big data - ethical perspectives
TRANSCRIPT
figures/calculations and conclusions
still valid). Meanwhile, we would
advise database researchers han-
dling datasets in excess of 65 535
rows of patient records to use later
versions of Microsoft Excel, and to
confirm their denominator data
through secondary, independent
analysis.
S. M. WhiteRoyal Sussex County HospitalBrighton, UKEmail: [email protected]. K. MoppettUniversity of Nottingham, Queen’sMedical Centre CampusNottingham University HospitalsNHS TrustNottingham, UKR. GriffithsPeterborough and StamfordHospitals NHS TrustPeterborough, UK
Competing interests as given in refer-
ence [2]. We are grateful to Mr Tim
Bunning, Principal Consultant,
Crown Informatics Limited, for alert-
ing us to the possible error in the
numbers. Previously posted on the
Anaesthesia correspondence website:
www.anaesthesiacorrespondence.com
References1. Sessler DI. Big Data – and its contribu-
tions to peri-operative medicine. Anaes-thesia 2014; 69: 100–5.
2. White SM, Moppett IK, Griffiths R. Out-come by mode of anaesthesia for hipfracture surgery. An observational auditof 65 535 patients in a national dataset.Anaesthesia 2014; 69: 224–30.
3. Microsoft Excel specifications and limits.http://office.microsoft.com/en-gb/excel-help/excel-specifications-and-limits-HP005199291.aspx (accessed 06/02/2014).
4. Correction. Anaesthesia 2014; 69.
doi:10.1111/anae.12652
Big Data – ethicalperspectives
Large, linked databases (‘Big Data’
[1]) use pseudonymised personal
confidential data that have been
anonymised but retain a residual
risk of re-identification. Sessler out-
lines the potential benefits of these
databases in his editorial [1], with
regard to rapid improvements in
the quality and affordability of
healthcare. However, there are ethi-
cal aspects that must be considered
when balancing potential benefits
against potential harms.
Non-maleficence describes ‘an
obligation not to inflict harm on
others’ [2]. The potential for harm
in epidemiological database research
is not as immediately apparent as
for clinical trials, but individuals
can still be wronged when they
have not suffered direct harm per
se. There are two main ethical areas
of concern: firstly, that vulnerable
groups may become stigmatised;
and secondly that people are ‘trea-
ted’ as a means to an end, rather
than as an end in themselves.
Although the aim of collecting
data about vulnerable groups is to
improve care, information could be
used to discriminate against them, or
stigmatise them. Retained identifiers
such as postcodes can provide infor-
mation about disease burden linked
to geographical socio-economic
deprivation. In rare conditions, the
possibility of re-identification
becomes very real. Boyd [3] uses the
example of an ethnic minority with
an inheritable condition deemed
potentially harmful to the majority
population, who are coerced into
birth control. Public concerns often
centre around inadvertent disclosure
of information to third parties,
including employers, insurance com-
panies [4], drug companies or crimi-
nal organisations.
Personal autonomy is recogni-
sed and protected through the pro-
cess of providing consent, such that
“patients must be fully informed of,
and agree without coercion to, any
participation in medical research”
[5]. The Data Protection Act 1998
states that consent is not needed for
anonymised data, and it has been
argued that seeking formal consent
for data inclusion within health da-
tabases could cause harm. The
Academy of Medical Sciences has
suggested that any insistence on
formal consent could cause such
significant selection, recruitment
and participation bias that it would
skew the data to such an extent as
to make it not worth collecting [6].
It would also use precious resources
such as time and money, and pro-
hibit large studies. In addition to
this, a traditional informed consent
process, where a researcher asks for
permission to do something to a
participant at a single point in time,
is likely to be unfit for purpose –
the initial researcher is unlikely to
know the nature of research to be
carried out in the future, and future
research would require re-consent,
and therefore the necessity for
patient contact identifiers to be held
simultaneously on any database.
Non-consensual use even of
pseudonymised data risks damaging
trust between patients, healthcare
professionals and government
bodies. NHS England has proposed
390 © 2014 The Association of Anaesthetists of Great Britain and Ireland
Anaesthesia 2014, 69, 387–398 Correspondence
an ‘opt out’ option, whereby all
patients using NHS services are
provided with information about
how their data will be used for
health services research and their
consent assumed unless they specify
their refusal [7]. However, public
awareness and engagement are
essential, and the recent decision by
NHS England to delay introduction
of their ‘care.data’ program indi-
cates that there is considerable work
still to be done in this area [8].
The aims of ‘Big Data’ are
impressive, and the potential benefit
is significant. Reversible anonymisa-
tion in a secure environment, sup-
ported by sanctions and regulations,
helps to protect individual privacy.
Coupled with ongoing engagement
with the public and ultimately posi-
tive public approval and trust, this
maintains individual autonomy. By
training researchers and governors
to high ethical standards, and foster-
ing the virtuous character traits,
maleficent breaches of confidentiality
should be minimised. Finally, by em-
phasising the principles of solidarity,
altruism and unselfishness, with an
acceptance that there will be some
trade-offs in the pursuit of these
goals, we should seek to use the
opportunities that ‘Big Data’ offers
to research and clinical practice.
A. DochertyRoyal Infirmary of EdinburghEdinburgh, UKEmail: [email protected]
No external funding and no com-
peting interests declared. Previously
posted on the Anaesthesia corre-
spondence website: www.anaesthesia
correspondence.com.
References1. Sessler DI. Big Data – and its contribu-
tions to peri-operative medicine. Anaes-thesia 2014; 69: 100–5.
2. Beauchamp TL, Childress JF. Principles ofBiomedical Ethics, 6th edn. New York:Oxford University Press, 2008.
3. Boyd KM. Ethnicity and the ethics ofdata linkage. BMC Public Health 2007;7: 318.
4. Scottish Government. Public acceptabil-ity of Data Sharing Between the Public,Private and Third Sectors for ResearchPurposes, 2013. http://www.scotland.gov.uk/Publications/2013/10/1304/8(accessed 20/02/2014).
5. Cassell J, Young A. Why we should not seekindividual informed consent for participa-tion in health services research. Journal ofMedical Ethics 2002; 28: 313–7.
6. Academy of Medical Sciences. Personaldata for public good: using health infor-mation in medical research, 2002.http://issuu.com/acmedsci/docs/per-sonal (accessed 20/02/2014).
7. NHS England. Better information meansbetter care. www.england.nhs.uk/our-work/tsd/care-data/ (accessed 20/02/2014).
8. Triggle N. Care.data: How did it go sowrong? 19 Feb 2014. www.bbc.co.uk/news/health-26259101 (accessed 20/02/2014).
doi:10.1111/anae.12656
Co-amoxiclavdiscolouration
Further to the experience of Kears-
ley et al. [1], whilst reconstituting
1.2 g amoxicillin sodium/clavulanic
acid (co-amoxiclav, Wockhardt UK
Ltd, Wrexham, UK) in water (Fan-
nin, Leopardstown, Dublin), I noted
an unusually dark colour of the
resultant solution (Fig. 1). Close
inspection of the co-amoxiclav vial
revealed a crack in the glass around
the neck. The solution was dis-
carded and not administered.
Co-amoxiclav changes colour
slowly after reconstitution, due to
changes in the pH of the solution
[2]. Presumably, oxidation of the vial
contents altered their pH, resulting
in early discolouration. After recon-
stitution in 20 ml water, the manu-
facturer recommends intravenous
injection within 20 minutes [3].
This incident serves to remind
anaesthetists to check for defective
drugs packaging, which could result
in chemical/physical degradation
and subsequently ineffective drug
action, or in potential microbial
contamination of that drug.
J. S. DawsonNottingham University HospitalsNHS TrustNottingham, UKEmail: [email protected]
Figure 1 Discoloured co-amoxiclav (top) drawn up from cracked vial, com-pared with normal co-amoxiclav (bottom).
© 2014 The Association of Anaesthetists of Great Britain and Ireland 391
Correspondence Anaesthesia 2014, 69, 387–398