L), as described in Section 3.8.5. These newly isolated fungi

were then added to oxidised LDPE. This test was performed in triplicate, using three

newly isolated Fusarium strains as well as the previously isolated Fusarium oxysporum

strain.

As shown in Figure 5-6, not all Fusarium isolates are effective for

biodegradation. Fusarium possess high number of species and strains that are both

pathogenic and non pathogenic in nature. This vast variation produces changes in their

reactions towards LDPE.

0

2

4

6

8

10

12

14

16

1 2 3 4

Aver

age

wei

ght

loss

(%)

Figure 5-6: Comparative biodegradation by Fusarium oxysporum (1) and other

Fusarium strains (2, 3, and 4)

5.4. Rate of weight loss

This experiment was conducted to check the biodegradation rate by Fusarium

oxysporum. It was done in two stages i.e with mycelia and with cell-free extracts of

Fusarium oxysporum. Biodegraded LDPE pellets were recovered after every 168 h (or

7 days) and treated with sodium dodecyl sulphate (SDS). The detail procedure was

given in Section 3.7.4.1. A steady rate of weight loss was observed until five weeks of

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Factors affecting biodegradation

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incubation, after which no further measurable change in weight was observed (see

Figure 5-7).

25

26

27

28

29

30

1 2 3 4 5 6 7

Wei

ght o

f oxi

dise

d L

DPE

in m

g

Period of incubation in weeks

Weight loss with mycelium

Weight loss with cell-free extract

Figure 5-7: Weight loss of LDPE by Fusarium oxysporum and its cell-free extract over

seven weeks

In both experiments a gradual and steady decrease in the weight of the LDPE

pellets was observed. It implies that biodegradation happens by surface erosion of pellet

(Alexander 1999). Rate of LDPE biodegradation depends on factors like its

composition or structure of back bone, degradation media, crystallinity, surface

morphology of LDPE and molecular weight of it (Jenkins & Stamboulis 2012). Bond

scission within the polymer chain depends on the total chain length as well as on the

position of the bond within the chain (Ziff & McGrady 1986). As the LDPE consists of

–CH2 in its polymer back bone, gradual removal of it leading to the uniformal weight

loss in a defined time frame. This indicating that weight loss of LDPE is majorly

because of removal of –CH2 by fungi.

It was also observed that continued incubation (more than 45 days) did not result

in a further decrease in the weight of the pellet, indicating that total weight loss reaches

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a plateau. This may be because, after the removal of functional groups by the fungi, the

remaining components cannot interact well with the fungi or fungal products. It is

suggesting that oxidation is confined to the surface of LDPE pellets. This phenomenon

indicates that fungal treatment results in a decrease in the total surface energy of the

sample.

5.5. Biodegradation of HDPE and LDPE

This experiment was conducted to understand the effect of branching (tertiary

carbon atoms) of LDPE on its biodegradation. HDPE features a less branched structure

compared with LDPE. Therefore, comparative biodegradation of HDPE and LDPE

might provide an understanding of the impact of branching on LDPE biodegradation.

This experiment is also conducted in two stages.

HDPE and LDPE were incubated in a UV chamber and photo-oxidised for one

week before being subjected to fungal treatment for 45 days. The experiment was

conducted in triplicate and the average weight loss (%) was determined and both with

mycelium and with cell-free extracts.

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Factors affecting biodegradation

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0

2

4

6

8

10

12

14

16

18

Weight loss with mycelium Weight loss with cell-free extract

Aver

age

wei

ght

loss

(%)

LDPEHDPE

Figure 5-8: Average weight loss (%) following oxidation and fungal treatment for

LDPE and HDPE

Comparative biodegradation of LDPE and HDPE indicated that HDPE was more

prone to biodegradation. LDPE’s resistance to biodegradation may be explained by

its having more branches compared to HDPE, with the number of tertiary carbon atoms

in a hydrocarbon reducing its susceptibility to biodegradation. It was already proven

that branched hydrocarbons are more recalcitrant than their non-branched homologues.

HDPE has higher density and crystalline portions than LDPE (see Section 2.2.1). The

above both experiments were proven that crystallinity and densities are not rate

determining factors. It is also indicating that tertiary carbon atoms that are linked with

other carbon chains cannot participate in biodegradation. Enzymes that participate in

LDPE biodegradation cannot attach to these structures and hence cannot degrade LDPE.

It is interesting to note that both LDPE and HDPE can be degraded by the same fungal

strain, indicating that polymer branching has a greater effect on resistance than

crystallinity.

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Factors affecting biodegradation

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5.6. Effect of oxidation

In order to find out the effect of oxidation on biodegradation, samples of LDPE

were incubated in a UV light chamber for increasing amounts of time (7–10 days),

followed by fungal treatment for 45 days. The average weight loss for each UV

exposure time was determined. This experiment was also done in two stages.

The increase in weight loss over time shown in Figure 5-9 indicates that LDPE

biodegradation can be encouraged by high UV dosage. UV light absorption by oxidised

LDPE resulted in generation of more free radicals in the LDPE matrix. This caused

auto-oxidation of LDPE, resulting more oxidised units to react with fungal enzymes.

0

2

4

6

8

10

12

7 8 9 10

Aver

age

wei

ght

loss

(%)

Period of photo-oxidation indays

Weight loss with mycelium

Weight loss with cell-free extract

Figure 5-9: Effect of oxidation period on biodegradation in terms of weight loss (%).

5.7. Comparative degradation of LDPE by different oxidation methods

This experiment was performed to figure out what type of oxidation method

is apt for increased biodegradation of LDPE. Batches of LDPE pellets were incubated

in a UV light chamber for seven days, in a hot air oven at 100 °C for seven days

and in HNO3 and H2SO4 solutions and heated as described in Section 3.4.2. These

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batches of LDPE pellets were then subjected to fungal treatment for 45 days after

which the average weight loss was determined. This experiment was also done in two

stages.

0

2

4

6

8

10

12

Thermal treatment Photo treatment Chemical treatment

Aver

age

wei

ght

loss

(%)

Weight loss with mycelium

Weight loss with cell-free extract

Figure 5-10: Effect of oxidation method on biodegradation of LDPE.

Among the three oxidation methods, the chemical oxidation method had the

greatest impact, attributable to the fact that the acids used (i.e., nitric and sulphuric acid)

could penetrate into the crystalline portions of the LDPE. Especially, nitric acid can

attack polymer molecules in the stressed crystalline portions (Peggs 1990). Thus,

chemical oxidation may shorten the polymer chains in the crystalline portions as well as

the amorphous portions. These fragments are then further degraded by fungi.

In the case of photo-oxidation, the generated free radicals might be confined to

the amorphous portions, which form a continuum around the crystalline portions and

can be easily oxidised. By contrast, the crystalline portions of polyethylene are resistant

to oxygen diffusion (Grassie & Scott 1988) and hence might not been oxidised

by photo-oxidation. Heat treatment might increase the crystallinity of LDPE by

increasing the attachment of short fragments of LDPE. It was observed that heat

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Factors affecting biodegradation

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treatment or thermal oxidation increases the crystallinity of LDPE (Sudhakar et al.

2008). Therefore, this might not be an effective oxidation method for biodegradation.

5.8. Importance of biofilm formation in the biodegradation of oxidised LDPE

5.8.1. Transmembrane experiments

This experiment was conducted to know the importance of biofilm formation

during biodegradation by Fusarium oxysporum. The detailed methodology was

described in Section 3.17.1.

LDPE weight loss was measured in a transmembrane plate containing fungi. The

weight loss of LDPE kept in Czapek’s-Dox media was higher (4.19% on average) than

the LDPE on the membrane (see Figure 5-11). This difference is explained by the

availability of oxygen to the polymer. The LDPE inside the transmembrane wells did

not accommodate biofilm and the dissolved oxygen in the media allowed for

biochemical reaction (biodegradation). In contrast, a biofilm was formed by fungi on

the LDPE on top of the transmembrane, preventing the diffusion of oxygen and

resulting in less biodegradation (as measured by weight loss). This implies that oxygen

is vital for biodegradation.

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Factors affecting biodegradation

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5.8.2. Difference in weight loss of LDPE samples

0

2

4

6

8

10

12

14

1 2 3 4 5

Aver

age

wei

ght

loss

(%)

Sample number

LDPE on semi-permeable membrane

LDPE in the transmembrane well

Figure 5-11: Transmembrane LDPE biodegradation

From the above experiments it can be understood that biofilm formation might

be one of the reasons for lower biodegradation rates of LDPE in nature. Similar results

were observed when starch was mixed with polyethylene (Pometto et al. 1993). In the

case of compost-based biodegradation, it was observed that LDPE that was exposed to

the air degraded faster than LDPE that was imbedded in the soil (Johnson et al. 1993).

This suggests that biodegradation is best achieved in conditions of high aeration,

and recommends against the use of soil-based biodegradation for biodegradation at an

industrial scale. In addition, it also suggests creating types of LDPE that inhibit the

formation of biofilms and thus potentially increase the rate of biodegradation. This can

be achievable by modifying additives like antioxidants and antistatic agents to inhibit

carbohydrate attachment to the polyethylene.

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Factors affecting biodegradation

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5.8.3. Growth of fungi in transmembrane wells

Fungi were observed growing in the inoculated wells after 45 days of incubation

and the results are presented in Table 5-1. Attack of LDPE by fungi on the

transmembrane produced metabolites that can be further degraded or assimilated,

contributing to fungal growth. The below results demonstrates that growth of fungi on

the semi-permeable membranes.

Table 5-1: Radial diameter of fungi before and after incubation in mm (± 2 mm)

Before incubation After incubation

3 8

3.5 7

3 6

3.2 5

3 5

5.8.4. FT-IR analysis of LDPE pellets

FT-IR was performed in order to check the biodegradation of LDPE samples

from the transmembrane wells. LDPE from transmembrane well was used as a test

sample where oxidised LDPE (that was not incubated with Fusarium oxysporum)

served as a control.

A decrease in signal corresponding to the carbonyl moiety (at 1715 cm-1)

and many other functional groups can be observed in the FT-IR spectrum shown in

Figure 5-12, suggesting that enzymes of Fusarium oxysporum can attack functional

groups like C=O and cause biodegradation. A decrease in the carbonyl index (0.58) was

observed from the FT-IR spectrum, indicating that biodegradation by Fusarium

oxysporum was by extracellular enzymes that can degrade the carbonyl groups of

polymeric chains. Thus, biodegradation can be achieved in-vitro.

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Factors affecting biodegradation

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Figure 5-12: FT-IR spectrum of LDPE sample from transmembrane well and oxidised

LDPE (control)

5.9. Conclusion

Biodegradation of LDPE with cell-free extracts was possible with various fungi,

with Fusarium oxysporum being particularly effective on untreated LDPE in the

absence of antioxidant. The ability of cell-free extracts to biodegrade LDPE indicates

that microbial enzymes can attack and consume oxidised LDPE. The biodegradation

pattern in cell-free extracts is similar to that of biodegradation by fungal cells.

Biodegradation can be accelerated by adding Mn2+, Cu2+, Fe2+ ion that acts as

co-enzymes. Biodegradation happens by surface erosion. Biodegradation discouraged

by presence of tertiary carbon atoms in the polymer matrix. Chemical oxidation method

is highly effective for biodegradation and it can convert crystalline regions into

amorphous regions and cause higher biodegradation. Process of biodegradation can be

accelerated by providing optimum temperature and pH depending on the microbe

employed. Addition of nitrates and phosphates increases the rate of biodegradation. All

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Factors affecting biodegradation

126

these factors can be used to increase biodegradation of LDPE. Figure 5-13 indicates

a LDPE biodegradation set up that can accelerate the process.

Figure 5-13: Imaginary LDPE biodegradation set up by fermentation

The cumulative effect of these factors on biodegradation can be used to

accelerate the biodegradation process. Chemically oxidised LDPE can be added to a

land fill or fermentor to provide the optimal conditions for biodegradation. Fungi that

cause biodegradation of LDPE can also be added to the fermentor, along with low

concentrations of nitrates and Cu2+ (growth factor). Temperature and pH can be adjusted

depending on the fungal consortia used. Thus, it is possible to increase the rate of

LDPE biodegradation.

Based on the results presented above, and results from Chapter 4 it can be

concluded that the biodegradation of LDPE can be positively influenced by the

following factors: surface roughness, number of branches, type of oxidation products

formed and percentage of crystallinity.

LDPE

Processing to increase surface area

and

Chemical oxidation

Fermentor

Co2 and other

gaseous

products

Fusarium

oxysporum

at pH 8 and 35°C

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Factors affecting biodegradation

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Biodegradation can be achieved by fungal strain Fusarium oxysporum and is

not dependent on a cell-wall-based degradation mechanism. Biofilm formation can be

used as a criterion for the isolation of microbes that can degrade oxidised LDPE, but the

formation of biofilms is not essential for degradation to occur. Indeed, the inhibition of

biofilm formation might increase the rate of biodegradation. The availability of oxygen

to the polymer surface is a crucial rate deciding factor of biodegradation. These

observations including that were observed in chapter 4 indicates that certain additives

can increase biodegradation rate of LDPE if they were added during the processing of

polymer. Inclusion of carbohydrate resisting compounds can stop the formation of

biofilm on the surface and increases its biodegradation rate.

The cumulative results of chapter 4 and 5 provide information about the

mechanism of biodegradation. According to the results of AFM and SEM (see Section

4.5.1 and 4.5.2) and rate of biodegradation (see Section 5.4) it can be observed that

biodegradation of the tested LDPE occurs by surface erosion method. Biodegradation

results in the smoothening of LDPE. As the biodegradation resulting in the smoothening

of LPDE, it can be concluded that resistance for continuation of biodegradation arises

from both because of lacking of reactive groups and also because of non permeation of

water into matrix of LDPE. Figure 5-14 depicts the surface erosion of LDPE by

Fusarium oxysporum.

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Factors affecting biodegradation

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Figure 5-14: Schematic representation of biodegradation by surface erosion of LDPE

Untreated LDPE

(smooth surface)

Oxidised LDPE

(rough surface)

Fungi-treated LDPE

(surface eroded)

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CHAPTER 6

LACCASE AND CO-METABOLISM

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Laccase and co-metabolism

130

6.1. Chapter overview

In this chapter, the attempts that were made to identify enzymes that participate

in LDPE biodegradation are described. Also, the oxidation capability of laccase from

Fusarium oxysporum and factors that influence its activity in vitro are described.

Finally, the effect of co-metabolism on LDPE biodegradation and the reasons for it were

detailed.

6.2. Introduction

Biodegradation of oxidised LDPE using enzymes is an important step in

devising an ideal disposal method. It was also shown that biodegradation of LDPE is

possible with cell-free extracts of Fusarium oxysporum. In this chapter, an investigation

of the enzymes present in cell-free extracts that participate in LDPE biodegradation

process is described. Gel filtration chromatography (GFC) was used to examine the

composition of cell-free extract. The GFC method of cell-free extract preparation was

described in Section 3.17.2. An attempt to degrade LDPE using laccase from Fusarium

oxysporum is also described.

6.3. Biochemical analysis of fungal extract

The amount of protein and carbohydrates in concentrated Fusarium oxysporum

extract (10 ml) were analysed. The detailed procedures were given in Section 3.7.6 and

Section 3.13.2. The protein concentration of the extract was measured as 20 µg/L. while

the carbohydrate concentration was calculated as 293 µg/L.

6.4. Gel filtration chromatography of Fusarium oxysporum extracts

Fusarium oxysporum extracts incubated with oxidised LDPE were examined

using GFC and the protein content of individual fractions was determined (as per the

method described in Section 3.13.2). A peak was seen in Fraction 3 (see Figure 6-1).

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Laccase and co-metabolism

131

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1 2 3 4 5 6 7 8 9 10

OD

at 2

54 n

m

Fraction number

Figure 6-1: GFC of Fusarium oxysporum extracts

6.5. SDS-PAGE analysis of Fusarium oxysporum extracts

This experiment was carried out to identify the proteins involved in LDPE

biodegradation by Fusarium oxysporum. The cell-free extract was separated by SDS-

PAGE as described in Section 3.17.3.

SDS-PAGE analysis indicated the presence of a major protein band between the

75 kDa and 60 kDa markers, indicating that LDPE degradation requires protein.

However, three additional light bands were observed at the region near the last marker

(around 37 KDa) (not visible in Figure 6-2), which indicates that other proteins are also

participate in biodegradation.

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Figure 6-2: SDS-PAGE of the concentrated Fusarium oxysporum extract (Lane 1).

M=molecular weight marker

6.6. Identification of fungal enzymes using plate assays

In order to identify enzymes that participate in biodegradation, Fusarium

oxysporum was cultured on modified Czapek’s-Dox agar plates supplemented with

pulverised oxidised LDPE powder and various enzyme substrates. The plates were

cultivated for a week and observed for the presence of positive reactions (as per Section

3.13.1). The presence of laccase is indicated by the development of a blue colour. The

fungal culture was found to exhibit laccase activity (see Figure 6-3).

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Laccase and co-metabolism

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Figure 6-3: Identification of laccase secretion by Fusarium oxysporum

From the above result it can be concluded that Fusarium oxysporum was

induced to produce laccase by the presence of LDPE. Though Fusarium oxysporum has

the capability to produce several cell wall degrading enzymes (see Section 2.21), only

laccase is secreted in the presence of LDPE. This shows the inductive capacity of

LDPE. Laccase production has been shown to be triggered by the presence of polymeric

substances (Lee et al. 2004). It has previously been shown that production of laccase

from Fusarium oxysporum is dependent on several other factors, such as the type of

cultivation, carbon limitation and the nitrogen source (Shraddha et al. 2011). In the

above experiment Fusarium oxysporum was incubated in Czapek’s-Dox media (see

Section 3.6.6), which contains copper, ferrous ion, zinc, nitrates and phosphates. Also, it

has LDPE as the only carbon source. So it can be concluded that all these ions and

nitrogen and carbon sources further encouraged production of laccase by Fusarium

oxysporum.

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6.7. Biodegradation with laccase

Laccase was purified from fungal extracts by gel filtration (as per Section 3.9.1)

and 100 mmol phosphate buffer was added to each extract to make up the total volume

to 10 mL (Patrick et al. 2009). LDPE pellets were immersed in this buffer. The pH was

set at 7 and the temperature was set at 30 °C. The weight loss of the LDPE pellets and

dissolved carbon dioxide concentrations were measured.

The results indicated that biodegradation did not occur in the presence of laccase

alone. A weight loss of less than 0.02% was observed. No difference in

dissolved carbon dioxide concentration between the control (without laccase) and the

test (with laccase) was observed. These data indicate that laccase have little or no effect

on LDPE weight loss. This indicates that biodegradation of polyethylene is complicated

and requires other factors. This experiment was performed several times with no

detectable biodegradation occurring each time.

6.8. Effect of co-metabolites

These experiments were conducted in order to monitor the effect of co-

metabolites of LDPE in its biodegradation. All these experiments were conducted in

two stages. In the first stage, biodegradation experiments were conducted with

Fusarium oxysporum mycelia. In the next stage, they were conducted with Fusarium

oxysporum cell-free extract. The preparation of cell-free extracts was described in

Section 3.13.

6.8.1. Effect of monosaccharides

Glucose, galactose and fructose were added to the Czapek’s-Dox medium at

0.25, 0.50, 0.75 and 1 % (w/v) and the weight loss of the LDPE pellets was measured

after 45 days. The details of the incubation protocol were described in Section

3.8.1. This experiment was performed in triplicate with both mycelia and cell-free

extracts. The average weight loss for each sugar concentration was determined, and

the results are shown in Figure 6-4.

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0

2

4

6

8

10

12

14

16

18

Control 0.25 0.5 0.75 1

Aver

age

wei

ght

loss

(%)

Concentration of monosaccharides (% w/v)

GlucoseGalactoseFructose

A

0

2

4

6

8

10

12

14

Control 0.25 0.5 0.75 1

Aver

age

wei

ght

loss

(%)

Concentration of monosaccharides (% w/v)

GlucoseGalactoseFructose

B

Figure 6-4: Effect of monosaccharides on LDPE biodegradation with mycelia (A) and

with cell-free extract (B) of Fusarium oxysporum.

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Laccase and co-metabolism

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Biodegradation consistently increased with increasing concentrations of glucose,

fructose and galactose. However, among these monosaccharides, galactose showed a

lesser effect on weight loss. The addition of galactose inhibited Fusarium oxysporum

growth, but did not prevent biodegradation to occur. All monosaccharides showed

biodegradation in both an active and passive manner. In the active manner, weight loss

is caused by the increase in fungal biomass, which in turn increased the output of

enzymes. Under the passive biodegradation mechanism, the weight loss is caused by

activating enzymes that participate in biodegradation. This implies that biodegradation

is not solely dependent on the growth of Fusarium oxysporum.

6.8.2. Effect of disaccharides

Maltose, lactose and sucrose were added to the Czapek’s-Dox medium at

0.25, 0.50, 0.75 and 1 % (w/v) and the weight loss of the LDPE pellets was measured

after 45 days. This experiment was performed in triplicate, and the average weight loss

for each sugar concentration determined. This experiment was also performed with

mycelia and cell-free extracts of Fusarium oxysporum (see Figure 6-5).

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0

2

4

6

8

10

12

14

16

18

Control 0.25 0.5 0.75 1

Aver

age

wei

ght

loss

(%)

Concentration of disaccharides (% w/v)

MaltoseLactoseSucrose

A

0

2

4

6

8

10

12

14

Control 0.25 0.5 0.75 1

Aver

age

wei

ght

loss

(%)

Concentration of disaccharides (% w/v)

MaltoseLactoseSucrose

B

Figure 6-5: Effect of disaccharides on LDPE biodegradation with mycelia (A) and with

cell-free extract (B) of Fusarium oxysporum.

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Laccase and co-metabolism

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A gradual increase in weight loss with increasing disaccharide concentration was

observed. At higher concentrations, lactose outperformed maltose and sucrose in

increasing biodegradation. Among these sugars, sucrose had a consistently smaller

effect on biodegradation (with the exception of at 0.25%). Compared to the

monosaccharides, the addition of disaccharides resulted in a greater LDPE weight loss.

6.8.3. Effect of polysaccharides

Starch and cellulose were added to the Czapek’s-Dox medium at 0.25, 0.50, 0.75

and 1 % (w/v) and the weight loss was measured after 45 days. This experiment was

performed in triplicate and the average weight loss for each concentration was

determined. This experiment was also performed with mycelia and with cell-free extract

(see Figure 6-6).

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0

2

4

6

8

10

12

14

16

18

Control 0.25 0.5 0.75 1

Aver

age

wei

ght

loss

(%)

Concentration of polysaccharides (% w/v)

StarchCellulose

A

0

2

4

6

8

10

12

14

16

Control 0.25 0.5 0.75 1

Aver

age

wei

ght

loss

(%)

Concentration of polysaccharides (% w/v)

StarchCellulose

B

Figure 6-6: Effect of polysaccharides on LDPE biodegradation with mycelia (A) and

with cell-free extract (B) of Fusarium oxysporum.

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Laccase and co-metabolism

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An increased concentration of polysaccharides was associated with greater

weight loss of LDPE. At higher concentrations, cellulose outperformed starch in

facilitating biodegradation.

6.8.4. Effect of methanol, ethanol and propanol

Alcohols were tested for their impact on the biodegradation of oxidised LDPE

(see Figure 6-7). They were added to the Czapek’s-Dox medium at concentrations of

0.25%, 0.50%, 0.75% and 1% v/v.

0

2

4

6

8

10

12

14

16

18

20

22

Control 0.25 0.5 0.75 1

Aver

age

wei

ght

loss

(%)

Concentration of alcohols (% v/v)

EthanolMethanolPropanol

A

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0

2

4

6

8

10

12

14

16

18

20

Control 0.25 0.5 0.75 1

Aver

age

wei

ght

loss

(%)

Concentration of alcohols (% v/v)

EthanolMethanolPropanol

B

Figure 6-7: Effect of alcohols on LDPE biodegradation with mycelia (A) and with cell-

free extract (B) of Fusarium oxysporum.

The effect of ethanol on LDPE biodegradation was substantial, followed by

propanol and methanol.

6.8.5. Summary of effect of co-metabolites

Addition of co-metabolites of LDPE to the growth medium increased the extent

of fungal biodegradation. Among all these co-metabolites, the polysaccharides showed

a major impact in terms of increased weight loss. Co-metabolites in general increase the

growth of microbes, causing a ‘priming effect’ (Ladygina et al. 2006). The activation of

microorganism growth by easily available substrates is mostly considered to be due to a

priming effect. The priming effect of the above-mentioned carbon sources triggered the

production of enzymes with a non-specific substrate attachment capacity. This increased

the degradation of LDPE. Following the addition of ethanol, it was observed that the

fungi grew on oxidised LDPE and formed a cocoon-like structure that enveloped the

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Laccase and co-metabolism

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LDPE pellets. Among all the co-metabolites, the addition of ethanol resulted in

an immediate growth reaction from the fungi. This is because ethanol is readily soluble

in the growth medium, and hence it is available more rapidly than other carbon sources.

It has been proven that the amount and composition of carbon sources available in

a growth medium greatly influences its microbial activity (Nelson et al. 1994).

The addition of sucrose, glucose and lactose to polyolefin chains has been

demonstrated to significantly increase its biodegradation (Galgali et al. 2002) by

increasing its susceptibility to enzymatic attack. Volke-Seplveda et al. (2002) observed

that ethanol can be used to degrade non-oxidised LDPE and that the addition of ethanol

increases biodegradation. This is due to both the priming effect of sugars and their

capacity to physically direct the enzymes that are participating in biodegradation.

6.9. Effect of laccase

The enzyme laccase that was isolated and separated from Fusarium oxysporum

by GFC (see Section 3.17.2) was assayed for its capacity to oxidise LDPE. The

incubation protocol was described in Section 3.20.5. The effect of oxidation was

measured in terms of the carbonyl index, A1712/A1465 (see Figure 6-8).

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Laccase and co-metabolism

143

0

0.5

1

1.5

2

0 1 2 3 4

Car

bony

l ind

ex

Period of incubation in hours

Figure 6-8: The effect of period of incubation with laccase on oxidation, as reflected by

the carbonyl index

From the above results it can be seen that laccase increases the oxidation of

LDPE by increasing the formation of carbonyl groups (C=O) on the LDPE surface. It

has been reported that laccase can assist in the oxidation of the hydrocarbon backbone

of polyethylene (Santo et al. 2012; da Luz et al. 2013; Bhardwaj et al. 2012). During the

photo-oxidation process of LDPE reactive groups are created on its surface. These

reactive groups contain carbonyl and hydroxyl groups (see Section 4.4.1), which allow

further oxidation by laccase via electron transfer. Thus, laccase is able to increase the

carbonyl index of LDPE.

6.9.1. Effect of manganese, copper, iron (II) and zinc chloride on laccase

oxidation

This experiment was conducted to assess the influence of co-enzymes

(manganese, copper, ferrous iron and zinc chloride) on LDPE biodegradation on laccase

enzyme. As it has been demonstrated that metal ions with +2 valency act as co-enzymes

in LDPE biodegradation by Fusarium oxysporum it is important to determine the effect

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144

of these ions on LDPE oxidation in the presence of laccase. To do this, photo-oxidised

LDPE pellets were incubated with laccase in phosphate buffer at pH 7 at 30 °C.

Chloride salts were added to the samples at concentrations of 0.25%, 0.50% and 0.75%

v/v and the mixes were then incubated for 24 h (Section 3.21). The results are shown in

Figure 6-9.

0.05

0.15

0.25

0.35

0.45

0.55

1 2 3 4

Car

bony

l ind

ex

Control0.25 mmol0.50 mmol0.75 mmol1 mmol

Figure 6-9: Effect of manganese, copper, ferrous and zinc chloride on oxidation of

LDPE (measured by the carbonyl index)

Ferrous and zinc ions showed little effect on LDPE oxidation by laccase. In

contrast, copper and manganese enhanced laccase-dependent oxidation of LDPE, with

Cu2+ having a greater impact on laccase activity. As laccase contains copper in its

enzymatic structure, addition of this ion to the reaction mix enhances enzymatic activity

(Cañero & Roncero 2008). The copper ions of laccase accept electrons from the reactive

groups of the LDPE and participate in its oxidation. Moreover, it has previously been

shown that laccase activity is enhanced in the presence of copper and manganese ions

(Palmieri et al. 2000; Rogalski et al. 2006). These two ions may also participate in the

reaction mediated by laccase.

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6.9.2. Effect of co-metabolism and laccase

These experiments were performed to investigate effect of laccase in co-

metabolic degradation of LDPE. As observed in Chapter 5, the biodegradation of LDPE

was enhanced by presence of sugars and alcohols. Addition of these carbon sources

increased the cell density and facilitated the enzymatic attack of LDPE by Fusarium

oxysporum.

6.9.3. Effect of sucrose and ethanol

This experiment was performed to examine the effect of sucrose (disaccharide)

on laccase. First, photo-oxidised LDPE pellets were incubated with laccase in phosphate

buffer at pH 7 at 30 °C. Sucrose and ethanol were added to the reaction mixtures at

concentrations of 0.25, 0.50, 0.75, and 1 % w/v and v/v, respectively. The reaction

mixes were then incubated for 24 h (see Section 3.21.1).

0

0.5

1

1.5

2

2.5

0 1 2 3 4 5 6

Car

bony

l ind

ex

Concentration of sucrose and ethanol in mmol/L

SucroseEthanol

Figure 6-10: Effect of concentration of sucrose on LDPE oxidation (measured by the

carbonyl index)

The carbonyl index of the UV-treated LDPE was found to increase with the

addition of sucrose (see Figure 6-10). Sucrose participates in electron transfer between

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146

LDPE reactive groups and laccase. This results in an increase of the carbonyl index of

LDPE. It has been shown that low concentrations of sucrose induce the activity of

laccase secreted by strains of Fusarium oxysporum (Cañero & Roncero 2008).

Likewise, laccase secreted by Pleurotus ostreus was found to be activated by the

addition of sucrose to the basal media (Sivakami et al. 2012). Thus, it can be concluded

that sucrose increases electron transfer between the substrate (oxidised LDPE) and the

enzyme (laccase).

The addition of ethanol to the laccase buffer increased the enzyme’s oxidation

efficiency against UV-treated LDPE. The resulting oxidation efficiency was greater

than that observed when sucrose was used to increase the oxidation capacity of laccase

against UV-treated LDPE. As ethanol possesses higher solubility than sucrose it is

easily available to participate in reaction. It is already well established that ethanol

induces laccase activity, depending on the laccase source. Laccase secreted by Coriolus

versicolor was activated by ethanol at concentrations between 0–2.5 M, and the activity

of laccase secreted by Trametes versicolor was increased by the addition of ethanol to

the fungal culture (Maceiras et al. 2001). Thus, it can be concluded that ethanol also

encourages electron transfer between LDPE and laccase.

6.9.4. Summary

Fusarium oxysporum secretes laccases in the presence of LDPE, and these

laccases appear to play an oxidative role in LDPE biodegradation. However, the

presence of laccase alone was not enough to degrade oxidised LDPE. Biodegradation of

LDPE was not observed in the presence of laccases in vitro, indicating that

biodegradation might not be possible with a single enzyme; but rather, may require a

combination of enzymes.

Co-metabolites (ethanol and sucrose) enhanced the extent of biodegradation by

two major pathways. First, these carbon moities increased the cell density of Fusarium

oxysporum by serving as an immediately available carbon sources. Second, they also

oxidise LDPE by activating the laccases secreted by the fungi. These factors

cumulatively increased the biodegradation by fungi. Figure 6-11 illustrates the pathways

that increase LDPE biodegradation by co-metabolism.

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Laccase and co-metabolism

147

Figure 6-11: Cumulative effect of co-metabolism on laccase-induced biodegradation of

LDPE

Co-metabolites (ethanol and sucrose)

Increased cell quantity Increased laccase activity

Increased laccase quantity Increased oxidised LDPE quantity

Increased biodegradation

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CHAPTER 7

CONCLUSION AND FUTURE STUDIES

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Conclusion and future studies

149

In this chapter, a description is given of the factors that were found to influence

the biodegradation of LDPE. Future directions for research that may lead to methods to

allow the efficient oxidation and rapid biodegradation of LDPE are also suggested.

7.1. Conclusion

Biodegradation of oxidised LDPE is possible if an appropriate strain of fungus

can be isolated. Various genera of fungi show the capacity to degrade oxidised LDPE.

Fusarium is an ideal fungus to use to study the process of biodegradation, as it

possesses a natural capacity to degrade plant polymers. Unlike Mucor, it is easily

recognisable on PDA plates as it forms pale pink colour on this medium. Additionally,

selective media (with malachite green) can be used to isolate Fusarium species to

minimise contamination. Mucor is also a promising candidate for the selection of

strains with biodegradative capacity.

Biodegradation of oxidised LDPE resulted in reduced roughness of the polymer

surface. The fungi isolated preferentially degraded rougher surfaces on LDPE, as these

offer sites for physical interaction between the fungal enzymes and the LDPE and hence

are more rapidly degraded than smoother surfaces. It was noted that depending on the

incubation period and the strains of microbes used, the crystallinity of the

biodegraded LDPE increased. This indicates that creating rougher surfaces is advisable

in order to achieve faster biodegradation rates. Surface roughness can be created in

polymers by techniques such as chemical or heat treatment and using copper-based

salts. The carbonyl groups created by oxidation can be easily biodegraded. These

groups can be in either in an acid (–COOH) or ester (–C=O) form. This property

indicates that LDPE with these functional groups will be degraded more rapidly than

LDPE with other functional groups. LDPE to which Irganox® has been added can be

biodegraded if an appropriate strain of fungus is isolated. The factors that influenced its

biodegradation were similar to that of LDPE without added antioxidant. However, it

shows differences in its fungal compatibility.

The detection of biodegradation, and its extent, can be easily achieved and

compared using a simple staining technique. Methylene blue can be used to check the

extent of biodegradation in a cost-effective method.

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Conclusion and future studies

150

The rate of biodegradation is influenced by the addition of salts, co-metabolites

and alcohols. Salts of copper, manganese and ferrous iron accelerate biodegradation by

Fusarium oxysporum. Alcohols (ethanol, propanol and methanol) and sugars (sucrose,

fructose and maltose) also enhance LDPE biodegradation, as do nitrates and phosphates.

Chemical oxidation is more effective than thermal treatment and UV treatment and

rearranges entire crystalline phases of the polymer. However, only surface oxidation of

LDPE pellets can be achieved. In order to prevent this, it is advisable to produce flat

sheets of LDPE to increase its surface area before submitting it to oxidation and

subsequent biodegradation. The summative use of these factors increases the

biodegradation of LDPE.

The necessity for biofilm formation during biodegradation was examined, and it

was concluded that biofilm formation on LDPE can be used as an indication of

biodegradation but that it is not essential to achieve biodegradation. In fact, the

formation of biofilm on LDPE decreased the rate of its biodegradation, probably by

decreasing oxygen availability. It is therefore advisable to produce LDPE that can resist

biofilm formation. Additives that can prevent the accumulation of carbohydrates on the

surface of LDPE can be incorporated into its structure. This will prevent biofilm

formation on the LDPE surface but will not inhibit enzymatic action. LDPE

biodegradation happens by surface erosion of it.

Fungal extracts exhibiting the capacity to degrade LDPE suggest that

biodegradation of LDPE can take place in vitro. However, the effect of extracts is

relatively less than that of intact fungi (3%). GFC and SDS-PAGE analysis of fungal

extract identified the presence of a protein responsible for biodegradation, while PDA-

based enzymatic analysis suggested the presence of laccase enzyme. The laccase

secreted by Fusarium oxysporum played an important role in LDPE biodegradation. Co-

metabolism of LDPE increases its rate of biodegradation. In the presence of co-

metabolites, laccase enhanced LDPE oxidation, resulting in increased biodegradation of

LDPE by fungi.

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Conclusion and future studies

151

7.2. Suggestions for future study

Samples from soil, leachate and many other sources were thoroughly screened

for their ability to promote biodegradation. In contrast, marine samples were not well

examined. Microbes isolated from marine environments will possess different metabolic

rates and growth requirements. This variation might lead to the isolation of more

competent strains with higher degradation capabilities. Along with biodegradation,

biofouling can be seen during biodegradation in the marine ecosystem (Flemming

1998), which may enhance the degradation effect.

Table 7-1: Various microbes isolated from marine environment

Polymer Microbe isolated from marine environment

Polyethylene (PE) Rhodococcus ruber (Orr et al. 2004)

Poly (vinylchloride) (PVC) Micrococcus luteus (Patil & Bagde 2012)

Poly (ethylene terephthalate)

(PET)

Alteromonas australica sp. Nov. (Ivanova et al.

2013)

Biodegradation of LDPE needs to be understood on a large scale (e.g., in

landfills and fermenters). The mechanism of oxidation of LDPE by weathering needs to

be understood in order to be able to accelerate it. The effect of commercial additives

such as stabilisers, slip agents and antistatic agents on biodegradation must be

understood. Utilising the genes for laccase and other enzymes to construct genetically

engineered microorganisms to produce these enzymes in a continuous manner will

accelerate biodegradation.

Increasing the efficiency of biodegradation is necessary as it provides an

efficient and effective disposal method for LDPE. Large-scale biodegradation of LDPE

is required to address its massive accumulation in the environment. This work provides

a comprehensive idea of how to accelerate the biodegradation of LDPE at larger scales

using fungi.

Fusarium strains have the capacity to degrade LDPE at a relatively rapid rate.

Methods that can increase the rate of biodegradation were proposed and discussed in

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Conclusion and future studies

152

detail in this thesis. A laccase was identified from a strain of Fusarium isolated in this

study, and was shown to have the ability to increase the oxidation of LDPE, especially

in the presence of co-metabolites.

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