affidavit haniff
TRANSCRIPT
Court File No.: 12023/01
ONTARIO SUPERIOR COURT OF JUSTICE
BETWEEN:
WILFRED ROBERT PEARSON Plaintiff
-and-
INCO LIMITED,
HER MAJESTY THE QUEEN IN RIGHT OF ONTARIO, THE CORPORATION OF THE CITY OF PORT COLBORNE, THE REGIONAL MUNICIPALITY OF NIAGARA THE
DISTRICT SCHOOL BOARD OF NIAGARA, and THE NIAGARA CATHOLIC DISTRICT SCHOOL BOARD
Defendants
Proceeding under the Class Proceedings Act, 1992
AFFIDAVIT OF KAL HANIFF
I, KAL HANIFF, of the Town of Oakville, Province of Ontario, make oath and say as follows:
1. I am the Regional Director for the West Central Region of the Ontario Ministry of the Environment
(“MOE”), a Region which extends over much of southwestern Ontario and includes the City of Port
Colborne. I have held this position since June, 1999. As Director, I am the person responsible for
overseeing the administration of the Environmental Protection Act within the Region. More
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particularly, I am the Director responsible for issuing environmental remediation orders in relation to
historic contamination originating from the refinery of Inco Ltd. (“Inco”) in Port Colborne. As well, I am
the Director who accepted Inco’s proposal to undertake a Community Based Risk Assessment
(“CBRA”) and my staff from the Niagara District Office of the MOE, including the District Manager,
Paul Nieweglowski, regularly participate in that process and report to me concerning its progress. In
total, I have been an employee of the MOE for 24 years. A copy of my curriculum vitae is attached
hereto as Exhibit A.
2. Based on the above, I have knowledge of the matters to which I hereinafter depose, except where I have
been advised of such matters by others, in which case I believe such information to be true.
Community Based Risk Assessment
3. In 1996, municipalities assumed from the MOE responsibility for reviewing and approving all proposals
for land development and property rezoning. The City of Port Colborne approached both the MOE and
Inco for advice as to how to deal with the numerous properties in the city containing elevated levels of
nickel, copper and cobalt.
4. Also in 1996, the MOE published the “Guidelines for Use at Contaminated Sites in Ontario” to help
owners of contaminated property clean up the soil so that the property could be redeveloped for
alternative land uses. The Guidelines describe three approaches for cleaning up contaminated soil. The
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approaches are: 1) background, 2) generic and 3) site specific risk assessment (SSRA).
5. The background approach involves the use of soil guidelines to restore the site to natural background
conditions. Table F of the decommissioning guidelines outlines background concentrations using Ontario
Typical Range values.
6. The generic approach involves the use of soil guidelines that have been developed to protect human
health and the natural environment (Tables A-D of the Guidelines). The generic-effects based guidelines
are set to protect the most sensitive of plants, soil and aquatic organisms and human health anywhere in
Ontario, while eliminating the need for MOE review and approval.
7. The SSRA approach does not use a list of established soil guidelines. Instead, the property owner
obtains the services of a qualified consultant to develop risk-based soil guidelines that are specific to and
can only be used to remediate a specific contaminated property. Because it is specific to one site, it is
called a site specific risk assessment. Generally speaking, property owners who clean up their
contaminated soil using the background or the generic effects-based soil guidelines do not require
Ministry approval. However, if an SSRA approach is used, the property owner must submit the SSRA
approach to a third party independent reviewer and then the proposal must be submitted to the Ministry
for approval.
8. In the case of Port Colborne, the SSRA approach would have been a protracted process given the
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number of properties with elevated levels of nickel, copper and cobalt. As a practical matter, individual
site specific risk assessments in the affected areas could take decades to complete, obtain MOE
approval and then implement.
9. Accordingly, in considering possible alternatives, discussions among the City, the MOE and Inco in 1998
and 1999 led to the proposal by Inco of a community based risk assessment (CBRA) approach.
10. The CBRA is a voluntary community-wide risk assessment which considers site specific scientific data
pertinent to the Port Colborne area. The CBRA was endorsed by the City of Port Colborne through
council resolution in March 2000 and the PLC approved the scope of works for the CBRA on
November 30, 2000. The City Council then adopted the scope of works by resolution on December
18, 2000. On January 12, 2001, the MOE sent the PLC a letter formally endorsing the CBRA scope of
works.
11. Inco is undertaking the CBRA using the MOE’s 1997 decommissioning guidelines as a template. Under
the CBRA approach, Inco has agreed to remediate properties according to the findings of the CBRA
and the development of specific procedures as part of the CBRA. In May 2000, Inco retained Jacques
Whitford Environment Limited to develop the specific aspects of the CBRA in consultation with the City
and the MOE. The public is also involved in the process through a Public Liaison Committee (“PLC”)
appointed by the City Council.
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12. Inco is funding the costs of the CBRA process. Inco has also agreed to fund the cost of a separate
socio-economic study to be carried out at the same time as the CBRA. Once the CBRA model is
developed, based on the results of ongoing sampling and analysis, the remediation phase will begin.
Suitable remediation, if and where called for, will depend on individual property characteristics. It might
consist of, for example, the addition of substances to existing soil to stabilize soil conditions, the use of
certain vegetation that naturally absorb nickel from soil or the removal of soil. Prior to the initiation of this
lawsuit, it was hoped that the development of the CBRA might be completed in 2002, with remediation,
if and where called for, to begin thereafter.
Authority for Director’s Order
13. Under the Environmental Protection Act, the Director has the authority to issue orders of various
types. Section 17 of the Act provides that:
Where any person causes or permits the discharge of a contaminant into the natural environment, so that land, water, property, animal life, plant life, or human health or safety is injured, damaged or endangered, or is likely to be injured, damaged or endangered, the Director may order the person to,
1. repair the injury or damage; 2. prevent the injury or damage; or 3. where the discharge has damaged or endangered or is likely to damage or endanger
existing water supplies, provide alternate water supplies. 14. Pursuant to s.196(2) of the Act, the Director also has the authority to order any person who owns,
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occupies or has the charge, management or control of the place to permit access to the place for the
purpose of doing the thing in question.
15. A Director’s Order must be based upon evidence, and it is typically preceded by a Provincial
Officer’s Report, or an expert report or survey of some kind, which establishes that the evidentiary
precondition of the Order provision relied upon has been met (usually, that there exists an adverse effect or
risk of an adverse effect).
16. Once the necessary evidence is in place, as the first step in issuing an Order under the Act, the Director
will issue a Notice of Proposed Order along with a draft Order to the person being ordered, also known
as the “Orderee”. The Notice of Proposed Order provides for written submissions to be made to the
Director within 15 days after the date of the service of the Notice. The Notice of Proposed Order with
the attached Draft Order is also posted on the EBR for a 30 day public review period. The public and
interested stakeholders, including the Orderee, then have 30 days in which to comment on the draft Order
and the evidence which underlies it. As the law has been explained to me over the years by legal counsel,
the Director has an obligation, at common law, to consider the comments received, but is not obliged to
agree with them or make any changes to the draft Order as a result of them.
17. Once the 30 days have expired and the Director is satisfied with the form of the draft Order, the Order
is issued in final form. The Orderee then has 15 days under the provisions of the Act in which to appeal
the Order to the Environmental Review Tribunal. By virtue of the provisions of the Environmental Bill of
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Rights, affected members of the public also have 15 days from the issuance of the finalized Order to seek
leave to appeal the Order if they are dissatisfied with the Order legally, factually or environmentally.
18. The Environmental Review Tribunal (“ERT” or “Board”) is an expert tribunal which stands in the
shoes of the Director. Upon appeal by the Orderee or members of the public, the ERT holds a new
hearing in which it has jurisdiction to examine every issue of fact and law which the Director was capable
of examining. The Board’s decision can completely replace the decision of Director, in whole or in part.
The Board holds a formal, statutory hearing in which any interested persons may be made parties. The
parties are represented by lawyers, can present factual and expert evidence and can make full legal
argument. The Board has its own rules of procedure and operates in accordance with the Statutory
Powers Procedure Act.
19. I have been advised by MOE legal counsel, Jack Coop, that the expertise of the ERT has been
commented on by the courts on numerous occasions. The Board recruits its members from a variety of
scientific and environmental disciplines. This allows the Board to provide a high level of expert adjudication
on the extent of environmental cleanup necessary to prevent adverse effects as defined under the Act.
20. Any party may appeal the Board’s decision to the Divisional Court on a question of law and to the
Minister on a question of fact or policy.
March 2001, Draft Order
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21. In March 2001, the Standards Development Branch of the MOE released its “Soil Investigation and
Human Health Risk Assessment for the Rodney Street Community: Port Colborne (2001)” (the “March
2001 HHRA”). This is detailed in the Affidavit of Jim Smith, sworn March 28, 2002.
22. Based upon the March 2001 HHRA, I determined that there was an evidentiary basis for concluding
that Inco, through the operation of its refinery in Port Colborne, had discharged contaminants into the
natural environment which posed a risk to human health for some residents in the Rodney Street
community of Port Colborne.
23. As a result, on March 28, 2001, I issued to Inco a Notice of Proposed Order with an attached draft
Order under the EPA. The draft Order was also provided to the public by posting on the Environmental
Bill of Rights internet Registry. Both Inco and the public were invited to comment on the draft Order.
24. Using the intervention level established through the March 2001 HHRA of 10,000 ppm nickel in soil,
the draft Order required that Inco develop and implement a plan for the remediation of the 16 properties in
the Rodney Street Area that were contaminated with nickel in excess of 10,000ppm. The draft Order also
required Inco to carry out additional testing north of the area that had previously been tested. A copy of
this March 2001 draft Order is found as Exhibit B to this Affidavit.
25. During the 30-day period in which submissions were received regarding the draft Order, I received
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four submissions with respect to the draft Order. These submissions were from Inco, Dr. Mark
Richardson (the plaintiff’s expert), Mr. Eric Gillespie of Daoust Vukovich Baker-Sigal Banka LLP and
Ms. Ellen Smith, one the residents of the Rodney St. Community.
26. Once the MOE concluded that an error had been made in calculating the intervention level in the
March 2001 HHRA, the Notice of Proposed Order was suspended until further reassessments could be
made.
27. Despite the draft Order not being finalized, Inco attempted to voluntarily undertake the remediation and
testing activities specified in the draft Order. However, I am advised by Paul Nieweglowski that Inco’s
efforts to undertake the remediation were not successful due to property access issues, namely, the
opposition of affected residents, led by plaintiff’s counsel Eric Gillespie. Thus far, only 5 properties have
been remediated due to access prohibitions.
October 2001, Draft Order
28. To address the calculation error contained in the March 2001 HHRA and expert comments received
from Inco and the public on the report, the MOE prepared a revised “Soil Investigation and Human Health
Risk Assessment Report”, the draft of which was released on October 30, 2001 (the “October 2001
HHRA”). This Report concluded that the appropriate intervention level for soil nickel was 8,000 ppm.
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29. Based upon the October 2001 HHRA, on October 30, 2001, I served upon Inco another Notice of
Proposed Order with an attached draft Order. The draft Order and the October 2001 HHRA were made
available for public comment on the EBR Registry. The draft Order proposed similar requirements for
remediation and investigation as were proposed in the draft Order of March 2001.
30. However, because of the new intervention level of 8,000 ppm, the October 2001, draft Order
proposed that Inco remediate an increased number of properties – 25 in total. A copy of the October
2001 draft Order is found as Exhibit C to this Affidavit.
31. Since the Notice of Proposed Order with the attached draft Order was issued on October 30, 2001,
the MOE has received 2 submissions which apply directly to the draft Order. These submissions were
considered in finalizing the Director’s Order.
March 2002 Order
32. On March 28, 2002, both the October 2001 draft Order and the October 2001 HHRA were
finalized, made publicly available, and served upon Inco. A copy of the March 2002 Order is attached as
Exhibit D to this Affidavit.
33. The March 2002 Order maintains the 8,000 ppm nickel soil intervention level of the preceding draft.
Given that Inco has already remediated five properties on a voluntary basis in accordance with the first
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draft of this Order, only 20 properties within the Rodney Street community remain to be remediated under
the March 2002 Order.
Effect of the March 2002 Order
34. Like its draft predecessors, the March 2002 Order not only requires Inco to conduct an immediate
cleanup of the 20 remaining properties in the Rodney Street community which are at or exceed 8,000 ppm
nickel soil levels, it also requires Inco to do additional sampling and to propose and carry out remediation
of any properties which are found to be at or exceeding 8,000 ppm nickel soil levels.
35. The Order defines the Rodney Street Area as the lands in the City of Port Colborne located
between Louis Street on the north, Lake Erie on the south, Welland Street on the west and Davis Street
on the east. It also defines the Surrounding Area as the lands in the City of Port Colborne other than the
Rodney Street Area.
36. The Order requires Inco to prepare a Remediation Plan for the remediation of lands in the Rodney
Street Area and Surrounding Area that are contaminated with nickel at or in excess of a dry weight
concentration of 8,000 ppm.
37. It further requires Inco to submit the Remediation Plan to me by May 1, 2002, for my approval.
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38. The Order is intended to complement the Community Based Risk Assessment (CBRA) process. It is
aimed at quickly eliminating all significant, identified, risks of human health impacts in Port Colborne which
could result from soil contamination resulting from Inco’s historic operations.
39. Plant and other impacts will be addressed under the CBRA process.
40. In order to complement the CBRA process, I anticipate the Order will be carried out in two stages.
The first stage, involving principally the Rodney Street Area, will be carried out by the summer of this year,
reflecting the fact that the 25 properties of the Rodney Street Area having 8,000 ppm or more of nickel in
their soil have already been identified by the Ministry. As well, Inco has undertaken additional sampling
north of Louis Street (an area immediately to the north of the Rodney Street Area). If the results show
properties at or exceeding 8,000 ppm nickel in the soil, then Inco will be required to remediate these
properties as well by this summer.
41. The second stage, involving the balance of Port Colborne, will be carried out over the longer term
through the human health risk assessment which will be conducted by Inco under the CBRA process.
42. I anticipate that the Remediation Plan under the Order will reflect such a staged approach.
43. All evidence to date suggests that soil nickel levels at or exceeding of 8,000 ppm are confined to the
Rodney Street Area. Therefore, it is unlikely that the second stage of remediation will find other properties
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in Port Colborne with such elevated levels. However, it will only be through the site by site evaluation
under the CBRA process that these facts can be ascertained.
Continued Role of Public
44. The current Order is the final version of the draft Order which I circulated to the community, the Public
Liaison Committee, and posted on the Environmental Bill of Rights Registry on October 30, 2001, for
public comment.
45. However, affected and potentially affected residents have not yet had an opportunity to comment to
me on the specifics of Inco’s Remediation Plan, which must be submitted to me by May 1, 2002.
46. After the initial draft Order was served on Inco one year ago, Inco prepared a “Voluntary Remediation
Plan” in which it set out detailed protocols on how it proposed to conduct the clean up of properties in the
Rodney Street Area. The Ministry reviewed that Plan, and generally found it to be acceptable.
47. I am aware that some Rodney Street Area residents, and their lawyers and experts, have already seen
the Voluntary Remediation Plan and have had extensive discussions with Inco about it. It is likely the new
Remediation Plan will be similar to the earlier one. However, all affected residents will be afforded an
opportunity to provide me with their comments on the Remediation Plan before I make a decision under
the Order on whether to approve it.
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48. I am therefore requiring Inco to provide a copy of the Remediation Plan by May 1, 2002, at the latest,
to every affected residence of the Rodney Street Area and the area north of Louis Street (ie. all properties
having 8,000 ppm or more of nickel in the soil). The residents living on those properties will have a two
week period from the date they receive the Remediation Plan to provide me with their written comments.
49. I will review and consider the submissions in deciding whether to approve Inco’s Remediation Plan.
50. Under the second stage of implementation of the Order, I expect Inco will identify any other properties
in the Port Colborne “Surrounding Area” (that is, properties outside the Rodney Street Area) having
8,000 ppm or more of nickel in the soil - if there are any - through its investigations under the CBRA
program. Once those properties are identified, then Inco will similarly serve the affected properties with
the Remediation Plan. Residents living on those properties will then have a two week period in which to
make submissions to me concerning the Remediation Plan. Based on current projections, I expect this
may occur sometime in the late fall of 2002.
51. At that time, I will reconsider my approval decision concerning the Remediation Plan for these
additional properties, based upon any submissions I receive.
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52. I swear this affidavit in response to the certification motion of the plaintiff dated January 17, 2002 and
for no improper purpose.
SWORN before me at the City of ) Toronto, in the Province of Ontario, ) this 28th day of March 2002. ) ________________________
KAL HANIFF ______________________________ A Commissioner, etc.