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ATM gene alterations in chronic lymphocytic leukemia patients induce a distinct gene expression profile and predict disease progression by Anna Guarini, Marilisa Marinelli, Simona Tavolaro, Emanuele Bellacchio, Monia Magliozzi, Sabina Chiaretti, Maria Stefania De Propris, Nadia Peragine, Simona Santangelo, Francesca Paoloni, Mauro Nanni, Ilaria Del Giudice, Francesca Romana Mauro, Isabella Torrente, and Robin Foà Haematologica 2011 [Epub ahead of print] Citation: Guarini A, Marinelli M, Tavolaro S, Bellacchio E, Magliozzi M, Chiaretti S, De Propris MS, Peragine N, Santangelo S, Paoloni F, Nanni M, Del Giudice I, Mauro FR, Torrente I, and Foà R. ATM gene alterations in chronic lymphocytic leukemia patients induce a distinct gene expression profile and predict disease progression. Haematologica. 2011; 96:xxx doi:10.3324/haematol.2011.049270 Publisher's Disclaimer. E-publishing ahead of print is increasingly important for the rapid dissemination of science. Haematologica is, therefore, E-publishing PDF files of an early version of manuscripts that have completed a regular peer review and have been accepted for publication. E-publishing of this PDF file has been approved by the authors. After having E-published Ahead of Print, manuscripts will then undergo technical and English editing, typesetting, proof correction and be presented for the authors' final approval; the final version of the manuscript will then appear in print on a regular issue of the journal. All legal disclaimers that apply to the journal also pertain to this production process. Haematologica (pISSN: 0390-6078, eISSN: 1592-8721, NLM ID: 0417435, www.haemato- logica.org) publishes peer-reviewed papers across all areas of experimental and clinical hematology. The journal is owned by the Ferrata Storti Foundation, a non-profit organiza- tion, and serves the scientific community with strict adherence to the principles of open access publishing (www.doaj.org). In addition, the journal makes every paper published immediately available in PubMed Central (PMC), the US National Institutes of Health (NIH) free digital archive of biomedical and life sciences journal literature. Official Organ of the European Hematology Association Published by the Ferrata Storti Foundation, Pavia, Italy www.haematologica.org Early Release Paper Support Haematologica and Open Access Publishing by becoming a member of the Europe Hematology Association (EHA) and enjoying the benefits of this membership, which inc participation in the online CME?program Copyright 2011 Ferrata Storti Foundation. Published Ahead of Print on October 11, 2011, as doi:10.3324/haematol.2011.049270.

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Page 1: ATM gene alterations in chronic lymphocytic leukemia ...cllcanada.ca/2010/pdfs/haematol.2011.049270-1.full.pdf · ATM gene alterations in chronic lymphocytic leukemia ... The journal

ATM gene alterations in chronic lymphocytic leukemia patientsinduce a distinct gene expression profile and predict disease progression

by Anna Guarini, Marilisa Marinelli, Simona Tavolaro, Emanuele Bellacchio, Monia Magliozzi, Sabina Chiaretti, Maria Stefania De Propris, Nadia Peragine,Simona Santangelo, Francesca Paoloni, Mauro Nanni, Ilaria Del Giudice, Francesca Romana Mauro, Isabella Torrente, and Robin Foà

Haematologica 2011 [Epub ahead of print]

Citation: Guarini A, Marinelli M, Tavolaro S, Bellacchio E, Magliozzi M, Chiaretti S, De Propris MS, Peragine N, Santangelo S, Paoloni F, Nanni M, Del Giudice I, Mauro FR, Torrente I, and Foà R. ATM gene alterations in chronic lymphocytic leukemiapatients induce a distinct gene expression profile and predict disease progression. Haematologica. 2011; 96:xxx doi:10.3324/haematol.2011.049270

Publisher's Disclaimer. E-publishing ahead of print is increasingly important for the rapid dissemination of science.Haematologica is, therefore, E-publishing PDF files of an early version of manuscripts thathave completed a regular peer review and have been accepted for publication. E-publishingof this PDF file has been approved by the authors. After having E-published Ahead of Print,manuscripts will then undergo technical and English editing, typesetting, proof correction andbe presented for the authors' final approval; the final version of the manuscript will thenappear in print on a regular issue of the journal. All legal disclaimers that apply to the journal also pertain to this production process.

Haematologica (pISSN: 0390-6078, eISSN: 1592-8721, NLM ID: 0417435, www.haemato-logica.org) publishes peer-reviewed papers across all areas of experimental and clinicalhematology. The journal is owned by the Ferrata Storti Foundation, a non-profit organiza-tion, and serves the scientific community with strict adherence to the principles of openaccess publishing (www.doaj.org). In addition, the journal makes every paper publishedimmediately available in PubMed Central (PMC), the US National Institutes of Health (NIH)free digital archive of biomedical and life sciences journal literature.

Official Organ of the European Hematology AssociationPublished by the Ferrata Storti Foundation, Pavia, Italy

www.haematologica.org

Early Release Paper

Support Haematologica and Open Access Publishing by becoming a member of the EuropeHematology Association (EHA) and enjoying the benefits of this membership, which inc

participation in the online CME?program

Copyright 2011 Ferrata Storti Foundation.Published Ahead of Print on October 11, 2011, as doi:10.3324/haematol.2011.049270.

CLL CANADA (2011)
Downoaded from CLL CANADA http://cllcanada.ca
CLL CANADA (2011)
CLL CANADA (2011)
CLL CANADA (2011)
Downloaded from CLL CANADA
CLL CANADA (2011)
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ATM gene alterations in chronic lymphocytic leukemia patients induce a

distinct gene expression profile and predict disease progression

Running title: ATM gene alterations in CLL

Anna Guarini,1 Marilisa Marinelli,1 Simona Tavolaro,1 Emanuele Bellacchio,2

Monia Magliozzi,2 Sabina Chiaretti,1 Maria Stefania De Propris,1 Nadia Peragine,1

Simona Santangelo,1 Francesca Paoloni,3 Mauro Nanni,1 Ilaria Del Giudice,1

Francesca Romana Mauro,1 Isabella Torrente,2 and Robin Foà1

1Division of Hematology, Department of Cellular Biotechnologies and Hematology,

“Sapienza” University, Rome; 2IRCCS, Ospedale Casa Sollievo della Sofferenza, San

Giovanni Rotondo and CSS-Mendel Institute, Rome, Italy and 3GIMEMA Data Center,

GIMEMA Foundation, Rome, Italy

Correspondence

Robin Foà Division of Hematology, “Sapienza” University of Rome,

Via Benevento, 6, 00161, Rome, Italy. Phone: international +39.06.85795753.

Fax: international +39.06.85795792 E-mail: [email protected]

Key words: ATM, Chronic lymphocytic leukemia, Gene expression profiling, MLPA,

del11q.

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Abstract

Background. The genetic characterization of chronic lymphocytic leukemia cells

correlates with the behavior, progression and response to treatment of the disease.

Design and Methods. Our aim was to investigate the role of ATM gene alterations,

their biologic consequences and their value in predicting disease progression. The ATM

gene was analyzed by Denaturing High Performance Liquid Chromatography and

Multiplex Ligation Probe Amplification in a series of patients at diagnosis. The results were

correlated with the immunoglobulin genes mutations, cytogenetic abnormalities, ZAP-70

and CD38 expression, TP53 mutations, gene expression profile and treatment-free

interval.

Results. Mutational screening of the ATM gene identified point mutations in 8/57 cases

(14%). Multiplex Ligation Probe Amplification analysis identified 6 patients with 11q

deletion: all of them harbored at least 20% of deleted cells by FISH analysis. Overall, ATM

point mutations and deletions were detected in 14/57 (24.6%) cases at presentation,

representing the most common unfavorable genetic anomalies in chronic lymphocytic

leukemia, including also stage A patients. Both deleted and mutated ATM patients showed

a significantly reduced treatment-free interval compared to patients without ATM

alterations. ATM-mutated cases presented a peculiar gene expression profile

characterized by the deregulation of genes involved in apoptosis and DNA repair. Finally,

the structure definition of the ATM-mutated protein allowed to hypothesize functional

abnormalities responsible of the unfavorable clinical course of patients carrying these point

mutations.

Conclusions. In chronic lymphocytic leukemia, ATM alterations are present at diagnosis

in about 25% of individuals, are associated with a peculiar gene expression pattern and a

reduced treatment-free interval.

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Introduction

Chronic lymphocytic leukemia (CLL) is the most common adult leukemia in the Western

hemisphere. It is characterized by a clonal accumulation of small, mature-looking

lymphocytes in the blood, marrow and secondary lymphoid tissues.1 The disease presents

a highly variable clinical course, with some patients surviving for many years without

requiring treatment and others who witness a rapidly progressing disease, associated with

a short life expectancy, despite aggressive treatment.

Several biological and genetic properties of the leukemic cells, such as the mutational

status of the immunoglobulin heavy chain variable genes (IGHV),2 chromosome

aberrations,3 CD38 and ZAP-70 expression,4,5 and p53 dysfunction6 bear an important

prognostic value and have enabled to stratify patients into risk categories. These

parameters are in fact important independent predictors of disease progression and

survival.

The deletion of chromosome 11q22-q23, that occurs in 10-20% of cases,3 represents the

second most common genetic abnormality in CLL and defines a subgroup of patients

characterized by progressive disease and an overall unfavorable prognostic likelihood;7 in

fact, leukemic cells show increased survival rates, possibly due to inhibited apoptosis and

to alterations of the genes involved in cell-cycle control and cell survival.8

The ATM (ataxia-telangiectasia mutated) gene maps to chromosome 11q22-q23 within the

minimal region of loss described in CLL9 and several data indicate that the 11q deletion

results in ATM gene inactivation.10 The ATM gene is a member of the phosphatidylinositol-

3 kinase (PT3K) family of genes and consists of 66 exons, of which 62 are coding exons.11

The ATM protein is a nuclear serine/threonine kinase of 350 kDa whose activities are

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induced by chromosomal double-strand breaks that arise endogenously or after exposure

to DNA-damaging agents, including ionizing radiation (IR) and drugs.12

The ATM protein is a pleiotropic molecule that protects the integrity of the genome by

regulating the cell-cycle arrest at G1/S and G2/M to prevent processing of damaged DNA,

and activating DNA-repair pathways and inducing apoptosis if the DNA damage cannot be

repaired.13 Many of these effects are mediated via a phosphatidylinositol-3 kinase domain

in the C-terminus of the ATM protein (residues 2656-3056). The homozygosus mutation of

the ATM gene is known to be the cause of ataxia-telangiectasia (A-T), an autosomal

recessive disorder characterized by neurological and immunological symptoms,

radiosensitivity and predisposition to cancer, particularly of the lymphoid system.14 Several

epidemiological studies suggest that the frequency of the A-T heterozygous carriers

ranges between 0.5% and 1% in different countries; these individuals have a significantly

increased risk of developing breast cancer15 and CLL.16,17 One third of CLL patients have

an inactive ATM and exhibit defects in the p53 damage response and in IR-induced

apoptosis.18,19 These findings have considerable clinical implications because ATM

mutations may be important in predicting potential treatment failures.20

In the present study we examined the mutational status of the ATM gene in a series of

CLL patients studied at diagnosis. A multiplex gene dosage analysis of the ATM gene was

also performed by MLPA. The results were then correlated with the known biological

prognostic factors, including coexisting cytogenetic abnormalities, IGHV status genes,

CD38 and ZAP-70 expression, TP53 mutations, as well as with gene expression profile.

Modeling structural analysis of the mutated ATM protein was carried out in order to

understand the effects of the mutation on the behavior of the neoplastic cells. The results

obtained indicate that both patients with ATM gene mutations or a large ATM gene

deletion present a distinct biologic and gene expression profile, as well as a reduced

treatment-free interval (TFI). Structural analysis of the protein kinase domain obtained by

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homology modeling helped to shed light into the functional abnormalities that lead to the

unfavorable clinical course of CLL patients carrying ATM mutations.

Design and Methods

CLL patients

Samples from 57 untreated CLL patients, collected between 1997 and 2005 at the

Hematology Institute of the “Sapienza” University of Rome, 28 females and 29 males,

median age of 50 years (range 29-64), were analyzed. The diagnosis of CLL was based on

the presence of more than 4.000 clonal lymphocytes/!L in the peripheral blood with a

typical CLL immunophenotype (CD5/CD20+, CD23+, weak CD22+, weak sIg+, CD10-) and

morphology. According to Binet staging system, 42 patients were in stage A, 12 in stage B

and 3 in stage C. The patients presented a median of 27.679/L lymphocytes (range 4.118-

212.400) at the time of the study. The patients’ characteristics are presented in the online

Supplemental Table S1.

All samples were analyzed for CD38 and ZAP-70 expression, for the IGHV status and for

TP53 mutations as previously described.21

This study was approved by the Institutional Review Board of the Department of Cellular

Biotechnologies and Hematology, “Sapienza” University of Rome. All patients and controls

gave their informed consent to blood collection and to the biologic analyses included in the

present study according to the Declaration of Helsinki.

DNA was extracted from the leukemic cells of the 57 unrelated patients and tumor DNA

was analyzed to determine ATM mutations. The detected ATM alterations were

investigated in patient-matched buccal cells DNA to determine their germline or somatic

nature.

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DHPLC analysis of ATM gene

Mutation scanning was performed by DHPLC analysis, following previously published

protocols22,23 in which a 86% mutation detection rate in ATM mutated patients and a 100%

specificity has been reported.

Sixty-two out of the 66 exons of ATM, along with exon-intron junctions, were PCR-

amplified.22 Denaturing High Performance Liquid Chromatography (DHPLC) analysis

followed previously published protocols.22,23 All amplification products showing an

abnormal elution profile were re-amplified and sequenced in the forward and reverse

direction using the BigDye Terminator chemistry and an ABI PRISM 3100 automated DNA

sequencer (Applied Biosystems). The pathogenic role of novel missense and intronic

changes was evaluated by screening 360 control chromosomes from 180 unrelated

healthy individuals.

MLPA analysis of ATM gene

To estimate the contribution of single and multi-exon ATM gene copy-number changes,

that could be missed with large FISH probes, a MLPA analysis was performed using the

SALSA MLPA kit P123 ATM, available from MRC Holland (MRC-Holland, Amsterdam, The

Netherlands).

This assay consists of two reaction mixes containing probes for 33 of the 66 constitutive

ATM exons and control probes for sequences located in other genes. An aliquot of 150 ng

of denatured genomic DNA was used in the overnight annealing of the exon-specific

probes and subsequent ligation reaction. PCR was performed with FAM-labelled primers

using 10 ml of ligation reaction. Separation and quantification of the amplification products

were carried out using an ABI Prism 3130 Genetic Analyzer (Applied Biosystem). The

peak area for each fragment was measured with the GeneScan Analysis software V.3.7

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(Applied Biosystems) and the data were analyzed with the Coffalyser software (MRC-

Holland). The results are reported as the ratio between allele copy numbers (Relative

Copy Number, RCN) of the cells from a CLL patient and healthy controls. A ratio of 1

should be obtained if both alleles are present; a reduction or an increase in the peak area

values to 0.7 or 1.3 was considered an indication of a deletion or a duplication,

respectively.

Statistical analysis of TFI

TFI was calculated from the date of diagnosis to first treatment. The probability of TFI was

estimated using the Kaplan-Meier test; since no patient died before treatment, it was not

necessary to estimate TFI by means of cumulative incidence curves, considering death

before treatment as a competing risk. The Log-rank test was used to test differences

between groups.

RNA extraction and oligonucleotide microarray

Total RNA was extracted using the RNeasy mini procedure (Qiagen), according to the

manufacturer’s instructions with minor modifications. All samples analyzed contained at

least 90% leukemic cells. HGU133 Plus 2.0 gene chips (Affymetrix, Santa Clara, CA) were

used to determine gene expression profiles. Briefly, first strand cDNA was synthesized

from 5 ! g total RNA using T7-(dT)24 primers and reverse transcribed with the Roche

Applied Science Microarray cDNA Synthesis kit (Mannheim, Germany); after the second

strand cDNA synthesis, the product was used in an in vitro transcription reaction (Roche

Applied Science Microarray RNA Target Synthesis (T7) kit) to generate biotinylated

complementary RNA (cRNA). Eleven ! g of fragmented cRNA were hybridized on

microarrays for 16 hours and subsequently gene chips were washed, stained and

scanned.

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Statistical methods for microarray analysis

Oligonucleotide microarray analysis was performed with the dChip software

(www.dchip.org), which uses an invariant set normalization method where the array with

median overall intensity was chosen as the baseline for normalization. Model based

expressions were computed for each array and probe set using the PM-MM model.24

Non-specific filtering criteria for unsupervised clustering required the expression level to be

higher than 300 in >10% of the samples and the ratio of the standard deviation (SD) to the

mean expression across all samples to be between 1 and 1,000. Unsupervised clustering

was performed as described by Eisen et al.25

To identify genes differentially expressed between different CLL subclasses, a t-test was

applied: probe-sets were required to have an average expression >100 in at least one

group, a p-value <0.05 and a fold change >1.5. Identification of gene functional annotation

was performed using the DAVID database (http://david.abcc.ncifcrf.gov).

Real-time quantitative PCR analysis

One µg of total RNA was retro-transcribed using the Advantage RT-for-PCR Kit (Clontech,

Mountain View, CA, USA). Real-time quantitative-PCR (Q-PCR) analysis was performed

with an ABI PRISM 7500 sequence detection system and the SYBR green dye (Applied

Biosystems). The real-time PCR conditions were as follows: 1 cycle at 50ºC for 2 minutes,

1 cycle at 95ºC for 10 minutes, 1 cycle at 95ºC for 15 seconds, 1 cycle at 60ºC for 1

minute, for a total of 40 cycles. For each sample, GAPDH CT values were utilized for

normalization purposes. For each gene, relative expression levels were computed as the

difference (2-!CT) between the target gene CT and GAPDH CT.

Primers were designed by Primer Express 1.5.1 software (Applied Biosystems). Gene

symbols and primers are listed in the online Supplemental Table S2.

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Box plots and p-values were obtained using a tool available on the website

(http://www.physics.csbsju.edu/stats/).

Molecular modeling of the ATM kinase domain

The structure of the PI3K-like domain of ATM in the amino acid (a.a.) interval 2623-2953

was built by homology modeling using the program MODELLER (release 9v3)26 and using

as a template the structure of the homologous porcine PI3K" in complex with ATP (Protein

Data Bank, PDB, entry 1E8X), according to alignment of sequence and secondary

structure elements (the latter are predicted by PSIPRED for ATM and experimental for

porcine PI3K"), as shown in online Supplemental Figure S1.

The alignment allowed to identify the nucleotide binding loop in the N-terminal side of the

kinase domain of ATM at about a.a. 2694-2699, owing to the congruence with the typical

secondary structure features for this protein region. The ATM a.a. interval 2795-2830

emerges as an insertion with respect to the porcine PI3K" sequence and has not been

modeled. However, this part of the protein does not appear to contribute to the kinase fold

because it shows a less strict a.a. conservation; in addition, the presence of several

charged residues suggest solvent exposure with probable implications in the mechanisms

of ATM activation and/or substrate recognition. The ATP co-factor has been modeled on

the kinase domain of ATM according to the binding conformation of the ATP ligand

reported in the crystallographic structure of PI3K".

To assess the congruence of the proposed architectural model, we have also verified

whether a.a. crucial for kinase activity are properly located inside the structure.

Specifically, we have identified the position of the lysine that interacts with the phosphate

group of ATP and the aspartic acid that acts as proton acceptor, which are the two active

site residues directly involved in kinase activity. The first of these two residues in ATM

appears to be the invariant Lys2717, because it aligns accurately with Lys833 of porcine

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PI3K", which in turn is known as the active site lysine for this homologous kinase.27 The

proton acceptor residue in ATM turns out to be the invariant Asp2870 owing to its

geometric coincidence with the annotated catalytic aspartic acid residue of another

structurally characterized kinase (PDB structure 1VYW, cell division protein kinase 2) that

is observed after rigid superposition of this latter structure with our model.

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Results

DHPLC analysis for ATM mutations

Fifty seven CLL patients were screened for mutations in the 62 coding exons of the ATM

gene. Mutational screening of the ATM gene identified 8 (14%) patients with heterozygous

mutations: 1 frameshift 2502insA, 1 splicing mutation IVS29+5G>A, 6 missense, 8095C>T

(P2699S), 8071C>T (R2691C), 2476A>C (I826L) and 1435G>T (D479Y) in 3 patients:

given the relatively high incidence of the latter mutation, in order to exclude the possibility

of a contamination, the presence of this mutation was screened, and confirmed in two

different DNA aliquots from the same individual (Table 1). In 4/8 cases, the ATM mutations

have also been tested on the non-neoplastic cell population, namely buccal cells, to verify

whether the alteration was germline or carried only by the neoplastic cells: in 1/4 cases the

mutation was germline (Table 1).

In addition, 9 different variants or polymorphisms, defined on the basis of referenced data,

were found in 14 patients (online Supplemental Table S3); their functional significance is

unknown. ATM mutations, variants and polymorphisms have been also evaluated in 180

healthy volunteers, to test in matched controls if these variants segregate in the Italian

population and to verify their frequency (online Supplemental Table S3).

MLPA analysis for ATM deletions/duplications

All 57 CLL patients were analyzed for ATM gene copy number variations by MLPA. This

method identified an entire gene deletion in 6/57 patients analyzed. In all 6 samples,

MLPA analysis showed a significant decrease in the peak heights for all ATM exons with

mean RCN values of 0.58. This finding confirmed previous results obtained by FISH

analysis, showing a deletion in at least 20% of the leukemic cells. No deletion was found in

patients carrying point mutations.

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Relationship between ATM gene mutations and prognostic factors

Patients with ATM point mutations

Analysis of the sequence of IGHV genes in the 8 ATM-mutated cases showed in 6 an

unmutated status and in 2 (MR 3664; AE 5646) a mutated status (Table 2).

ZAP-70 was expressed in 4/8 ATM-mutated cases (MR 3664; PD 3988; VA 4046; IA

5948). The CD38 antigen was present in more than 7% of leukemic cells in 5/8 cases (CF

5116; ID 5637; PD 3988; VA 4046; IA 5948), but only in 1 (VA 4046) more than 20% of the

cells were positive. Several cytogenetic imbalances, evaluated by FISH, were found in

ATM-mutated patients: deletion 13q14 in 5/8 patients (ID 5637; MR 3664; PD 3988; AE

5646; CF5116), deletion 14q32 in 2/8 patients (CF 5116; MR 3664) and deletion 17p13 in

3/8 patients, but in only one case (PD 3988) more than 20% of the cells were positive. Two

of 8 ATM-mutated cases had a coexisting mutation in the TP53 gene (PD 3988; IA 5948).

Deletion 11q23 was negative in all ATM-mutated patients, but patient CF 5116 developed

the deletion on 45% of leukemic cells at the time of disease progression.

Six patients were in stage A and two in stage B (GF 3706;PD 3988); 3 pts (AE 5646; GF

3706; PD 3988) showed lymphadenopathy.

At the time of data analysis, 6/8 of patients with ATM mutation had undergone treatment

(MR 3664; PD 3988; GF 3706; ID 5637; CG 5116) and the median TFI was 30.0 months.

Patients with ATM deletions

All cases showing a significant reduction of ATM gene expression, evaluated by MLPA

analysis, had a proportion of 11q23 deleted cells greater than 20% (Table 2). One case

showed a concomitant 17p13 deletion in 7% of the leukemic cells.

All 6 patients disclosed an IGHV unmutated status. CD38 was positive in 4/6 cases (CS

5700; PF 5216; PA 5704; VR 3835) and in all more than 20% of the leukemic cells

expressed the antigen. ZAP-70 was positive in all cases.

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Five patients were in stage A and 1 in B (CC 5394); 4 pts (CC 5394; CS 5700; PF 5216

VR 4046) showed lymphadenopathy.

At the time of data analysis, all 11q23 deleted patients had been treated and the median

TFI was 23.5 months.

Patients without ATM mutations or deletions

Forty-three of the 57 CLL analyzed showed no ATM gene mutation or 11q23 deletion

(Table 2). Two patients disclosed del17p13, but only 1 in more than 20% of the leukemic

cells, and 1 patient had a TP53 gene mutation. In 16/43 (37%) cases, an unmutated IGHV

gene status was recorded. CD38 was positive in 8/43 (19%) cases and ZAP-70 was

expressed in 12/39 (31%) patients. Thirty-one patients were in stage A, 9 in stage B and 3

in stage C. At the time of data analysis, 26/43 patients had been treated and the median

TFI was 64.2 months. When ATM-mutated and deleted patients were compared to

patients without ATM alterations, the difference in TFI was significant (p=0.0032)

(Figure 1).

Microarray analysis in CLL cells with ATM point mutations

To evaluate the effects of ATM mutations on CLL cells, we performed a gene expression

profile analysis on 41 of the 57 CLL patients characterized for the ATM mutational status.

We first utilized an unsupervised approach applying non-specific filtering criteria:

hierarchical clustering based on a list of 226 selected genes showed that 3/5 ATM-mutated

cases were included in the same cluster of patients; of note, two samples harbored the

same ATM mutation (1435G>T) (data not shown).

Subsequently, we performed a supervised analysis comparing the ATM-mutated cases

with the remaining CLL samples; as shown in Figure 2A, this approach revealed a

common pattern of expression for CLL cases with ATM mutations, identifying a set of 32

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differentially expressed genes. Among these, we found several genes involved in signal

transduction (TGFBR3, AXIN2, CD180, GABRB2, BACE2), regulation of transcription

(RXRA, EIF4A, XBP1), angiogenesis (LAMA5, COL4A3, TMPRSS6), apoptosis and cell-

cycle regulation (SRGN, LY86, SEPT10) (online Supplemental Table S4). Remarkably,

similar results were obtained when the same comparison was performed excluding

MLPA+ cases (data not shown): this approach was undertaken to prove that the signature

of ATM mutations is independent of 11q23 deletions.

Furthermore, given the documented association between ATM mutations and unmutated

IGHV genes,20 we compared ATM-mutated vs ATM wild-type (WT) cases exclusively on

IGHV unmutated CLL. This analysis provided even more interesting results, as shown by a

more homogeneous pattern of expression and the identification of a larger set of

differentially expressed genes (Figure 2B).

Microarray analysis in CLL cells with ATM deletions

The unsupervised analysis on CLL samples highlighted that 4/6 MLPA+ patients were

included in the cluster with ATM-mutated samples mentioned above (data not shown).

We subsequently performed a supervised analysis using a t-test between MLPA+ cases

and the other CLL samples, independent of ATM mutations (Figure 3A). This comparison

identified 98 differentially expressed genes, as reported in the online Supplemental Table

S5. Among the more significant functional groups, we found different genes involved in

signal transduction (TCL1A, P2RX1, CNR1, IL10RA, CXCR5, CACNA1A, FMOD,

TXNDC5), regulation of transcription (RXRA, BMI1, ZNF92, NR4A2, EIF3C, HOXC4,

ZNF331), cell adhesion (PCDH9, SIGLEC10, VCL, LY9, COL18A1, CNTNAP2), lipid

metabolism (APOD, ALG13, NPC2, FDX1, ALOX5, TSPO, PAFAH1B2, NRIP1) and

cytoskeleton organization (DMD, ADD3, TUBB6).

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Moreover, our results highlighted a more distinctive signature associated with ATM

deletions, coupled with a concomitant gene dosage effect. In fact, among the

downmodulated genes, we detected a reduced expression of several transcripts localized

on the chromosome region 11q22-q23, such as ATM, FDX1, MLL, CUL5, IL10RA, BIRC3,

CXCR5, UBE4A, TMEM123, CCDC84, PAFAH1B2, CWF19L2 and KIAA0999 genes.

In line with these findings, the decrease of expression levels of this set of genes correlated

with the percentage of cells carrying the deletion (Figure 3B).

Furthermore, as already done for ATM mutations, in order to exclude the effects of IGHV

mutational status, the same analysis was performed exclusively on CLL IGHV unmutated

samples, achieving analogous results (data not shown).

Validation of gene expression data by Q-PCR analysis

To further validate the microarray results, we performed a Q-PCR analysis on 5 CLL

patients with ATM mutations, 5 MLPA+ cases and 5 CLL without ATM alterations. As

expected, the Pearson correlation index between the gene expression and Q-PCR #CT

values was high, confirming a good concordance between these two techniques.

Among the transcripts differentially expressed in the ATM-mutated vs ATM WT CLL

selected by microarray, the Q-PCR approach confirmed the significant upregulation of

TGFBR3 (p=0.034) and XBP1 (p=0.045) and a significant downmodulation of SEPT10 (p=

0.05) in the first subgroup of patients (online Supplemental Figure 2A). Similarly, Q-PCR

analysis showed significantly different expression levels of ATM (p=0.039), BIRC3

(p=0.0060), TCL1A (p=0.0024) and TSPO (p= 0.0014) between MLPA+ and MLPA- cases

(online Supplemental Figure 2B).

Furthermore, we also evaluated the expression of a set of transcripts commonly

deregulated in CLL with ATM alterations. In agreement with the gene expression data,

BACE2 and TMPRSS6 were significantly down-regulated in both ATM-mutated and

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deleted patients, whereas PCDH9 and RXRA were modulated in the opposite way in these

two subclasses compared to the other CLL (online Supplemental Figure 2C).

Finally, when we extended the analysis to an additional cohort of cases, including ù

5 CLL with ATM point mutations and 5 CLL with del11q, comparable results were obtained

(data not shown).

ATM protein mutations modeling

Mutation D479Y was analyzed since it was detected in 3 ATM-mutated cases (Table 1).

The understanding of the implications of this a.a. change on ATM function was difficult,

since this region of the protein has so far not been studied. D479Y is included in the $ -

helix formed by a.a. 478-494 (secondary structure prediction by PSIPRED) and shows a

high conservation across species having as a much less frequent alternative only

glutammic acid, which is also a negatively charged residue. These features suggest the

importance of this residue.

To understand the effects of the R2691C and P2699S mutations, we have built the

structure of the PI3K-like domain of ATM by homology modeling. The match between the

pattern of secondary structures of ATM kinase and PI3K" (online Supplemental Figure S1)

allows an unambiguous localization of the sites of R2691C and P2699S mutations in the

pocket that binds the ATP co-factor (Figure 4). The R2691C mutation implies the

replacement of a large and positively charged arginine with the small and neutral cysteine

residue, introducing significant structural and electrostatic changes in the ATP binding

pocket. As for the P2699S mutation, according to the alignment and predicted secondary

structure, the presence of a proline at position 2699 suggests that this residue acts as a

breaker of the %-sheet formed by a.a. 2700-2706 (proline residues are commonly found as

$-helix and %-sheet disruptor), thus initiating the formation of a reverse turn that is followed

N-terminally by another %-sheet (a.a. 2690-2693). Such secondary structure arrangement

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is essential for kinases and it is likely to be lost with the P2699S mutation in which the

invariant proline is replaced by a serine.

Owing to such important effects in a region critical for the binding of the co-factor, R2691C

and P2699S mutations are each expected to impair the kinase activity of ATM.

I826L modeling was not evaluated since the mutation falls outside the PI3K-like domain.

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DISCUSSION

The purpose of this study was to analyze the ATM gene in CLL patients, considering that

chromosome 11q22-q23 deletion, where the gene is located, represents the second most

common cytogenetic imbalance and a biologic parameter associated to an unfavourable

prognosis in CLL.3,7 We asked the question if CLL cells that carry ATM gene mutations

and/or deletions showed a peculiar behavior, if there was a molecular explanation and if a

peculiar therapy must be administrated.28 ATM gene mutations not associated with

11q22.23 deletion were observed in 8/57 patients, indicating that this gene is often (14%)

affected in CLL. Notably, all investigated patients were evaluated at diagnosis and before

any treatment. The few reported data concerning the frequency of ATM gene mutations in

untreated CLL patients are in agreement with our results (12%).20 In particular, no data are

available concerning Italian CLL patients. All point mutations but one (2502insA)29

detected in this study are reported for the first time in CLL patients.

Our results suggest that the ATM gene behaves as the TP53 gene:19 deletions and

mutations can be independent processes, but both impact on prognosis. If both deleted

and mutated ATM patients are considered, these alterations are present in a highly

significant proportion of CLL patients at presentation (24.6%). Notably, in this study only

patients with &65 years have been investigated and this could possibly account for the

frequency of the mutations.30,31

The majority of patients with ATM mutations showed poor prognostic biologic features: an

IGHV unmutated status, ZAP-70 and CD38 expression.32 Altogether, these parameters

correlate with the clinical behavior of the disease; in fact, the majority of patients carrying

ATM mutations required treatment for disease progression over a short observation time:

100% of deleted ATM patients required therapy within a median of 23.5 months and 62.5%

of patients with ATM point mutations needed treatment within a median of 30.0 months

after diagnosis. Overall, the TFI of CLL patients with ATM alterations was significantly

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shorter compared to that of patients not harboring such abnormalities (64.2 months).

These findings extend previously published data.7,20,30 In an attempt to explain this

phenomenon, we measured the functional consequences of ATM deletions and point

mutations by evaluating gene expression profile. By supervised analysis, leukemic cells

carrying the 11q22.23 deletion (cut-off >20%), showed a downmodulation of the ATM,

MLL, CUL5 and BIRC3 genes involved in the apoptosis machinery and DNA repair,

mapping to the 11q23 region, thus pointing to a gene dosage effect.33,34 ATM

downmodulation, also validated by Q-PCR analysis, represents a bona fide result.

It has been recently reported that other genes (i.e. NCAM1, TTC12, ANKK1, DRD2,

TMPRSS5, ZW10, USP28, HTR3B, HTR3A, PLZF, NNMT, C11orf71, RBM7, REXO2,

FAM55A, FAM55B and TSLC1) are included in the minimally deleted region on 11q;35 in

our cohort, these transcripts were downmodulated, but without significant differences when

compared to the entire CLL series.

Similarly, Ouillette et al.36 identified a frequent association between ATM deletions and

monoallelic loss of Mre11 and/or H2AFX; in line with these findings, mRNA levels were

lower, but not significantly, in cases with del11q compared with the other CLL samples.

Furthermore, Weston et al.37 have shown that ATM deleted CLL cells exhibit an impaired

activation of the NFR2-ARE detoxification pathway; consequently, ATM mutant cells can

be differentially targeted for killing by agents that activate the NFR2-ARE pathway. The

targeted approach may provide novel treatment options for otherwise chemoresistant ATM

mutant tumors and additionally reduce morbidity in patients.

When considering ATM point mutations, unsupervised analysis revealed that 3 of the 5

cases with ATM aberrations clustered in the same branch, although not tightly: as

suggested by Stankovic et al.,38 this might mean that prior to a DNA damage a distinctive

signature is not evident. At variance, supervised analysis comparing the ATM-mutated

cases with the remaining CLL samples identified 32 differentially expressed genes. Among

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the upregulated genes, we found TGFBR3, that codifies for a TGFB receptor, XBP1 that

encodes a transcription factor expressed in almost 80% of estrogen receptor-alpha (ER)+

breast tumors,39-43 SRGN, that encodes for a protein associated with the macromolecular

complex of granzymes and perforin, and EIF4A and RBM8A, both involved in regulation of

transcription. Among the downmodulated genes, it is worth mentioning CD180 and LY86,

that encode two surface molecules associated in a receptor complex (RP105/MD-1) with a

role in B-cell recognition and signaling of lipopolysaccharide,44 AXIN2, that proved

specifically associated with carcinogenesis when silenced in colorectal carcinoma with

microsatellite instability,45 and, finally, LAMA5 and SEPT10, both involved in the

pathophysiology of CLL.46, 47

The peculiar gene expression profile of ATM-mutated and deleted patients was confirmed

when the analysis was restricted to IGHV unmutated cases, suggesting that ATM gene

alterations induce a peculiar gene expression profile in itself.

Our results suggest that both deletions and mutations of the ATM gene peculiarly affect

gene expression profile. However, the genes involved are different in the two groups, with

only a small set of 4 genes commonly deregulated in both mutated and deleted CLL

patients. These results suggest that, at the biological level, different mechanisms might be

involved in the impairment of the ATM pathway, but provide a similar adverse clinical

effect.

These conclusions are strengthened by the evidence that no specific signatures have

been highlighted in leukemic cells carrying ATM polymorphisms. These results are in

agreement with the knowledge that ATM mutations are pathogenic rather than

polymorphic, because ATM polymorphisms are not associated with a defect in ATM-

dependent cellular responses.18

The differences observed in gene expression profile among ATM-mutated leukemic cells

can be the consequence of mutations in different coding regions. In fact, mutations

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observed in the cases hereby analyzed occur in different exons, leading to the

deregulation of different domains of the ATM protein: given the small number of patients a

comparison of the gene expression effects of the different mutations was not feasible,

although this approach might be particularly useful towards understanding the functional

consequence of each mutation.

The ATM protein has a key role in the response to DNA double strand breaks that are

potentially harmful to cells. Involvement of ATM in this process results in a rapid increase

in the kinase activity residing in a protein domain characterized by the typical motifs of the

PI3K family. Bakkenist and Kastan have proposed that, in unperturbed cells, ATM proteins

associate forming homodimers or higher-order homomultimers devoid of kinase activity

owing to mutual steric hindrance on the enzyme active site.48 After DNA damage, one

ATM molecule phosphorylates serine 1981 on an interacting ATM molecule, enabling

dissociation of this latter protein and its activation in the phosphorylation of cellular

target.48

Two patients carrying the Asp479Tyr mutation fell in the same cluster of gene expression

profile suggesting that the mutation could play a role in the behavior of the leukemic cells.

The PI3K-like domain of ATM built by homology modeling allows to locate the sites of

R2691C and P2699S mutations in the pocket that binds the ATP co-factor (Figure 4B).

This region shows a high vulnerability to mutations since it is directly involved in the

interaction with the co-factor. The important changes associated with each of the two

mutations modify critically this part of the structure impairing ATM kinase activity.

Important biological consequences can be envisioned for R2691C and P2699S mutants.

Indeed, it has been observed that heterozygous missense mutations resulting in ATM

proteins devoid of phosphorylation activity dramatically increase the risk of cancer. This

phenomenon can be explained by the dominant-negative effect. Specifically, ATM inactive

kinase mutants interact with ATM wild type proteins without inducing their activation

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through phosporylation of serine 1981 as it is expected after DNA damage.48 Hence, these

inactive mutants sequester wild type proteins preventing their cell response to the

carcinogenic effects associated with a variety of physical and chemical insults (ionizing

radiations, radicals, either produced endogenously or from exogenous toxins).

Furthermore, Willemore et al. have suggested that, because the DNA-PK activity was

significantly higher in ATM mutant compared to wild type CLL cells, the link between DNA-

PK activity and ATM mutation must be examined as it provides a possible mechanism and

proof of concept of increased sensitization by DNA-PK inhibitors. These results suggest

that DNA-PK inhibition can sensitize ATM mutant CLL cells to chemotherapeutics. Their

data are consistent with the concept of synthetic lethality, where the tumor cells harboring

a DNA repair defect can be killed by targeting the compensatory DNA repair pathway and

suggest that a group of patients may benefit from this combination.49

In conclusion, the results of this study indicate that ATM gene mutations - both point

mutations and deletions - occur in a high proportion of CLL cases (24.6%), from the time of

disease onset, thus representing the most frequent unfavorable genetic anomaly in CLL. In

view of the role played by ATM mutations on the behavior of CLL cells and progression of

the disease, it is important that both deletions and point mutations are considered in an

optimal prognostic stratification and therapeutic approach of CLL patients.

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CLL CANADA (2011)
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Funding

Supported by Associazione Italiana per la Ricerca sul Cancro (AIRC), Milan and AIRC

Special Program Clinical Oncology 5 per mille, Milan; Ministero dell’Università e Ricerca

(MIUR), COFIN and FIRB projects, Rome; Compagnia di San Paolo, Turin; Progetto

“Oncologia”, Ministero della Salute, Rome; Fondazione Cenci Bolognetti, Rome, Italy.

Authorship and Disclosures

AG and MM performed research, analyzed data and wrote the paper; ST and SC

performed and analyzed gene profile data; EB performed ATM point mutation modelling;

MM and IT performed and analyzed ATM gene sequence and dosage data; MSDP, NP,

SS, MN performed research; FP performed statistical analysis; DGI and FRM provided

clinical assistance; RF designed research and revised critically the manuscript. The

authors reported no potential conflicts of interest.

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45. Koinuma K, Yamashita Y, Liu W, Hatanaka H, Kurashina K, Wada T, et al. Epigenetic

silencing of AXIN2 in colorectal carcinoma with microsatellite instability. Oncogene.

2006;25(1):139-46.

46. Spessotto P, Zucchetto A, Degan M, Wasserman B, Danussi C, Bomben R, et al.

Laminin-332 (Laminin-5) is the major motility ligand for B cell chronic lymphocytic

leukemia. Matrix Biol. 2007;26(6):473-84.

47. Benedetti D, Bomben R, Dal-Bo M, Marconi D, Zucchetto A, Degan M, et al. Are

surrogates of IGHV gene mutational status useful in B-cell chronic lymphocytic

leukemia? The example of Septin-10. Leukemia. 2008;22(1):224-6.

48. Bakkenist CJ, Kastan MB. DNA damage activates ATM through intermolecular

autophosphorylation and dimer dissociation. Nature. 2003;421(6922):499-506.

49. Willermore E, Skowronska A, Mulligan EA, Ahmed G, Elliott S, Summerfield GP, et al.

ATM mutant chronic lymphocytic leukemia cells are chemosensitized by inhibition of

DNA-dependent protein kinase. Blood. 2010;116 (21):433 (abstr 433).

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50. Castellvı-Bel S, Sheikhavandi S, Telatar M, Tai LQ, Hwang M, Wang Z, et al. New

mutations, polymorphisms, and rare variants in the ATM gene detected by a novel

SSCP strategy. Hum Mutat. 1999;142(2):156-62.

51. Sandoval N, Platzer M, Rosenthal A, Dörk T, Bendix R, Skawran B, et al.

Characterization of ATM gene mutations in 66 ataxia telangiectasia families. Hum

Molec Genet. 1999;8(1):69-79.

52. Meier M, den Boer ML, Hall AG, Irving JA, Passier M, Minto L, et al. Relation between

genetic variants of the ataxia telangiectasia-mutated (ATM) gene, drug resistance,

clinical outcome and predisposition to childhood T-lineage acute lymphoblastic

leukemia. Leukemia. 2005;19(11):1887-95.

53. Koinuma K, Yamashita Y, Liu W, Hatanaka H, Kurashina K, Wada T, et al. Epigenetic

silencing of AXIN2 in colorectal carcinoma with microsatellite instability. Oncogene.

2006;25(1):139-46.

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Table 1 . ATM gene point mutations in CLL patients.

ID Number Patients

ATM gene mutation Nucleotide Aminoacidic Type Exon/ Change Change Intron

Germline (G)/

Somatic (S)

Allelic Status

3664 M.R. 1435G>T D479Y Missense 12 n.e. Heterozygous

5948 I.A. 1435G>T D479Y Missense 12 S Heterozygous

5646 A.E. 1435G>T D479Y Missense 12 n.e. Heterozygous

3988 P.D. 2476>C I826L Missense 19 n.e. Heterozygous

4046 V.A. 2502insA – Frameshift 19 n.e. Heterozygous

5116 C.F. IVS29+5G>A – Splicing 29 S Heterozygous

3706 G.F. 8095C>T P2699S Missense 57 S Heterozygous

5637 I.D. 8071C>T R2691C Missense 57 G Heterozygous

n.e. : not evaluated

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Table 2. Biological and clinical features of CLL patients studied.

Biologic features Patients with

ATM mutations

(n = 8)

MLPA+

(n = 6)

Patients without

ATM gene

alterations (n = 43)

del11q22.3 (FISH)

>5% <20% >20%

0/8 0/8

0/6 6/6 (100%)

0/43 0/43

del17p13.1 (FISH)

>5% <20% >20%

2/8 (25%) 1/8 (13%)

1/6 (17%) 0/6

1/43 (2%) 1/43 (2%)

IGHV

unmutated mutated

6/8 (75%) 2/8 (25%)

6/6 (100%) 0/6

16/43 (37%) 27/43 (63%)

ZAP-70>20% 4/8 (50%) 6/6 (100%) 12/39 (31%)

CD38>7% 5/8 (62%) 4/6 (67%) 8/43 (19%)

TP53 mutated 2/8 (25%) 0/6 1/43 (2%)

N° of treated patients

TFI Median (months)

5/8 (62.5%)

30.0

6/6 (100%)

23.5

26/43 (60.4%)

64.2

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Figure legends

Figure 1. Statistical analysis of TFI. Evaluation of treatment-free interval in ATM-

mutated and deleted CLL patients compared to patients without ATM alterations.

Figure 2. Comparison between ATM-mutated and non-mutated CLL patients.

Differentially expressed genes between ATM-mutated and ATM wild-type (WT) cases in all

the CLL patients analyzed (A) and in IGHV unmutated samples (B), respectively. Upper

legend: green represents ATM-mutated cases, yellow ATM WT cases. Relative levels of

gene expression are depicted with a color scale: red represents the highest level of

expression and blue represents the lowest level.

Figure 3. Comparison between MLPA+ and MLPA- CLL patients. Identification

of 98 differentially expressed genes between MLPA+ cases and the remaining CLL

samples. Upper legend: purple represents MLPA+ cases, light green MLPA- cases (A).

Correlation between percentage of 11q22-23 deleted cells and expression levels of 6/13

transcripts localized on this chromosome region (B).

Figure 4. ATM model. Shown is the ribbon representation of the model of the ATM

kinase domain (A). The a.a. residues involved by mutations (Arg2691 and Pro2699) and

the ATP co-factor are in ball and stick representation. Details of the ATP binding region

and the site of mutations are shown in B.

!

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Figure 1

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Figure 2

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Figure 3

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Figure 4

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SUPPLEMENTARY APPENDIX

Supplementary Figure 1

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Supplementary Figure 2

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Supplementary Table 1. Biologic characteristics of the 57 CLL patients studied for

ATM mutations.

Parameters N° of patients studied (%)

CD38 expression 57

>7% 17 (30%)

<7% 40 (70%)

ZAP-70 expression 53

>20% 22 (42%)

<20% 31 (58%)

11q22.3 deletion 57

>5%-10% 4 (7%)

>10% 10 (18%)

17p13.1 deletion 57

>5%-20% 8 (14%)

>20% 2 (4%)

13q14 deletion 57

>5% 39 (68%)

14q32 deletion 57

>5% 16 (28%)

Trisomy 12 57

>5% 4 (7%)

IGHV mutation status 57

Unmutated 28 (49%)

Mutated 29 (51%)

TP53 57

Mutated 3 (5%)

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Supplementary Table 2. Gene symbols and primers evaluated by Q-PCR analysis.

Gene symbol

Primer forward Primer reverse

GAPDH CCACCCATGGCAAATTCC GATGGGATTTCCATTGATGACA

ATM AAATTTTCAACCAGTTTTCCGTTACTT ACACTGCGCGTATAAGCCAAT

BACE2 CGAGCCCCTGTGCAGAAAT AGTTGCTGGCTACATCCTCTGTT

BIRC3 TTTCCGTGGCTCTTATTCAAACT CTTCTCATCAAGGCAGAAAAATCTT

PCDH9 GCTTGTGCTTGTATTCCTTTATGTTAA CTCCATAGTCCTGCGGATCAA

RXRA AAGGACCGGAACGAGAATGA ATCCTCTCCACCGGCATGT

SEPT10 ACAGTGGGATTTGGTGACCAA GGCCTCAAACTGAGCATCTATGT

TCL1A GCCTGGGAGAAGTTCGTGTATT CTGTAACCTATCCTTTATCTCGATGGT

TGFBR3 TGCCAGAGAATGGACACGTTTA AGCACGTTTGGATGGCAAA

TMPRSS6 GCCACATTCCAGTGCAAAGA CGCTGCCGTTGAGACAATC

TSPO TGGAAAGAGCTGGGAGGCTT TGTCGGGCACCAAAGAAGAT

XBP1 TCTCAGCCCCTCAGAGAATGAT TCCGGAACGAGGTCATCTTCTA

Supplementary Table 3 . ATM gene variants and polymorphisms detected in CLL patients.

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ID Number

Patients

ATM gene variants

Nucleotide Change

Aminoacidic Change

Type Exon/Intron

Allelic* Frequency

Controls (%) Reference

§

5394 C.C. IVS62+8A>C ' Intronic 62 14

Castellvı-Bel et al. (50 ) 3707 B.P. IVS62+8A>C ' Intronic 62

5704 P.A. IVS14-55T>G ' Intronic 15

8 Castellvı-Bel et al.

(50) 5699 R.D. IVS14-55T>G ' Intronic 15

3442 S.A. IVS14-55T>G ' Intronic 15

5646 A.E. IVS14-55T>G

5557G>A '

D1853N Intronic

Missense 15 39

8 3

Sandoval et al. (51)

3459 S.A. 5557G>A D1853N Missense 39 3 Sandoval et al. (51)

3469 R.B. 5558A>T D1853V Missense 39 1 Sandoval et al. (51) Schaffner et al.(10)

3580 C.M. IVS38-8T>C ' Intronic 39 3

'

5281 B.A. IVS38-8T>C

2119T>C '

S707P Intronic

Missense 39 15

Meier et al. (52) Koinuma et al. (53)

3668 S.L. IVS57+90G>A ' Intronic 57 1 '

3751 D.C. 5748C>T D1914D Silent 40 1

'

3458 S.MG 5748C>T D1914D Silent 40 '

3664 M.R. IVS55+79T>C ' Intronic 55 0 #

*180 healthy control subjects § ATM gene variants and polymorphisms reported in the literature

# http://www.vmresearch.org/atm.htm

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Supplementary Table 4. Differentially expressed genes between CLL patients with and

without ATM gene point mutations. Genes are rank-ordered according to their p-value.

Probeset ID Gene Symbol P-value Chromosomal

Location Gene Function

Expression in ATM-Mutated

Cases

224795_x_at IGK 0.000767 2p12 Immune response High

214836_x_at IGKC 0.00095 2p12 Immune response High

211787_s_at EIF4A 0.003262 17p13 Translation High

221651_x_at IGK 0.007507 2p12 Immune response High

1569110_x_at

LOC728613 0.007568 5p15.33 Unknown High

221671_x_at IGK 0.007701 2p12 Immune response High

222443_s_at RBM8A 0.012148 1q12 RNA processing High

201859_at SRGN 0.017273 10q22.1 Apoptosis High

204929_s_at VAMP5 0.018839 2p11.2 Vesicle-mediated tran sport High

200670_at XBP1 0.02972 22q12 Regulation of transcription,

DNA-dependent High

226625_at TGFBR3 0.045595 1p33-p32 Signal transduction High

1563473_at Unknown 0.047765 Unknown Unknown High

210150_s_at LAMA5 0.000084 20q13.2-q13.3 Angiogenesis Low

231735_s_at MALAT1 0.000906 11q13.1 Unknown Low

239369_at LCN8 0.002436 9q34.3 Phospholipid metabolic process Low

232471_at Unknown 0.004535 Unknown Unknown Low

217853_at TNS3 0.006553 7p12.3 Intracellular signaling cascade Low

205859_at LY86 0.008207 6p25.1 Immune response Low

219737_s_at PCDH9 0.011019 13q14.3-q21.1 Cell adhesion Low

1557122_s_at

GABRB2 0.011915 5q34 Ion tran sport Low

206206_at CD180 0.012872 5q12 Immune response Low

224823_at MYLK 0.013742 3q21 Protein amino acid

phosphorylation Low

222446_s_at BACE2 0.014523 21q22.3 Proteolysis Low

213502_x_at LOC91316 0.016196 22q11.23 Carbohydrate metabolic

process Low

202449_s_at RXRA 0.017499 9q34.3 Regulation of transcription,

DNA-dependent Low

217867_x_at BACE2 0.020668 21q22.3 Proteolysis Low

235522_at CLEC2D 0.020993 12p13 Cell surface receptor linked

signal transduction Low

212698_s_at SEPT10 0.02323 2q13 Cell cycle Low

222073_at COL4A3 0.023512 2q36-q37 Cell surface receptor linked

signal transduction Low

217950_at NOSIP 0.024734 19q13.33 Negative regulation of nitric-

oxide synthase activity Low

222696_at AXIN2 0.024758 17q23-q24 Signal transduction Low

209829_at C6orf32 0.030694 6p22.3-p21.32 Multicellular organismal

development Low

209469_at GPM6A 0.03877 4q34 Unknown Low

234367_x_at TMPRSS6 0.04024 22q12.3 Intracellular signaling cascade Low

212592_at IGJ 0.042982 4q21 Immune response Low

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Supplementary Table 5. Differentially expressed genes between MLPA+ and MLPA-

CLL patients. Genes are rank-ordered according to their p-value.

Probeset ID Gene

Symbol P-value

Chromosomal Location

Gene Function Expression in MLPA+ Cases

209995_s_at TCL1A 0.000197 14q32.1 Multicellular organismal

development High

39318_at TCL1A 0.000425 14q32.1 Multicellular organismal

development High

202449_s_at RXRA 0.001776 9q34.3 Regulation of transcription,

DNA-dependent High

228476_at KIAA1407 0.00429 3q13.31 Unknown High

244740_at MGC9913 0.004904 19q13.43 Unknown High

210949_s_at EIF3C 0.005208 16p11.2 Regulation of translational

initiation High

219737_s_at PCDH9 0.005278 13q14.3-q21.1 Cell adhesion High

203454_s_at ATOX1 0.005982 5q32 Cellular copper ion

homeostasis High

200647_x_at EIF3C 0.006259 16p11.2 Regulation of translational

initiation High

229344_x_at FAM80B 0.006455 12p13.31 Protein modification process High

210401_at P2RX1 0.009813 17p13.3 Signal transduction High

221253_s_at TXNDC5 0.009822 6p24.3 Anti-apoptosis High

215440_s_at BEX4 0.009915 Xq22.1-q22.3 Unknown High

215230_x_at EIF3C 0.010132 16p11.2 Regulation of translational

initiation High

238919_at Unknown 0.011614 Unknown Unknown High

226164_x_at FAM80B 0.011676 12p13.31 Protein modification process High

203881_s_at DMD 0.013194 Xp21.2 Cytoskeletal anchoring High

1552807_a_at SIGLEC10 0.015718 19q13.3 Cell adhesion High

202180_s_at MVP 0.021829 16p13.1-p11.2 Protein tran sport High

218243_at RUFY1 0.021861 5q35.3 Protein tran sport High

235372_at FCRLA 0.022754 1q23.3 Cell differentiation High

203028_s_at CYBA 0.024543 16q24 Superoxide metabolic process High

213674_x_at IGHD 0.027414 14q32.33 Immune response High

201518_at CBX1 0.028095 17q Chromatin assembly or

disassembly High

223207_x_at PHPT1 0.028239 9q34.3 Dephosphorylation High

219359_at ATHL1 0.028367 11p15.5 Carbohydrate metabolic

process High

208741_at SAP18 0.031401 13q12.11 Regulation of transcription,

DNA-dependent High

213436_at CNR1 0.035432 6q14-q15 G-protein coupled receptor protein signaling pathway

High

207713_s_at RBCK1 0.036438 20p13 Protein modification process High

214366_s_at ALOX5 0.037884 10q11.2 Leukotriene metabolic process High

1560225_at CNR1 0.039142 6q14-q15 G-protein coupled receptor protein signaling pathway

High

204409_s_at EIF1AY 0.039817 Yq11.222 Translational initiation High

202098_s_at PRMT2 0.040657 21q22.3 Signal transduction High

200701_at NPC2 0.041376 14q24.3 Phospholipid transport High

38671_at PLXND1 0.041874 3q21.3 Signal transduction High

201400_at PSMB3 0.042024 17q12 Ubiquitin-dependent protein

catabolic process High

211395_x_at FCGR2C 0.04339 1q23.3 Immune response High

202096_s_at TSPO 0.043686 22q13.31 Steroid metabolic process High

214933_at CACNA1A 0.043866 19p13.2-p13.1 Calcium ion tran sport High

202709_at FMOD 0.046059 1q32 Transforming growth factor beta

receptor complex assembly High

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200931_s_at VCL 0.046774 10q22.1-q23 Cell adhesion High

219922_s_at LTBP3 0.047574 11q12 Growth factor binding High

222245_s_at FER1L4 0.047758 20q11.22 Unknown High

214916_x_at Unknown 0.048092 Unknown Unknown High

203531_at CUL5 0.000005 11q22-q23 Negative regulation of cell

proliferation Low

211967_at TMEM123 0.000052 11q22.1 Receptor activity Low

227208_at CCDC84 0.000106 11q23.3 Unknown Low

221580_s_at JOSD3 0.000135 11q21 Protein binding Low

210538_s_at BIRC3 0.000364 11q22 Anti-apoptosis Low

201034_at ADD3 0.000439 10q24.2-q24.3 Structural constituent of

cytoskeleton Low

206126_at CXCR5 0.000442 11q23.3 G-protein coupled receptor

protein signaling pathway; B cell activation

Low

203642_s_at COBLL1 0.000554 2q24.3 Cell adhesion Low

217979_at TSPAN13 0.000573 7p21.1 Signal transduction Low

201753_s_at ADD3 0.000626 10q24.2-q24.3 Structural constituent of

cytoskeleton Low

1558662_s_at BANK1 0.000702 4q24 B cell activation Low

212672_at ATM 0.000942 11q22-q23 DNA repair Low

215145_s_at CNTNAP2 0.000976 7q35-q36 Cell adhesion Low

219300_s_at CNTNAP2 0.001104 7q35-q36 Cell adhesion Low

226247_at PLEKHA1 0.001461 10q26.13 Phospholipid binding Low

219667_s_at BANK1 0.001462 4q24 B cell activation Low

202265_at BMI1 0.001485 10p11.23 Regulation of transcription,

DNA-dependent Low

222808_at ALG13 0.001855 Xq23 Carbohydrate metabolic

process Low

209750_at NR1D2 0.001871 3p24.2 Regulation of transcription,

DNA-dependent Low

222446_s_at BACE2 0.002378 21q22.3 Proteolysis Low

201752_s_at ADD3 0.003297 10q24.2-q24.3 Structural constituent of

cytoskeleton Low

225123_at Unknown 0.003584 Unknown Unknown Low

231839_at 2'-PDE 0.003588 3p14.3 Unknown Low

222915_s_at BANK1 0.003882 4q24 B cell activation Low

205882_x_at ADD3 0.003983 10q24.2-q24.3 Structural constituent of

cytoskeleton Low

222728_s_at JOSD3 0.004153 11q21 Protein binding Low

219301_s_at CNTNAP2 0.004342 7q35-q36 Cell adhesion Low

203647_s_at FDX1 0.004429 11q22 Electron transport; steroid

metabolic process Low

243798_at Unknown 0.004629 Unknown Unknown Low

238587_at UBASH3B 0.004685 11q24.1 Negative regulation of

endocytosis Low

235626_at CAMK1D 0.004936 10p13 Protein amino acid

phosphorylation Low

213034_at KIAA0999 0.005176 11q23.3 Protein amino acid

phosphorylation Low

203544_s_at STAM 0.00541 10p14-p13 Signal transduction Low

206194_at HOXC4 0.005749 12q13.3 Regulation of transcription,

DNA-dependent Low

204912_at IL10RA 0.005817 11q23 Receptor activity Low

202600_s_at NRIP1 0.005833 21q11.2 Regulation of transcription,

DNA-dependent Low

224777_s_at PAFAH1B2 0.005932 11q23 Lipid metabolic process Low

222792_s_at CCDC59 0.00599 12q21.31 Regulation of transcription,

DNA-dependent Low

209191_at TUBB6 0.007009 18p11.21 Microtubule-based process Low

1568249_at SNORA71B 0.007033 20q11.23 Unknown Low

202038_at UBE4A 0.008139 11q23.3 Ubiquitin-dependent protein

catabolic process Low

212119_at RHOQ 0.009427 2p21 Small GTPase mediated signal Low

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transduction

204621_s_at NR4A2 0.009608 2q22-q23 Regulation of transcription,

DNA-dependent Low

207826_s_at ID3 0.009871 1p36.13-p36.12 Negative regulation of

transcription Low

212080_at MLL 0.010466 11q23 Regulation of transcription,

DNA-dependent Low

209081_s_at COL18A1 0.010766 21q22.3 Negative regulation of cell

proliferation Low

235739_at Unknown 0.011077 Unknown Unknown Low

225768_at NR1D2 0.01231 3p24.2 Regulation of transcription,

DNA-dependent Low

210279_at GPR18 0.012375 13q32 G-protein coupled receptor protein signaling pathway

Low

228528_at Unknown 0.0124 Unknown Unknown Low

226981_at MLL 0.012427 11q23 Regulation of transcription,

DNA-dependent Low

237040_at CWF19L2 0.013473 11q22.3 Unknown Low

229390_at FAM26F 0.013655 6q22.1 Unknown Low

230499_at Unknown 0.014818 Unknown Unknown Low

219228_at ZNF331 0.016173 19q13.41 Regulation of transcription,

DNA-dependent Low

212076_at MLL 0.016895 11q23 Regulation of transcription,

DNA-dependent Low

224642_at FYTTD1 0.01713 3q29 Unknown Low

204622_x_at NR4A2 0.017188 2q22-q23 Regulation of transcription,

DNA-dependent Low

210258_at RGS13 0.017358 1q31.2 G-protein coupled receptor protein signaling pathway

Low

234367_x_at TMPRSS6 0.017908 22q12.3 Intracellular signaling cascade Low

226763_at SESTD1 0.018889 2q31.2 Unknown Low

218750_at JOSD3 0.019124 11q21 Protein binding Low

235170_at ZNF92 0.020987 7q11.21 Regulation of transcription,

DNA-dependent Low

242920_at Unknown 0.022263 Unknown Unknown Low

216834_at RGS1 0.023097 1q31 Immune response; G-protein signaling, adenylate cyclase

inhibiting pathway Low

205419_at EBI2 0.024464 13q32.3

Immune response; G-protein

coupled receptor protein signaling pathway

Low

231124_x_at LY9 0.025138 1q21.3-q22 Immunoglobulin mediated

immune response Low

230128_at IGL 0.02922 22q11.1-q11.2 tRNA aminoacylation for protein

translation Low

216248_s_at NR4A2 0.029801 2q22-q23 Regulation of transcription,

DNA-dependent Low

217867_x_at BACE2 0.031937 21q22.3 Proteolysis Low

225954_s_at MIDN 0.038338 19p13.3 Protein modification process Low

227189_at CPNE5 0.042492 6p21.1 Signal transduction Low

233952_s_at ZNF295 0.043895 21q22.3 Regulation of transcription,

DNA-dependent Low

201525_at APOD 0.048048 3q26.2-qter Lipid metabolic process Low

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