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Behavioral Health Risk in the Acute Care Setting Arizona Society for Health Care Risk Management May 20, 2011 MONICA COOKE MA, RNC, CPHQ, CPHRM QUALITY PLUS SOLUTIONS LLC

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Page 1: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Behavioral Health Risk in the

Acute Care Setting

Arizona Society for Health Care Risk Management

May 20, 2011

MONICA COOKE MA, RNC, CPHQ, CPHRM

QUALITY PLUS SOLUTIONS LLC

Page 2: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

OBJECTIVES

• Identify the degree to which behavioral health patients present in health care organizations

• Describe the major risks associated with behavioral health patients in non-psychiatric settings

• Discuss risk reduction and enterprise risk management strategies to mitigate the risk of harm to staff and patients

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 3: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Do you Know?

• Rate of Mental illness in the general population?

• The leading cause of “healthy life lost”

• The reduction in number of psych beds?

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 4: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 5: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Emergency Department

• 4.1 million mental health

• 1.7 million drug-related

• 472,000 self-inflicted injury

• 293,000 injuries of undetermined intent

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 6: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Medical/Surgical

Units

• 40-60% - significant mental health issue

• 8.2 days ALOS co-occurring diagnosis

• 1,500 suicides/year in inpatient settings

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 7: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Liabilities/Exposures

• Adverse Media Attention

• Regulatory Risks

• Facility Licensure Action

• Health Care Professional Liability Risk

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 8: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Frequent Legal Claims

• Inadequate risk assessments

• Lack of a safe treatment environment

• Lack of appropriate monitoring procedures

• Untrained staff

• Untimely transfers to appropriate setting

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 9: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Top Behavioral Health Risks

• Suicidality

• Aggression

• Elopement

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 10: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Case Study

Sara, a 28 year old was admitted to the medical unit due to dehydration from not eating/drinking. She believed that she was not worthy of food/fluids and was attempting to die.

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 11: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Risk Reduction Strategies

For the Emergency

Department and Acute Care

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 12: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Suicidality

• Triage and Initial risk

screening

• Assessment by a Behavioral

Health Professional

• Frequent reassessment

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 13: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Aggression

• Assess for medical etiology

• Zero Tolerance

• Set Limits

• Behavioral Contracting

• “Fire” or “transfer care”

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 14: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Rapid Stabilization

• Stablize acute suicidal states

• Treat agitation and aggression

• Medicate for severe anxiety and psychotic symptoms

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 15: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Elopement

“Premature

Patient

Prompted

Discharges”

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 16: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Case Study

Rick was a 34 year old Schizophrenic in the ED. Triaged as “hearing voices” telling him to die. He waited in the ED unsupervised for 45 minutes, became overly anxious and eloped.

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 17: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Elopement Prevention Strategies

• Assessment/Reassessment of risk

• Frequent Monitoring: Meet the patient’s need

• Manage anxiety

• Maintain in a secure environment

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 18: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Treatment Environment

• Move out of ED waiting room

• Design a “Safe” room/area in ED and on acute care unit

Permanent or convertible

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 19: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Treatment Environment

• Garage door

• Safe bathrooms/doors

• Wardrobes without doors

• Safe windows

• No plastic bags

• Light fixtures, door knobs, sprinkler heads

• Hand rails

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 20: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Treatment Environment

• Routine surveillance

• Utilize safety restrictions

• Provide for diversion

• Security Personnel

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 21: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Behavioral Health Staff

• In the Emergency Department

• Behavioral Health resource for inpatient units

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 22: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Observation/Monitoring

Levels

• One to One (Sitter)

• Q-5 to Q-15 Minute

• Q-30 Minute/Hourly

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 23: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Restraint/Seclusion

• Physical

• Mechanical

• Chemical

• Seclusion

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 24: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Visitors

Monitoring

Restrictions

Education

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 25: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Communication

Between caregivers:

• MD’s

• Nurses

• Sitters

• Security

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 26: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Documentation

• Assessments

• Plan of Care

• Observations

• Interventions

• Discharge assessment

/plan/referral

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 27: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Staff Competencies

• Nursing Staff

• Sitters

• Support/ Auxiliary staff training

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 28: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Enterprise Risk Management

BH patients are THROUGHOUT the organization and often pose the most unpredictable risk

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 29: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Organizational Strategies

• Risk Assessment

• Conduct Tracer

• Policies/monitoring parameters

• Efforts to reduce possibility of harm

• Screening/ assessment/reassessment

• Access to behavioral health resources

• Monitoring, analyzing, and trending of data

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 30: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Summary

Assessment and

Re-assessment

Communication

Observation/monitoring

Environment of Care/Surveillance/Searches

Restraint

Education/Training

Discharge Assessment/Instructions

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 31: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Opportunities and Challenges

• Overcoming stigma and staff attitudes

• Modification of the Treatment Setting

• Initial and ongoing training of staff

• An Enterprise Risk Approach

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 32: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Tool Box

• Organizational Suicide Risk Assessment

• ED Brief Risk Assessment

• Trip Ticket

• Sample Sitter Guidelines

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 33: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Resources

• Allen, Michael, et.al., The Expert Consensus Guidelines Series: Treatment of Behavioral Emergencies 2005, www.psychguides.com/content/behavioral-emergencies

• Sine, David, Hunt, James. White paper: Design Guide for the Built Environment, 4.2 Edition, March 2011, www.naphs.org

• www.patientsafety.gov/SafetyTopics/ VA Mental Health EOC checklist

• The Mental Health Report of the Surgeon General –www.surgeongeneral.gov/library/mentalhealth/home.html

• The Joint Commission, Sentinel Event Alert #46, www.jointcommission.org

• Rozovsky, Fay and Conley, Jane, Health Care Organizations Risk Management: Forms, Guidelines, & Checklists. Third Edition, Chapter 12 –Behavioral Health Risk Management, Aspen Publishers, 2009.

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 34: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Resources

• Practice Guideline for the Assessment and Treatment of Patients with Suicidal Behaviors http://www.med.umich.edu/depression/suicideassessment

• After the Attempt: A Guide for Medical Providers in the Emergency Department taking Care of Suicide Attempt Survivors

http://store.samhsa.gov

Presented by: Monica Cooke, Quality Plus

Solutions LLC

Page 35: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

Presented by: Monica Cooke, Quality Plus Solutions LLC

Page 36: Behavioral Health Risk in the Acute Care · PDF fileBehavioral Health Risk in the Acute Care Setting ... •472,000 self-inflicted injury •293,000 injuries of ... •Plan of Care

THE END

Thank you for inviting me to present on

Behavioral Health Risk

Questions/Comments can be forwarded to:

Monica Cooke at:

[email protected]

Presented by: Monica Cooke, Quality Plus Solutions LLC